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"Risk and the Consumer in Australian Financial Services Reform"   flag  5

(2006) 28 Sydney Law Review 99
Pearson, Gail
Sydney Law Review
Australia

Law Journal Articles Referring to this Journal Article

Journal Article Title Citation(s) Author Jurisdiction Date †  Full Text Citation Index
"Regulating Financial Advisers in the UK: Lessons for Australia" (2021) 44 University of New South Wales Law Journal 424 He, Weiping; Liu, Han-Wei Australia circa 2021 AustLII flag
"Beneficiary, Investor, Citizen: Characterising Australia's super fund participants" [2009] UNSWLRS 8 Donald, Scott Australia circa 2009 AustLII flag
"Shareholder Class Actions in Australia - The Perfect Storm" (2008) 31 University of New South Wales Law Journal 669 Legg, Michael J Australia circa 2008 AustLII flag 15
"Place of Codes of Conduct in Regulating Financial Services, The" (2006) 15 Griffith Law Review 333 Pearson, Gail Australia circa 2006 AustLII flag 3
"ABCs of Product Safety Re-Regulation in Japan: Asbestos, Buildings, Consumer Electrical Goods, and Schindler's Lifts, The" (2006) 15 Griffith Law Review 242 Nottage, Luke Australia circa 2006 AustLII flag 1

Legislation Cited

Legislation Name Provision
Australian Securities and Investments Commission Act 2001 (Cth) s12BC
Corporations Act 2001 (Cth) s761G, s766B, s766C, s941E, s942B, s942C, s947B, s951A, s1011B, s1013C
Insurance Contracts Act 1984 (Cth)
Reserve Bank Act 1959 (Cth) s10B
Retirement Savings Accounts Act 1997 (Cth)
Superannuation Industry (Supervision) Act 1993 (Cth)
Corporations Regulations 2001 (Cth)
Financial Services Reform Act (Cth)
Insurance (Agents and Brokers) Act 1984 (Cth)
Managed Investments Act 1998 (Cth)
Superannuation Legislation Amendment (Choice of Superannuation Funds) Act 2004 (Cth)
Superannuation (Resolution of Complaints) Act 1993 (Cth)
Trade Practices Act 1974 (Cth)

Cases and Articles Cited

Case Name Citation(s) Court Jurisdiction Date †  Full Text Citation Index
Australian Securities and Investments Commission v Aboriginal Community Benefit Fund Pty Ltd [2004] FCA 963; 22 ACLC 1060; 50 ACSR 9 Federal Court of Australia Australia - Commonwealth 26 Jul 2004 AustLII flag 2
"When is a financial product not a financial product?" (2004) 22 Company and Securities Law Journal 103 Company and Securities Law Journal Australia circa 2004 Legal Online flag 3
"Is due diligence dead? Financial services and products disclosure under the Corporations Act 2001Cth" (2004) 22 Company and Securities Law Journal 128 Company and Securities Law Journal Australia circa 2004 Legal Online flag 2
Australian Competition and Consumer Commission v Commonwealth Bank of Australia [2003] FCA 1129; (2003) 133 FCR 149 Federal Court of Australia Australia - Commonwealth 17 Oct 2003 AustLII flag 12
Visa International Service Association v Reserve Bank of Australia [2003] FCA 977; (2003) 131 FCR 300 Federal Court of Australia Australia - Commonwealth 19 Sep 2003 AustLII flag 76
Harris v Digital Pulse Pty Ltd [2003] NSWCA 10; (2003) 197 ALR 626; (2003) 56 NSWLR 298; (2003) 44 ACSR 390; 54 AILR 200-051; 21 ACLC 934 Supreme Court of New South Wales - Court of Appeal Australia - New South Wales 7 Feb 2003 AustLII flag 179
Medical Benefits Fund of Australia v Cassidy (2003) 135 FCR 1 Federal Court of Australia Australia circa 2003 Legal Online / Westlaw flag 106
"Is There a Duty to Implement a Corporate Compliance System in Australian Law?" (2002) 30 Australian Business Law Review 273 Australian Business Law Review Australia circa 2002 Legal Online flag 6
"Regulating ethical investment: disclosure under the Financial Services Reform Act" (2002) 13 Journal of Banking and Finance Law and Practice 155 Journal of Banking and Finance Law and Practice Australia circa 2002 Legal Online flag 1
"Direct debits, consumer protection and payments system regulation – issues of policy and reform" (2002) 13 Journal of Banking and Finance Law and Practice 77 Journal of Banking and Finance Law and Practice Australia circa 2002 Legal Online flag 3
Securities and Exchange Commission — (2002) 13 Journal of Banking and Finance Law and Practice 113 Journal of Banking and Finance Law and Practice Australia circa 2002 Legal Online flag 1
Pilmer v The Duke Group Ltd (in liq) [2001] HCA 31; (2001) 207 CLR 165; (2001) 180 ALR 249; (2001) 75 ALJR 1067; (2001) 38 ACSR 122; 19 ACLC 1; [2001] Aust Torts Reports 81-608; (2001) 49 ATR 324; (2001) 22 Leg Rep 27 High Court of Australia Australia - Commonwealth 31 May 2001 AustLII flag 492
"A Standard for Regulatory Compliance? Industry Self-regulation, the Courts and AS3806 – 1998" (2001) 60 Australian Journal of Public Administration 80 Australian Journal of Public Administration Australia circa 2001 Informit flag 1
Incat Australia Pty Ltd v Australian Securities and Investments Commission [2000] FCA 58; (2000) 33 ACSR 462 Federal Court of Australia Australia - Commonwealth 4 Feb 2000 AustLII flag 7
"Reinventing Regulation within the Corporation: Compliance-Oriented Regulatory Innovation" (2000) 32 Administration and Society 529 Administration and Society United States circa 2000 flag 6
"Compliance Professionalism and Regulatory Community: The Australian Trade Practices Regime" (1999) 26 (2) Journal of Law and Society 215 Journal of Law and Society United Kingdom circa 1999 HeinOnline flag 1
"Managed investment schemes: the position of directors under Chapter 5C of the Corporations Law" (1999) 17 Company and Securities Law Journal 67 Company and Securities Law Journal Australia circa 1999 Legal Online flag 1
"Evaluating regulatory compliance: standards and best practice" (1999) 7 Trade Practices Law Journal 62 Trade Practices Law Journal Australia circa 1999 Legal Online flag 2
"The emergence of the Australian compliance industry: trends and accomplishments" (1999) 27 Australian Business Law Review 178 Australian Business Law Review Australia circa 1999 Legal Online flag 1
"Talking About Regulation" [1998] Public Law 77 Public Law United Kingdom circa 1998 Westlaw flag 6
"Controlling the Quality of Financial Advice" [1997] Journal of Business Law 143 Journal of Business Law United Kingdom circa 1997 Westlaw flag 1
Fraser v NRMA Holdings Ltd [1995] FCA 9; (1995) 55 FCR 452; (1995) 127 ALR 543; 15 ACSR 590; [1995] ATPR 41-374; 13 ACLC 132 Federal Court of Australia Australia - Commonwealth circa 1995 AustLII flag 366
"“ Which Arrow? ” – Rule Type and Regulatory Policy" [1995] Public Law 94 Public Law United Kingdom circa 1995 Westlaw flag 4
"Legal Ambiguity and the Politics of Compliance: Affirmative Action Officers Dilemma" (1991) 13 Law and Policy 73 Law and Policy Netherlands circa 1991 Springer flag 2
(1989) 11 Law & Policy 89 (1989) 11 Law & Policy 89 Law & Policy United Kingdom circa 1989 HeinOnline flag 1
"Negotiated Non-Compliance: A Case Study of Regulatory Failure" (1987) 9 Law and Policy 69 Law and Policy Netherlands circa 1987 Springer flag 4
Daly v Sydney Stock Exchange Ltd [1986] HCA 25; (1986) 160 CLR 371; 65 ALR 193; (1986) 60 ALJR 371; 4 ACLC 283 High Court of Australia Australia - Commonwealth 22 May 1986 AustLII flag 227
Hospital Products Ltd v United States Surgical Corporation [1984] HCA 64; (1984) 156 CLR 41; (1984) 55 ALR 417; (1984) 58 ALJR 587; 4 IPR 291 High Court of Australia Australia - Commonwealth 25 Oct 1984 AustLII flag 1848
Australian Securities and Investments Commission v Online Investors Advantage Inc (2005) 23 ACLC 1929 Australia circa 1929 IntelliConnect flag 2

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