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McIver v Australian Capital Territory; Williams v Australian Capital Territory [2024] ACTSC 112 (17 April 2024)
Last Updated: 19 April 2024
SUPREME COURT OF THE AUSTRALIAN
CAPITAL TERRITORY
Case Title:
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McIver v Australian Capital Territory; Williams v Australian Capital
Territory
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Citation:
|
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Hearing Date:
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17 July 2023
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Decision Date:
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17 April 2024
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Before:
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Curtin AJ
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Decision:
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(1) The stay order made by McWilliam AsJ in
Williams v Australian Capital Territory [2023] ACTSC 18 on 10 February
2023 is lifted on and from 15 June 2023 to the date of this judgment for the
limited purpose of the filing and determination
of the plaintiffs’
applications in proceeding dated 6 April 2023 and any matters incidental
thereto.
(2) Mr McIver’s application in proceeding dated 6 April 2023 is
dismissed.
(3) In relation to Mr Williams’ application in proceeding dated 6
April 2023, Mr Williams is granted leave to proceed with his
claims in these
proceedings under the Human Rights Act 2004 (ACT) as pleaded in his
Further Amended Statement of Claim dated 29 June 2023 limited to declaratory
relief in accordance with the
findings and holdings in this judgment.
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Catchwords:
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CIVIL LAW – PRACTICE AND PROCEDURE – Application for
extension of time to commence claim under the Human Rights Act 2004 (ACT)
– where limitation period expired – consideration of proper
principles to apply for extension of time in absence
of mandatory considerations
– whether refusal to grant extension of time constitutes summary dismissal
– application
of principles referred to in Hunter Valley Developments
Pty Ltd v Cohen (1984) 3 FCR 344
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Legislation Cited:
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Administrative Decisions (Judicial Review) Act 1977 (Cth) s
11Australian Federal Police Act 1979 (Cth) s 64BCivil Law
(Wrongs) Act 2002 (ACT) ch 8, s 36Civil Liability Act 2002
(NSW) s 52Corrections Management Act 2007 (ACT) ss
44, 45Crimes (Sentencing) Act 2005 (ACT) ss 64, 72Financial
Management Act 1996 (ACT) Human Rights (Complaints) Legislation
Amendment Act 2023 (ACT) Human Rights Act 2004 (ACT) pts 3, 3A, 4,
5, 5A, ss 3, 4, 5, 9, 10, 11, 13, 14, 16, 18, 19, 21, 22, 23, 24, 27A, 27B, 28,
30, 31, 32, 33, 34, 35, 36, 40, 40A, 40B, 40C, 40D, schs 1, 2, Dictionary
Human Rights Amendment Act 2008 (ACT) Human Rights Amendment
Act 2012 (ACT) Legislation Act 2001 (ACT) ch 14, ss 116, 126, 127,
137, 139, 140, 141, 142Limitation Act 1985 (ACT) ss 30,
36Migration Act 1958 (Cth) ss 189, 196, 198, 477A, 501
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Cases Cited:
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Texts Cited:
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Australian Capital Territory, Parliamentary Debates, Legislative
Assembly, 18 November 2003 (Jon Stanhope, Attorney-General) Australian
Capital Territory, Parliamentary Debates, Legislative Assembly, 6
December 2007 (Simon Corbell, Attorney-General) Corrections Management
(Detainee Disciplinary) Policy 2012 (ACT) Corrections
Management (Human Rights) Policy 2010 (ACT) Corrections Management
(Human Rights Principles for ACT Correctional Centres) Direction 2019
(ACT) Corrections Management (Management of Segregation and Separate
Confinement) Policy 2019 (ACT) Corrections Management (Management
Unit) Policy 2011 (ACT) Corrections Management (Separate Confinement)
Operating Procedure 2019 (ACT) DC Pearce, Statutory Interpretation in
Australia (LexisNexis Butterworths, 10th ed, 2024) Explanatory Statement,
Human Rights Bill 2003 (ACT) Explanatory Statement, Human Rights Amendment
Bill 2007 (ACT) Human Rights Amendment Bill 2007 (ACT) Human Rights Bill
2003 (ACT) Human Rights (Private Entity) Declaration 2009
(ACT) Human Rights (Private Entity) Declaration 2010 (No 1)
(ACT) Human Rights (Private Entity) Declaration 2010 (No 2)
(ACT) Human Rights (Private Entity) Declaration 2012 (ACT) Human
Rights (Private Entity) Declaration 2012 (No 2) (ACT) Human Rights
(Private Entity) Declaration 2012 (No 3) (ACT) Human Rights (Private
Entity) Declaration 2013 (ACT) International Covenant on Civil and
Political Rights, opened for signature 16 December 1966, 999 UNTS 171 (entered
into force 23 March 1976) International Covenant on Economic, Social and
Cultural Rights, opened for signature 16 December 1966, 993 UNTS 3 (entered into
force 3 January 1976) ‘What are human rights?’, United Nations
Office of the High Commissioner for Human Rights (Web Page)
https://www.ohchr.org/en/what-are-human-rights
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Parties:
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Derek Joseph Williams (Plaintiff)
Anthony Daniel McIver (Plaintiff)
Australian Capital Territory (Defendant)
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Representation:
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Counsel
P Tierney (Plaintiffs)
H Younan SC with P Bindon (Defendant)
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Solicitors
Ken Cush & Associates (Plaintiffs)
ACT Government Solicitor (Defendant)
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File Numbers:
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SC 233 of 2022
SC 477 of 2022
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CURTIN AJ:
Introduction
- 1․ These
are two applications made under s 40C(3) of the Human Rights Act 2004
(ACT) (HRA) for extensions of time to sue the defendant for
alleged breaches of the plaintiffs’ human rights under the
HRA.
- 2․ The
applications raise for decision four main matters, the latter three being
questions of statutory interpretation.
- 3․ The
first matter is the proper principles to apply to an application for an
extension of time under s 40C(3) of the HRA.
- 4․ The
second is the meaning of the phrase ‘unlawfully detained’ in s 18(7)
of the HRA.
- 5․ The
third is whether compensation or damages may be awarded against a public
authority sued pursuant to pt 5A of the HRA because of the terms of s
40C(4) of the HRA.
- 6․ The
fourth is whether s 18(7) of the HRA provides a freestanding cause of
action separate and distinct from the operation of the HRA.
- 7․ The
third and fourth matters frame the central issue, which is whether the Supreme
Court of the ACT may award compensation
(or damages) under the HRA to a
person whose human rights were infringed by a public authority.
- 8․ The
HRA was initially enacted in 2004. It has been subsequently amended. One
amending act was the Human Rights (Complaints) Legislation Amendment Act 2023
(ACT) which came into force on 12 December 2023 after my decisions on these
applications were reserved. This amended the HRA by, inter alia,
inserting a new
s 40C(3A), which was consequentially renumbered to s 40C(4):
see Legislation Act 2001 (ACT) (Legislation Act) s
116(1)(o).
- 9․ The
purpose of the new s 40C(4) is to identify the proper respondent to proceedings
commenced under pt 5A of the HRA. The effect of this insertion triggered
editorial amendments to the numbering of the balance of s 40C so that the old ss
40C(4),
40C(5) and 40C(6) are now ss 40C(5), 40C(6) and 40C(7) respectively. To
avoid needless complication and possible confusion, in this
judgment I shall use
the section numbering in the HRA as it was before this amendment so that
the numbering in this judgment is the same as the numbering used in earlier
authorities which
considered the HRA and which require consideration in
this judgment.
The
meaning of ‘rights’
- 10․ In
this judgment I shall distinguish between two types of
‘rights’.
Enforceable
rights
- 11․ The
first category of ‘rights’ is that familiar to lawyers and courts in
Australia and are what I will call
enforceable rights. That is, a citizen
may approach a court and obtain orders to enforce an enforceable right if it has
been infringed. Some enforceable
rights are creatures of the common law and
equity, some have been created by statute. The latter I shall refer to in this
judgment
as ‘enforceable statutory rights’.
Human
rights
- 12․ The
second category of ‘rights’ more familiar to European lawyers is
‘human rights’. The United
Nations Office of the High Commissioner
for Human Rights (the OHCHR) describes ‘human rights’ (see
‘What are human rights?’, United Nations Office of the High
Commissioner for Human Rights (Web Page)
<https://www.ohchr.org/en/what-are-human-rights>) as follows:
Human rights are rights we have simply because we exist as human beings -
they are not granted by any state. These universal rights are inherent to us
all, regardless of nationality, sex, national or ethnic origin, color [sic],
religion,
language, or any other status.
(Emphasis added.)
- 13․ In
quoting that passage, I should not be seen as entering into a philosophical
debate about what human rights are: see Lewis v Australian Capital
Territory [2018] ACTSC 19; 329 FLR 267 (Lewis) at 333 [446]. I
am simply pointing out (as a piece of the wider context relevant to statutory
interpretation) that the use of the
word ‘rights’ by the United
Nations OHCHR in the two treaties to which I will come, and which were the
parents of the
human rights set out in the HRA, was different to how that
word is used when referring to ‘rights’ created by states.
- 14․ So
described, these ‘human rights’ are not, in and of themselves,
enforceable statutory rights for damages.
They may become so, but only if and
when a state passes legislation making a human right an enforceable statutory
right for damages.
As will become apparent later in this judgment, the rights in
the HRA are enforceable in a limited way against public authorities, such
as obtaining declaratory relief, but this does not extend to the
granting of
damages to a person whose human rights were infringed.
- 15․ I make
that distinction between the two ways the word ‘rights’ is used to
try and avoid any confusion that may
arise if I were to simply refer to
‘rights’. That word is ambiguous in the context of these
applications.
- 16․ In
summary, for the reasons set out below, it is my opinion that:
(a) the proper principles to apply to an application for an extension of time
under pt 5A of the HRA are those set out in Hunter Valley Developments
Pty Ltd v Cohen (1984) 3 FCR 344 (Hunter Valley);
(b) ‘unlawful detention’ in s 18(7) of the HRA refers to the
authority to detain, not the conditions of detention;
(c) s 40C(4) of the HRA excludes damages as a remedy for a claim brought
against a public authority under pt 5A of the HRA; and
(d) s 18(7) of the HRA is not a freestanding enforceable statutory right.
- 17․ This
judgment is broadly structured to first set out the background to the
applications, then the pleadings, the statutory
provisions, and the
parties’ submissions, before turning the decisions I have to make and the
reasons why I made them. I shall
from time to time deal with certain submissions
earlier in the judgment where it is convenient to do so.
Background
- 18․ At
the time of the relevant events, the two plaintiffs were prisoners held at the
Alexander Maconochie Centre (the AMC). The defendant in both matters is
the Australian Capital Territory (the Territory).
- 19․ In
different ways explained in more detail later in this judgment, the two
plaintiffs allege that the Territory breached
their human rights under the
HRA whilst held at the AMC. In relation to those breaches, the plaintiffs
seek various declarations, compensation, and damages.
- 20․ There
are about 11 other prisoners at the AMC who have commenced similar proceedings
in this Court.
- 21․ The 13
or so cases (collectively, the cohort cases) have been travelling
together for case management purposes.
- 22․ All
but two of the cohort cases were commenced after delivery of judgment in
Davidson v Director-General, Justice and Community Safety Directorate
[2022] ACTSC 83; 18 ACTLR 1 (Davidson) on 21 April 2022.
- 23․ In
Davidson, it was agreed between the parties that the defendant in that
case, the Director-General, Justice and Community Safety Directorate
(the
Director-General), was a public authority for the purposes of the
HRA.
- 24․ Relevant
for these applications is that in Davidson it was held that the
Director-General had breached the plaintiff’s human rights under s 19(1)
of the HRA. Justice Loukas-Karlsson held at 83:
[416] The plaintiff correctly submitted that in denying the plaintiff access to
the open air and an adequate space to exercise,
the defendant had acted in a way
that was incompatible with the plaintiff’s human rights contrary to s
40B(1)(a) of the Human Rights Act. Further, the plaintiff correctly
submitted that the evidence at the hearing revealed that the defendant failed to
give proper consideration
to the plaintiff’s human rights contrary to s
40B(1)(b) of the Human Rights Act.
...
[418] I therefore find that the defendant has acted inconsistently with the
plaintiff’s human right pursuant to s 19(1) and has contravened its
obligation in s 40B of the Human Rights Act. The plaintiff is therefore
entitled to a declaration pursuant to s 40C, as set out below in dealing with
the final issue.
- 25․ Justice
Loukas-Karlsson made a number of declarations (see Davidson at 87-88
[439]) but refused the plaintiff’s application for his sentence to be
backdated to account for the 63 days during
which his human rights had been
breached.
- 26․ Most
of the cohort cases were commenced after, and generally speaking, because of,
the above findings in Davidson. The problem with this was that all of the
cohort cases were commenced outside of the limitation period provided for doing
so in
the HRA.
- 27․ Under
s 40C(3) of the HRA, a proceeding brought against a public authority
under
s 40C(2)(a) of the HRA must be commenced not later than one
year after the day (or last day) the act complained of happened i.e. the act
constituting the
breach of human rights, unless the court otherwise orders.
- 28․ In the
cohort cases, the Territory contended that each case had been commenced out of
time. For various reasons, the plaintiffs
in the cohort cases disagreed with
that contention, submitting that their claims were not governed by pt 5A of the
HRA and thus not subject to the time limit in s 40C(3).
- 29․ To
resolve various legal arguments which arose out of that dispute, one of the
cohort cases, being Mr Derek Williams’
case, was selected with the consent
of the parties to have those legal arguments determined. Accordingly, the
Territory filed an
application seeking orders that the HRA cause of
action pleaded by Mr Williams be stayed.
- 30․ Associate
Justice McWilliam (as her Honour then was) heard and determined that application
in Williams v Australian Capital Territory [2023] ACTSC 18; 375 FLR 20
(Williams).
- 31․ In
Williams at 23 [6], her Honour noted the parties’ position (in all
of the cohort cases plus two others) that her Honour’s judgment
would bind
them all. Her Honour said:
Accordingly, it has been agreed between the parties that the outcome of this
application will also determine the outcome of the Territory’s
application
made in each of the aforementioned matters.
- 32․ Her
Honour decided four issues.
- 33․ The
first issue was whether the Territory was a “public authority” under
the HRA. The Territory argued that it was a public authority, the
plaintiff argued that it was not. Her Honour held that the Territory was
a
public authority.
- 34․ The
second issue was whether the claim brought by the plaintiff was a proceeding to
which the time limit in s 40C of the HRA applied. Her Honour held that it
was a proceeding to which the time limit in s 40C of the HRA
applied.
- 35․ The
third issue was whether it was appropriate to determine any question of time
limitation as a separate preliminary issue
before a defence had been filed or in
advance of a substantive hearing. Her Honour held that it was appropriate to
determine the
question separately.
- 36․ The
fourth issue was whether, depending on how those issues were determined, it was
appropriate to grant a stay. Her Honour
held that it was appropriate to grant a
stay.
- 37․ Her
Honour made the following orders at 36 [87]:
(1) Pursuant to r 40(1)(g) of the Court Procedures Rules 2006 or the
inherent jurisdiction of the Court, that part of the plaintiff’s claim
which is founded upon a statutory cause of action
brought under the Human
Rights Act 2004 is stayed until:
a. the plaintiff applies to the Court for an order otherwise under s 40C(3) of
the said Act; and
b. the Court makes such an order.
- 38․ Subsequently,
each plaintiff in the balance of the cohort cases filed an application for an
extension of time pursuant to
s 40C(3) of the HRA, as contemplated by her
Honour’s orders.
- 39․ Sensibly,
the parties kept the cohort cases together for case management purposes and they
came before me as a group to
hear and determine their applications for
extensions of time under the HRA.
- 40․ At
that time, I raised with the parties the questions raised in this judgment, and
by consent of the cohort parties, Mr
Anthony McIver’s and Mr
Williams’ cases were selected to determine those questions.
- 41․ I took
the view that the then operative pleadings filed by Mr McIver and Mr Williams
were not as useful as they could have
been in identifying the causes of action
relied on. Because they would be test cases, on 15 June 2023 I invited the two
plaintiffs
to consider their pleadings and to file and serve any proposed
amended statement of claim they may wish to rely on by 29 June 2023.
The two
plaintiffs adopted that course. Mr McIver filed an Amended Statement of Claim
and Mr Williams filed a Further Amended Statement
of Claim.
- 42․ The
filing of those two documents was not in breach of the stay order made by
McWilliam AsJ on 10 February 2023 because,
having made the order for filing and
service of the amended pleadings, I impliedly lifted the stay to allow that to
happen. Having
said that, and to avoid any possible misunderstandings, I shall
make an order retrospectively lifting the stay for that purpose.
- 43․ Therefore,
before me for decision are Mr McIver’s and Mr Williams’ applications
for an extension of time under
s 40C(3) of the HRA. The plaintiffs in the
balance of the cohort cases accepted before me that they would be bound by my
decision in this case.
- 44․ I
should note that all parties, and correctly with respect, accepted that the
terms of
s 40C(3) of the HRA required the Court to be persuaded that
an extension of time should be granted. That is, an extension of time was not
something that
could be granted simply because the parties might consent to
it.
The
relevant provisions of the Human Rights Act 2004
(ACT)
- 45․ Section
10(1)(b) of the HRA says:
- Protection
from torture and cruel, inhuman or degrading treatment
etc
(1) No-one may be—
...
(b) treated or punished in a cruel, inhuman or degrading way.
...
- 46․ Section
18 of the HRA says:
- Right
to liberty and security of person
(1) Everyone has the
right to liberty and security of person. In particular, no-one may be
arbitrarily arrested or detained.
(2) No-one may be deprived of liberty, except on the grounds and in
accordance with the procedures established by law.
...
(7) Anyone who has been unlawfully arrested or detained has the right to
compensation for the arrest or detention.
...
- 47․ Section
19(1) of the HRA says:
- Humane
treatment when deprived of liberty
(1) Anyone deprived
of liberty must be treated with humanity and with respect for the inherent
dignity of the human person.
(2) An accused person must be segregated from convicted people, except in
exceptional circumstances.
Note An accused child must also be segregated from accused adults (see
s 20 (1))
(3) An accused person must be treated in a way that is appropriate for a
person who has not been convicted.
- 48․ Finally,
ss 40-40D of the HRA say:
- Meaning
of public authority
(1) Each of the following is a
public authority:
(a) an administrative unit;
(b) a territory authority;
(c) a territory instrumentality;
(d) a Minister;
(e) a police officer, when exercising a function under a Territory law;
(f) a public employee;
(g) an entity whose functions are or include functions of a public nature, when
it is exercising those functions for the Territory
or a public authority
(whether under contract or otherwise).
Note A reference to an entity includes a reference to a person
exercising a function of the entity, whether under a delegation, subdelegation
or otherwise (see Legislation Act, s 184A (1)).
(2) However, public authority does not include—
(a) the Legislative Assembly, except when acting in an administrative capacity;
or
(b) a court, except when acting in an administrative capacity.
40A Meaning of function of a public nature
(1) In deciding whether a function of an entity is a function of a public
nature, the following matters may be considered:
(a) whether the function is conferred on the entity under a territory law;
(b) whether the function is connected to or generally identified with functions
of government;
(c) whether the function is of a regulatory nature;
(d) whether the entity is publicly funded to perform the function;
(e) whether the entity performing the function is a company (within the meaning
of the Corporations Act) the majority of the shares
in which are held by or for
the Territory.
(2) Subsection (1) does not limit the matters that may be considered in deciding
whether a function is of a public nature.
(3) Without limiting subsection (1) or (2), the following functions are taken to
be of a public nature:
(a) the operation of detention places and correctional centres;
(b) the provision of any of the following services:
(i) gas, electricity and water supply;
(ii) emergency services;
(iii) public health services;
(iv) public education;
(v) public transport;
(vi) public housing.
40B Public authorities must act consistently with human rights
(1) It is unlawful for a public authority—
(a) to act in a way that is incompatible with a human right; or
(b) in making a decision, to fail to give proper consideration to a relevant
human right.
(2) Subsection (1) does not apply if the act is done or decision made under a
law in force in the Territory and—
(a) the law expressly requires the act to be done or decision made in a
particular way and that way is inconsistent with a human
right; or
(b) the law cannot be interpreted in a way that is consistent with a human
right.
Note A law in force in the Territory includes a Territory law and a
Commonwealth law.
(3) In this section:
public authority includes an entity for whom a declaration is
in force under section 40D.
40C Legal proceedings in relation to public authority actions
(1) This section applies if a person—
(a) claims that a public authority has acted in contravention of section 40B;
and
(b) alleges that the person is or would be a victim of the contravention.
(2) The person may—
(a) start a proceeding in the Supreme Court against the public authority; or
(b) rely on the person’s rights under this Act in other legal proceedings.
(3) A proceeding under subsection (2) (a) must be started not later than 1 year
after the day (or last day) the act complained of
happens, unless the court
orders otherwise.
(4) The Supreme Court may, in a proceeding under subsection (2), grant the
relief it considers appropriate except damages.
(5) This section does not affect—
(a) a right a person has (otherwise than because of this Act) to seek relief in
relation to an act or decision of a public authority;
or
(b) a right a person has to damages (apart from this section).
Note See also s 18 (7) and s 23.
(6) In this section:
public authority includes an entity for whom a declaration is
in force under section 40D.
40D Other entities may choose to be subject to obligations of public
authorities
(1) An entity that is not a public authority under section 40 may ask the
Minister, in writing, to declare that the entity is subject
to the obligations
of a public authority under this part.
(2) On request under subsection (1), the Minister must make the declaration.
(3) The Minister may revoke the declaration only if the entity asks the
Minister, in writing, to revoke it.
(4) A declaration under this section is a notifiable instrument.
Note A notifiable instrument must be notified under the Legislation
Act.
Mr
McIver’s pleaded claim and its background
- 49․ From
around 1 December 2020 to 28 January 2021, Mr McIver said he was detained in
Sentenced Cells A Unit 1 (SU1) at the AMC pursuant to an order for
remand, and as a non-convicted detainee pursuant to the provisions of the
Corrections Management Act 2007 (ACT) (CMA).
- 50․ Mr
McIver alleged that by accommodating him in SU1 whilst on remand, the Territory
failed to segregate him from convicted
detainees, contrary to s 44(2) of the
CMA. That section says:
- Treatment
of convicted and non-convicted detainees
...
(2) The director‑general must also ensure that convicted detainees are
accommodated separately from non-convicted detainees.
...
- 51․ During
his detention on remand, Mr McIver was held with a mix of convicted and
non-convicted detainees. Mr McIver shared
a cell with a convicted detainee.
During this period, other convicted and non-convicted detainees were freely able
to enter Mr McIver’s
cell and mix with Mr McIver in common areas.
- 52․ On 28
January 2021, Mr McIver was assaulted by a convicted person in SU1.
- 53․ On 24
June 2022, at the conclusion of a five-day trial, a jury found Mr McIver guilty
of one count of recklessly inflicting
grievous bodily harm. Mr McIver pleaded
guilty to making a demand with a threat to endanger the health, safety or
physical wellbeing
of a person, possessing a knife without a reasonable excuse
in a public place, and using a carriage service to menace, harass or
offend.
- 54․ On 16
August 2022, Mr McIver was convicted and sentenced by Mossop J to imprisonment
for those offences: see R v McIver [2022] ACTSC 206 (R v
McIver).
- 55․ During
the sentencing hearing, Mr McIver contended that the assault perpetrated on him
whilst in SU1 had occurred because
of the Territory’s breach of s 44(2) of
the CMA, that that breach was a breach of Mr McIver’s human rights,
and that any sentence should be reduced because of that fact.
- 56․ In
R v McIver, Mossop J noted at [52] that:
[P]ersons detained in custody in the ACT are to be detained in a manner
consistent with the obligations imposed upon the executive
government by the
Human Rights Act...
- 57․ Justice
Mossop held that prima facie Mr McIver’s human rights had been breached.
His Honour said:
[53] The offender in the present case was housed in accommodation at the AMC
which mixed sentenced and remand prisoners. He was
at all relevant times a
remandee. The victim of his offending, who had earlier assaulted him, was a
sentenced prisoner. Section 19(2) of the Human Rights Act provides that
the offender, being a remandee, “must be segregated from convicted people,
except in exceptional circumstances”.
No exceptional circumstances or
inconsistent law was pointed to which might avoid a contravention of s 19(2)
either by reason of the terms of that provision or by operation of s 28 of the
Human Rights Act. There was a causal link between the offender’s
offending and his incarceration with sentenced prisoners because it was a
sentenced
prisoner who attacked him and against whom he retaliated. ...
[54] In my view, the circumstances of mixing of sentenced and remand prisoners
and the prima facie breach of his right under s 19(2) of the Human Rights
Act are matters which may be taken into account in sentencing the offender.
...
- 58․ Critically
for the present case, at [54] Mossop J rejected the submission made by Mr McIver
that the breach of the HRA (which related to his conditions of detention)
had the effect that the sentence of imprisonment imposed was not a sentence for
an
offence committed in "lawful custody" for the purposes of s 64(2)(e) of the
Crimes (Sentencing) Act 2005 (ACT) (Sentencing Act). His
Honour held at [54] that s 64(2)(e):
[S]hould not be interpreted so that a breach of the law relating to the
conditions of detention in a prison renders the custody unlawful.
A person may
be in “lawful custody” even if there is a breach of the law relating
to the conditions of their detention...
- 59․ Mr
McIver appealed his sentence to the Court of Appeal, taking issue, inter alia,
with his Honour’s holding that a
breach of Mr McIver’s human rights
did not render his custody ‘unlawful’ for the purposes of s 64(2)(e)
of the
Sentencing Act.
- 60․ At the
time these present applications were heard by me, the Court of Appeal’s
decision on Mr McIver’s appeal
had not been delivered. It was subsequently
delivered on 19 December 2023: see McIver v The
King [2023] ACTCA 48; 20 ACTLR 303 (McIver v The King).
- 61․ Relevantly
for the applications before me, the Court of Appeal rejected Mr McIver’s
contention that Mossop J had misinterpreted
s 64(2)(e) of the Sentencing
Act.
- 62․ The
Court of Appeal summarised Mr McIver’s contention in McIver v The
King at 312 [43], as follows:
The appellant contended before the primary judge, and on appeal, that because
the conditions of his incarceration breached s 19(2) of the Human Rights
Act, he was not in “lawful custody” at the time of the
commission of the offence of recklessly inflict grievous bodily harm.
- 63․ The
Court of Appeal dismissed this ground of appeal, holding that “lawful
custody” in
s 64 (and s 72) of the Sentencing Act meant custody
that is authorised by law, and did not encompass any breach by the defendant of
any obligations it had relating to
the conditions of detention.
- 64․ Importantly,
part of the Court of Appeal’s holding in McIver v The King at 316
[64] was that:
In summary, we consider that the words “lawful custody” in ss 64 and
72 of the Sentencing Act should be read in accordance
with their ordinary
meaning: that is, detention which is authorised by law. As the appellant's
detention was authorised by ss 16
and 18 of the Sentence Administration Act, it
follows that he was in “lawful custody” within the meaning of ss 64
and
72 of the Sentencing Act.
- 65․ Mr
McIver’s statement of claim and proposed amended statement of claim in the
case before me are confusing documents
and do not follow the requirements of
pleadings to clearly identify the causes of action relied on and the material
facts relevant
to each element of each cause of action.
- 66․ Nevertheless,
it is tolerably clear that Mr McIver relies solely on a claimed breach of his
human rights under the HRA.
- 67․ The
section he relies on to obtain damages is s 18(7) of the HRA, with
breaches of
ss 18(2) and 19(1)-(3) of the HRA being the matters
relied on which he alleges amounted to unlawful detention under s 18(7).
- 68․ He
pleads that:
Pursuant to Section 18(7) of the HRA the defendant is liable to pay compensation
in respect of the plaintiff’s unlawful detention.
- 69․ The
relief sought is relief by way of various declarations and compensation pursuant
to s 18(7) of the HRA together with interest and costs.
- 70․ Of
significance is that Mr McIver does not plead any absence of lawful authority
for his detention.
Mr
Williams’ pleaded claim and its background
- 71․ On 23
February 2017, Mr Williams pleaded guilty to eight indicatable offences and
eleven related summary offences and was
sentenced to full-time imprisonment: see
R v Williams [2017] ACTSC 298.
- 72․ Mr
Williams appealed that decision to the Court of Appeal.
- 73․ On 27
February 2018, the Court of Appeal dismissed the appeal, but amended the
sentence in respect of the culpable driving
offence: see Williams v The
Queen [2018] ACTCA 4; 83 MVR 505.
- 74․ For
various periods commencing from 26 December 2019 to 15 January 2021, Mr Williams
was placed in solitary or separate
confinement in the Management Unit (the
MU) of the AMC.
- 75․ He
pleaded that, to put it simply, whilst so confined he did not have access to at
least one hour of open air and exercise
each day. He alleges that this was in
breach of various sections of the CMA and other applicable policies,
operating procedures, and directions applying to the AMC, specifically
the:
(a) Corrections Management (Human Rights) Policy
2010 (ACT);
(b) Corrections Management (Detainee Disciplinary) Policy 2012 (ACT);
(c) Corrections Management (Human Rights Principles for ACT Correctional
Centres) Direction 2019 (ACT);
(d) Corrections Management (Separate Confinement) Operating Procedure
2019 (ACT);
(e) Corrections Management (Management of Segregation and Separate
Confinement) Policy 2019 (ACT); and
(f) Corrections Management (Management Unit) Policy 2011 (ACT)
(defined collectively in the pleadings as the CM
Provisions).
- 76․ The
CM Provisions related in one way or another to the conditions of his
detention.
- 77․ In
turn, Mr Williams alleged that these breaches of the CM Provisions were
breaches of his human rights and particularly ss 10(1)(b), 18(1)-(2) and 19(1)
of the HRA.
- 78․ The
section he relies on to obtain damages is s 18(7), with breaches of
ss
10(1)(b), 18(1)-(2), and 19(1) being the matters relied on which he alleges
amounted to unlawful detention pursuant to s 18(7).
- 79․ Mr
Williams seeks various declarations, general compensatory damages, compensation
pursuant to s 18(7) of the HRA, aggravated damages, exemplary damages,
interest, and costs.
- 80․ As
with Mr McIver, Mr Williams does not plead any absence of lawful authority for
his detention.
The
plaintiffs’ submissions
The
principles to apply to an application to extend time under the
HRA
- 81․ The
plaintiffs submitted that a refusal of an extension of time constitutes, in
substance, summary dismissal of the plaintiffs’
HRA claims.
Therefore, the submission continued, the principles to apply should be those
applied in summary dismissal applications, and
that if their pleaded cases were
arguable, they should be allowed to proceed.
- 82․ They
submitted that, applying those principles, I should not examine the merits of
their claims beyond the question of whether
they were arguable.
- 83․ The
plaintiffs drew my attention to Perera v Genworth Financial Mortgage
Insurance Pty Ltd (t/as Genworth) [2017] NSWCA 19; 94 NSWLR 83, in which
Leeming JA summarised the authorities on summary dismissal. In that case,
Leeming JA said at 92 [30] that the test has
been variously described as being:
[“S]o obviously untenable that it cannot possibly succeed”;
“manifestly groundless”; “so manifestly
faulty that it does
not admit of argument”; “discloses a case which the Court is
satisfied cannot succeed”; “under
no possibility can there be a good
cause of action” and “be manifest that to allow [the pleadings] to
stand would involve
useless expense”. ...
- 84․ The
plaintiffs submitted that the counterpart of the stringency by which summary
dismissal may be applied is the importance
of jurisdiction being made available
by courts wherever possible. What the plaintiffs mean by that is that it is
important that parties’
claims are heard by courts on the merits rather
than being summarily dismissed.
- 85․ The
plaintiffs submitted that, as a general proposition, even where a component of a
cause of action involves a novel proposition
which is identifiable as a
potential incremental development of the existing common law, it would not be
appropriate for the Court
to prevent a plaintiff from a hearing on the merits in
relation to that novel proposition. Inconsistently with that submission, the
plaintiffs also submitted that “the claims which the plaintiffs seek to
advance do not involve strictly novel claims for relief.”
- 86․ The
plaintiffs submitted that:
It is well established that, both at a threshold level and as a matter of
construction, the HRA must be construed “in the broadest
possible
way”.
- 87․ I
think what was being conveyed was that the plaintiffs should not be summarily
refused the right to argue at a fully contested
hearing their claims under the
HRA because it is a piece of beneficial legislation.
- 88․ In
conclusion, the plaintiffs submitted that their HRA claims were arguable,
and were not so untenable, manifestly groundless, or so weak as to justify (on a
summary dismissal basis) a
refusal of their applications for extensions of
time.
- 89․ They
submitted that there were conflicting authorities (at least on the point whether
s 18(7) of the HRA created a freestanding enforceable statutory
right) and therefore that conflict should be resolved at a final hearing rather
than
on these interlocutory applications.
- 90․ The
plaintiffs submitted that their claims were “unarguably arguable”
and thus not manifestly groundless or
one of the other descriptors mentioned by
Leeming JA.
- 91․ As
will become clear, I do not accept the plaintiffs’ submission as to the
proper principles to apply on these applications.
I will come to those reasons
in due course, but I should immediately mention that in relation to s 18(7) of
the HRA, whilst I accept that there are conflicting obiter statements in
earlier authorities, there is one authority, Lewis, in which the ratio
included the holding that s 18(7) of the HRA did not create a
freestanding enforceable statutory right.
- 92․ In
those circumstances, I should follow Lewis unless persuaded it is clearly
wrong. For the reasons set out below, I am not persuaded of that; I consider
Lewis was correctly decided.
The
meaning of ‘unlawful’ in s 18(7) of the
HRA
- 93․ The
plaintiffs submitted that ‘unlawful' should be given its ordinary English
meaning such as "not conforming to,
permitted by, or recognised by law or rules"
or "contrary to, or forbidden by law, especially criminal law".
- 94․ The
plaintiff submitted that unlawful detention for the purposes of s 18(7) includes
detention which is specifically proscribed
by other provisions of the HRA
(such as under ss 18(1)-(2), 19(2) and 40B), or which fails to conform with
another statutory provision (such as one of the CM Provisions), or which
is legally tainted, such as by a breach of public law principles.
- 95․ They
submitted that applying s 18(7) "in the broadest possible way" (because it is
beneficial legislation) means that the
term ‘unlawful’ cannot be
assigned a narrow or constricted operation.
- 96․ The
plaintiffs cited R v McIver. In that case, Mossop J found a prima facie
breach of Mr Mclver's human rights under s 19(2) of the HRA because Mr
McIver, as a remandee, was housed with sentenced prisoners. Nevertheless, his
Honour held that there was no breach of
s 64(2)(e) of the Sentencing Act
(which concerned “lawful custody”) by reason of a breach of s 19(2)
of the HRA. At [54], his Honour did not accept Mr McIver’s
submission that a breach of s 19(2) of the HRA:
has the effect that the sentence on the charge of recklessly inflicting grievous
bodily harm is not a sentence for an offence committed
in “lawful
custody” within the meaning of s 64(2)(e) of the Crimes (Sentencing)
Act. That section should not be interpreted so that a breach of the law
relating to the conditions of detention in a prison renders the
custody
unlawful. A person may be in “lawful custody” even if there is a
breach of the law relating to the conditions
of their detention...
- 97․ The
plaintiffs emphasised the word “may” in the last sentence of that
quote.
- 98․ The
plaintiffs submitted that Mossop J was not asked to consider, and did not
consider, other dimensions of unlawfulness,
such as non-compliance with s 44(2)
of the CMA, the application of s 40B of the HRA, relevant
Australian common law authority, or the scope of the remedial operation of s
18(7) of the HRA as including "a residual area of operation", which they
submitted had been identified by Refshauge J in Lewis.
- 99․ Mr
Williams (but not Mr McIver, because he made no such claim) submitted that,
perhaps more significantly, there was established
authority in Australia to
support his pure common law claim for false imprisonment. It was submitted that
the viability of Mr Williams'
claim for false imprisonment was significantly
enhanced by the highly prescriptive nature of the statute controlling
segregation
of prisoners, in this case, the mandatory effect of s 45(1) of the
CMA. I do not see the relevance of this submission given that Mr
Williams’ false imprisonment claim is not a claim under the HRA
(which is what I am concerned with in these applications), was not stayed by
Williams AsJ, and no extension of time is required for
it to proceed.
- 100․ Mr
Williams submitted that in Davidson, Loukas-Karlsson J found that s 19(1)
of the HRA had been breached because of the failure of the defendant to
comply with s 45(1) of the CMA. Mr Williams noted that her Honour found
that non-compliance with
s 45(1) of the CMA resulted in a declaration
that the policy which purported to modify how that obligation could be met was
held to be invalid. He submitted
that that finding spoke clearly to the
unlawfulness of detention.
- 101․ Mr
Williams submitted that his claim at common law was undoubtedly arguable. As a
claim in trespass, it was for the Territory
to prove lawful authority. This
submission was irrelevant to the issues to be determined on these applications
because the common
law claim for false imprisonment is not a claim made under
the HRA, was not stayed by Williams AsJ, and no extension of time is
required for it to proceed.
- 102․ The
plaintiffs seemed to submit that because the onus is on a defendant to prove
lawful authority in a common law claim
for false imprisonment, the Territory
therefore bore the onus of proving lawful detention for the purposes of s 18(7)
in each of their cases. No authority was cited to support this submission, and
no developed submission was made to support it. That
point has never been raised
in any of the other cases dealing with
s 18(7) and I see no reason why the
Territory should bear the onus. The usual rule is that he who asserts must
prove, and whilst there is
much common law history behind a defendant bearing
the onus in a case concerning the tort of false imprisonment, no such history
exists for s 18(7). I do not accept this submission. If a plaintiff alleges that
they were unlawfully detained per s 18(7) of the HRA, the onus of proving
the same rests on the plaintiff.
- 103․ The
plaintiffs’ central submission essentially was that any breach of any
statutory or other obligation by the Territory
relating to the conditions of
detention rendered the detention ‘unlawful’ for the purposes of s
18(7): see T 22.15-19.
- 104․ The
plaintiffs drew my attention to Beazley JA’s judgment in State of New
South Wales v McMaster [2015] NSWCA 228; 91 NSWLR 666, in which her Honour
was said to have provided a definition of the word ‘unlawful’ at
common law at 705 [202]. This submission
was incorrect. There was no finding as
to the meaning of the word ‘unlawful’ at common law. Her Honour
simply provided
a dictionary definition in the cited passage. All that her
Honour said was:
As a matter of ordinary English, the word “unlawful” means
“contrary to law; prohibited by law; illegal”:
Oxford English
Dictionary. ...
- 105․ In
that case, the NSW Court of Appeal was concerned with the meaning of the word
‘unlawful conduct’ when used
in s 52 of the Civil Liability Act
2002 (NSW) (Civil Liability Act) which relevantly says that a
person does not incur a liability arising from any conduct of the person carried
out in self-defence,
but only if the conduct to which the person was responding
was ‘unlawful’.
- 106․ Their
Honours held that ‘unlawful conduct’ for the purposes of the
statutory defence of self-defence in s 52 was not limited to criminal conduct
but also applied to tortious conduct.
- 107․ I do
not find that authority to be of any assistance in this case. The Civil
Liability Act is a completely different statute, it has a different purpose
to the HRA, and the HRA does not include any concept of
‘unlawful conduct’ in the sense used in the Civil Liability
Act.
- 108․ The
plaintiffs also cited a number of authorities in other jurisdictions which
address the question whether prison authorities
may act in such a way that the
prisoner’s detention is regarded as false imprisonment.
- 109․ In
Campbell v Northern Territory of Australia (No 3) [2021] FCA 1089; 295 A
Crim R 1 (Campbell), White J discussed various authorities and
said at 87 [436] that the question whether persons lawfully imprisoned may sue
for the
tort of false imprisonment by reason of their unlawful placement in a
particular prison or in part of a prison had produced different
judicial
responses. His Honour said the modern view in the United Kingdom was that the
unlawful placement of a prisoner within a
prison does not provide the basis for
a claim of unlawful imprisonment, but that it was accepted (see Campbell
at [442]) that there may be circumstances in which a prisoner subjected to a
form of unauthorised confinement within a prison may
be able to sue for false
imprisonment.
- 110․ The
plaintiffs also cited New South Wales v TD [2013] NSWCA 32; 83 NSWLR 566
(NSW v TD), in which the NSW Court of Appeal held that the tort of
false imprisonment was established when a person ordered to be detained
at a
hospital as a result of mental illness was instead detained in a prison hospital
which had not been gazetted as a hospital.
- 111․ Those
two cases are directed to whether the tort of false imprisonment was committed,
not the question whether the detention
was unlawful within the meaning of
‘unlawful detention’ in the ACT’s HRA. I do not find
them of any assistance in the face of existing ACT authority on the meaning of
‘unlawful detention’ (to
which I will come later in this
judgment).
- 112․ Another
authority cited by the plaintiffs was Sleiman v Commissioner of Corrective
Services & Anor; Hamzy v Commissioner of Corrective Services & Anor
[2009] NSWSC 304, in which a prisoner challenged his detention in segregation
and sought administrative law relief. In that case, Adams J said at
[34] that
the debate focused on whether the prisoner:
had a right to what has been called in some cases “residual
liberty”, unlawful interference with which rendered his imprisonment
unlawful and therefore compensable by damages.
- 113․ Again,
that case was concerned with the tort of false imprisonment and not the meaning
of ‘unlawful detention’
in the HRA. I do not find it of any
assistance.
- 114․ So
far as those cases address the tort of false imprisonment, they may assist Mr
Williams’ common law claim for false
imprisonment (but not Mr McIver, who
makes no such claim). But simply because those cases address the word
‘unlawful’
in their different legal contexts does not mean they bear
on the meaning of the composite phrase ‘unlawful detention’
in the
statutory regime of the HRA, particularly when that phrase has been
consistently interpreted by previous judges of this Court to involve the
question of authority
to detain rather than the conditions of detention
(simpliciter), and where neither plaintiff has pleaded any lack of authority in
the Territory to detain them.
- 115․ No
submissions were advanced by the plaintiffs supporting their interpretation of
‘unlawful detention’ based
on the matters the High Court said were
relevant to statutory interpretation (to which I will come in due
course).
Does
s 40C(4) of the HRA prevent an award of damages (or compensation) for breach of
s 18(7)?
- 116․ On
the assumption that any claim under s 18(7) must be brought under pt 5A of the
HRA, the plaintiffs submitted that s 40C(4) of the HRA was
“undoubtedly qualified” by s 40C(5), citing Mossop AsJ (as his
Honour then was) in Monaghan v Australian Capital Territory (No 2) [2016]
ACTSC 352; 315 FLR 305 (Monaghan) at 362 [255] (which was obiter).
They submitted that an orthodox contextual approach to statutory construction
made it untenable
to contend otherwise, citing Director of Public
Prosecutions (ACT) v Graham [2018] ACTCA 23; 13 ACTLR 280
(Graham) at 288-289 [25] and 289 [28], applied in Davidson
at 36-37 [179].
- 117․ I
note that both Graham and Davidson in turn cited and relied upon
the judgment of Kiefel CJ, Nettle and Gordon JJ (which constituted a majority)
in SZTAL v Minister for Immigration and Border Protection [2017] HCA 34;
262 CLR 362 (SZTAL), wherein their Honours said at 368 [14]:
The starting point for the ascertainment of the meaning of a statutory provision
is the text of the statute whilst, at the same time,
regard is had to its
context and purpose. Context should be regarded at this first stage and not at
some later stage and it should
be regarded in its widest sense. This is not to
deny the importance of the natural and ordinary meaning of a word, namely how it
is ordinarily understood in discourse, to the process of construction.
Considerations of context and purpose simply recognise that,
understood in its
statutory, historical or other context, some other meaning of a word may be
suggested, and so too, if its ordinary
meaning is not consistent with the
statutory purpose, that meaning must be rejected.
(Citations omitted.)
- 118․ No
detailed submission was made on the text or context of the HRA, and no
submissions were made by the plaintiffs as to the HRA’s policy or
purpose other than the general submission that it was beneficial legislation.
- 119․ In
substance, the plaintiffs adopted a literal approach to interpretation and
relied on Mossop AsJ’s obiter observations
in Monaghan which they
submitted favoured their interpretation of the section.
- 120․ The
literal approach to interpretation has been rejected by the High Court for many
years: see R v A2 [2019] HCA 35; 269 CLR 507 (R v
A2) at 520-521 [32] per Kiefel CJ and Keane J (Nettle and Gordon
JJ agreeing at 554 [148], Bell and Gageler JJ making the same point
in substance
at 545 [124]); SZTAL at 368 [14]. I will address those passages from R
v A2 later in this judgment.
- 121․ The
plaintiffs submitted that, as Mossop AsJ found in Monaghan, the more
natural reading of s 40C(5)(b) of the HRA is to permit the rights stated
in ss 18(7) and 23 of the HRA to be directly enforced without regard to
whether or not there was an overlapping common law right. However, the
plaintiffs did not
address the matters Mossop AsJ referred to in the same
judgment which did not favour the plaintiffs’ interpretation.
Does
s 18(7) of the HRA create a freestanding cause of action separate and distinct
from pt 5A?
- 122․ The
plaintiffs submitted that s 18(7) of the HRA provides a freestanding
enforceable statutory right (or cause of action) entitling a person to sue a
public authority for damages
for its breach irrespective of and free from the
provisions of pt 5A of the HRA.
- 123․ The
plaintiffs relied on Alcan (NT) Alumina Pty Ltd v Commissioner of Territory
Revenue [2009] HCA 41; 239 CLR 27 (Alcan) as to the principles
to apply to statutory interpretation, and on Morro v Australian Capital
Territory [2009] ACTSC 118; 4 ACTLR 78 (Morro) in support of
their submission that s 18(7) of the HRA provides a freestanding
enforceable statutory right.
- 124․ The
plaintiffs recognised that the Presentation Speech when the HRA was first
enacted (see Australian Capital Territory, Parliamentary Debates,
Legislative Assembly, 18 November 2003 (Jon Stanhope, Attorney-General)), and
then when amended in 2008 to add pt 5A (see Australian
Capital Territory,
Parliamentary Debates, Legislative Assembly, 6 December 2007 (Simon
Corbell, Attorney-General)), were rather explicit in conveying that the
HRA was not intended to create enforceable statutory rights, but
correctly pointed out that the words of the Attorney-General or a Minister
in a
Presentation Speech must not be substituted for the text of the law, citing
Re Bolton; Ex parte Beane [1987] HCA 12; (1987) 162 CLR 514.
- 125․ The
plaintiffs cited Monaghan, and particularly 358-359 [237] and 362 [255],
wherein Mossop AsJ expressed an obiter view that s 18(7) may amount to a
freestanding
enforceable statutory right, although there were considerations to
the contrary which had not been the subject of submissions from
the
parties.
- 126․ The
plaintiffs cited Eastman v Australian Capital Territory [2019] ACTSC 280;
14 ACTLR 195 (Eastman) and submitted that Elkaim J had no
difficulty in finding that the plain terms of s 23 of the HRA, said to be
an analogous provision to s 18(7), amounted to a freestanding enforceable
statutory right. Justice Elkaim found that
s 23 had been breached by the
defendant in that case and awarded Mr Eastman $7,020,000 in compensation for
that breach.
- 127․ The
plaintiffs submitted that the upshot of the cases they cited was that the
existence of a cause of action based on the
proposition that s 18(7) was a
freestanding enforceable statutory right was “unarguably arguable”.
This submission picked
up the plaintiffs’ reliance on their summary
dismissal principles submissions and was to the effect that if their HRA
claims were at least arguable then the applications for extensions of time
should be granted and should not be, in substance, summarily
dismissed.
- 128․ The
plaintiffs drew my attention to the fact that Lewis was appealed to the
Court of Appeal: see Lewis v Australian Capital Territory [2019] ACTCA
16. The plaintiffs submitted that the Court of Appeal left open the question of
whether s 18(7) gave rise to a freestanding remedy. In
that case, the Court of
Appeal said at [73]:
The Court does not consider it necessary to decide whether or not the HRA
provides a separate right to damages, distinct from the
tort of unlawful
imprisonment. This is for two reasons: firstly, this question will be better
decided in a case where the only available,
or asserted, remedy is one arising
from the HRA, and secondly, and more importantly for present purposes, because
any damages that
might have been awarded pursuant to s 18(7) would face
precisely the same obstacle as the common law damages, namely the imposition
on
the claim of the inevitability that the appellant would have been sent to prison
notwithstanding the unlawfulness of the SAB’s
actions, as identified by
the primary judge.
- 129․ The
plaintiffs submitted that the decision in Lewis, insofar as it stands for
the proposition that s 18(7) is not a freestanding right to compensation, is
plainly wrong. They submitted
that Refshauge J erred by not giving due
consideration to the words of the HRA, erroneously went straight to the
extrinsic materials, and then engaged in a balancing exercise between the words
of s 40C(5) of
the HRA and the extrinsic materials. The plaintiff
submitted that in any event, Refshauge J’s decision on that point was
obiter, and
I am not compelled to follow it.
- 130․ The
plaintiffs further submitted that Lewis also stands for the proposition
that there is some “residual operation” to s 18(7) of the HRA
even if, on its proper interpretation, the section does not create a
freestanding enforceable statutory right.
- 131․ As I
understood the submission, the plaintiffs were submitting that where there is
some form of breach of the HRA that constitutes unlawfulness, but the
Court is not satisfied of unlawfulness for the tort of false imprisonment, s
18(7) can provide
a statutory remedy to fill that gap. That is, s 18(7) provides
a right, and the general law would otherwise provide a remedy.
- 132․ What
Refshauge J said on that point in Lewis at 346 was:
[528] This is the first basis on which I find that the maxim should not be
applied. On my analysis of the Human Rights Act as a whole, including, in
this case, extrinsic material permissible for working out the meaning of the
Act, I do not consider it
can be construed as providing for the public law
remedy suggested.
[529] In the event that this is too wide a conclusion, it seems to me that
there is no basis for finding a remedy on the basis of
this maxim for a breach
of s 18(1) or (2) of the Human Rights Act. There is a remedy- the tort of
false imprisonment provides one. There is, in this case, no basis for the
finding of the required
pre-condition to finding such a remedy exists or should
be implied, namely that there is no remedy for the right.
[530] Again, should there be a residual area of operation, namely that a
breach of the right to be arbitrarily detained, being
wider that the requirement
for which the tort of false imprisonment is a remedy, namely that the
imprisonment be unlawful, so that
this breach is not so remediable, then that
does not apply in this case for there is no doubt that the imprisonment of Mr
Lewis was
unlawful.
- 133․ I
must confess that I had difficulty understanding the plaintiffs’
submission. In any event, the submission fails
because Refshauge J did not hold
that there existed any “residual operation”.
- 134․ In
Lewis at 346 [528], his Honour rejected the proposition that the maxim
‘where there is a right, there is a remedy’ (set out
at 345 [520])
should be applied. One reason for rejecting the proposition was given at 346
[528], and a second reason was given at
346 [529].
- 135․ At
346 [530], all that his Honour was saying was that if his Honour was wrong at
346 [528]-[529], and assuming there was
this so-called residual area of
operation, then that residual area of operation did not apply because there was
no doubt that the
imprisonment of Mr Lewis was unlawful.
Explanation
for the delay in commencing HRA proceedings – Mr
Williams
- 136․ The
relevant last day the act complained of happened (per s 40C(3) of the
HRA) to Mr Williams was 15 January 2021.
- 137․ On 10
November 2021, he retained solicitors.
- 138․ On 16
January 2022, the 12-month period provided for by s 40C(3) of the HRA
expired.
- 139․ On 21
April 2022, the judgment in Davidson was published.
- 140․ On 15
July 2022, Mr Williams commenced his proceedings in this Court. At that point in
time, his legal advisors contended
that the defendant in this case was not a
“public authority” for the purposes of the HRA, and hence the
HRA part of the proceedings were not subject to the 12-month limitation
period found in s 40C(3). McWilliam AsJ found otherwise in Williams on 10
February 2023.
- 141․ In an
affidavit affirmed by Mr Mark Barrow, Mr Williams’ solicitor, on 6 April
2023, Mr Barrow said that the suggestion
that the Territory was a “public
authority” for the purposes of s 40C of the HRA was not clear prior
to the decision of McWilliam AsJ in Williams because:
(a) the definition of “public authority” under s 40(1) of the
HRA appeared to be exhaustive;
(b) the Territory was not listed as a public authority in s 40(1), and it seemed
curious to Mr Barrow that the ACT Legislative Assembly had not included the
Territory in s 40(1), as if the Legislative
Assembly had intended for the
Territory to be included as a public authority for the purposes of the
HRA, it would have expressly included the Territory within s 40(1);
and
(c) the Territory did not appear to Mr Barrow to obviously come within the
definition under s 40(1)(g).
- 142․ Mr
Barrow said that for those reasons, he did not consider that the limitation
period in
s 40C(3) applied to Mr Williams’ proceedings.
Explanation
for the delay in commencing HRA proceedings – Mr
McIver
- 143․ The
relevant last day the act complained of happened to Mr McIver was 28 January
2021.
- 144․ On 29
January 2022, the 12-month period provided for by s 40C(3) of the HRA
expired.
- 145․ On 21
April 2022, the judgment in Davidson was published.
- 146․ On 30
August 2022, he retained solicitors.
- 147․ On 30
November 2022, Mr McIver commenced his proceedings in this Court. At that point
in time, his legal advisors contended
that the Territory in this case was not a
public authority for the purposes of the HRA, and hence his proceedings
were not subject to the 12-month limitation period found in s 40C(3). McWilliam
AsJ found otherwise on
10 February 2023 in Williams.
- 148․ In
another affidavit affirmed by Mr Barrow on 6 April 2023, Mr Barrow identified
the same reasons outlined above at [142]
for why he did not consider that the
limitation period in
s 40C(3) applied to Mr McIver’s proceedings.
- 149․ No
explanation was given for the delay in commencing proceedings between the end of
the limitation period and first retaining
solicitors, other than that he did not
know anything about human rights and did not know he had to commence a claim in
Court within
one year of the assault on him.
The
defendant’s submissions
The
principles to apply to an application to extend time under the
HRA
- 150․ The
Territory submitted that the relevant principles to apply were those applied in
many different areas of the law in
circumstances where an extension of time was
sought and the exercise of the discretion was unfettered, and that I could
consider,
inter alia, the merits of the plaintiffs’ claims beyond whether
they were merely arguable. They submitted that it was permissible
for me to, if
necessary, examine the plaintiffs’ claims in detail and, if I decided they
were hopeless, refuse the leave sought.
- 151․ The
Territory submitted that an unfettered discretion to grant leave for a claim to
proceed outside a statutory timeframe
is found in s 11 of the Administrative
Decisions (Judicial Review) Act 1977 (Cth). That section was considered in
the ‘classic authority’ of Hunter Valley. In that case,
Wilcox J reviewed the matters which had been treated as relevant by the
authorities to that point, the three principal
ones being any explanation for
the delay, any prejudice to the respondent or other parties, and the prospects
of success (i.e. merits)
of the proceeding if leave were granted.
- 152․ The
Territory submitted that the considerations articulated in Hunter Valley
had been repeatedly endorsed and applied in decisions of this Court. For
example, on the question of whether the Court's discretion
should be exercised
to grant an extension of time to appeal, the Territory cited Merrilees v The
Queen [2014] ACTCA 10, R v Meyboom [2012] ACTCA 2; 256 FLR 450,
Director of Public Prosecutions (ACT) v Martin [2014] ACTSC 104; 9 ACTLR
1, Vojneski v The Queen [2015] ACTCA 44, Steel Contracts Pty Limited v
Simons t/as Little Lifter, Poiner and Adjudicate Today Pty Limited [2014]
ACTSC 146, and Endresz v Commonwealth of Australia [2020] ACTCA 48.
- 153․ The
Territory drew my attention to Tu'uta Katoa v Minister for Immigration,
Citizenship, Migrant Services and Multicultural Affairs [2022] HCA 28; 96
ALJR 819 (Tu'uta), in which the High Court considered the power to
extend time under s 477A(2) of the Migration Act 1958 (Cth)
(Migration Act). That section, like s 40C(3) of the HRA,
provides no express mandatory considerations a court is to take into account in
considering whether to extend time.
- 154․ In
Tu'uta at 825-826, the plurality said:
[18] However, and as the plaintiff accepted, there will be circumstances in
which it is appropriate for the Court to engage in more
than an impressionistic
assessment of the merits. For example, if the delay is lengthy and
unexplained, the applicant may be required to show that their case is strong or
even “exceptional”.
In such a case, a proper exercise of the power
conferred by s 477A(2) will not require the judge to confine their consideration
of the merits to an assessment of what is “reasonably arguable”
or
some similar standard. In other cases, the proposed ground of review may be
hopeless but it may be necessary to examine the proposed application in some
detail to reach that conclusion. The broad power in s 477A(2) does not
prevent a judge from undertaking such an examination and from relying upon that
determination to refuse an extension of
time.
[19] It follows that the Full Court in DHX17 was wrong to say that
“the decisional process of exercising the discretion in s 477(2) [here, s
477A(2)] neither requires nor warrants anything more than an impressionistic
consideration of the proposed grounds of review”. As the merits of a
proposed application are a permissible consideration, it is within the Federal
Court's jurisdiction under s 477A(2) to have regard to that factor in such
manner as it considers appropriate in the circumstances. Put another way, s
477A(2) entrusts to the Federal Court the function of identifying and
formulating the interests of the administration of justice and how
they should
be weighed and assessed, including by reference to the merits of the proposed
application. The opinion expressed by the
Full Court in DHX17, that a
judge who undertakes more than an impressionistic evaluation of the underlying
merits of the applicant's case is likely to
commit jurisdictional error, was
mistaken.
(Citations omitted, emphasis added.)
- 155․ Counsel
also drew my attention to the judgment of Mortimer J (as her Honour then was) in
Stepien v Department of Human Services [2018] FCA 1062 at [21], in which
her Honour observed that:
Discretionary powers such as the one in s 46PO(2) inevitably involve
consideration of what is in the interests of the administration
of justice, that
being the Court's core function.
- 156․ The
Territory drew my attention to Ezekiel-Hart v Reis (No 2) [2019] ACTSC
192 (Ezekiel-Hart v Reis (No 2)) wherein Crowe AJ declined to make
an order extending time under s 40C(3) of the HRA. His Honour said:
[82] This provision certainly contains a broader discretion than that under s
21B. The court is required to consider all of the
relevant circumstances paying
particular attention to the length of the delay in commencing proceedings, the
explanation for that
delay and any prejudice which might have been suffered by
the defendants. It is relevant, in my view, to also consider the strength, or
weakness, of the case propounded by the plaintiff. All of this is to be done
in the context of the rationale for the imposition of a time limit in the first
place (see Brisbane South Regional Health Authority v Taylor [1996] HCA 25; (1996) 186
CLR 541 at 552-3.
[83] In the absence of full information as to the evidence in support of the
plaintiff’s claims under the HRA I might well have given the
plaintiff the benefit of the doubt and extended time under sub-s 40C(3) to 6
November 2017. In particular,
I note that there would be no apparent prejudice
for the defendants flowing from the time between the relevant causes of action
accruing
and the commencement of proceedings, or indeed, the hearing of the
claims. However, for the reasons which follow I have concluded
that the
plaintiff’s claims under the HRA against all three defendants are
hopeless and must fail. In that context I refuse the plaintiff’s
application to extend time
under sub-s 40C(3).
(Emphasis added.)
- 157․ The
Territory submitted that, contrary to the submission of the plaintiffs, it is
not necessary for the Territory to demonstrate
that the relief sought is
unarguably not available. It submitted that the plaintiffs' reliance on the
principles pertaining to summary
dismissal was inapt.
- 158․ The
Territory submitted that in summary dismissal applications, a defendant bears
the onus of persuading the court that
proceedings, which have been properly
commenced, should not proceed to trial in the usual way, and should be disposed
of early. This
is in contradistinction to cases such as the present in which the
plaintiffs commenced their respective HRA claims outside the statutory
time limit. Therefore, it was the plaintiffs who required the grant of leave in
order to proceed and
therefore they bore the onus of persuading the Court that
it was in the interests of justice to grant them the indulgence sought.
That
submission picks up the general maxim that he who asserts must prove.
- 159․ The
Territory submitted that the plaintiffs' reliance on the "importance of
jurisdiction being made available by courts
wherever possible" was misplaced
because the legislature had expressly limited the Court's jurisdiction through s
40C(3) of the HRA. It was for the plaintiffs to demonstrate why that
statutory limit should not apply in their respective cases.
- 160․ The
Territory submitted that it did not submit that the novelty of the propositions
put by the plaintiffs should compel
a decision adverse to the plaintiffs.
Rather, it submitted that a novel proposition is different from an untenable
proposition, and
that the plaintiffs’ HRA cases were
untenable.
The
meaning of ‘unlawful’ in s 18(7) of the
HRA
- 161․ The
Territory submitted that the plaintiffs’ HRA claims for damages,
based on s 18(7), were untenable because the allegations made could not amount
to ‘unlawful detention’ within the meaning of that concept
in s
18(7).
- 162․ The
Territory, correctly with respect, submitted that the question was not what was
the meaning of ‘unlawful’,
but rather what was the meaning of the
composite phrase ‘unlawful detention’ for the purposes of s
18(7).
- 163․ The
Territory submitted that a person's confinement or accommodation in a particular
part of a prison will only render
their detention unlawful if something about
that confinement or accommodation so changes the nature of the detention as to
take it
beyond the scope of the authority to take and keep custody of the
person. Attention is directed in this regard to the legal authority
for the
custody, and the relevant enquiry is whether there is, in substance, a new or
different detention.
- 164․ The
Territory submitted that whilst each plaintiff relied on different human rights,
CM Provisions, and other matters to found a breach of s 18(7), those
human rights, CM Provisions, and other matters, all related to the
plaintiffs’ conditions of detention, rather than whether there was
authority to detain,
and s 18(7) only related to the authority to detain.
- 165․ The
Territory pointed out that neither plaintiff had pleaded that there was any lack
of authority to detain either of them.
- 166․ Rather,
the Territory submitted that the plaintiffs’ pleadings related to the
conditions of detention and not whether
the various breaches of human rights,
CM Provisions, and other matters so changed the nature of their detention
as to take their detentions beyond the scope of the authority to take
and detain
them.
- 167․ The
Territory rejected the plaintiffs’ contention that any breach of any
statute or other obligation could or would
amount to unlawful detention.
- 168․ The
Territory submitted that, contrary to the plaintiffs’ submissions, the
finding in Davidson did not speak clearly to the unlawfulness of
detention when non-compliant with s 45(1) of the CMA. There was no
finding of ‘unlawful detention’ for the purposes of
s 18(7) in
Davidson.
- 169․ The
Territory submitted that Mossop AsJ rejected a similar argument in
Monaghan. In Monaghan, Mossop AsJ described the plaintiff’s
chain of reasoning in that case as essentially being that because of
contraventions of
ss 18(1) and 18(2) of the HRA, the police officers
engaged in conduct which was ‘unlawful’ under s 40B of the
HRA and therefore the arrest and detention of the plaintiff was
‘unlawful’ for the purposes of
s 18(7).
- 170․ In
analysing that chain of reasoning in Monaghan, Mossop AsJ needed to
determine the relationship, if any, between ss 18(1), 18(2) and 18(7), and
whether ‘arbitrary’ arrest or detention in s 18(1), or deprivation
of liberty otherwise than in accordance with the “procedures established
by law” in s 18(2), could amount to ‘unlawful’ arrest or
detention for the purposes of s 18(7).
- 171․ Associate
Justice Mossop rejected the plaintiff’s chain of reasoning. His Honour
said at 358:
[233] Accepting that “arbitrary” is a term which extends beyond
unlawfulness to unreasonable conduct, is it possible,
by the chain of reasoning
outlined above, to convert s 18(7) from requiring compensation for unlawful
detention to an obligation which requires compensation for lawful but
unreasonable detention.
However, in my view, it is not permissible to achieve
this transformation by the chain of reasoning contended for by the plaintiff.
That is because s 18(7) must be read in the context of the other provisions of s
18, particularly s 18(1) and (2). The text of s 18(7) refers to
“unlawful”, not to “arbitrary”, arrest and detention.
That is in a context where s 18(1) refers to the distinct concept of
arbitrariness. The use of different words is a strong indication that the
entitlements under the
subsection are of different content. Similarly, in s
18(2) the absence of compliance with “procedures required by law”
may or may not render arrest or detention unlawful but it
is unlawfulness that
is the touchstone in s 18(7). Because of the different language used in the
subsections of s 18, it would be inconsistent with the text and structure of s
18 to permit the reference in s 40B to convert the rights in s 18(7) from that
which is stated in the subsection to something else. That is particularly so
when the purpose of the exercise is not to
obtain a remedy under Pt 5A of the
Act, in which s 40B appears, but a freestanding remedy outside the scope of Pt
5A.
[234] In the light of the above, because the arrest and detention of the
plaintiff by the members of the AFP was legally justified
and hence not
unlawful, s 18(7) would not, even if it provided a free standing cause of
action, provide a remedy in this case.
- 172․ That
chain of reasoning is similar to the plaintiffs’ chain of reasoning here
in that the plaintiffs submitted that
by various breaches of the HRA and
the CM Provisions (which relate to the conditions of detention rather
than the authority to detain) the Territory “unlawfully...detained”
the plaintiffs within the meaning of that term in s 18(7).
- 173․ The
Territory submitted that Mr McIver had mounted essentially the same argument in
R v McIver.
- 174․ I
have outlined the salient passages from that case and the subsequent decision by
the Court of Appeal (McIver v The King) above. It is pertinent to note,
however, that that case dealt with whether a breach of human rights meant that
Mr McIver was not
in “lawful custody” for the purposes of ss 64 and
72 of the Sentencing Act, and not whether those breaches amounted to
‘unlawful detention’ for the purposes of s 18(7) of the HRA.
- 175․ Be
that as it may, coherence in the law should be maintained if an interpretation
to achieve those ends is reasonably available:
see Sons of Gwalia Ltd v
Margaretic [2007] HCA 1; 231 CLR 160 at 252 [255] 160 per Callinan J.
Coherence would be promoted if “lawful custody” in the Sentencing
Act and ‘unlawful detention’ in s 18(7) of the HRA bore
consistent meanings.
- 176․ The
Territory drew my attention to Commonwealth v AJL20 [2021] HCA 21; 273
CLR 43, in which the visa of a Syrian national (AJL20) had been cancelled by the
Minister for Immigration and Border Protection on character
grounds under s
501(2) of the Migration Act and he was therefore placed in immigration
detention as an unlawful non-citizen pursuant to s 189(1) of that Act. After
five years in detention, AJL20 commenced a proceeding in the Federal Circuit
Court (which was subsequently transferred
to the Federal Court) seeking an order
that he be released from detention. The primary judge found that AJL20 had not
been removed
from Australia “as soon as reasonably practicable” as
required by s 198(6) of the Migration Act and ordered that AJL20 be
released forthwith and, subsequently, made a declaration that his detention was
unlawful: see AJL20 v Commonwealth [2020] FCA 1305; 279 FCR 549. The
Commonwealth’s appeal to the Full Court of the Federal Court was removed
to the High Court.
- 177․ The
critical issue was the lawfulness of the detention. The Commonwealth contended
that the respondent’s detention
under s 189(1) of the Migration Act
was lawful because it was authorised and required by s 196(1) of the
Migration Act. The respondent argued that s 196(1) did not authorise the
Executive to detain an unlawful non-citizen where its officers had failed to
remove the unlawful non-citizen
from Australia as soon as reasonably practicable
as required by s 198(6) of the Migration Act.
- 178․ In
written submissions before me, the Territory submitted:
Their Honours, Kiefel CJ, Gageler, Keane and Steward JJ, held that AJL20's
detention was lawful because it was authorised and required
by s 196(1) of the
Act. In particular, the operation of ss 189(1) and 196(1) in authorising his
detention was not conditioned on
the actual achievement of his removal as soon
as practicable by the Executive in accordance with s 198(6). Their Honours also
held
that the appropriate remedy for non-compliance by the Executive with the
duty to remove imposed by s 198(6) of the Act was an order
mandating performance
of that duty, not an order releasing the unlawful non-citizen into the
community.
- 179․ I do
not find that authority to be of much assistance given it concerns a very
different statute and involved constitutional
considerations, amongst other
differences. However, the case does provide an example of the divide in another
statute, being the
Migration Act, between the notions of authority to
detain and the conditions of detention, and that breaches of the latter did not
give rise, in
and of themselves, to breaches of the former.
- 180․ The
Territory submitted, citing Monaghan at 358 [233]-[234] and Lewis
at 330 [431]-[433], that it is clear that a breach of ss 18(1) and 18(2) of the
HRA does not necessarily mean s 18(7) is invoked, unless that breach is
also unlawful detention. The Territory further submitted that if unlawful
detention could be based
on no more than another breach of the HRA, that
would undermine the legislative scheme for detention.
- 181․ The
Territory submitted that the proper definition of unlawful detention under s
18(7) of the HRA is being detained without legal authority (or beyond the
scope of authority). The Territory further submitted that the conditions
of
detention, even if unlawful, do not change the nature of the detention to the
point where it would take the detention beyond the
scope of its legal authority
so as to render it unlawful detention.
- 182․ The
Territory drew my attention to the judgment of Refshauge J in Re an
application for bail by Chris Merritt [2009] ACTSC 56. In that case, his
Honour said at [42]:
While the conditions described are at the very least undesirable they can hardly
be called intolerable, that is in the sense that
they cannot be tolerated. It
has been held that even intolerable conditions do not make incarceration
unlawful: R v Deputy Governor of Parkhurst Prison & Ors; Ex parte
Hague [1992] 1 AC 58 at 165. In that case, Lord Bridge said at 165:
The logical solution to the problem, I believe, is that if the conditions of an
otherwise lawful detention are truly intolerable,
the law ought to be capable of
providing a remedy directly related to those conditions without characterising
the fact of the detention
itself as unlawful. I see no real difficulty in saying
that the law can provide such a remedy.
(Emphasis in original).
- 183․ The
Territory submitted that neither Mr Williams nor Mr McIver had pleaded an
absence of lawful authority for their detention.
The plaintiffs accepted the
accuracy of that submission at the hearing and agreed no issue of onus as to
their detention being lawfully
authorised arose. At T 29.33, I had the following
exchange with the plaintiffs’ counsel:
HIS HONOUR: One submission put against you is that the pleadings don’t
allege unlawful detention in a sense of no authority to detain in the
AMC.
MR TIERNEY: We don’t need to do that. We don’t go to the -
HIS HONOUR: I’m not saying you have to.
MR TIERNEY: No, no.
HIS HONOUR: I’m just saying that’s not in issue.
MR TIERNEY: No, no, no.
HIS HONOUR: So in terms of that part of the case there’s no issue, so
we don’t have to worry about onus.
MR TIERNEY: No, your Honour.
(Emphasis added.)
- 184․ The
‘no’s’ emphasised in bold in that passage were said in a way
that indicated agreement with the preceding
proposition.
- 185․ The
Territory submitted that the claimed breaches of human rights could not, in and
of themselves, constitute unlawful
detention. Rather, there needed to be
something more which would render the detention unlawful.
- 186․ The
Territory submitted that the Court in this jurisdiction has not accepted any
concept of residual liberty, and further
submitted that White J’s decision
in Campbell at 90 [452] onwards and Basten JA’s decision in NSW
v TD at 579 [54] concerned detention that was not authorised, which is not
the plaintiffs’ cases here.
- 187․ In
addition, the Territory submitted that in examining cases like Campbell
and NSW v TD, it had to be kept in mind that s 18(7) does not exist in a
vacuum.
Sections 18(1) and 18(2), for example, cover matters which might
also fall within the concept of unlawfulness discussed in those cases. The point
of this
submission was simply to highlight the very real difference between the
phrase ‘unlawful detention’ in
s 18(7) and the concept of
‘unlawfulness’ discussed in those other cases.
Does
s 40C(4) of the HRA prevent an award of damages (or compensation) for breach of
s 18(7)?
- 188․ The
Territory submitted that the text of s 40C(4) of the HRA clearly
expresses an exclusion to compensatory relief. Section 40C(4)
says:
...
(4) The Supreme Court may, in a proceeding under subsection (2), grant the
relief it considers appropriate except damages.
...
(Emphasis added.)
- 189․ The
Territory submitted that the clear meaning of the text, as apparent in s 40C(4),
cannot be displaced by extrinsic materials,
including legislative notes, citing
Alcan.
- 190․ This
submission, which was essentially the same as that made by the plaintiffs, in my
view, goes a little too far. At least
in the terms in which it was put, it
seemed to be a submission in favour of a literal interpretation. As a majority
of the High Court
held in
R v A2 and SZTAL at 368 [14] (quoted
earlier in this judgment), if the apparently plain words of a provision are read
in light of the mischief which
the statute was designed to overcome and the
objects of the legislation, those words may wear a very different appearance. In
addition,
when a literal meaning of words in a statute does not conform to the
evident purpose or policy of the particular provision, it is
entirely
appropriate for courts to depart from the literal meaning of the words used.
R v A2 will be discussed later below.
- 191․ The
Territory submitted that s 40C(5) of the HRA does not negate the
exclusion in
s 40C(4) or create a separate avenue for relief under s 18(7).
Section 40C(5) begins with the words: “This section does not
affect‑”. Those words mean that s 40C (being “this
section”) does not affect the rights expressly referred to in s 40C(5),
but it does not mean that those expressly identified
rights operate as
limitations or qualifications on the exclusion in s 40C(4).
- 192․ The
Territory further submitted that it is evident from the terms of s 40C(5) that
the section seeks to preserve other
rights (the focus being on the right not the
remedy) that a person has under and apart from the HRA. Section 40C(5)(a)
clarifies that s 40C does not affect or qualify any rights a person has against
a public authority sourced from
outside the HRA. The effect of s
40C(5)(b) is to preserve any rights existing within the HRA to
compensation (as identified in the note to s 40C(5)) against non-public
authorities and/or against public authorities but not
derived from s 40C, or
rights within the HRA which a plaintiff may rely upon in a proceeding
under s 40C(2) in order to obtain relief other than compensation (e.g. an
injunction).
The existence of such rights for that other purpose does not negate
the exclusion of an award of damages under s 40C(4).
Does
s 18(7) create a freestanding cause of action separate and distinct from pt
5A?
- 193․ The
Territory submitted that the plaintiffs’ reliance on Morro had
limitations. Morro considered a previous version of the HRA before
the introduction of pt 5A. Therefore, the issue considered in Morro was
considered in the absence of s 40C of the HRA (which is in pt 5A) and so
Morro had limited utility in these applications where s 18(7) must be
interpreted in the current statutory context.
- 194․ I do
not agree wholly with this submission. The genesis and history of the HRA
is relevant to the issues of statutory interpretation I have to consider, and an
authority dealing with an earlier iteration of the
HRA would not be
irrelevant by reason of that fact alone. Nevertheless, I agree that s 18(7) must
be interpreted in the current statutory context.
- 195․ Furthermore,
in Morro, the plaintiff did not argue a breach of the HRA (as is
argued in this case), and only invoked the HRA to assert a right to
compensation under s 18(7). Accordingly, Gray J treated the s 18(7) right as
co-extensive with the remedy at common law. At 90 [43], Gray J said:
The fact that the legislature has provided for compensation in the specific
circumstances where the right predicated by s 18(7) of
the ACT Act against
arbitrary arrest or detention may provide a public law remedy in one sense but
it can also be treated as a co-extensive
remedy to that provided at common law.
- 196․ The
Territory further submitted that, in any event, Gray J’s discussion of s
18(7) in Morro was obiter dicta for the reasons given by Penfold J in
Strano v Australian Capital Territory [2016] ACTSC 4; 11 ACTLR 134
(Strano) at 140 [21].
- 197․ The
Territory submitted that in Strano, Penfold J doubted the findings of
Gray J in Morro. Justice Penfold relevantly said at 142 [31]:
As well, I am not convinced by the process of reasoning by which his Honour
reached the conclusion that s 18(7) created a separate
statutory cause of
action.
- 198․ The
Territory submitted that Mossop AsJ in Monaghan was not inclined to agree
with the view of the plaintiffs as to whether s 18(7) gave rise to a
freestanding right. His Honour only
canvassed the arguments for and against the
proposition but in the end did not decide the point.
- 199․ The
Territory submitted that the extrinsic material described in Monaghan
identified a legislative purpose to disallow damages to be awarded for any claim
under s 40C of the HRA. Therefore, it supported a reading of s 40C(4) so
as to exclude damages as a remedy, including a right to compensation under s
18(7).
- 200․ The
Territory submitted that the plaintiffs gave the note to s 40C(5) much work to
do. The note is not a part of the HRA and that was acknowledged in
Monaghan at [237], referencing s 127(1) of the Legislation
Act.
- 201․ In
oral submissions, the Territory further submitted that even if the note was
taken into account, it could be read in
a number of ways. It could be read as
simply outlining where in the HRA to find provisions giving a person a
right to damages, with the enforceable right existing somewhere else e.g. at
common law. The
Territory submitted that such a reading would indeed be
preferable, being consistent with the legislative history and other extrinsic
material outlined above which indicate a legislative intention to exclude
damages from claims against public authorities.
- 202․ In
Deng v Australian Capital Territory (No 3) [2022] ACTSC 262; 372 FLR 227,
Loukas-Karlsson J said at 267 [253] that there was force to Mossop AsJ’s
observations regarding the interpretative note in
Monaghan. The Territory
submitted that Mossop AsJ and Loukas-Karlsson J placed too much weight on the
note, and that the note could not qualify
or undermine the actual text of the
subsection.
- 203․ The
Territory submitted that ss 23 and 18(7) of the HRA could not be
considered analogous sections. There was no correlation in common law for a
right to compensation for wrongful conviction
(s 23) as there was for unlawful
detention (being the tort of false imprisonment). In Eastman at 223
[149], Elkaim J explicitly observed that s 23 does not have that same objective
or breadth as s 18(7):
I do not think that s 18(7) has either the same objective or breadth. My reading
of s 18(7) is that it is intended to address wrongful arrest and detention
situations, normally treated as a common law tort.
- 204․ The
Territory submitted that construing s 18(7) as a freestanding right to
compensation was plainly inconsistent with the legislative purpose of the
HRA, which was to recognise and protect existing rights. This was said to
be evident in the long title to the HRA, which is: “An Act to
respect, protect and promote human rights”. This was also said to be
evident in the preamble to
the HRA, which says:
...
- Respecting,
protecting and promoting the rights of individuals improves the welfare of the
whole community.
- Human
rights are set out in this Act so that individuals know what their rights
are.
- Setting
out these human rights also makes it easier for them to be taken into
consideration in the development and interpretation
of legislation.
...
- 205․ This
purpose, the Territory submitted, is also evident form the Explanatory Statement
to the Human Rights Bill 2003 (ACT) (the Human Rights Bill 2003) which
included the following statements at 2-4:
The main purpose of this Bill is to recognise fundamental civil and political
rights in Territory law.
...
Clauses 8 to 27 give express recognition to certain civil and political rights
enshrined in international human rights law.
...
The Bill does not incorporate Article 2 of the Covenant because the Bill is not
intended to create a new right to a new remedy for
an alleged violation of a
Part 3 right.
- 206․ In
identifying this purpose, the Territory further relied on the Presentation
Speech to the Human Rights Bill 2003 of Attorney-General, Jon Stanhope (see
Australian Capital Territory, Parliamentary Debates, Legislative
Assembly, 18 November 2003), in which he stated at 4248:
And I reiterate, lest there is any confusion on the point, the bill does not
invalidate other territory law, nor does it create a
new cause of action.
- 207․ Indeed,
this purpose accorded with Refshauge J’s view of the HRA in
Lewis at 334-335, namely:
[458] In earlier consideration of this section, there has been something of a
category mistake made. Part 3 of the Human Rights Act, in which s 18(7)
appears, set out rights. The provisions in it, as a matter of statutory
construction, are not procedural nor are they intended to
amend or change the
law. They are there to state, or as Richardson J would have it, to declare, the
rights which are to be respected,
protected and promoted in the Territory.
[459] Thus, s 18(7) of the Human Rights Act states a right that is to
be respected, protected and promoted. Like the other rights set out in the Part,
such as fair trial rights
to which I have already referred (at [453]), it is not
necessarily, indeed it is unlikely, that it is a right that is not already
recognised in the legal system of the Territory.
- 208․ Thus,
the Territory submitted, interpreting s 18(7) as a freestanding right would
imply an operation plainly contrary to its intended purpose.
- 209․ The
Territory submitted that Lewis did not accept that s 18(7) conferred a
right to compensation independent of the common law right to damages for false
imprisonment. Justice Refshauge said at
337:
[473] I am not satisfied that the words of s 40C(5) of the Human Rights
Act together with the cogent argument, set out by Mossop AsJ in Monaghan
v Australian Capital Territory, to which I have referred above (at
[414]-[419]), as to the effect of that sub-section and the note to it, overcomes
the weight of
the approach I have taken to the Act and a balancing of the other,
inconsistent extrinsic material.
[474] I am not satisfied that s 18(7) of the Human Rights Act is
intended to go further than to state the right that it expresses, namely that a
person should have a right to compensation for
unlawful detention. I am further
satisfied that the tort of false imprisonment meets that right and amounts to
such protection as
that right requires. The right is simply to compensation;
there is no reference express or implied to the quantum and to require
additional compensation from that which a proper calculation of damages for
false imprisonment provides.
- 210․ Justice
Refshauge further said at 345 [519]:
The only support from the extrinsic material to a free-standing public law
remedy appears to be the Note to s 40C(5) of the Human Rights Act. This
seems to me to be too weak a reed to weave into a remedy as contended for by Mr
Tierney. For the reasons I have set out above,
the construction of s 18(7) as
creating a free-standing remedy is, if so construed, based on a category
mistake.
- 211․ The
Territory submitted that Refshauge J’s decision on that point was ratio
and should be followed as it is plainly
correct (or not plainly wrong).
- 212․ The
Territory submitted that Refshauge J did not in fact accept that there was a
residual area of operation per the maxim
“where there is a right, there is
a remedy”.
- 213․ The
Territory submitted that his Honour, at 346 [530], expressly assumed the
plaintiff’s argument that there should
be a residual area of operation in
order to dismiss it in relation to Mr Lewis because, in any event, Mr
Lewis’ detention was
unlawful.
- 214․ The
Territory submitted that Murrell CJ in Brown v
Australian Capital Territory [2020] ACTSC 70; 350 FLR 417
(Brown) also doubted the proposition that there was a residual
area of operation to s 18(7) at 429 [97].
- 215․ The
Territory submitted that if s 18(7) was a freestanding right, there would arise
a separate regime under the HRA through which compensation could be
claimed against non-public authorities, including against individual Australian
Federal Police
(AFP) officers: see Monaghan at 362 [257]. The
Territory submitted that if the legislature intended such a regime, it would
have been expressly provided for.
- 216․ The
Territory further submitted that the existence of a separate regime of liability
would seem inconsistent with s 40D, which provides a mechanism for non-public
entities to opt into the obligations of public authorities.
- 217․ The
Territory submitted that the effect of the plaintiffs’ interpretation
would be that monetary compensation could
be awarded against public authorities
for breaches of
ss 18(7) and 23 of the HRA, yet not for breaches of
the other human rights in pts 3 and 3A. The Territory submitted that the
plaintiffs provided no explanation for why this should be so. The Territory
submitted that to construe
ss 18(7) and 23 as freestanding rights would create a
super category of rights unlike and separate from other rights in the
HRA, and, as per Penfold J in Strano at 144 [48]-[49], there was
no basis upon which to afford ss 18(7) and 23 a privileged position above and
beyond the other human rights contained in the HRA.
The
exercise of discretion
- 218․ The
Territory submitted that if its submissions on the applicable principles were
accepted, then the applications should
be refused because the plaintiffs’
HRA claims were futile and therefore it was not in the interests of
justice to permit the plaintiffs to proceed with their HRA claims.
- 219․ The
Territory also submitted that the plaintiffs’ explanations for the delay
in not commencing their HRA claims within time were insufficient to
justify the exercise of the discretion in their favour.
- 220․ In
relation to Mr McIver, the Territory submitted there was no utility in letting
the HRA claim proceed (assuming it was limited to the making of
declarations) because a finding had already been made by Mossop J in R v
McIver that there had been a prima facie breach of the requirement to
segregate him from convicted detainees and a further declaration to
that effect
would not add anything significant to that finding.
- 221․ The
Territory submitted that there was, in substance, no explanation for delay
because the last date of the act complained
of occurred on 28 January 2021 and
Mr McIver first approached solicitors on 30 August 2022, being some six or seven
months after
the expiry of the 12-month limitation period. There was no evidence
for why proceedings were not commenced between 28 January 2021
and 30 August
2022.
- 222․ In
relation to Mr Williams, the Territory submitted that there was no utility in
letting the HRA claim proceed (assuming it was limited to the making of
declarations) because Mr Williams’ HRA claims were essentially
based on a policy that was no longer in force, hence a declaration to the effect
that a policy no longer
in force breached Mr Williams’ human rights was of
no or very little utility.
The
plaintiffs’ submissions in reply
- 223․ The
plaintiffs made (on their count) 20 submissions in reply. I shall mention those
the substance of which has not been
dealt with in other parts of this
judgment.
- 224․ The
plaintiffs submitted that the principles set out in Hunter Valley should
not be applied because in Hunter Valley Wilcox J did not conduct an
evaluation on the substantive merits of the case. That submission was correct
insofar as the respondent
in that case had indicated that his client would not
oppose the application for an extension of time upon the basis that there would
be no merit in the substantive application, hence Wilcox J extended time. But
those particular facts do not detract from the statement
of principle that
Hunter Valley set out and which was reaffirmed in
Tu’uta.
- 225․ The
plaintiffs submitted that the reading of Monaghan proffered by the
Territory was “far too narrow”.
- 226․ Instead,
the plaintiffs submitted that Mossop AsJ’s comments should be read in
light of the argument before his Honour,
namely that a breach of s 18(1) of the
HRA, the right to protection from arbitrary arrest or detention, could
engage the right in s 18(7).
- 227․ The
plaintiffs further submitted that a breach of s 45 of the CMA does not
just go to the conditions of detention but engages with an established line of
authority described as “residual liberty”,
and therefore should
still be considered to be unlawful detention.
- 228․ The
plaintiffs submitted that the absence of a regime for liability and the
Territory’s point about s 40D of the HRA were not relevant matters
for consideration on this application as the plaintiffs had brought claims
against the Territory rather
than any other entity which had opted-in under s
40D. I do not accept this submission. On any matter involving statutory
interpretation, other provisions and the consequences of interpreting
a statute
one way or the other should be (and commonly are) considered to see whether a
particular interpretation favoured by a party
would, for example, not fit with
the purpose of the statute, or might give rise to unjust or anomalous
consequences.
The
principles of statutory construction
- 229․ Chapter
14 of the Legislation Act applies to statutory interpretation in the ACT,
in conjunction with common law presumptions: Legislation Act s
137(3).
- 230․ Interpretation
of part of a statute requires consideration of that part in the context of the
whole of the statute: Legislation Act s 140; Alcan at 46-47 [47];
R v A2 at 521 [33].
- 231․ Material
forming part of a statute includes a heading to a chapter, part, division,
subdivision, schedule, or another provision,
a preamble or other recital to an
Act, and a schedule, dictionary, or appendix to an Act: Legislation Act s
126(1). Section 126(2)(a) says that a heading to a section or subsection of an
Act also forms part of the Act if the Act was enacted after 1 January 2000,
which the HRA was.
- 232․ In
working out the meaning of an Act, the interpretation that would best achieve
the purpose of the Act is to be preferred
to any other interpretation:
Legislation Act s 139.
- 233․ Material
not forming part of the Act may be considered: Legislation Act s 141.
Section 127 of the Legislation Act says that such material includes
footnotes, endnotes, or other notes (s 4 of the HRA also provides that a
note included in the HRA is explanatory and is not part of the
HRA). Section 142(1) says that such material further includes any
explanatory statement (however described) for the bill that became the Act, or
any other
relevant document that was presented to the Legislative Assembly
before the Act was passed, the Presentation Speech made to the Legislative
Assembly during the passage of the bill that became the Act, and any relevant
treaty or other international agreement to which Australia
is a party.
- 234․ For
convenience, since the last sentence above referred to treaties, I immediately
note that, relevantly for these cases,
Australia is a party to two particular
treaties, being the International Covenant on Civil and Political Rights
(opened for signature 16 December 1966, 999 UNTS 171 (entered into force 23
March 1976)) (ICCPR) and the International Covenant on
Economic, Social and Cultural Rights (opened for signature 16 December 1966,
993 UNTS 3 (entered into force 3 January 1976)) (ICESCR). Thus,
these treaties may be considered in interpreting the HRA.
- 235․ The
Dictionary to the HRA, which s 3 says is part of the HRA, provides
that “international law” includes the ICCPR and “other
human rights treaties to which Australia is a party”, which the
ICESCR is one of.
- 236․ Section
31 of the HRA provides that “international law” and the
judgments of foreign and international courts and tribunals relevant to a human
right may be considered in interpreting the “human right”. Section 5
provides that “human rights” means the
rights set out in pts 3 and
3A of the HRA.
- 237․ In
terms of the common law, Hayne, Heydon, Crennan and Kiefel JJ (as her Honour
then was) said in Alcan at 46-47 [47]:
This Court has stated on many occasions that the task of statutory construction
must begin with a consideration of the text itself.
Historical considerations
and extrinsic materials cannot be relied on to displace the clear meaning of the
text. The language which
has actually been employed in the text of legislation
is the surest guide to legislative intention. The meaning of the text may
require
consideration of the context, which includes the general purpose and
policy of a provision, in particular the mischief it is seeking
to remedy.
(Citations omitted.)
- 238․ That
passage does not support literalism. Context must be considered in the first
instance. In CIC Insurance Ltd v Bankstown Football Club Ltd (1997) 187
CLR 384 (CIC Insurance), Brennan CJ, Dawson, Toohey and Gummow JJ,
with Gaudron J agreeing, said at 408:
Moreover, the modern approach to statutory interpretation (a) insists that the
context be considered in the first instance, not merely
at some later stage when
ambiguity might be thought to arise, and (b) uses “context” in its
widest sense to include such
things as the existing state of the law and the
mischief which, by legitimate means such as those just mentioned, one may
discern
the statute was intended to remedy. ...
(Citations omitted).
- 239․ In
Federal Commissioner of Taxation v Jayasinghe [2016] FCAFC 79; 247 FCR
40, Allsop CJ said at 43 [7] that that passage from CIC Insurance had
been cited too often to be doubted and cited 15 joint or single judgments of the
High Court in support of that proposition.
- 240․ That
proposition, together with other pertinent remarks concerning the displacement
of the literal meaning of words in
favour of a meaning which achieves the
evident purpose or policy of a particular statute or statutory provision, was
recently restated
by a majority of the High Court in R v A2.
- 241․ In
that case, Kiefel CJ and Keane J, with whom Nettle and Gordon JJ agreed, said
the following at 520-522:
[32] The method to be applied in construing a statute to ascertain the intended
meaning of the words used is well settled. It commences
with a consideration of
the words of the provision itself, but it does not end there. A literal
approach to construction, which requires the courts to obey the ordinary meaning
or usage of the words of a provision, even
if the result is improbable, has long
been eschewed by this Court. It is now accepted that even words having an
apparently clear ordinary or grammatical meaning may be ascribed a different
legal meaning
after the process of construction is complete. This is
because consideration of the context for the provision may point to factors that
tend against the ordinary usage of the words
of the provision.
[33] Consideration of the context for the provision is undertaken at the
first stage of the process of construction. Context is to be understood in
its widest sense. It includes surrounding statutory provisions, what may be
drawn from other aspects
of the statute and the statute as a whole. It extends
to the mischief which it may be seen that the statute is intended to remedy.
“Mischief” is an old expression. It may be understood to refer to
a state of affairs which to date the law has not addressed.
It is in that sense
a defect in the law which is now sought to be remedied. The mischief may point
most clearly to what it is that
the statute seeks to achieve.
[34] This is not to suggest that a very general purpose of a statute will
necessarily provide much context for a particular provision
or that the words of
the provision should be lost sight of in the process of construction. These
considerations were emphasised in
the decisions of this Court upon which the
Court of Criminal Appeal placed some weight.
[35] The joint judgment in Alcan (NT) Alumina Pty Ltd v Commissioner of
Territory Revenue rejected an approach which paid no regard to the words of
the provision and sought to apply the general purpose of the statute, to
raise
revenue, to derive a very different meaning from that which could be drawn from
the terms of the provision. The general purpose
said nothing meaningful about
the provision, the text of which clearly enough conveyed its intended operation.
Similarly, in Saeed v Minister for Immigration and Citizenship the court
below was held to have failed to consider the actual terms of the section. A
general purpose of the statute, to address
shortcomings identified in an earlier
decision of this Court, was not as useful as the intention revealed by the terms
of the statute
itself. In Baini v The Queen, it was necessary to
reiterate that the question of whether there had been a “substantial
miscarriage of justice” within
the meaning of the relevant provision
required consideration of the text of the provision, not resort to paraphrases
of the statutory
language in extrinsic materials, other cases and different
legislation.
[36] These cases serve to remind that the text of a statute is important,
for it contains the words being construed, and that a very
general purpose may
not detract from the meaning of those words. As always with statutory
construction, much depends upon the terms
of the particular statute and what may
be drawn from the context for and purpose of the provision.
[37] None of these cases suggest a return to a literal approach to
construction. They do not suggest that the text should not be
read in context
and by reference to the mischief to which the provision is directed. They do not
deny the possibility, adverted to
in CIC Insurance Ltd v Bankstown Football
Club Ltd, that in a particular case, “if the apparently plain words of
a provision are read in the light of the mischief which the statute
was designed
to overcome and of the objects of the legislation, they may wear a very
different appearance”. When a literal
meaning of words in a statute does
not conform to the evident purpose or policy of the particular provision, it is
entirely appropriate
for the courts to depart from the literal meaning. A
construction which promotes the purpose of a statute is to be preferred.
(Citations omitted, emphasis added.)
- 242․ In
substance, Bell and Gageler JJ made the same observations. At 545 [124], their
Honours said:
The principles of interpretation were not in issue on the hearing of the
appeals. In assigning legal meaning to the words of a provision,
the court
starts with consideration of the ordinary and grammatical meaning of the words
taking into account both context and legislative
purpose. Consideration of
context in its widest sense and the purpose of the statute informs the
interpretative task throughout.
That consideration, and the consequences of
giving a provision its literal, grammatical meaning, may lead the court to adopt
a construction
that departs from the ordinary meaning of the words. ...
(Citations omitted.)
Is
a claim for damages available under the Human Rights Act?
- 243․ The
legislative history, extrinsic material and previous authorities which bear on
the issues I have to decide are set
out hereunder mostly in chronological order.
- 244․ Many
of these matters were comprehensively traversed by Mossop AsJ in Monaghan
and Refshauge J in Lewis. Rather than repeating those matters in a less
eloquent fashion, I shall quote the relevant extracts from their Honours’
judgments
where appropriate and shall add some additional material where
relevant.
- 245․ I
have approached these matters broadly chronologically because historical
considerations are relevant (per Alcan and R v A2) and because it
is open to me to examine an earlier statute in order to interpret the later
amended version of that statute, not
least because doing so will cast light on
what the statute was intended to achieve: see DC Pearce, Statutory
Interpretation in Australia (LexisNexis Butterworths, 10th ed, 2024) at
[3.41].
- 246․ For
ease of comprehension, I shall also set out my holdings on the proper
interpretation of the last two questions of statutory
interpretation (which
concern the central question whether damages are available in proceedings
brought against a public authority
under the HRA) immediately after
referring to Lewis and before considering later authorities.
- 247․ I do
so because I consider that I must follow Lewis on the question whether s
18(7) amounts to a freestanding right to damages unless convinced it is clearly
wrong, and it is the only authority which has that status
on that question. Not
only am I not persuaded that Lewis was wrongly decided, but it is also my
opinion that Lewis was correct. It will therefore hopefully assist an
understanding of my reasoning to, in the one place, discuss Lewis,
express my agreement with the ratio in Lewis, and then add my additional
reasons for coming to the same holding.
Discussion
and decision
- 248․ The
HRA was first enacted in 2004.
- 249․ At
that time, it did not include pt 5A. Part 5A was inserted by the Human Rights
Amendment Act 2008 (ACT) (2008 Amending
Act).
- 250․ The
HRA as originally enacted included pt 3, which set out the civil and
political rights in the ICCPR but did not include pt 3A. Part 3A was
inserted by the Human Rights Amendment Act 2012 (ACT), which set out the
economic, social, and cultural rights in the ICESCR.
- 251․ The
mischief (in the sense used in R v A2 at 521 [33], namely the state of
affairs which to date the law had not addressed) when the HRA was
originally enacted, and evident from the extrinsic materials referred to below,
was, as the long title says, to respect, protect
and promote human rights. In a
loose sense, its goals were aspirational in the sense of setting a goal pursuant
to which various
later laws would, over time, become consistent (or more
consistent) with. Or, as Refshauge J perhaps better described it in Lewis
at 337 [472], the HRA’s goal was to set standards.
- 252․ In
the Explanatory Statement to the Human Rights Bill 2003, it was said at 2 that:
The main purpose of this Bill is to recognise fundamental civil
and political rights in Territory law. In particular, the Bill ensures that, to
the maximum extent possible, all
Territory statutes and statutory instruments
are interpreted in a way that respects and protects the human rights set out in
Part 3 of the Bill.
The Bill also promotes respect for and protection of human rights in the
development of new law and increases transparency about the consideration of
human rights in parliamentary procedures.
(Emphasis added.)
- 253․ Clause
3(a) of art 2 of the ICCPR says that:
Each State Party to the present Covenant undertakes:
(a) To ensure that any person whose rights or freedoms as herein recognized are
violated shall have an effective remedy, notwithstanding that the
violation has been committed by persons acting in an official capacity;
...
(Emphasis added.)
- 254․ But
that article was deliberately excluded from the HRA. The Explanatory
Statement said at 4:
The Bill does not incorporate Article 2 of the Covenant because the Bill is
not intended to create a new right to a new remedy for an alleged violation
of a Part 3 right.
(Emphasis added.)
- 255․ In
the Presentation Speech to the Human Rights Bill 2003, the Attorney-General (see
Australian Capital Territory, Parliamentary Debates, Legislative
Assembly, 18 November 2003) said the following at 4246-4250 about the purpose of
the HRA:
The object of this bill is to give recognition in legislation to basic rights
and freedoms. It is a clear and unequivocal commitment by this government
and by this community about those values that bind us together as a
democratic,
multicultural and rights-respecting people. By passing this bill we commit
ourselves to minimum standards in our law making. It is a bottom line, a
floor below which we should not fall.
...
Mr Speaker, I now turn to some of the major features of the bill. The first is
individual civil and political rights. First, this bill will recognise in
legislation fundamental rights and freedoms drawn from the International
Covenant on Civil and
Political Rights. Consequently, rights such as
equality before the law, the protection of family life and children, personal
freedoms such as freedom
of religion, thought conscience and expression, the
right not to be arbitrarily detained, the right to a fair trial and so forth,
will be interpreted and applied in the ACT context.
To achieve that goal the bill requires that all ACT statutes and statutory
instruments must be interpreted and applied so far as possible
in a way that is
consistent with the human rights protected in the act. Unless the law is
intended to operate in a way that is inconsistent with the right in question,
the interpretation that is most
consistent with human rights must prevail.
Decision makers in all government areas will have to incorporate consideration
of human
rights into their decision-making process, and a statutory discretion
must be exercised consistently with human rights unless legislation
clearly
authorises an administrative action regardless of the human right.
...
The covenant and related instruments, case law and materials which form part of
the jurisprudence of civil and political rights,
would inform the interpretation
of the rights protected by the bill. And I reiterate, lest there is any
confusion on the point, the bill does not invalidate other territory law, nor
does it create a
new cause of action.
If, in the ordinary course of litigation, the question is raised in the
Supreme Court about whether a territory law is consistent
with human rights and
the Supreme Court is unable to conclude that the law is consistent, the court
will have the power to issue
a declaration of incompatibility. The bill is
abundantly clear that a declaration does not invalidate either primary or
subordinate legislation. Nor would it make the operation or enforcement of
the law invalid or in any way affect the rights or obligations of anyone.
...
The bill I introduced today does not create a new right of action against a
public authority on the ground that conduct is inconsistent
with human rights as
recommended by the consultative committee. My government considers that at
this time creating a new right of action would not be appropriate. However, an
action that is allegedly
based on an incorrect interpretation of the law will be
open to judicial review and administrative law remedies. These remedies are
already available.
...
The government’s model will not encourage unnecessary litigation, but
it will ensure that human rights are taken into account when developing and
interpreting all ACT laws. It will promote a dialogue about human rights
within the parliament, between the parliament and the judiciary, and, most
importantly,
within the Canberra community. It will also serve to educate us and
foster respect for the rights of others and greater understanding
of our
responsibilities towards each other. By enshrining the values of
inclusiveness and decency in our law, we are laying a solid foundation for human
rights protection in
the ACT—at home, at work, at school and in our
neighbourhoods.
(Emphasis added.)
- 256․ The
preamble to the HRA, as originally enacted, included:
...
- Human
rights are set out in this Act so that individuals know what their rights
are.
- Setting
out these human rights also makes it easier for them to be taken into
consideration in the development and interpretation
of legislation.
- This
Act encourages individuals to see themselves, and each other, as the holders of
rights, and as responsible for upholding the
human rights of others.
...
- 257․ The
human rights set out in the ICCPR (and the ICESCR) are not, by
reason of their inclusion in those treaties, enforceable statutory rights.
Whilst Australia has ratified those treaties,
ratification simply means that
Australia is bound to observe the treaty. Ratification of those treaties by the
Commonwealth does
not give rise to domestic, enforceable statutory rights in the
ACT.
- 258․ As
noted above, the Dictionary to the HRA defines “international
law” as including the ICCPR (and later the ICESCR), and s 31
provides that international law may be considered in interpreting a human right.
That is an indicator to me that the human
rights set out in the HRA are
more probably not enforceable statutory rights because it is less likely that
the legislature would enact enforceable statutory
rights over which external (to
Australia) laws may have an influence in their interpretation. However, if the
rights are human rights
(as I have distinguished them) whose object is to set
standards, then allowing international law to influence their interpretation
is
readily explainable.
- 259․ Section
5 of the HRA defines “human rights” as those rights set out
in pt 3 (and later pt 3A).
- 260․ The
heading to pt 3 is “Civil and political rights” which is followed by
a note which says:
Note The primary source of these rights
is the International Covenant on Civil and Political Rights.
- 261․ A
note is not part of the HRA, but a schedule is. Schedule 1 says:
Schedule 1 ICCPR source of human rights
(see pt 3)
column 1
item
|
column 2
section
|
column 3
description
|
column 4
ICCPR article
|
1
|
8 (1)
|
right to recognition as person
|
16
|
2
|
8 (2)
|
right to enjoy rights without distinction etc
|
2 (1)
|
3
|
8 (3)
|
equality before law and equal protection
|
26
|
4
|
9 (1)
|
right to life
|
6 (1)
|
5
|
10
|
protection from torture and cruel, inhuman or degrading treatment etc
|
7
|
6
|
11 (1)
|
protection of family
|
23 (1)
|
7
|
11 (2)
|
protection of children
|
24 (1)
|
8
|
12
|
privacy and reputation
|
17 (1)
|
9
|
13
|
freedom of movement
|
12 (1)
|
10
|
14 (1)
|
freedom of thought, conscience and religion
|
18 (1), (3)
|
11
|
14 (2)
|
no coercion to limit religious freedom
|
18 (2), (3)
|
12
|
15 (1)
|
peaceful assembly
|
21
|
13
|
15 (2)
|
freedom of association
|
22
|
14
|
16 (1)
|
right to hold opinions
|
19 (1)
|
15
|
16 (2)
|
freedom of expression
|
19 (2), (3)
|
16
|
17
|
taking part in public life
|
25
|
17
|
18 (1)-(7)
|
right to liberty and security of person
|
9
|
18
|
18 (8)
|
no imprisonment for contractual obligations
|
11
|
19
|
19
|
humane treatment when deprived of liberty
|
10 (1), (2) (a)
|
20
|
20
|
children in the criminal process
|
10 (2) (b), (3)
|
21
|
21
|
fair trial
|
14 (1)
|
22
|
22 (1)
|
rights in criminal proceedings
|
14 (2)
|
23
|
22 (2)
|
minimum guarantees for those charged
|
14 (3)
|
24
|
22 (3)
|
rights of child charged
|
14 (4)
|
25
|
22 (4)
|
right of review
|
14 (5)
|
26
|
23
|
compensation for wrongful conviction
|
14 (6)
|
27
|
24
|
right not to be tried or punished more than once
|
14 (7)
|
28
|
25
|
retrospective criminal laws
|
15 (1)
|
29
|
26
|
freedom from forced work
|
8 (1), (2), (3) (a), (3) (c)
|
30
|
27 (1)
|
rights of minorities
|
27
|
31
|
27 (2)
|
cultural rights of Aboriginal and Torres Strait Islander peoples
|
|
Note The primary source of the rights in s 27 (2) is the United
Nations Declaration on the Rights of Indigenous Peoples, art 25 and art
31.
- 262․ Part
3A is headed “Economic, social and cultural rights”, and is followed
by a note which says:
Note The primary source of these
rights is the International Covenant on Economic, Social and Cultural
Rights.
- 263․ Schedule
2 then says:
Schedule 2 ICESCR source of human rights
(see pt 3A)
column 1
item
|
column 2
section
|
column 3
description
|
column 4
ICESCR article
|
1
|
27A
|
right to education
|
13
|
2
|
27B
|
right to work and other work-related rights
|
2 (2), 6 (1), 7, 8
|
Note The primary source of the right in s 27B (4) is the
International Labour Organisation Right to Organise and Collective Bargaining
Convention, art 1.
- 264․ Those
textual matters, being part of the HRA, point more toward the
HRA’s rights being human rights in the sense used by the United
Nations OHCHR quoted at the beginning of this judgment rather than
enforceable
statutory rights.
- 265․ The
HRA’s limited remedies when first enacted were described by Mossop
AsJ in Monaghan at 358 [236], as follows:
Prior to the 2008 Amending Act the only remedy expressly provided for in the HR
Act was a declaration of incompatibility under s
32. The HR Act was confined to
imposing obligations upon those presenting legislation to the Legislative
Assembly (ss 37-39) and
an interpretive provision designed to encourage the
interpretation of legislation in a manner consistent with the human rights
stated
in the Act (s 30).
- 266․ At
359 [238], Mossop AsJ expressed the view that the extrinsic materials were
inconsistent with the notion that ss 18(7)
and 23 were freestanding enforceable
statutory rights. His Honour said:
The indication that ss 18(7) and 23 might themselves provide freestanding causes
of action was plainly inconsistent with what was
said at the time of the
introduction of the HR Act in 2004. ...
- 267․ Justice
Refshauge explained the genesis of the HRA in Lewis at 331-332, as
follows:
[434] In order to understand s 18(7) of the Human Rights Act, it is, in
my view, necessary to consider first the nature and genesis of the Act itself.
For these purposes, as I explained in Hakimi v Legal Aid Commission (ACT)
[2009] ACTSC 48; (2009) 3 ACTLR 127; 227 FLR 462 at [73], I may, and will, have regard to the
Report of the ACT Charter Consultative Committee, Towards an ACT Human Rights
Act (Canberra, May 2003).
[435] The Consultative Committee proposed a “dialogue model” which
it explained in its Report at [4.5], as follows:
To create a dialogue, the judiciary should not be able to invalidate legislation
but rather be able to give its opinion that a law
is incompatible with the
Human Rights Act. It should then be a matter for the legislature to
determine whether or not to amend the legislation so that it conforms to the
Human Rights Act.
[436] Thus, the Consultative Committee proposed that the Supreme Court would
not be able to invalidate legislation which was inconsistent
with a human right
but would be able to make a Declaration of Incompatibility which was, it stated
at [4.33], “a sufficiently
strong and appropriate enforcement mechanism to
underpin the dialogue approach”. This mechanism was included in the
Human Rights Act as s 32. This was the only real remedy in the Act as
initially made.
[437] Helpful discussions of the dialogue model, its operation and its effects
are to be found in Peter Hogg and Alison Bushell,
“The Charter Dialogue
Between Courts and Legislatures (Or Perhaps the Charter of Rights Isn’t
Such a Bad Thing After
All)” (1997) 35 Osgoode Hall Law Journal 75 and
Leighton McDonald, “Rights, ‘Dialogue’ and Democratic
Objections to Judicial Review” [2004] FedLawRw 1 ; (2004) 32 Federal Law Review 1. In the
Commonwealth sphere, see The Hon Michael McHugh AC QC, “A Human Rights
Act, the Courts and the Constitution” (Presentation given at the
Australian Human Rights Commission, 5 March 2009).
[438] The dialogue model was the approach that underpinned the Bill as
presented. Thus, in the Presentation Speech, Hansard 18 November
2003 p 4248,
the Attorney-General and Chief Minister, Mr John Stanhope MLA said:
The facility for a declaration of incompatibility is a vital component of the
dialogue model this will seeks to establish. While
preserving parliamentary
sovereignty, the declaration will function as a signal to the government and the
Assembly. It will make
an important contribution to rational and coherent debate
about human rights issues.
[439] The Consultative Committee did consider other remedies. It addressed the
issue of damages at [4.78], as follows:
The Consultative Committee recommends that the ACT Human Rights Act
should not encourage the court to make substantial pecuniary damages payments as
the primary remedy for a contravention of human
rights. Damages should only be
awarded if other remedies have been considered and the court considers that
those remedies are not
sufficient to provide an effective remedy in relation to
the human rights that have been infringed by a public authority. The
Consultative
Committee believes that the focus of Human Rights Act
remedies should be to change behaviour and prevent future breaches. This is
consistent with the dialogue model on which the legislation
is based and will
more effectively build a culture of respect for human rights in the ACT.
[440] In discussion, the major features of the proposed legislation, the
Consultative Committee at [4.8], did refer to:
• Effective remedies for breach of the Human Rights Act, including
the limited power of the Court to award damages
[441] Unlike the process regularly and helpfully used by the Australian Law
Reform Commission, Towards an ACT Human Rights Act did not include a draft of
proposed and recommended legislation.
[442] Ultimately, the only remedy actually provided in the Human Rights
Act, when originally made, was the power of the Supreme Court to make a
Declaration of Incompatibility, with no provision for damages
or, indeed, any
other express remedial provision. Such a Declaration was made in Re
Application for Bail by Islam [2010] ACTSC 147; 4 ACTLR 235. As noted
earlier (at [409]), the Act was later amended in 2008 to include Pt 5A which
gave the Supreme Court power to respond to
contraventions by governmental or
public authorities of rights set out in the Act by granting “the relief it
considers appropriate
except damages”: s 40C(4).
- 268․ In
Morro, Gray J held that s 18(7) in the HRA as originally enacted
conferred a freestanding right to compensation. As I read his Honour’s
judgment, his Honour did so primarily
because of the text of the section.
- 269․ At 87
[28], Gray J said:
Were it not for the extrinsic materials declaring an intention not to create a
cause of action, the words of ss 18(7) and 23(2) of
the ACT Act are apt to
declare a remedy by way of compensation in the circumstance predicated in those
subsections. If those sections
have that effect, it is unnecessary to consider
whether a more general remedy for breach of any of the rights set out in Pt 3 of
the ACT Act may be implied (cf Baigent’s Case).
- 270․ At 88
[32], Gray J also found that the text of s 18(7) “on its face”
provided for a freestanding cause of action:
In construing the ACT Act the defendant’s initial premise is that there is
no general cause of action created by the ACT Act.
However, the apparent meaning
of s 18(7) (and, for that matter, s 23(2)) is to provide for an independent
cause of action in the
circumstances specified by those sections. Those
provisions appear, on their faces to provide for remedies in the circumstances
that
they predicate. It does not seem sensible to deny that effect because there
is no general enforcement provision.
- 271․ In
deciding to disregard the extrinsic materials, Gray J said at 90:
[38] Whilst I accept the Chief Minister’s comments in the Explanatory
Statement and the Presentation Speech as representing
an overall view relevant
to whether a general enforcement remedy might be implied, those statements are
not consistent with at least
the apparent meaning of s 18(7) of the ACT Act
which on its face gives a statutory right to compensation.
[39] Whether a more general remedy can be implied as a consequence of giving
effect to the ACT Act’s purpose is not to the
point and not necessary for
me to determine. It is enough that amongst the general purposes of the ACT Act
reflected in the long
title is the protection of human rights. A specific
provision in the ACT Act which gives effect to the protection of a particular
right by providing for compensation in the event of it being breached gives
effect to that expressed purpose, in my view, should
be interpreted accordingly.
- 272․ In my
view, his Honour’s observations were obiter for the reasons expressed by
Penfold J in Strano, which I shall shortly consider. Having said that, I
disagree with Gray J.
- 273․ The
words of s 18(7) only appear to have the meaning ascribed to them by his Honour
if one ignores the fact that there
are (as a matter of language, or in terms of
discourse in the human rights area) ‘rights’ other than enforceable
rights
(whether statutory or otherwise). Namely, there exists a species of
rights, called human rights, which, as described by the United
Nations OHCHR,
are rights we have simply because we exist as human beings – they are not
granted by any state.
- 274․ Put
another way, it does not seem to me on a reading of Morro that Gray J
contemplated that the legislature might use the word ‘rights’ to
refer to something other than enforceable
rights.
- 275․ Human
rights (as described by the United Nations OHCHR) are the type of rights in the
ICCPR, an international treaty to which Australia became a party and
which the Presentation Speech and the Explanatory Statement to the
Human Rights
Bill 2003 said should be legislated for the various reasons set out therein,
with the deliberate exclusion of the obligation in art 2 to ensure
that, so it
was said, any person whose rights or freedoms in the ICCPR were breached
did not have a remedy in damages.
- 276․ I
recognise, of course, that a declaration is a remedy. But I see declaratory and
perhaps injunctive relief in the context
of the HRA as being more toward
the standard setting end of the continuum (particularly so given the terms of ss
32-36 and s 40B(2) of the HRA), as opposed to an award of damages. The
stated policy or purpose behind the exclusion of art 2 was to exclude damages as
a remedy,
not declaratory or injunctive relief.
- 277․ In my
view, Gray J erred, per R v A2, in not examining context in the first
instance, not having any regard to the mischief the HRA was enacted to
address, and not preferring an interpretation which best achieved the purpose of
the HRA, as required by s 139 of the Legislation Act.
- 278․ Rather,
his Honour seems to have applied a literal interpretation to the terms of s
18(7), ignoring the fact that the text and context of the HRA made plain
that the legislature was statutorily recognising a human right to
compensation for unlawful detention, and not creating an enforceable statutory
right.
- 279․ In
Strano, also decided on the pre-2008 version of the HRA (although
decided after the amendments made by the 2008 Amending Act), Penfold J
doubted whether, on a proper reading of his Honour’s judgment, Gray J did
in fact hold in Morro that s 18(7) created a directly enforceable right
and expressed considerable doubt about the correctness of the decision if his
Honour
did.
- 280․ In
Strano, the plaintiff contended that s 18(7) of the HRA created an
independent cause of action in respect of ‘unlawful arrest or
detention’.
- 281․ Justice
Penfold was of the view that Gray J’s opinion that s 18(7) created a
freestanding right to compensation was
obiter: see Strano at 140 [21].
Her Honour went on to say that her Honour was not persuaded by Gray J’s
reasoning, an opinion with which, with
respect, I agree for the reasons her
Honour gave.
- 282․ Justice
Penfold’s views were summarised at 144 [45], as follows:
In summary, the difficulty that I have with Gray J’s reasoning is that his
Honour, without any proper consideration of the
text of s 18(7) or the
legislative context of that provision, without any consideration of the
extrinsic materials that are under
the Legislation Act available for
interpretation purposes, and without offering any explanation of his conclusion
by reference to the text of s 18(7), adopted a particular interpretation of that
provision and then relied on that unexplained interpretation to reject the
extrinsic
material as inconsistent with the text as he had already interpreted
it.
- 283․ Justice
Penfold did not need to come to any conclusion about whether s 18(7) created an
independent cause of action because, as her Honour said at 145 [52]:
For present purposes, however, I do not need to make any finding about whether
the s 18(7) cause of action exists, and therefore, I do not need to reject Gray
J’s conclusion, or alternatively agree with it for other
reasons. All I
need to consider is whether, if the s 18(7) cause of action does exist, Mr
Strano’s claim was made before the expiry of the applicable limitation
period.
- 284․ Justice
Penfold ultimately decided at 155 [99] that Mr Strano’s claim was filed
after the expiry of the applicable
limitation period, and therefore could not be
maintained.
- 285․ An
appeal to the ACT Court of Appeal against Penfold J’s orders was
dismissed: see Strano v Australian Capital Territory [2017] ACTCA 51. The
existence of any statutory right to compensation under the HRA did not
form part of the appeal.
- 286․ As
was observed in Monaghan and Lewis, Penfold J’s reasons for
disagreeing with Gray J were themselves obiter.
- 287․ Section
43 of the HRA, as originally enacted, required the Attorney-General to
review the first year of operation of the HRA and to present a report of
the review to the ACT Legislative Assembly not later than 1 July 2006. That
review took place, as explained
by Mossop AsJ in Monaghan, with a
recommendation for the inclusion of a duty on public authorities but with a bar
on any remedy for compensation or damages.
Associate Justice Mossop said at
359-360:
[241] In the 12-month review report prepared by the Department of Justice and
Community Safety dated June 2006 a recommendation
was made to introduce a direct
right of action based upon the then recently adopted Victorian model.
Recommendation 6: The Government should examine options for amending the
HRA to include a direct duty on public authorities to comply with human rights
and a direct right of action. Any proposal will need to address the scope of the
duty and the sanctions, if any, for breach. These
should be subject to a bar on
any new right to compensation arising from breach, following the model recently
adopted in Victoria.
[242] At that time s 39 of the Charter of Human Rights and Responsibilities
2006 (Vic) provided:
Legal proceedings
(1) If, otherwise than because of this Charter, a person may seek any relief or
remedy in respect of an act or decision of a public
authority on the ground that
the act or decision was unlawful, that person may seek that relief or remedy on
a ground of unlawfulness
arising because of this Charter.
(2) This section does not affect any right that a person has, otherwise than
because of this Charter, to seek any relief or remedy
in respect of an act or
decision of a public authority, including a right—
(a) to seek judicial review under the Administrative Law Act 1978 or
under Order 56 of Chapter I of the Rules of the Supreme Court; and
(b) to seek a declaration of unlawfulness and associated relief including an
injunction, a stay of proceedings or exclusion of evidence.
(3) A person is not entitled to be awarded any damages because of a breach of
this Charter.
(4) Nothing in this section affects any right a person may have to damages
apart from the operation of this section.
(As a model to be followed, s 39 was not without its own difficulties: see J
Gans “The Charter’s irremediable remedies
provision” [2009] MelbULawRw 4; (2009)
33(1) Melbourne University Law Review 105.)
- 288․ Part
5A of the HRA was introduced by the Human Rights Amendment Bill 2007
(ACT) (Human Rights Amendment Bill 2007) and was passed by the
Legislative Assembly on 4 March 2008. The Explanatory Statement to the Human
Rights Amendment Bill 2007 said at 2:
The Human Rights Amendment Bill 2007 amends the Human Rights Act 2004
to:
...
• provide a direct right of action flowing from a duty on public
authorities to comply with human rights...
- 289․ The
Explanatory Statement also said at 2 that the amendments were “in line
with the recommendations of the 12-Month
Review”, which included the
stated aim of not introducing a right to compensation.
- 290․ In
relation to s 40C, the Explanatory Statement included the following statements
at 6-7:
Section 40C Legal proceedings in relation to public authority actions
Section 40C provides guidance regarding legal proceedings that may be available
in relation to an unlawful act or decision of a public authority.
...
Paragraph 40C(2)(b) provides that a victim of an unlawful act by a public
authority may also rely on human rights as part of any
other legal proceeding in
a court or tribunal. This may include, for example, in an action brought
against a public authority under
the Administrative Decisions (Judicial
Review) Act 1989, or an order in a civil or criminal proceeding, a stay of
proceedings or exclusion of evidence.
...
Sub-section 40C(3) provides that a proceeding which is brought under paragraph
40C(2)(a) must be brought within one year (or less)
of the date on which the act
complained of took place. That period can be extended by the Court if it
considers it is fair to do
so in the circumstances.
Sub-section 40C(4) provides that the Court may grant such relief it considers
appropriate in relation to the unlawful act, except
for damages. However,
sub-section 40C(5) makes clear that if the same conduct is independently
unlawful and compensable, this section does not take away that right to
damages.
Paragraph 40C(5)(a) makes clear that nothing in this section restricts any
existing rights that a person might have to seek a remedy
in respect of an act
or decision of a public authority.
Paragraph 40C(5)(b) confirms that nothing in this section affects any right a
person may have to damages apart from the operation
of this section. The note
explains that nothing in this section restricts the right to compensation that
arises under section 18(7) and section 23 of the Human Rights Act
2004.
(Emphasis added.)
- 291․ The
statement about the note to s 40C(5)(b) is ambiguous. Read one way, it can be
seen as supporting the plaintiffs’ interpretation of the section, but it
can also be
read as saying that it does not restrict the human right (as opposed
to enforceable statutory right) to compensation which is found
in s 18(7).
- 292․ Associate
Justice Mossop described the relevant amendments made in the 2008 Amending
Act in Monaghan at 358-359 [237] as follows:
The amendments to the legislation in 2008 introduced the potential that remedies
could be granted by the Supreme Court where a public
authority had acted in
contravention of its obligation not to act in a manner incompatible with a human
right or failing to give
proper consideration to a relevant human right. The
nature of the remedy that could be granted was both defined and limited by s
40C(4) which provided that the Supreme Court could “grant the relief it
considers appropriate except damages”. However,
s 40C(5)(b) provided that
the section did not affect “a right a person has to damages (apart from
this section)”. A note
under subs (5) provides “Note: See also s
18(7) and 23.” Notes do not form part of the Act (Legislation Act
2001 (ACT), s 127), however, because they appear in an authorised version of
the Act, they are extrinsic material which may be taken into account in
interpreting the Act: Legislation Act, s 142, Table 142 item 1. The
existence of s 40C(5)(b) and the note are consistent with the legislature having
amended the Act on the assumption
that s 18(7) provides a separately enforceable
right to damages. That is reinforced by the terms of the Explanatory Statement
for
the Human Rights Amendment Bill 2007 (ACT) which provided in relation
to what became s 40C(5)(b):
Paragraph 40C(5)(b) confirms that nothing in this section affects any right a
person may have to damages apart from the operation
of this section. The note
explains that nothing in this section restricts the right to compensation that
arises under section 18(7)
and section 23 of the Human Rights Act 2004.
- 293․ As
can be seen, his Honour considered that s 40C(5)(b) and the note which
immediately followed it were consistent with the legislature having amended the
HRA on the assumption that s 18(7) provided a separately enforceable
right to damages, and that that hypothesis was reinforced by the terms of the
Explanatory Statement
to the Human Rights Amendment Bill 2007.
- 294․ His
Honour acknowledged at 359 [238] that that hypothesis was inconsistent with the
Presentation Speech in which the Attorney-General
said that the Human Rights
Bill 2003 did not create a new cause of action: see Australian Capital
Territory, Parliamentary Debates, Legislative Assembly, 18 November 2003,
4248.
- 295․ Associate
Justice Mossop also recognised at 360 [244] that:
The legislative history of the bill that became the 2008 Amending Act does not
indicate that there was any recognition of, or support
for, the implication that
might be drawn from the inclusion of the note or the terms of the explanatory
statement.
- 296․ His
Honour then described the introduction of pt 5A at 360-361, as follows:
[245] The bill was referred to the Standing Committee on Legal Affairs
(performing the duties of a Scrutiny of Bills and Subordinate
Legislation
Committee). Report 50 of the Committee (4 February 2008) referred to the
proposed s 40C(4), which provided that the Supreme
Court may grant the relief it
considers appropriate except damages. The Committee recorded:
The Committee draws attention to these provisions and notes that there are quite
divergent views on the issue of whether the Supreme
Court should or should not
be permitted to award damages simply on the basis that there has been a
contravention of a human right
(as stated in the Act) in the performance of some
action by a public authority.
[246] The government’s response to this is recorded in the
Committee’s Report 51 (3 March 2008) in which the then Attorney-General
stated:
I note the committee’s comment that there are quite divergent views on the
issue of whether the Supreme Court should or should
not be permitted to award
damages for a breach of duty to comply with human rights. I believe that it
is not appropriate, given this divergences of views, for the Court to be
permitted to award damages for a breach
of the duty to comply with human rights.
The amendments do not, however, affect any existing right to damages.
[247] During the course of the Legislative Assembly debates upon the bill which
became the 2008 Amending Act there was no reference
to the possible operation of
ss 18(7) and 23 in the context of proposed s 40C(5)(b). In his presentation
speech the Attorney-General
said (Hansard, 6 December 2007, page 4030):
I turn to the issue of remedies. In line with the recommendation of the 12-month
review and the Victorian Charter, damages will not be available for a breach
of the Human Rights Act. Rather, a finding of a breach could, for example,
be a basis for setting aside an administrative decision or for a declaration
that
the public authority's actions breached were not in compliance with human
rights. [Sic]
[248] The Leader of the Opposition (Mr Seselja), who opposed that part of the
bill which introduced Pt 5A, said during the debate in principle that
individuals could start proceedings in the Supreme Court against a public
authority and
continued (Hansard for March 2008 page 381):
In such cases, the Supreme Court will grant relief but not damages.
The provision does not prevent individuals from pursuing other legal avenues
should they wish to seek damages.
[249] Later in his speech he referred to the report of the Standing Committee
on Legal Affairs and the response by the Attorney-General
set out above.
[250] Mr Mulcahy, by then an independent member of the Assembly, said (Hansard
4 March page 399):
I had some lengthy discussion with my advisers in relation to the matter of
remedies. I have been persuaded to the view that damages
are not appropriate. I
would contend that it is more appropriate, for example, that a breach of the act
could lead to the setting
aside of the administrative decision or a public
notification of a breach. We must be very cautious about turning the ACT into a
choice of venue for litigation. I believe that not making the remedy of damages
available for this sort of breach of voids this issue.
[251] Later in his speech he said “I do not believe that damages are
appropriate.”
[252] In his speech in reply in the Attorney-General said (Hansard 4 March 2008
page 393):
As members have pointed out, the legislation does not create any new
remedies. It does not give the Supreme Court powers it does not already
have. The court can only grant a remedy which is already within its
power. For
example, it may quash an unlawful decision or order a public authority to take
or not to take proposed action. It cannot, however, awards [sic] damages for
a breach of human rights. The government does agree with the committee's
comments on this point. There is a lack of consensus on whether damages should
be
awarded for a breach of human rights. The government believes it would not
be appropriate, however, given this divergences of views, for the court to be
permitted to award
damages for a breach of duty to comply with human rights.
(Emphasis added.)
- 297․ The
facts in Monaghan were that the plaintiff had his bail conditions varied,
but the variation was not communicated to the police. The plaintiff was arrested
for breaching his bail conditions when, in fact, he was not in breach. He spent
about 24 hours in custody. The plaintiff sued the
Australian Capital Territory
in negligence, alleging that it breached a duty of care owed to the plaintiff
and that his arrest and
detention arose from that breach. The plaintiff also
claimed that he was entitled to compensation under s 18(7) of the
HRA.
- 298․ Associate
Justice Mossop found that the defendant owed a duty of care to the plaintiff and
that that duty had been breached.
Associate Justice Mossop awarded the plaintiff
the sum of $2,453 as damages and interest in relation to the claim in
negligence.
- 299․ His
Honour also addressed the claim for damages under s 18(7) of the HRA. The
plaintiff claimed that he had a separate and additional entitlement to
compensation pursuant to s 18(7).
- 300․ His
Honour found that the plaintiff had not been unlawfully arrested or detained:
see Monaghan at 355 [216]-[217], 358 [233]-[234]. His Honour held that
‘unlawful detention’ in s 18(7) of the HRA went to the
question of authority to detain, and thus his Honour did not need to decide
whether s 18(7) provided a freestanding cause
of action because
s 18(7) was
not breached.
- 301․ Nevertheless,
his Honour did examine s 18(7) and provided some insightful analysis on that
question. Much of that analysis
has been set out earlier in this judgment.
- 302․ His
Honour seemingly expressed some inclination toward the view that the rights
stated in ss 18(7) and 23 could be directly
enforced without regard to whether
or not there was an overlapping common law right. His Honour’s reasoning
was encapsulated
at 362, wherein his Honour said:
[255] Had the only provision been that in s 40C(4) then the natural
interpretation of the Act after the 2008 Amending Act would
have been that any
remedy for a breach of the rights articulated in the Act would have to be one
which did not itself involve the
award of damages. That would mean that,
consistently with the intention of the Chief Minister expressed in relation to
the Act in
its original form, s 18(7) would not have been able to have been
directly enforced. That would have the effect of encouraging claimant’s
to
exercise the undoubted common law rights in the first instance. However, the
existence of s 40C(5)(b) makes the more natural reading
of the Act in its
amended form one which permits the rights stated in the ss 18(7) and 23 to be
directly enforced without regard
to whether or not there is an overlapping
common law right. That is because of:
(a) the reference in s 40C(5) to “apart from this section” as
opposed to “apart from this Act”; and
(b) the terms of the note after paragraph (b).
[256] It is really the note which gives force to the contention that the Act,
read as a whole, requires that ss 18(7) and 23 provide
freestanding rights. The
note constitutes extrinsic material which must be weighed against the other
extrinsic material from Hansard
which is indicative of the intention of the
Legislative Assembly at the time of the original Act and the 2008 Amending Act.
- 303․ Having
said that, his Honour then referred to some other important matters relevant to
the question of statutory interpretation
which had not been the subject of
submissions. At 362 [257], his Honour said:
The decision in Strano was handed down after judgment was reserved in the
present case. The submissions of the parties did not address in detail the
obvious
tension which exists between the terms of the note to s 40C(5) and the
legislative history which I have referred to above. Further,
the parties did not
address the consequences that might arise if a cause of action existed against
individual police officers under
s 18(7) for unlawful arrest or detention in
circumstances where the cause of action was not one in tort and hence the police
officers
would be personally liable without the benefit of s 64B of the
Australian Federal Police Act. Having regard to the conclusion which I
have reached above in relation to the scope of s 18(7) and the conclusion that I
reach below in relation to the quantum of any compensation that would be payable
if there was a freestanding
cause of action, it is not essential that I express
a concluded view as to the operation of s 40C and I do not do so.
- 304․ The
issue of whether s 18(7) was a freestanding right next arose in
Lewis.
- 305․ In
that case, the Sentence Administration Board (the Board) had cancelled Mr
Lewis’ periodic detention order and Mr Lewis spent 82 days in custody.
Justice Refshauge held that the Board’s
decision was invalid. Mr Lewis
then sought damages as compensation for the 82 days he spent in custody as a
result of the invalid
decision of the Board. His claim was based on two grounds:
first, a common law action for false imprisonment, and second, a claim
for
compensation under s 18(7) of the HRA.
- 306․ Justice
Refshauge found that Mr Lewis had been falsely imprisoned: see Lewis at
304 [217]. The plaintiff was awarded $1 by way of nominal damages for that cause
of action.
- 307․ Justice
Refshauge then proceeded to decide the s 18(7) claim. His Honour referred to the
plaintiff’s reliance on Morro, Penfold J’s opposing view in
Strano, and Mossop AsJ’s judgment in Monaghan.
- 308․ Justice
Refshauge noted Mr Lewis’ submission at 330 [427] that his detention was
‘unlawful’ because it
was not supported by a lawful decision of the
Board and was therefore arbitrary and in breach of s 18(1) of the HRA.
His Honour rejected the submission that, assuming the detention was arbitrary,
it was therefore unlawful: see Lewis at 330 [431]-[433].
- 309․ Justice
Refshauge expressed the view that the HRA did not create (statutorily
enforceable) rights, but rather ‘recognised’ them: see Lewis
at 333-335 [447]-[459]. His Honour held at 337:
[473] I am not satisfied that the words of s 40C(5) of the Human Rights
Act together with the cogent argument, set out by Mossop AsJ in Monaghan
v Australian Capital Territory, to which I have referred above (at
[414]-[419]), as to the effect of that sub-section and the note to it, overcomes
the weight of
the approach I have taken to the Act and a balancing of the other,
inconsistent extrinsic material.
[474] I am not satisfied that s 18(7) of the Human Rights Act is
intended to go further than to state the right that it expresses, namely that a
person should have a right to compensation for
unlawful detention. I am further
satisfied that the tort of false imprisonment meets that right and amounts to
such protection as
that right requires. The right is simply to compensation;
there is no reference express or implied to the quantum and to require
additional compensation from that which a proper calculation of damages for
false imprisonment provides.
- 310․ In my
view, part of the ratio of Lewis was that s 18(7) of the HRA did
not provide a freestanding enforceable statutory right to damages. Being a
decision of another judge of this Court, I am obliged
to follow it unless
convinced it is clearly wrong. Not only do I not think it was clearly wrong, but
I am also of the opinion the
decision in relation to
s 18(7) was correct,
taking into account, per R v A2, the wider context, the mischief to be
addressed, and the purpose the HRA sought to achieve, as required by s
139 of the Legislation Act.
- 311․ The
plaintiffs submitted that what Refshauge J held in that regard was not ratio.
Counsel for the plaintiffs submitted
at T 104.35-43 that:
I am not satisfied and [sic] that Justice Refshauge’s analysis of section
18(7) rises to the point of ratio. I am not persuaded that it does. Justice
Refshauge had determined unlawfulness and determined that the
plaintiff had been
unlawfully detained and then went on to consider 18(7). So, strictly speaking, I
am not sure even though there
was a claim under section 18(7) that it does stand
as ratio. In any event, in this day and age, your Honour, I say there is
relatively very little difference between
carefully considered obiter and ratio.
- 312․ I do
not accept that submission. First, the submission was inaccurate in submitting
that Refshauge J first found that Mr
Lewis had been unlawfully detained and then
went on to consider s 18(7). His Honour first found that Mr Lewis had been
falsely imprisoned, before proceeding to determine whether s 18(7) of the HRA
gave rise to a right to damages. Second, having awarded Mr Lewis nominal
damages of $1 for his cause of action in tort, Refshauge
J went on to determine,
as his Honour was required to, the alternative claim for greater damages for
breach of s 18(7) as a freestanding cause of action. Mr Lewis submitted that he
should be entitled to $120,000 for that claim: see Lewis at 349 [558].
Thus, his Honour’s decision on that aspect of the case was ratio. Third,
there was clearly a claim made under
s 18(7) of the HRA. Fourth, there
remains a very real difference between obiter and ratio. I must follow the
latter when delivered by another single
judge of this Court unless convinced the
decision is plainly wrong. I am under no obligation to follow obiter although,
of course,
obiter may be persuasive.
- 313․ In
submissions, the plaintiffs criticised his Honour’s reasoning and said
that his Honour had erred in the interpretation
process as his Honour
“went straight to the [e]xtrinsic materials” without “giving
due consideration” to
the statutory text.
- 314․ Whilst
it may be true that some extrinsic materials are mentioned in his Honour’s
judgment before references to the
text, that is not erroneous. As the High Court
said in R v A2, context is to be considered in the first instance. His
Honour considered the genesis of the HRA and the context in addition to
the text, and it is not erroneous to put one before the other as long as the
ultimate exercise of
judgment is performed correctly, which, in my view, it was.
It is apparent that his Honour also considered the text of the HRA: see
Lewis at 342 [494], 343 [503]-[504], 344 [509], 344 [515].
- 315․ As
the reader would appreciate, the wider context to the HRA and the
relevant provisions were comprehensively discussed in Monaghan and
Lewis.
- 316․ I
have included above some further context by way of additional extracts from the
Explanatory Statement and the Presentation
Speech to the Human Rights Bill 2003
(in which ss 18(7) and 23 of the HRA were included) which, on balance,
strongly favour the view that the purpose of the HRA was to recognise in
the Territory this species of ‘rights’ called human rights, and to
(as the Attorney-General said)
ensure that these human rights would be taken
into account when developing and interpreting all Territory laws to promote a
dialogue
about human rights within the parliament, between the parliament and
the judiciary, and within the Canberra community, and to educate
the community
and foster respect for the rights of others and a greater understanding of
citizens’ responsibilities towards
each other.
- 317․ I do
not perceive any inconsistency in the extrinsic material for the HRA as
originally enacted. All of that material indicated that the HRA as
originally enacted did not create any freestanding statutory rights to
damages.
- 318․ What
was imported into the Territory by the HRA, as originally enacted, were
the human rights listed in the ICCPR, being those rights described by the
United Nations OHCHR as rights we have simply because we exist as human beings
and not being
(enforceable statutory) rights granted by any state. That is
consistent with the extrinsic material and the purpose of the HRA. It was
the mischief sought to be addressed.
- 319․ Importantly,
and as part of the wider context, art 2 of the ICCPR was deliberately
excluded from the HRA, as originally enacted.
- 320․ In
relation to the HRA, as originally enacted, Gray J considered that s
18(7) gave rise to a freestanding right to damages. Justice Penfold came to the
opposite conclusion. Justice Refshauge favoured Penfold J’s view. I also
favour Penfold J’s view for the reasons given
by her Honour and for the
additional reasons set out in this judgment.
- 321․ That
brings me to the effect of the 2008 Amending Act which inserted pt
5A.
- 322․ I
have included in this judgment some further context in relation to the 2008
Amending Act (in addition to that referred to by Mossop AsJ and Refshauge J)
by way of additional extracts from the Explanatory Statement and
the
Presentation Speech to the Human Rights Amendment Bill 2007, and additional
textual and contextual analysis.
- 323․ The
wider context includes the important fact that the 2008 Amending Act did
not insert an equivalent provision to art 2 of the ICCPR, but instead
opted for something different, namely pt 5A, which on any view provided a lesser
bundle of enforceable statutory rights
than would have occurred had an
equivalent to art 2 been inserted.
- 324․ Part
5A was, I think indisputably, inserted to provide remedies against public
authorities which breach a person’s
human rights. This was the
“mischief” sought to be addressed; the state of affairs which the
law had not addressed to
that point.
- 325․ The
dispute is whether the amended HRA thereby came to include a remedy in
damages against public authorities and any non-public authorities which opted in
to the obligations
under the HRA.
- 326․ Further
relevant context on that question, per R v A2 at 521 [33], lies in an
examination of surrounding statutory provisions, what may be drawn from other
aspects of the statute, and
the statute as a whole.
- 327․ One
significant aspect of the statute, and the statute as a whole, is that one finds
many human rights which, in the terms
in which they are expressed, have the
strong flavour of human rights rather than enforceable statutory rights (being
the distinction
I drew at the commencement of this judgment).
- 328․ For
example, s 9(1) of the HRA says that everyone has the “right to
life”. Section 11(1) says that the family is the natural and basic group
unit of
society and is entitled to be protected by society. Section 13 says that
everyone has the right to move freely within the ACT and
to enter and leave it,
and the freedom to choose his or her residence in the ACT. Section 14(1) says
that everyone has the right
to freedom of thought and conscience. Section 16(1)
says everyone has the right to hold opinions without interference. Section 18(8)
says that no-one may be imprisoned only because of the inability to carry out a
contractual obligation. Section 27A(2) says that
everyone has the right to have
access to further education and vocational and continuing training. Section
27B(1) says that everyone
has the right to work, including the right to choose
their occupation or profession freely.
- 329․ There
are a number of stated rights in the HRA which might be seen as reflected
in the domestic laws of the Territory, such as s 21, which provides for the
right to a fair trial,
s 22, which provides for the presumption of innocence,
and s 24, which prohibits double jeopardy.
- 330․ However,
the fact that some of the rights in the HRA may be reflected in other
domestic laws of the Territory does not, to my mind, mean that those that are
not so reflected should be
imported into the domestic law of the Territory as
enforceable statutory rights because of their inclusion in the same Act as those
that are.
- 331․ That
is, I see no textual or contextual warrant for distinguishing those rights in
the HRA from s 18(7) (or s 23).
- 332․ Justice
Penfold held a similar view in Strano in relation to the HRA, as
originally enacted. Her Honour makes this point more eloquently than I ever
could, and I see it as equally applicable to the
amended HRA. Her Honour
said at 144-145:
[47] Section 18(7) sits within a section which confers a variety of rights that
give substance to the right to liberty and security
of person set out in s
18(1). These include a person’s rights to be told the reasons for his or
her arrest (s 18(3)); to be
brought promptly before a judge or magistrate after
arrest (s 18(4)(a)); to be tried within a reasonable time or released (s
18(4)(b));
and to apply to a court for determination of the lawfulness of his or
her detention (s 18(6)).
[48] All these rights are to a greater or lesser degree protected by the laws
of the ACT; where any such law is said to protect
the relevant right
inadequately, there is scope for interpreting that law to enhance the protection
it provides so as to achieve
greater consistency or compatibility with s 18 or,
as a last resort, declaring that the law is incompatible with the Human
Rights Act. To that extent, s 18(7) appears to have no different
significance from that of any of the other provisions of s 18.
[49] The proposition put by counsel in reliance on the conclusions reached by
Gray J, and those conclusions themselves, seem to
depend on the proposition that
a provision mentioning compensation must therefore have a different status and
operation from a provision
mentioning, for instance, a right to have the
lawfulness of one’s detention considered by a court. That proposition may
or
may not be correct, but I have heard no explanation for why it should be
correct. The “textual analysis” offered by counsel,
if it can be
called such, which effectively goes no further than pointing to the word
“compensation” in the relevant
provision, in my view establishes
nothing.
[50] Second, the specification within the Human Rights Act of what can
be “done” with the rights set out in that Act, and the absence of
any specification that the recognition
of those rights in turn creates new
rights of action, must also be taken into account in interpreting the various
provisions of the
Human Rights Act that set out particular rights. In
this context, the statements made in the extrinsic material disregarded by his
Honour as inconsistent
with his interpretation of the text of s 18(7) may become
relevant, in that they are in fact consistent with the overall structure and
content of the Human Rights Act, and may therefore support the inferences
that can be drawn from that overall structure.
- 333․ I
would add three things to what her Honour said.
- 334․ First,
I would also include the rights I mentioned at [329] above with the rights her
Honour mentions at 144 [47] in terms
of the observations her Honour made at
144-145 [49]-[50].
- 335․ Second,
I would add to the observation made by her Honour at 144 [49] that I see no
textual or contextual warrant for treating
s 18(7) (and s 23) as some sort of
super category of right which stands apart from the other rights mentioned in
pts 3 and 3A.
- 336․ Third,
ss 18(7) and 23 do not amount to causes of action themselves. Part 5A provides
the cause of action. That is because s 40B, in terms, makes it
‘unlawful’ for a public authority to act in a way that is
incompatible with a human right or, in
making a decision, to fail to give proper
consideration to a relevant human right. That is, s 40B, in the terms in which
it is expressed, professes to create the ‘unlawfulness’, as distinct
from a mere breach of a human
right being unlawful without regard to s 40B.
- 337․ To my
mind, there would be no need for the word “unlawful” in s 40B(1) if
ss 18(7) and 23 amounted to freestanding rights.
- 338․ In
addition, s 40C is headed “Legal proceedings in relation to public
authority actions”. A heading is part of the HRA and that heading
indicates to me that it is the section which provides the statutory cause of
action. Section 40C goes on to say that if a person claims that a public
authority has acted in contravention of s 40B and alleges that the person is or
would be a victim of the contravention, then that person may start a proceeding
in the Supreme
Court against the public authority.
- 339․ That
section therefore describes the elements of the cause of action,
being:
(1) a contravention of s 40B;
(2) by a public authority; and
(3) which affects a person (the victim).
- 340․ Further,
s 40B does not distinguish between ss 18(7) and 23 and the balance of the human
rights set out in pts 3 and 3A. That is an indicator that ss 18(7) and 23 are
not to be treated differently to the other human rights.
- 341․ Simply
because ss 18(7) and 23 expressly mention a remedy (compensation) is neither
here nor there because if the other rights were actionable, it is clear that
a
remedy would be available (being declaratory or injunctive relief). Thus, the
express mention of a particular remedy in ss 18(7) and 23 conveys nothing of
importance to my mind in terms of setting ss 18(7) and 23 apart from the other
human rights in pts 3 and 3A of the HRA.
- 342․ Section
40B(2) also points away from ss 18(7) and 23 being freestanding rights. That is
because, by the terms of s 40B(2), it is not unlawful for a public authority to
act incompatibly with any human right if the law expressly requires the act to
be done
or the law cannot be interpreted in a way that is consistent with a
human right.
- 343․ It is
incongruous to suggest that ss 18(7) and 23 could operate as freestanding rights
in circumstances where s 40B(2) may, in a given set of circumstances, have the
effect of determining the actions of the public authority not to be
‘unlawful’
and therefore not actionable under pt 5A.
- 344․ I
would also add the following.
- 345․ Section
28 of the HRA points away from human rights in the HRA being
freestanding enforceable statutory rights for damages. It provides:
- Human
rights may be limited
(1) Human rights may be subject
only to reasonable limits set by laws that can be demonstrably justified in a
free and democratic
society.
(2) In deciding whether a limit is reasonable, all relevant factors must be
considered, including the following:
(a) the nature of the right affected;
(b) the importance of the purpose of the limitation;
(c) the nature and extent of the limitation;
(d) the relationship between the limitation and its purpose;
(e) any less restrictive means reasonably available to achieve the purpose the
limitation seeks to achieve.
- 346․ The
existence of s 28 is explainable if the human rights in the HRA are not
freestanding rights, but rather exist as a means of standard setting: see
Lewis at 337 [472]. Its purpose becomes more difficult to explain if the
human rights in the HRA are freestanding rights. The limits spoken of in
the section must be limits in other statutes at least, and possibly things like
policies governing prisoners’ detention. Assuming such a limit is in a
statute, any conflict between the freestanding HRA-right and the limiting
provision in another statute would ordinarily be worked out in the traditional
way.
- 347․ Ordinarily,
if provisions of different statutes are incompatible with one another, then the
court first determines whether
the two provisions can stand together and favours
an interpretation to achieve that result. However, where the two provisions are
so inconsistent or repugnant that they cannot stand together, then the later
statute impliedly repeals the former: see DC Pearce,
Statutory Interpretation
in Australia (LexisNexis Butterworths, 10th ed, 2024) at [7.10]-[7.12].
- 348․ If
those principles were applicable, it would have the following consequences. If a
human right in pts 3 or 3A was wholly inconsistent with any earlier statutory
provision in any other statute, the HRA would impliedly repeal it. If a
provision in a later statute was wholly inconsistent with a human right in pts 3
or 3A, the later statute would impliedly repeal that HRA human
right.
- 349․ Accordingly,
I cannot perceive any role for s 28 in that exercise. If for no other reason,
s 28 does not provide for a consequence if a court were to hold that a limit
in another statute was not reasonable according to the criterion
in s
28(2).
- 350․ Sections
28 and 30 and pt 4 (and particularly s 32) of the HRA point to a
different outcome. Namely, that pts 3 and 3A are standard setting, and hence
influence the interpretation of other statutes (s 30), set standards for
reasonable limitations on human rights (s 28), with the remedy being a
declaration of incompatibility (s 32) which the Attorney-General must bring to
the attention of parliament (s 33).
- 351․ Part
5 of the HRA, headed “Scrutiny of proposed Territory laws”,
also points in the direction of the human rights in the HRA existing for
the purpose of standard setting rather than creating enforceable statutory
rights for damages.
- 352․ Of
course, as mentioned earlier, the rights in pts 3 and 3A are enforceable against
a public authority in the limited circumstances set out in pt 5A, but they do
not create freestanding rights outside of that limited statutory mechanism.
Rather, ss 40B and 40C create an enforceable statutory right against public
authorities limited in several ways, including excluding any remedy in
damages.
- 353․ The
language of those sections also favours an interpretation that pts 3 and 3A in
general, and ss 18(7) and 23 in particular, are not freestanding rights. That is
because
ss 40B and 40C include express provisions for the commencing of
proceedings in those limited circumstances. If pts 3 and 3A included
freestanding rights, there would be no need for provisions such as ss 40B(1)(a)
and 40C(2)(a). Any freestanding right could be sued upon without resort to pt
5A, which is the position the plaintiffs originally adopted.
- 354․ It
also seems to me that the existence of s 40D is inconsistent with the notion of
creating enforceable statutory rights to damages. In the Presentation Speech to
the Human Rights Amendment Bill 2007, the Attorney-General, Simon Corbell,
described the purpose of s 40D (see Australian Capital Territory,
Parliamentary Debates, Legislative Assembly, 6 December 2007 at 4030) as
follows:
I turn to the issue of the opt-in option. In the spirit of promoting a human
rights culture in the ACT, community organisations and
corporations that do not
perform a public function will be provided the opportunity to voluntarily opt in
to the duty to act consistently
with human rights, similar to the duty on public
authorities. Such a provision will be unique among human rights jurisdictions
and
will promote a meaningful dialogue within the community about human rights,
in line with the overall aims of the Human Rights Act and the growing interest
among public and private bodies for triple-bottom-line reporting or reporting
against the three major dimensions
of sustainability: economic, social and
environmental.
- 355․ I
suppose one should never say never, but it seems to me unlikely that any entity
would voluntarily opt-in to the obligations
of a public authority under pt 5A
and thereby become exposed to claims for damages. On the other hand, one can
imagine publicly spirited entities opting-in for the
purpose of promoting human
rights in the Territory where the only remedies against them might be, for
example, declarations.
- 356․ It
seems to me to be a strange proposition (which I should note neither party put)
for parliament to enact a law which
created an enforceable statutory right to
damages against public authorities, whilst also inserting a provision by which
other non-government
entities might volunteer to also subject themselves to
claims for damages.
- 357․ On
the other hand, if the purpose of the HRA was to create an enforceable
statutory right to declaratory and other relief (but not damages) against public
authorities, and if
the purpose was to foster, recognise, promote, and protect
human rights in the Territory, then the inclusion of s 40D is more readily
explainable. One could readily understand publicly spirited entities wishing to
partake in promoting human rights
in that way.
- 358․ It is
not relevant to the task of interpretation, but I note that seven entities have
exercised their rights under s 40D and are the subject of declarations by the
Attorney-General, those being:
(a) Companion House Inc. (see Human Rights (Private Entity) Declaration
2009 (ACT));
(b) Women’s Legal Centre (ACT and Region) Incorporated (see Human
Rights (Private Entity) Declaration 2010 (No 1) (ACT));
(c) Centre for Australian Ethical Research (see Human Rights (Private Entity)
Declaration 2010 (No 2) (ACT));
(d) Relationships Australia Canberra and Region (see Human Rights (Private
Entity) Declaration 2012 (ACT));
(e) Amnesty International Australia (see Human Rights (Private Entity)
Declaration 2012 (No 2) (ACT));
(f) ACT Disability, Aged and Carer Advocacy Service (see Human Rights
(Private Entity) Declaration 2012 (No 3) (ACT)); and
(g) Advocacy for Inclusion Incorporated (see Human Rights (Private Entity)
Declaration 2013 (ACT)).
- 359․ Further,
I see nothing in the 2008 Amending Act which would convert s 18(7) from a
human right, as it originally was in my view, into an enforceable statutory
right.
- 360․ Per
R v A2, the mischief that the 2008 Amending Act intended to
address, being the state of affairs which to that date the law had not
addressed, was to provide some remedies against
public authorities which had
breached a person’s human rights. The question is whether those remedies
included damages.
- 361․ Sections
18(7) and 23 were already in the HRA.
- 362․ Section
40C(4) clearly excludes an award of damages as a remedy.
- 363․ Section
40C(5)(a) provides that s 40C does not affect a right a person has (otherwise
than because of the HRA) to seek relief in relation to an act or decision
of a public authority.
- 364․ Section
40C(5)(b) provides that s 40C does not affect a right a person has to damages
apart from s 40C.
- 365․ Section
40C(1) says that the section applies if a person claims that a public authority
has acted in contravention of s
40B (acting incompatibly with a human right or
in making a decision, failing to give proper consideration to a relevant human
right)
and alleges that the person is or would be a victim of the
contravention.
- 366․ To my
mind, all that the terms of s 40C(5)(b) are conveying is that, whilst damages
are not an available remedy for a proceeding
brought pursuant to s 40C, s 40C
does not prevent any non-s 40C right to damages. That is, if there is a right to
damages against
a public authority for breach of a person’s human rights
outside of s 40C (because s 40C(4) excludes damages), then s 40C does
not
interfere with that (outside) right.
- 367․ This
interpretation is consistent with the purpose of the section as outlined in the
Explanatory Statement to the Human Rights Amendment Bill 2007, which
included the following statement at 7:
Sub-section 40C(4) provides that the Court may grant such relief it considers
appropriate in relation to the unlawful act, except
for damages. However,
sub-section 40C(5) makes clear that if the same conduct is independently
unlawful and compensable, this section does not take away that right to
damages.
(Emphasis added.)
- 368․ I
also place some importance on the use of the word “damages” in ss
40C(4)-(5), but not the words “compensation”
or
“compensated”, and the use of the words “compensation”
in s 18(7) and “compensated” in s 23,
but not the word
“damages”. Those two words only appear in those sections of the
HRA and nowhere else.
- 369․ At
first, I thought that those differences were immaterial, and that the use of the
different words in the HRA was simply loose language. However, on
reflection I do not think that that is so.
- 370․ The
Territory made the following submission about the differences between the two
words:
It is noted that both terms "damages" and "compensation" are used in the
relevant extrinsic materials referred to ... above, and
that the plaintiffs use
both terms in their pleadings. "Damages is the term commonly given to monetary
awards granted by a court,
to compensate a party for loss suffered (although
damages can be awarded for purposes other than to compensate, for example to
punish
or vindicate). "Compensation" may be a broader term that includes
damages, but also encompasses monetary relief that is available
via avenues
other than courts (for example, a statutory scheme such as workers
compensation), or other forms of relief that a court
may grant aside from
monetary awards.
(Citations omitted.)
- 371․ The
words “compensation” and “compensated” appear in arts
9(5) and 14(6) of the ICCPR, from which ss 18(7) and 23 came,
respectively. The word “damages” or “damage” does not
appear in the ICCPR at all.
- 372․ The
word “damages” is however frequently used in the Territory when
referring to that remedy as being available
for breach of an enforceable right,
such as a tort, or a breach of contract.
- 373․ That
textual difference seems to me a further indication that s 18(7) (and s 23) was
(were) intended to be a recognition of certain human rights (together
with the other human rights in the HRA) because it used the words
“compensation” and “compensate” taken from the
(non-enforceable) ICCPR and neither of those sections use the word
“damages”.
- 374․ It
seems to me more probable that when pt 5A was inserted, it used the word
“damages” because it was addressing a well-known legal remedy in the
Territory and it
was making it clear that that legal remedy was not available
against public authorities, whilst also making it clear that s 40C would
not
affect a right to damages that existed outside that section. As s 18(7) (and s
23) did not refer to a right to damages, it (they)
was (were) textually
irrelevant to s 40C. That brings me back to the purpose I perceive the human
rights in ss 18(7) and 23 to have,
namely, standard setting.
- 375․ That
is, whilst the standard set in ss 18(7) and 23 was compensation, that standard
is yet to be met (which is parliament’s
prerogative). Parliament made
clear that “damages” was not an available remedy in s 40C(4), as was
made clear in much
of the extrinsic material.
- 376․ This
distinction between “damages” and “compensation” seems a
fine one, but as Mossop AsJ noted
in Monaghan at 358 [233]:
The use of different words is a strong indication that the entitlements under
the subsection are of different content. ...
- 377․ I
think that ss 40C(4) and 40C(5)(b) work together this way. Section 40C(4), in
terms, excludes any remedy in damages in
proceedings brought against a public
authority under s 40C(2). Section 40C(5)(b) means that s 40C (not just s 40C(4)
alone) does
not affect a right a person has to damages apart from (or ‘but
for’) s 40C. Since
s 40C includes ss 40C(1)-(3), what is being
conveyed is that if a person is able to sue a public authority for breach of the
person’s
human rights otherwise than in a proceeding commenced pursuant to
s 40C(2), then s 40C is no bar in those other proceedings to that
person
obtaining damages.
- 378․ Even
if s 40C(5)(b) was regarded as ambiguous, I would prefer the interpretation I
believe it should have. That is because
the majority of the High Court said in
R v A2 at 522 [37], after referring to Alcan and other cases:
None of these cases suggest a return to a literal approach to construction. They
do not suggest that the text should not be read
in context and by reference to
the mischief to which the provision is directed. They do not deny the
possibility, adverted to in
CIC Insurance Ltd v Bankstown Football Club
Ltd, that in a particular case, “if the apparently plain words of a
provision are read in the light of the mischief which the statute was designed
to overcome and
of the objects of the legislation, they may wear a very
different appearance”. When a literal meaning of words in a statute
does
not conform to the evident purpose or policy of the particular provision, it is
entirely appropriate for the courts to depart
from the literal meaning. A
construction which promotes the purpose of a statute is to be preferred.
(Citations omitted, emphasis added.)
- 379․ Another
matter of context is the complete lack of reference in the HRA to the
Civil Law (Wrongs) Act 2002 (ACT) (Wrongs Act) or the
inclusion of provisions which appear in the Wrongs Act, and which one
would think would be included in the HRA if the latter provided for
claims for damages for personal injury (as the plaintiffs allege in these
applications).
- 380․ The
Wrongs Act addresses many issues which arise in claims for damages for
physical and mental injury in the ACT (which may arise under s 18(7)
of the
HRA if it created an enforceable statutory right to damages), including
apologies, survival of actions on death, compensation to relatives
claims,
restrictions on damages including restrictions on mental harm, pre-court
procedures and, most particularly perhaps, the liability
of public authorities:
see Wrongs Act ch 8.
- 381․ It
seems strange to me, if the HRA was to provide an enforceable statutory
right to damages, that nothing would be said about those sorts of issues in the
HRA, or at least there be some reference to the applicability (or not) of
the Wrongs Act.
- 382․ It is
a similar situation in relation to the extension of time provision in
s
40C(3) of the HRA.
- 383․ Under
the HRA, time begins to run from the date the last act complained of
happens. Yet, the plaintiff may be unaware within that time of the occurrence
of
damage such as, for example, mental harm. It seems incongruous to me that, if
the construction for which the plaintiffs contend
is correct, that time would
begin running from the date of breach for a claim for mental harm caused by a
breach of the HRA rather than running from the date of the occurrence of
damage (as is the case in tort).
- 384․ It is
true that in those circumstances a plaintiff could seek an extension of time
under
s 40C(3), but there are no considerations set out in the HRA
similar to those set out in
s 36 of the Limitation Act 1985 (ACT)
(Limitation Act). Why the HRA would be silent on those
matters if there were enforceable statutory rights to damages under the
HRA is difficult to see.
- 385․ Further
still, if the plaintiffs are correct and they may sue the Territory for personal
injuries for breach of their human
rights, it would appear that, prima facie, s
36(1) of the Limitation Act would apply, because it says:
- Personal
injuries
(1) This section applies to any action for
damages if the damages claimed consist of or include damages in relation to
personal injuries
to any person.
...
- 386․ Section
36 of the Limitations Act provides for extensions of time for claims for
personal injuries and the matters to be considered. Yet, there is no reference
to
s 36 in the HRA and, in particular, it is not mentioned in s
40C(3).
- 387․ Given
those complications, I think the better view is that the absence of mention of
the Wrongs Act in the HRA (or insertion of appropriate equivalent
provisions in the HRA) points contextually toward the conclusion that
damages are not available under the HRA for a breach of a person’s
human rights by a public authority.
- 388․ In
addition, the HRA does not provide for the postponement of the limitation
period of 12-months if the plaintiff is under a disability. Such a provision
exists in the Limitation Act, but it only applies to limitation periods
fixed by that Act: see Limitation Act s 30(1)(b).
- 389․ Another
matter to consider is the problem identified in Monaghan at 362 [257].
The problem raised was the position of individual AFP officers who might be sued
under s 18(7) (if that section provided a freestanding right to damages) where
the cause of action was not one in tort and hence the AFP officers
would be
personally liable because they would not have the benefit of s 64B of the
Australian Federal Police Act 1979 (Cth). Section 64B(1)
says:
64B Liability for wrongful acts of members
(1) The Commonwealth is liable in respect of a tort committed by a member or
a protective service officer in the performance or purported
performance of his
or her duties as such a member or a protective service officer in like manner as
a person is liable in respect
of a tort committed by his or her employee in the
course of his or her employment, and shall, in respect of such a tort, be
treated
for all purposes as a joint tortfeasor with the member or the protective
service officer.
...
- 390․ As
one can see, that provision is limited to torts, and prima facie would not seem
to include breaching a person’s
human rights (assuming s 18(7) provided a
freestanding right).
- 391․ I
specifically sought a submission on that point from the plaintiffs but did not
receive one. It is true that in the present
case I am not dealing with AFP
officers, but the point raised by Mossop AsJ in Monaghan remains a valid
one to consider when interpreting this legislation.
- 392․ On
the face of it, this circumstance seems to me to be another matter of context
pointing away from s 18(7) being a freestanding right. If s 64B did not pose the
problem described by Mossop AsJ, the plaintiffs did not explain why that was so
in the applications before me.
- 393․ The
high point of the extrinsic materials favouring the plaintiffs’
construction is the note to s 40C(5). As Mossop AsJ correctly pointed out at 362
[256] of Monaghan:
It is really the note which gives force to the contention that the Act, read as
a whole, requires that ss 18(7) and 23 provide freestanding
rights. The note
constitutes extrinsic material which must be weighed against the other extrinsic
material from Hansard which is
indicative of the intention of the Legislative
Assembly at the time of the original Act and the 2008 Amending Act.
- 394․ In
Lewis, Refshauge J said at 345 [519] that his Honour considered that that
note was “too weak a reed to weave into a remedy”,
a statement with
which I agree taking into account what was said in R v A2 at 522 [37]
about preferring the policy and the purpose of the provisions to the literal
meaning of words where their literal meaning
does not conform to the evident
purpose or policy of the particular provision. Even more must this be the case
when the best textual
support for the plaintiffs’ contention is not part
of the HRA but is a note.
- 395․ In
any event, to my mind, at its highest, the note to s 40C(5) is ambiguous, and is
therefore not of any great significance.
- 396․ What
is of some significance is the word “also” in the note. The
difference between “compensation”
and “compensate” in ss
18(7) and 23 on the one hand, and the word “damages” in s 40C on the
other, more easily
explains the use of the adverb “also”, meaning
‘in addition’ or ‘too’, than if compensation/compensate
and damages were used interchangeably.
- 397․ If s
40C excludes any remedy of damages under pt 5A of the HRA, the use of the
word “also” is readily explained by that interpretation. One would
think that if the note meant to convey
that ss 18(7) and 23 provided a remedy in
damages, and those sections were excluded by s 40C(5)(b) from the operation of s
40C(4),
the note would simply have said “See s 18(7) and s 23” and
not “See also s 18(7) and s 23”.
- 398․ Of
course, whilst the note may be considered, it is not part of the HRA. To
my mind, and to the extent it may assist the plaintiffs, it pales in comparison
to the clear statements of purpose made in the
Presentation Speeches, the other
material referred to above, that referred to in Monaghan and
Lewis, and the High Court’s statement in R v A2 at 522 [37]
in terms of context and purpose.
- 399․ The
Explanatory Statement to the Human Rights Amendment Bill 2007 provides stronger
support for the plaintiffs’ interpretation, wherein it said:
Paragraph 40C(5)(b) confirms that nothing in this section affects any right a
person may have to damages apart from the operation
of this section. The note
explains that nothing in this section restricts the right to compensation that
arises under section 18(7)
and section 23 of the Human Rights Act 2004.
- 400․ However,
I read the second sentence in that quote more as an assumption than a statement
of explanation. Sections 18(7) and 23 were both in the HRA as originally
enacted, and so that particular statement is not explanatory of the amendments
made by the 2008 Amending Act but rather an opinion by the draftsperson
of the meaning of unamended sections of the HRA. As I read 358-359 [237]
of Monaghan, Mossop AsJ seems to have read that sentence in the same
way.
- 401․ I
shall now turn to two authorities which post-dated Lewis.
- 402․ Sections
18(7) and 23 were examined in Eastman.
- 403․ In
that case, Mr Eastman sought compensation for wrongful conviction under
s
23(1) of the HRA and also claimed compensation under s 18(7). Justice
Elkaim awarded compensation under s 23(1) for the wrongful conviction but found
that there was no right to compensation under 18(7).
- 404․ In my
view, s 23 requires some attention because it is the only other human right in
the HRA which expresses the notion that on certain events a person should
be entitled to compensation. Therefore, it seems to me that, when
determining
whether the very similar human right in s 18(7) does or does not create a
freestanding enforceable statutory right, I
should also consider this section.
As the High Court said in R v A2 at 521 [33], context includes
surrounding statutory provisions, what may be drawn from other aspects of the
statute, and the statute
as a whole.
- 405․ His
Honour’s reasons for finding that s 23 provided a freestanding cause of
action were brief to say the least. In
Eastman at 200-201 [13]-[16] and
207-208 [54]-[59], his Honour in substance held that the ordinary meaning of the
words in that section meant
that Mr Eastman was entitled to be awarded
compensation for wrongful imprisonment under s 23 of the HRA by a court
of competent jurisdiction.
- 406․ The
nub of his Honour’s reasoning is found at 207 [57], in which his Honour
said:
The difficulty with the submission is to understand what else besides creating a
cause of action the words “the person has
the right to be
compensated” could mean. The right is given and must be capable of being
enforced. Unlike the United Kingdom
no section in ACT legislation imposes an
obligation on a statutory body to pay compensation.
- 407․ I
shall return to that matter shortly.
- 408․ The
Territory’s alternative submission in Eastman was that s 23(2) of
the HRA merely created an obligation on the Territory to provide a remedy
for wrongful conviction and that this obligation was satisfied
by the
availability of act of grace payments under the Financial Management Act
1996 (ACT). His Honour rejected that submission, but I do not see any
particular relevance of that issue to the issues before me.
- 409․ In
relation to s 18(7), Elkaim J said that he did not need to decide the contest
over that section given the holding in relation to s 23: see Eastman at
223 [147]. Nevertheless, Elkaim J expressed the obiter view that s 18(7) was
intended to address wrongful arrest and detention situations, normally treated
as a common law tort, and, at 223 [153], said
that there was no suggestion that
Mr Eastman’s original arrest was unlawful.
- 410․ Although
this judgment is not concerned with s 23, that section is relevant in that it is
expressed in similar terms to s 18(7), and in statutory interpretation, the
whole of a statute should be considered.
- 411․ After
much consideration, and with the greatest of respect, I consider the holding in
Eastman on s 23 to be plainly wrong. I shall explain why.
- 412․ Justice
Refshauge’s decision in Lewis, which would have been relevant even
in relation to s 23, was cited to Elkaim J, but is not referred to or discussed
in the judgment.
- 413․ Monaghan
was not cited or referred to, despite its apparent relevance to the
s 23
issue.
- 414․ Both
of those omissions were unfortunate, given they both provide answers to the very
question posed by Elkaim J at 207
[57] quoted above, namely answering the
question “what else besides creating a cause of action the words
‘the person
has the right to be compensated’ could mean”.
- 415․ Both
Lewis and Monaghan set out in detail the reasonably extensive
extrinsic material which rather strongly suggested that the purpose of the
HRA (including s 23) was different to that found by Elkaim J, which is
important when s 139 of the Legislation Act requires the interpretation
that best achieves the purpose of the HRA to be preferred to any other
interpretation.
- 416․ I
also consider that Elkaim J erred in failing to consider context in the first
instance as the High Court requires. It
is true that R v A2 was handed
down two days after Eastman, but what the High Court said in R v
A2 was not new law. That approach had been the law since CIC Insurance
in 1997.
- 417․ I
also consider there to be a want of reasoning or analysis by Elkaim J of the
surrounding statutory provisions to s 23, what may be drawn from other aspects
of the statute, and the statute as a whole. Further, there was no examination of
the mischief
the statute was intended to remedy.
- 418․ I
shall now turn to the final authority I should consider, and which was referred
to me in submissions.
- 419․ In
Brown, the plaintiff spent 43 days in custody in the ACT for an assault
erroneously said to have occurred in the Jervis Bay Territory when
in fact it
had happened just over the border in NSW.
- 420․ The
plaintiff claimed compensation for unlawful detention in the ACT and,
alternatively, damages for false imprisonment.
- 421․ Chief
Justice Murrell held that the plaintiff’s detention in the ACT was lawful:
see Brown at 426 [77]. In relation to the meaning of ‘unlawful
detention’ in s 18(7) of the HRA, her Honour said at 427-428:
[84] I do not accept that the s 18(7) term “unlawful detention” can
be defined by reference to conduct that is neither
expressly authorised nor
expressly prohibited by law. The expression “unlawful” implies
something more than legal neutrality.
[85] In any event, for present purposes, it is unnecessary to decide the limits
of s 18(7) “unlawful detention” because
where-as in the present
case-detention is expressly authorised or required by law, the detention is
lawful, not unlawful.
- 422․ Chief
Justice Murrell referred with evident approval to Monaghan,
Eastman, and Lewis on this point at 428-429 [87]-[93] and held at
430:
[100] As stated above, in this case the actions of individual magistrates, the
Court, and the Director-General were not unlawful.
They were lawfully justified,
if not lawfully required. They accorded with the procedures established by law
for bringing a person
before the Court to answer an allegation that the person
had committed an offence that fell within the Court’s jurisdiction
(including the Court’s territorial jurisdiction).
[101] Consequently, the plaintiff’s claim under s 18(7) of the HRA fails
at the threshold.
- 423․ Having
so concluded, Murrell CJ did not need to decide whether s 18(7) provided a
freestanding cause of action: see Brown at 430 [102]-[108]. Her Honour
dismissed the claim for false imprisonment: see Brown at 431 [119].
- 424․ Therefore,
in conclusion, in my view, s 18(7) of the HRA does not create a
freestanding right. I read Lewis to the same effect.
- 425․ In
relation to ss 40C(4)-(5), it is my view that s 40C excludes any right to
damages for claims made against public authorities
under pt 5A. Section
40C(5)(b) does not have the effect of excepting ss 18(7) and 23 from the
prohibition in s 40C(4).
Decisions
on remaining matters
The
principles to apply to an application to extend time under the
HRA
- 426․ In my
view, the Territory’s submission that the principles to apply are those
which were applied in Ezekiel-Hart v Reis (No 2) and were described in
Hunter Valley is correct for four reasons.
- 427․ First,
the decision of Ezekiel-Hart v Reis (No 2) is a decision of another
single judge of this Court, and I should depart from it only if I consider it
plainly wrong. I do not consider
it plainly wrong. Indeed, I think it is plainly
correct.
- 428․ Second,
in Tu’uta, Kiefel CJ, Gageler, Keane and Gleeson JJ said at
824 [13]:
In the absence of mandatory considerations for determining whether his Honour
had the state of satisfaction required by s 477A(2)(b),
the primary judge
properly referred to the well established principles guiding decisions whether
to extend time under s 11 of the Administrative Decisions (Judicial Review)
Act 1977 (Cth) that were stated by Wilcox J in Hunter Valley Developments
Pty Ltd v Cohen. ...
(Citations omitted.)
- 429․ Equally,
s 40C(3) does not contain any mandatory considerations a judge must consider in
deciding whether to extend time
and, as the High Court pointed out, the
principles in Hunter Valley are well established as being applicable in
such circumstances.
- 430․ Third,
the considerations referred to in Hunter Valley are commonly applied in
extension of time applications in other areas of the law. I see no warrant for
not applying them here.
- 431․ Fourth,
whilst the plaintiffs are correct in observing that the refusal of an
application to extend time would effectively
bring that part of the
plaintiffs’ proceedings to an end, that circumstance is the same in other
areas of the law where extensions
of time are sought and refused.
The
meaning of ‘unlawful detention’ in s 18(7) of the
HRA
- 432․ In
Monaghan at 357-358 [232]-[234] and Lewis at 330 [431]-[433], it
was found that in order to prove a breach of s 18(7), there must be, in cases
such as this, unlawful detention of the relevant kind. Breaches of other
provisions of the HRA, in and of themselves, were insufficient to satisfy
s 18(7). As Refshauge J said in Lewis at 330 [433]:
Thus, I reject the contention by Mr Lewis that a breach of s 18(1) of the
Human Rights Act will by itself entitle a plaintiff to compensation as
stated under s 18(7). ...
- 433․ Therefore,
the plaintiffs must show that their detention was unlawful within the meaning of
s 18(7) so as to be captured by that provision.
- 434․ A
mere breach of ss 18(1) or 18(2) (or the other sections of the HRA
pleaded by the plaintiffs) is not sufficient, in and of itself, to establish a
breach of s 18(7), which is the plaintiffs’ pleaded cases.
- 435․ Rather,
there must be some act or omission which, even if it satisfies ss 18(1) or 18(2)
or other sections relied on, also satisfies the requirement in s 18(7) that the
detention or arrest be unlawful.
- 436․ ‘Unlawful
detention’ in s 18(7) must be considered as a composite phrase. The
subject matter of the section is ‘unlawful detention’, that is, a
particular
type of detention. The cases referred to above refer to that type of
detention as being one for which there was no lawful authority.
It does not mean
detention that is authorised but during which something ‘unlawful’
happens, such as a breach of a human
right or a CM Provision.
- 437․ That
conclusion is supported by Monaghan, Lewis, and Eastman, in
which Elkaim J said at 223-224:
[153] Returning to the scope of s 18(7), there is no suggestion that the
plaintiff’s original arrest was unlawful.
[154] Although it is possible to argue that the conviction was unlawful because
s 18(2) says no person may be deprived of liberty “except on the grounds
and in accordance with the procedures established by law”,
the contrary
argument is that the trial ran according to law.
[155] His detention was a product of his conviction. It was the only lawful
course open consequent upon that conviction.
- 438․ That
conclusion is also supported by Brown, in which Murrell CJ said at
427-428:
[82] The plaintiff submitted that the term “unlawful” should be
distinguished from the term “illegal”; that
“illegal
detention” means detention that is expressly prohibited by law but, for
the purposes of s 18(7) of the HRA, “unlawful” detention extends to
other detentions that are neither expressly authorised nor expressly prohibited
by law, including “arbitrary” detention within the meaning of s
18(1) and detention otherwise than on the grounds and in accordance with the
procedures established by law, as proscribed by s 18(2) of the HRA.
[83]. Further, the plaintiff submitted that s 18(1) “arbitrary
detention” extends to a detention that is “tainted in a manner which
can attract remedial consequences”
(to adopt the plaintiff’s
expression).
[84] I do not accept that the s 18(7) term “unlawful detention”
can be defined by reference to conduct that is neither expressly authorised nor
expressly prohibited
by law. The expression “unlawful” implies
something more than legal neutrality.
[85] In any event, for present purposes, it is unnecessary to decide the
limits of s 18(7) “unlawful detention” because where—as
in the present case—detention is expressly authorised or required by
law, the detention is lawful, not unlawful.
(Emphasis added.)
The
exercise of the discretion
- 439․ In
determining whether to grant an extension of time, I am entitled to examine the
merits of the claims, including whether
the relief by way of damages, as claimed
by the plaintiffs, is futile. As was said in Tu’uta at 822 [4]:
The primary judge did not err in dismissing the extension of time application.
His Honour was entitled to exercise the power in s
477A(2) by forming the view
that the substantive application lacked merit in the manner recorded in his
Honour’s reasons.
- 440․ For
the reasons set out earlier in this judgment, I consider that the
plaintiffs’ claims under the HRA for damages are futile because the
HRA does not provide them a remedy in damages, and there is no merit in
the pleaded claims that the plaintiffs were unlawfully detained.
- 441․ The
plaintiffs do not rely on (i.e. plead) any lack of authority to detain, and the
alleged breaches of s 18(1) and other provisions of the HRA relied upon,
in and of themselves, have been authoritatively determined in earlier decisions
of the Court to be insufficient to amount
to ‘unlawful detention’ in
s 18(7).
- 442․ That
leaves for consideration whether I should allow the parts of the
plaintiffs’ HRA proceedings that do not seek damages and are not
based on allegations of unlawful detention to proceed.
Mr McIver
- 443․ Mr
McIver’s latest pleading seeks two declarations, namely that:
(1) in December 2020 and January 2021, the plaintiff was unlawfully detained by
the defendant in a non-segregated section of the
Alexander Maconochie Centre in
breach of s 44(2) of the Corrections Management Act 2007 (ACT) and s
19(2) of the Human Rights Act 2004 (ACT); and
(2) the detention of the plaintiff by the defendant in December 2020 and January
2021 in a non-segregated section of the Alexander
Maconochie Centre constituted
a breach of the plaintiff's human rights under ss 18(2) and 19(2) of the
Human Rights Act 2004 (ACT).
- 444․ The
first of those two declarations may not proceed because it is based on an
allegation that he was unlawfully detained.
For the reasons I have given, that
claim is futile.
- 445․ Turning
to the second declaration sought, s 18(2) of the HRA says:
- Right
to liberty and security of person
...
(2) No-one may be deprived of liberty, except on the grounds and in
accordance with the procedures established by law.
...
- 446․ However,
there is no pleading of any breach of s 18(2) nor any pleading (in any clear
way) of the material facts said to be relevant to establishing the elements of
any alleged breach
of this human right. It is only mentioned as a ‘further
particular’.
- 447․ Section
19(2) of the HRA says:
- Humane
treatment when deprived of liberty
...
(2) An accused person must be segregated from convicted people, except in
exceptional circumstances.
...
- 448․ Again,
it only appears as a particular and not a pleading.
- 449․ I
would not grant leave to Mr McIver to pursue the second declaration for the
following reasons.
- 450․ First,
there are no proper pleadings (as distinct from particulars) pleading breaches
of
ss 18(2) and 19(2).
- 451․ Second,
Mossop J found in R v McIver that Mr McIver’s human rights had been
breached by reason of the fact he had been detained in a non-segregated section
of the
AMC, so another declaration to that effect would seem to be of no
utility.
- 452․ Third,
there was no explanation provided by Mr McIver as to why he did not commence
proceedings between the last date of
the act complained of (28 January 2021) and
when he first instructed his present solicitors some 18 months later (30 August
2022).
The time after he instructed his present solicitors was explained, but no
persuasive explanation was offered for the period of about
six months which
preceded that date and post-dated the expiry of the one year limitation period
referred to in s 40C(3) of the HRA.
- 453․ Mr
McIver was represented at his sentencing hearing before Mossop J on 16 August
2022. I infer that he was legally represented
for some time prior to that date,
but no evidence was led from Mr McIver’s previous solicitors about any
advice, or lack thereof,
in relation to any claim under the HRA.
- 454․ Mr
McIver says in his affidavit that he “didn't know anything about human
rights” until he retained his present
solicitors, and after speaking to
them he “liked the idea that [he] could get some compensation”.
- 455․ I am
not satisfied that ignorance of the HRA is a persuasive reason to extend
time, especially in circumstances where Mr McIver had access to legal advice
from his previous solicitors
and no evidence is led about what, if any, legal
advice was provided to Mr McIver about the HRA by those
solicitors.
Mr Williams
- 456․ Mr
Williams has pleaded a tortious claim for false imprisonment. That claim was not
stayed by McWilliam AsJ and is unaffected
by this judgment.
- 457․ Mr
Williams’ latest pleading seeks three declarations, namely that:
(1) detaining the plaintiff in breach of s 45(1) of the Corrections
Management Act 2007 (ACT) breached the plaintiff’s human rights;
(2) detaining the plaintiff in breach of s 45(1) of the Corrections
Management Act 2007 (ACT) was unlawful; and
(3) pursuant to s 40C of the Human Rights Act 2004 (ACT), the defendant
has breached the plaintiff’s human rights under s 19(1) of the Human
Rights Act 2004 (ACT).
- 458․ Section
45(1) of the CMA says that the Director‑General must
ensure, as far as practicable, that detainees have access to the open air for at
least
one hour each day and can exercise for at least one hour each day.
- 459․ The
last day on which an act is complained of by Mr Williams is 15 January 2021. He
first conferred with his present solicitors
on 10 November 2021, and was not
advised of any potential claim under the HRA at that time or before the
expiration of the one year limitation period under s 40C(3) of the HRA
because of the not unreasonable (but ultimately incorrect) views his solicitors
had as to the state of the law at that time.
- 460․ In my
view, a sufficient explanation has been provided in relation to the first
declaration, and that claim should be allowed
to proceed.
- 461․ The
second declaration is futile for the reasons I have given earlier and should not
be allowed to proceed.
- 462․ The
third declaration is the relief sought in relation to two pleadings.
- 463․ The
first is paragraph 22B of the Further Amended Statement of Claim which says that
cl 4.3 of the Corrections Management (Separate Confinement) Operating
Procedure 2019 (ACT) was incompatible with the plaintiff’s
human rights under s 19(1) of the HRA to be treated with humanity and
with respect for the inherent dignity of the human person. Clause 4.3 ceased to
have effect on 20
May 2022 when the Corrections Management (Separate
Confinement) Operating Procedure 2022 (ACT) came into force, which did not
contain the old cl 4.3. It seems to me that there is no utility in having
litigation about a
policy that is no longer in force when the only relief sought
is a declaration.
- 464․ The
second pleading underlying the third declaration is paragraph 29 of the Further
Amended Statement of Claim. It pleads,
in substance, that the Territory breached
s 45(1) of the CMA, and that breach operated as a breach of, or was
incompatible with, s 19(1) of the HRA. Section 45(1) remains in
operation, and I see some utility in allowing that claim for a declaration to
proceed.
- 465․ The
Territory submitted that while it may be accepted that vindication of a right
may justify the grant of a declaration,
no reasons were advanced by Mr Williams
as to why it is appropriate to make a declaration in the circumstances of this
case.
- 466․ Be
that as it may, in my view the declarations mentioned should proceed because, as
Refshauge J and I agree, the HRA is about standard setting, and when the
Territory is alleged to have breached those standards in relation to members of
a generally
powerless class of citizens, then those citizens should have the
opportunity to ventilate their claim in court.
- 467․ Prisoners
are punished for their crimes by being incarcerated according to the standards
set by parliament (e.g. s 45(1)
of the CMA) and governments, not some
lesser standard. It is important, I think, for the Territory to be held to the
standards it set under
the HRA for all the reasons advanced in the
Explanatory Statements, Presentation Speeches, and other extrinsic materials
discussed above.
- 468․ I
will not make an order about it in this judgment as I have not heard from the
parties, but I would think it useful going
forward if Mr Williams’
pleading was further amended so that his pleaded case accords with the findings
and holdings in this
judgment.
Costs
- 469․ Ordinarily
costs follow the event, but these were two test cases brought on behalf of a
number of other plaintiffs.
- 470․ I
will hear the parties on costs.
Orders
- 471․ I
make the following orders:
(1) The stay order made by McWilliam AsJ in Williams v Australian Capital
Territory [2023] ACTSC 18 on 10 February 2023 is lifted on and from 15 June
2023 to the date of this judgment for the limited purpose of the filing and
determination
of the plaintiffs’ applications in proceeding dated 6 April
2023 and any matters incidental thereto.
(2) Mr McIver’s application in proceeding dated 6 April 2023 is
dismissed.
(3) In relation to Mr Williams’ application in proceeding dated 6 April
2023, Mr Williams is granted leave to proceed with
his claims in these
proceedings under the Human Rights Act 2004 (ACT) as pleaded in his
Further Amended Statement of Claim dated 29 June 2023 limited to declaratory
relief in accordance with the
findings and holdings in this judgment.
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I certify that the preceding four hundred and seventy-one [471] numbered
paragraphs are a true copy of the Reasons for Judgment of
his Honour Acting
Justice Curtin
Associate:
Date:
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