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Australian Securities and Investments Commission v Westpac Securities Administration Ltd, in the matter of Westpac Securities Administration Ltd   flag  5

[2018] FCA 2078; (2018) 133 ACSR 1; (2018) 133 ASCR 1
Federal Court of Australia
Australia - Commonwealth
21st December, 2018

Cases Referring to this Case

Case Name Citation(s) Court Jurisdiction Date †  Full Text Citation Index
Australian Securities and Investments Commission v Lanterne Fund Services Pty Ltd [2024] FCA 353 Federal Court of Australia Australia - Commonwealth 10 Apr 2024 AustLII flag
Australian Securities and Investments Commission v Diversa Trustees Ltd [2023] FCA 1267 Federal Court of Australia Australia - Commonwealth 24 Oct 2023 AustLII flag 3
Australian Securities and Investments Commission v Westpac Securities Administration Ltd [2021] FCA 1008; (2021) 156 ACSR 614 Federal Court of Australia Australia - Commonwealth 9 Sep 2021 AustLII flag 10
Westpac Securities Administration Ltd v Australian Securities and Investments Commission [2021] HCA 3; (2021) 270 CLR 118; (2021) 387 ALR 1; (2021) 95 ALJR 149 High Court of Australia Australia - Commonwealth 3 Feb 2021 AustLII flag 20
Australian Securities and Investments Commission v Westpac Securities Administration Ltd [2019] FCAFC 187; (2019) 272 FCR 170; (2019) 373 ALR 455; 141 ACSR 1 Federal Court of Australia Australia - Commonwealth 28 Oct 2019 AustLII flag 47

Legislation Cited

Legislation Name Provision
Corporations Amendment (Further Future of Financial Advice Measures) Bill 2011 (Cth)
Anti-Money Laundering and Counter-Terrorism Financing Act 2006 (Cth)
Australian Securities and Investments Commission Act 2001 (Cth) s12DA
Corporations Act 2001 (Cth) s766B, s912A, s946A, s961B, s961K
Evidence Act 1995 (Cth) s140
Superannuation Industry (Supervision) Act 1993 (Cth) s10, s19
Federal Court Rules 2011 (Cth) s39.32
Corporations Amendment (Further Future of Financial Advice Measures) Act 2012 (Cth)
Financial Services Reform Act 2001 (Cth)

Cases and Articles Cited

Case Name Citation(s) Court Jurisdiction Date †  Full Text Citation Index
Australian Competition and Consumer Commission v Get Qualified Australia Pty Ltd (in liq) (No 2) [2017] FCA 709; [2017] ATPR 42-548 Federal Court of Australia Australia - Commonwealth 23 Jun 2017 AustLII flag 34
Australian Securities and Investments Commission v Avestra Asset Management Ltd (in liq) [2017] FCA 497; (2017) 348 ALR 525; (2017) 120 ACSR 247 Federal Court of Australia Australia - Commonwealth 12 May 2017 AustLII flag 20
Australian Securities and Investments Commission v NSG Services Pty Ltd [2017] FCA 345; (2017) 122 ACSR 47; 35 ACLC 17-005 Federal Court of Australia Australia - Commonwealth 30 Mar 2017 AustLII flag 22
Australian Securities and Investments Commission v Cassimatis (No 8) [2016] FCA 1023; (2016) 336 ALR 209 Federal Court of Australia Australia - Commonwealth 26 Aug 2016 AustLII flag 79
Australian Securities and Investments Commission v Park Trent Properties Group Pty Ltd (No 3) [2015] NSWSC 1527 Supreme Court of New South Wales Australia - New South Wales 15 Oct 2015 AustLII flag 14
Independent Commission Against Corruption v Cunneen [2015] HCA 14; (2015) 256 CLR 1 High Court of Australia Australia - Commonwealth circa 2015 AustLII flag 134
Legal Services Board v Gillespie-Jones [2013] HCA 35; (2013) 249 CLR 493; (2013) 300 ALR 430; (2013) 87 ALJR 985 High Court of Australia Australia - Commonwealth 14 Aug 2013 AustLII flag 112
FCT v Consolidated Media Holdings Ltd [2012] HCA 55; (2012) 250 CLR 503; (2012) 293 ALR 257; (2012) 87 ALJR 98; [2012] ATC 20-361; (2012) 84 ATR 1; (2012) 91 ACSR 359 High Court of Australia Australia - Commonwealth 5 Dec 2012 AustLII flag 1056
Rennie Golledge Pty Ltd v Ballard [2012] NSWCA 376; (2012) 82 NSWLR 231 Supreme Court of New South Wales - Court of Appeal Australia - New South Wales 10 Oct 2012 AustLII flag 23
Australian Securities and Investments Commission v Stone Assets Management Pty Ltd [2012] FCA 630; (2012) 205 FCR 120; (2012) 90 ACSR 523 Federal Court of Australia Australia - Commonwealth 19 Jun 2012 AustLII flag 34
Australian Securities and Investments Commission v Camelot Derivatives Pty Ltd (in liq) [2012] FCA 414; (2012) 88 ACSR 206 Federal Court of Australia Australia - Commonwealth 23 Apr 2012 AustLII flag 36
Lithgow City Council v Jackson [2011] HCA 36; (2011) 244 CLR 352; (2011) 281 ALR 223; (2011) 85 ALJR 1130; (2011) 8 CA 36 High Court of Australia Australia - Commonwealth 28 Sep 2011 AustLII flag 219
La Trobe Capital & Mortgage Corporation Ltd v Hay Property Consultants Pty Ltd [2011] FCAFC 4; (2011) 190 FCR 299; (2011) 273 ALR 774 Federal Court of Australia Australia - Commonwealth 19 Jan 2011 AustLII flag 68
Alcan (NT) Alumina Pty Ltd v Commissioner of Territory Revenue [2009] HCA 41; (2009) 239 CLR 27; 260 ALR 1; (2009) 83 ALJR 1152; (2009) 73 ATR 256; [2009] ATC 20-134 High Court of Australia Australia - Commonwealth 30 Sep 2009 AustLII flag 2335
Australian Securities and Investments Commission v Sydney Investment House Equities Pty Ltd [2008] NSWSC 1224; (2008) 69 ACSR 1 Supreme Court of New South Wales Australia - New South Wales 21 Nov 2008 AustLII flag 28
Re Hres and Australian Securities and Investments Commission [2008] AATA 707; (2008) 105 ALD 124 Administrative Appeals Tribunal Australia 12 Aug 2008 AustLII flag 19
Australian Securities and Investments Commission v Oxford Investments (Tasmania) Pty Ltd [2008] FCA 980; (2008) 169 FCR 522 Federal Court of Australia Australia - Commonwealth 30 Jun 2008 AustLII flag 10
Cussen v Commissioner of Taxation (Cth) [2004] NSWCA 383; (2004) 22 ACLC 1528; (2004) 51 ASCR 530; 57 ATR 499; (2004) 51 ACSR 530 Supreme Court of New South Wales - Court of Appeal Australia - New South Wales 22 Oct 2004 AustLII flag 28
Project Blue Sky Inc v Australian Broadcasting Authority [1998] HCA 28; (1998) 194 CLR 355; (1998) 153 ALR 490; (1998) 72 ALJR 841; (1998) 8 Leg Rep 41 High Court of Australia Australia - Commonwealth circa 1998 AustLII flag 2581
Allstate Life Insurance Co v Australia and New Zealand Banking Group Ltd (No 5) [1996] FCA 256; (1996) 64 FCR 73; (1996) 136 ALR 627 Federal Court of Australia Australia - Commonwealth circa 1996 AustLII flag 70
Harkness v Commonwealth Bank of Australia Ltd (1993) 32 NSWLR 543; (1993) 12 ACSR 165 Australia - New South Wales circa 1993 LexisNexis AU flag 36
R J Elrington Nominees Pty Ltd v Corporate Affairs Commission (SA) [1989] SASC 1941; (1989) 1 ACSR 93 Supreme Court of South Australia Australia - South Australia 22 Nov 1989 AustLII flag 21
Story v National Companies and Securities Commission (1988) 6 ACLC 560; 13 ACLR 225; (1988) 13 NSWLR 661 Australia - New South Wales circa 1988 IntelliConnect flag 68
Public Transport Commission (NSW) v J Murray-More (NSW) Pty Ltd [1975] HCA 28; (1975) 132 CLR 336; (1975) 6 ALR 271; 49 ALJR 302 High Court of Australia Australia - Commonwealth 11 Aug 1975 AustLII flag 212

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