Australian Securities and Investments Commission v Mercer Financial Advice (Australia) Pty Ltd 3

[2023] FCA 1453

Federal Court of Australia

Australia - Commonwealth

23rd November, 2023

Cases Referring to this Case

Case Name	Citation(s)	Court	Jurisdiction	Date †	Full Text	Citation Index
Australian Securities and Investments Commission v Mercer Superannuation (Australia) Ltd	[2024] FCA 850	Federal Court of Australia	Australia - Commonwealth	2 Aug 2024	AustLII	2
Australian Securities and Investments Commission v Macquarie Bank Ltd	[2024] FCA 416	Federal Court of Australia	Australia - Commonwealth	19 Apr 2024	AustLII	1
Australian Securities and Investments Commission v Lanterne Fund Services Pty Ltd	[2024] FCA 353	Federal Court of Australia	Australia - Commonwealth	10 Apr 2024	AustLII

Legislation Cited

Legislation Name	Provision
Australian Securities and Investments Commission Act 2001 (Cth)	s12BAB, s12DB, s12GBA, s12GBB, s12GBCA, s12GLB
Crimes Act 1914 (Cth)	s4AA
Corporations Act 2001 (Cth)	s3, s21, s761A, s766B, s912A, s962A, s962B, s962C, s962F, s962G, s962H, s962P, s962S, s1101B, s1317E, s1317G, s1317GA
Evidence Act 1995 (Cth)	s191
Federal Court of Australia Act 1976 (Cth)	s21
Federal Court Rules 2011 (Cth)	s39.32
Corporations Amendment (Future of Financial Advice) Act 2012 (Cth)
Financial Sector Reform (Hayne Royal Commission Response No. 2) Act 2021 (Cth)
Treasury Laws Amendment (Strengthening Corporate and Financial Sector Penalties) Act 2019 (Cth)

Cases and Articles Cited

Case Name	Citation(s)	Court	Jurisdiction	Date †	Full Text	Citation Index
Australian Securities and Investments Commission v Australia and New Zealand Banking Group Ltd	[2023] FCA 1150	Federal Court of Australia	Australia - Commonwealth	26 Sep 2023	AustLII	6
Australian Securities and Investments Commission v MLC Ltd	[2023] FCA 539	Federal Court of Australia	Australia - Commonwealth	18 May 2023	AustLII	2
Australian Securities and Investments Commission v Australia and New Zealand Banking Group Ltd	[2023] FCA 256	Federal Court of Australia	Australia - Commonwealth	10 Mar 2023	AustLII	5
Australian Securities and Investments Commission v GetSwift Ltd (Penalty Hearing)	[2023] FCA 100; (2023) 167 ACSR 178	Federal Court of Australia	Australia - Commonwealth	16 Feb 2023	AustLII	9
Australian Securities and Investments Commission v AMP Financial Planning Pty Ltd	[2022] FCA 1115; (2022) 164 ACSR 64	Federal Court of Australia	Australia - Commonwealth	20 Sep 2022	AustLII	6
Australian Securities and Investments Commission v Dixon Advisory & Superannuation Services Ltd	[2022] FCA 1105	Federal Court of Australia	Australia - Commonwealth	19 Sep 2022	AustLII	5
Construction, Forestry, Maritime, Mining and Energy Union v Richard Crookes Constructions Pty Ltd	[2022] FCA 992	Federal Court of Australia	Australia - Commonwealth	26 Aug 2022	AustLII	11
viagogo AG v Australian Competition and Consumer Commission	[2022] FCAFC 87	Federal Court of Australia	Australia - Commonwealth	18 May 2022	AustLII	23
Australian Securities and Investments Commission v Westpac Banking Corporation (Omnibus)	[2022] FCA 515; (2022) 407 ALR 1; (2022) 159 ACSR 381	Federal Court of Australia	Australia - Commonwealth	22 Apr 2022	AustLII	26
Australian Building and Construction Commissioner v Pattinson	[2022] HCA 13; (2022) 274 CLR 450; (2022) 399 ALR 599; (2022) 96 ALJR 426; (2022) 175 ALD 383; (2022) 314 IR 301	High Court of Australia	Australia - Commonwealth	13 Apr 2022	AustLII	411
Australian Securities and Investments Commission v Aware Financial Services Australia Ltd	[2022] FCA 146	Federal Court of Australia	Australia - Commonwealth	17 Feb 2022	AustLII	3
Australian Securities and Investments Commission v RI Advice Group Pty Ltd (No 3)	[2022] FCA 84; (2022) 158 ACSR 321	Federal Court of Australia	Australia - Commonwealth	2 Feb 2022	AustLII	4
Australian Securities and Investments Commission v Westpac Securities Administration Ltd	[2021] FCA 1008; (2021) 156 ACSR 614	Federal Court of Australia	Australia - Commonwealth	9 Sep 2021	AustLII	12
Australian Securities and Investments Commission v Allianz Australia Insurance Ltd	[2021] FCA 1062; 156 ACSR 638	Federal Court of Australia	Australia - Commonwealth	6 Sep 2021	AustLII	13
Australian Securities and Investments Commission v Commonwealth Bank of Australia (No 2)	[2021] FCA 966; [2022] ALMD 1043	Federal Court of Australia	Australia - Commonwealth	16 Aug 2021	AustLII	7
Australian Securities and Investments Commission v BT Funds Management Ltd	[2021] FCA 844	Federal Court of Australia	Australia - Commonwealth	22 Jul 2021	AustLII	9
Australian Securities and Investments Commission v National Australia Bank Ltd	[2021] FCA 1013	Federal Court of Australia	Australia - Commonwealth	circa 2021	AustLII	4
Australian Securities and Investments Commission v AGM Markets Pty Ltd (in liq) (No 4)	[2020] FCA 1499; (2020) 148 ACSR 511; 148 ASCR 511	Federal Court of Australia	Australia - Commonwealth	16 Oct 2020	AustLII	17
Australian Securities and Investments Commission v Australia and New Zealand Banking Group Ltd (No 3)	[2020] FCA 1421	Federal Court of Australia	Australia - Commonwealth	1 Oct 2020	AustLII	20
Australian Securities and Investments Commission v MLC Nominees Pty Ltd	[2020] FCA 1306; (2020) 147 ACSR 266	Federal Court of Australia	Australia - Commonwealth	11 Sep 2020	AustLII	33
Australian Securities and Investments Commission v Commonwealth Bank of Australia	[2020] FCA 790	Federal Court of Australia	Australia - Commonwealth	5 Jun 2020	AustLII	32
Australian Securities and Investments Commission v AMP Financial Planning Pty Ltd (No 2)	[2020] FCA 69; (2020) 377 ALR 55; (2020) 142 ACSR 277	Federal Court of Australia	Australia - Commonwealth	5 Feb 2020	AustLII	36
Australian Securities and Investments Commission v Westpac Banking Corporation	[2019] FCA 2147	Federal Court of Australia	Australia - Commonwealth	19 Dec 2019	AustLII	29
Australian Competition and Consumer Commission v Murray Goulburn Co-Operative Co Ltd	[2018] FCA 1964	Federal Court of Australia	Australia - Commonwealth	6 Dec 2018	AustLII	10
Australian Securities and Investments Commission v Westpac Banking Corporation (No 3)	[2018] FCA 1701; (2018) 131 ACSR 585	Federal Court of Australia	Australia - Commonwealth	9 Nov 2018	AustLII	42
Australian Securities and Investments Commission v Financial Circle Pty Ltd	[2018] FCA 1644; (2018) 131 ACSR 484	Federal Court of Australia	Australia - Commonwealth	2 Nov 2018	AustLII	28
Australian Competition and Consumer Commission v Yazaki Corporation	[2018] FCAFC 73; (2018) 262 FCR 243; (2018) 357 ALR 55	Federal Court of Australia	Australia - Commonwealth	16 May 2018	AustLII	162
Australian Building and Construction Commissioner v Construction, Forestry, Mining and Energy Union	[2018] HCA 3; (2018) 262 CLR 157; (2018) 351 ALR 190; (2018) 273 IR 211; (2018) 92 ALJR 219; (2018) 70 AILR 102-917	High Court of Australia	Australia - Commonwealth	circa 2018	AustLII	322
Australian Building and Construction Commissioner v Construction, Forestry, Mining and Energy Union	[2017] FCAFC 113; (2017) 254 FCR 68; (2017) 271 IR 321	Federal Court of Australia	Australia - Commonwealth	3 Aug 2017	AustLII	299
Australian Competition and Consumer Commission v Multimedia International Services Pty Ltd	[2016] FCA 439; (2016) 243 FCR 392	Federal Court of Australia	Australia - Commonwealth	29 Apr 2016	AustLII	11
Australian Competition and Consumer Commission v Reckitt Benckiser (Australia) Pty Ltd	(2016) 340 ALR 25; [2016] FCAFC 181	Federal Court of Australia	Australia - Commonwealth	circa 2016	LexisNexis AU	119
Commonwealth of Australia v Director, Fair Work Building Industry Inspectorate	[2015] HCA 46; (2015) 258 CLR 482; (2015) 326 ALR 476; (2015) 90 ALJR 113; (2015) 255 IR 87; (2015) 67 AILR 102-494	High Court of Australia	Australia - Commonwealth	9 Dec 2015	AustLII	990
Australian Securities and Investments Commission v Park Trent Properties Group Pty Ltd (No 3)	[2015] NSWSC 1527	Supreme Court of New South Wales	Australia - New South Wales	15 Oct 2015	AustLII	15
Australian Competition and Consumer Commission v Coles Supermarkets Australia Pty Ltd	[2015] FCA 330; (2015) 327 ALR 540; [2015] ATPR 42-494	Federal Court of Australia	Australia - Commonwealth	10 Apr 2015	AustLII	173
Australian Competition and Consumer Commission v Coles Supermarkets Australia Pty Ltd	[2014] FCA 1405	Federal Court of Australia	Australia - Commonwealth	22 Dec 2014	AustLII	102
Australian Securities and Investments Commission v GE Capital Finance Australia, in the matter of GE Capital Finance Australia	[2014] FCA 701	Federal Court of Australia	Australia - Commonwealth	1 Jul 2014	AustLII	33
Registrar of Aboriginal and Torres Strait Islander Corporations v Matcham (No 2)	[2014] FCA 27; (2014) 97 ACSR 412; (2014) 97 ASCR 412	Federal Court of Australia	Australia - Commonwealth	5 Feb 2014	AustLII	42
Wellington Capital Ltd v Australian Securities and Investments Commission	[2014] HCA 43; (2014) 254 CLR 288; (2014) 314 ALR 211; (2014) 89 ALJR 24; (2014) 106 ACSR 12	High Court of Australia	Australia - Commonwealth	circa 2014	AustLII	44
Australian Competition and Consumer Commission v TPG Internet Pty Ltd	[2013] HCA 54; (2013) 250 CLR 640; (2013) 304 ALR 186; (2013) 96 ACSR 475; (2013) 88 ALJR 176	High Court of Australia	Australia - Commonwealth	12 Dec 2013	AustLII	592
Australian Competition and Consumer Commission v MSY Technology Pty Ltd	[2012] FCAFC 56; (2012) 201 FCR 378	Federal Court of Australia	Australia - Commonwealth	19 Apr 2012	AustLII	201
Singtel Optus Pty Ltd v Australian Competition and Consumer Commission	[2012] FCAFC 20; (2012) 287 ALR 249; [2012] ATPR 42-387	Federal Court of Australia	Australia - Commonwealth	7 Mar 2012	AustLII	379
Australian Securities and Investments Commission v Healey (No 2)	[2011] FCA 1003; (2011) 196 FCR 430; (2011) 284 ALR 734; (2011) 85 ACSR 654	Federal Court of Australia	Australia - Commonwealth	31 Aug 2011	AustLII	68
Australian Competition and Consumer Commission v Telstra Corporation Ltd	[2010] FCA 790; (2010) 188 FCR 238; [2010] ATPR 42-322	Federal Court of Australia	Australia - Commonwealth	28 Jul 2010	AustLII	85
Stuart v Construction, Forestry, Mining and Energy Union (CFMEU)	[2010] FCAFC 65; (2010) 185 FCR 308; (2010) 269 ALR 49; (2010) 197 IR 202	Federal Court of Australia	Australia - Commonwealth	8 Jun 2010	AustLII	63
Australian Securities and Investments Commission v Axis International Management Pty Ltd	[2009] FCA 852; (2009) 178 FCR 485; 73 ACSR 207	Federal Court of Australia	Australia - Commonwealth	7 Aug 2009	AustLII	20
Australian Competition and Consumer Commission v Construction, Forestry, Mining and Energy Union	[2006] FCA 1730; [2007] ATPR 42-140; 59 AILR 100-604	Federal Court of Australia	Australia - Commonwealth	12 Dec 2006	AustLII	113
Australian Competition and Consumer Commission v Leahy Petroleum Pty Ltd (No 3)	[2005] FCA 265; (2005) 215 ALR 301; [2005] ATPR 42-052	Federal Court of Australia	Australia - Commonwealth	17 Mar 2005	AustLII	127
Queen	(2005) 228 CLR 357; [2005] HCA 25	High Court of Australia	Australia - Commonwealth	circa 2005	Legal Online / Westlaw	2153
Rural Press Ltd v Australian Competition and Consumer Commission	[2003] HCA 75; (2003) 216 CLR 53; 78 ALJR 274; [2003] ATPR 41-965; (2003) 203 ALR 217	High Court of Australia	Australia - Commonwealth	11 Dec 2003	AustLII	353
Australian Securities and Investments Commission v Adler	[2002] NSWSC 483; (2002) 42 ACSR 80; 20 ACLC 1	Supreme Court of New South Wales	Australia - New South Wales	30 May 2002	AustLII	289
Australian Securities Commission v Donovan	[1998] FCA 986; (1998) 28 ACSR 583	Federal Court of Australia	Australia - Commonwealth	20 Aug 1998	AustLII	69
NW Frozen Foods Pty Ltd v Australian Competition and Consumer Commission	[1996] FCA 1134; (1996) 71 FCR 285; (1996) 141 ALR 640; [1997] ATPR 41-546	Federal Court of Australia	Australia - Commonwealth	20 Dec 1996	AustLII	695
Tobacco Institute of Australia Ltd v Australian Federation of Consumer Organisations Inc (No 2)	(1993) 41 FCR 89	Federal Court of Australia	Australia	circa 1993	Legal Online / Westlaw	179
Trade Practices Commission v CSR Ltd	[1990] FCA 762; [1991] ATPR 41-076	Federal Court of Australia	Australia - Commonwealth	circa 1990	AustLII	532
Australian Softwood Forests Pty Ltd v Attorney-General (NSW)	[1981] HCA 49; (1981) 148 CLR 121; (1981) 36 ALR 257; 6 ACLR 45; 55 ALJR 659	High Court of Australia	Australia - Commonwealth	18 Sep 1981	AustLII	212
Forster v Jododex Australia Pty Ltd	[1972] HCA 61; (1972) 127 CLR 421; [1972-73] ALR 1303; 46 ALJR 701	High Court of Australia	Australia - Commonwealth	1 Dec 1972	AustLII	823

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