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SEC v Dain Rauscher, Inc     6

Cases Referring to this Case

Case Name	Citation(s)	Court	Jurisdiction	Date †	Full Text		Citation Index
In Re: Suprema Specialties Inc Securities Litigation	438 F3d 256	United States Court of Appeals, Third Circuit	United States	23 Feb 2006	WorldLII		4
Monetta Financial Services Inc v Securities and Exchange Commission	390 F3d 952	United States Court of Appeals, Seventh Circuit	United States	30 Nov 2004	WorldLII		1
Coeur D'Alene Tribe of Idaho v D Hammond	384 F3d 674	United States Court of Appeals, Ninth Circuit	United States	19 Aug 2004	WorldLII		11
Securities and Exchange Commission v S Rubera	350 F3d 1084	United States Court of Appeals, Ninth Circuit	United States	5 Dec 2003	WorldLII		8
Vernazza v Securities and Exchange Commission Ims/cpas & T E	327 F3d 851	United States Court of Appeals, Ninth Circuit	United States	24 Apr 2003	WorldLII		4

Law Journal Articles Referring to this Case

Journal Article Title	Citation(s)	Author	Jurisdiction	Date †	Full Text		Citation Index
"Economic Impact of Backdating of Executive Stock Options, The"	(2007) 105 Michigan Law Review 1597	Narayanan, M P; Schipani, Cindy A; Seyhun, H Nejat	United States	1 Jan 2007	WorldLII		1

Cases and Articles Cited

Case Name	Citation(s)	Court	Jurisdiction	Date †	Full Text		Citation Index
Irene Flick, Plaintiff-Appellant, v Liberty Mutual Fire Insurance Co, Defendant-Appellee	205 F3d 386	United States Court of Appeals, Ninth Circuit	United States	15 Feb 2000	WorldLII		13
Potts v Securities and Exchange Commission	151 F3d 810	United States Court of Appeals, Eighth Circuit	United States	4 Aug 1998	WorldLII		2
Securities and Exchange Commission v Hughes Capital Corporation	124 F3d 449	United States Court of Appeals, Third Circuit	United States	9 Jul 1997	WorldLII		9
Bonnie Sonnenfeld Karl Nicoletti Hilda Ebling Stoller Trust Larry Rabinowitz v Denver City County of Lazard Freres	100 F3d 744	United States Court of Appeals, Tenth Circuit	United States	12 Nov 1996	WorldLII		9
Securities and Exchange Commission v Rana Research Inc Securities and Exchange Commission	8 F3d 1358; 62 USLW 2304	United States Court of Appeals, Ninth Circuit	United States	3 Nov 1993	WorldLII		12
John Doe, v Cutter Biological, Inc	971 F2d 375; 36 Fed REvid Serv 187	United States Court of Appeals, Ninth Circuit	United States	29 Jul 1992	WorldLII		8
Hollinger v Titan Capital Corporation	[1990] USCA9 1048	United States Court of Appeals, Ninth Circuit	United States	circa 1990	WorldLII		6
SEC v Rogers	790 F2d 1450	United States Court of Appeals, Ninth Circuit	United States	3 Jun 1986	WorldLII		27
Aaron v SEC	446 US 680; 64 L Ed 2d 611; 100 SCt 1945	United States Supreme Court	United States	2 Jun 1980	WorldLII		135
SEC v Arthur Young & Co	590 F2d 785	United States Court of Appeals, Ninth Circuit	United States	1 Feb 1979	WorldLII		20
Sanders v John Nuveen & Co	554 F2d 790	United States Court of Appeals, Seventh Circuit	United States	8 Jun 1977	WorldLII		47
Sundstrand Corporation v Sun Chemical Corporation	553 F2d 1033	United States Court of Appeals, Seventh Circuit	United States	18 Apr 1977	WorldLII		85
Hanly v SEC	415 F2d 589	United States Court of Appeals, Second Circuit	United States	24 Jul 1969	WorldLII		31
914 f2d 1564	914 F2d 1564		United States	circa 1993	Westlaw		51
Matter of Merrill Lynch, Pierce, Fenner & Smith Inc	67 SECDOCKET 1807			circa 1993			1
41 Secdocket 1131	41 SECDOCKET 1131			circa 1993			1