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ZJSG and National Disability Insurance Agency [2023] AATA 2784 (31 August 2023)
Last Updated: 5 September 2023
ZJSG and National Disability Insurance Agency [2023] AATA 2784 (31 August
2023)
Division: NATIONAL DISABILITY INSURANCE SCHEME
DIVISION
File Number(s): 2021/8914
Re: ZJSG
APPLICANT
And National Disability Insurance Agency
RESPONDENT
DECISION
Tribunal: Member
T Bubutievski
Date: 31 August 2023
Place: Sydney
The Tribunal sets aside the decision under
review and remits this matter for reconsideration by the Respondent with a
direction that
on or before 28 September 2023, the Respondent facilitate the
approval of a new statement of participant supports (SOPS) for the
Applicant,
ZJSG, containing the following:
(a) 16 hours per annum of psychology assistance in the form of 12 psychology
sessions, two hours for report writing and two hours
for review by a mental
health occupational therapist;
(b) 75 hours per annum for ZJSG to use in her preferred combination of
psychosocial recovery coaching and support coordination;
(c) 60 hours per annum for ZJSG to use in her preferred combination of
occupational therapy, physiotherapy and podiatry;
(d) 7 hours for an assessment by a continence nurse;
(e) 15 hours per week at the weekday daytime rate of support work assistance for
Social, Civic and Community Participation;
(f) 7 hours per week (which can be across seven days per week) of support work
assistance for personal care; and
(g) 5 hours per week at the weekday daytime rate for cleaning.
.....................[SGD]...................................................
Member T Bubutievski
Catchwords
NATIONAL
DISABILITY INSURANCE SCHEME – participant – reasonable and necessary
supports – reasonable and necessary
supports in relation to disability
– supports not limited to accepted impairment –
‘impairment’ as an aide
to administrative understanding –
participants can seek supports for disabilities which do not meet the access
requirements
– test of reasonable and necessary is s 34 and the Rules
– supports already provided in the Plan by the Agency for disabilities
which do not meet the access requirements – exercise physiology not
established to be reasonable and necessary – decision
remitted
Legislation
National
Disability Insurance Scheme Act 2013 (Cth)
Administrative Appeals
Tribunal Act 1975 (Cth)
National Disability Insurance Scheme Amendment
(Participant Service Guarantee and Other Measures) Act 2022
(Cth)
National Disability Insurance Scheme (Supports for Participants)
Rules 2013
Cases
Re BIJD and National
Disability Insurance Agency [2018] AATA 2971
Frugtniet v Australia
Securities and Investment Commission [2019] HCA 16
Goodliff and
National Disability Insurance Agency [2021] AATA 5022
HPSC and
National Disability Insurance Agency [2021] AATA 727
HRZI and National
Disability Insurance Agency [2023] AATA 491
McLaughlin and National
Disability Insurance Agency [2021] AATA 496
Mulligan v National
Disability Insurance Agency [2015] FCA 544
National Disability
Insurance Agency v WRMF [2020] FCAFCA 79
QDKH, by his litigation
representative BGJF v National Disability Insurance Agency [2021] FCAFC
189
VGCP and National Disability Insurance Agency
[2020] AATA
5107 
Young and National Disability Insurance Agency [2014] AATA
401
ZNDV and National Disability Insurance Agency [2014] AATA
921
Secondary Materials
https://ourguidelines.ndis.gov.au
Final
Report To National Disability Insurance Agency: Key terms for animals in
disability assistance roles, Dr Tiffani Howell, La
Trobe University, 7 August
2019
La Trobe University - Reviewing Assistance Animal Effectiveness,
Final Report to National Disability Insurance Agency, 30 September
2016
FNDaus.org.au
https:/www.olg.nsw.goc.au/public/dogs-cats/responsible-pet-ownership/assistamce-animals/
REASONS FOR DECISION
Member T Bubutievski
31
August 2023
- The
Applicant, ZJSG,[1] is a forty-six
year old female participant of the National Disability Insurance Scheme
(NDIS). ZJSG sought review of a decision made on 19 November 2021 under s
100 of the National Disability Insurance Scheme Act 2013 (Cth) (NDIS
Act), affirming a decision made on 11 November 2021 under s 33(2) of the
NDIS Act to approve a statement of participant supports (SOPS) forming
part of ZJSG’s NDIS plan. On 18 January 2023, following a remittal by the
Tribunal under s 42D of the Administrative Appeals Tribunal 1975 (Cth)
(AAT Act), the Respondent, National Disability Insurance Agency (NDIA
or the Agency), made a decision to approve a further SOPS resulting in the
commencement of a further NDIS plan for ZJSG. ZJSG elected to proceed
with this
application and the remittal decision became the decision under review in this
proceeding.[2]
- The
Tribunal’s jurisdiction to review this application arises under s 25(1) of
the AAT Act, operating in conjunction with s
103 of the NDIS Act.
- ZJSG
was granted access to the NDIS on the basis that she met the
“disability requirements” under s 24 of the NDIS Act, as well
as the age requirements and residency requirements under ss 22 and 23 of the
NDIS Act
respectively.
- The
parties to this proceeding consented to the matter being determined without a
hearing. The Respondent proposed that the matter
be heard on the papers. The
Applicant was of the view that she had provided all the evidence she was able to
provide and that her
witnesses would not be available to give evidence if asked.
She also wished to spare herself the rigours of a hearing due to her
mental
health conditions. The parties put this view in a directions hearing on 8 June
2023, the purpose of which was to timetable
this matter for hearing. The
Tribunal was subsequently satisfied that the issues for determination in this
matter can be adequately
determined in the absence of the parties. It made a
direction to that effect on 19 June 2023 and proceeded to determine the matter
in the absence of a hearing under s 34J of the Administrative Appeals
Tribunal Act 1975 (Cth) (the AAT Act). The Tribunal sought
further submission about the issue of permanence and the reasoning in the case
of HZRI and National Disability Insurance Agency [2023] AATA 491
(HRZI) in the process of making this decision.
LEGISLATIVE FRAMEWORK
- The
NDIS Act establishes the NDIS, under which supports and services may be provided
or funded for people with disabilities. The NDIS
Act provides for the
determination of a person’s eligibility to become a participant in the
NDIS on the basis of access criteria
and, where a person becomes a participant,
for the making of a plan, setting out the person’s goals and the SOPS
approved by
the CEO.
- The
NDIS Act was amended in 2022 with the passage of the National Disability
Insurance Scheme Amendment (Participant Service Guarantee and Other Measures)
Act 2022 (Amendment Act). Under ss 67 and 68, Schedule 1 of the
Amendment Act, the amended review provisions do not apply to Tribunal reviews
which were
already then on foot. For this reason, this review is to be decided
under the applicable provisions of the NDIS Act in effect prior
to commencement
of the Amendment Act provisions.
- The
NDIS Act sets out a framework of objectives (s 3) and principles (s 4, s 17A and
s 31) within which provisions for the grant of
access to the NDIS and the
provision or funding of supports are to be
construed.[3]
- The
objectives are set out in s 3 and relevantly include:
1. The objectives of this Act are to:
...
(c) support the independence and social and economic participation of
people with disability; and
(d) provide reasonable and necessary supports, including early
intervention supports, for participants in the National Disability
Insurance
Scheme; and
(e) enable people with disability to exercise choice and control in the
pursuit of their goals and the planning and delivery of their
supports;
and
...
(g) promote the provision of high quality and innovative supports that
enable people with disability to maximise independent lifestyles
and full
inclusion in the community; and
...
(3) In giving effect to the objects of the Act, regard is to be had
to:
(b) the need to ensure the financial sustainability of the National
Disability Insurance Scheme; and
(c) the broad context of disability reform provided for in:
(i) the National
Disability Strategy 2010‑2020 as endorsed by COAG on 13 February
2011; and
(ii) the Carer
Recognition Act 2010; and
(d) the provision of services by other agencies, Departments or
organisations and the need for interaction between the provision
of mainstream
services and the provision of supports under the National Disability Insurance
Scheme.
- General
principles guiding actions under the NDIS Act are set out in s 4, which
relevantly provides:
...
(2) People with disability should be supported to participate in and
contribute to social and economic life to the extent of their
ability.
...
(11) Reasonable and necessary supports for people with disability
should:
(a) support people with disability to pursue their goals and maximise
their independence; and
(b) support people with disability to live independently and to be
included in the community as fully participating citizens; and
(c) develop and support the capacity of people with disability to
undertake activities that enable them to participate in the community
and in
employment.
...
(17) It is the intention of the Parliament that the Ministerial
Council, the Minister, the Board, the CEO, the Commissioner and any
other person
or body is to perform functions and exercise powers under this Act in accordance
with these principles, having regard
to the need to ensure the financial
sustainability of the National Disability Insurance Scheme.
- The
principles set out in s 4 of the NDIS Act are supplemented by principles set out
in s 17A, which apply to Chapter 3 and relevantly
include:
...
(3) The National Disability Insurance Scheme is to:
(a) respect the interests of
people with disability in exercising choice and control about matters that
affect them; and
(b) enable people with
disability to make decisions that will affect their lives; and
(c) support people with
disability to participate in, and contribute to, social and economic
life.
...
- Principles
relating to participant’s plans under Part 2 of Chapter 3 are set
out in s 31.
- In
practical terms, where a person requests access to the NDIS, s 20 requires the
CEO to do one of two things:
(1) If a person (the prospective participant) makes
an access request, the CEO must:
(a) decide whether or not the prospective participant meets the access
criteria; or
(b) make one or more requests under subsection 26(1).
- The
access criteria are set out in s 21:
(1) A person meets the access criteria if:
(a) the CEO is satisfied that the person meets the age requirements
(see section 22); and
(b) the CEO is satisfied that, at the time of considering the request,
the person meets the residence requirements (see section
23); and
(c) the CEO is satisfied that, at the time of considering the
request:
(i) the person meets the disability requirements (see
section 24); or
(ii) the person meets the early intervention requirements (see
section 25).
(2) If the CEO is not satisfied as mentioned in subsection (1),
the person meets the access criteria if the CEO is satisfied of
the
following:
(b) the person:
(i) was receiving supports at the time of considering the request or,
if another time is prescribed by the National Disability Insurance
Scheme rules
for the purposes of this subparagraph, at that other time; and
(ii) received the supports throughout the period (if any) prescribed
by the National Disability Insurance Scheme rules for the purposes
of this
subparagraph; and
(iii) received the supports under a program prescribed by the National
Disability Insurance Scheme rules for the purposes of this
subparagraph;
(c) if the person becomes a participant, the person would not be
entitled to receive the supports referred to in paragraph (b),
or
equivalent supports;
(d) the person satisfies any other requirements prescribed by the
National Disability Insurance Scheme rules for the purposes of
this
paragraph.
- Subsection
26(1) relates to requests the CEO may make for the prospective participant to
provide further information that is reasonably
necessary to determine if the
person meets the access criteria, or to undergo an assessment or an
examination.
- The
disability requirements are set out in s 24 and the early intervention
requirements are set out in s 25:
24
Disability requirements
(1) A person meets the disability requirements if:
(a) the person has a disability that is attributable to one or more
intellectual, cognitive, neurological, sensory
or physical impairments or toone
or more impairments attributable to a psychiatric condition; and
(b) the impairment or impairments are, or are likely to be, permanent;
and
(c) the impairment or impairments result in substantially reduced
functional capacity to undertake, or psychosocial
functioning in undertaking,
one or more of the following activities:
(i) communication;
(ii) social interaction;
(iii) learning;
(iv) mobility;
(v) self‑care;
(vi) self‑management; and
(d) the impairment or impairments affect the person’s capacity for
social or economic participation; and
(e) the person is likely to require support under the National Disability
Insurance Scheme for the person’s
lifetime.
(2) For the purposes of subsection (1), an impairment or impairments
that vary in intensity may be permanent, and the
person is likely to require
support under the National Disability Insurance Scheme for the person’s
lifetime, despite the variation.
25 Early intervention
requirements
(1) A person meets the early intervention
requirements if:
(a) the person:
(i) has one or more identified intellectual, cognitive, neurological,
sensory or physical impairments
that are, or are likely to be, permanent;
or
(ii) has one or more identified impairments that are attributable to a
psychiatric condition and are,
or are likely to be, permanent or
(iii) is a child who has developmental delay; and
(b) the CEO is satisfied that provision of early intervention supports for
the person is likely to benefit the
person by reducing the person’s future
needs for supports in relation to disability; and
(c) the CEO is satisfied that provision of early intervention supports for
the person is likely to benefit the
person by:
(i) mitigating or alleviating the impact of the person’s impairment
upon the functional capacity
of the person to undertake communication, social
interaction, learning, mobility, self‑care or self‑management;
or
(ii) preventing the deterioration of such functional capacity; or
(iii) improving such functional capacity; or
(iv) strengthening the sustainability of informal supports available to
the person, including through
building the capacity of the person’s
carer.
Note: In certain
circumstances, a person with a degenerative condition could meet the early
intervention requirements and
therefore become a participant.
(2) The CEO is taken to be satisfied as mentioned in
paragraphs (1)(b) and (c) if one or more of the person’s
impairments
are prescribed by the National Disability Insurance Scheme rules for the
purposes of this subsection.
(3) Despite subsections (1) and (2), the person does not meet
the early intervention requirements if the CEO is satisfied
that early
intervention support for the person is not most appropriately funded or provided
through the National Disability Insurance
Scheme, and is more appropriately
funded or provided through other general systems of service delivery or support
services offered
by a person, agency or body, or through systems of service
delivery or support services offered:
(a) as part of a universal service obligation; or
(b) in accordance with reasonable adjustments required under a law dealing
with discrimination on the basis
of disability.
- A
person becomes a participant in the NDIS when the CEO decides they meet
the access criteria (s 28(1)). The person’s status as a
participant ceases in the circumstances set out in s 29, including where
the CEO revokes their status under the terms of s 30:
(1) The CEO may revoke a person’s status as a participant
in the National Disability Insurance Scheme if:
(a) the CEO is satisfied that the person does not meet the residence
requirements (see section 23); or
(b) the CEO is satisfied that the person does not meet at least one of the
following:
(i) the disability requirements (see section 24);
(ii) the early intervention requirements (see section 25).
- Where
a person becomes a participant in the NDIS, under Part 2 of Chapter 3, the CEO
must facilitate the preparation of a plan for
the participant by which supports
are to be provided, funded and managed. A plan has two essential components
which, under s 37(1),
are instrumental in the plan coming into effect, namely
the participant’s goals and aspirations and the SOPS approved by the
CEO.
- The
matters to be included in a participant’s plan are set out in s 33,
relevantly:
(1) A participant’s plan must include a statement
(the participant’s statement of goals and aspirations)
prepared by the participant that specifies:
(a) the goals, objectives and aspirations of the participant;
and
(b) the environmental and personal context of the participant’s
living, including the participant’s:
(i) living arrangements; and
(ii) informal community supports and other community supports;
and
(iii) social and economic participation.
(2) A participant’s plan must include a statement
(the statement of participant supports), prepared with the
participant and approved by the CEO, that specifies:
(a) the general supports (if any) that will be provided to, or in
relation to, the participant; and
(b) the reasonable and necessary supports (if any) that will be funded
under the National Disability Insurance Scheme; and
(c) the date by which, or the circumstances in which, the Agency must
reassess the plan under Division 4; and
(d) the management of the funding for supports under the plan (see
also Division 3); and
(e) the management of other aspects of the plan.
...
(5) In deciding whether or not to approve a statement of participant
supports under subsection (2), the CEO must:
(a) have regard to the participant’s statement of goals and
aspirations; and
(b) have regard to relevant assessments conducted in relation to the
participant; and
(c) be satisfied as mentioned in section 34 in relation to the
reasonable and necessary supports that will be funded and the general
supports
that will be provided; and
(d) apply the National Disability Insurance Scheme rules (if any) made
for the purposes of section 35; and
(e) have regard to the principle that a participant should manage his
or her plan to the extent that he or she wishes to do so;
and
(f) have regard to the operation and effectiveness of any previous
plans of the participant.
...
- For
the purposes of s 33(5)(c), the CEO must be satisfied of the matters set out in
s 34:
(1) For the purposes of specifying, in a statement of participant
supports, the general supports that will be provided, and the
reasonable and
necessary supports that will be funded, the CEO must be satisfied of all of the
following in relation to the funding
or provision of each such support:
(a) the support will assist the participant to pursue the goals,
objectives and aspirations included in the participant’s
statement of
goals and aspirations;
(b) the support will assist the participant to undertake activities,
so as to facilitate the participant’s social and economic
participation;
(c) the support represents value for money in that the costs of the
support are reasonable, relative to both the benefits achieved
and the cost of
alternative support;
(d) the support will be, or is likely to be, effective and beneficial
for the participant, having regard to current good practice;
(e) the funding or provision of the support takes account of what it
is reasonable to expect families, carers, informal networks
and the community to
provide;
(f) the support is most appropriately funded or provided through the
National Disability Insurance Scheme, and is not more appropriately
funded or
provided through other general systems of service delivery or support services
offered by a person, agency or body, or
systems of service delivery or support
services offered:
(i) as part of a universal service obligation; or
(ii) in accordance with reasonable adjustments required under a law
dealing with discrimination on the basis of disability.
(2) The National Disability Insurance Scheme rules may prescribe
methods or criteria to be applied, or matters to which the CEO
is to have
regard, in deciding whether or not he or she is satisfied as mentioned in any of
paragraphs (1)(a) to (f).
- The
NDIA must comply with an approved SOPS (s 39) and a participant (or a person on
behalf of a participant) who receives funding
under the NDIS must spend the
money in accordance with the person’s plan (s 46). Provisions for the
management of funding for
supports in a participant’s plan are set out in
Division 3, Part 2, Chapter 3.
- It
is within this legislative framework the ambit of ‘supports’ which
may be provided or funded must be considered. The
word ‘supports’ is
defined inclusively in s 9(1) to include general supports. The term
general support is given meaning in s 13:
(1) The Agency may provide general supports to, or in relation
to, people with disability who are not participants.
Note: Chapter 3
deals with the provision of general supports to, or in relation to,
participants.
(2) In this Act:
general support means:
(a) a service provided by the Agency to a person; or
(b) an activity engaged in by the Agency in relation to a
person;
that is in the nature of a coordination, strategic or referral service or
activity, including a locally provided coordination, strategic
or referral
service or activity.
- Provision
is made in s 17, 27, s 34(2), s 35 and s 209 for the making of rules prescribing
matters for and in relation to Chapter
3 of the NDIS Act. Rules of present
relevance include the National Disability Insurance Scheme (Supports for
Participants) Rules 2013 (Supports Rules), which have the force of
law and provide that:
General criteria for supports
5.1 A support
will not be provided or funded under the NDIS if:
(a) it is likely to cause harm to the participant or pose a risk to others;
or
(b) it is not related to the participant’s disability; or
(c) it duplicates other supports delivered under alternative funding through
the NDIS; or
(d) it relates to day-to-day living costs (for example, rent, groceries and
utility fees) that are not attributable to a participant’s
disability
support needs.
5.2 The day-to-day living costs referred to in paragraph 5.1(d) do
not include the following (which may be funded under the NDIS if
they relate to
reasonable and necessary supports):
(a) additional living costs that are incurred by a participant solely and
directly as a result of their disability support needs;
(b) costs that are ancillary to another support that is funded or provided
under the participant’s plan, and which the participant
would not
otherwise incur.
Supports that will not be funded or
provided
5.3 The following supports will not be
provided or funded under the NDIS:
(a) a support the provision of which would be contrary to:
(i) a law of the Commonwealth; or
(ii) a law of the State or Territory in which the support would be
provided;
(b) a support that consists of income replacement.
EVIDENCE
- The
Respondent lodged a bundle of documents pursuant to its obligations under
section 37 of the AAT Act on 12 January 2022 (T Documents) comprising 267
pages. This included documents provided to the Agency by ZJSG in support of her
claims. It also lodged two Statements
of Facts, Issues and Contentions
(SOFIC) dated 10 February 2023 and 14 April 2023, comprising 9 pages; a
joint tender bundle (Joint Tender Bundle) dated 22 June 2023 comprising
1,737 pages; a copy of ZJSG’s current NDIS Plan, dated 18 January 2023,
comprising 14 pages;
and further submissions requested by the Tribunal in
relation to permanence and the line of authority in HRZI, comprising 11 pages,
on 7 July 2023.
- The
bulk of the documents lodged by ZJSG were contained in the T Documents and the
Joint Tender Bundle other than a bundle of documents
lodged on 29 April 2022; a
bundle of documents lodged on 22 December 2022; a letter from Dr Joel Maamary
(Registrar for Dr S Bolito)
dated 30 January 2023; and an email and attachments
of 4 July 2023 relating to the request from the applicant for medications for
chronic pain to be included in her plan.
BACKGROUND
- ZJSG
has been a participant in the NDIS since 2020 when it was determined that she
met the “disability” requirements set out in s 24 of the NDIS
Act. The disabilities for which she was granted access to the scheme are related
to her psychosocial impairment.
- ZJSG
lives alone in a Department of Housing townhouse in Sydney, New South Wales. She
received support from support workers funded
under her NDIS Plan. She also
receives some informal assistance from her father, but he is ageing and they
have a fractious
relationship.[4]
First NDIS Plan – 3 April 2020
- On
3 April 2020, a delegate of the CEO of the NDIA (CEO) approved a
statement of participant supports (First SOPS), resulting in the
commencement of an NDIS plan for ZJSG on 3 April 2020 (First NDIS
Plan).[5] The First SOPS was for a
notional duration of one year. This plan provided for core supports totalling
$38,098.02, made up of continence
products and travel; capacity building
supports of $11,709.91, including improved daily living ($5,548.14) and support
co-ordination
($4,706.88); and $500 in capital supports for low-cost assistive
technology.
Second NDIS Plan – 18 June 2021
- On
18 June 2021, a new statement of participant supports (Second SOPS) was
approved for ZJSG for a notional duration of two years (Second NDIS
Plan).[6] This plan included core
supports for continence products, assistive technology, assistance with daily
activities and transport of
$98,602.94 ($49,301.47 per annum). It also included
capacity building supports totalling $26,851.05 ($13,425.53 per annum). This
included improved daily living of $11,639.40 ($5,829.17 per annum) with specific
provision for 30 hours each of podiatry and occupational
therapy; and $12,472.50
($6,236.25 per annum) for a psychosocial recovery coach.
Third NDIS Plan – 11 November 2021
- On
11 November 2021, following a change of circumstances review request made by
ZJSG, a new statement of participant supports (Third SOPS) was approved
for ZJSG for a notional duration of two years (Third NDIS
Plan).[7] This plan included core
supports for continence products, assistive technology, assistance with daily
activities (including assistance
with self-care, personal domestic activities,
house cleaning and yard maintenance); and transport totalling $79,508.62
($39,754.31
per annum). It also included capacity building supports of
$26,851.05 ($13,425.53 per annum), as in the Second NDIS Plan. ZJSG sought
review of this plan.
Internal review decision – 19 November 2021
- On
11 and 12 November 2021 ZJSG contacted the Agency by email seeking a review of
the Third NDIS Plan. In particular, she sought for
her eclectus parrot to be
funded as an assistance animal, and an increase to her funding across all
categories. On 19 November 2021
the Agency decided that the eclectus parrot did
not meet the criteria to be funded as an assistance animal, and was effectively
a
pet, which would not be funded by the NDIS. It also did not make any additions
to ZJSG’s core, capacity building, or capital
supports. This was the
decision under review by the Tribunal.
Fourth NIDS Plan –
18 January 2023
- Following
a remittal by the Tribunal, on 18 January 2023 the Agency made a new statement
of participant supports (Fourth SOPS) for a notional duration of fifteen
months (Fourth NDIS Plan).[8]
This plan included core supports for continence products, assistive technology,
assistance with daily activities (including assistance
with self-care, personal
domestic activities, house cleaning and yard maintenance); and transport
totalling $100,331.42 ($80,265.14
per annum). It also included capacity building
supports of $18,631.49 ($14,905.19 per annum), and capital supports of
$325.
ISSUE BEFORE THE TRIBUNAL
- The
Tribunal must undertake merits review of the decision under review. The Tribunal
will stand in the shoes of the internal reviewer
who made a decision to approve
a plan for ZJSG, containing SOPS, plan management and a reassessment date.
QDKH v National Disability Insurance
Agency[9] confirmed that the
Tribunal has jurisdiction to look at all the reasonable and necessary supports
for ZJSG, including those supports
raised in the course of these
proceedings.[10] The Tribunal must
remake the decision to come to the correct or preferable decision on the
evidence before
it.[11]
The
Applicant’s requested supports
- ZJSG
requests the following:
- That her parrot
be accepted to be an assistance animal and support costs of $13,494 per annum be
funded;[12]
- Fortnightly
psychology, plus pain
psychology;[13]
- Weekly podiatry
appointments with consumables such as compression socks and orthotics. The
provided quote for two years of podiatry
and consumables is
$19,938.18;[14]
- Consumables,
low-cost assistive technology and PBS and non-PBS medications of an unspecified
amount;[15]
- 24 hours per
week assistance with personal and social
activities;[16]
- 9 hours per week
of cleaning assistance;[17]
- 7 hours per week
of personal assistance;[18]
- 20 hours per
annum of occupational
therapy;[19]
- 84 hours per
annum of exercise
physiology;[20]
- Unquantified
funding for household furniture, including:
a. A new bed
frame;
b. Storage including 2 ‘tallboys’ and 1 ‘lowboy’;
c. Display cabinet; and
d. 2 small tables.[21]
The Respondent’s Position
- The
Respondent is of the view that the supports requested by ZJSG are not reasonable
and necessary and do not meet the Rules. Instead,
the Respondent proposes the
following:
- 16 hours of
psychology (made up of 12 hours of psychology, 2 hours of report writing and 2
hours with a mental health occupational
therapist);
- 75 hours per
annum which ZJSG can elect to use to fund her preferred combination of
psychosocial recovery coaching and support coordination
(although it notes that
most participants only have one or the other);
- 30 hours per
week of assistance with social and community activities, cleaning and personal
care;
- 60 hours per
annum for ZJSG to spend on a combination of occupational therapy, podiatry and
physiotherapy;
- 7 hours for an
assessment by a continence nurse.
- The
Respondent’s position is that the parrot does not meet the criteria to be
classified as an assistance animal and there is
no evidentiary basis for an
eclectus parrot to be considered an assistance animal. The expenses of the
parrot cannot be funded by
the NDIS. The Respondent states that costs claimed
are approximately five times the costs of maintaining an assistance animal, and
that there are other, cheaper, supports which are likely to be effective and
beneficial. Therefore, the parrot could not be seen
as value for money. The
Respondent accepts that the parrot provides ZJSG with companionship and that her
lived experience is that
she obtains a benefit from her relationship with
it.[22]
- The
Respondent submits that the evidence does not support funding for exercise
physiology for ZJSG’s anxiety and chronic pain.
The Respondent also
submits that the requested household furniture is not a reasonable and necessary
support; does not relate to
ZJSG’s disability, and is a day-to-day living
cost, so cannot be funded under the NDIS due to Rules 5.1(b) and
(d).
ZJSG’S IMPAIRMENTS
- ZJSG’s
treating psychiatrist, Dr McLean, says that he first saw ZJSG on 26 August 2005
and has diagnosed ZJSG with the following
conditions:
(a) major depression;
(b) anxiety;
(c) social phobia.[23]
- ZJSG
also argues that she has the following permanent impairments: chronic pain
associated with endometriosis; and functional neurological
disorder. ZJSG has
had a hysterectomy for endometriosis, which improved her pelvic
pain.[24] Nonetheless, she has
continued to have chronic pelvic pain and has engaged with a multi-disciplinary
pain service.[25] The diagnosis of
functional neurological disorder has been confirmed by Dr Sam Bolitho,
neurologist.[26] ZJSG is seeking
supports in respect of all of these conditions.
- The
Respondent argues that it is open to the Tribunal to find that ZJSG does have
these impairments, but that the evidence before
the Tribunal does not establish
that these impairments are permanent and would therefore satisfy the
“disability requirements”
set out in section 24 of the Act.
Consequently, the Respondent argues that no supports can be provided in respect
of them.[27]
DOES
ZJSG HAVE CHRONIC PAIN AND FUNCTIONAL NEUROLOGICAL DISORDER?
- The
Tribunal is satisfied that ZJSG has the diagnoses of chronic pain and functional
neurological disorder. A diagnosis of chronic
pain is referred to consistently
in the medical documentation including a letter from Ms Jackie Little, an
occupational therapist
from NSW Health, dated 20 December
2019,[28] which says that ZJSG has
permanent abdominal dysfunction with pain and diarrhoea secondary to Grade 4
endometriosis and peritoneal
adhesions; notes from her consultations with the
pain service at St Vincent’s Hospital between 2020 and
2021;[29] clinical notes from her
treating general practitioners;[30]
and letters and notes from the gynaecology clinic at the Royal Hospital for
Women, which state that ZJSG also suffers from visceral
hyperalgesia.[31]
- Dr
Sam Bolitho, a neurologist, has diagnosed ZJSG with functional neurological
disorder and she has been under the care of a neurology
clinic.[32] ZJSG has no active
neurological treatment and is only attending regular reviews.
- The
evidence before the Tribunal indicates that both these conditions presently
cause ZJSG to experience functional impairment. None
of the medical evidence
describes either of these conditions as permanent. ZJSG has engaged with a pain
service, but the Tribunal
notes that she voluntarily disengaged from the service
in 2021, briefly re-engaged in 2022, and according to the notes from her
gynaecological
pain physician, “boom/bust” is still evident;
and ZJSG remains hypervigilant to pain and has not completed the recommended
online pain psychology and education
program.[33] This indicates to the
Tribunal that ZJSG’s pain is not fully managed and could not be considered
to be permanent even though
it is of a long-standing nature.
- The
functional neurological disorder also could not be considered to be permanent.
This is a complex disorder. Some people with this
diagnosis make a full
recovery, others require ongoing
support.[34] Indeed, according to
Senior Occupational Therapist Ms M Manlapid, who carried out a home visit with
the Applicant on 9 March 2023:
FND is a broad diagnosis that encompasses neurological symptoms that cannot
be explained by a neurological disease or other medical
condition. Symptoms for
[ZJSG] include reduced mobility and reduced ability to swallow and can vary in
severity and timing. FND is
also associated with pain, anxiety, depression,
insomnia and fatigue, all of which [ZJSG] experiences on a daily basis. The
cause
of FND is unknown and can be triggered by a reaction to stress or
psychological or physical
trauma.[35]
- The
evidence before the Tribunal does not indicate that ZJSG will permanently
experience functional neurological disorder at the same
level of impairment. In
fact, her neurologist says that she has made a marked improvement with the
ongoing provision of intensive
physical therapies, and he strongly supports the
continuation of her physical
therapy.[36] The evidence indicates
that ZJSG is capable of improving her level of functional impairment with
physical therapy and so this condition
would also not be considered to be
permanent.
IS PERMANENCE REQUIRED?
- ZJSG
is seeking a number of supports which relate to her conditions of chronic pain
and FND. The Respondent takes the position that
she is unable to receive
supports for these disabilities through the NDIS as they do not meet the
requirement of being permanent
impairments. Essentially, this is an argument
that these impairments would not meet the requirements for access to the NDIS
under
the disability requirements contained in section 24; and that only
impairments which would meet these requirements are eligible for
supports
provided by, or funded by, the NDIS. This is an argument which has been
considered by the Court and this Tribunal on many
occasions and the prevailing
view has been that reasonable and necessary supports are determined by reference
to any impairment or
impairments in relation to which a participant meets, or
would meet, the disability requirements under s 24 or the early intervention
requirements under s 25.
- The
decision of DP Forgie in VGCP and National Disability Insurance Agency
(VGCP) was that a participant could receive supports for any
permanent impairment for which they had been granted access to the
Scheme.[37] In McLaughlin and
National Disability Insurance Agency
(McLaughlin),[38] DP
Humphries clarified that this includes any impairments in relation to which a
participant would meet the disability requirements
under s 24, even if these
impairments were not impairments for which a person had originally been granted
access to the Scheme.[39] The
submissions of the Agency in the present matter confirm that this remains the
Agency’s view and the basis upon which it
states that it makes decisions
about reasonable and necessary supports.
- In
McLaughlin, DP Humphries appeared to go even further, indicating that a person
may be able to receive reasonable and necessary
supports in respect of
disabilities which do not meet these requirements:
Implicit in s 24, therefore, is the recognition that not every disability
will meet the disability requirements and therefore qualify
a person to be a
participant to the NDIS. But in no sense does s 24 purport to be a definition of
disability for the purposes of
the Act or Rules more
broadly....[40]
...Furthermore, nothing in ss 20, 21 or 24 envisages that a decision on a
person’s access to the NDIS must be referenced back
to a particular
impairment. The decision required by s 20(1)(a) is whether or not a person meets
the access criteria. Accordingly,
any findings on specific impairments are
merely part of the reasons of the decisionmaker for being satisfied that the
disability
requirements in s 24 are met. If it were intended that subsequent
decisions under the Act – including the question of reasonable
and
necessary supports under s 33 – were intended to be governed by the
specific impairments that had been determined to meet
the requirements of s 24
in the access decision, one would expect that to have been made clear in this
Part by way of specific nomenclature
that was then employed in subsequent areas
of the Act.
Also significant is
the fact that access to the NDIS might occur via s 21(2) rather than s 21(1), in
which case the person might be
granted access to the NDIS not by satisfying the
age, residence and disability requirements but solely because the person is a
participant
in a prescribed program (s
21(2)(b)(iii))...[41]
- DP
Humphries then refers to the statutory mechanisms for a person ceasing to be a
participant in the Scheme contained in s 29 and
s 30 of the NDIS Act, and the
absence of any mechanism for a systematic review of whether a person remains a
participant in the Scheme.
On this point, he concludes:
...That being the case, it would be impractical if the supports that a
participant can obtain through the NDIS were limited to supports
which related
to the impairments which qualified them for access to the NDIS under s 24. After
all, one can expect that over a lifetime
a person’s impairments may
change, whereas their application for access to the NDIS occurs once, at a
particular point in
time...[42]
- Ultimately,
DP Humphries states that:
...the disability referred to in rule 5.1(b) of Supports Rules is not a
reference to a disability by virtue of which Ms McLaughlin
was granted access to
the scheme in 2015, but rather to any disability with which she presently
lives...[43]
- While
this decision does not expressly state that “disability” includes
disabilities which are not permanent, and/or do
not meet the disability
requirements set out in s 24 of the NDIS Act, the implication is certainly there
in the reasoning. It states
that the word “disability” should be
construed broadly; that s 24 of the NDIS acknowledges that some disabilities
will
meet the access criteria (which includes permanence) and some will not;
that NDIS plans are of a relatively short duration so that
new impairments can
be taken into account as they arise; and that supports are available for a
participant in the scheme for “any disability with which [they]
presently [live]” (Tribunal’s emphasis). Disabilities
which are of a temporary, or long-term but not permanent, nature are no less
disabilities.
It was open to DP Humphries to find that the disability referred
to in rule 5.1(b) of the Supports Rules applies to any disability
with which a
person permanently lives. He did not find this, instead using the word
“presently” which imports a temporal link between a
person’s disability and the reasonable and necessary supports in their
current plan.
This may be a disability which is present at the current time but
may not have been present at the time a person was granted access
to the scheme,
or at another later time.
- The
Tribunal notes judicial reasoning in the Federal Court of Australia decision in
Mulligan v National Disability Insurance Agency [2015] FCA 544
(Mulligan), in which Mortimer J stated:
It is clear from the legislative scheme that the decision whether a person is
or is not a participant is the threshold decision under
the scheme, and the
decision which enables access to the majority of benefits and funding available
under the NDIS. However, what
benefits and supports are provided, and how they
are funded is subject to a separate decision-making
process.[44]
- The
statutory task of deciding whether access to the NDIS should be granted, and the
statutory task of deciding what are the reasonable
and necessary supports to be
funded in the SOPS are to be kept separate. The structure and provisions of the
NDIS Act do not import
the qualifications under the access criteria set out in s
24 (or s 25) into decisions about what supports are reasonable and necessary.
In
fact, judicial reasoning indicates that this is expressly not the case. If so,
continuing to import the requirements of s 24 of
the Act to inform decisions
about disabilities for which reasonable and necessary supports may be provided
may well be an error of
law.
- This
issue was considered recently by the Tribunal in the matter of
HRZI.[45] In that case, the
Tribunal found that reasonable and necessary supports are not limited to
supports for accepted impairments and
that there is no justification for the
narrow construction of the terms “disability” and
“supports” as favoured
by the
Agency.[46] Further, the provision
of reasonable and necessary supports and s 33 are not limited to impairments
which meet the disability requirements
set out in s 24 of the NDIS
Act.[47] The reasoning in relation
to this is referred to as the “Nexus
Issue”.[48] The Tribunal
noted that the NDIS Act provides for progressive decision-making by way of
variation, and that new impairments caused
by changes in medical conditions are
recognised in this manner, as there is no provision for a person to apply for
access to the
NDIS for a second or subsequent time in relation to additional
impairments.[49]
- The
Tribunal held that the words “disability” and
“impairment” are used for distinct purposes in the NDIS
Act and
should not be used interchangeably:
... A person’s disability may not be confined to or adequately
described as ‘an impairment’ to which it is attributable.
The
disability may be multifactorial and attributable to more than one impairment,
as the plain words in s 24(1)(a) clearly contemplate.
116. The word attributable has particular work to do. For the purposes
of s 24, it refers to a causal connection tween a person’s disability and
the impairment
or impairments from which it results. The threshold of
attributability does not import a sole cause test, requiring the person is
a
disability to be solely or only attributable to one or more impairments which
meet the thresholds in s 24(1)(a),(b),(c) and (d),
and it does not require all
impairments to which a person’s disability might be attributable to meet
those thresholds. The
threshold of attributability is met if the person has a
disability that is attributable to one or more impairments which meet those
thresholds...[50]
- In
HRZI, the Tribunal considered the reasoning in National Disability
Insurance Agency v WRMF,[51]
where the Court found that the supports to be provided to a person who qualifies
as a participant in the scheme are intended to accommodate
an individual’s
particular impairment and assist them to be a participating member of the
Australian community. In HRZI the Tribunal found that, in order for
supports to be provided or funded under the NDIS, it must be established that
the supports
are reasonable and necessary:
in the particular circumstances of the participant, taking into account what
has qualified the person as a participant, and the links
between a
person’s impairment and their full participation in the
community.[52]
- The
Tribunal rejected the Agency’s argument that reasonable and necessary
supports can only be provided in relation to impairments
which meet the access
requirements:
...the NDIA’s assertion supports must be viewed through the lens of a
participant impairment which meets the thresholds in s24(1)
or s 25(1)
misconstrues and unduly narrows the statutory focus on disability...
... the key determinant which must steadily be kept in mind is the essential
nexus between the support and the person’s qualifying
disability.
If the support is established as sufficiently related to the person’s
disability, on which their status as a participant relies, the
support may be provided or funded under the NIDS if all other essential criteria
and Rules are met.[53]
- Ultimately,
in HRZI, the Tribunal found that impairments which meet the thresholds in
s 24(1) or s 25(1) of the NIDS Act must be taken into account in
determining reasonable and necessary supports. Other impairments to which a
person’s disability is
attributable may be taken into account as long as
there is a sufficient relationship to the person’s disability and the
other
requirements set out in the NDIS Act and the
Rules.[54]
Respondent’s Submission on the reasoning on HRZI
- In
its preparation to determine this matter, the Tribunal came to the view that the
reasoning in HRZI, which may be seen to somewhat extend the position on
the provision of reasonable and necessary supports, would be relevant to the
determination of the reasonable and necessary supports which the NDIS should
provide to ZJSG. The conclusion reached by the Tribunal
in HRZI was quite
different to the position put by the Agency in that matter. Consequently, the
Tribunal asked the Respondent for submissions
on this aspect of the present
matter.
- The
Respondent maintained its position that “as ZJSG’s chronic pain
and Functional Neurological Disorder have not been shown, on the evidence, to
meet the s 24 disability
requirements that would give access to the NDIS if she
were not already a participant, supports cannot be funded by the NDIS to assist
her with these.”[55] The
Respondent noted the permanence is only one of the necessary criteria which
would be required to be met.
- The
Respondent submitted that the terms “disability” and
“impairment” are inextricably linked and that disability
is not
meaningful to the task of determining reasonable and necessary supports:
...disability is a term that encapsulates the effect of a person’s
impairments. A participant may have multiple impairments,
but will only have a
singular disability. The concept of disability does not, therefore, lend itself
to identifying and evaluating
supports that will assist a participant, rather
this needs to be based on their impairments.
In HRZI the Respondent submitted that for a support to be provided, it must
be intended to help the participant with an impairment
that would satisfy the
eligibility criteria for access to the NDIS. This position recognises the
importance of managing a participant’s
evolving needs, whilst avoiding
inequitable outcomes that would arise if supports had to be funded for any
impairment claimed, however
slight and temporary, purely because the person is
an NDIS participant after having gained access for an unrelated
disability.[56]
- The
Respondent referred to its current position as set out in the NDIS Guideline
‘Fair supports for your disability
needs’[57], which tells
participants and potential participants that if they ask for supports to help
with impairments that were not part of
their access eligibility assessment the
Agency needs to be satisfied that the impairment would meet the access criteria.
This Guideline
notes that a person does not need to make a new access request if
they ask for supports to help with an impairment that was not part
of their
access eligibility assessment.
- The
Respondent did not think that the need for a relationship between the support
sought and a person’s disability, as set out
in HZRI was
sufficient:
... the Respondent contends that merely being an NDIS participant does not
entitle a person to supports for impairments that do not
meet the disability
requirements. If no threshold criteria apply, a participant could obtain
supports for transient impairments of
minor consequence. The Tribunal considered
rule 5.1(b) of the NDIS Supports for Participants Rules would avoid such a
situation,
but in the absence of other criteria a participant would only need to
claim it related to their disability to circumvent
this.[58]
- The
Respondent noted that its position is consistent with the reasoning in
VGCP. In relation to HRZI, the Respondent noted that the term
‘qualifying disability’ used by the Tribunal is not used anywhere in
the NDIS Act,
and the Respondent contends that the focus must be on compliance
with the actual legislative provisions. The Respondent submits that,
putting
aside the exceptional circumstances provided in s 21(2), a person will only meet
the access criteria in s 21, enabling them
to become a participant in the NDIS,
if they meet the requirements in s 24(1) or s 25(1). Having a disability
attributable to an
impairment will only satisfy s 24(1)(a), and a person cannot
become a participant on this criterion alone. The Respondent submits
that
“it is self-evident that there can be no ‘qualifying
disability’ other than a disability that has met all of the
‘disability requirements’ in s
24(1)”.[59] There is also
no provision which enables a participant to rely on impairments to which they
themselves may attribute their disability,
but which may not meet the disability
requirements, as a basis to entitle them to supports.
- The
Respondent noted that in support of its construction that a participant is
entitled to supports for their disability, including any impairments to
which it is attributable regardless of whether they meet the s 24(1) criteria,
in HRZI the Tribunal cited McLaughlin and Goodliff and National
Disability Insurance Agency [2021] AATA 5022 (Goodliff). The
Respondent submits that neither of those cases considered the question of
whether a participant would be eligible to receive supports
to address an
impairment that does not meet the disability criteria and that:
in McLaughlin the Tribunal expressly adopted the Respondent’s
submissions, which acknowledged that supports are not limited
to the specific
impairments that met the s 24 requirements at the time of the access decision.
The Respondent maintains this
position.[60]
- The
Respondent agrees that a person is entitled to receive supports in respect of
impairments that did not meet the s 24 requirements
at the time of the access
decision, “but submits it does not follow that a participant can
receive support for any impairments to which they attribute their disability,
however transient and minor those might
be.”[61]
- The
Respondent notes that the Tribunal went on to state in HRZI:
“If the support is established as sufficiently related to the
person’s disability, on which their status as a participant
relies, the
support may be provided or funded under the NDIS if all other essential criteria
and Rules are met.”
The Respondent considers this statement in HRZI accurately
reflects its position, which it explained as follows:
The ‘person’s disability on which their status as a participant
relies’ must, by necessary implication, be a disability
that meets the
requirements in s 24(1)) – otherwise they would not have become a
participant. It flows from this that supports
relating to a disability falling
within this description will also relate to impairments that meet the access
criteria, and such
supports can be provided (as long as other criteria are
satisfied).[62]
- The
Respondent did not accept the statement in HRZI to the effect that fact
finding for the purposes of a statement of participant supports “is
directed to the participant’s disability and related support
needs”.[63] The Respondent
found no support for that view in Chapter 3, Part 2 of the Act
(Participants’ plans). Moreover, the Respondent
considered that the
assessment of reasonable and necessary supports pursuant to s 34(1) requires a
level of specificity that could
not be met by considering the
participant’s overall disability and must instead take into account their
impairments to be meaningful.
Further, the Respondent submitted that in relation
to some subsections of s 34(1), the CEO could only be satisfied the criterion
is
met if the proposed support will assist with an impairment that would meet the
s24(1) requirements:
For example:
a. A support to help with an impairment that is temporary and/or does not
result in a substantial reduction in functional capacity
and/or does not affect
the person’s capacity for social or economic participation, is unlikely to
represent “value for
money in that the costs of the support are
reasonable, relative to both the benefits achieved and the cost of alternative
support”,
as required by s 34(1)(c);
b. Funding or providing a support to help with an impairment that is
temporary and/or does not result in a substantial reduction in
functional
capacity and/or does not affect the person’s capacity for social or
economic participation, would arguably not take
account of what it is reasonable
to expect families, carers, informal networks and the community to provide, as
required by s 34(1)(e);
c. A support to help with an impairment that is temporary and/or does not
result in a substantial reduction in functional capacity
and/or does not affect
the person’s capacity for social or economic participation, is unlikely to
be most appropriately funded
or provided through the NDIS, as required by s
34(1)(f). [64]
- The
Respondent maintained the position that disability and impairments can only be
considered in unison, and supports are approved
to help with a
participant’s impairments rather than being aimed at a singular, overall
disability:
This approach means changes to impairments over time can be managed, without
being constrained to considering only the disability
and impairments evident at
the time the person became an NDIS participant. At the same time, the Respondent
contends that supports
can only approved for impairments meeting the
requirements of ss 24(1) or 25(1), otherwise a participant could claim supports
for
any impairment to which they attribute their
disability.[65]
Consideration
- There
is no definition of the term “disability” in the NDIS Act. The
context in which it is used, including in s 24, makes
it clear that the NDIS Act
contemplates many types of disabilities, some of which will meet the criteria
for access to the Scheme,
and some of which will not. Mulligan states
that the provisions of s 24 are merely a threshold test. The severity and
permanency of a person’s condition, and the
effects of that condition are
measured for this purpose using the concept of
impairment.[66] Consequently,
‘[t]he assessment to be undertaken is avowedly functional, and
multifaceted’.[67]
- The
matters which must be included in a participant’s plan are set out in s 33
of the NDIS Act. This section says that a person’s
SOPS must include both
general supports and reasonable and necessary supports. The provision of
reasonable and necessary supports
are set out in s 34 of the NDIS Act. Neither
of these sections use the terms “disability” or
“impairment”.
Nor do they prescribe or proscribe an assessment of
impairment being one of the mechanisms by which the Agency forms a view about
the supports which should properly be provided. In deciding whether or not to
approve a SOPS, the CEO of the Agency must have regard
to the participants
statement of goals and aspirations; have regard to relevant assessments
conducted in relation to the participant;
be satisfied as mentioned in section
34 in relation to the reasonable and necessary supports that will be funded and
the general
supports that will be provided; and apply the Rules (ss 33(5)).
-
The Tribunal considered the position taken in HRZI and the
Respondent’s submissions (which essentially mirrored the
Respondent’s submissions in HRZI), and came to the view that the
positions are not nearly as different as they first appear. The focus of the
NDIS Act is squarely
on disability. The provision of supports to a participant,
including reasonable and necessary supports, is undertaken, in part, for
the
purpose of supporting the independence and social and economic participation of
people with a disability (ss(3)(c)) and to promote
provision of high quality and
innovative supports that enable people with disability to maximise independent
lifestyles and full
inclusion in the community (ss(3)(g)) as set out in the
Objects of the NDIS Act. This presupposes that people with a disability face
barriers in independence, social and economic participation and full inclusion
in the community due to their disability. Some of
the objects of the NDIS Act
are to support people with a disability to overcome these barriers by the
provision of both general,
and reasonable and necessary, supports. The object of
the NDIS Act is not to address impairments, but disability.
- The
Tribunal agrees that reasonable and necessary supports must be provided for the
purpose of a person’s disability. It also
finds that there is no bar in
the NDIS Act which would prevent the Agency using the concept of impairment as a
type of “shorthand”
to help it fully understand and address the
supports a participant requires. Given the requirement in ss33(5) for the CEO to
have
regard to relevant assessments conducted in relation to the participant it
is likely that some, if not all, of these assessments
will be functional in
nature and therefore directed to a participant’s level of impairment.
Nonetheless, it is a person’s
disability to which the supports to be
provided must relate. This, as a concept, sits at a higher level than a
person’s impairment
and is essentially the sum of their impairments,
having regard to how the impairments interrelate and affect each other at any
point
in time.
- This
brings the Tribunal to the question of whether or not a participant (whose
ongoing participation is not in dispute) is entitled
to supports in respect of
any disability with which they may presently be living or only
disabilities that meet the access requirements set out in s 24 and s 25 of the
NDIS Act.
- Given
the judicial guidance that the threshold test of access is an entirely separate
decision to those decisions in relation to reasonable
and necessary supports to
be provided to a participant,[68]
and the existing jurisprudence in this Tribunal, the Tribunal could only form
the view that a participant is entitled to seek supports
in respect of any
disability with which they are presently living. While the Tribunal accepts that
the Agency needs some criteria
by which to determine whether or not a support
should be provided, a person’s impairment or the nature of their
disability
in the form of its severity or longevity are not the correct
criteria. This does import the considerations for the first decision
in relation
to access into the second decision about the supports to be provided. The Court
has held that these two decisions are
separate
decisions.[69] The criteria on which
to base the second decision exist in the form of s 34 of the NDIS Act and the
Support Rules. As the Respondent
has so accurately pointed out in their
submissions, the vast majority of requested supports for conditions of shorter
duration or
minimal severity would fall foul of the provisions of s 34 and the
Support Rules. They would likely not be found to be value for
money or to be
best provided by the NDIS.
- The
requirements in s 34(1) have been said to be both “stringent” and
“cumulative” in that each one of them
must be met in relation to
each claimed support.[70] Unless the
decision-maker is positively satisfied that the criteria have all been met in
respect of a given claimed support, the
decision-maker is bound to decline to
approve that claimed support.[71]
This is a difficult test, which means that many claimed supports will not be
approved.
- It
is uncontroversial that a participant may be provided with reasonable and
necessary supports in respect of disabilities which meet
the access criteria in
s 24 or s 25 of the NDIS Act, even if those disabilities were not apparent at
the time of the access request.
The Tribunal finds that a participant may also
be provided with reasonable and necessary supports in relation to any disability
with
which they are presently living, subject to the requirements of s 34 of the
NDIS Act and the Support Rules being satisfied.
REASONABLE AND
NECESSARY SUPPORTS
- ZJSG’s
current NDIS plan, dated 18 January 2023 contains the
following:
My goals
Short-term goal
To be able to live in a safe environment with as much independence as
possible.
How I will achieve this goal
|
How I will be supported
|
I will complete tasks with as much
independence as possible and seek
assistance as I require.
|
· I will work collaboratively with my
support network who will identify
support services, assess, and
implement strategies.
· My support network will liaise with
my service providers regarding
any required training or ongoing
implementation.
|
How I will achieve this goal How I will be supported
Short-term goal
To increase my mobility, muscle strength and stamina to improve my overall
stability and
reduce the risk/frequency of falls and pain.
How I will achieve this goal How I w
How I will achieve this goal
|
How I will be supported
|
I will follow through with recommended
strategies to maximize my activities safely,
reduce pain caused by my condition,
and help train and educate me and my
carers to work within the framework of the
strategies provided, so that I can increase
my participation in daily living activities.
I will continue to utilize current assistive
technology and explore any additional
aids that may suit my needs. I will
ensure equipment is well maintained for
prolonged use.
|
· I will work collaboratively with my
support network who will identify
support services, assess, and
implement strategies.
· My support network will liaise with
my service providers regarding
any required training or ongoing
implementation.
|
Medium or long-term goal
To be able to safely access appointments in the community to maintain my
overall health and wellbeing without relying on my father
for
assistance.
How I will achieve this goal
|
How I will be supported
|
I will identify outings and activities that I
enjoy and will develop a weekly routine
with community access opportunities.
|
· I will work collaboratively with my
support network who will identify
support services to assist me to
connect with my community and
match my needs with support persons
and programs.
|
How I will achieve this goal How I will be supported
Medium or long-term goal
To move to a home that is suited to my needs and increases my overall
safety.
How I will achieve this goal How I will be supported
How I will achieve this goal
|
How I will be supported
|
I will review my support needs and
personal requirements and consider what
will best suit all my needs.
|
I will work collaboratively with
my mainstream supports and my
recovery coach, who will provide
assistance with sourcing alternative
accommodation options.
|
- For
a requested support to be funded it must meet both the provisions of s 34 of the
NDIS Act and the Support Rules. Regard must be
had to ZJSG’s statement of
goals and aspirations. While there is no formal onus of proof on ZJSG, ZJSG must
be able to put
forward sufficient evidence that the Tribunal is positively
satisfied that all the statutory requirements are
met.[72]
Funding of
parrot as assistance animal
- The
first support requested by ZJSG is that her eclectus parrot be recognised as an
assistance animal and funded for maintenance costs
and continued upkeep. In the
document ‘Avian fees’, ZJSG estimates these expenses at $13,494.00
per year.[73] This includes expenses
such as $1,000.00 per year in veterinary fees; $1,200.00 per year for fruit;
$2,264.00 per year for vitamins
and $4,800.00 for cleaning. In support of this
request ZJSG has provided a statement about the benefit of the parrot to her and
the
activities the parrot performs which in her mind differentiate it from a
pet;[74] a report from Tailai
O’Brien, trainer and behaviour consultant at an animal hospital, dated 4
November 2020,[75] about the
benefits of the eclectus parrot as an emotional support animal; and a letter
from Dr Gregory McLean, psychiatrist, dated
6 September
2020,[76] which says that the use of
ZJSG’s companion animal (the parrot) “is a valuable factor for
the treatment of her mental illness” as it will assist her to improve
her self-esteem and independence and therefore reduce her vulnerability to
relapse.[77]
- ZJSG
also provided two versions of the NDIS assistance animal template - one
completed by an occupational therapist, Ms Evans, and
one completed by
ZJSG.[78] Ms Evans reports that
during her assessment the parrot positioned himself to always be within three
metres of ZJSG and was observed
following or flying to be within a close
distance as ZJSG moved around her home. Specifically, Ms Evans states that the
provision
of the requested support would assist ZJSG with emotional regulation
by de-escalating heightened mental health episodes. Ms Evans
further states that
ZJSG has “not made an attempt on her life” since she has had
the parrot.[79]
- Ms
O’Brien states that the eclectus parrot can be used for both animal
assisted therapy and as an emotional support
bird.[80] Ms O’Brien states
that she has conducted an unspecified assessment with the parrot and that he is
capable of cognitive behaviours
such as screeching loudly to alert ZJSG the
washing machine has finished its cycle and that the food in the microwave is
ready; or
when there is someone at the
door.[81] Ms O’Brien states
that the parrot is a constant companion, and flies to be within sight of ZJSG at
all times when she is at
home. Ms O’Brien states that the parrot is
“highly recommended for Emotional Support Bird programme
funding”.[82]
- ZJSG
says that the parrot is comparable to an assistance animal by assisting her as
follows:
a) De-escalating her mental health episodes by providing
an immediate distraction and re-assuring her in times of extreme anxiety;
b) Providing comfort by flying to be beside her when she becomes distressed;
c) Wearing a harness which attaches to ZJSG’s wrist when leaving the
house, so assisting with community access;
d) Providing a barrier to other people if needed;
e) Using his ‘alarm screech’ in times of danger (for example when
people have tried to break into the house);
f) Using his ‘reminder’ screeches (for example when the microwave
or washing machine beeps);
g) Assisting with her overall mental health; and
h) Caring for the parrot provides ZJSG with a routine and motivation to
complete self-care tasks.[83]
- ZJSG
contends that the comparable support would be a psychiatrist 24 hours per day, 7
days a week.[84] She also notes that
the parrot has a life span of up to 45 years, which is much more than a dog,
being the more normal type of assistance
animal, and therefore the parrot is
value for money.[85]
- ZJSG
has had the parrot for around ten years. The parrot provides her with
companionship and emotional support and has been trained
to fly to her when it
senses she is distressed. She generally interacts with the parrot at home, but
does have a harness to take
him out. The Tribunal accepts that ZJSG subjectively
feels better with the parrot around and that the need to care for the parrot
assists her to maintain some sort of routine. The Tribunal accepts that the
parrot is able to provide ZJSG with emotional support.
- The
Respondent’s position is that the parrot does not meet the criteria to be
classified as an assistance animal and there is
no evidence base for an eclectus
parrot to be an assistance animal. The Respondent’s view is that the
parrot does not assist
ZJSG with social and economic participation as her main
interaction with it is at home. It also rejects her claim that the alternative
support would be a “psychiatrist 24 hour 7 days a week”. The
Respondent states that costs claimed are approximately five times the costs of
maintaining an assistance animal, and
that there are other, cheaper, supports
which are likely to be effective and beneficial. Therefore, the parrot could not
be seen
as value for money. The Respondent is of the view that the expenses for
the support of the parrot cannot be funded by the
NDIS.[86]
- The
Respondent referred the Tribunal to the Agency’s Operational Guideline,
Assistance animals including dog guides (the Assistance Animals
guideline), with respect to funding of assistance animals under the NDIS.
The Assistance Animal guideline states that:
An assistance animal is an animal specially trained by an accredited
assistance animal provider to help you do things you can’t
do because of
your disability. These are things the animal wouldn’t naturally do
otherwise, like guiding you through crowded
places.
It’s an animal that actively helps you to do things you previously
couldn’t do because of your disability. It’s
not an animal or pet
used for therapeutic or companion support, even if you’ve trained it to do
some tasks for you. We also
know animals can be good for helping with routines
and for social engagement, but these things alone don’t mean it meets the
definition of an assistance animal.
- The
Respondent submitted that to assist with assessing whether funding should be
provided for an animal as a reasonable and necessary
support, the Assistance
Animal guideline adopts the recommendations of a report produced by La Trobe
University (the La Trobe
Report).[87] This report
distinguishes the term ‘assistance animal’ and other terms,
including ‘emotional support animal’.
Relevantly, the term
‘emotional support animal’ is described as being applicable to:
... an animal that provides some sort of emotional benefit for a person with
a diagnosed mental illness or condition that has been
confirmed by an
appropriate health care professional. This illness or condition may or may not
constitute a disability. Emotional
support animals appear to be functionally
indistinct from companion (for example; pet) animals, except that the owner must
have a
diagnosed mental illness. Unlike assistance animals, emotional support
animals typically do not have public access rights in Australia,
and no specific
training for disability support or public access is
required.[88]
- The
Respondent notes that the example given of an emotional support animal in that
document, for the purpose of the definition, is
an eclectus parrot used to
support a returned soldier who had been diagnosed with post-traumatic stress
disorder. The soldier finds
that being around the eclectus parrot makes her feel
better. The parrot in that example did not have any specific training and the
soldier did not take the parrot with her when she left the house. The example
notes that the soldier’s treating psychiatrist
was impressed with her
improvements, and agreed that the parrot probably had a lot to do with
it.[89]
- The
La Trobe report definition, which is that used by the NDIS, defines an
assistance animal as:
an animal that is trained to perform at least three tasks or behaviours which
mitigate the effects of a person’s disability.
These tasks may or may not
be demonstrable on command, depending on the person’s specific needs. They
must also be trained
to a high level of
obedience.[90]
- The
Assistance Animal guideline states, with respect to the tasks that an animal may
perform to help to mitigate the effects of the
owner’s disability:
When we talk about the tasks the assistance animal does to help you, we mean
active things that:
• the animal wouldn’t naturally do that help you manage your
disability
• mean you need less of your other funded supports.
The tasks might be things like:
• open and close doors or fridges
• open and close drawers or cupboards
• pick up dropped items
• reassure you in times of extreme anxiety such as helping you to leave
your home when you’re too frightened to go out
• press the button at traffic lights
• take clothes out of the washing machine
• help you find your way around safely, including stopping at kerbs and
stairs
• guide you through crowds
• find a spare seat on a bus
• help you find doors on cars and trains
• blocking or being a barrier to other people if needed.
37. There is also an expectation that an assistance animal will be trained to
a high level of obedience so that they can safely go
to public places that are
typically off-limits to animals, such as a train station, café or
shops.[91]
- The
Respondent submits that the Assistance Animal guideline states that although
consideration will always be given to the individual
situation, generally an
animal will not be funded if it does not meet the definition of an assistance
animal or dog guide. An animal
that does not meet those definitions is
“unlikely to be a disability-related support, effective and beneficial,
or value for
money”.[92]
- The
Agency explains what type of animal can qualify as an assistance animal on its
website.[93] This says that
generally, the NDIA will only fund an assistance animal which has passed, or
will pass, each state or territory’s
Public Access Test. This ensures that
the animal is suitable to accompany and support a participant as they
participate in the community.
- The
Respondent further submits that in determining whether funding for an assistance
animal is effective and beneficial, the Assistance
Animal guideline notes that
it is necessary to have regard to evidence from research. This is consistent
with rule 3.2 of the Supports
Rules, which states:
In deciding whether the support will be, or is likely to be, effective and
beneficial for a participant, having regard to current
good practice, the CEO is
to consider the available evidence of the effectiveness of the support for
others in like circumstances.
That evidence may include:
(a) published and refereed literature and any consensus of expert opinion;
(b) the lived experience of the participant or their carers; or
(c) anything the Agency has learnt through delivery of the NDIS.
- The
Respondent refers to a further report by La Trobe University - Reviewing
Assistance Animal Effectiveness, Final Report to National
Disability Insurance
Agency, 30 September 2016 – which states:
... all existing research on [assistance animals] focuses entirely on
dogs. No other species is represented in the literature, even
though horses and
monkeys are sometimes used as AAs overseas and other animals, such as guinea
pigs, have been shown to have positive
effects on relevant outcomes, such as
lowered arousal in children with ASD, in other
settings.[94]
The
Respondent submits that there is no scientific or peer reviewed evidence before
the Tribunal with regard to the ability of eclectus
parrots, or other birds, to
perform the role of an assistance animal. The Tribunal agrees with this
proposition. No scientific or
peer-reviewed evidence of an eclectus parrot
performing the role of an assistance animal has been put before the Tribunal.
Taken
at its highest, the evidence of Ms O’Brien is that eclectus parrots
may be used as therapy or emotional support animals, which
are not the same as
assistance animals.
- The
Respondent also contends that for the most part the tasks performed by the
parrot are not related to ZJSG’s disability:
...For instance, neither acting as an alarm in times of danger, nor
activating ‘reminder screeches’ to alert the Applicant
to signals
from household appliances are related to the Applicant’s disability. It is
also not clear how blocking or providing
a barrier against other people would be
related to the Applicant’s disability. To the extent that these tasks may
be related
to the Applicant’s disability, there does not appear to be any
independent evidence verifying the performance of the tasks.
Although Ms
O’Brien stated in her report that the parrot is capable of screeching
loudly to alert the Applicant, it is not
clear that Ms O’Brien observed
the parrot performing that
task...[95]
- The
Respondent acknowledges that the parrot assists ZJSG with respect to her mental
health and anxiety, but submitted that is not
sufficient to satisfy the
requirement of the Assistance Animal guideline that an animal:
...performs three specific tasks that ‘alleviate the effect’ of
the Applicant’s disability. Furthermore, the assistance
provided by the
parrot with respect to distracting, re-assuring, and comforting the Applicant
does not appear to involve the parrot
performing active tasks at all, as opposed
to the parrot providing comfort to the Applicant by its
presence...[96]
- The
Respondent also notes that there has been no evidence provided in respect of any
training the parrot has received to perform specific
tasks or any other training
by an appropriately qualified and accredited assistance animal provider, and no
evidence that the parrot
has completed a public access test. ZJSG states that
she has trained the parrot herself.
- The
Respondent states that ZJSG’s request for funding for the parrot is in the
context of an application which also includes
requests for increased funding for
support workers and psychology. Given that ZJSG has had the parrot for
approximately 10 years
there is no evidence that the parrot has resulted in a
decreased need for other
supports.[97] Further, the
Respondent states that the Assistance Animal guideline states that the average
funding for maintenance costs for assistance
animals is $2,725.99 per year.
While ZJSG has provided a budget, she has not provided receipts or invoices or
any professional reports
in relation to costs, and it is unclear why the costs
of maintaining the parrot are estimated to be $13,494.00 per
year.[98]
- With
respect to Rule 5.1(d), on the basis that ZJSG’s parrot is not an
assistance animal, the Respondent contends that the costs
of the upkeep and
maintenance of the parrot is a day-to-day living cost that is not attributable
to ZJSG’s disability support
needs. For the purposes of Rule 5.2, the
Respondent contends that the costs of the upkeep and maintenance of ZJSG’s
parrot
is neither an additional living cost incurred solely and directly as a
result of her disability needs nor ancillary to another support
that is funded
or provided under ZJSG’s
plan.[99]
- The
Tribunal notes that the NSW Office of Local Government is responsible for
registering assistance animals in NSW. It says that
an assistance animal in NSW
is a dog or other animal that is either:
- accredited
under a law of a State or Territory that provides for the accreditation of
animals trained to assist a person with a disability
to alleviate the effect of
that disability; OR
- accredited
by an animal training organisation prescribed by the Commonwealth; OR
- trained
to assist a person with a disability to alleviate the effect of that disability,
and, to meet standards of hygiene and behaviour
appropriate for an animal in a
public
place.[100]
- There
are currently no laws allowing the accreditation of assistance animals in NSW.
There is no evidence before the Tribunal that
ZJSG has applied to have her
parrot registered as an assistance animal in NSW or has completed a public
access test. The Tribunal
cannot speculate whether she would be successful in
obtaining such registration.
- There
are several types of animal companions. Pets, therapy animals, emotional support
animals and assistance animals are all types
of animal companions that offer
support to people. “Emotional support animal” describes an
animal that provides support for a person with a diagnosed mental illness or
condition. Ms O’Brien
and Dr McLean have both described the parrot as
either an emotional support bird or a companion animal. The Tribunal accepts
that
ZJSG has provided her parrot with some training and that she is also able
to take the parrot out of the house. Nonetheless, it could
not be satisfied that
the parrot meets the training and public access requirements to be an assistance
animal. Nor could it be satisfied
that an eclectus parrot could even be trained
to be an effective assistance animal in accordance with the definition of that
term.
The Tribunal has no doubt that ZJSG receives a benefit from her
relationship with the parrot and that it does assist her to maintain
her
emotional regulation and a routine. This is not enough for it to be considered
an assistance animal. ZJSG’s parrot appears
to be an emotional support
animal. Emotional support animals are not funded by the NDIS.
- Further,
ZJSG says that the comparable support to her parrot is access to a psychiatrist
24 hours per day, seven days per week, but
there is no other evidence that this
is the case. There was also no evidence provided that the parrot is more
effective and beneficial
than other comparable supports. ZJSG contends that the
parrot is better value for money than a conventional assistance animal due
to
its prolonged lifespan, but the Respondent has pointed out that the claimed
expenses for the parrot are around five times that
of a normal assistance
animal, with no invoices or receipts provided. The quantum of the expenses
claimed mitigate against any benefits
which could be obtained by the animal
living longer.
- There
is limited evidence before the Tribunal that, although ZJSG has owned the parrot
for around 10 years, it has reduced her reliance
on other supports. It does
appear that she is less inclined to experience suicidal ideation, but she still
says that she sees a psychiatrist
weekly and is seeking increased support for
psychology. ZJSG mainly interacts with the parrot at home, so the Tribunal could
not
be satisfied that the parrot facilitates ZJSG’s social and economic
participation.
- The
Tribunal finds that ZJSG’s parrot is likely not an assistance animal, but
an emotional support animal. It also finds that
the parrot does not assist ZJSG
to undertake activities to facilitate her social and economic participation; is
not value for money;
and that there is insufficient evidence to find that it is
effective and beneficial having regard to current best practice. Subsections
34(1)(b); 34(1)(c); and 34(1)(d) of the NDIS Act are not satisfied. This is not
a reasonable and necessary support and cannot be
funded by the
NDIS.
Fortnightly psychology sessions
- ZJSG
has requested fortnightly psychology sessions. Her evidence is that she already
attends weekly psychiatry appointments and that
a psychosocial recovery coach,
who is funded by the NDIS, has been helpful to
her.[101] Evidence from her
general practitioner shows that she was referred to a pain psychologist and
appears to have attended one appointment
in around January
2023.[102] This appears to have
been subsequent to a GP mental health care plan of 18 January
2023.[103] The clinical notes from
St Vincent’s pain management service and the Royal Hospital for Women also
show that ZJSG has been
offered multidisciplinary pain management and pain
psychology through the public health
system.[104] There is no report in
evidence from the pain psychologist ZJSG attended.
- The
independent occupational therapist who reviewed ZJSG noted in her report of 31
March 2023 that ZJSG was not currently attending
psychology as it “did
not work in the
past”.[105]
- While
ZJSG’s general practitioner says that he is in support of her seeing a
pain psychologist,[106] there is
no evidence presented of why this attendance should be funded by the NDIS when
ZJSG presently has access to this through
multiple avenues in the health
system.
- Dr
McLean notes that ZJSG has been a patient of his for many years and regularly
attends for therapy.[107] He has
made no recommendations for ZJSG to have additional psychological support. Dr
Chow, ZJSG’s gynaecological pain specialist
has signed a letter indicating
he is in support of ZJSG receiving pain
psychology.[108]
- The
Respondent accepts that the level of psychological support available to ZJSG
under the health system is likely to be inadequate
for her needs in addressing
the primary disability for which she was granted access to the NDIS. Her current
plan does not include
psychology but does include access to a psychosocial
recovery coach.
- The
Respondent proposes that it is reasonable and necessary for the NDIS to provide
16 hours per annum of psychology services (being
12 hours of psychology, 2 hours
of report writing and 2 hours with a mental health occupational
therapist),[109] plus 75 hours per
annum which ZJSG can elect to use to fund her preferred combination of
psychosocial recovery coaching and support
coordination.[110] The Tribunal
notes that, in combination with the psychology services that are available to
ZJSG if she re-engages with the pain management
program and continues to access
her GP mental health referrals, this combination of supports would far exceed
that which has been
requested by ZJSG.
- The
independent occupational therapist who reviewed ZJSG noted that ZJSG may benefit
from re-engagement with psychology to provide
her strategies for regulating her
emotions and how to cope and manage her anxiety, stress, and depression on a
daily basis.[111] She did not make
any recommendation on the number of hours of psychology supports ZJSG should
access. The Tribunal notes that at
that time ZJSG was not having any psychology
as she believed it did not work. There is limited evidence to indicate that
psychology
will be effective and beneficial for ZJSG if she is of the opinion
that it is no use to her and does not engage in the work that
is required of a
patient. Nonetheless, as ZJSG seeks this support, and the Respondent is of the
view that it is worth funding to
some extent in ZJSG’s case, the Tribunal
agrees that it is certainly worth trying although there would need to be
reporting
indicating that ZJSG was benefiting from the provision of psychology
for it to be funded on an ongoing basis.
- For
the purposes of determining that a support is reasonable and necessary, s 34 of
the NDIS Act specifies that the support must meet
all the criteria set out in s
34(1). This includes that the support represents value for money s 34(1)(c) and
that the support is
most appropriately funded or provided through the NDIS s
34(1)(f). Given that ZJSG has psychiatric conditions which are being managed
through the health system and that there is some psychological support
(including pain psychology) available to her through both
the public hospital
system and the GP mental health referral scheme, the Tribunal could not be
satisfied that the provision of fortnightly
psychology and pain psychology to
ZJSG through the NDIS would represent value for money, or that the provision of
such support is
most appropriately funded by the NDIS.
- The
Tribunal is of the view that the offer made by the Respondent of 16 hours per
annum of psychological support, plus 75 hours per
annum of psychosocial recovery
coaching and support coordination is generous and when combined with the other
services available
to ZJSG through the health system is sufficient to make an
effective trial to see if ZJSG derives any benefit from the addition of
psychological therapy outside what is available to her in the health
system.
- The
Tribunal is satisfied that the Respondent’s proposal provides ZJSG with a
level of psychological support which will assist
her to meet her goals and
aspirations; improve her social and economic participation; and takes account of
what it is reasonable
to expect other networks and systems to provide. The
support is intensive enough that it is likely to be effective and beneficial
for
ZJSG, having regard to current good practice, as long as she engages fully in
the recommended therapies and accesses support
coordination. The Tribunal is
satisfied that this support also represents value for money.
- The
Tribunal therefore finds that the provision of 16 hours per annum of
psychological support and 75 hours per annum for ZJSG to
use on her preferred
combination of psychosocial recovery coaching and support coordination are
reasonable and necessary supports
that meet the statutory provisions set out in
s 34 of the NDIS Act, and so should be included in ZJSG’s
plan.
Weekly podiatry; 20 hours per annum of occupational
therapy; and 84 hours per annum of exercise physiology
-
ZJSG seeks weekly podiatry appointments with consumables such as compression
socks and orthotics. The provided quote for two years
of podiatry and
consumables is $19,938.18.[112]
The letter from Kelly May, podiatrist, dated 10 March 2022, says that ZJSG has
attended the clinic for the past year for the management
of cramps in her legs
and feet and for improvements in strength and proprioception in her lower legs.
She uses compressive socks
and orthotics and Ms May reports that ZJSG
“would like to visit the clinic either weekly or fortnightly for 1 hour
to incorporate lower limb stretch and flexibility training,
as well [as] soft
tissue work”[113]
She gives no opinion about what treatment ZJSG actually needs, and only
repeats what ZJSG has told her that she would like. She gives
no indication of
how frequently ZJSG has attended the clinic and although she says that ZJSG
reports significant improvements there
is no indication that any testing or
functional assessment has been done which would indicate that this is actually
the case. The
letter does not make clear what medical condition or disability
may be treated by ZJSG’s attendance at podiatry and provides
no evidence
about ZJSG’s needs but instead reports her wants.
- The
Respondent notes that ZJSG's current Improved Daily Living budget provides
$5,816.00per annum which can be used flexibly by ZJSG to access
strategies to increase ZJSG’s functional daily living skills/mobility,
strength
and stamina and positive behaviour skills. This funding is equivalent
to 30 hours of Occupational Therapy but as this funding can
be used flexibly,
ZJSG is not restricted from using this funding for other therapies, including
podiatry. The Respondent further
notes that ZJSG is provided with $500.00 per
year from her Capacity Building budget which can be used for repairs and
maintenance
to orthotics.[114] The
Respondent submitted that ZJSG already has sufficient funding to allow her to
access podiatry if she so wishes.
- The
Respondent ultimately offered a total of 60 hours per annum for ZJSG to spend
flexibly as she wished on a combination of occupational
therapy, physiotherapy
and podiatry, based, in part, on the recommendations of Ms Manlapid, the
independent occupational therapist.
Ms Manlapid reports that ZJSG was observed
to have reduced mobility and standing balance and tolerance. She was observed to
have
a left side limp and use a walking stick to mobilise around the home and to
assist with transfers from low surfaces. Ms Manlapid
was of the opinion that
ZJSG is at a very high risk of falls due to her reduced mobility and balance on
uneven
surfaces.[115].[116]
ZJSG reported that she has had a number of falls where she has sustained broken
bones.[117] Ms Manlapid notes that
ZJSG commenced to see a podiatrist after a fall in which she hurt her toe and
was required to wear a cam boot.
She is reported to have seen the podiatrist
weekly for a period of time.[118]
Ms Manlapid recommends that ZJSG continue to receive podiatry, but makes no
recommendation about the frequency or number of hours
necessary.[119]
- On
the evidence before it, the Tribunal was unable to form a view that weekly
podiatry appointments and associated consumables represent
value for money or
are effective and beneficial for ZJSG. While she may like to attend weekly
appointments, that is entirely up to
her. There has been no evidence put before
the Tribunal as to ZJSG’s need for the frequency of sessions or the
relatively high
amounts of consumables (20 pairs of compression socks and 14
pairs of orthoses and covers) set out in the
quote.[120] The Tribunal could not
find that the proposed program is value for money (ss 34(c)). While it is likely
that some hours of podiatry
and consumables would be effective and beneficial
for ZJSG, it is unclear how many. It may be that flexible hours which can be
used
for a number of therapies, as proposed by the Respondent, would be the best
way to accommodate such an uncertain need.
- Ms
Manlapid has also recommended that ZJSG receive 25 hours per annum of
occupational therapy, and unspecified hours of physiotherapy
and exercise
physiology.[121] The Respondent
has accepted that it is reasonable and necessary for ZJSG to receive both
occupational therapy and physiotherapy,
but not exercise physiology. Ms Evans,
the occupational therapist retained by ZJSG for the purpose of seeking a
transfer from her
housing property to one which is more suitable has recommended
that ZJSG receive occupational therapy, psychology, psychiatry, podiatry
and
physiotherapy for pain
management.[122] She recommended
that ZJSG received 20 hours per annum of occupational therapy plus an additional
10 hours for assistive technology
applications. She did not recommend exercise
physiology.
- ZJSG
has not requested physiotherapy, but both occupational therapists have indicated
that she requires it, and the Respondent has
indicated that it agrees with this
assessment. ZJSG already accesses pelvic physiotherapy through a public
hospital, but this only
treats one aspect of her disability. Given her chronic
pain and mobility impairments, the Tribunal accepts that physiotherapy is
a
conventional and evidence-based treatment for both issues, and agrees that some
amount of physiotherapy is likely to be effective
and beneficial for ZJSG. It is
also likely to be value for money and to assist ZJSG to meet her goals and
improve her social and
economic participation through reduced pain, increased
mobility and lowered falls risk due to muscle strengthening and therapy. The
Tribunal is satisfied that, generally, physiotherapy for ZJSG meets the criteria
set out in s 34, although there has been no recommendation
made for the number
of hours which should be provided.
- ZJSG
has requested 20 hours per annum of occupational therapy. Both parties appear
agreed that ZJSG requires occupational therapy,
and this view is supported by Ms
Manlapid:[123]
...[ZJSG] requires Occupational Therapy services to assess her functional
capacity on a yearly basis and to make suitable recommendations
for assistive
technology or home modifications to increase her independence and safety in the
home. [ZJSG] requires assistance with
her Housing relocation request and would
benefit from Occupational Therapy input for same. It is recommended she receive
up to 25x
hours of Occupational Therapy for assessments, AT trials, reviews,
liaisons with relevant parties, report writing and travel. This
is a cost of 25x
$193.99= $4,849.75, as per NDIS pricing guidelines...
- The
Tribunal notes that although it was open to Ms Manlapid to specify that ZJSG
requires mental health occupational therapy, she
has indicated that the type of
occupational therapy required is physical. The Respondent has not disputed the
requirement for occupational
therapy or specified that it must be for
ZJSG’s psychosocial disability. The Tribunal will return to this point
shortly.
- ZJSG
has requested 84 hours per annum of exercise physiology on the basis that she
was for a period attending exercise physiology
for 3 hours per fortnight. An
undated review report from Paul Cremen, exercise physiologist, says that her
sessions have been targeting
her anxiety and chronic pain and have included
stretching and strength exercises. He says that she has been provided with pain
education
and mindfulness. Mr Cremen states that ZJSG has consistently attended
her sessions and has been practising at home between sessions.
He indicated a
plan for pacing up her exercise tolerance and says that she requires continued
exercise physiology sessions for three
hours per fortnight “from now
until the end of her NDIS
Plan”.[124]
- ZJSG’s
pelvic pain physiotherapist, Ms Grassi, in a letter dated 7 April 2022,
recommends exercise physiology to support ZJSG’s
chronic pain. Ms Grassi
recommends weekly exercise physiology to provide supervision, structure and
support to explore movement options,
including a recently prescribed and taught
Tai Chi program. Ms Grassi recommends that initially intervention is provided
twice weekly,
with ZJSG participating in an additional session independently
before being tapered
down.[125]
- Neither
the exercise physiologist nor the pelvic pain physiotherapist attribute the need
for exercise physiology to ZJSG’s mobility
impairments or functional
neurological disorder, only her chronic pain.
- The
Respondent contends that there is insufficient clinical evidence to demonstrate
how exercise physiology, and in particular Tai
Chi, is effective support for
either psychosocial or physical impairments. The Respondent notes that the
Tribunal has previously
observed there is a “dearth of available
evidence on what constitutes current good practice in this apparently arcane
corner of science”.[126]
The Respondent contends that Tai Chi does not satisfy 34(1)(d) of the Act, that
the support will be, or is likely to be, effective
and beneficial for the
participant having regard to current good practice. There has been no evidence
presented to the Tribunal which
shows the effectiveness of this therapy, and no
functional assessments to show that it has been effective in ZJSG’s case.
The
Tribunal agrees with the Respondent’s position. The Tribunal also
notes that ZJSG’s NDIS plans have never included exercise
physiology, and
if she has accessed it, it has been by her own choice.
- The
Respondent notes that in McLaughlin, the Tribunal accepted that the cost
of consultation with an exercise physiologist for the purpose of preparing the
Applicant for
participating in Tai Chi classes was a reasonable and necessary
support pursuant to s 33. This was because the Applicant required
modified Tai
Chi exercises as a consequence of her physical disability. However, the Tribunal
found that the ongoing costs associated
with Tai Chi classes were a day-to-day
living cost and as such fell within scope of Rule 5.1(d).
- In
this matter, there is no evidence that the Applicant requires modified Tai Chi
exercises, and the Respondent contends that the
Tribunal cannot be satisfied
that the cost of a consultation with an exercise physiologist for the purpose of
preparing the Applicant
for participating in Tai Chi classes is a reasonable and
necessary support pursuant to s
34.[127]
- The
Respondent states that it is unaware of any recommendations from mental health
practitioners in relation to using exercise physiology
to manage psychosocial
impairments.[128] There was
certainly no evidence to this effect put before the Tribunal in this matter. The
Respondent contended that neither Mr Cremen
nor Ms Grassi are qualified to
comment on exercise physiology in relation to ZJSG’s psychosocial
impairments.
- To
the extent that exercise physiology may be used to support ZJSG’s chronic
pain, the Respondent submits that there is insufficient
evidence that
ZJSG’s chronic pain would meet the access requirements in s 24. The
Tribunal has already determined that ZJSG’s
chronic pain would not meet
the disability requirements in s 24 of the NDIS Act (at paragraph 43), as on the
present evidence it
could not currently be found to be a permanent condition.
This is not the test of whether or not ZJSG can receive reasonable and
necessary
supports in respect of it. The Tribunal has already explained its conclusion
that this is not a necessary precondition
for a reasonable and necessary support
to be provided, as long as a participant in the NDIS has a disability which
continues to qualify
them for access to the scheme. ZJSG does have such a
disability in the form of her psychosocial impairments. It then falls to an
examination of the requested support against the requirements of s34 of the NDIS
Act and the Support Rules to determine if the support
can be provided.
- Ms
Manlapid attributes ZJSG’s mobility impairments in part to her chronic
pain. The Respondent contends that there is insufficient
evidence that ZJSG
lives with a disability that is attributable to chronic pain. This seems to be
in the context of its own definition
of disability as a disability which meets
the access criteria in s 24 of the NDIS
Act.[129] The Tribunal is of the
view that there is ample evidence that ZJSG is presently living with a
disability which is attributable to
chronic pain. This may not be a
permanent disability.
- In
this case, the Tribunal is satisfied that exercise physiology will assist ZJSG
to pursue her goals, objectives and aspirations
to have greater independence and
safely access the community. It is also likely to facilitate her social and
economic participation
as it may improve her health. The Tribunal cannot find
that the support represents value for money. The benefits ZJSG receives from
this support have not been quantified and no alternative supports have been
considered. It may be that ZJSG could receive the same
benefits from a
home-based exercise program, gym membership or Tai Chi class. She has already
had considerable exercise physiology
and appears to be doing the recommended
exercises at home as well. It is not clear why ZJSG cannot receive similar
benefits from
lower cost alternatives.
- The
Tribunal has also been presented with no evidence in relation to current good
practice in relation to the management of ZJSG’s
chronic pain by exercise
physiology. It appears that she does have access to a multidisciplinary pain
management program, which is
likely to be able to provide her with similar, or
comparable, supports through the health system.
- The
Tribunal therefore could not be satisfied that 84 sessions of exercise
physiology satisfy the requirements of s 34(1)(c) and s
34(1)(f) of the NDIS
Act. If there is evidence provided that ZJSG requires a modified program, rather
than simply the type of pacing
program which is part of multi-disciplinary pain
management or a generalised personal training program, a consultation with an
exercise
physiologist may be appropriate.
- The
Respondent’s offer of 60 hours per annum that ZJSG can expend on any
combination of occupational therapy, physiotherapy
and podiatry presents the
Tribunal with something of a conundrum. The Respondent’s stated position
was that a person can only
receive reasonable and necessary supports in respect
of an impairment for which they either meet the access requirements or would
meet the access requirements. ZJSG has met the access requirements in relation
to her psychosocial impairment but not in relation
to any physical impairments.
The Respondent argues that her two physical impairments, chronic pain and
functional neurological disorder,
are not permanent and therefore ZJSG cannot
receive supports in respect of them. Nonetheless, it simultaneously maintains
the position
that it is reasonable and necessary to provide her with 60 hours
per annum of physical therapies. Why, if she has no physical impairments
that
meet the access criteria?
- ZJSG’s
current plan also includes funding for continence consumables and assistive
technology, neither of which are related
to the impairments for which she was
granted access to the Scheme or any other impairments that the Respondent has
submitted that
it recognises. In this particular matter, the Respondent appears
to hold the view that ZJSG is unable to receive supports which do
not directly
relate to her psychosocial impairments while already providing such supports.
This institutional cognitive dissonance
demonstrates that the position adopted
by the Respondent in its submissions does not accord with the Agency’s
operation in
practice. ZJSG is already receiving supports which are unrelated to
her psychosocial impairments. It is unsurprising that ZJSG is
therefore confused
about what types of supports she can access.
- The
Tribunal considered the positions of the parties carefully. As the Tribunal has
concluded that ZJSG is able to receive supports
in respect of any disability
with which she presently suffers, which includes chronic pain and functional
neurological disorder,
as long as she has at least one impairment which would
meet the access criteria, the Tribunal was satisfied that ZJSG is able to
receive occupational therapy, physiotherapy and podiatry as recommended. It
accepts the professional recommendation of Ms Manlapid
that ZJSG receive 25
hours of occupational therapy per annum. There are no clear recommendations in
relation to the number of hours
of podiatry or physiotherapy that ZJSG should
receive. The Tribunal notes that ZJSG is already accessing physiotherapy for
pelvic
pain through the public hospital system.
- On
the evidence before it, the Tribunal is satisfied that occupational therapy,
physiotherapy and podiatry will all assist ZJSG to
meet her goals and increase
her social and economic participation. All these types of therapy have a solid
evidence base, and Ms
Manlapid has independently verified that ZJSG requires
them. Ms Evans has also verified ZJSG’s need. Each therapy can produce
specific and measurable results within a reasonable timeframe and ZJSG’s
engagement in such therapies represents better value
for money than any of the
presented alternatives. They are likely to be effective and beneficial for ZJSG
and to coordinate with
the other therapy that she is able to access through the
health system. The Tribunal is satisfied that a combination of occupational
therapy, physiotherapy and podiatry satisfy all the criteria set out in s 34 of
the NDIS Act.
- In
the absence of more detailed evidence to the contrary, the Tribunal is satisfied
that it is reasonable and necessary for ZJSG to
receive monthly physiotherapy
and podiatry, with some additional allowance for more intense management during
periods of more severe
functional impairment. Allowing for 25 hours of
occupational therapy and additional report writing to verify ZJSG’s
progress
in all areas, the Tribunal is satisfied that the Respondent’s
proposal that ZJSG receives 60 therapy hours per annum which
she can use
flexibly for a combination of occupational therapy, physiotherapy and podiatry
is reasonable and necessary.
Consumables, medication and
furniture
- ZJSG
has requested various consumables and low-cost items. These include electric
toothbrushes, gabapentin, Band-Aids, a wetsuit,
UV swimsuit, towel, sunscreen,
sunglasses, a beach trolley, modified tools for gardening, a raised toilet seat,
a shower chair, orthotics,
eyeglasses, and an air purifier to prevent bird
fanciers’ disease.[130]
- The
Tribunal can see that these requested items generally fall into three different
groupings: assistive technology and continence
supplies; medication; and
day-to-day items. Each category of items is treated differently by the NDIS. The
Support Rules go into
this in more detail. Support Rules 5.1(d) states that the
NDIS will not fund day-to-day items. The Respondent has argued, and the
Tribunal
agrees, that the bulk of the items requested by ZJSG, including her beach
requirements and a new bed and furniture fall
into this category. While
ZJSG’s general practitioner has apparently supported the NDIS paying for
ZJSG’s beach related
items, he clearly does not have any detailed
knowledge of what the NDIS can actually fund. ZJSG may have medical
support for the NDIS to fund this, but this does not mean that it is
possible.
-
In relation to her request for the NDIS to fund the cost of PBS and non-PBS
medication, the Tribunal notes that Support Rule 7.5
specifically says that the
NDIS will not be responsible for the clinical treatment of health conditions,
including ongoing or chronic
health conditions. Medication is clinical treatment
of ZJSG’s ongoing or chronic health conditions and is specifically
precluded
from being funded. Medications are also more appropriately funded
elsewhere and so do not meet the requirements of s 34(1)(f). ZJSG’s
medication cannot be funded by the NDIS.
- In
relation to assistive technology, The Respondent advised that ZJSG’s Third
SOPS of 11 November 2021 included the following:
a) $4416.00 per annum in Capital Support for assistive technology rentals
(with a quote provided);
b) $800 per annum in Capital Support funding for bathing and toileting
assistive technology repairs and maintenance (no quote required);
c) $500 per annum in Capital Support funding for orthotics related assistive
technology repairs and maintenance (no quote provided);
and
d) $1000 per year in Capital Supports for low-cost assistive
technology.[131]
- The
Respondent contends that this represents sufficient funding to meet ZJSG’s
assistive technology requirements. On reviewing
ZJSG’s list of requested
supports, the Tribunal agrees.
- The
Respondent has also indicated that it is open to providing seven hours of
funding for a continence nurse assessment for ZJSG.
The evidence before the
Tribunal is that ZJSG has considerable issues with continence both of bladder
and bowel. She has referred
to being on a “liquid” diet on the
advice of a dietician at a dental hospital and having trialed a number of
different
continence
products.[132] Her continence
affects her functional capacity when she is out in the
community.[133] There is no
evidence before the Tribunal that ZJSG has recently had a formal continence
assessment, but given the issues being experienced
by ZJSG the Tribunal agrees
that the provision of a continence assessment would meet the criteria for a
reasonable and necessary
support set out in s 34 of the NDIS Act. Continence
consumables are already funded under the plan and the Fourth SOPS specifically
made an additional allowance in this respect.
- ZJSG
appears to be under the misapprehension that if the health system or some other
system cannot provide her with all the things
that she wants then the NDIS must
fill the gap. That is not the case. It is expressly not the role of the NDIS to
fill gaps in other
types of service
provision.[134] It is also
not the role of the NDIS to provide or fund items which are only tangentially
related to her disability, at best.
Support Work
- ZJSG
has requested 24 hours per week of assistance with personal and social
activities; 9 hours per week of cleaning assistance; and
7 hours per week of
personal assistance. This is 40 hours per week.
- The
Respondent advises that ZJSG is currently funded to receive:
a) $21,844.16 per annum in Daily Activity Funding which include three hours
per week for self-care weekday time; three hours per week
for assistance with
completing domestic activities; two hours per week for household cleaning; two
hours per week for yard and maintenance
cleaning;
b) $11,537.76 per annum in Social Community and Civic Participation which
includes four hours per week for assistance with accessing
the community; and
c) $1,784 per annum for transport
funding.[135]
- The
Respondent has indicated that an additional 11 hours per week of support worker
assistance for social and community participation
(a total of 15 hours); an
additional 4 hours per week in relation to personal care (a total of 7 hours);
and an additional 2.5 hours
per week for cleaning (a total of 4.5 hours) is
reasonable and necessary. This is 31.5 hours per week when the current supports
for
outside maintenance and completing domestic activities is included. They
incorrectly calculated its original position to have been
28.5 hours per week
and added an extra 1.5 hours per week to bring it to the minimum proposed by Ms
Manlapid.[136] In fact, their
original position was 30 hours per
week.[137]
- Ms
Manlapid has recommended that ZJSG receive up to 10 hours of support work per
week to assist with personal care and completing
domestic activities when she is
unwell. She has not clearly specified how much support ZJSG should receive with
these activities
when she is not unwell. She also suggests that she has domestic
cleaning assistance of up to 8 hours per week; weekly shopping assistance
of up
to 4 hours; outdoor lawn maintenance; and social and community participation
supports at least 2 to 3 times per week for 4
to 5 hours. This equates to
support hours of between 30 and 37 hours per week if ZJSG was always to receive
10 hours per week for
personal care and general household activities.
- Ms
Evans recommended that ZJSG receive:
Funding for increased support worker assistance including funding for at
least 8 hours cleaning/domestic support and a further 4 hours
per week to assist
[ZJSG] with community engagement and shopping
participation.[138]
- The
Tribunal notes that there is no independent evidence which would indicate that
ZJSG requires 40 hours per week of support work.
The Tribunal further notes that
the recommendation that ZJSG receive 8 hours per week of cleaning assistance by
Ms Manlapid includes
the considerable extra cleaning which is generated by the
parrot.[139] As the needs of the
animal have been found not to be appropriately funded by the NDIS, the costs of
cleaning the animal’s
cage and droppings cannot be funded except in so far
as they would be part of normal household cleaning.
- In
Ms Evan’s opinion, a total of 8 hours per week could be provided for
cleaning and domestic support. Domestic support is included
by Ms Manlapid in
her recommendation that ZJSG receive 10 hours per week to assist with personal
care and general household activities
when she is unwell. The Respondent agrees
with, and the Tribunal accepts, that ZJSG should receive 15 hours per week of
funding for
Social, Civic and Community Participation. This would allow ZJSG to
be supported in her community activities for five hours per day
on three days of
the week and is consistent with the recommendation of Ms Manlapid. ZJSG
currently has difficulty with accessing
the community due to her psychosocial
disability and continence issues. She needs to be supported to do so as
frequently and consistently
as she is able to manage. The Tribunal is satisfied
that 15 hours per week of funding for Social, Civic and Community Participation
would assist ZJSG to meet her goals and improve her economic and social
participation. It is likely to be effective and beneficial
and given her limited
access to informal networks, will need to be funded by the NDIS. It is very
important for ZJSG to be able to
access the community and so it is value for
money to provide her with the ability to do this in a safe and supportive
manner. The
Tribunal finds that the provision of funding for 15 hours per week
of Social, Civic and Community Participation is a reasonable and
necessary
support which meets the criteria set out in s 34 of the NDIS Act.
- Further,
the Respondent accepts that ZJSG requires seven hours per week of assistance
with personal care. This equates to 1 hour per
day and the Tribunal is satisfied
that this is reasonable given ZJSG’s continence issues and her limited
levels of informal
support. This is consistent with the recommendation of Ms
Manlapid when domestic support is no longer included under this category.
The
Tribunal is satisfied that 7 hours per week of funding for personal care across
seven days per week would assist ZJSG to meet
her goals and improve her economic
and social participation. It is likely to be effective and beneficial and given
her limited access
to informal networks will need to be funded by the NDIS.
While her father can do this for her if she requires, he is frequently not
available. It is the responsibility of the NDIS, and it is value for money to
provide her with the ability to do this safely and
with dignity. The Tribunal
finds that the provision of funding for 7 hours per week for personal care is a
reasonable and necessary
support which meets the criteria set out in s 34 of the
NDIS Act.
- Ms
Evans recommends 8 hours per week for cleaning and domestic support. ZJSG
currently receives 3 hours per week for assistance with
completing domestic
activities and the Respondent has proposed an additional 4.5 hours for internal
cleaning. ZJSG has provided a
breakdown of the cleaning activities currently
completed by her father.[140] This
is very much an estimate and while the Tribunal accepts that ZJSG would like 9
hours per week for cleaning, the Tribunal cannot
find that this is reasonable in
the context of the available occupational therapy evidence. The Tribunal is
satisfied that 5 hours
per week of funding for cleaning would assist ZJSG to
meet her goals. Ms Manlapid indicates that ZJSG’s falls risk is affected
by her current cluttered environment. She has a limited capacity to clean it
herself. Cleaning, tidying and organising this environment
is likely to be
effective and beneficial for ZJSG. There is no other service or system which can
provide this to ZJSG and her father’s
capacity to assist is decreasing,
although he is likely to be able to provide ZJSG with some assistance in this
area. The Tribunal
finds that the provision of funding for 5 hours per week for
cleaning is a reasonable and necessary support which meets the criteria
set out
in s 34 of the NDIS Act.
- ZJSG
already receives 2 hours per week in support for outdoor maintenance in addition
to indoor cleaning requirements. With the 3
hours per week of assistance to
complete domestic activities already provided, this will give her a total of 32
hours per week of
support work assistance. This is within the range proposed by
Ms Manlapid and consistent with her needs.
Notional duration of
the plan
- The
Tribunal notes that the parties did not make submissions about the length of
ZJSG’s plan. The current plan has a duration
of 15 months from 18 January
2023 to 18 April 2024. Given the need for ZJSG to engage in multiple therapies
and reports of her progress
to be provided and considered, the Tribunal was of
the view that this plan should be of a longer duration. There has been a
significant
increase in the supports provided to ZJSG as a result of this
decision and their effectiveness in her particular circumstances needs
to be
considered carefully at the time of plan review. ZJSG also needs certainty about
the funding that is to be provided to her
as she experiences considerable
distress around the review of her NDIS plan. Consequently, the Tribunal was
satisfied that the duration
of this plan under s 33(2) of the NDIS Act should be
18 months. The parties may decide that future plans should be of a longer
duration.
Plan Management
- There
were also no proposals made to change the management of ZJSG’s plan, which
is presently plan managed with the exception
of ZJSG’s budget for support
coordination which is Agency managed. The Tribunal was content with this
management regime and
could see no reason to change it under ss 33(2) of the
NDIS Act.
CONCLUSION
- The
Tribunal concludes that each of the mandatory criteria in s 34 (1) of the NDIS
Act are met and that the following supports are
“reasonable and
necessary supports” and should be included in ZJSG’s SOPS over a
period of 18 months:
(h) 16 hours per annum of psychology assistance in the form of 12 psychology
sessions, two hours for report writing and two hours
for review by a mental
health occupational therapist;
(i) 75 hours per annum for ZJSG to use in her preferred combination of
psychosocial recovery coaching and support coordination;
(j) 60 hours per annum for ZJSG to use in her preferred combination of
occupational therapy, physiotherapy and podiatry;
(k) 7 hours for an assessment by a continence nurse;
(l) 15 hours per week at the weekday daytime rate of support work assistance for
Social, Civic and Community Participation;
(m) 7 hours per week (which can be across seven days per week) of support work
assistance for personal care; and
(n) 5 hours per week at the weekday daytime rate for cleaning.
- The
reasonable and necessary supports for completion of domestic activities for 3
hours per week and outdoor maintenance for 2 hours
per week remain
unchanged.
- Accordingly,
the Tribunal sets aside the Decision Under Review and remits the matter for
reconsideration with a direction that on
or before 28 September 2023, the NDIA
facilitate the approval of a new SOPS for ZJSG containing the reasonable and
necessary supports
referred to above in paragraph [161].
I certify that the preceding 163 (one hundred and sixty-three)
paragraphs are a true copy of the reasons for the decision herein of
Member T
Bubutievski
|
............................[SGD]............................................
Associate
Dated: 31 August 2023
[1] The Tribunal made
confidentiality orders under s 35 of the AAT Act on 8 June 2023.
[2] QDKH, by his litigation
representative BGJF v National Disability Insurance Agency [2021] FCAFC
189.
[3] National Disability
Insurance Scheme v WRMF [2020] FCAFC 79, [138]–[139].
[4] Joint Tender Bundle 11,
302.
[5] Refer T-Documents 129.
[6] Refer T-Documents 142.
[7] Refer T-Documents 157.
[8] NDIS Plan dated 18 January
2023, filed on 3 July 2023.
[9] [2021] FCAFC 189.
[10] Ibid, [8] (Rangiah, Perry
and Abraham JJ).
[11] Frugtniet v Australia
Securities and Investment Commission [2019] HCA 16, [14] ( Kiefel CJ, Keane
and Nettle JJ).
[12] Joint Tender Bundle,
2-3.
[13] Joint Tender Bundle 788;
Letter of Dr J Kiang with handwritten addendum, 13 December 2022, lodged on 14
December 2022.
[14] Joint Tender Bundle,
136.
[15] Ibid, 84.
[16] Ibid, 788.
[17] Ibid.
[18] Ibid.
[19] Ibid.
[20] Ibid.
[21] SOFIC, 14 April 2023.
[22] SOFIC, 14 April 2023.
[23] Joint Tender Bundle,
588.
[24] Ibid, 470.
[25] Ibid, 161-183.
[26] Ibid, 386.
[27] Respondent SOFIC, 14 April
2023.
[28] Joint Tender Bundle,
130.
[29] Ibid, 162-183.
[30] Ibid, 244, 262–268;
318–364.
[31] Ibid, 398–416.
[32] Ibid, 386, 442, letter of Dr
J Maamary, 30 January 2023.
[33] Joint Tender Bundle
1493-1495, clinical notes Dr J Chow, 14 December 2022.
[34] Support Functional Neurological Disorder
|FNDaus.org.au
[35] Joint Tender Bundle,
187-188, Occupational Therapy Functional Assessment, Ms M Manlapid.
[36] Letters, Dr J Maamary, 30
January 2023, Joint Tender Bundle, 127.
[37]
[2020] AATA 5107
, [38].
[38] [2021] AATA 496.
[39] Ibid, [61].
[40] Ibid, [44].
[41] ibid, [46]–[47].
[42] ibid, [53].
[43] ibid, [61].
[44] Ibid, [34].
[45] [2023] AATA 481.
[46] Ibid, [145]–[146].
[47] Ibid, [139]–[140],
[143]–[146], [152].
[48] Ibid, [81]–[105].
[49] Ibid, [103]–[105].
[50] Ibid, [115]–[116].
[51] [2020] FCAFCA 79.
[52] HZRI, [137].
[53] Ibid, [152], [154].
[54] Ibid, [165]–[170].
[55] Respondent’s Further
Submissions, dated 7 July 2023.
[56] Ibid, [14]–[15].
[57]
https://ourguidelines.ndis.gov.au/how-ndis-supports-work-menu/what-principles-do-we-follow-create-your-plan/what-principles-do-we-use-create-your-plan/fair-supports-your-disability-needs
.
[58] Respondent’s further
submissions [19].
[59] Ibid, [25].
[60] Ibid, [27].
[61] Ibid, [29].
[62] Ibid, [31].
[63] HRZI, [139].
[64] Respondent’s Further
Submissions, 7 July 2023, [33].
[65] Ibid, [35].
[66] Mulligan, [52].
[67] Ibid, [55].
[68] Mulligan, [34].
[69] Ibid, [34].
[70] ZNDV and National
Disability Insurance Agency [2014] AATA 921 [18], [80].
[71] BIJD and National
Disability Insurance Agency [2018] AATA 2971, [49].
[72] HPSC and National
Disability Insurance Agency [2021] AATA 727, [85].
[73] Joint Tender Bundle,
2-3.
[74] Joint Tender Bundle,
76-80.
[75] Joint Tender Bundle,
30–39.
[76] Joint Tender Bundle, 1.
[77] Ibid.
[78] Joint Tender Bundle, 6-29;
42–72.
[79] Joint Tender Bundle, 17.
[80] Ibid, 30.
[81] Ibid, 35.
[82] Ibid, 38.
[83] Joint Tender Bundle,
40–41; 75–80.
[84] Ibid, 75.
[85] Ibid.
[86] Respondent’s SOFIC, 14
April 2023.
[87] Final Report to National
Disability Insurance Agency: Key terms for animals in disability assistance
roles, Dr Tiffani Howell, La
Trobe University, 7 August 2019.
[88] Ibid; Respondent's SOFIC, 10
February 2023.
[89] Respondent's SOFIC, 10
February 2023, [34].
[90] Final Report to National
Disability Insurance Agency: Key terms for animals in disability assistance
roles, Dr Tiffani Howell, La
Trobe University, 7 August 2019, 8.
[91] Assistance Animal guideline,
3.
[92] Respondent’s SOFIC, 10
February 2023, [38].
[93]
https://www.ndis.gov.au/participants/assistive-technology-explained/assistance-animals
[94]Respondent’s SOFIC, 10
February 2023, [42]; Final Report to National Disability Insurance Agency:
Reviewing Assistance Animal
Effectiveness, A/Prof Pauleen Bennett, La Trobe
University, 30 September 2016 at 8.
[95] Respondent’s SOFIC, 10
February 2023, [45].
[96] Respondent’s SOFIC, 10
February 2023, [46].
[97] Ibid, [49].
[98] Ibid, [50].
[99] Ibid, [52].
[100]https://www.olg.nsw.gov.au/public/dogs-cats/responsible-pet-ownership/assistance-animals/#:~:text=Like%20all%20other%20companion%20animals,please%20notify%20your%20local%20council.
[101] Joint Tender Bundle,
177.
[102] Joint Tender Bundle,
354–356.
[103] Ibid, 374-379.
[104] Ibid, 158-184;
792-1723.
[105] Ibid, 188.
[106] Letter of Dr J Kiang with
handwritten addendum, dated 13 December 2022, lodged on 14 December 2022.
[107] T Docs at T1G.
[108] Letter of Dr J Kiang with
handwritten addendum, dated 13 December 2022, lodged on 14 December 2022.
[109] Respondent’s SOFIC,
10 February 2023,[16].
[110] Respondent’s SOFIC,
10 February 2023,[56].
[111] Joint Tender Bundle,
199.
[112] Joint Tender Bundle,
136.
[113] Ibid.
[114] Respondent’s SOFIC,
10 February 2023 [85]
[115] Joint Tender Bundle,
190-192.
[116] Ibid.
[117] Ibid.
[118] Ibid, 188.
[119] Joint Tender Bundle,
199.
[120] Ibid, 136.
[121] Ibid, 198-199.
[122] T Docs at T1J.
[123] Joint Tender Bundle,
198.
[124] Ibid, 126.
[125] Ibid, 119.
[126] McLaughlin,
[149].
[127] Respondent SOFIC, 10
February 2023, [105].
[128] Ibid, [109].
[129] Respondent’s SOFIC,
10 February 2023, [118].
[130] T Docs, T1P.
[131] Respondent’s SOFIC,
10 February 2023, [93].
[132] Joint Tender Bundle,
175.
[133] Ibid.
[134] Young and National
Disability Insurance Agency [2014] AATA 401, [32].
[135] Respondent’s SOFIC,
10 February 2023, [65].
[136] Respondent’s SOFIC,
14 April 2023,[17].
[137] Respondent's SOFIC, 10
February 2023, [83].
[138] T Docs,T1J.
[139] Joint Tender Bundle,
197.
[140] T Docs,T1Q.
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