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Rowe v Electoral Commissioner [2010] HCA 46 (15 December 2010)
Last Updated: 15 December 2010
HIGH COURT OF AUSTRALIA
FRENCH CJ,
GUMMOW, HAYNE, HEYDON, CRENNAN, KIEFEL AND BELL JJ
SHANNEN ALYCE ROWE & ANOR PLAINTIFFS
AND
ELECTORAL COMMISSIONER & ANOR DEFENDANTS
Rowe v Electoral Commissioner [2010] HCA 46
Date of Order: 6 August 2010
Date of Publication of Reasons and Further Order: 15 December 2010
M101/2010
ORDER
- Declare
that Items 20, 24, 28, 41, 42, 43, 44, 45 and 52 of Sched 1 to the Electoral
and Referendum Amendment (Electoral Integrity and Other Measures) Act 2006
(Cth) are invalid.
- The
second defendant to pay the plaintiffs' costs of the Further Amended Application
for an Order to Show Cause.
FURTHER ORDER
- Dismiss
so much of the plaintiffs' application as remained after the order of this Court
made on 6 August 2010.
Representation
R Merkel QC with K L Walker, F K Forsyth and N McAteer for the plaintiffs
(instructed by Mallesons Stephen Jaques)
G T Johnson for the first defendant (instructed by Australian Government
Solicitor)
S J Gageler SC, Solicitor-General of the Commonwealth with G R Kennett and D F
O'Leary for the second defendant (instructed by Australian
Government
Solicitor)
R M Mitchell SC with C S Bydder intervening on behalf of the Attorney-General
for the State of Western Australia (instructed by State
Solicitor's
Office)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Rowe v Electoral Commissioner
Constitutional law (Cth) – Legislative power – Franchise –
Constitutional limitations upon power of Parliament
to regulate exercise of
entitlement to enrol to vote – Date for close of Electoral Rolls in
Commonwealth Electoral Act 1918 (Cth) amended – Amendments
precluded consideration until after election of claims for enrolment received
after 8 pm on date
of writs and of claims for transfer of enrolment
received after 8 pm on third working day after date of writs –
Whether denial
of enrolment effected by amendments contravened constitutional
requirement that representatives be "directly chosen by the people"
–
Whether amendments operated as disqualification from entitlement to vote and, if
so, whether disqualification for substantial
reason – Relevance of
Roach v Electoral Commissioner (2007) 233 CLR 162.
Words and phrases – "directly chosen by the people", "disqualification",
"substantial reason".
Constitution, ss 7, 8, 9, 10, 24, 30, 31, 51(xxxvi).
Electoral and Referendum Amendment (Electoral Integrity and Other Measures)
Act 2006 (Cth), Sched 1 Items 20, 24, 28, 41, 42, 43, 44, 45, 52.
Commonwealth Electoral Act 1918 (Cth), ss 93, 94A(4), 95(4), 96(4), 101,
102(4), 102(4AA), 155.
FRENCH CJ.
Introduction
- The
Constitution requires that members of Parliament be "directly chosen by the
people"[1]. That
requirement is "constitutional
bedrock"[2]. It
confers rights on "the people of the Commonwealth" as a
whole[3]. It
follows, as Isaacs J said in 1912,
that[4]:
"The vote of every elector is a matter of concern to the whole
Commonwealth".
Individual voting rights and the duties to enrol and vote are created by laws
made under the Constitution in aid of the requirement of direct
choice by the people.
- An
electoral law which denies enrolment and therefore the right to vote to
any of the people who are qualified to be enrolled can only be justified if it
serves the purpose of the constitutional mandate. If the law's adverse
legal or practical effect upon the exercise of the entitlement to vote is
disproportionate to its advancement of the constitutional mandate, then it
may
be antagonistic to that mandate. If that be so, it will be invalid.
Laws regulating the conduct of elections, "being a means of protecting
the
franchise, must not be made an instrument to defeat
it"[5]. As the
Court said in Snowdon v
Dondas[6]:
"The importance of maintaining unimpaired the exercise of the franchise hardly
need be stated."
- The
laws under challenge in this case would have disentitled persons
otherwise qualified to be enrolled as electors before the election
conducted on 21 August 2010 from recording a vote at all or from recording
a vote for the district in
which they lived. That disentitlement would have
flowed from the failure by those persons to lodge claims for
enrolment before the issue of the writs or for transfer of enrolment before the
close of the
Rolls. A statutory grace period of seven days for claims to be
made after the issue of the writs had existed since 1983. Until 1983 an
effective, albeit non-statutory, grace period had existed in all
elections
called since the 1930s by reason of the executive practice of announcing an
election some days before the issue of the
writs. The statutory grace period
was effectively removed for new enrolments and significantly abridged for
transfers of enrolment
by the impugned amendment of the Commonwealth
Electoral Act 1918 (Cth) ("the CEA") in 2006. On 6 August 2010, I joined in
a majority of the Court in making a declaration that the relevant provisions
of
the Electoral and Referendum Amendment (Electoral Integrity and Other
Measures) Act 2006 (Cth) ("the Amendment Act") were invalid. My reasons
follow.
The declaration claimed and the grounds for the claim
- The
plaintiffs claimed a declaration in the following terms:
"A declaration that items 20, 24, 28, 41, 42, 43, 44, 45 and 52 of
Schedule 1 of the Electoral and Referendum Amendment (Electoral
Integrity and Other Measures) Act 2006 (Cth) are invalid and of no effect."
- The
grounds for relief were that:
"The items referred to in paragraph 1 of the prayer for relief are:
(c) contrary to ss 7 and 24 of the Constitution;
(d) beyond the legislative powers of the Commonwealth conferred by ss 51(xxxvi)
and 30 of the Constitution or any other head of legislative power; and
(e) beyond what is reasonably appropriate and adapted, or proportionate, to the
maintenance of the constitutionally prescribed system
of representative
government;
and are therefore invalid and of no
effect."
The constitutional provisions
- Section
7 of the Constitution of the Commonwealth requires that the senators for each
State be "directly chosen by the people of the State". Section 24 requires that
the members of the House of Representatives be "directly chosen by the people of
the Commonwealth".
- When
the Commonwealth Constitution came into effect in January 1901, the
qualification of electors of members of the House of Representatives was,
by operation of s 30, that prescribed by State law as the qualification of
electors of the more numerous House of Parliament of each State. Section 8
prescribed that the qualification of electors of members of the House of
Representatives was the qualification of electors of senators.
There was a
transitional "constitutional
franchise"[7].
Section 30 was to apply until the Commonwealth Parliament otherwise provided.
In addition, by ss 10 and 31, until the Parliament of the
Commonwealth otherwise provided, the laws in force in each State relating to
elections for the more numerous
House of the Parliament of the State, as nearly
as practicable, applied to elections of senators for the State and of members of
the House of Representatives. The Parliament of the Commonwealth was also
empowered to make laws prescribing the method of choosing
senators, but so that
such method should be uniform for all
States[8].
- The
words "[u]ntil the Parliament otherwise provides" in ss 10, 30 and 31
attract the power conferred upon the Parliament by s 51(xxxvi) to make laws
"with respect to ... matters in respect of which this Constitution makes
provision until the Parliament otherwise provides". Read with s 30, s 51(xxxvi)
empowers the Parliament to make laws providing for the qualification of electors
of members of the House of Representatives. By
operation of s 8 those
qualifications are also the qualifications of the electors of senators. Read
with ss 10 and 31, s 51(xxxvi) also empowers the Parliament to make laws
relating to the election of senators and members of the House of
Representatives. Those
powers are exclusive to the
Commonwealth[9].
Isaacs J characterised the power to make laws with respect to elections as a
"plenary power over federal
elections"[10].
To say that of the power under s 51(xxxvi) is to say what is true of every power
conferred by s
51[11]. It is
a power subject to the limitations imposed by the Constitution. The exercise of
that power is in issue in this case.
- Parts
II and III of Ch I of the Constitution contain other provisions relating to
elections for the Senate and the House of Representatives, including provision
for the issue,
by the Governor-General, of writs for general elections of
members of the House of
Representatives[12]
and for the issue by State Governors of writs for elections of senators for the
States[13].
Section 41 protected the electors for the more numerous Houses of Parliament of
the States from being prevented, by any law of the Commonwealth,
from voting at
elections for either House of the Parliament of the Commonwealth. That
provision, however, has no effect on the present
case as it only protects rights
to vote which were in existence at
Federation[14].
The statutory franchise
- Under
the Constitution, the Commonwealth Parliament was to decide whether and when to
pass laws defining the qualifications of electors and the methods
of election.
This it did by enacting the Commonwealth Franchise Act 1902 (Cth) and the
Commonwealth Electoral Act 1902 (Cth). By the former Act it created a
"statutory
franchise"[15]
which replaced the constitutional franchise. Having defined the qualifications
of electors, the Parliament could validly impose
conditions upon the exercise of
the right to vote which were incidental to or in aid of the laws defining the
qualifications or embodied
in laws relating to the election of senators and
members of the House of Representatives.
- The
Commonwealth Franchise Act 1902 and the Commonwealth Electoral Act
1902 and their successor statutes were enacted against the background of
colonial laws defining the franchise, identifying those entitled
to exercise it
and providing for the conduct of elections. Not surprisingly those laws and
their provision for voter enrolment as
a condition of the right to vote were
inspired by the electoral laws of the United Kingdom.
- The
registration and listing of qualified electors on an electoral roll or list, as
a condition of the exercise of the right to vote,
was introduced in England and
Wales by the Representation of the People
Act 1832[16].
Until 1832 a person wishing to vote "appeared at the poll, tendered his vote,
and then and there swore an oath prescribed by statute
to the effect that he had
the requisite
qualification"[17].
The 1832 Act was also the first step in a process of simplification and
extension of what was a complex and restrictive
franchise[18].
That complexity generated delays in electoral processes caused by the need,
absent an electoral roll, to verify the identity and
qualification of persons
claiming to be entitled to vote. The purpose of registration therefore was "not
so much to prevent fraud
or to secure the rights of the bona fide electors, as
to decrease the expense of
elections"[19].
Legislative changes were made after
1832[20].
Further reform statutes were passed in 1865 and
1867[21]. Loss
of voting rights for failure to comply with registration requirements was
substantial. Registration was evidently a burdensome process and from the point
of view of some electors: "the privilege of voting was not worth the
pains"[22]. A
common register was established in 1878 for parliamentary and municipal
electors[23].
By the Registration Act
1885[24]
the process of registration in counties was assimilated to that of boroughs
and a uniform system put in
place[25]. The
system operated more smoothly after that
time[26]. As
appears from the history, the purpose of registration was practical and directed
to dealing with the consequences of the complicated and diverse
qualifications required for a person to become an elector.
- The
relationship of registration to the franchise and the franchise to the
qualification to vote was viewed in different ways by
constitutional scholars.
Sir William Anson characterised registration as "a condition precedent to
the exercise of the right to
vote" and as "preliminary to the enjoyment of the
franchise"[27].
He applied the term "the Franchise" to the right to vote for members of the
House of
Commons[28].
He acknowledged that the term was also applied to the qualification which
confers the right to vote. Maitland, on the other hand,
said that "the only
qualification that (in strictness) entitles one to vote is the fact that one is
a registered
elector"[29].
Quick and Garran, summarising the "qualifications of electors" under State laws
at Federation, applied the term primarily to requirements
such as gender, age
and status as a natural-born or naturalised British subject but at one point
appeared to include enrolment as
a
qualification[30].
The Commonwealth Franchise Act 1902 defined the class of persons entitled
to vote by reference to age, residence, status as a natural-born or naturalised
British
subject, and enrolment for the Electoral Roll for any Electoral
District[31].
The proposition that a person enrolled fell within the statutory term "qualified
to vote" and was thereby entitled to sign an election
petition was
endorsed by Brennan ACJ in Muldowney v Australian Electoral
Commission[32].
The right to vote conferred by s 93 of the CEA was then, as it is now and has
been since the Commonwealth Franchise Act 1902, dependent upon
enrolment[33].
Mason CJ in Re Brennan; Ex parte
Muldowney[34]
thought s 93 prescribed "qualifications to be enrolled and to vote
respectively". What Brennan ACJ said in Muldowney v Australian Electoral
Commission was endorsed in Snowdon v
Dondas[35].
- The
Australian colonies enjoyed a faster evolution towards democratisation than the
United
Kingdom[36].
Universal manhood suffrage was adopted in South Australia with the introduction
of responsible
government[37].
Victoria and New South Wales followed suit in 1857 and
1858[38]. The
same franchise was introduced in Queensland in 1885 and Western Australia in
1893[39].
Tasmania introduced it in
1901[40]. The
franchise was extended to women in South Australia in 1895 and Western Australia
in 1900[41].
Soon after Federation women in the remaining States also acquired the
franchise[42].
The Commonwealth Franchise Act 1902 provided for universal adult
franchise but excluded "aboriginal native[s] of Australia Asia Africa or the
Islands of the Pacific
except New Zealand", save for those entitled to vote by
virtue of s 41 of the
Constitution[43].
It also excluded persons of unsound mind, persons attainted of treason and
persons under sentence or subject to be sentenced for
any offence punishable by
imprisonment for one year or more.
- The
electoral laws of the Australian colonies in the 19th century replicated
important elements of the British system. A distinction
between the
qualification of electors and the requirements of listing, enrolment or
registration was a common feature of such laws.
The qualifications of electors
were, for the most part, to be found in early colonial Constitutions, although
sometimes they were
repeated in electoral
statutes[44].
Registration or enrolment requirements were found in statutes made under the
Constitutions.
- The
position at Federation was that the electoral laws of each of the
Australian colonies conditioned the right to vote in an election upon enrolment
on the relevant Electoral
Roll[45].
Those electoral laws also provided for closure of the Electoral Rolls to new
enrolments or transfers prior to polling day, although
with variations in their
cut-off
dates[46].
- Having
regard to the historical origins and purpose of voter registration and the mixed
usage of the term "qualification" evidenced
in Quick and Garran, it might be
thought that if enrolment is a qualification in the constitutional sense, it is
at best ancillary to those qualifications which otherwise define the
franchise. The history of registration laws in the United Kingdom and
in
Australia provide support for that characterisation. In any event, all laws of
the Commonwealth Parliament providing for enrolment
and for the conduct of
elections must operate within the constitutional framework defined by the words
"directly chosen by the people".
Chosen by the people
- The
content of the constitutional concept of "chosen by the people" has
evolved since 1901 and is now informed by the universal adult-citizen franchise
which is prescribed by Commonwealth law. The development of the
franchise was authorised by ss 8 and 30 of the Constitution, read with s
51(xxxvi). Implicit in that authority was the possibility that the
constitutional concept would acquire, as it did, a more democratic content
than
existed at Federation. That content, being constitutional in character,
although it may be subject to adjustment from time
to time, cannot now be
diminished. In Attorney-General (Cth); Ex rel McKinlay v The
Commonwealth[47]
its evolution was linked in the judgment of McTiernan and Jacobs JJ to "the
common understanding of the time on those who must be
eligible to vote before a
member can be described as chosen by the people of the
Commonwealth"[48].
Their Honours
said[49]:
"For instance, the long established universal adult suffrage may now be
recognized as a fact and as a result it is doubtful whether,
subject to the
particular provision in s 30, anything less than this could now be
described as a choice by the people."
- The
term "common understanding", as an indication of constitutional meaning in this
context, is not to be equated to judicial understanding.
Durable legislative
development of the franchise is a more reliable touchstone. It reflects a
persistent view by the elected representatives
of the people of what the
term "chosen by the people" requires.
- Gleeson
CJ adverted to the irreversible evolution of "chosen by the people" in Roach
v Electoral
Commissioner[50]
when he answered in the negative the question: "Could Parliament now legislate
to remove universal adult
suffrage?"[51]
The reason for that negative answer was to be found in ss 7 and 24 of the
Constitution. Although those sections did not require universal adult suffrage
in 1901, it had become, as McTiernan and Jacobs JJ had said in
McKinlay, a "long established"
fact[52]. The
Chief Justice concluded that "in this respect, and to this extent, the words of
ss 7 and 24, because of changed historical circumstances including legislative
history, have come to be a constitutional protection of the right
to
vote"[53].
- It
may be accepted, having regard to the narrower view of the franchise that
subsisted in 1901, that the term "the people" in ss 7 and 24 of the
Constitution is not limited to those who are qualified to vote. However, the
adoption of universal adult-citizen franchise has caused the two
concepts to
converge. The people who choose are the electors. The non-inclusion of
non-citizens, minors and incapable persons and
persons convicted of treason or
treachery, or serving sentences of imprisonment of three years or more for
offences against Commonwealth,
State or Territory law leaves little relevant
room for distinguishing between "the people" and those entitled to become
electors.
- While
the term "directly chosen by the people" is to be viewed as a whole, the
irreversibility of universal adult-citizen franchise
directs attention to the
concept of "the people". Analogous considerations may apply to the term
"chosen" and to the means by which the people choose their members of
Parliament. Where a method of choice which is long established by law affords a
range of opportunities for qualified persons to enrol and vote, a narrowing of
that range of opportunities, purportedly in the interests
of better effecting
choice by the people, will be tested against that objective. This is not to
suggest that particular legislative
procedures for the acquisition and exercise
of the entitlement to vote can become constitutionally entrenched with the
passage of
time. Rather, it requires legislators to attend to the
mandate of "choice by the people" to which all electoral laws must respond. In
particular it requires attention to that mandate
where electoral laws
effect change adverse to the exercise of the entitlement to vote. In this case
it is the alteration of a long-standing
mechanism, providing last-minute
opportunities for enrolment before an election, that is in issue.
Criteria of validity
- The
validity of a provision of the CEA disqualifying as voters persons serving any
sentence of imprisonment for an offence against
a Commonwealth or State law was
in issue in
Roach[54].
The section, which was held invalid, operated by way of an exception to
universal adult-citizen franchise. The decision in Roach is not
therefore directly applicable to this case. The general approach of the
majority in Roach is, however, instructive. It informs, by close
analogy, the approach which should be taken in this case to the challenged
law in light of the constitutional mandate. Gleeson CJ
observed in his
judgment in Roach
that[55]:
"Because the franchise is critical to representative government, and lies at the
centre of our concept of participation in the life
of the community, and of
citizenship, disenfranchisement of any group of adult citizens on a basis that
does not constitute a substantial
reason for exclusion from such participation
would not be consistent with choice by the
people."
Exceptions to universal adult-citizen franchise required "a rational connection
with the identification of community membership or
with the capacity to exercise
free
choice"[56].
- Gummow,
Kirby and Crennan JJ also spoke of the need for a "substantial reason" to
justify an exception to universal adult-citizen
franchise. That requirement
would be satisfied by an exception "reasonably appropriate and adapted to serve
an end which is consistent
or compatible with the maintenance of the
constitutionally prescribed system of representative
government"[57].
That formulation, their Honours said, approached the notion of
"proportionality",
for[58]:
"What upon close scrutiny is disproportionate or arbitrary may not answer to the
description reasonably appropriate and adapted for
an end consistent or
compatible with observance of the relevant constitutional restraint upon
legislative power."
The present case concerns an electoral law of a procedural or machinery
character. It does not in terms carve out an exception to the franchise.
It does, however, have a substantive effect upon entitlements to vote and so
affects the
exercise of the franchise.
- While
"common understanding" of the constitutional concept of "the people" has changed
as the franchise has evolved, "the people" is not a term the content of
which is shaped by laws creating procedures for enrolment and for the
conduct of elections. If such a law denies the right to vote to any
class of
person entitled to be an elector, it denies it to that class of "the people".
Such a law may be valid. But the logic of
the constitutional scheme for a
representative democracy requires that the validity of such a law be
tested by reference to the constitutional mandate of direct choice by "the
people". Where,
as in the present case, the law removes a legally sanctioned
opportunity for enrolment, it is the change effected by the law that
must be
considered. It is not necessary first to determine some baseline of validity.
Within the normative framework of a representative
democracy based on direct
choice by the people, a law effecting such a change causes a detriment. Its
justification must be that
it is nevertheless, on balance, beneficial because it
contributes to the fulfilment of the mandate. If the detriment, in legal
effect or practical operation, is disproportionate to that benefit, then
the law
will be invalid as inconsistent with that mandate, for its net effect will be
antagonistic to it. Applying the terminology
adopted in Roach, such a
law would lack a substantial reason for the detriment it inflicts upon the
exercise of the franchise. It is therefore not
sufficient for the validity of
such a law that an election conducted under its provisions nevertheless results
in members of Parliament
being "directly chosen by the people".
- The
Solicitor-General of the Commonwealth drew by analogy upon a distinction, made
in this Court, between laws intended to impose
a direct burden upon the implied
freedom of political communication and those which restricted communication as
part of a broader
scheme of
regulation[59].
The plaintiffs, it was submitted, failed at the threshold because the impugned
laws were directed to keeping the Electoral Rolls
up to date. Save for certain
exceptional
cases[60],
persons who complied with the duties imposed under s 101 of the CEA would not
need to enrol or vary their enrolment when an election was called. The
submission rested upon the premise that
a change in a procedural or machinery
law relating to elections which removes a pre-existing opportunity for enrolment
by qualified
persons does not require substantial justification. The premise,
for the reasons already outlined, is not accepted. The submission
must be
rejected.
- The
Commonwealth, nevertheless, sought to support the amendments as procedural laws
"reasonably appropriate and adapted to serve
an end which is consistent or
compatible with the maintenance of the constitutionally prescribed system of
representative government".
The fixing of some cut-off date for enrolment
consequent upon the issue of writs for an election was appropriate and adapted
to
that end. The Commonwealth relied upon the legislative scheme in which the
cut-off provisions find their place and which provides
for:
. the imposition of the duty of enrolment;
. the precondition to enrolment requiring satisfaction on the part of the
Electoral Commissioner that a person claiming to be entitled
to be enrolled is
so entitled;
. the elaborate procedure for the conduct of an election consequent upon
the issue of the writs, which procedure is premised upon the
prior closure and
substantial correctness of the Rolls; and
. a bar on any challenge to an election based on an allegation of
incorrectness of the Rolls.
The Commonwealth submitted that the choice of one date rather than another as
the cut-off date for enrolment following the issue
of writs for an election was
not something which would take the legislative scheme outside the bounds of what
is appropriate and
adapted to the relevant end.
- For
the reasons already given, the characterisation of an electoral law as
procedural, or in the nature of electoral machinery, does
not of itself justify
collateral damage to the extent of participation by qualified persons in the
choice of their parliamentary
representatives. The detriment, even if
contributed to by the failure of those persons to fulfil their duties under the
CEA, is
still a detriment "of concern to the whole Commonwealth".
- It
must be accepted, in considering the validity of the impugned laws, that
Parliament has a considerable discretion as to the means
which it chooses to
regulate elections and to ensure that persons claiming an entitlement to be
enrolled are so entitled. It is
not for this Court to hold such a law invalid
on the basis of some finely calibrated weighing of detriment and benefit.
Nor is it the function of the Court to hold such a law beyond the power of the
Parliament simply because the Court thinks there might be a better way of
achieving the same beneficial purpose. What Latham CJ said in the First
Uniform Tax Case is of general application and applies to this
case[61]:
"It is not for this or any court to prescribe policy or to seek to give effect
to any views or opinions upon policy. We have nothing
to do with the wisdom or
expediency of legislation. Such questions are for Parliaments and the
people."
If a law subject to constitutional challenge is a law within the legislative
competency of the Parliament that enacts it, the question
whether it is a good
law or a bad law is a matter for the Parliament and, ultimately, the people to
whom the members of the Parliament
are accountable. But where the Constitution
limits the legislative power of a Parliament in any respect and where a question
of the validity of a law is raised and has to be
answered in order to determine
a matter before the Court, then the Court must decide whether constitutional
limits have been exceeded.
- It
is necessary at this point to refer to the events which have led to these
proceedings.
Factual and procedural history
- On
Saturday, 17 July 2010, the Prime Minister announced her intention to call a
general election for the Senate and the House of
Representatives. On the same
day, her Excellency, the Governor-General, acting upon the advice of the Prime
Minister, prorogued
the Parliament from 4.59 pm on Monday, 19 July until
Saturday, 21 August
2010[62].
Writs were issued on 19 July for the election of members of the House of
Representatives for the States and Territories and for
the election of senators
for the Territories by the Administrator in Council and for the election of
senators for the States by their
respective vice-regal representatives.
- The
writs fixed 22 July 2010 for the closing of the Rolls, 29 July 2010 for the
closing of nominations, 21 August 2010 for polling
and on or before
27 October 2010 for the return of the writs.
- The
plaintiffs are both students. Both are Australian citizens. The first
plaintiff, Shannen Rowe, turned 18 on 16 June 2010.
At the time the
election was announced she was not enrolled to vote. A completed form was not
lodged on her behalf until Friday,
23 July 2010. By operation of
s 102(4) of the CEA, her claim for enrolment, having been lodged after
8 pm on the day of the issue of the writs, could not be considered
until
after the close of polling at the election. The second plaintiff, Douglas
Thompson, was 23 years of age and was enrolled to
vote for the Division of
Wentworth at an address in that Division. However, in March 2010 he had moved
to a new address in the Division
of Sydney. Following an abortive attempt to
lodge electronically a claim for transfer of his enrolment pursuant to
s 101 of the CEA, he completed a form which he signed on 22 July and which
was lodged by facsimile transmission with the AEC by his solicitor.
By virtue
of s 102(4AA) of the CEA, however, his claim for transfer, having been
lodged after 8 pm on the date of the close of the Rolls, could not be
considered
until after the close of polling at the election.
- Ms
Rowe and Mr Thompson commenced proceedings in this Court on 26 July 2010 on
their own behalf and as representative parties claiming
a declaration that ss
102(4), 102(4AA) and 155 of the CEA are invalid. They also sought an order to
show cause why writs of mandamus should not issue directed to
the Electoral
Commissioner in effect requiring that they be included on the Electoral Rolls
for their respective Divisions.
- On
29 July 2010, Hayne J made an order pursuant to r 25.03.3(b) of the High
Court Rules 2004 referring the proceedings for further hearing by a Full Court
on Wednesday, 4 August 2010. The plaintiffs continued the proceedings
on
their own behalf and not in a representative capacity. They filed an amended
application by leave. The parties also filed a
statement of agreed facts.
The Commonwealth Electoral Act 1918
- The
long title of the CEA is "An Act to Consolidate and Amend the Law relating to
Parliamentary Elections and for other purposes".
The provisions under challenge
must be considered in the context of the legislative scheme of which they form
part.
- The
Act establishes the Australian Electoral Commission ("the AEC"), comprising a
Chairperson, the Electoral Commissioner and one
other
member[63].
Among the functions of the AEC
are[64]:
"to provide information and advice on electoral matters to the Parliament, the
Government, Departments and authorities of the
Commonwealth".
The AEC is required to prepare and forward to the Minister each year a report of
its operations for the year ended 30
June[65].
Annual Reports of the AEC for the years 1998-1999 to 2008-2009 inclusive were
referred to in the statement of agreed facts, which
forms part of the
Application Book. The AEC has also, from time to time, made submissions to the
Joint Standing Committee on Electoral
Matters ("the JSCEM"). A number of those
submissions were also included in the Application Book in relation to inquiries
conducted
by the JSCEM into federal elections in 1998, 2004 and 2007. By the
agreed facts, the authenticity of the reports and the submissions
were accepted,
as was, by specific agreement, the correctness of certain factual statements and
tables contained in them. Reference
to these reports and submissions in these
reasons is made within the framework of the agreements about their use between
the
parties[66].
- The
Electoral Commissioner is the chief executive officer of the
AEC[67]. There
is an Australian Electoral Officer for each
State[68].
There is a Divisional Returning Officer for each Electoral Division, whose duty
it is to give effect to the Act "within or for
the Division subject to the
directions of the Electoral Commissioner and the Australian Electoral Officer
for the
State"[69].
- Under
Pt IV of the Act each State and the Australian Capital Territory are
"distributed into Electoral Divisions" with one member of the
House of
Representatives to be chosen for each
Division[70].
There is a provision for the redistribution of the Divisions in a State or the
Territory[71]
and a requirement for monthly assessments of the number of persons enrolled in
each Division, the average divisional enrolment and
the extent to which the
number of electors enrolled in each Division differs from that
average[72]. A
mini-redistribution can be undertaken after the issue of the writs for an
election where the number of Divisions in a State differs
from the number of
members to which the State is
entitled[73].
That process involves a consideration of the number of electors enrolled in the
various Divisions within the State. The Rolls
therefore have an important part
to play in the redistribution process.
- Part
VI of the CEA provides for a Roll of electors for each State and
for each
Territory[74].
Each of those Rolls is made up of the Rolls for the Divisions within the State
or
Territory[75].
The Rolls are to contain the name and address of each elector and such further
particulars as are
prescribed[76].
Rolls can be
inspected[77]
and information contained in them must be made available to specified classes of
persons and
organisations[78].
The AEC must conduct reviews of the Rolls with a view to ascertaining such
information as is required for their preparation, maintenance
and
revision[79].
- The
AEC has, since 1999, used a process of data-matching, designated "Continuous
Roll Update" ("CRU"), to maintain the Electoral
Roll. By this process personal
information on electors held by the AEC is matched with external data from other
agencies and from
some utility companies. Where data-matching indicates that an
elector has become eligible or has changed his or her address, the
AEC sends a
letter to or visits the elector. This process can result in an enrolment or a
transfer of enrolment occurring. Non-response
to attempted communication can
lead to the removal of the elector from the Roll under the objection process for
which Pt IX
provides[80].
- The
scale of the CRU undertaking is indicated by the fact that between 2000-2001 and
2004-2005 the AEC each year processed about
four million records showing a
change of address or likely eligibility to enrol. Targeted mail was sent to 2.8
million addresses
each year. Field visits were made to 330,000 habitations
annually. This activity generated about 850,000 enrolments annually.
The
result of the activity was more complete Electoral Rolls. There was, however, a
much lower rate of return, in terms of enrolments,
having regard to extra
expenditure in 2007, compared with the return in 2004.
- During
1997, the AEC introduced enhancements to its computerised Roll Management System
("RMANS") in order to detect and deter fraudulent
enrolment. The RMANS Address
Register separately identifies each known address, based on known streets and
localities, and lists
a range of attributes for the address, including whether
the address is habitable and valid for enrolment. The Register is then
used to
assess the validity of addresses listed on enrolment claims.
- Qualifications
and disqualifications for enrolment and for voting are dealt with in Pt VII of
the CEA. A key provision of Pt VII
is s 93. It sets out conditions upon
which persons "shall be entitled to
enrolment"[81].
They are persons who have attained 18 years of age and who are Australian
citizens[82].
Also entitled are non-citizens who would have been British subjects within the
meaning of the relevant citizenship law had it continued
in force and whose
names were, before 26 January 1984, on a
Roll[83]. An
"Elector" is defined in s 4(1) as "any person whose name appears on a Roll
as an elector" and whose name is on the Roll for
a Division. An elector is
"entitled to vote at elections of Members of the Senate for the State that
includes that Division and
at elections of Members of House of Representatives
for that
Division"[84].
- Some
classes of persons are not entitled to enrolment or to vote. The holders of
temporary visas under the Migration Act 1958 (Cth) and unlawful
non-citizens under that Act are not entitled to
enrolment[85].
Persons who, by reason of being of unsound mind, are incapable of understanding
the nature and significance of enrolment and voting
and persons convicted of
treason or treachery and not pardoned are not entitled to enrolment or to vote
at any Senate election or
election for the House of
Representatives[86].
Also disqualified are persons serving a sentence of imprisonment of three years
or
longer[87].
- Persons
resident in Australia who are leaving Australia may be included on the Roll as
eligible overseas
electors[88].
Persons who have ceased to reside in Australia and intend to resume residence
within six years of ceasing may apply for enrolment
and be
enrolled[89].
Spouses, de facto partners and children of eligible overseas electors may apply
for
enrolment[90].
There is also provision for the enrolment of itinerant electors, a class which
includes homeless
persons[91].
There are cut-off provisions, preventing consideration of the enrolment of
persons in some of these categories, which operate from
8 pm on the day that the
writs have issued for an
election[92].
The validity of the amendments which introduced these provisions was
challenged by the plaintiffs in their further amended application. That was a
necessary consequence of their challenge
to the cut-off provisions affecting
them, which are to be found in Pt VIII of the CEA. No objection was taken to
their standing
to do so. It was accepted that the cut-off provisions introduced
by the Amendment Act would stand or fall together.
- Section
93 is made under two heads of constitutional power. The first is the
power to make laws to prescribe the qualifications of
electors[93].
The second is the power to make laws relating to the election of senators and
members of the House of
Representatives[94].
The two heads of legislative power are logically distinct. Nevertheless, laws
prescribing electoral processes may validly impinge
upon the entitlement to vote
at an election. As already explained, the only proper purpose of such
processes is to provide the means by which "the people" may choose the
members of their Parliament. That statement of purpose is a
generalisation of the rationale offered by Griffith CJ in Smith v
Oldham for laws regulating the conduct of persons with regard to
elections[95]:
"The main object of laws for that purpose is, I suppose, to secure freedom of
choice to the electors."
- The
logical distinction between the two heads of power was acknowledged by Gibbs CJ,
Mason and Wilson JJ in R v Pearson; Ex parte
Sipka[96].
The provision of the CEA there under consideration, to the extent that it
impinged upon voting rights said to be protected by s 41 of the
Constitution, was s 45(a). The latter section provided a cut-off for
claims for enrolment and transfers of enrolment upon issue of the writs for an
election.
It was characterised by their Honours as a law relating to elections
for members of the House of Representatives and
senators[97].
It does not appear from the joint judgment of Brennan, Deane and Dawson JJ
that their Honours, as the Commonwealth submitted in
this case, treated s 45(a)
as an aspect of the definition of the Commonwealth franchise under ss 8 and
30. The Commonwealth submitted that in any event the subject matters of
qualification of electors and elections are not mutually exclusive.
That may be
accepted. A law may be a law with respect to both subject matters. But the
class of law which defines the qualifications
of electors, even if it extends to
laws making enrolment a condition of entitlement to vote, does not extend to
procedural laws prescribing
cut-off dates for the lodgement of claims for
enrolment or transfer of enrolment.
- Part
VIII of the CEA sets up a system of compulsory enrolment. Every person who is
entitled to be enrolled for any Subdivision, whether by
way of enrolment or
transfer of enrolment, and whose name is not on the Roll, is required to
"forthwith fill in and sign a claim
and send or deliver the claim to the
Electoral
Commissioner"[98].
The requirement does not apply to persons applying to be treated as eligible
overseas electors under s 94 or their spouses, de facto partners or
children. It does not apply to itinerant electors, nor to persons who have
turned 16 and
who are thereby eligible under s 100 of the CEA to lodge a claim
in advance of turning 18.
- By
operation of s
98AA[99],
certain classes of prospective electors, including those making claims as
itinerant or overseas electors, are required to supply
evidence of their
identity. The methods of proof available are specified in sub-s (2) and in
regs 11A and 12 of the Electoral and Referendum Regulations 1940 (Cth).
- Subject
to an immaterial exception, a person whose name is not on the Roll on the
expiration of 21 days from the date upon which
the person became so entitled is
guilty of an offence unless he or she proves that the non-enrolment was not the
result of a failure
to send a completed claim to the Electoral
Commissioner[100].
There is also an offence committed when a person changes his or her address
within a particular Subdivision and does not give notice
of the new address
within 21 days to the Electoral
Commissioner[101].
Failure to comply with the obligations under s 101 constitutes an offence
punishable on conviction by a fine not exceeding one penalty
unit. There is,
however, a saving provision in s 101(7), which provides:
"Where a person sends or delivers a claim for enrolment, or for transfer of
enrolment, to the Electoral Commissioner, proceedings
shall not be instituted
against that person for any offence against subsection (1) or (4) committed
before the claim was so sent
or
delivered."
The obligations imposed by s 101 apply to first-time claimants for enrolment on
any Roll, persons effecting transfer of enrolment
from one Subdivision to
another and persons changing their address within one Subdivision. The offence
provisions are an incentive
to enrolment and to discharge of the statutory duty
to enrol and ultimately to vote. Their primary character as an incentive is
apparent from the immunity from prosecution conferred by s 101(7) when a
person has sent or delivered a claim for enrolment or transfer
of enrolment to
the Electoral Commissioner. They are designed not to punish, but to encourage
maximum participation by persons qualified
to vote.
- Where
the Electoral Commissioner receives a claim for enrolment or transfer of
enrolment and the claim is in order, the Commissioner
is required by
s 102(1)(b) to enter the name of the claimant on the Roll together with
other necessary particulars. The claimant
is also to be notified in writing of
the enrolment. Sub-sections (4) and (4AA) of s 102 apply in the present case to
the first and
second plaintiffs respectively. The validity of the amendments to
the CEA which introduced those sub-sections is under challenge.
The
sub-sections are in the following terms:
"(4) If a claim by a person for enrolment under section 101 ... is received
during the period:
(a) beginning at 8 pm on the date of the writ or writs for an election for the
Division to which the claim relates; and
(b) ending at the close of the polling at the election;
then the claim must not be considered until after the end of the period.
(4AA) If a claim by a person for transfer of enrolment under section 101 ... is
received during the period:
(a) beginning at 8 pm on the date of the close of the Rolls for an election for
the Division to which the claim relates; and
(b) ending at the close of the polling at the election;
then the claim must not be considered until after the end of the
period."
Where a claim is delayed by reason of delay in the delivery of mail caused by an
industrial dispute, then the claim shall be regarded
as having been received
before the commencement of the cut-off periods referred to in sub-s (4) or
sub-s (4AA) as the case
requires[102].
- Sub-sections
(4) and (4AA) of s 102 are to be read in the light of Pt XIII of the CEA, which
is concerned, inter alia, with the issue of writs for elections, the dates for
the close of the Rolls, nomination,
polling and the return of the writs. The
close of the Rolls is dealt with by s 155:
"155 Date for close of Rolls
(1) The date fixed for the close of the Rolls is the third working day
after the date of the writ.
(2) In this section:
working day means any day except:
(a) a Saturday or a Sunday; or
(b) a day that is a public holiday in any State or
Territory."
The validity of the 2006 amendment to s 155 is challenged in these
proceedings.
- The
date fixed for nomination of the candidates is required to be not less than 10
days nor more than 27 days after the date of the
writ[103].
The date fixed for polling is to be not less than 23 days nor more than 31 days
after the date of
nomination[104].
The date fixed for the return of the writ is to be not more than 100 days
after the issue of the
writ[105].
The effect of s 102(4) is that a person lodging a claim for enrolment cannot
have the claim considered until after the election
if it was lodged after 8 pm
on the day that the writs issued. The effect of s 102(4AA), read with s
155, is that a person seeking transfer of enrolment because of a change
of address has three days only from the date of the issue of the writs to
lodge his or her claim.
- Part
IX of the Act provides for objections to be made to the enrolment of a person on
the Electoral
Roll[106].
The Electoral Commissioner, however, cannot remove an elector's name from the
Roll during the period between 8 pm on the date of
issue of the writs for an
election and the close of polling for that
election[107].
The Commonwealth in its submissions pointed to the effects of the pre-amendment
law on the Electoral Commissioner's ability to process
objections. In this
connection it should be noted that s 106 empowers the Electoral
Commissioner, at any time between the date of
issue of the writ for an election
for a Division and before the close of polling at that election, to remove from
the Roll the name
of a person who secured enrolment pursuant to a claim in which
the person made a false statement. That power does not depend upon
the
application of the objection process.
- It
is now necessary to review briefly the history of cut-off provisions prior to
the Amendment Act.
Enrolment cut-offs: 1902-2006
- The
Commonwealth Electoral Act 1902 was described in its long title as "An
Act to regulate Parliamentary Elections". It conferred the entitlement to
enrolment on
"[a]ll persons qualified to vote at any Election for the Senate or
House of Representatives, or who would be qualified so to vote
if their names
were upon a
Roll"[108].
There was a cut-off provision in s 64. Claims for enrolment and transfer of
enrolment lodged before the issue of the writs for
an election could be
processed after the issue of the writs but otherwise no addition or alteration
was to be made to the Rolls between
the issue of the writs and the close of
polling.
- As
enacted the CEA, which consolidated and amended the law relating to
parliamentary elections, contained a similar although not
identical cut-off
provision. Claims for enrolment or transfer which were received after 6 pm on
the day of the issue of the writs
for an election would not be registered until
after close of
polling[109].
- Until
1983 the CEA continued to provide that the Electoral Rolls closed on the date of
issue of the writs. There was, however, an
executive practice, which developed
at least from the 1930s, of announcing the election some days before the
Governor-General was
asked to dissolve Parliament and issue writs for the
election of the members of the House of
Representatives[110].
The time between the announcement and the issue of the writs varied, after 1934,
from a minimum of five days in 1949 to a maximum
of 63 days in 1958. In 1983
there was a departure from that practice. The election was announced on the
afternoon of the day before
the issue of the writs. It was that late
announcement, coupled with the operation of s 45(a) (the cut-off provision
of the CEA then
in force), that led to the litigation in this Court in R v
Pearson; Ex parte
Sipka[111].
Murphy J referred to the background in his dissenting
judgment[112]:
"The effect of the circumstances in which this election was called is that many
persons who were entitled to be but were not enrolled
on the Commonwealth roll
by 6 pm on 4 February 1983 are, apart from s 41 of the Constitution, prevented
from enrolling and voting in this election because of s 45(a) of the
Commonwealth Electoral Act."
- The
CEA was amended by the Commonwealth Electoral Legislation Amendment Act
1983 (Cth). The cut-off point for consideration of claims for enrolment or
transfer of enrolment was extended beyond the date of issue
of the writs to the
date of close of the
Rolls[113].
The date fixed for close of the Rolls was to be seven days after the date of
issue of the
writs[114].
The Second Reading Speech for the amending legislation described one of its
objectives as "to make it easier for electors to get
on the rolls and stay on
the rolls ... For example, the Bill provides that there must be a sufficient
time between the announcement
of an election and the close of rolls for that
election."[115]
The seven-day period of grace then introduced operated for eight subsequent
federal elections until the amendments under challenge
in these proceedings.
- Before
it was amended in 2006, s 102 of the CEA precluded consideration, until after
the close of polling, of a claim for new enrolment received after 8 pm on
the day on which the Rolls for the election were to close. Section 155 , as it
then stood, provided that the date fixed for the close of the Rolls was seven
days after the date of the writs. The effect
of s 102 , read with s 155 ,
was that a person, qualified as an elector, had seven days after the issue of
the writs to lodge a claim for enrolment and thus
be placed on the Roll. The
position of a person seeking a transfer of enrolment was the same.
- The
challenged amendments were effected by s 3 of the Amendment Act, read with
various items specified in Sched 1 to that Act. The amendment, by repeal
and substitution, of s 102(4) and the insertion
of s 102(4AA) were
effected by Item 41 in Sched 1. The amendment of s 155 was effected
by repeal and substitution under Item 52
in Sched 1.
Operation of the cut-off: 1983-2006
- AEC
records for the period 1993-2006 show the number of new enrolments,
re-enrolments and transfers of enrolment undertaken during
the grace period
after the issue of the writs. The number of such transactions represented well
in excess of 350,000 electors in
each of the 1993, 1996, 1998 and 2001
elections. For each of the 1998 and 2001 elections the number of new enrolments
and re-enrolments
increased daily during the seven-day period (save for
Saturdays and Sundays). In 2004, the close-of-Rolls transactions represented
17.5 per cent of total enrolment activity for the 2004-2005 financial year. Of
520,086 close-of-Rolls transactions, 265,513 enrolment
cards were received from
voters whom the AEC had contacted in the 12 months prior to the election.
- Following
the Amendment Act the post-announcement grace period for the 2007 election was
three days for new enrolments and nine days for updating existing enrolments.
There were in those periods 279,469 enrolment transactions. Some 100,370 people
lodged their claims for enrolment or transfer of
enrolment after the close of
the Rolls.
- The
AEC reported to the Australian National Audit Office ("the ANAO"), following the
2007 election, that it had faced a far greater
challenge in 2007 due to the
shortened close of the Rolls. It was not able to rely upon its previous
strategy, used in 2004, which
involved advertising when the election was called
and drawing attention to the seven-day close-of-Rolls period. The AEC also
reported
that in 2007 it had achieved "a small gain in enrolment efficiency
measured by transaction". The gain was expensive. About $36
million was spent
on enrolment activity, including advertising, before the 2007 election. The
marginal cost of each of the net additional
118,885 enrolments in 2007 was over
$216, nearly seven times the unit cost per additional enrolment in 2004.
- As
to the problem of electoral fraud, the AEC stated, in a submission to the JSCEM
in October 2000, that "identity fraud is not a
significant problem in the
federal electoral system". The AEC observed:
"Apart from the lack of evidence available to the AEC of any widespread and
organised conspiracy involving identity fraud ... it
must be acknowledged that
there are very significant difficulties in organising an identity fraud
conspiracy of sufficient magnitude
to affect the result in a federal Division".
In the event, it was not submitted for the Commonwealth that the justification
for the amendments, so far as it was based upon the
prevention of fraud, was
other than prophylactic. That is to say, the amendments were not introduced as
a reaction to an existing
problem of identity fraud in connection with
enrolments.
- It
is apparent from the agreed facts that, as would be expected, the effect of the
cut-off provisions enacted in 2006 was greater
with respect to newly qualified
electors than electors in older age groups. The percentage of eligible persons
in the age range
18-25 who were not enrolled as at 30 June 2006 and 30 June
2007 was significantly greater than the percentage of the total number
of
eligible voters who were not enrolled at those dates. As at 15 April 2010,
there were approximately 430,000 eligible young people
who were not enrolled to
vote.
- It
was also an agreed fact that people living in remote and rural areas of
Australia may have difficulty enrolling because of limited
access to the
facilities and services necessary for enrolment.
- Other
agreed facts were before the Court in relation to claims for enrolment in
connection with the 2010 election. They were set
out in an affidavit sworn by
Paul Dacey, Deputy Electoral Commissioner in the AEC:
- 508,000
claims for enrolment and transfer of enrolment were received after the
announcement of the election and before the deadlines
for enrolment claims.
Those claims were processed onto the Rolls by 27 July 2010.
- There
were estimated to be approximately 100,000 claims for enrolment received after
the cut-off deadlines, but before the date for
the closing of the Rolls prior to
the Amendment Act. That estimate was based on preliminary advice from State
Managers at close of business on 27 July 2010, albeit it was subject to
a
considerable margin of uncertainty.
- Mr
Dacey indicated that if a requirement to process late claims for
enrolment and transfer of enrolment were made known to the AEC by 6 August 2010,
it would be able to process
them. It would have to deploy additional
staff and the deployment would cause some level of disruption. An
electronic version of the Roll would be able to be completed by 18 August 2010.
The AEC would write to electors who had made late claims once their
applications had been processed onto the Roll and advise that they would be
able
to cast a provisional vote at a polling place on polling day. Their names would
not appear on the certified lists, which are
the printed lists of voters for
each Division required by s 208 of the CEA. Those lists would have been
finalised and sent for printing.
This would not prevent electors who enrolled
late from exercising their vote, nor would it interfere with processes of
preliminary scrutiny of declaration
votes[116] as
those requirements could be met by utilising the electronic Roll.
The justification for the Amendment Act
- The
Bill which became the Amendment Act was said, in the Second Reading Speech, to
contain "reform measures arising from some of the government supported
recommendations
of the Joint Standing Committee on Electoral Matters' report on
the 2004 federal election, which was tabled in the parliament in
October 2005,
and additional reform measures considered a priority by the
government"[117].
The Speech did not otherwise set out the objectives or rationale of the
amendment. The Explanatory Memorandum did not add anything
relevant for present
purposes.
- The
report of the Joint Standing Committee on Electoral Matters on the 2004 federal
election[118]
("the JSCEM Report"), referred to in the Second Reading Speech and the
Explanatory Memorandum, contained a number of recommendations.
One was that s 155 be amended to provide that the date and time
fixed for the close of the Rolls be 8 pm on the day of the
writs[119].
The objective of and rationale for the amendment was set out at pars 2.112
to 2.126 of the Committee's report. In those paragraphs,
the Committee made the
following points:
(i) The AEC had processed approximately 17.5 per cent of enrolment transactions
in 2004-2005 during the close of Rolls for the 2004
federal election, a period
representing only three per cent of the available working time for the
year[120].
(ii) The volume of transactions during the close-of-Rolls period limited the
AEC's ability to conduct the thorough and appropriate
checks required to ensure
that the Rolls were updated with
integrity[121].
(iii) If electors had enrolled or changed their enrolment details at the time
that their entitlement changed, 60.5 per cent of enrolment
transactions during
the close-of-Rolls period would not have been
required[122].
(iv) The seven-day close-of-Rolls period for federal elections actually
encouraged electors and potential electors to neglect their
obligations in
respect of enrolment, believing they could play "catch up" during the
close-of-Rolls period. It thereby decreased
the accuracy of the
Rolls[123].
(v) A significant number of electors failed to update enrolment details in the
12 months before the 2004 election writs were issued
despite contact and
prompting from the AEC up to 12 months before the election was announced.
These electors were later responsible
for a large proportion of the enrolment
transactions that the AEC was required to process during close of
Rolls[124].
(vi) AEC statistics indicated that, despite AEC efforts and significant taxpayer
funds expended in contacting electors prior to elections
being announced, that
pattern was repeated election after
election[125].
(vii) Electors act unlawfully in not enrolling when entitled and also cause
wastage of a significant amount of taxpayer funds expended
on postage and other
measures in repeated attempts to persuade them to update their details on the
Electoral
Roll[126].
(viii) Current close-of-Rolls arrangements present an opportunity for those who
seek to manipulate the Rolls to do so at a time where
little opportunity exists
for the AEC to undertake the thorough checking required to ensure Roll
integrity[127].
(ix) The fundamental issue was to prevent such fraud before it was able to
occur. Failure to do so would amount to
neglect[128].
(x) The change, along with the introduction of proof of identity and address
measures for enrolment and provisional voting would
ensure the Electoral Roll
retained a high degree of accuracy and integrity, while reminding electors that
the responsibility for
ensuring that the Electoral Roll is updated in a timely
manner rests with
them[129].
Contentions and conclusions
- The
principal Commonwealth submissions in respect of validity, which assumed no
relevant distinction between a disqualifying electoral
law and a "procedural"
electoral law, may be summarised as follows:
- The
issue in relation to the validity of the impugned provisions was in substance,
according to the Commonwealth, whether their effect
on the ability of some
persons to cast a vote in an impending election was disproportionate to the end
that they served. In light
of the preceding discussion that submission is not
controversial.
- It
was not a necessary condition of the validity of the impugned provisions, so the
submission went, that there be evidence of a pre-existing
mischief, such as
electoral fraud, to which they were directed. That submission can be accepted.
However the presence or absence
of evidence of an existing mischief may be
relevant in ascertaining whether the detriment imposed by a law which
disentitles qualified
persons from enrolment is disproportionate to the benefit
to be derived in terms of the constitutional mandate.
- The
benefits derived from the earlier cut-off dates were said to include the smooth
and efficient conduct of elections effected by:
(i) enhancement of the accuracy of the Roll between elections by encouraging
timely enrolment and updating;
(ii) consequential saving of AEC resources otherwise spent on attempts to
persuade people to enrol; and
(iii) consequential reduction of the diversion of AEC resources into
processing of late claims for enrolment and transfer.
The possibility that the amendments could yield such benefits can be
accepted.
- The
Constitution, it was submitted, has always allowed the executive a degree of
control over the time that elapses between the announcement of an
election and
the issue of the writs. The impugned provisions, it was said, do not affect
that power. That submission can also be
accepted. However, a key difficulty in
this case is that the impugned provisions remove a statutory grace period
incapable of being affected by the executive discretion as to the timing of
the
announcement of the election.
- The
Commonwealth also submitted that, on the plaintiffs' argument, either the
pre-1983 provisions were invalid or their validity was
somehow conditioned upon
executive practice. It is not clear that the plaintiffs' argument has that
consequence. In any event,
when attention is focussed, as it ought to be, upon
the alterations effected by the law to existing opportunities to enrol and to
update enrolment rather than the search for a baseline of validity, the
Commonwealth's submission is beside the point.
- The
integrity of the Rolls was said to be enhanced by the impugned provisions in two
ways:
(i) ensuring that people who should be on the Roll are on it;
and
(ii) ensuring that people who should not be on the Roll are not
included.
The Commonwealth submitted that the latter aspect of the integrity of the
Rolls is enhanced because the AEC would have more time to process
enrolment applications before polling day. Again, these benefits may
be
accepted as outcomes to which the amendments are directed.
- The
Commonwealth submitted that differential effects of the impugned provisions on
different sections of the community neither affect
characterisation of the
impugned provisions nor indicate a purpose of disenfranchising those sections.
The defining characteristic
of those excluded was said to be that they failed to
comply with their obligations to enrol and effect transfer of their enrolments.
In my opinion there is no basis for inferring any discriminatory purpose
underlying the Amendment Act. Moreover, it is not necessary to the disposition
of this case to consider the significance of the differential operation of the
impugned provisions upon particular groups. This does not exclude the
possibility that operational discrimination, effected by an
electoral law, in
relation to the acquisition and exercise of voting entitlements could be
relevant to the validity of such a law.
- The
Commonwealth also contended that differential effects of the impugned provisions
on people living in remote areas were simply
one aspect of the difficulties that
face people living in such areas and would not affect characterisation of the
impugned provisions.
The cut-off for itinerant and homeless people, it was
said, had not been shown to impose a "significantly different burden" on them
from that imposed on other persons. So much can be accepted but the effect of
the earlier cut-off upon people living in remote areas
and itinerant and
homeless people is to be considered as one of the practical consequences of the
impugned provisions.
- The
plaintiffs in reply to the Commonwealth contended that the statements made by
the JSCEM in its report were not a substitute for
evidence and could not
establish a legitimate end for the impugned provisions when the material from
independent authorities such
as the AEC and the ANAO were to the contrary. This
submission must be rejected. The rationale advanced by the JSCEM for amendment
to the law was, in effect, incorporated by reference into the Second Reading
Speech for the Amendment Act. To the extent that the purposes identified in the
report fell within the scope of the constitutional mandate, it is not a
condition
of the validity of the legislation that those recommendations were
based upon findings or assumptions of fact. The ends identified
by the JSCEM
were legitimate in terms of the constitutional mandate. But for the reasons
already given that conclusion does not
end the inquiry as to validity.
- Importantly,
there was nothing to support a proposition, and the Commonwealth did not submit
otherwise, that the impugned provisions
would avert an existing difficulty of
electoral fraud. Nor was there anything to suggest that the AEC had been unable
to deal with
late enrolments. Indeed, it had used the announcement of an
election, coupled with the existence of the statutory grace period,
to encourage
electors to enrol or apply for transfer of enrolment in a context in which its
exhortations were more likely to be attended
to and taken seriously than at a
time well out from an election.
- The
plaintiffs, in their submissions, pointed to existing mechanisms to ensure the
integrity and accuracy of the Rolls. These included
the CRU process, the RMANS
Address Register and more stringent proof-of-identity requirements introduced in
connection with the 2006
amendments and reflected in s 98AA of the CEA and regs
11A and 12 of the Electoral and Referendum Regulations 1940.
- The
constitutional legitimacy of measures calculated to ensure that people who are
not entitled to vote do not vote was, of course,
accepted by the plaintiffs.
They pointed, however, to the absence of any evidence of the existence prior to
the Amendment Act of a significant number of persons voting who were not
entitled to vote. They contrasted that absence with the evidence of the effect
of the impugned provisions in preventing an estimated 100,000 citizens from
being enrolled or transferring their enrolment.
- The
legal effect of the impugned provisions is clear. They diminish the
opportunities for enrolment and transfer of enrolment that
existed prior to
their enactment. These were opportunities that had been in place as a matter of
law for eight federal elections
since 1983. They were consistent with an
established executive practice which provided an effective period of grace for
nearly 50
years before 1983. The practical effect of the Amendment Act was
that a significant number of persons claiming enrolment or transfer of enrolment
after the calling of an election could not have
their claims considered until
after the election. That practical effect cannot be put to one side with the
observation, which is
undoubtedly correct, that those persons were so affected
because of their own failures to claim enrolment or transfer of enrolment
in
accordance with their statutory obligations. The reality remains that the
barring of consideration of the claims of those persons
to enrolment or transfer
of enrolment in time to enable them to vote at the election is a significant
detriment in terms of the constitutional
mandate. That detriment must be
considered against the legitimate purposes of the Parliament reflected in the
JSCEM Report. Those
purposes addressed no compelling practical problem or
difficulty in the operation of the electoral system. Rather they were directed
to its enhancement and improvement. In my opinion, the heavy price imposed by
the Amendment Act in terms of its immediate practical impact upon the fulfilment
of the constitutional mandate was disproportionate to the benefits
of a smoother
and more efficient electoral system to which the amendments were directed.
- For
the preceding reasons, I joined in the order made on 6 August 2010. I
agree also that the application should be otherwise dismissed.
- GUMMOW
AND BELL JJ. This proceeding in the original jurisdiction of the Court was
instituted on 26 July 2010, seven days after the
issue of writs for a
general election to be held on Saturday 21 August 2010. The first
plaintiff, Ms Rowe, is an Australian citizen
who attained the age of
18 years on 16 June 2010 and desires to vote in the general election.
The second plaintiff, Mr Thompson,
is an Australian citizen aged 23
who was enrolled to vote at an address in the Electoral Division of Wentworth in
the State of New
South Wales. In March 2010 he moved to an address in the
Electoral Division of Sydney but, prior to 22 July 2010, did not advise
the
Australian Electoral Commission ("the Commission") and seek the transfer of his
enrolment. He also wishes to vote at the general
election and to do so in the
Electoral Division of Sydney.
- The
second defendant is the Commonwealth of Australia and the first defendant the
Electoral Commissioner, who is the chief executive
officer of the Commission,
pursuant to the provisions of the Commonwealth Electoral Act 1918
(Cth) ("the Electoral Act"). The Commission is established by s 6 of that
statute.
- The
term "Elector" is defined in s 4(1) as a person whose name appears as an
elector on an Electoral Roll. Part VI (ss 81-92) of the Electoral Act
provides that there be a Roll of electors for each State and for each of the
Territories (s 81), with a Roll for each Electoral Division for the
election of a member of the House of
Representatives[130],
and for each Subdivision of an Electoral Division
(s 82)[131].
A central feature of the system for the polling established by Pt XVI
(ss 202A-245) of the Electoral Act is the receipt by the elector of a
ballot paper and the marking of the vote in private (ss 231-233). The
secrecy which attends this system makes the description "compulsory attendance"
more appropriate than "compulsory voting",
though the latter often is used.
Part XVI also provides for provisional votes (s 235) and Pt XV
(ss 182-200) provides for postal voting.
- Amendments
were made to the Electoral Act by the Electoral and Referendum Amendment
(Electoral Integrity and Other Measures) Act 2006 (Cth) ("the 2006
Act")[132].
Each plaintiff would be entitled to vote at the pending general election if
named on the relevant Electoral Roll maintained under
the Electoral Act
(s 93(1), (2)). Neither plaintiff was so named on Monday 19 July
2010 when the writs for the general election were issued but both sought
to
rectify the position by claiming enrolment and transfer of enrolment,
respectively, within the seven day period after the issue
of the writs. Their
claims would have been well made under the provisions of the Electoral Act as
the statute stood before the 2006 Act. However, the provisions of the Electoral
Act as they have stood since the amendments made by the 2006 Act, if they are
valid, would operate to close the Electoral Roll against the plaintiffs pending
the holding of the general election
on 21 August 2010. The Roll closed at
8pm on Monday 19 July for claims to new enrolments and at 8pm on Thursday
22 July for claims
to transfers of enrolment.
- The
evidence given for the Electoral Commissioner estimated that possibly as many as
100,000 claims for enrolment were in the same
position as those made by the
plaintiffs.
- In
this Court the plaintiffs sought to establish the invalidity of the repeal
effected by the relevant provisions of the 2006 Act. By order of a Justice of
this Court made on 29 July 2010 the proceeding was referred for further
hearing by the Full Court on a
Statement of Agreement Facts. At the hearing
on 4 and 5 August 2010 the Attorney-General for the State of Western
Australia intervened
in support of the validity of the legislation.
- At
12 noon on 6 August 2010 the Court, by majority, declared that certain
Items[133] of
Sched 1 to the 2006 Act are invalid. These Items were expressed to repeal
particular provisions of the Electoral Act then in force. The effect of the
declaration of invalidity is that those Items were ineffective to achieve that
repeal so that the
statute, as it stood before that ineffective repeal, has
remained in
force[134].
The Court ordered that the Commonwealth pay the costs of the plaintiffs.
- The
evidence on behalf of the Electoral Commissioner, and submissions by counsel,
indicated that if the declaration were made by
the Court on 6 August the
expectation would be that the electronic roll referred to in s 111 of the
Electoral Act would be completed by 18 August and the postal and
provisional voting systems utilised as the need arose for the conduct of the
polling
on 21 August. Accordingly, and the contrary was not suggested,
there was utility in the Court making the declaration on 6 August.
- What
follows are our reasons for joining in the making of that order.
The electoral structure
- Further
consideration of the circumstances giving rise to the litigation requires
attention to several provisions of the Constitution and of the Electoral Act.
Section 5 of the Constitution provides that by Proclamation the
Governor-General may prorogue the Parliament and dissolve the House of
Representatives and that
after any general election the Parliament shall be
summoned to meet not later than 30 days after the day appointed for the
return
of the writs.
- Section 32
is an important provision for the setting of the steps in the conduct of a
general election. It states:
"The Governor-General in Council may cause writs to be issued for general
elections of members of the House of Representatives.
After the first general election, the writs shall be issued within ten days from
the expiry of a House of Representatives or from
the proclamation of a
dissolution thereof."
Section 32 thus so operates that from one general election to another the
period between the proclamation of a dissolution and the issue of
the writs may
vary, and with that variation, so also the period for an immediate appreciation
by the public of the pendency of a
general election. It appears that in 1914
the writs were issued on the same day as the proclamation of the dissolution,
that this
occurred again in 1983, and that on other occasions there have been
longer
intervals[135].
As will appear below, in the case of the general election called for
21 August 2010, the interval was that between Saturday 17 July
and
Monday 19 July.
- In
their submissions the plaintiffs sought to attach some stigma to the exercise of
power by the Governor-General in Council under
s 32 to achieve a shorter
rather than a longer interval between proclamation of a dissolution and the
issue of writs. That which the
Constitution plainly permits cannot be a
subversion of its operation. Any consideration of what is required of the
Parliament in enacting legislation
to provide for chambers "directly chosen by
the people" must allow for the exercise by the executive of the authority
conferred by
s 32 in accordance with its terms.
- Section 32
deals with general elections for members of the House. With respect to the
Senate the issue of writs depends partly upon the Constitution and partly upon
legislation. Section 12 of the Constitution relevantly states:
"The Governor of any State may cause writs to be issued for elections of
senators for the State."
The practice is for those Governors to fix times and polling places identical
with those for elections for the House of Representatives,
the writs for which
having been issued by the Governor-General in Council under s 32 of the
Constitution[136].
- Section 43
of the Electoral Act requires that an election for the senators for the
Australian Capital Territory and for the Northern Territory ("the Territories")
be held at the same time as each general election. Section 13 of the
Constitution provides a system for rotation of senators for the States and
requires that an election to fill vacant places be held within one
year before
they become vacant and that the term of service of these senators begin on
1 July following the date of the election.
The term of service of a
senator for the Territories commences on the day of election and expires at the
close of the day immediately
before the polling day for the next general
election (s 42 of the Electoral Act).
- Section 151
of the Electoral Act states:
"(1) The Governor-General may cause writs to be issued for elections of Senators
for Territories.
(2) The writs for the elections of Senators for Territories in accordance with
section 43 shall be issued within 10 days from the expiry of the House
of Representatives or from the proclamation of a dissolution of the House
of
Representatives."
In this way, s 151 of the Electoral Act, with respect to senators for the
Territories, synchronises the system for the issue of writs with that prescribed
by s 32 of the Constitution for general elections for members of the House
of Representatives.
- Section 47
of the Constitution states:
"Until the Parliament otherwise provides, any question respecting the
qualification of a senator or of a member of the House of Representatives,
or
respecting a vacancy in either House of the Parliament, and any question of a
disputed election to either House, shall be determined
by the House in which the
question arises."
The Parliament makes such provision by Pt XXII (ss 352-381) of the
Electoral Act, which establishes the Court of Disputed Returns.
Section 361(1) requires that the Court not inquire "into the correctness of
any Roll", although it may "inquire into the identity of persons, and
whether
their votes were improperly admitted or rejected, assuming the Roll to be
correct".
- It
is this electoral structure, created partly by the terms of the Constitution
itself and partly by legislation, which provided the foundation for the taking
of the steps now described for the conduct of a general
election for
21 August 2010.
The calling of the general election for 21 August 2010
- On
Saturday 17 July 2010, Her Excellency the Governor-General, acting under
s 5 of the Constitution, issued a proclamation under the Great Seal of
Australia, counter-signed by the Prime Minister. The proclamation prorogued the
Parliament
from 4.59pm on Monday 19 July 2010 until Saturday 21 August
2010 and dissolved the House of Representatives with effect at 5.00pm
on Monday
19 July
2010[137].
- On
Monday 19 July 2010, Her Excellency the Governor of New South Wales, having
assumed the administration of the government of the
Commonwealth under s 4
of the
Constitution[138]
and acting as Administrator in Council pursuant to the Constitution and under
the Electoral Act, issued writs for the election of members of the House of
Representatives for the States and the Territories and for the election
of
senators for the
Territories[139].
For the purposes of those elections Her Excellency fixed the following
dates:
For the close of rolls
|
22 July 2010
|
For the nominations
|
29 July 2010
|
For the polling
|
21 August 2010
|
For the return of the writs
|
On or before 27 October 2010
|
- Section 152(1)
of the Electoral Act stipulated that the writs fix the dates for the close of
the Electoral Rolls maintained under that statute, and for the nomination,
the
polling and the return of the writ. Succeeding provisions space the times which
may be fixed for each of these steps.
- Item 52
of Sched 1 to the 2006 Act, the validity of which has been successfully
challenged in this litigation, purported to insert a new s 155 into the
Electoral Act which fixed the date for the closing of the Rolls as the third
working day after the date of the relevant writ. Item 41, the validity
of
which also was successfully challenged, repealed s 102(4) and inserted
provisions which required the deferral until after the election of claims to
enrolment received during the period beginning
at 8pm on the date of the writ,
and of claims for transfer of enrolment received during the period beginning at
8pm on the date for
the close of the Rolls.
- Sections 156
and 175 provide for the closing of nominations at 12 noon not less than
10 days nor more than 27 days after the date of the writ. The date
of
polling must be a Saturday which is not less than 23 days nor more than
31 days after the date of nomination (ss 157 and 158). The writs must
be returned not more than 100 days after issue (s 159). As already
indicated, s 5 of the Constitution requires that the meeting of the new
Parliament must occur not later than 30 days after the day appointed for
the return of writs.
- On
19 July 2010, that is to say on the same day as Her Excellency the
Administrator issued writs for the election of members of the
House of
Representatives and for the Territory senators, Vice Regal representatives in
each of the States fixed dates for the election
of State
senators[140].
The spacing of and the dates for the steps for each election, beginning with the
issue of the writ, corresponded with that already
indicated for the election of
members of the House of Representatives and senators for the Territories.
- By
force of s 152(2) of the Electoral Act and s 37 of the Acts
Interpretation Act 1901 (Cth), the writs issued on 19 July 2010 were
deemed to have been issued on that day at 6pm on the standard or legal time in
the State
or part of the Commonwealth in which they were issued.
- The
writs were addressed, as required by Sched 1 to the Electoral Act, to the
Australian Electoral Officer for each State (in the case of State senators), the
Australian Electoral Officer for each Territory
(in the case of Territory
senators) and the Electoral Commissioner (in the case of elections for the House
of Representatives) and
each commanded these officials to ensure that the
election in question "be made according to law".
- Provision
for the offices held by these officials is made by Pt II (ss 5-38) of
the Electoral Act. There is an Australian Electoral Officer for each State
(s 20), and an Australian Electoral Officer for the Australian Capital
Territory appointed for the purposes of each election (s 30). The
Australian Electoral Officers for each State are subject to the directions of
the Electoral Commissioner (s 20(1)). There is also a Divisional Returning
Officer for each Division who is subject to the directions of the Electoral
Commissioner and,
in the case of each State, to the directions of the Australian
Electoral Officer for the State (s 32).
- The
effect of the declaration made by this Court is that if the relevant officials
are to ensure that the elections identified in
the writs issued on 19 July
are to "be made according to law" as the writs require, this must be on the
footing that the date fixed
for the close of the Rolls was not 22 July
2010, as stated in the writs, but seven days after the date of the issue of the
writs.
- Part XIX
(ss 283-286) of the Electoral Act deals with the return of the writs after
the ascertainment of the result of the relevant election. Section 285
provides for the remedy by proclamation of "errors" in the preparation of rolls,
writs, ballot papers and voter lists. Section 286 empowers the person
causing a writ to be issued to make provisions, by notice published in the
Gazette, meeting any difficulty which might otherwise interfere with the
due course of the election; any provision so made shall be valid
and sufficient
and any date provided in lieu of a date fixed by the writ shall be deemed to be
the date so fixed.
Direct choice by the people, qualification of electors and method of choice
– the Constitution
- With
respect to the Senate, s 7 of the Constitution stipulates that it:
"shall be composed of senators for each State, directly chosen by the people of
the
State"[141].
With respect to the House, s 24 stipulates that it:
"shall be composed of members directly chosen by the people of the
Commonwealth".
- Sections 8,
30 and 51(xxxvi) of the Constitution provide, subject to the Constitution,
for the making by the Parliament of laws respecting the qualification of
electors in Senate and House of Representatives elections.
Sections 9, 31
and 51(xxxvi) of the Constitution provide, subject to the Constitution, for
the making by the Parliament of laws respecting "the method of choosing"
senators and members of the House of Representatives.
- Part
VII (ss 93-97) of the Electoral Act deals with qualifications for, and
disqualifications from, enrolment and voting and Pt VIII (ss 98AA-112)
with enrolment. The legislative scheme apparent in Pt VII and Pt VIII
entwines the method adopted for the choice of representatives (a secret ballot
of enrolled electors) with the necessary qualifications
of electors with respect
to such matters of status as age and citizenship. The provisions of the
Electoral Act thus have a duplicate or sequential character.
- The
plaintiffs complain of "disenfranchisement" in the sense that by reason of the
provisions of the 2006 Act they have been denied what otherwise would be the
effect of their status as persons qualified to vote at the election on 21 August
2010. They also complain that while legislation of this character must be
directed to the selection of members and senators who
are chosen by the people,
the provisions of the 2006 Act adopt a method which is not reasonably
appropriate and adapted to serve the making of the electoral choice of which
ss 9 and 31 of the Constitution speak.
- The
central submission by the plaintiffs is that the Parliament in choosing the
means to achieve the integrity of the Roll necessary
to give effect to popular
choice within the meaning of ss 7 and 24 of the Constitution must
select a means which is no more than necessary to preserve that integrity and
must not legislate to deny unreasonably the opportunity
to enrol and vote.
- The
requirement for enrolment has been entwined with the requirements for status
since the Commonwealth Franchise Act 1902 (Cth). Section 3 provided
that subject to the provisions for disqualification in s 4, adults not
under 21 years of age, who
were natural born or naturalised subjects of the
King and had lived in Australia for six months continuously, and who were
enrolled,
were entitled to vote.
- Section 93
of the Electoral Act as it now stands selects from among the population all
persons who are not disqualified and have attained 18 years of age and are
either Australian citizens or members of a closed class of British subjects who
were enrolled immediately before 26 January 1984;
if enrolled they are
entitled to vote.
- While
the course of the legislation since 1902 has conditioned the exercise of the
franchise upon enrolment in the manner described,
there has been significant
change in the selection by the Parliament of those among the population who are
to be taken to answer
the constitutional expressions in ss 7 and 24
respectively "by the people of the State" and "by the people of the
Commonwealth".
- This
reflects the development of Australian citizenship law, which in turn followed
the emergence of national status with the winding-up
of the
Empire[142].
It also reflects changing views of the role in Australian society of young
persons, even if still of secondary school age in many
cases, who have attained
the age of 18 years, in matters of the franchise as well as of testamentary
and contractual competence,
service in the armed forces, and the like.
The constitutional setting
- By
the tersely worded provisions of ss 7, 8, 9, 24, 30, 31 and 51(xxxvi),
the Constitution was drawn with an appreciation of both past and future
development of a democratic system of government representative of, and
reflective
of the wishes of, "the people". In the immediate past lay the
development of representative government in the Australian colonies.
This had
two presently relevant aspects. The first was a rapid growth in the development
of universal and uniform adult male suffrage
divorced from property
qualifications, and direct election for the lower houses of the
legislatures[143].
In the United Kingdom, on the other hand, at the beginning of the 20th century,
it was possible to distinguish seven species of
franchise, those identified as
the property, freemen, university, occupation, household, lodger and service
franchises[144].
- The
second striking Australian development had been the adoption of the secret
ballot as the method of choice for the exercise of
the franchise. Indeed, the
facilitation of popular election in the Australian colonies by secret ballot had
been influential in
the enactment in the United Kingdom of the Ballot Act
1872 (UK), ss 4 and 20. The House of Lords had been impressed by
tabled reports by the Governor of
Tasmania[145]
and the Governor of South
Australia[146]
as to the "perfect tranquillity" of the conduct of such elections, and the
"mitigating influence" of the ballot upon "the occurrence
of popular excitement
and the discussion of disturbing
topics"[147].
By 1901 the secret ballot, or "Australian ballot" as it was known, had been
adopted in 40 of the then 45 States of the United States
of America as
a response to bribery and intimidation associated with viva voce polling
methods[148].
- Quick
and Garran wrote, with respect to the
Senate[149]:
"The principle of popular election, on which the Senate of the Commonwealth is
founded, is more in harmony with the progressive instincts
and tendencies of the
times than those according to which the Senate of the United
States[[150]]
and the Senate of Canada are called into existence. In the Convention which
drafted the Constitution of the Commonwealth not a single member was found in
favour of a nominated Senate. It was generally conceded, not only that a
chamber
so constituted would be of an obsolete type and repugnant to the drift
of modern political thought, but that, as a Council of States,
it would be an
infirm and comparatively ineffective legislative
body."
This emphasis by Quick and Garran (who dedicated their work to "the people of
Australia") upon the progressive instincts and tendencies
of modern political
thought retains deep significance for an understanding of the text and structure
of the Constitution.
- It
has been well said that one of the assumptions as to "traditional conceptions"
upon which the Constitution was framed was the rule of
law[151].
The law included not only the English common law which the colonies had
received, and which, of its nature, can never be wholly
static, but also the
enacted law. What is of enduring and immediate significance is that, whatever
else it involves, "the rule of
law" posits legality as an essential
presupposition for political liberty and the involvement of electors in the
enactment of law.
In the 19th century vast changes had been wrought by
legislation influenced by the utilitarian movement associated with Jeremy
Bentham,
and the Constitution was framed in the belief that these "progressive
instincts" would animate members of legislative chambers which were chosen by
the
people. By this means the body politic would embrace the popular will and
bind it to the processes of legislative and executive
decision making.
- The
significance of developments in the period before the adoption of the
Constitution is further considered in the reasons of Crennan J, under the
headings "Britain – 'chosen by the people'" and "The Australian
colonies
– 'chosen by the people'". We agree that the term "chosen by the people"
had come to signify the share of individual
citizens in political power by the
means of a democratic franchise.
- The
Constitution (ss 8 and 30) denied plural voting; this was then a
subject of continuing debate in the United Kingdom, where it has been estimated
that in 1911
there were probably more than 500,000 plural voters, some seven
percent of the
electorate[152].
However, subject to
s 41[153],
the Constitution left for provision to be made by the Parliament what were then
thorny issues of the female franchise and racial
disqualification[154].
These matters of qualification for the franchise and of the methods of choice to
be made by the electors were, by s 51(xxxvi), left by the Constitution, in
the phrase used by Barwick CJ in Attorney-General (Cth); Ex rel McKinlay
v The
Commonwealth[155],
to "the confidence reposed" in the Parliament. But legislative development
always was to be overseen by the imperative of popular
choice found in ss 7
and 24 of the Constitution.
- One
result is explained in the following passage from the reasons of Gleeson CJ
in Roach v Electoral
Commissioner[156]:
"In
McKinlay[157],
McTiernan and Jacobs JJ said that 'the long established universal adult
suffrage may now be recognised as a fact'. I take 'fact'
to refer to an
historical development of constitutional significance of the same kind as the
developments considered in Sue v Hill. Just as the concept of a foreign
power is one that is to be applied to different circumstances at different
times, McTiernan and
Jacobs JJ said that the words 'chosen by the people of
the Commonwealth' were to be applied to different circumstances at different
times. Questions of degree may be involved. They concluded that universal
adult suffrage was a long established fact, and that
anything less could not now
be described as a choice by the people. I respectfully agree. As Gummow J
said in McGinty v Western
Australia[158],
we have reached a stage in the evolution of representative government which
produces that consequence. I see no reason to deny
that, in this respect, and
to this extent, the words of ss 7 and 24, because of changed
historical circumstances including legislative history, have come to be a
constitutional protection of the right
to
vote."
His Honour continued:
"That, however, leaves open for debate the nature and extent of the exceptions.
The Constitution leaves it to Parliament to define those exceptions, but its
power to do so is not unconstrained. Because the franchise is critical
to
representative government, and lies at the centre of our concept of
participation in the life of the community, and of citizenship,
disenfranchisement of any group of adult citizens on a basis that does not
constitute a substantial reason for exclusion from such
participation would not
be consistent with choice by the
people[159].
To say that, of course, raises questions as to what constitutes a substantial
reason, and what, if any, limits there are to Parliament's
capacity to decide
that matter."
With respect to the provisions of the 2006 Act which were held invalid in
Roach, Gleeson CJ
concluded[160]:
"The step that was taken by Parliament in 2006 of abandoning any attempt to
identify prisoners who have committed serious crimes
by reference to either the
term of imprisonment imposed or the maximum penalty for the offence broke the
rational connection necessary
to reconcile the disenfranchisement with the
constitutional imperative of choice by the
people."
- With
respect to the method of choice adopted by the Electoral Act in its form since
the 2006 Act, the statement by Isaacs J in Kean v
Kerby[161]
is appropriate:
"For centuries parliamentary elections were conducted by open voting. Freedom
of election was sought to be protected against intimidation,
riots, duress,
bribery, and undue influence of every sort. Nevertheless it was found necessary
to introduce the ballot system of
voting. The essential point to bear in
mind in this connection is that the ballot itself is only a means to an end, and
not the end itself. It is a method adopted in order to guard the franchise
against external influences, and the end aimed at is the free election of
a
representative by a majority of those entitled to vote. Secrecy is provided to
guard that freedom of election." (emphasis added)
- Authorities
including
McKinlay[162],
McGinty v Western
Australia[163],
Langer v The
Commonwealth[164]
and Mulholland v Australian Electoral
Commission[165]
indicate that the authority placed in the Parliament by s 51(xxxvi) of the
Constitution carries a considerable measure of legislative freedom as to the
method of choice of the members of the Parliament. The first two
of these cases
concerned the methods for distribution of electors between Electoral Divisions,
the third the method of marking ballot
papers and the proscription of the
distribution of material encouraging electors to vote informally, and the fourth
the naming on
ballot papers of political parties only if they were registered
parties. In
Langer[166],
McHugh J observed that a member is "chosen by the people" even if elected
by a system which requires electors to indicate a preference
between multiple
candidates or, indeed, if elected unopposed.
- Nevertheless,
the method for the conduct of the ballot is not an end in itself but the means
to the end indicated in ss 7 and 24 of the Constitution, namely the
election of legislative chambers "directly chosen by the people" of the
respective States (in the case of the Senate)
and of the Commonwealth (in the
case of the House). The secret ballot of enrolled electors is the method chosen
by the Parliament
to give effect to the franchise of qualified electors. Hence
the statement by the Court in Snowdon v
Dondas[167]
that the importance of maintaining unimpaired the exercise of the franchise need
hardly be stated.
The method of choice and the Electoral Act
- As
noted above when outlining the relevant provisions of the Constitution,
s 93 of the Electoral Act deals with the entitlement of persons to
enrolment and to vote. The scheme of the section is to identify those "entitled
to enrolment"
(s 93(1)). The plaintiffs are both qualified, being
Australian citizens who have attained 18 years of age and are not otherwise
disqualified.
Entitlement to vote is then limited to electors whose names are
on the relevant Roll (s 93(2)). Provision is also made for enrolment from
outside Australia (s 94A) and the eligibility of spouses, de facto partners
and children of eligible overseas electors (s 95), and for persons
identified as itinerant electors (s 96).
- Section 102
prescribes the steps to be taken by the Electoral Commissioner upon receipt of a
claim for enrolment or transfer of enrolment. Section 106 provides for the
removal from the Roll of persons securing enrolment by a false statement; the
removal may be made at any time between
the date of issue of the relevant writ
and the close of polling.
- Section 245(1)
states that it "shall be the duty of every elector to vote at each election".
This legislatively stated duty furthers the constitutional
system of
representative government by popular choice. The duty is supported by
s 245(15), which renders an elector who fails to vote at an election guilty
of an offence.
- Enrolment
of qualified persons is encouraged by s 101, which deals with compulsory
enrolment and compulsory transfer of enrolment. The section imposes a criminal
sanction for failure
to comply within 21 days of entitlement to placement
upon the Roll for any Subdivision of an Electoral Division, whether by way of
initial enrolment (as in the case of the first plaintiff) or by way of transfer
of enrolment (as in the case of the second plaintiff).
- However,
common experience suggests a range of causes of human conduct, beyond careless
disregard of civic responsibility, which
may lead to untimely enrolment or
transfer of enrolment. Hence, s 101(7) is an important provision in this
compulsory system. A provision to this effect was first introduced by s 28
of the Commonwealth Electoral Legislation Amendment Act 1983 (Cth) ("the
1983 Act "). Section 101(7) provides:
"Where a person sends or delivers a claim for enrolment, or for transfer of
enrolment, to the Electoral Commissioner, proceedings
shall not be instituted
against that person for any offence against subsection (1) or (4)
committed before the claim was so sent
or
delivered."
The plaintiffs are in that position, having made late claims, and proceedings
may not be instituted against them for any offence
under
s 101.
- The
validity of the forerunner of the compulsory voting requirement in
s 245[168]
was upheld in Judd v
McKeon[169].
Isaacs J referred to the phrase "method of choosing" in s 9 of the
Constitution and concluded that a method of choosing which involves compulsory
voting is valid so long as it preserves the freedom of choice of
possible
candidates[170].
His Honour also
said[171]:
"[Parliament] may demand of a citizen his services as soldier or juror or voter.
The community organized, being seised of the subject
matter of parliamentary
elections and finding no express restrictions in the Constitution, may
properly do all it thinks necessary to make elections as expressive of the will
of the community as they possibly can be." (emphasis
added)
The above statement by Isaacs J in Judd is consistent with the point
earlier made by Isaacs J in Kean v
Kerby[172]
and set out above, namely that the legislative selection of the ballot system of
voting and provisions for the efficacy of that system
is not an end in itself
but the means to the end of making elections as expressive of the will of the
majority of the community as
proper practical considerations permit. It is that
understanding which explains the force of the phrase "directly chosen by the
people" in ss 7 and 24 of the Constitution, and is determinative of
the issues in this litigation.
- That
expression of community will cannot be expected to be wholly effective and the
phrase "chosen by the people" in ss 7 and 24 of the Constitution must
be read so as to allow for this. Where the legislatively selected method of
choice is a compulsory ballot of enrolled electors
it is to be expected that
there will be no perfect correspondence between those enrolled and those
otherwise enfranchised. Further,
the efficacy of the administrative means
available to facilitate the composition and accuracy of the Roll will depend
upon the resources
made available by the legislation and the assistance given by
changes in technology.
- Section 111
of the Electoral Act (first introduced by s 35 of the 1983 Act as
s 51A and later renumbered) provides for the use by the Commission of
computer records relating to the Roll. In contrast, s 33
of the
Commonwealth Electoral Act 1902 (Cth) had required State police officers,
among others, to furnish information for the preparation and revision of lists
of
all persons qualified or entitled to be enrolled; using these means, almost
two million names were entered on the Roll in 1903, some
96 percent of the
adult
population[173].
- Since
1999 the Commission has maintained the Roll by a process of data-matching
authorised by s 92 of the Electoral Act and referred
to as Continuous Roll
Update or "CRU". Between June 1980 and June 2008 there was an increase in
enrolments from 8.9 million persons
to 13.8 million persons, and the
net average increase in enrolment was 173,000 people per annum. This was
significantly lower than
the estimated 195,000 growth per annum in the estimated
number of resident citizens based on census data.
- With
respect to the accuracy of the entries on the Rolls, a report upon the integrity
of the Electoral Roll, made in 2002 by the
Australian National Audit Office
under the leadership of the
Auditor-General[174],
found that instances of opportunistic fraud (rather than systemic or widespread
fraud), such as that which had occurred in a Queensland
State by-election in
1996, were such as to be unlikely to affect the outcome of federal
elections[175].
- The
resources of the Commission have been applied particularly in encouraging, by
advertising and other methods, additional enrolments
in the period immediately
before general elections. The prompt processing of enrolments is assisted by a
computerised Roll Management
System conducted by the Commission and known as
"RMANS". In 2007, by reason of the changes made by the 2006 Act shortening the
period for the closing of the Rolls, the Commission could not rely on the
strategic approach it had used in previous
elections of starting intensive
advertising once an election had been called on the basis that there was a
regime for a guaranteed
seven day period before the closing of the Rolls.
- The
plaintiffs make no complaint that were it not for the changes made by the 2006
Act, the Electoral Act would not adopt means appropriate and adapted to the
choice by the people of senators and members of the House.
- It
was s 45 of the 1983 Act which introduced the provision later renumbered as
s 155. The text is set out below and provided that the date fixed for the
close of the Rolls was to be seven days after the date of the
relevant writ.
Previously, s 45 of the Electoral Act had required that claims for
enrolment or transfer of enrolment received after
6pm on the day of the issue of
the writ for an election were not to be registered until after the close of
polling. That provision
was repealed by s 29 of the 1983 Act and replaced
by what was later renumbered as s 102(4) , which is set out below.
- Two
things are to be said respecting this legislative history. The first is that
the plaintiffs make no challenge to the seven day
period. It may be that
developments in technology and availability of resources will support the
closure of the Rolls at a date
closer to election day. But this is a matter of
speculation and inappropriate for further consideration here. An implication
running
through the submissions presented against the plaintiffs by the
Commonwealth and Western Australia was that if the changes made by
the 2006 Act
which are challenged by the plaintiffs are invalid, then the same principles
would require that the seven day period provisions they
replaced also be
invalid, and the plaintiffs must fail because they challenged only the 2006 Act
changes. There is no self-evident contradiction in the plaintiffs' case.
Whether the pre-2006 Act seven day system operated to
disqualify substantial
numbers of electors for what then was no substantial reason in the
constitutional sense does not answer the
claim made by the plaintiffs respecting
the 2006 Act.
- The
second point is that in the period before the 1983 Act when the legislation
required early closure of the Rolls, no challenge was made to its validity. The
reasons for that state of affairs
again are a matter for speculation.
- Before
further proceeding in these reasons something should be said of the facts.
Late enrolments
- The
particular operation of the enrolment provisions of the Electoral Act upon the
two plaintiffs conveniently appears from pars
5-8 of the Notice dated
26 July 2010 which has been given under s 78B of the Judiciary
Act 1903 (Cth):
"5. The First Plaintiff was not on the roll on the date that the Writs were
issued, but is entitled to enrol pursuant to ss 93 and
99(1) of the
Act and required to lodge a claim to enrol pursuant to s 101 of the Act.
After 8pm on Monday 19 July, but before 8pm
on Monday 26 July 2010,
the First Plaintiff applied to have her name added to the roll pursuant to
s 101(1) of the Act.
- Section 102(4)
of the Act has the effect that the Divisional Returning Officer, who pursuant to
s 32(1) of the Act is subject to the
direction of the First Defendant,
cannot consider the First Plaintiff's claim to enrol to vote until after the
Election. Thus the
First Plaintiff cannot have her name added to the roll until
after the Election. Section 102(4) will thus prevent the First Plaintiff
from voting in the Election.
- The
Second Plaintiff was on the roll for the Division of Wentworth on the date that
the writs were issued, thus entitling him to vote
in relation to that Division.
However, on the date that the writs were issued, the Second Plaintiff resided at
a different address,
entitling him to be on the roll for the Division of Sydney.
After 8pm on Thursday 22 July 2010, but before 8pm on Monday 26 July
2010, the Second Plaintiff applied to transfer his enrolment pursuant to
s 101(1) of the Act.
- Sections
102(4AA) and s 155 of the Act have the effect that the Divisional Returning
Officer, who pursuant to s 32(1) of the Act is
subject to the direction of
the First Defendant, cannot consider the Second Plaintiff's claim to transfer
his enrolment until after
the Election. Thus the Second Plaintiff will not have
his name transferred to the roll for Sydney until after the Election.
Sections
102(4AA) and 155 will thus prevent the Second Plaintiff from
voting in the Election in the Subdivision in which he resides."
- Before
the commencement of the 2006 Act, s 102(4) of the Electoral Act read:
"A claim under section 101 by a person to have his or her name placed on
the Roll for a Subdivision received during the period commencing
at 8 pm on
the day on which the Rolls for an election to be held in the Subdivision close
and ending on the close of polling at the
election shall not be considered until
after the expiration of that period."
The date for the closing of the Rolls was prescribed by s 155 as
follows:
"The date fixed for the close of the Rolls shall be 7 days after the date
of the writ."
- The
plaintiffs asserted in particular the invalidity of the repeal of s 102(4)
and s 155 by the 2006 Act: Sched 1, Items 41 and 52.
Item 52 repealed s 155 and substituted:
"Date for close of Rolls
(1) The date fixed for the close of the Rolls is the third working day after the
date of the writ.
Note: However, generally names are not added to or removed from the Rolls after
the date of the writ.
(2) In this section:
working day means any day except:
(a) a Saturday or a Sunday; or
(b) a day that is a public holiday in any State or
Territory."
Item 41 repealed s 102(4) and substituted:
"(4) If a claim by a person for enrolment under section 101 (other than a
claim that is taken, by subsection 99B(6), to be made
under
section 101) is received during the period:
(a) beginning at 8 pm on the date of the writ or writs for an election
for the Division to which the claim relates; and
(b) ending at the close of the polling at the election;
then the claim must not be considered until after the end of the period.
(4AA) If a claim by a person for transfer of enrolment under section 101,
or a claim that is taken, by subsection 99B(6), to be
made under
section 101, is received during the period:
(a) beginning at 8 pm on the date of the close of the Rolls for an
election for the Division to which the claim relates; and
(b) ending at the close of the polling at the election;
then the claim must not be considered until after the end of the period.
(4AB) A claim that is taken, by subsection 100(2), to be made under
section 101:
(a) is to be treated in accordance with subsection (4AA) if the claim is made
by a person who will turn 18 years old during the
period:
(i) beginning at 8 pm on the date of the writ or writs for an election
for the Division to which the claim relates; and
(ii) ending at the end of the polling day for the election; and
(b) otherwise – is to be treated in accordance with
subsection (4)."
The plaintiffs complain in particular of the new ss 102(4) and 102(4AA),
and of the new s 155.
- Items
20, 24 and 28 of Sched 1 to the 2006 Act made changes to similar effect to
the provisions dealing respectively with enrolment from outside Australia
(s 94A(4)), the eligibility
of spouses, de facto partners and children of
eligible overseas electors (s 95(4)), and itinerant electors
(s 96(4)). The Commonwealth
accepted that if the provisions immediately
affecting the plaintiffs be invalid then the remaining Items would be invalid by
parity
of reasoning or as inseverable from invalid provisions. Hence attention
will be directed in these reasons first to the provisions
immediately affecting
the plaintiffs.
- The
agreed facts show that with respect to the general elections conducted in 1993,
1996, 1998 and 2001, the numbers of enrolments
(and re-enrolments) and transfers
of enrolment in the period between the issue of the writs and the closing dates
for claims to enrol
or transfer were, respectively, 377,769; 376,904; 355,189
and 373,732; and that the total enrolments were, respectively, 11,348,967;
11,655,190; 12,056,625 and 12,636,631. For the 2004 general election there were
423,993 enrolment transactions before the Rolls
closed and 168,394 claims were
lodged after they closed. For the 2007 election, when the changes made by the
2006 Act were in operation, there were 279,469 enrolment transactions before the
Rolls closed and 100,370 claims lodged after they closed.
- Day
by day data on enrolment transactions in the period from the issue of the writs
for the 1998 and 2001 general elections showed
that the number of new claims and
re-enrolments increased daily during the then applicable seven day period
(except on Saturday and
Sunday) and 50 percent of claims were made on the last
day.
- With
respect to the general election called for 21 August 2010, approximately
508,000 claims were received between the announcement
of the election and the
current deadlines of 8pm on the day of issue of the writs (for new
enrolments) and 8pm on the day of the
close of the Rolls (in the case of
transfers and other applications). As already noted, a large number of claims
were received after
these deadlines but within a seven day period from the date
of the writs, the date for the close of the Rolls before the 2006 Act.
Validity
- The
Commonwealth accepts, as it must, that the authority of the Parliament to make
laws with respect to the qualification of electors
and the conduct of elections
is subject to the constraints respecting popular choice placed upon its
legislative power by ss 7 and 24 of the Constitution.
- The
Commonwealth also accepts that in assessing the validity of the provisions in
the 2006 Act of which the plaintiffs complain regard is to be had not only to
their legal but also to their practical operation. This, indeed,
is what the
authorities
require[176].
The Commonwealth further accepts that if the legal or practical operation of a
law is to disqualify adult citizens from enrolling,
and thus from exercising
their franchise, the consistency of that law with ss 7 and 24 of the
Constitution is to be determined in accordance with the reasoning in
Roach[177].
- However,
the Commonwealth submits that "viewed in context" the impugned provisions of the
2006 Act do not erect a disqualification from the franchise. To that end, the
Commonwealth characterises the challenged provisions of the
2006 Act as in
neither legal nor practical effect going "beyond matters of procedure". The
distinction between matters of substance and those
of procedure is recognised in
various areas of the law, principally those concerned with the conduct of
litigation, statutory interpretation,
and classification for choice of law
purposes. But, as was said in John Pfeiffer Pty Ltd v
Rogerson[178],
one of the guiding principles for any distinction between substantive and
procedural matters is that:
"matters that affect the existence, extent or enforceability of the rights or
duties of the parties to an action are matters that,
on their face, appear to be
concerned with issues of substance, not with issues of
procedure".
- The
procedures in the challenged provisions of the 2006 Act apply to the ballot
system, which is not an end in itself, but as stressed earlier in these reasons,
the means adopted by the Parliament
to make elections expressive of popular
choice. Further, the Electoral Act is so drawn as to give these provisions
substantive consequences
for the exercise of the franchise.
- The
interrelation, already described, between the requirements for enrolment and
those for voting entitlement is such that failure
to comply with the former
denies the exercise of the latter by persons otherwise enfranchised. In this
way, the method of choice
adopted by the legislation fails as a means to what
should be the end of making elections as expressive of the popular choice as
practical considerations properly permit. The requirements operate to achieve
disqualification in the sense used in Roach.
- The
Commonwealth seeks to avoid this conclusion by first fixing upon the legal
operation of the provisions of the 2006 Act. The Commonwealth points to the
legal operation of the legislation in what it submits are but limited and
exceptional cases. Persons
who attain the age of 18 between the issue of
the writs and polling day, or who are due to be granted citizenship in that
period,
will not be able to secure enrolment and entitlement to vote at the
election unless they have made use of the early claim procedures
in s 100
and s 99B respectively. With respect to transfers of enrolment, those who
change their address in the month before the
issue of writs and for whom the one
month requirement (in s 99(2)) for the new residence expires between the
three and seven day
period will not be able to transfer their enrolment.
- As
to the first two of these three groups, the Commonwealth submits that their
disqualification is the result of their failure to
use the early claim
procedures. The situation of the third group is said to be the inevitable
consequence of any cut-off date with
respect to transfers.
- However,
with respect to these three groups of adult citizens there will be
disenfranchisement, and arguments that these groups are
but limited or
exceptional cases are no answer unless the consideration upon which the
Commonwealth relies supplies a substantial
reason in the sense used in the
reasons of the two majority judgments in Roach.
- It
is unnecessary to decide whether a substantial (and therefore sufficient) reason
for disqualification of members of the three
groups by this legal operation of
the 2006 Act is the placing of permissible "cut-off" points for the operation of
the enrolment system. This is because of the scope of the practical
operation
of the legislation to disqualify the plaintiffs and large numbers of other
electors. That many persons are stimulated
to claim enrolment or transfer only
upon awareness of the start of the particular electoral cycle is a phenomenon
that was well apparent
before the enactment of the 2006 Act. And, after all,
there are estimated to be some 100,000 persons in the present position of the
plaintiffs.
- The
Commonwealth submits that the practical operation of the 2006 Act upon persons
such as the plaintiffs is met by the existence of the prior opportunity and
obligation under s 101 to claim enrolment
and transfer. Western Australia
also draws a distinction between those eligible but excluded, despite doing
everything open to them
to exercise the franchise, and those, such as the
plaintiffs, who fail to comply with the prescribed method of exercising the
franchise.
However, as explained earlier in these reasons, with particular
reference to the requirement in s 101(7) that proceedings not be
instituted
where a late claim for enrolment or transfer has been made, the obligation to
claim enrolment and transfer is designed
to facilitate maximum participation in
the electoral process of those otherwise qualified to vote, not to support
disenfranchisement.
- The
position then is reached that the 2006 Act has the practical operation of
effecting a legislative disqualification from what otherwise is the popular
choice mandated by the
Constitution. It is no sufficient answer, as Western
Australia submits, that Roach is not reached because the disqualification
does not apply to those who have promptly enrolled or claimed transfer of
enrolment and
only applies to those who have failed to do so, and this state of
affairs is the product of permissible legislative choice. Rather,
the relevant
starting point is to ask whether, at the time when the choice is to be made
by the people, persons otherwise eligible and wishing to make their choice
are effectively disqualified from doing so.
- If
so, the question then becomes whether, as Gleeson CJ put it in
Roach[179],
there has been broken the rational connection necessary to reconcile the
disqualification with the constitutional imperative, and
whether, as Gummow,
Kirby and Crennan JJ put it in the same
case[180]:
"Is the disqualification for a 'substantial' reason? A reason will answer that
description if it be reasonably appropriate and adapted
to serve an end which is
consistent or compatible with the maintenance of the constitutionally prescribed
system of representative
government. When used here the phrase 'reasonably
appropriate and adapted' does not mean 'essential' or
'unavoidable'[181].
Rather, as remarked in
Lange[182],
in this context there is little difference between what is conveyed by that
phrase and the notion of 'proportionality'. What upon
close scrutiny is
disproportionate or arbitrary may not answer to the description reasonably
appropriate and adapted for an end consistent
or compatible with observance of
the relevant constitutional restraint upon legislative
power."
- The
Commonwealth accepts that formulation of principle in the joint reasons. In
doing so the Commonwealth did not seek to elevate
the notion of
"proportionality" to a distinct criterion of legislative validity. In his
reasons in
Roach[183]
Gleeson CJ saw a danger in uncritical translation into Australian
constitutional law, as a criterion of validity, of the concept
of
proportionality as understood in other systems. Earlier, in the Industrial
Relations Act
Case[184],
consideration was given to the power of legislative implementation of treaties;
Brennan CJ, Toohey, Gaudron, McHugh and Gummow JJ
remarked[185]:
"It has been said that a law will not be capable of being seen as appropriate
and adapted in the necessary sense unless it appears
that there is 'reasonable
proportionality' between that purpose or object and the means adapted by the law
to pursue
it[186]. The
notion of 'reasonable proportionality' will not always be particularly helpful.
The notion of proportion suggests a comparative
relation of one thing to another
as respects magnitude, quantity or degree; to ask of the legislation whether it
may reasonably be
seen as bearing a relationship of reasonable proportionality
to the provisions of the treaty in question appears to restate the basic
question. This is whether the law selects means which are reasonably capable of
being considered appropriate and adapted to achieving
the purpose or object of
giving effect to the treaty, so that the law is one upon a subject which is an
aspect of external affairs."
- Their
Honours also noted that the legislative power conferred by s 51(xxix) had a
"purposive aspect" where the validity of a law
depended upon its purpose or
object of treaty
implementation[187].
So also s 51(xxxvi) may be said to be "purposive" in the sense of
facilitating the method of choice by qualified electors. In neither
case is the
notion of proportionality a free standing criterion for assessment of validity,
and the Commonwealth did not submit that
it was so.
- The
Commonwealth, however, submits that the existence of a "mischief" represented by
some existing level of electoral fraud is not
a prerequisite for the
establishment of a "substantial" reason for disenfranchisement. This is said to
be because a measure does
not travel beyond that which is reasonably appropriate
and adapted to serve the end of choice by the people within the meaning of
ss 7 and 24 of the Constitution "merely because its motivation is
prophylactic rather than reactive".
- With
respect to that motivation, the Commonwealth refers to passages in the majority
Report of the Joint Standing Committee on Electoral
Matters of the
Parliament[188].
Paragraphs 2.121-2.123 stated:
"2.121 The Committee also agrees that the current close of roll arrangements
present an opportunity for those who seek to manipulate
the roll to do so at a
time where little opportunity exists for the [Commission] to undertake the
thorough checking required ensuring
roll integrity.
2.122 The Committee believes that those who argue for the retention of the
seven day close of rolls and who promote the argument
that there is no proof
that enrolment fraud is sufficiently widespread to warrant any action, have
missed the point.
2.123 The fundamental issue facing this Committee is to prevent any such fraud
before it is able to occur. Failure to do so would
amount to
neglect."
This majority Report was referred to in general terms in the Minister's second
reading speech on the Bill for the 2006
Act[189].
The minority opinion in the Report included the
following[190]:
"The [Commission] has never said that it cannot handle the volume of
applications received during the seven-day period before the
rolls close. In
fact it has said that the seven-day period does not prevent it taking adequate
measures to prevent fraudulent enrolment.
The [Commission] continues its checks
into the integrity of the roll in the period following the closing of the rolls
to ensure
people are eligible to vote, and also after the rolls close (evidence
of Mr Paul Dacey, 5 August 2005). The removal of the seven-day
period
would therefore have little qualitative impact on the integrity of the roll.
More broadly, there is no evidence that fraudulent enrolment exists on any
measurable scale or has ever influenced the outcome of
any federal election. No
witness or submission to this Inquiry produced evidence of fraudulent
enrolment."
- It
is, as Mason J emphasised in R v Toohey; Ex parte Northern Land
Council[191],
incontestable that the motives which inspire legislators are not relevant in the
determination of validity. Accordingly, the term
"motivation" in the
submissions by the Commonwealth is better understood as used in the sense of
legislative purpose. As noted above,
s 51(xxxvi) of the Constitution may
be described as purposive in the sense that it is facilitative of the particular
method of choice to be employed by qualified
electors. Enrolment fraud is
addressed by s 106 of the Electoral Act, to which reference has been made
in these reasons. Whether
a particular measure goes beyond the constraints
which ss 7 and 24 of the Constitution place upon s 51(xxxvi)
cannot depend upon the purpose attributed to the Parliament in enacting that
measure. In particular, the requirement in Roach that any
disqualification be for a substantial reason cannot be answered simply by what
may appear to have been legislative purpose.
- A
legislative purpose of preventing such fraud "before it is able to occur", where
there has not been previous systemic fraud associated
with the operation of the
seven day period before the changes made by the 2006 Act, does not supply a
substantial reason for the practical operation of the 2006 Act in disqualifying
large numbers of electors. That practical operation goes beyond any advantage
in preserving the integrity of the
electoral process from a hazard which so far
has not materialised to any significant degree.
Conclusions
- The
declaration made in this case on 6 August 2010 is supported by these
reasons, which largely were prepared during the pendency
of the general election
held on 21 August 2010 and are expressed accordingly. The plaintiffs also
sought mandamus. There is no
requirement for such relief, given the evidence
for the Commissioner to which reference has been made. The reasoning of this
Court
upon the issue of invalidity has binding force in the general sense
described in Pape v Federal Commissioner of
Taxation[192].
- An
order should now be made otherwise dismissing the application.
- HAYNE J.
Each plaintiff is an Australian citizen who has attained the age of 18 years.
Each is
entitled[193]
to be enrolled on an Electoral Roll under the Commonwealth Electoral Act
1918 (Cth) ("the Act"). If enrolled, each is
entitled[194]
to vote at elections of senators for the State (or
Territory[195])
in which she or he resides, and at elections of members of the House of
Representatives for the
Subdivision[196]
in which she or he resides.
- Each
plaintiff is not simply entitled to be enrolled and vote. Each is
bound[197] to
claim enrolment on the appropriate roll. If enrolled, each is
bound[198] to
vote. Failure to perform either obligation is an
offence[199].
- Neither
plaintiff made the requisite claim when obliged to do so. Neither plaintiff
made that claim before the time fixed under
the Act for making (in the case of
the first plaintiff) a claim for new enrolment, or (in the case of the second
plaintiff) a claim for transfer
of enrolment, that would be given effect for the
purposes of the federal election to be held on 21 August 2010. There are
many who
were eligible to enrol as electors but who did not make a claim for new
enrolment, and many others who did not make a claim for transfer
of enrolment,
when they were bound to do so.
- On
Saturday, 17 July 2010, the Prime Minister announced that an election would
be held on 21 August. Writs for the election were
issued on the following
Monday, 19 July 2010. More than 500,000 claims for enrolment were received
after the election announcement
on 17 July and before the start of periods
fixed by s 102(4) and (4AA) of the Act as periods during which applications
for new enrolment or transfer of enrolment may not be considered for the
purposes of that election.
Many others who were eligible to enrol did not make
a claim before the relevant period began but made claims within seven days after
the writs had issued.
- The
exact number of those who made claims after the cut-off dates fixed by the Act,
but within seven days after the writs had issued, is not known. The evidence
filed for the Electoral Commissioner suggested that
the number may be about
100,000, but went on to say that there is a "considerable margin of uncertainty
in that estimate". Be this
as it may, it may reasonably be assumed that there
are many who were eligible to enrol, or required to transfer enrolment, who made
a claim after the times fixed by the Act. It also may reasonably be assumed
that many of these persons are young people who have turned 18 since the last
election, and that
many are young people who have moved since becoming enrolled
for a particular Division. But as these reasons will later show, the
fact that
many affected by the cut-off dates are young people is not relevant to the
constitutional issues that arise.
- The
period fixed by s 102(4) of the Act, as the period during which claims for
new enrolment may not be considered, begins at 8 pm on the date of the writ
or writs for an
election for the Division to which the claim relates, and ends
at the close of polling at the election. The period fixed by s 102(4AA) of
the Act, as the period during which claims for transfer of enrolment may not be
considered, begins at 8 pm on the date of the close of the
rolls (fixed by
s 155(1) as the third working day after the date of the writ) and ends at
the close of polling at the election. For the 2010 election, the
periods began
at 8 pm on Monday, 19 July 2010 (in the case of claims for new
enrolment), and 8 pm on 22 July 2010 (in the case of
claims for
transfer of enrolment).
- By
a proceeding commenced in the original jurisdiction of this Court, claiming
declaration and mandamus, the plaintiffs alleged that
the provisions of the
Electoral and Referendum Amendment (Electoral Integrity and Other Measures)
Act 2006 (Cth) ("the 2006 Act"), by which what are now ss 102(4),
102(4AA) and 155 were inserted in the Act, are invalid. They alleged that an
election conducted under the conditions prescribed by these provisions will not
yield Houses
of the Parliament that answer the description in ss 7 and 24
of the Constitution: "directly chosen by the people".
- The
plaintiffs submitted that, the present provisions of ss 102(4), 102(4AA)
and 155 being invalid, the provisions of the Act as they stood before the
introduction of the impugned provisions by the 2006 Act are engaged. As the Act
stood before the amendments made by the 2006 Act, s 102(4) provided that
claims for enrolment (whether new enrolment or transfer of enrolment) received
during the period commencing
at 8 pm on the day on which the rolls for an
election close, and ending on the close of polling at the election, were not to
be considered
until after the expiration of that period. Section 155 of
the Act, as it then stood, provided that the date fixed for the close of the
rolls was seven days after the date of the writs. Each plaintiff
made her or
his claim less than seven days after the date writs were issued for the election
to be held on 21 August.
- Reduced
to its essentials, the plaintiffs' argument was that cutting off consideration
of claims for new enrolment or transfer of
enrolment seven days after the date
of the issue of the writs for a federal election is valid, but cutting off
consideration of claims
for new enrolment at 8 pm on the day the writs
issue, and consideration of claims for transfer of enrolment at 8 pm on the
third
working day after the date of the writs, is not. An election conducted
according to the former scheme was said to yield Houses of
the Parliament
"directly chosen by the people"; an election conducted according to the
provisions introduced by the 2006 Act, it was said, will not. Accordingly, the
plaintiffs claimed a declaration that the provisions of the 2006 Act which
inserted ss 102(4), 102(4AA) and 155 of the Act (as now in force) are
invalid, and mandamus directed to the first defendant, the Electoral
Commissioner, requiring the Commissioner
to consider the claim for new enrolment
made by the first plaintiff and the claim for transfer of enrolment made by the
second plaintiff.
- On
it being pointed out in oral argument that the submissions made by the
plaintiffs appeared to entail that other provisions of
the 2006 Act are invalid
and that it is evidently undesirable that the Electoral Commissioner, required
to conduct the election to be held on
21 August "according to law", should
be left uncertain about the validity of those other provisions, the plaintiffs,
without objection
from the Commonwealth or the Electoral Commissioner, amended
their claim to seek a wider declaration.
- On
6 August, the Court made a declaration of the kind sought by the plaintiffs
in their amended application. In my opinion, the
proceedings should have been
dismissed. What follows are my reasons for that opinion.
- The
reasons will be seen to comprise two distinct parts: first, identification of
the relevant constitutional question and consideration
of why that question
should be answered against the plaintiffs, and second, consideration of the
questions which the plaintiffs said
should be addressed and why those questions
should also be answered against the plaintiffs. The first hinges about the
constitutional
phrase "directly chosen by the people". The second focuses upon
the notion of "reasonably appropriate and adapted".
Identifying the relevant question
- As
is apparent from what has already been said in these reasons, I would describe
the relevant question as: whether the impugned
provisions will yield Houses of
the Parliament "directly chosen by the people". That description of the
question depends upon a
number of intermediate steps that should be exposed.
- The
Constitution provides for the laws in force in each State for the time being
relating to elections for the more numerous House of the Parliament
of the
State to apply "as nearly as practicable" to elections of senators for the State
(s 10) and elections in the State of members of the House of
Representatives (s 31). Those provisions of ss 10 and 31 are engaged,
in each case, "[u]ntil the Parliament otherwise provides, but subject to this
Constitution". Section 51(xxxvi) gives the Parliament legislative power
with respect to matters in respect of which the Constitution makes provision
until the Parliament otherwise provides. That power is limited by the
requirements of ss 7 and 24. Hence the question is whether the particular
provisions made by ss 102(4), 102(4AA) and 155 travel beyond the limits of
the power that is given by s 51(xxxvi) in its operation with respect to
ss 10 and 31, because an election conducted in accordance with the Act,
including those provisions, would not yield Houses that meet the constitutional
description.
- Much
of the argument proceeded on the footing that the question just identified
should be approached according to a two-stage inquiry
founded on what was said
in the plurality reasons in Roach v Electoral
Commissioner[200].
The Commonwealth, in its submissions, described those two stages in the
following way. First, is there a "disqualification from
what otherwise is adult
suffrage"? That is, does the impugned law detract in some significant way from
the existence of a franchise
that is held generally by adult citizens? Second,
is that disqualification not "for a substantial reason"? A reason was
said[201] by
the plurality in Roach to be "substantial" "if it be reasonably
appropriate and adapted to serve an end which is consistent or compatible with
the maintenance
of the constitutionally prescribed system of representative
government". But, as the plurality further pointed
out[202],
"reasonably appropriate and adapted", in the context then under consideration,
did not mean "essential" or "unavoidable".
- It
should be said immediately that this case is significantly different from
Roach, and that there can be no automatic application of what was
said in Roach to this case. Any application of what was said there must
always be linked to constitutional
bedrock[203]:
the requirement that each House meet the constitutional description.
- The
decision in Roach concerned the validity of provisions disqualifying
otherwise eligible persons from voting. There being a disqualification of
persons
who fall within the "people" identified in ss 7 and 24, the
relevant question, identified in the plurality
reasons[204]
in Roach, was whether the disqualification was for a "substantial"
reason. If there was no substantial reason for disqualifying from voting
some
of those who constitute "the people" by whom the two Houses of the federal
Parliament are to be "directly chosen", it is evident
that the law disqualifying
those persons from voting went beyond the power given by s 51(xxxvi) in its
operation with respect to s 30 (and thus s 8) that permits the
Parliament to provide for the qualification of electors.
- By
contrast, the present case is not concerned with the qualification of electors.
The starting point for the present proceedings
is that each plaintiff is
entitled to enrol and, if enrolled, is entitled to vote. This case concerns
whether the impugned provisions
impermissibly interfere with the exercise of
those entitlements. And because the focus of attention is upon what is said to
be an
impermissible interference with the exercise of an entitlement, it is
unhelpful and distracting to pose the issue, as the plaintiffs
did, by using
terms like "disenfranchise", "disentitle" or "exclude". Those terms obscure the
fact that the plaintiffs had the right
to enrol or transfer enrolment and were
bound to do so, but through their own inaction submitted their claims after the
dates fixed
by the impugned provisions.
Question begging premises
- In
framing the inquiries that are to be made in deciding whether an election
conducted in accordance with the Act (and in particular, the impugned
provisions) would not yield Houses that meet the constitutional description,
care must be taken
to avoid circular reasoning. Inquiries must not be framed in
a way that dictates the answers that will be given to them. There
are at least
three different ways in which that danger emerged in this matter.
- The
first relates to the use of what was said in Roach. If the first of the
inquiries made by the plurality in Roach is to be translated and applied
in this case, it is important to recognise that the immediate issue is not just:
"Can the plaintiffs
enrol?" The question is more complex. It has a temporal
element. This case asks whether the plaintiffs, who could and should have
claimed enrolment or transfer of enrolment earlier, can have their claim
considered after the time fixed by the Act for the cut-off of consideration of
claims. Terms like "disenfranchisement", "disentitlement" and "exclusion" mask
the relevant
temporal dimension to the question.
- Secondly,
the inquiries to be made, in deciding whether an election conducted in
accordance with the Act would not yield Houses that meet the constitutional
description, inevitably invite comparison between the impugned provisions and
the law as it stood before the 2006 Act. But it is not to be assumed that the
law, as it stood before the 2006 Act, was constitutionally required. The
plaintiffs contended, and neither the Commonwealth nor Western Australia
intervening disputed, that the law as it stood before
the 2006 Act was
constitutionally valid. But that does not demonstrate that the previous law was
constitutionally required.
- To
assume that the previous law was constitutionally required would be to assume
the answer to the fundamental question in issue.
It would assume that answer
because the law as it stood before the 2006 Act (which required the Electoral
Commissioner to consider claims lodged up to seven days after the writs had
issued) would be constitutionally
required (as distinct from valid) only if such
a system were necessary to yield Houses meeting the constitutional description.
But
that is the very question for decision in this case. And, of course, the
same error is made if argument proceeds (as much of the
plaintiffs' argument
did) from the premise that the electoral legislation must permit (or may not
deny or inhibit) enrolment at any
time before the last reasonably available time
before polling day. The premise (whether framed positively or negatively) is
flawed:
it assumes the answer to the question at issue in this case.
- Thirdly,
consideration of Ch I of the Constitution, and ss 7 and 24 in
particular, shows that Ch I provides for a system of representative
government. It will be necessary to return in some detail
to that subject. For
present purposes, the point to be made is that the expression "a system of
representative government" must
find its relevant content in the text and
structure of the Constitution. The expression (which is not used in the
Constitution) is a useful description of the general nature of the form of
government for which the Constitution (and Ch I in particular) provides.
But the expression cannot be erected as a premise for argument about what the
Constitution permits or forbids if its content is derived from sources other
than the Constitution.
- Although,
as explained earlier, the question of validity of the impugned provisions turns
upon the content that is given to the expression
"directly chosen by the people"
it is desirable to begin by considering some of what has been said by this Court
about the system
of representative government established by the
Constitution.
Representative government
- In
Attorney-General (Cth); Ex rel McKinlay v The
Commonwealth[205],
the Court (by majority) held that s 24 of the Constitution does not require
that the number of people or the number of electors in electoral divisions for
the House of Representatives be equal.
The argument that was rejected in
McKinlay was founded upon the requirement of s 24 that members of
the House of Representatives be "directly chosen by the people of the
Commonwealth". Gibbs J
said[206]
that "[i]f the words of s 24 are read in their natural sense, without
seeking for implications or hidden meanings, they appear to have nothing
whatever to do
with the determination of electoral divisions within a State".
In his Honour's
opinion[207],
the Court's duty was "to declare the law as enacted in the Constitution and not
to add to its provisions new doctrines which may happen to conform to our own
prepossessions". He warned of the perils of
circular reasoning,
saying[208]
that:
"The argument that equality of numbers within electoral divisions is an
essential concomitant of a democratic system, so that in
any constitution framed
upon democratic principles it must have been intended to guarantee that
electorates would so far as practicable
contain an equal number of people or of
electors, is simply incorrect – it begs the question and ignores
history." (emphasis added)
He
continued[209]:
"No doubt most people would agree that for the healthy functioning of a
democratic system of government it is desirable that the
electorate should be
fairly apportioned into electoral districts whose boundaries are not
gerrymandered, that the ballots should
be secretly and honestly conducted, that
the vote should be fairly counted and that corrupt electoral practices should be
suppressed,
but opinions may well differ as to how these ideals should be
attained. The Constitution does not lay down particular guidance on these
matters; the framers of the Constitution trusted the Parliament to legislate
with respect to them if necessary, no doubt remembering that in England,
from which our system of representative government is derived, democracy did not
need the
support of a written constitution." (emphasis
added)
- Recognition
that the Constitution provides for a system of representative government
underpinned the series of
decisions[210]
of the Court that culminated in Lange v Australian Broadcasting
Corporation[211].
But in none of those cases was it necessary to examine whether the form of
representative government for which the Constitution provides requires a
particular form of electoral system. What was in issue in that series of
decisions was the way in which the
system of government worked. More
particularly, did constitutional prescription of a system of representative
government entail
or imply a degree of freedom of communication that limited
legislative power, or required some relevant development of the common
law? In
that context, the notion of representative government was relevantly and
sufficiently expressed at a very high level of
abstraction. For those purposes,
its central conception is sufficiently articulated by the use of the
constitutional expression
"directly chosen by the people" in connection with the
election of all members of both Houses of the legislature. No more particular
question about the form of representative government, let alone the form of
electoral system, needed to be considered in order to
arrive at the conclusions
expressed in that stream of authority.
- In
McGinty v Western
Australia[212],
this Court explored the content to be given to the term "representative
government" when it is said that Ch I of the Constitution provides for such
a system of government. All members of the Court
concluded[213]
that the Constitution contained no implication affecting disparities of voting
power among the holders of the franchise for the election of members of
a State
Parliament. Several members of the Court examined what is conveyed by reference
to "representative government" in connection
with the federal Constitution.
- Three
members of the majority (Brennan CJ, Dawson and McHugh JJ) expressly
discountenanced[214]
the proposition that "representative democracy" or "representative government"
is a valid premise for argument about the permissible
content of the federal
electoral system. The fourth member of the majority in McGinty,
Gummow J,
said[215]
that "[t]o adopt as a norm of constitutional law the conclusion that a
constitution embodies a principle or a doctrine of representative
democracy or
representative government (a more precise and accurate term) is to adopt a
category of indeterminate reference". It
was accepted that the "principle" or
"doctrine" identified can at best provide a premise for argument about the form
of electoral
system that
entails[216]
"a wide range of variable judgment in interpretation and application". While it
was said[217]
that, of itself, this may not be open to objection, difficulties were foreseen
as arising when "the wide range for variable judgment
depends upon, or at least
includes as a significant element, matters primarily or significantly of
political weight".
- One
important source of the difficulty that attends using "representative
government" (or "representative democracy") as a premise
for reasoning in the
present matter is that the Constitution says so little about the way in which
representative government is to be implemented. As was observed in
McGinty[218],
the Constitution prescribes only four elements of representative government.
First, there is the requirement of s 24 that members of the House of
Representatives be directly chosen by the people of the Commonwealth (and of
s 7 that senators be directly chosen by the people of the relevant State).
Second, s 24 ties the number of members of the House of Representatives to
the number of senators. Third, s 24 relates the number of members chosen
in the several States "to the respective numbers of their people". And fourth,
s 24 provides that "five members at least shall be chosen in each Original
State". But beyond these last three provisions, the whole
notion of
representative government, as it is expressed in the Constitution, is found in
the use of the phrase "directly chosen by the people" in both ss 7 and
24.
- It
follows, as Gummow J rightly pointed out in
McGinty[219],
that "[t]he phrase in s 24 'directly chosen by the people of the
Commonwealth' is a broad expression to identify the requirement of a popular
vote". It also
follows, as Gummow J again rightly pointed out in
McGinty[220],
that the phrase used in s 24 (and I would add the like phrase used in
s 7) is not to be dissected in a way that would give the words "chosen by
the people" an operation distinct from s 24 (or s 7) as a
whole[221].
- Because
the constitutional prescription of a form of representative government is as
spare as it is, and so much is left for the
Parliament to provide, it is
inevitable that there are changes in the way in which the notion of
representative government is given
effect at the federal level. More
particularly, the Parliament being given power to prescribe the method of
choosing senators (s 9), and power to provide for electoral divisions
(s 29), the qualification of electors for the House (s 30), and the
law relating to elections for the Senate (s 10) and for the House
(s 31), there can be change in each of those aspects of the features that
go to make up a system of representative democracy. The limit
on those powers
lies in the overarching requirements of ss 7 and 24 that the Houses be
"directly chosen by the people". But, as was said in Mulholland v Australian
Electoral
Commission[222],
"care is called for in elevating a 'direct choice' principle to a broad
restraint upon legislative development of the federal system
of representative
government".
- In
hindsight, the changes that have been made to the federal electoral system since
federation may be described as evolutionary.
It may be that hindsight would
permit the observer to describe the changes as moving generally in a direction
that represents a
"development" of the particular form of representative
government that is practised or established in Australia. It may also be
observed that the trend of development has been to include more and more in the
classes of persons who may, and now should, turn
out to vote at federal
elections. The introduction of a uniform federal franchise, the introduction of
compulsory enrolment and
then compulsory voting, the inclusion of Aboriginal
Australians, first among those eligible and then among those bound to enrol and
vote, and the lowering of the minimum age for enrolment from 21 years to 18
years, can all take their place in such an analysis.
- All
of these developments demonstrate the correctness of the
observation[223]
"that representative government is a dynamic rather than a static institution
and one that has developed in the course of [the twentieth]
century". And it is
through the Parliament's power to legislate with respect to these matters that
"the Constitution continues to speak to the present and allows for development
of the institution of government by changes which may not have been
foreseen a
century ago or, if foreseen by some, were not then acceptable
generally"[224].
- Neither
of these observations, however, permits, let alone requires, the further
conclusion that it is the Constitution which has "developed" or that the concept
of "representative government" has developed or evolved into a constitutional
norm. A
conclusion of that kind could be founded only in the text or structure
of the Constitution. And because the very premise for the observed processes of
development is that the Constitution is silent about those matters, leaving it
to the Parliament to undertake the processes of development, that further step
cannot be
taken. There is no textual or structural foundation for it. Rather,
as Gummow J rightly
said[225] in
McGinty:
"It does not follow from the prescription by the Constitution of a system of
representative government that a voting system with a particular characteristic
or operation is required by the Constitution. What is necessary is the
broadly identified requirement of ultimate control by the people, exercised by
representatives who are elected
periodically. Elements of the system of
government which were consistent with, albeit not essential for, representative
government might have
been constitutionally entrenched or left by the
Constitution itself to the legislature to provide and modify from time to time.
This is what was done." (emphasis added)
- "Representative
government" was regarded by many nineteenth century writers as "the Ideally Best
Form of
Government"[226].
Their works were familiar to the framers of the Constitution and to those in the
Parliament who debated the Bill for what became the Commonwealth Electoral
Act 1902 (Cth) ("the 1902 Act"). The enduring controversies about electoral
systems (reflected, for example, in the application of the
Hare-Clark system in
Tasmania) as well as the course of debates in the Parliament in connection with
the Bill for the 1902 Act show,
however, that no one writer's views about
representative democracy were seen as commanding the field. It is not right in
those circumstances
to see the provisions of Ch I of the Constitution, with
their important but spare specification of the system of government, as
embracing the views of any one of those writers, be
it John Stuart Mill or
anyone else. To read Ch I in that way denies the evident constitutional
intention to permit the Parliament
to decide many important questions about the
structure and content of the electoral system without constitutional
restriction beyond the requirement that each House be directly chosen by the
people. To assume otherwise is, as Gibbs
J
said[227] in
McKinlay, to beg the question and ignore history, or it is, as his Honour
also
said[228], to
add to the Constitution's provisions "new doctrines which may happen to conform
to our own prepossessions".
- Consideration
of whether each House, if elected according to mechanisms that include the
impugned provisions, will meet the constitutional
requirement necessitates
examination of what is meant by "directly chosen by the people". It also
requires consideration of the
place that the relevant cut-off dates have in the
whole scheme of arrangements made by the Act for enrolment and voting. It will
be necessary to say something further about both of those matters. Before doing
that, however, I should identify some features of
the plaintiffs' arguments.
The plaintiffs' arguments
- As
already noted, the plaintiffs' argument was directed to establishing first, that
the cut-off dates "disqualified" them from exercising
their franchise as adult
Australian citizens, and second, that the "disqualification" was for no
"substantial" reason. The plaintiffs
went so far as to submit that their
"disqualification" was properly described as "capricious", but the weight of
their argument was
placed on the proposition that the "disqualification" was not
reasonably appropriate and adapted to the end of yielding Houses of
the
Parliament that would meet the constitutional description of "directly chosen by
the people".
- The
plaintiffs accepted that the Act could prescribe a cut-off date for
consideration of claims for new enrolment and for transfer
of enrolment. That
is, the plaintiffs accepted that prescription of a cut-off date could be a
measure reasonably appropriate and
adapted to the end identified, and further
accepted that the particular prescriptions made after the 1983 election were of
that kind.
The plaintiffs' acceptance of those propositions reveals features of
their arguments which should be identified.
- First,
their claim that the cut-off provisions made by the 2006 Act are invalid does
not depend upon how many are affected. The facts agreed by the parties did not
establish that allowing a longer
period for last minute compliance necessarily
results in fewer missing the cut off, and more being correctly enrolled. At the
last
election before the 2006 Act introduced the impugned provisions, 168,394
people lodged claims for enrolment and transfer after the close of rolls; in
2007, the
equivalent number was about one-third smaller: 100,370.
- Secondly,
prescription of any cut-off date before polling day will inevitably mean that
some will miss the cut off. The Court was
enjoined, more than once, to
recognise that it is human nature for some (it was said especially the young) to
leave compliance with
obligations to the last minute. And if that is right,
some, like the plaintiffs, will leave compliance until after the time appointed,
whatever that time may be.
- It
follows that, when the plaintiffs submitted that the impugned provisions are not
reasonably appropriate and adapted to serve an
end consistent or compatible with
the maintenance of the constitutionally prescribed system of government, the
"end" that the plaintiffs
identified must be expressed in such a way that it
connotes maximum participation in the poll by those who are eligible to be
enrolled.
As will be seen, however, there is no foundation for identifying
maximum participation as an element of the constitutionally prescribed
system of
government.
"Directly chosen by the people"
- The
phrase "directly chosen by the people", when used in ss 7 and 24 of the
Constitution, conveys a number of ideas. It is neither necessary nor
appropriate to attempt to explore all aspects of the meaning that is to
be
attributed to the phrase.
- It
is not to be doubted, however, that consideration of whether members and
senators are "directly chosen by the people" requires
examination of the laws
that govern not just the franchise, but also enrolment to vote, and the exercise
of the right of an enrolled
elector to cast his or her vote. Roach was a
case about the first kind of issue: laws that govern the franchise, or what
s 30 of the Constitution calls "the qualification of electors". This case
is not. This case concerns enrolment to vote.
- The
members of each House of the Parliament are elected on a franchise which,
subject to exceptions that are not engaged in respect
of the plaintiffs, is a
universal adult franchise embracing all "the people of the Commonwealth" spoken
of in s 24, and all "the people of the State" referred to in s 7.
That some who are enrolled to vote, and therefore entitled and bound to vote, do
not cast a ballot at an election does not deny
that the elected members of each
House of the Parliament are "directly chosen by the people". That some who are
bound to enrol do
not enrol, and therefore do not vote, does not deny that the
members of each House are "directly chosen by the people". The plaintiffs'
argument was that the absence from the appropriate roll of some, who (belatedly)
claimed their entitlement to be on that roll, does
mean that the members of each
House are not directly chosen by the people. Such a conclusion would be sharply
at odds with the recognition
that neither the failure to vote by some entitled
to vote, nor the failure to claim enrolment by some entitled to enrol, leads to
that conclusion.
- History
teaches that, in some countries, registration and voting systems have been
devised and administered in ways that have systematically
disadvantaged
particular groups in the society. But the plaintiffs' complaint in the present
case was not of that kind. Rather,
the plaintiffs' complaint was directed to
the consequences that follow from the impartial administration of the Act in
accordance
with its terms. And it was a complaint that hinged about the
observation that they, and others in like case, cannot cast a vote
in this
election, in the Division in which they live, because they have not complied
with their statutory obligations. They observed
that these consequences of
non-compliance with the Act fall chiefly upon the young. They did not say,
however, that that fact leads
to any relevant constitutional consequence or
engages any relevant constitutional principle.
- The
plaintiffs' complaint directed attention to what would happen in connection with
this election, as opposed to what was lawfully
permitted and required to happen
in connection with the election. That is, it was said to be constitutionally
significant that tens
of thousands of persons, who were eligible and required to
enrol and vote, had not taken the steps necessary to enable them to vote,
in the
Division in which they reside, at the election.
- A
necessary step in the plaintiffs' argument that the impugned provisions are
invalid was to observe that they, and others in like
case, had only a very short
time to respond to the stimulus of an election announcement by claiming
enrolment, or a transfer of enrolment.
They submitted that they should have had
a longer time to respond to that particular stimulus. That there were other
stimuli to
enrolment was dismissed as not to the point. Making it an offence
not to enrol forthwith was treated as not a sufficiently effective
stimulus.
Recognition that few federal elections have been called without a great deal of
prior media discussion and speculation
about what date will be fixed was treated
as irrelevant. The plaintiffs' submissions hinged about the proposition that
nothing but
a Prime Ministerial announcement fixing the date for an election
could sufficiently stimulate those who had not enrolled or transferred
enrolment
to do what they were legally bound to do.
- What
will in fact happen at this election (as distinct from what not only could but
should have happened, had the Act been obeyed) bears upon whether each
House is "directly chosen by the people" only if that phrase directs
attention
to the number of persons who actually vote at an election and requires that that
number be as large as possible. Or, restating
the same proposition in words
used in the course of argument, what will happen at this election bears upon
satisfaction of the constitutional
requirements only if ss 7 and 24 at
least connote, if not require, that there be "maximum participation" by the
people. There are
several reasons why that view of "directly chosen by the
people" should not be adopted.
- First,
it is necessary to recognise the distinction between factual participation of
"the people" in an election, and the legal opportunity
for "the people" to
participate in an election. The former idea requires consideration only
of what has occurred, or will likely occur, at one or more particular elections.
It attaches no significance to the observation that
the failure to enrol is an
offence. By contrast, the latter requires examination of the legal framework
within which those events
occur. In particular, it requires examination of the
legal and practical operation of the relevant statutory provisions. The former
is the field of political science and behavioural analysis. The latter is the
field of constitutional law.
- Second,
it is necessary to recognise that compulsory voting was not, and was not seen
as, a necessary corollary of ss 7 and 24 generally,
or of the particular
constitutional description of the Houses as "directly chosen by the people",
when the Constitution first took effect. Compulsory voting was not introduced
until
1924[229].
When introduced, the validity of compulsory voting was challenged but upheld by
this Court in Judd v
McKeon[230].
The introduction of compulsory voting was seen by all members of the Court in
that
case[231] as
a matter for the Parliament to decide, not as a matter of constitutional
necessity. And of course none of the transitional electoral
provisions picked
up from the States and applied by ss 10 and 31, "[u]ntil the Parliament
otherwise provide[d]", required compulsory voting or compulsory enrolment.
- Third,
recasting the plaintiffs' argument as a complaint that the impugned provisions
unreasonably deny them the opportunity to enrol
and vote puts all the weight of
their argument on the content that is given to the word "unreasonably". But
whatever content is
given to that word, the proposition assumes, without
demonstration, that the electoral legislation must permit (that is, it must
not
deny or inhibit) enrolment at any time before the last reasonably
available time. And as explained earlier in these reasons, that premise is
flawed because it assumes the answer to the question at
issue. Moreover, the
notion that there was an "unreasonable" denial of the opportunity to
enrol when the plaintiffs (and others in like case) have had not just the
opportunity, but the obligation, to do so forthwith upon
becoming entitled to
claim enrolment or transfer of enrolment is, on its face, logically and legally
unsound. It could have a legal
basis only if the Constitution requires maximum
participation, and there is no textual or other sufficient foundation for that
conclusion.
- Only
if the system of representative government for which the Constitution provides
has now changed or developed into either a system where compulsory enrolment and
voting are constitutionally essential elements
of the system, or a system where
the Parliament must maximise the opportunity to enrol and vote, would the
necessary premise of the
plaintiffs' argument (that the Constitution requires
that the electoral law must facilitate and promote maximum participation
by the people) be made good. The only textual way in which that could be done
would be by reading "directly chosen
by the people" in ss 7 and 24 as now
requiring maximum participation, or by drawing some wider implication from the
observation that those provisions require a
system of representative government.
For the reasons given earlier in discussing what is meant by "representative
government", that
step cannot and should not be taken. What has changed and
developed since federation is the way in which successive Parliaments
have
exercised the power given by the Constitution to give practical operation to a
system of representative government of which only the broadest outlines are
fixed by the Constitution. The constitutional requirements have not altered.
The provisions of ss 7 and 24, whether generally or in their use of the
phrase "directly chosen by the people", have not taken on any different, or more
prescriptive,
meaning as a result of the various steps taken by successive
Parliaments to adjust the electoral system.
- That
is not to say, of course, that maximum participation in the electoral process
cannot readily be seen as a desirable civic value
and as a worthy legislative
objective. But whether and to what extent it is pursued is a choice which the
Constitution confides to the Parliament. It is through legislation of the
Parliament that the democratic system of government has developed,
not by
attributing a new and different meaning to the exiguous constitutional text.
- There
is no constitutional foundation for the plaintiffs' arguments. Neither s 7
nor s 24, with their use of the expression "directly chosen by the people",
requires the Parliament to establish or maintain an electoral
system which will
maximise the participation of eligible electors. Neither s 7 nor
s 24, alone or in combination with the provisions of Ch I, or the
Constitution more generally, provides for a system of representative government
in which there can be no fixing of the rolls of eligible electors
at, or very
soon after, the issue of the writs to begin the electoral process. An election
conducted in accordance with the impugned
provisions would yield Houses of the
Parliament "directly chosen by the people".
- Although
these are reasons enough to conclude that the plaintiffs' proceeding failed, it
is as well to go on to consider some more
particular aspects of their arguments.
As noted earlier in these reasons, the plaintiffs put their case by reference to
the two inquiries
described in Roach: is there a disqualification from
what otherwise is adult suffrage; is the disqualification not for a substantial
reason?
- As
already explained, there is no disqualification from what otherwise is adult
suffrage. The plaintiffs were not barred or inhibited
from exercising their
entitlement to enrol and vote. Through their own inaction and failure to
perform their obligations they claimed
enrolment or transfer of enrolment after
the due date. They left their claim until after the "last minute".
There being no disqualification, the second question posed in Roach,
about no substantial reason, does not arise. It is, nonetheless, desirable to
consider it. To do that, it is necessary to make
a more detailed examination of
the historical and legislative context in which the issues in the present
litigation are tendered
for decision.
The historical and legislative context
- Since
the enactment of s 8 of the Commonwealth Electoral Act 1911 (Cth)
inserting s 61C in the 1902 Act, enrolment to vote at federal elections has
been compulsory. As enacted, s 31 of the 1902
Act provided that all
persons qualified to vote at a federal election were qualified to have their
name on the appropriate roll.
The Commonwealth Franchise Act 1902 (Cth)
provided (with some exceptions that need not be considered) that all British
subjects resident in Australia for six months
continuously, who had attained the
age of 21 years, and whose names were on an Electoral Roll, were entitled to
vote. Although enrolment
was not compulsory in 1902, the first federal
Electoral Rolls saw more than 95 per cent of eligible voters enrol. And in
some States
the numbers on those first federal Electoral Rolls exceeded the
numbers on the State Rolls.
- Compulsion
to enrol necessarily has two consequences. First, a time for compliance with
the obligation must be fixed. Second, consequences
(usually penal) must be
identified as following from failure to perform the obligation.
- Section 61C
of the 1902 Act, as inserted by the 1911 Act, obliged every person entitled to
be enrolled as an elector, and who was
not so enrolled, to fill in and sign a
form of claim and "forthwith" send or deliver it to the proper officer.
Regulation 6B(2)
of the Electoral and Referendum Regulations 1912 (Cth)
provided that failure to send or deliver a claim within 21 days of becoming
entitled to enrol was an offence punishable by a penalty not exceeding £2
or, in the case of a first offence, not exceeding
10 shillings. As will later
be explained, the Act, as it now stands, makes generally similar provisions
fixing the time by which
the obligation to enrol is to be performed, and fixing
a penalty for failure to comply with the obligation. The plaintiffs' case
is
that, despite the legislature validly obliging enrolment forthwith, and
providing for penal consequences if that obligation is
not performed, the
legislature not only must provide a further opportunity for performance
of the obligation to enrol, but also must provide for that opportunity to
be taken up after an election has been announced and the writs that commence the
electoral process
have been issued.
- Since
1973[232],
subject to some exceptions that are not immediately relevant, all Australian
citizens who have attained 18 years of age have been
qualified for enrolment.
If qualified for enrolment, a person who lives at (and for the preceding period
of one month has lived
at) an address in a Division is
entitled[233],
in respect of residence at that address, to have his or her name placed on the
roll for that Division. Special provision is made
in the Act for eligible
overseas
electors[234],
the spouses and children of eligible overseas
electors[235],
Norfolk Island
electors[236]
and itinerant
electors[237],
but none of those provisions need be examined here. The Act allows for
provisional claims for enrolment by applicants for
citizenship[238]
and for claims for age 16
enrolment[239],
but again, nothing turns directly on the detail of those provisions.
- A
person who is entitled to enrolment for a Division is
bound[240]
"forthwith" to fill in and sign a claim and send or deliver that claim to the
Electoral Commissioner. That obligation extends to
those eligible for enrolment
for the first time and to those who, because of a change of residence, are bound
to claim transfer of
enrolment. Apart from those whom the Act describes as
qualified Norfolk Islanders, every person entitled to have his or her name
placed on the roll for any Division, whether by way of enrolment or transfer of
enrolment, and whose name is not on the roll upon
the expiration of 21 days from
the date upon which that person became so entitled, is guilty of an
offence[241]
unless he or she proves that non-enrolment is not a consequence of failure to
make a claim. A person enrolled for a Division who
has changed his or her place
of living to another address in the same Division, and has lived at the new
address for one month, but
does not give written notice of the new address
within 21 days of the end of the one month period, is
guilty[242]
of an offence.
- Submission
of a claim for enrolment or transfer
precludes[243]
prosecution for an offence of not making a claim, if the offence was committed
before the claim was made.
- Enrolment
governs more than the entitlement of individuals to vote. Distributions of each
State and Territory into Electoral Divisions
are made by reference to the
numbers of electors enrolled in each Division, and the average divisional
enrolment in relation to the
relevant State or Territory. Each month, the
Electoral Commissioner
must[244]
ascertain the number of electors enrolled in each Division, determine the
average divisional enrolment in respect of each State and
Territory, determine
the extent to which the number of electors enrolled in each Division differs
from the average divisional enrolment,
and cause a statement of the matters so
ascertained and determined to be published in the Gazette. Whenever it
appears to the Electoral Commission, from those statements in the
Gazette, that more than one-third of the Divisions in a State are, and
for more than two months have been, malapportioned, a redistribution
must
commence[245].
- So
far as the enrolment of individual electors is concerned, several observations
are to be made about the Act. First, Pt IX of
the Act provides for
objections to enrolment of a person, and Pt X for review of decisions to
reject a claim for enrolment or to
remove a person's name from a roll. A
decision to remove or omit a person's name from a roll is also amenable to
judicial review
under s 75(v) of the
Constitution[246].
- A
decision to accept a claim for enrolment, or transfer of enrolment, cannot be
challenged except by the process of objection under
Pt IX of the Act. But,
since the 2006 Act, the Electoral Commissioner has been
forbidden[247]
to remove an elector's name from a roll, as a result of the objection process,
during the period between 8 pm on the date of the
writ for an election and
the close of the polling at the election. That is the same period as is now
fixed by the Act as the period
during which claims for new enrolment cannot be
considered. Before the 2006 Act, the prohibition on removing an elector's name
was also tied to the period during which claims for new enrolment could not be
considered:
the period beginning seven days after the date of the writs.
Further, s 361(1) of the Act provides that, on an Electoral Petition
to the
Court of Disputed Returns, "the Court shall not inquire into the correctness of
any Roll". It follows, so the Commonwealth
submitted, that alleged deficiencies
in the Electoral Rolls cannot be agitated, after the election, in a challenge to
the result.
It also follows, however, that questions about significance of
enrolment have a wider focus than the position of any particular
individual. It
is necessary to consider not only the effect of the Act on individuals, but also
the place that the Electoral Rolls
play in the conduct of an election as a
definitive statement of entitlement to vote.
Closing the Electoral Rolls – history
- Between
1902 and 1983, a person's name could not be added to an Electoral Roll (whether
pursuant to a claim to new enrolment or a
claim to transfer enrolment) after the
writs had
issued[248].
Until 1983, there was a practice, perhaps even a
convention[249],
that writs for an election would not issue until at least seven days after the
public announcement of an intention to call an election.
Yet such a practice or
convention appears not to have been always followed. The parties in the present
matter agreed that, in 1931,
only two days elapsed between the announcement of
an election and issue of the writs and that, in 1949, only five days elapsed.
And the practice, or convention, was one which depended upon there being an
announcement of intention to dissolve the Parliament
(and call an election)
before the tendering of advice which would lead to the Governor-General in
Council causing writs to be issued
for a general election of members of the
House of Representatives. Section 5 of the Constitution permits the
Governor-General "by Proclamation or otherwise, [to] prorogue the Parliament,
and ... in like manner dissolve the House
of Representatives". Section 32
of the Constitution requires that the writs issue "within ten days ... from the
proclamation of a dissolution" of the House. But s 32 does not preclude
issuing the writs sooner than that outer limit of 10 days. Section 12
permits the Governor of any State to cause writs to be issued for elections of
senators for the State. And this was done in every
State, for this election, on
19 July 2010, the same day as writs were issued for the election of members
of the House of Representatives.
- In
1983, writs for the election were issued on the day after the election was
announced. As a result, those who, at 6 pm on that
day, were in default of
their obligation to enrol, or seek transfer of their enrolment, could not have
their claims to enrolment
on the relevant federal Electoral Roll considered.
Their claims to enrolment on the relevant State Roll, however, were allowed.
Proceedings were brought in this
Court[250]
claiming that because the persons concerned had the right to vote at elections
for the more numerous House of the Parliament of a
State, s 41 of the
Constitution required that they not be prevented by any law of the Commonwealth
from voting at elections for either House of the Parliament of
the Commonwealth.
The Court held (Murphy J dissenting) that the right to vote in s 41
was that possessed under a State law when the federal franchise was established,
and that s 41 does not confer a right to vote in a federal election on any
person who, from time to time, has the right to vote at a State election.
Accordingly, the applications were dismissed.
- Arguments
of the kind advanced in this matter, though available in R v Pearson; Ex
parte Sipka, were not put to or considered by the Court in that case.
Rather, Sipka was decided without any direct challenge to the
Commonwealth's submissions that the then provisions of the Act providing for
closure
of the rolls on the day of issue of the writs were "authorised by
ss 9, 10, 29, 31 and 51(xxxvi) of the Constitution [and] render[ed]
effective those provisions of the Act providing for an electoral roll and for
enrolment"[251].
Nor was there any direct challenge to the further argument on behalf of the
Commonwealth[252]
that "[a] provision which closes off the roll by reference to the date of issue
of the writs for an election facilitates the exercise
of the franchise".
- Just
as the decision in Sipka does not foreclose the plaintiffs' arguments in
this case, the longevity of the provisions which gave rise to the litigation in
Sipka does not preclude the plaintiffs from success in this litigation.
Nor is it necessary for the plaintiffs to assert that the arrangements
about
closing of the Electoral Rolls which existed between 1902 and 1983 were
constitutionally invalid.
- While
the better view is that those arrangements were constitutionally valid, they
were administered in a context where, at least
for the most part, controversies
of the kind that now arise could not have been tendered for consideration by
this Court as a "matter".
That is not to say that the constitutional validity
of the arrangements that persisted during those years up to the early 1980s
depended upon the existence of some imperfectly observed political practice or
convention about when the proposal to hold an election
would be announced. It
is to observe only that the factual circumstances which underpin the claims
brought by these plaintiffs did
not arise, and did not arise because of the way
in which electoral announcements were made. It is further to be observed,
however,
that, if the present election had been announced one week before it
was, but writs had been issued on the day they were, the plaintiffs
would
presumably accept that the impugned provisions governing consideration of claims
for new enrolment or transfer of enrolment
would be valid in their
operation.
- Following
the 1983 election, the Act was
amended[253]
to provide that the period in which a person's name could not be added to the
roll began at 6 pm on the day the rolls close, and
that the rolls closed
seven days after the issue of the writs. In 1995, the cut-off time of 6 pm
was
changed[254]
to 8 pm.
- Between
the 1983 election and the enactment of the 2006 Act there was debate, from time
to time, about what provision should be made for cutting off consideration of
claims for new enrolment,
or claims for transfer of enrolment, once an election
had been called. Participants in the debate appealed to a variety of
considerations
in aid of particular proposals. Those considerations included,
but were not limited to, questions of the "integrity" of the rolls,
the
"accuracy" of the rolls and what would be the "more democratic" solution. And
the proposals were politically controversial.
The 2006 Act was enacted over the
opposition of the then opposition party and some third party and independent
senators.
The 2006 amendments
- It
is not necessary, however, to trace the detail of the controversy, the arguments
that were deployed in the course of the debates
in the Parliament, or the
extended debates that took place in Committees of the Parliament, especially the
Joint Standing Committee
on Electoral Matters ("JSCEM"). Nor is it useful to
pause to examine the way in which words like "integrity" or "accuracy" can or
should be used in describing the state of the Electoral Rolls. Two points are
presently important.
- First,
there have been essentially three different forms of statutory regulation of
federal electoral enrolment since federation.
From federation to 1983, and thus
both before and after enrolment was made compulsory in 1911, no claim for new
enrolment or transfer
of enrolment could be considered if made after the writs
for an election were taken to have issued. Between 1983 and 2006, claims
for
new enrolment and transfer of enrolment could be considered if made within seven
days after the writs for an election were issued.
Since 2006, claims for new
enrolment could not be considered if made after the day on which the writs were
issued, and claims for
transfer of enrolment could not be considered if made
later than the third working day after the date of the writs.
- Secondly,
to the extent to which it is necessary or appropriate to examine why the 2006
Act, in the respects relevant to this matter, was framed in the way it was,
several points are to be noticed.
- Because
the changes made by the 2006 Act were politically controversial, debate about
them tended to focus upon what was seen as politically persuasive. Issues about
the
"integrity" or "accuracy" of the rolls had been examined by the JSCEM in its
reports on the federal elections held in 1996 and 2004
and in other more
particular reports of the JSCEM published in May 2001 and October 2002. The
issues were also examined in submissions
and reports by the Australian National
Audit Office and the Australian Electoral Commission.
- The
central focus of much of what was said in those documents was on enrolment
fraud. But reference was also often made to the costs
and difficulties
associated with the facts that many new and existing electors were not making
enrolment claims when they should,
but were delaying them to the time when an
election had been announced. In the JSCEM report on the conduct of the 2004
federal election
("JSCEM 2004 Report"), published in September 2005, the
Committee
noted[255]
that 60.5 per cent of enrolment transactions that had occurred during the
close of rolls period would not have been required if electors
had made the
necessary claims when required to do so. The Committee
expressed[256]
the belief that "the seven day close of roll period for Federal elections
actually encourages electors and potential electors to
neglect their obligations
in respect of enrolment, believing that they can play 'catch up' during the
close of rolls period". The
Committee
noted[257],
with what it described as "a high degree of concern", that "a significant number
of electors" had not updated their enrolment details
despite contact by the
Australian Electoral Commission ("the AEC") reminding them of their obligations.
The Committee
continued[258]:
"2.119 Statistics provided by the AEC indicate, that despite AEC efforts and
the significant amount of taxpayer funds expended by
them in contacting electors
prior to elections being announced, that same pattern is repeated election after
election.
2.120 Not only do electors act unlawfully in not enrolling when entitled, they
cause the wastage of a significant amount of taxpayer
funds that the AEC is
obliged to expend on postage and other measures, making repeated attempts to
persuade those same electors to
update their details on the electoral roll."
(footnote omitted)
On the subject of fraud, the Committee
said[259]:
"2.121 The Committee also agrees that the current close of roll arrangements
present an opportunity for those who seek to manipulate
the roll to do so at a
time where little opportunity exists for the AEC to undertake the thorough
checking required [for] ensuring
roll integrity.
2.122 The Committee believes that those who argue for the retention of the
seven day close of rolls and who promote the argument
that there is no proof
that enrolment fraud is sufficiently widespread to warrant any action, have
missed the point.
2.123 The fundamental issue facing this Committee is to prevent any such fraud
before it is able to occur. Failure to do so would
amount to neglect.
2.124 While the risk exists that fraud sufficient to change the result of an
election might occur, we are failing in our duty to
protect and preserve the
integrity of our electoral system and our democratic processes and
principles."
The Committee recommended that the rolls be closed at 8 pm on the day that
the writ for an election is issued. It
said[260] of
that change:
"2.126 This change, along with the introduction of proof of identity and
address measures for enrolment and provisional voting,
will ensure the
electoral roll retains a high degree of accuracy and integrity, while
reminding electors that the responsibility for ensuring that the electoral
roll is updated in a timely manner rests with them." (emphasis
addded)
- This
being the history of the matter, it is not surprising that neither the
Explanatory Memorandum, nor the Second Reading Speech,
for the Bill that became
the 2006 Act canvassed in any detail the arguments for the alterations that were
to be made by the proposed law. Those arguments had already
been extensively
examined. Rather, the Explanatory Memorandum proceeded by reference to a
Government Response to the JSCEM 2004
Report, and the Second Reading Speech said
little more than that the Bill "contains reform measures arising from some of
the government
supported recommendations" of that report.
- Neither
the Explanatory Memorandum nor the Second Reading Speech contains any, or at
least any elaborated, discussion of the mischief
to which the Bill was directed.
Nonetheless, read in the context of the JSCEM 2004 Report, and the Government
Response to that report,
it is evident that, in respects relevant to the present
matter, the Bill was intended to provide what the Commonwealth described
in its
submissions as "prophylactic" measures against fraud, while reminding electors,
as the JSCEM 2004 Report
said[261],
"that the responsibility for ensuring that the electoral roll is updated in a
timely manner rests with them".
- The
plaintiffs submitted that there was no "substantial reason for abrogating the
seven day period" provided by the 1983 legislation
and that there was "no
evidentiary basis for what in fact occurred" (scil. the changes made by the 2006
Act). The plaintiffs necessarily stopped short of submitting that the views
stated in the JSCEM report that are set out above were not
held by the majority
of the members of the Committee. The plaintiffs necessarily stopped short of
submitting that what was said
in the report masked other, ulterior, and
impermissible purposes. The plaintiffs necessarily stopped short of such
submissions because
there was no foundation in the material for either
submission. But what then was the legal proposition on which the plaintiffs
relied
when they spoke of no "evidentiary basis" and no "substantial
reason"?
- Shorn
of forensic flourishes, the plaintiffs' argument must be understood as being
that the impugned laws were not reasonably appropriate
and adapted to serving an
end consistent or compatible with the maintenance of the constitutionally
prescribed system of government.
So understood, the plaintiffs' argument
proceeded by asserting that the impugned provisions were not reasonably
appropriate and
adapted to preventing electoral fraud, because there was no
demonstration that there had been any significant incidence of fraud
before the
2006 Act, and (perhaps) because there were other means of preventing fraud that
were consistent with maintaining the seven day period fixed
by the 1983 Act .
And the plaintiffs then coupled those assertions with the further proposition
(already noticed in these reasons) that the "practical
operation" of the
impugned provision was to "disenfranchise" the plaintiffs and others in like
case. It is convenient to consider
the plaintiffs' argument in steps: first,
the "practical operation" of the impugned laws; second, the question of mischief
and,
in particular, electoral fraud; and third, the significance of the
availability of other measures.
Practical operation
- Identifying
the practical operation of the impugned laws as disenfranchising the plaintiffs
and others lay at the very centre of
the plaintiffs' case. I have already
pointed to the difficulties that follow from speaking of the plaintiffs as
having been disenfranchised.
Those same difficulties inhere in the assertion
that the practical operation of the provisions cutting off consideration of
claims
for new enrolment and transfer of enrolment "disenfranchises" the
plaintiffs. And the difficulties encountered are not just verbal,
they are
substantial.
- The
complaint which the plaintiffs make about the so-called "practical operation" of
the impugned provisions depends upon other,
related provisions of the Act having
been disobeyed by the plaintiffs. If the plaintiffs had performed their
obligations under the
Act when they were bound to do so, the impugned provisions
would not be engaged. Thus the "practical operation" of the law to which
the
plaintiffs point is an operation that depends upon the extent to which other
provisions of the law of which the impugned provisions
form a part have been
disobeyed. This asserted understanding of the "practical operation" of a law is
entirely novel and should
not be adopted. The constitutional validity of the
impugned provisions cannot turn upon the extent to which related statutory
obligations
have been disobeyed.
- No
less importantly, as has already been explained, the assertion that the
practical operation of the impugned provisions disenfranchises
the plaintiffs
necessarily depends on first adopting one, if not more than one, of the three
forms of question begging premises identified
earlier in these reasons. The
assertion about practical operation depends (at least in part) upon masking the
relevant temporal
dimension of entitlement to enrol. The assertion assumes that
there is a constitutional requirement that last minute enrolment be
permitted.
The assertion then seeks to justify that assumption by an appeal to what are
assumed, rather than demonstrated, to be
constitutional norms of "representative
government". The assumptions dictate the answer to the particular question that
arises in
the proceedings.
Mischief
- The
relevant provisions of the 2006 Act were proposed in the JSCEM 2004 Report, not
just to prevent fraud, but also to encourage timely observance of the
obligations to
enrol. It follows that to focus only on questions of fraud
prevention ignores another intended purpose of the legislation. That
other
intended purpose cannot be discarded from consideration as irrelevant. It
cannot be dismissed as an untenable view.
- Even
if attention were to be confined to questions of fraud prevention or inhibition,
the plaintiffs' argument (that because there
was no demonstration of any
significant incidence of fraud before the 2006 Act, the impugned provisions are
not reasonably appropriate and adapted to an end of fraud prevention) is
logically and legally flawed.
The logical flaw is evident. The absence of
proven instances of fraud does not demonstrate that no new or different step can
or
should be taken to prevent it. Whether any further step should be taken is a
matter of judgment. Nor does pointing to the existence
of other means of
preventing fraud entail that no new or different step can or should be taken.
Again, the question is one for judgment.
- The
legal flaw in the reasoning is of the same kind as has already been observed in
connection with the question of practical operation.
The plaintiffs' arguments
about what is reasonably appropriate and adapted depended upon one or more of
the question begging premises
that have been identified.
- It
will be recalled that the plaintiffs' argument denied that the impugned
provisions are reasonably appropriate and adapted to serving
an end consistent
or compatible with the maintenance of the constitutionally prescribed system of
government. This was then particularised
by saying that the impugned provisions
were not reasonably appropriate and adapted to an end of fraud prevention and by
saying that
no other relevant end was demonstrated. But the plaintiffs accepted
that provisions for an Electoral Roll, the details of which
were to be fixed at
a date before polling day, are reasonably appropriate and adapted to an end
consistent with the maintenance of
the constitutionally prescribed form of
government. That acceptance necessarily depends on accepting the argument put
by the Commonwealth
in Sipka, noted earlier, that a provision which
closes off the rolls by reference to the date of issue of the writs for an
election facilitates
(and, I would add, does not impede or detract from) the
exercise of the franchise. To say, as the plaintiffs did, that a provision
closing the rolls seven days after issue of the writs is valid, but a provision
closing the rolls on the day of the writs (or in
the case of transfers, three
days after the writs) is not, necessarily proceeds from a premise that provision
must be made for last minute enrolments: "last minute" not just in the
sense of after the time fixed by the Act for performance of the
obligation to
enrol, and proximate to an election, but "last minute" in the sense of after
the announcement of the election. The premise begs the question. The
premise was not, and cannot be, established.
Availability of other measures
- The
plaintiffs' references to available alternative measures took two distinct
forms. First, as already noted, much of the plaintiffs'
argument proceeded by
comparison with the system of allowing seven days for lodging claims for
enrolment or transfer of enrolment
that had been introduced in 1983. But, as
already explained, those comparisons are significant only if the unstated
premise for
the argument is that there must be legislative provision
enabling last minute enrolments.
- The
second form of reference to alternative measures was made in connection with the
argument that fixing cut-off times earlier than
those fixed in 1983 was not
necessary for elimination of fraudulent practices. In this connection,
reference was made to what the
Australian Electoral Commission has done in two
programs: a Continuous Roll Update or "CRU" program and the development of a
computerised
roll management system known as "RMANS". In each year since
1999-2000, many millions of dollars have been spent by the Australian
Electoral
Commission on Electoral Roll Review and Continuous Roll Update activities. The
latter form of activity required data matching,
using RMANS, between entries on
the Electoral Rolls and other data held by other government departments or
agencies.
- No
doubt processes of data matching can help to avoid registration of fraudulent
enrolments. It is an altogether different question
(not addressed in the
evidence or in argument) whether those techniques can be usefully engaged in
dealing with a large number of
last minute claims for enrolment. It is this
latter question which is important when considering the impugned provisions.
(In that
regard it must be remembered that the Commission dealt with more than
500,000 claims lodged between the announcement of the 2010
election and the
cut-off dates fixed according to the impugned provisions.) To make good the
plaintiffs' proposition, it would be
necessary to demonstrate that allowing the
Australian Electoral Commission a little more time for checking last minute
enrolments
than was available under the 1983 provisions would not make, and
could not be supposed to make, any contribution to avoidance of
fraud. The
general references that the plaintiffs made to processes of continuous roll
updating and the availability of data matching
techniques and facilities fell
well short of demonstrating that proposition.
- Be
this as it may, it must also be recalled that the JSCEM 2004 Report made two
points: one about preventing fraud and one about
trying to encourage better
compliance with existing requirements by shortening the time for last minute
enrolments. In that latter
regard it may be noted that, despite Electoral Roll
Review and Continuous Roll Update activities by the Australian Electoral
Commission,
the estimated number of eligible persons not enrolled generally
increased during the period between June 1999 and December
2009[262].
The parties agreed that, at the close of rolls for the 2004 federal election,
about 91.5 per cent of eligible voters were enrolled.
At the close of
rolls for the 2007 election (after the amendments made by the 2006 Act had come
into force) the proportion enrolled had risen to about 92.3 per cent of
eligible voters. By 31 December 2009, that proportion
had dropped to about
90.9 per cent. It was estimated that, at 31 December 2009, nearly 1.4
million eligible persons were not enrolled.
For the 2001, 2004 and 2007
elections, the numbers "missing" from the rolls were about 0.9 million, 1.2
million and 1.1 million
(respectively). Thus, while the particular number
missing varied from election to election (and actually dropped after the
amendments
made by the 2006 Act) the general trend over the 10 years between
1999 and 2009 was for the number missing to increase, and for the percentage of
eligible
electors who were enrolled to diminish.
- The
plaintiffs did not demonstrate that shortening the time for last minute
enrolment could have no effect on the general level of
compliance with the
obligation to enrol, or transfer enrolment, forthwith upon becoming entitled to
enrol, or required to transfer
enrolment. Yet that proposition was a necessary
step to making good the plaintiffs' contention that the 2006 Act, so far as now
relevant, was not reasonably appropriate or adapted to serving an end consistent
or compatible with the maintenance
of the constitutionally prescribed system of
government.
- The
plaintiffs' appeal to the availability of other measures depended upon other,
more deep-seated errors than any failure of factual
demonstration. In terms,
the argument was presented as being at least akin to an argument of
proportionality. And it will be recalled
that, in the plurality reasons in
Roach, it was
said[263]
that "as remarked in
Lange[264],
in this context there is little difference between what is conveyed by that
phrase ['reasonably appropriate and adapted'] and the
notion of
'proportionality'". Whether expressed as a test of "proportionality" or as a
test of "reasonably appropriate and adapted",
the inquiry seeks to measure the
impugned provisions against other available means of achieving an identified
end. Proper identification
of the relevant end is, therefore, not simply
important; incorrect identification of the end will determine the result of the
proportionality
analysis. Identifying the intended "end" as facilitating,
encouraging or not preventing any who are eligible to vote from participating
in
the election begs the question by defining the constitutionally mandated system
of government in a manner divorced from constitutional
text or structure. It
dictates the result of any proportionality analysis.
Conclusion
- The
plaintiffs' case was not made good. Application of the impugned provisions does
not yield Houses of the Parliament that do not
satisfy ss 7 and 24 and are
not "directly chosen by the people". The impugned provisions, closing off the
rolls by reference to
the date of issue of the writs for an election, facilitate
the exercise of the franchise. Neither plaintiff (nor others in like
case with
either) is disenfranchised by application of the impugned provisions. The
plaintiffs did not show that the alterations
made to the cut-off dates by the
2006 Act were not reasonably appropriate and adapted to the ends of having
Electoral Rolls that are fixed for use at a particular election
and are suitable
for use in distributing States into Electoral Divisions.
- It
was for these reasons that I concluded that the application should be dismissed,
with costs.
- Having
regard to what has since been written, one further point should be made. The
content of the constitutional expression "directly
chosen by the people" neither
depends upon, nor is informed by, what are seen from time to time to be the
politically accepted or
politically acceptable limits to the qualifications that
may be made to what is otherwise universal adult suffrage. As I explained
in
Roach[265],
reference to "common understanding" or "generally accepted Australian standards"
does not provide a valid premise for consideration
of the issues in this matter.
The understanding or standards mentioned have varied, and will likely continue
to vary, over time.
Their content cannot be reliably determined in a way that
permits their use as a criterion of constitutional validity. The ambit
of the
relevant constitutional powers is not set by the political mood of the time, or
by what legislation may have been enacted
in exercise of the powers. Political
acceptance and political acceptability have no footing in established doctrines
of constitutional
interpretation.
- HEYDON
J. The reasons for judgment of Hayne J have set out the constitutional and
legislative provisions, the background circumstances,
and the abbreviations
relevant to what follows.
The victims of the impugned legislation
- The
plaintiffs said that the impugned provisions created an "exclusion from the
constitutional franchise" and "loss of the franchise".
They were said to
"disenfranchise" the plaintiffs, or "disentitle or exclude [them] from casting a
vote". They were said "significantly
[to] burden or limit the entitlement of a
substantial number of adult citizens to enrol and vote". They were said to be
"arbitrary"
and "disproportionate".
- The
plaintiffs also referred to a submission of the Human Rights and Equal
Opportunity Commission to the Senate Finance and Public
Administration Committee
in 2006 which made the following claims. One was that the prohibition on
accepting new enrolments after
the day the writs were issued "has the potential
to disadvantage young, first-time voters and new Australian citizens". Another
was that a three day period for changing enrolments "disadvantages itinerant
populations and people living in remote and rural areas"
and
"disproportionately" disadvantages "Australia's Indigenous population". Another
claim was that these short periods of time "may
also disadvantage people with
disability who need assistance to access and complete the relevant materials."
In addition, the plaintiffs
referred to the difficulties young adults face in
remaining correctly enrolled due to their residential and workplace mobility.
The plaintiffs referred to the disproportionate impact on the homeless. The
plaintiffs submitted that "the voting patterns of different
age groups can
differ substantially", and "a decision as to the time in which rolls will close
will have recognised political consequences
in relation to enrolments and
transfers of the differing age groups, thereby enabling it to be a politically
motivated decision."
The plaintiffs did not, however, submit that the decisions
of the Prime Minister in relation to the calling of the 2010 election
fell into
this category.
- The
plaintiffs also submitted that "many hundreds of thousands of ... young electors
... rely on" the existence of a seven day period
after the writs are issued for
an election "as a way of updating their enrolment". There is no evidence of
this reliance. The plaintiffs
themselves did not give any evidence to that
effect in their affidavits. It is true that many people do not enrol, or
transfer their
enrolment, until an election is called, but that is a different
proposition.
- The
plaintiffs' contentions thus concentrated on the supposed impact of the impugned
provisions on Australia's young adults as well
as its wretched of the earth
– its descamisados and other victims. The plaintiffs never demonstrated
that that impact had
constitutional relevance, or had any point other than an
appeal to pathos. Whether or not the plaintiffs' contentions are correct
as a
matter of fact, it may be desirable to begin by noting, first, some notorious
background facts, and, secondly, the personal
position of the plaintiffs.
Notorious facts about Australian federal elections
- There
are key background matters of fact which very few Australian citizens, at least
those resident in Australia, can be ignorant
of. Federal elections take place
every two or three years. There is speculation from time to time during the
period between elections,
and constant speculation towards the end of it, about
what date the next election will be held on, what advantages a date will bring
to the party to which the Prime Minister of the day belongs, and what problems
and disadvantages exist in relation to particular
dates. That was certainly the
case in relation to the years leading up to the 2010 election. The Prime
Minister's announcement
on 17 July 2010 of the election date did not come as a
surprise. There had been continuous media speculation about the date when
her
predecessor would call an election. That speculation only intensified once she
had succeeded to his office. The submissions
advanced by the plaintiffs at
times suggested that the realistic possibility of an election being called in
the middle to late winter
of 2010 did not materialise until the Prime Minister's
announcement on 17 July 2010. That is not so.
The personal position of each plaintiff
- What
was the effect of the impugned legislation on the plaintiffs personally in
relation to the events of this year's election?
On Saturday 17 July 2010 the
Prime Minister announced that there would be a federal election on Saturday 21
August 2010. Pursuant
to ss 12 and 32 of the Constitution, the writs for that
election were issued on Monday 19 July 2010. The consequence of the impugned
provisions was that claims for
new enrolments made after 8pm on Monday 19 July
2010 would not be considered until after the election, and claims for transfers
of
enrolment made after 8pm on Thursday 22 July 2010 would not be considered
until after the election. Had the provisions which preceded
the 2006 Act been
in force, the electoral roll would have closed for both new enrolments and
transfers at 8pm on Monday 26 July 2010. Hence,
the first plaintiff, by reason
of s 102(4) of the Act, had only one working day to enrol from the time when the
Prime Minister announced
the election date: she would have had six working days
had the provisions in force before the 2006 Act remained in force. And the
second plaintiff, by reason of ss 102(4AA) and 155, had only four working
days to transfer his enrolment:
he too would have had six working days had the
provisions in force before the 2006 Act remained in force.
- But
by reason of s 101(1) and (4), the first plaintiff had been under a statutory
duty to enrol ever since she turned 18 on 16 June
2010 – more than a
month before the rolls closed. It is true that the criminal sanction was small
(a fine not exceeding one
penalty unit): s 101(6). And it is true that s
101(7) prevented criminal proceedings from being instituted for an offence once
the claim to enrolment was made. But the first plaintiff was in breach of
statutory duty until then. What is more, she had had
more than the five weeks
since her eighteenth birthday in which to enrol. She also had had available to
her a facility afforded
by s 100 of the Act to make a claim to have her name
placed on the roll from the time she turned 16. The first plaintiff did not
avail herself of that facility. Had she done so, she would have been placed on
the roll, and would have been able to vote as soon
as she turned 18.
- The
second plaintiff's position was similar. He had not been jammed between a
sudden change of address and an unexpected announcement
by the Prime Minister.
By reason of s 101(1) and (4), the second plaintiff had been under a statutory
duty, backed by the s 101(6)
criminal sanction as qualified by s 101(7), to
transfer his enrolment from the time when he moved to his new address in March
2010
– some four months before the Prime Minister's not unexpected
announcement.
- Before
examining the substantive arguments of the plaintiffs, it is convenient to note
some difficult aspects of them.
Some difficulties in the plaintiffs' arguments
- An
unconvincing distinction between the allegedly invalid and the admittedly valid.
The first plaintiff's argument was that the provisions in force before the
2006 Act that gave her five more working days to enrol than the impugned
provisions introduced in 2006 were constitutionally valid, but the
impugned
provisions introduced in 2006 were not. And the second plaintiff's argument was
that the provisions in force before the
2006 Act giving him two more working
days to transfer his enrolment than the impugned provisions introduced in 2006
were constitutionally
valid, but the impugned provisions introduced in 2006 were
not. It is not possible to infer from the requirement in ss 7 and 24 of
the Constitution that the Houses of Parliament be "chosen by the people" that
these temporal differences are of such crucial decisiveness as to mark
the
difference between validity and invalidity. Differences of this type are in a
sense arbitrary, but they are characteristic of
the choices which legislatures
make, and have to make. It is unlikely that the fundamental norms underlying
the Constitution and reflected in its language would require the conclusion that
one regime was constitutionally valid while the other was invalid.
- In
part the unsatisfactory distinctions on which the plaintiffs relied stemmed from
a reluctance to face up to the logic of their
own arguments. That logic pointed
at least to the conclusion there should be the widest possible participation in
elections –
that no person qualified to vote under s 93 should be
prevented from voting under s 101 by reason of a failure to make a claim for
enrolment or for transfer of enrolment. The arguments assume that all of those
entitled
to be on the rolls should be entitled to vote. That goal could only be
achieved if the time to make claims for enrolment or for
transfer of enrolment
extended for the maximum amount of time before an election – perhaps right
up to the moment when the
polling booths closed on the day fixed for the
election. An argument that ss 7 and 24 of the Constitution require electors to
have the maximum amount of time to enrol before an election is more ambitious,
but also more powerful, than an
argument that they require a period of only one
week after the day when the writs are issued. In the present case the
plaintiffs
selected the limited arguments they did, perhaps, so as to avoid
causing alarm by deploying arguments more consistent with the underlying
logic
of their position. Those arguments would have had a seemingly audacious
character, and perhaps a seemingly flawed nature,
which would have reflected
badly on the limited arguments they actually chose to advance. And the more
consistent but more audacious
arguments might have had a potentially
annihilating effect on the course of the 2010 election: it is far from clear
that the first
defendant could have coped with the consequences flowing from
their success so as to permit the smooth running of the election.
The anomalies
which result from the much more limited arguments that were offered raise grave
questions about the validity of both
the limited and the audacious arguments.
- Incidentally,
so far as the logic of the plaintiffs' arguments calls for the widest possible
participation in elections, that logic,
arguably, points to even wider
conclusions. If the words "chosen by the people" require all of those entitled
to be on the rolls
to be entitled to vote, why should many members of the
population lack entitlement to be on the rolls? Given that an important
constitutional
provision like s 75(v) can be availed of not merely by Australian
citizens but by anyone within the Queen's peace, and given that other sections
of the
Constitution (for example, ss 80 and 117) do not speak only to citizens,
is it valid to exclude from the franchise permanent residents? Or people with
long term visas?
Or any lawful resident? Or even unlawful residents? Is it
valid to exclude persons below the age of 18? Are not all these persons
in a
sense part of "the Australian people", "the Australian nation", "the Australian
community"? If the provisions excluding them
from the franchise are valid, the
underlying assumptions of the plaintiffs' arguments are questionable.
- The
plaintiffs' arguments do not remedy the problems said to make the impugned
provisions invalid. So far as the plaintiffs' arguments about
constitutional validity appealed to the particular circumstances of mobile young
people,
new citizens, itinerant persons, residents of rural and remote areas,
Aboriginal persons, persons with disabilities and homeless
persons, they did not
demonstrate that the difficulties of all or any of these classes would be
overcome to any significant degree
by extending for five working days the period
of enrolment and for two working days the period for transferring enrolment.
- The
plaintiffs' arguments do not remedy wider problems. The plaintiffs
contended that the pre-2006 position, giving a seven day period in which to
enrol or transfer enrolment, was valid
because "it has been shown not to have
resulted in such substantial disenfranchisement" that the Parliament had ceased
to be a legislature
"yielded by the vote of the people". In so far as the
plaintiffs' arguments depended on there being "substantial" numbers of voters
"excluded" by the impugned provisions, they overlooked the probability that
whatever legislative regime were adopted, numbers of
voters which are in some
sense "substantial" would be "excluded".
- In
2004, persons who had not enrolled or transferred their enrolment had seven days
after the writs were issued to do so: 168,394
people lodged claims for
enrolment or transfer after the electoral rolls closed. In 2007, persons who
had not enrolled had to do
so on the day the writs were issued and persons who
had not transferred their enrolment had three more days: 100,370 lodged claims
for enrolment or transfer after the electoral rolls closed. It was estimated
that 100,000 claims for enrolment were received after
the time stipulated under
the 2006 amendments but before the time that applied before the 2006 amendments.
There was no evidence,
however, about the number of claims received outside the
time that applied before the 2006 amendments. It would be naïve to
suppose
that there were no claims of that kind, or that there were not many people
qualified to vote who did not enrol. Indeed the
plaintiffs frankly conceded
that about 1.4 million persons eligible to enrol and to vote are not enrolled
– a figure much higher
than the numbers supposedly "excluded" by the
impugned legislation.
Disqualification?
- The
Solicitor-General of the Commonwealth assumed the correctness of the test
advocated by the plaintiffs. It had two elements.
The first turned on whether
the impugned provisions amounted to legislative disqualification from adult
suffrage. If so, then according
to the second element, the disqualification
could only be constitutionally valid if, in the words of three Justices in
Roach v Electoral Commissioner, it were for a "substantial" reason,
namely one which was "reasonably appropriate and adapted to serve an end which
is consistent
or compatible with the maintenance of the constitutionally
prescribed system of representative
government."[266]
Even if the Solicitor-General was correct in assuming that the second element of
this test is applicable to cases of the present
kind, this is not a case of
disqualification.
- As
the Solicitor-General rightly submitted, the plaintiffs were not in the position
of the plaintiff in Roach v Electoral Commissioner. Vicki Lee Roach was
completely debarred from voting while she served the term of her imprisonment.
It was not the case that the
law qualified the manner in which she might vote,
or the facilities through which she might vote. She was simply not eligible to
vote. In contrast, the plaintiffs in this case were fully qualified and
entitled respectively to enrol and to transfer enrolment.
The impugned
provisions stopped them from taking steps to exercise that entitlement over a
short period of time – a relatively
small fraction of the period in which
it was open to the plaintiffs to protect their positions. The plaintiffs were
prevented from
exercising their entitlement because they failed to comply with
simple obligations and procedures in relation to getting enrolled
(in the case
of the first plaintiff) and transferring enrolment (in the case of the second
plaintiff).
- If
the analysis is shifted from the position of the plaintiffs to the position of
other persons qualified to enrol or vote, its outcome
is as follows. Whether
particular voters fall within the classes prevented by the impugned provisions
from voting is within their
control: they can enrol up to 8pm on the day when
the writs are issued, and they can change their enrolment within a further three
days. The impugned provisions prevent only three very limited classes of voters
who are able, ready and willing to enrol or transfer
enrolment from doing so.
The first of these very limited classes is voters who have not enrolled because
they turn 18 between the
issue of the writs and polling day. Their difficulty
is curable if they employ the facility available pursuant to s 100 by which
persons aged 16 can make a claim to be enrolled. Further, pursuant to
ss 100 and 102(4AB) if they turn 18 after the writs are issued and before
the election, they can make a claim within the period of three days after
the
issue of the writs. The second very limited class comprises voters who are to
become Australian citizens between the date of
the writs and polling day. Their
difficulty is curable by the facility available to them to apply for enrolment
within a period
up to three days after the issue of the writs: ss 99B and
102(4AA). And the third very limited class comprises those who have moved from
one Division to another just before the writs are issued
and will become
entitled, pursuant to s 99(2), to transfer their enrolment after living at a
particular address for one month. The plaintiffs did not submit that the
existence
of this third class rendered the legislation constitutionally invalid,
and there is no material before this Court from which it can
be concluded that
the class is "substantial".
- Indeed
there is nothing to suggest that the memberships of these three classes, whether
taken separately or together, and even if
the facilities for curing the
difficulties of the first two classes are not availed of, are "substantial" in
any sense which would
satisfy the plaintiffs' test of "substantial
disenfranchisement". These three exceptional classes would exist in slightly
different
forms even under the regime accepted as valid by the plaintiffs,
namely the enrolment or transfer of enrolment within seven days
after the issue
of the writs. The fact that these three exceptional classes exist therefore
cannot point to the constitutional invalidity
of the impugned provisions while
leaving the provisions existing before the 2006 Act valid.
- All
other voters outside the three exceptional classes who fail to enrol or transfer
enrolment are the authors of their own misfortunes.
They have not taken the
steps to enable them to vote which were not only available to them, but required
of them by s 101. They
are simple steps. It would have been very easy to
take them. There was ample time to take them. Despite the prodigious efforts
of the first defendant, and the criminal sanctions directed at securing a
complete exercise of the franchise, large numbers of people
entitled to vote may
end up not voting.
- It
was earlier noted that as many as 1.4 million people do not enrol at all, for a
variety of reasons. It may be because of their
inefficiency. It may be because
of their apathy. It may be because they have a positive desire not to
participate in the electoral
process. One example is the appellant in Judd v
McKeon[267],
which upheld the validity of the provisions making voting compulsory: all the
candidates supported capitalism and he belonged to
a party which opposed it and
prohibited him from voting for supporters of capitalism. Another example is
Evelyn Waugh, who said:
"I do not aspire to advise my sovereign in her choice
of
servants."[268]
It is difficult to treat any of these circumstances as factors relevant to the
invalidation on constitutional grounds of an electoral
system which works
satisfactorily in relation to those who are not inefficient, apathetic, or
conscientiously indisposed to participate.
If not, why are the much lower
numbers excluded by reason of the impugned legislation relevant? Of those who
are validly enrolled,
some forget that the election is on and do not vote, some
turn up too late to vote, some are prevented from voting by a sudden crisis,
some are indifferent about voting, some cast informal votes by mistake, and some
cast informal votes deliberately. It is notorious
that these classes of
enrolled non-voters are much more numerous than those excluded by reason of the
impugned legislation. None
of their members could be described as
"disqualified". Nor could those who fail to take steps under s 101 which would
enable them
to vote. It is they who disqualify, disenfranchise, exclude or
disentitle themselves, not the legislature. The conduct of all these
categories
of people who fail to enrol, or, being enrolled, fail to vote, does not prevent
the legislature being described as "chosen
by the people".
- The
plaintiffs submitted that the impugned amendments created a "burden" on those
who desired to make a claim for enrolment or for
transfer of enrolment outside
the times stipulated – a burden which "does fall disproportionately and is
known to fall disproportionately
so it is a particular burden on a particular
part of the people." The legislation placed no "burden", and no
"disproportionate"
burden. If there were any burden on anyone, it was a burden
which those who bore it placed on their own shoulders.
- Since
there has been no "disqualification", it is unnecessary to consider either the
formulation or the application of the test which
would apply if there had been
disqualification.
- The
plaintiffs met the possibility that there was no disqualification by submitting
that the Roach test extends beyond disqualification to enactments which
do not involve disqualification, but which could be said to "disenfranchise
any
group of adult citizens or otherwise disentitle or exclude them from casting a
vote". The test has verbal similarities with
that employed in Lange v
Australian Broadcasting
Corporation[269].
That is a test applicable to burdens on freedom of communication about
governmental and political matters. It was applied in that
case in relation to
qualified privilege as a defence to the tort of defamation. Even on the
assumption that it operates satisfactorily
in that field and in the field of
disqualification from voting, it does not follow that it is the correct test in
other fields, and
the plaintiffs did not demonstrate that it was; indeed they
did not even endeavour to do so.
"Chosen by the people": the "originalist" argument
- The
nature of "representative government" has changed in Australia in the last
century. The franchise has widened in point of gender,
race and age. Enrolment
was made compulsory in 1911. Proportional voting was introduced for the House
of Representatives in 1918.
Voting was made compulsory in 1924. Proportional
voting was introduced for the Senate in 1948. But it does not follow from the
fact that "representative government" has changed that the meaning of the
constitutional expression "chosen by the people" has similarly
changed.
- The
plaintiffs, and not only the plaintiffs, advanced submissions turning on the
relationship between the forms of electoral law
from time to time over the last
110 years and the meaning of the Constitution. It was submitted on behalf of
the Attorney-General for Western Australia that the "common contemporary
understanding of a concept
invoked by the Constitution" – that is, that
understanding from time to time in the last century – influences "the
meaning of a constitutional term",
namely, "chosen by the people". These
submissions generated a congenial atmosphere. But that atmosphere was disturbed
by the Solicitor-General
of the Commonwealth. Stimulating as much approbation
as the man who asked for a double whisky in the Grand Pump Room at Bath, he
asked an "originalist" question and propounded an "originalist" answer. The
question was whether, in the light of the meaning of
the words "chosen by the
people" in 1900, precluding persons not on the electoral roll after the issue of
the writs from voting in
the election produced a legislature not "chosen by the
people". The answer was in the negative, because a system of that kind fell
within the meaning of those words in 1900.
- That
answer is correct because the first federal election, in the absence of contrary
provision by the Parliament, was conducted
pursuant to the State laws relating
to the more numerous House of Parliament of each State: see ss 8, 10, 30 and 31
of the Constitution. The researches of the Solicitor-General of the
Commonwealth and counsel appearing for the Attorney-General for Western
Australia
have revealed that all those State laws made the right to vote in an
election conditional on being enrolled on the relevant electoral
roll[270].
In each State there were provisions that closed off the electoral roll to new
enrolments or transferred enrolments at some point
before polling day, although
the precise date on which the rolls became closed varied significantly from
State to State.
- In
New South Wales the general electoral roll was revised annually. The Revision
Court sat in October and the roll was to be finalised
in December. The Revision
Court also sat in March to produce a supplementary roll in May of each year.
Each roll remained in force
until the coming into force of the next general
roll[271].
Transfer of an elector's right to vote from one district to another was
accomplished by placing the elector's name on an additional
roll without
recourse to the Revision
Court[272],
but no entry could be made in the interval between the issue of the writ and the
declaration of the
poll[273].
- In
Queensland an annual electoral roll was completed each December and it was
supplemented by quarterly electoral
rolls[274].
Each roll while in force was (subject to specific exclusions) conclusive
evidence of the entitlement of persons named in it to
vote[275].
- In
South Australia new rolls were to be prepared every tenth
year[276]
with supplemental rolls printed
annually[277]
as well as "immediately previous to a general
election"[278].
Claims for enrolment were receivable at any time and were to be acted upon
immediately[279],
but the rolls were not to be altered on polling day or during the four days
preceding an
election[280].
Applications for transfer were receivable at any time except on polling day or
in the 10 days leading up to the
election[281].
However, a person was not entitled to vote unless that person had been
registered for six months as an
elector[282].
- In
Tasmania claims for enrolment were to be made in November of each
year[283],
with an annual revision of the rolls to be completed in
April[284].
The roll for each Division as revised was to be used in any election taking
place until the following
April[285].
- In
Victoria separate processes existed for the two Houses of Parliament. For the
Legislative Council, a general electoral roll was
prepared annually by a process
ending in February, with a supplementary roll completed each
August[286].
For the Legislative Assembly, a general roll was prepared annually by a process
ending in April, with a supplementary roll in
September[287].
For both Houses, each roll continued in force until the completion of the next
annual
roll[288].
- In
Western Australia new rolls were to be prepared in connection with each
census[289]
with supplemental rolls printed
annually[290]
as well as "immediately previous to a general
election"[291].
Claims for enrolment were receivable at any time and were to be acted upon
immediately[292],
but the rolls were not to be altered on polling day or during the four days
preceding an
election[293].
Applications for transfer could not be made between the issue of a writ for an
election and polling
day[294]. A
person was not entitled to vote in an election unless that person had been
registered for six months as an
elector[295].
- Some
of the States having provisions preventing persons from voting unless enrolled,
and not permitting enrolment after the issue
of the writs, had property
qualifications which were either necessary or sufficient conditions for voting.
The States in question
were
Queensland[296],
Tasmania[297]
and Western
Australia[298].
Some of these property qualifications were complex, and checking them in the
period between the issue of the writs and polling day
might have been difficult.
But, as the Solicitor-General of the Commonwealth correctly submitted, this
cannot explain why in those
States it was not possible to alter the rolls after
the issue of the writs.
- It
follows that the contemporary understanding of the words "chosen by the people"
in 1900 was consistent with the exclusion of those
not on the roll when the
writs were issued from voting.
- Those
who object to the type of reasoning employed by the Solicitor-General of the
Commonwealth commonly contend that the understanding
in 1900 of appropriate
electoral laws is irrelevant in that those laws were different from, and less
enlightened than, our own.
In those days in elections to some legislatures
there were property qualifications, restrictions on Aboriginal suffrage and
restrictions
on female suffrage. The question, however, is not what the most
enlightened possible meaning, judged by modern standards, might
be borne by the
words "chosen by the people". The question is what meaning skilled lawyers and
other informed observers considered
those words to bear in the
1890s[299],
and, being words used to describe processes which were evolving and subject to
"dynamism"[300],
what meanings those observers would reasonably have considered they might bear
in
future[301].
Even though the federation age knew of property qualifications, restrictions on
Aboriginal suffrage and restrictions on female
suffrage, it also knew of
universal manhood suffrage, Aboriginal suffrage and female suffrage, and knew of
those things in the practical
sense that in some parts of Australia they existed
without relevant restriction. The failure of the federation age to offer
universally
applicable systems of suffrage conforming entirely to the most
advanced modern models is not a reason to ignore what the meanings
and
applications of the words "chosen by the people" in the federation age were.
- As
counsel for the Attorney-General for Western Australia correctly submitted, a
person in the position of the first plaintiff, who
wished to become enrolled
after the issue of the writs for an election, could not have done so in the
first federal election in any
State. And a person in the position of the second
plaintiff, who wished to transfer his enrolment after the issue of the writs,
could only have done so in South Australia, and even then only in certain
circumstances. Assuming that the Constitution now means what it meant then, on
the plaintiffs' case, had there been a challenge to the validity of the
electoral laws under which
the first election was conducted, the challenge
would, paradoxically, have succeeded, but for their explicit adoption by
ss 10 and 31 of the Constitution. That points against the words "chosen by
the people" bearing the construction for which the plaintiffs contend.
The validity of the electoral laws under which elections between 1902 and
1983 were conducted
- Further,
and still assuming that the Constitution now means what it meant then, had there
been challenges at the appropriate times, on the plaintiffs' case, every other
election up
to and including the 1983 election would have been conducted under
invalid electoral laws.
- 1902-1918.
Between 1902 and 1918 there were six elections. They were regulated by the
Commonwealth Electoral Act 1902 (Cth). Section 31 relevantly
provided:
"All persons qualified to vote at any Election for the Senate or House of
Representatives, or who would be qualified so to vote if
their names were upon a
Roll, shall be qualified and entitled to have their names placed upon the
Electoral Roll for the Division
in which they live, but no person shall be
qualified or entitled to have his name placed upon more than one Roll, or upon
any Roll
other than the Roll for the Division in which he
lives."
Section 64 provided:
"Claims and applications to transfer received by the Returning Officer or
Registrar before the issue of the writ may be registered
after the issue of the
writ but otherwise no addition to or alteration of the Roll for any Division
shall be made during the period
between the issue of the writ for an election in
the Division and the close of the polling at the
election."
Hence persons in the position of the plaintiffs could not have been enrolled,
because they had not lodged the relevant claim or application
before the issue
of the writ. That state of affairs continued even after s 64(2) was added by s
12 of the Commonwealth Electoral Act 1909 (Cth): it deemed the writs to
be issued at 6pm on the day on which they were issued.
- 1918-1983.
Between 1918 and 1983 there were 26 elections. The position was
governed by s 45 of the Act in its then form. Relevantly it provided:
"(a) claims for enrolment or transfer of enrolment which are received by the
Registrar after six o'clock in the afternoon of the
day of the issue of the writ
for an election shall not be registered until after the close of the polling at
the election; and
(b) except by direction of the Divisional Returning Officer no name shall be
removed from a Roll pursuant to a notification of transfer
of enrolment received
by the Registrar after six o'clock in the afternoon of the day of the issue of
the writ for an election and
before the close of the polling at the
election."
Again, in this period the plaintiffs would have been in the same position as
under the 2006 amendments, save that the 2006 amendments
were a little more
liberal in four respects. First, s 102(4) allowed an additional two hours
in which claims for enrolment could
be lodged (8pm on the day of the writs, not
6pm). Secondly, s 102(4AA) read with s 155 allowed an additional three
working days
for claims for transfer of enrolment. Thirdly, late claims could
be made by persons who turned 18 after the writs were issued under
s 100.
Fourthly, late claims could be made by persons becoming Australian citizens
after the writs were issued by making a provisional
claim for enrolment under s
99B.
- Between
1902 and 1983 the legislation required the electoral rolls to close on the day
the writs were issued. The burden of which
the plaintiffs complain would not
exist in relation to elections in which the executive exercised a discretion to
permit more than
seven days to elapse between the calling of the election and
the issue of the writs. But that cannot render electoral laws valid
which would
otherwise have been invalid. Legislation which is invalid if administered in
one way cannot be treated as valid if it
could be administered in another.
- The
Solicitor-General of the Commonwealth was correct to submit that if the
submissions of the plaintiffs were sound, all federal
elections conducted up to
and including 1983 have been conducted under invalid electoral laws, and that
this conclusion is so highly
improbable as to cast considerable doubt on the
submissions of the plaintiffs which led to it. Far from being beside the point,
the Solicitor-General's submission is, particularly in relation to elections
conducted in the federation age, forceful.
- The
plaintiffs parried the Solicitor-General's submission by contending that there
are some developments in electoral law which the
Constitution now prevents the
legislature from reversing. They said that the Constitution renders it
impossible now to return to an earlier stage of development, even though that
stage of development would have been constitutionally
valid at an earlier time.
The only specific examples the plaintiffs gave were universal adult suffrage and
the capacity to vote
at 18. Even if those examples are correct, it does not
follow that the much more general proposition of which they were said to
be
illustrations is
correct[302].
And even if that much more general proposition is correct, it does not follow
that the return made in the 2006 amendments to the
position obtaining from 1902
to 1983 is constitutionally invalid. The plaintiffs relied on the emergence of
"different circumstances
(including changing technology enabling continuous roll
updating ... and the processing and checking of large numbers of claims for
enrolment very rapidly)". The proposition which the plaintiffs advocate does
not follow from these circumstances.
- The
proposition which the plaintiffs advocate also leads to the result that even
where an election is conducted under legislative
provisions which result in
members of Parliament being "directly chosen by the people" – the
constitutional criterion –
those provisions may nonetheless be
constitutionally invalid because they retreated from the position achieved by
earlier legislation
(or executive practice). A conclusion which rests on an
asseveration that legislation meeting a constitutional criterion is
constitutionally
invalid is a contradiction in terms. It is a contradiction
which casts in doubt the whole of the reasoning which led to it. The
constitutional validity of legislation depends on compliance with the
Constitution, not on compliance with "higher" standards established by the
course of legislation and by the operation of executive discretion.
The
question is not whether an impugned legislative provision "regresses" from some
"higher" standard established by the status
quo. It is only whether it fails to
meet a constitutional criterion. Legislative development, durable or otherwise,
does not create
constitutional validity or invalidity which would not otherwise
exist. Otherwise the legislature could enact itself into validity.
Illegality and constitutional validity
- Under
the legislative scheme, an effective franchise system depends on an accurate
electoral roll. Entitlement to vote depends on
being on the roll. The
legislation also seeks to ensure an approximate equality of voters in each
Electoral Division. The Electoral
Commissioner is obliged each month to
ascertain the number of electors enrolled in each Division, determine the
average divisional
enrolment, determine the extent to which the number of
electors enrolled in each Division differs from the average divisional
enrolment,
and publish a statement of the results in the Gazette:
s 58(1). Sections 59-78 make provision for redistribution, where, inter
alia, more than one third of the Divisions in a State are "malapportioned
Divisions".
These provisions depend for their effectiveness on those entitled
to be enrolled becoming enrolled. They also depend for their
effectiveness on
persons enrolled making timely statements about a change of residence. The
obligations to enrol and transfer enrolment
imposed by s 101 are directed at
achieving that state of affairs. The right of enrolled electors to vote could
not operate optimally without citizens
complying with the duties to enrol and to
transfer enrolment. To ensure the accuracy of the rolls, the Electoral
Commissioner has
the power to reject claims to enrol or transfer enrolments
which are not in order: s 102(1)(c). There are also provisions pursuant to
which electors may object to the enrolment of others: Pt IX. The scheme
contains an elaborate procedure for the conduct of an election after the writs
have been issued which assumes that the
electoral rolls are in very large
measure correct. The scheme also gives the electoral rolls immunity from
challenge in the Court
of Disputed Returns after the election is over: s
361(1).
- A
key element in the legislative scheme to secure largely correct electoral rolls
is the use of compulsion. There is a statutory
command to claim or transfer
enrolment. That command is backed by a criminal sanction. The plaintiffs did
not dispute the constitutional
validity of either the command or the sanction.
What they demand is an entitlement to continue disobeying the command and
ignoring
the sanction for longer periods than the impugned provisions allow.
- The
plaintiffs say that the impugned provisions are void because they fix periods
which cause a "substantial" number of persons to
be disenfranchised. On the
plaintiffs' arguments, the disenfranchisement only arises because a
"substantial" number of people choose
to disobey laws compelling them to claim
or transfer enrolment, laws which the plaintiffs concede are valid. The
plaintiffs' arguments
could not work if it were only they who had disobeyed the
laws, because two is not a sufficiently substantial number. The laws alleged
to
be invalid and the laws conceded to be valid are, however, part of a single
integrated scheme. The constitutional validity of
some laws in that scheme
cannot turn on the number of people who choose to disobey other concededly valid
laws enacted as part of
that scheme. The validity of the impugned provisions
cannot wane or wax as the number of persons who fail to comply with their
statutory
duties rises or falls. Substantial disobedience to laws validly
enacted under a power to do so in the Constitution (in this instance s
51(xxxvi)) cannot render invalid other laws enacted under that power. So to
hold would subvert not only the validly enacted laws, but also
the Constitution
under which they were validly enacted.
Conclusion
- For
the above reasons I opposed the orders made by the Court on 6 August 2010, and
would have dismissed the proceedings with costs.
- CRENNAN
J. In this proceeding the plaintiffs put in issue the constitutionality of
amendments made to the Commonwealth Electoral Act 1918 (Cth) ("the
Electoral Act") by the Electoral and Referendum Amendment (Electoral
Integrity and Other Measures) Act 2006 (Cth) ("the 2006 Act"). The
legislative history, and a description both of the current electoral structure
and of the calling of the general election
for 21 August 2010, are all set
out in the joint judgment of Gummow and Bell JJ.
- As
adult Australian
citizens[303],
able to satisfy a one month residency
requirement[304],
each plaintiff is entitled to be on an Electoral Roll under the Electoral
Act[305]. Ms
Rowe, having turned 18 on 16 June 2010, is obliged to enrol, and
Mr Thompson, having changed his address in March 2010, is obliged
to
transfer his
enrolment[306].
If enrolled, each plaintiff is entitled to vote at elections of senators for the
State in which each
resides[307]
and at elections of members of the House of Representatives for the Subdivision
in which each
resides[308].
- Each
of the plaintiffs wished to vote at the election held on 21 August 2010 and
for that purpose each sought to be enrolled on the
relevant Electoral Roll
within seven days after the issue of the writs. This would have been possible
under the Electoral Act as it stood before the 2006 Act. However, the
plaintiffs' claims were not considered because of the provisions of
ss 102(4), 102(4AA) and 155 of the Electoral Act, being amendments made by
the 2006 Act, expressed to repeal ss 102(4) and 155 as they previously
stood.
- Under
s 102(4), the time during which a claim for enrolment must not be considered
begins at 8:00 pm on the date of the writ or writs
for an election for the
relevant Division and ends at the close of the polling at the election. Under
s 102(4AA) the time during
which a claim for transfer of enrolment must not
be considered begins at 8:00 pm on the date of the close of the Rolls (fixed by
s 155(1) as the third working day after the date of the relevant writ) and
ends at the close of the polling at the election.
- The
plaintiffs impugned ss 102(4), 102(4AA) and 155 of the Electoral Act,
asserting in their written submissions that they are: (a) contrary to ss 7
and 24 of the Constitution; (b) beyond the legislative powers of the
Commonwealth conferred by ss 51(xxxvi) and 30 of the Constitution; and/or
(c) beyond what is reasonably appropriate and adapted, or proportionate, to the
maintenance of the constitutionally prescribed
system of representative
government. During the course of oral argument the plaintiffs concentrated on
ss 7 and 24 and the prescription therein for Houses of Parliament composed
of members "directly chosen by the people". Their submissions did
not turn on
the word "directly".
- The
impugned provisions were characterised as "disenfranchising" the plaintiffs
because, although the plaintiffs were legally eligible
to vote in the election
in the State and Subdivision in which they reside, the provisions prevented them
from doing so. Accordingly,
it was contended that the impugned provisions are
not reasonably adapted and appropriate to support choice by the people in
elections
for the Senate and the House of Representatives and that the
provisions interfere, unreasonably and unnecessarily, with the opportunity
to
enrol and vote. The plaintiffs accepted that Parliament was entitled to
prescribe a cut-off date for enrolment and transfer,
and they did not attack the
validity of ss 102(4) and 155 as they stood previously.
- Evidence
from the Deputy Electoral Commissioner indicated that there were approximately
100,000 claims for enrolment received after
the cut-off dates described above
which would have been made within time under ss 102(4) and 155 as they
stood prior to the 2006
Act[309].
Evidence that those claims could be processed onto an Electoral Roll within the
statutory timetable set for the election was not
controverted.
- A
declaration of invalidity was made by the Court, by majority, on 6 August
2010, the effect of which is to repeal the impugned provisions
and thereby
restore the operation of the Electoral Act as it previously
stood[310].
For the following reasons I joined in the making of those orders.
- When
referring to the influence of the introduction of responsible government and its
development, in The Commonwealth v Kreglinger & Fernau Ltd and
Bardsley[311],
Isaacs J asserted the relevance "in interpreting the Australian
Constitution, of every fundamental constitutional doctrine existing and fully
recognized at the time the Constitution was passed". In Attorney-General
(Cth); Ex rel McKinlay v The
Commonwealth[312]
the text of the Constitution was construed having regard to the historical
setting in which the Constitution was created, which included considering the
colonial suffrages in Australia in
1900[313].
- In
establishing the Commonwealth, the Constitution directs, and gives effect to, a
system of representative
government[314]
(sometimes called representative
democracy[315])
which involves direct popular
election[316].
The Constitution left it to Parliament, within the limits fixed by the
Constitution, to prescribe the form of representative
government[317].
The matters of qualification for the franchise and the method of election for
both the Senate and the House of Representatives are
left by the Constitution to
the political choice of Parliament, so long as any electoral system adopted
remains within the broad range of alternatives by
which provision may be made
for Houses of Parliament composed of members "directly chosen by the
people"[318].
- In
Roach v Electoral
Commissioner[319]
Gleeson CJ said:
"In
McKinlay[320],
McTiernan and Jacobs JJ said that 'the long established universal adult
suffrage may now be recognised as a fact'. I take 'fact'
to refer to an
historical development of constitutional significance of the same kind as the
developments considered in Sue v
Hill[[321]].
Just as the concept of a foreign power is one that is to be applied to different
circumstances at different times, McTiernan and
Jacobs JJ said that the
words 'chosen by the people of the Commonwealth' were to be applied to different
circumstances at different
times. Questions of degree may be involved. They
concluded that universal adult suffrage was a long established fact, and that
anything less could not now be described as a choice by the people. I
respectfully agree. As Gummow J said in McGinty v Western
Australia[322],
we have reached a stage in the evolution of representative government which
produces that consequence. I see no reason to deny
that, in this respect, and
to this extent, the words of ss 7 and 24, because of changed historical
circumstances including legislative history, have come to be a constitutional
protection of the right
to vote."
- The
other members of the majority in
Roach[323]
said of representative government:
"In
McGinty[324]
the Court held that what is involved here is a category of indeterminate
reference, where the scope for judgment may include matters
of legislative and
political choice. But that does not deny the existence of a constitutional
bedrock when what is at stake is legislative
disqualification of some citizens
from exercise of the franchise."
- The
historical circumstances, and the stage reached in the evolution of
representative government, as at the date of federation assist
in exposing the
bedrock and show that the relevant words of ss 7 and 24 have always
constrained Parliament, in a manner congruent with Gleeson CJ's conclusion
that the words of ss 7 and 24 have come to be a constitutional protection
of the right to vote.
- Representative
government is a government in which members of Parliament represent those who
have voted for them in an
election[325].
A franchise which is exclusive and undemocratic yields an oligarchic
representative
government[326].
Edmund Burke described this form of government as amounting to "virtual
representation" of the people, even though the representatives
"are not actually
chosen by [the
people]"[327].
- The
expression "chosen ... by the People" occurs in Art I, §2 of the
American Constitution, but it has its own distinctive history in
Australia[328]
grounded in British constitutional history and colonial politics in the second
half of the nineteenth century. In constitutional
discourse over a long period,
choice by the people of parliamentary representatives has signified democracy,
democratic elections
and a democratic franchise.
- The
defining constitutional debate in Britain in the nineteenth century was over
whether (and, if so, how) there should be a change
from an oligarchic
representative government to a democratic representative government. In that
debate, manhood suffrage (that is,
a right to vote which was not dependent on
considerations of rank or class) was considered crucial to effect the change
from oligarchy,
"[g]overnment by the
few"[329], to
democracy, "[g]overnment by the
people"[330].
As a result, franchises based on residential qualifications, rather than
property qualifications, came to be seen as quintessentially
democratic, an
important point when considering the stage in the development of representative
government which had been reached
in the colonies prior to federation.
- The
Constitution emerged after debate in Britain over extending parliamentary
representation by widening the franchise, in the direction of democratic
representative government. Whilst framers of the Constitution "admired and
respected British
institutions"[331],
an aspect of those institutions already contested successfully in some of the
Australian colonies in the middle of the nineteenth
century was the franchise
based on property
qualifications[332].
Britain – "chosen by the people"
- The
centrality of the franchise to sharing political power had caused arguments over
extending parliamentary representation stretching
right back to the Putney Army
debates held in the period 1647 to 1649. Sustained debates over a version of
manhood
suffrage[333]
were then generated by the "Heads of the
Proposals"[334]
and two "Agreements of the People" drawn up chiefly by the Levellers, who
supported a republican democracy. Whilst the proposals
for manhood suffrage
were defeated, the identification of manhood suffrage as a democratic franchise
by which "the people do ...
choose themselves a
Parliament"[335]
distinguished it from the extant exclusive franchise based on property
qualifications.
- Whilst
debates over sharing political power by extending the franchise never
disappeared completely in Britain, they were back on
the political agenda during
a significant part of the nineteenth century. The Reform Acts of
1832[336],
1867[337] and
1884[338]
provided for ever greater inclusion of electors in the franchise. The third
Reform Act, which extended household suffrage, has been
referred to as going
"almost all the way to universal male
suffrage"[339].
- The
Chartist movement emerged in 1838, after the first Reform
Act[340].
The "People's Charter", directed to the House of Commons, had six points
concerning the sharing of political power. The first,
mentioned by
Barwick CJ in King v
Jones[341],
was "[a] vote for every man twenty one years of age, of sound mind, and not
undergoing punishment for crime" (often referred to
as universal manhood
suffrage[342]).
The second was the ballot "[t]o protect the elector in the exercise of his
vote", that is, a secret ballot, which was first instituted
in Victoria in
1856[343].
Regular and short parliaments were also
advocated[344].
The Australian colonies – "chosen by the people"
- In
that historical setting, colonial franchises were developed in Australia, in the
1850s, for newly instituted bicameral legislatures,
as New South Wales, Victoria
and South Australia framed their own Constitutions after the passage of the
Australian Constitutions Act 1850 (Imp), which granted
self-government[345].
- The
first of the colonies to provide residential qualifications for voters (that is,
manhood suffrage) in respect of elections for
the Legislative Assembly was South
Australia, with the Constitution Act
(SA)[346]
passed in 1856.
- In
Victoria, the second colony to introduce manhood suffrage, the discovery of
major deposits of gold at Ballarat occurred shortly
after the separation
from New South
Wales[347].
- The
Bill for the new Constitution for Victoria was laid on the table for debate by
the colonial legislature in January 1854. It was noted by Colonial Secretary
Foster
in the prefatory report of the Select Committee on the New Constitution
that "nothing could be more impolitic than to legislate against the spirit of
the age" and that "the social condition of this colony
renders a close
assimilation to certain British institutions impossible and that an attempt to
imitate them is likely, not only to
fail, but to introduce the evils without the
advantages experienced from them in
England"[348].
A campaign had already begun for the enfranchisement of the diggers on the
goldfields whose "property" was a tent or hut.
- A
diggers' association called the Ballarat Reform League had a programme which was
"substantially that of English Chartism adapted
to local
circumstances"[349].
- Diggers
urged that "it is the inalienable right of every citizen to have a voice in
making the laws he is called upon to obey. That
taxation without representation
is
tyranny."[350]
In a list of grievances they referred to "the strong conviction in the minds of
the diggers that they never will have justice until
they are fully and fairly
represented in the Legislative Council" and urged the "giving [of] full and fair
representation to the
people"[351].
This was the language of British radicalism supporting a democratic franchise,
and it echoed John Locke's insistence on the rights
of the individual and the
idea that good and just government should command the consent of the
people[352].
Public discourse reflected the same themes.
- The
campaign for digger franchise eventually succeeded in 1855, the year following
the Eureka
Stockade[353],
with the franchise following a £1 miner's
right[354].
The Victoria Constitution Act 1855
(Imp)[355]
received the Royal Assent on 16 July 1855 and came into operation a short
time thereafter, and manhood suffrage for the Legislative
Assembly inevitably
followed digger suffrage in
1857[356].
Throughout the campaign for a wide suffrage based on residential qualifications,
"choice by the people" of parliamentary representatives
signified democracy,
which required democratic election of parliamentary representatives, which in
turn required a democratic franchise.
- In
New South Wales, the third colony to introduce manhood suffrage, there had been
a public campaign, centred in Sydney, by a distinct
group of self-styled
democrats for some years before the passage of the New South Wales
Constitution Act 1855
(Imp)[357]; a
group, known as the Constitutional Association, in which Mr (later Sir)
Henry Parkes was active, had its own newspaper, The People's Advocate and New
South Wales
Vindicator[358].
Whilst events differed markedly from those in Victoria, the same imbrication of
radical ideas was advanced in support of manhood
suffrage for the lower House of
Parliament. Manhood suffrage and the secret ballot were introduced for the
Legislative Assembly
in New South Wales with the passage of the Electoral
Act 1858
(NSW)[359] on
24 November 1858.
- The
conception of democracy appealed to during campaigns in the 1850s for the right
to vote transcended questions of qualifications
for the franchise. Democracy
was seen as an active and continuing process in which all legally eligible
citizens had an equal share
in the political life of the community, so as to
secure legislatures which were both just and representative, and which enured to
the peace and good order of the
polity[360].
To that consideration might be added that, in its relations with other nations,
a democratic nation is characterised as one in
which political equality and
liberty are secured, however variously, by different electoral systems. The
centrality of the franchise,
to a citizen's participation in the life of the
community and membership of the Australian body politic, was recognised in
Roach[361].
- Whilst
manhood suffrage for lower Houses of Parliament was achieved in the 1850s with
relative ease in the colonies
mentioned[362],
an immediate reaction, to halt the tide of democracy, was to institute plural
voting on property qualifications in lower Houses
and to ensure that upper
Houses were not
democratic[363].
At federation the most populous States were New South Wales, Victoria,
Queensland (which was part of New South Wales until
1859[364])
and South
Australia[365].
- At
the time of their preparations for the Bill for the second Reform Act, British
politicians, including Benjamin Disraeli, were
keen to be informed of the
experience of democracy in
Australia[366],
not least because they were interested in knowing whether plural voting
successfully retarded the effects of the abovementioned
colonial franchises.
- Whilst
the Constitution does not subscribe to any political philosophy, or theory of
government, "choice by the people" of parliamentary representatives
is a
constitutional notion signifying individual citizens having a share in political
power through a democratic franchise.
Sections 8, 30 and 41 of the Constitution
- Before
turning to ss 7 and 24 of the Constitution, it is convenient to consider
the qualifications in the colonial franchises picked up by ss 8, 30 and 41
for the light they throw on the constitutional imperative of choice by the
people. Sections 51(xxxvi), 8 and 30 provide for the making of laws by the
Parliament for the qualification of electors. Section 30 states:
"Until the Parliament otherwise provides, the qualification of electors of
members of the House of Representatives shall be in each
State that which is
prescribed by the law of the State as the qualification of electors of the more
numerous House of Parliament
of the State; but in the choosing of members each
elector shall vote only once."
- Section
8 provides:
"The qualification of electors of senators shall be in each State that which is
prescribed by this Constitution, or by the Parliament, as the qualification for
electors of members of the House of Representatives; but in the choosing of
senators
each elector shall vote only once."
- Section
41 preserves the rights of women and Aboriginal Australians to vote, to the
extent that such rights existed in the colonies at the time
of
federation[367].
Section 41 provides:
"No adult person who has or acquires a right to vote at elections for the more
numerous House of the Parliament of a State shall,
while the right continues, be
prevented by any law of the Commonwealth from voting at elections for either
House of the Parliament
of the Commonwealth."
- Unlike
s 51(xxxvi), none of these sections is expressed to be "subject to this
Constitution".
- The
colonial franchises picked up by these sections are colonial franchises for the
lower Houses. Franchises for colonial upper
Houses are not, with respect,
relevant to s 30 of the
Constitution[368].
Further, given both the reference to "the people" in ss 7 and 24, and the
prohibition on plural voting in s 30, the Victorian franchise based on a
"very small property qualification as the basis of plural
enrolment"[369],
and property qualifications for plural voting which existed
elsewhere[370],
do not seem to be of any abiding constitutional significance.
- What
were well known in the majority of the colonies of Australia at federation were
franchises for colonial lower Houses, based
on residential qualifications. Men
(generally described as natural-born or naturalised British
subjects[371])
of 21 years of age, who were not subject to a
disqualification[372],
and who satisfied residential qualifications, could vote for the lower Houses of
Parliament in New South
Wales[373],
Victoria[374],
Queensland[375],
South
Australia[376]
and Western
Australia[377].
In Tasmania, the same applied from 28 January
1901[378].
Aboriginal Australians were included in those franchises in New South Wales,
Victoria, South Australia and
Tasmania[379].
It must be noted that in Queensland and Western Australia, Aboriginal persons
had to satisfy a property
qualification[380].
In the Northern Territory section of South Australia, Aboriginal Australians
were excluded from the
franchise[381],
and this is recognised in s 25 of the Constitution. Women of 21 years of
age, who satisfied residential qualifications, could vote for the lower Houses
in South Australia and Western
Australia[382].
Neither enrolment nor voting was compulsory at this time. Given the ban on
plural voting in ss 8 and 30 these franchises, based on residential
qualifications, were the significant franchises for the referenda for the
Constitution and the first
Parliament[383].
- Reflecting
such matters, ss 8, 30 and 41 were described by Professor Harrison Moore in
his text on the Constitution as "designed to secure the 'democratic' principle
that the suffrage shall be of the widest, and that no person shall have more
than
one
vote."[384]
- In
McKinlay[385],
McTiernan and Jacobs JJ said of s 24:
"it would be nonsense to speak of a choice by a few who happened to be
enfranchised (the foundation of an oligarchy) as a choice
by the people (the
foundation of a democracy)."
- What
has occurred since federation is that a franchise which only avoids arbitrary
exclusion based on class cannot possibly be described
as democratic. The
Constitution, and specifically ss 7 and 24, would constrain any reversion
to arbitrary exclusions from the franchise, based on gender and race, of the
kind which occurred in
one or more colonies at the time of
federation[386].
However, the colonial franchises, based on residential qualifications, were the
antithesis of an exclusive suffrage designed to
yield an oligarchic
representative government. They were expressly designed to yield democratic
lower Houses. For both informed
people in Australia at the time of
federation[387],
and the framers of the Constitution who had experience as colonial
politicians[388],
the state of the development of representative government which had been reached
as at federation was that five of the six States
had democratic (that is, not
oligarchic) franchises for the lower Houses of Parliament. Tasmania followed
from 28 January 1901.
- Thus
one significance of the colonial franchises, for present purposes, is that they
assist an understanding of the genesis of the
constitutional protection given to
the right to vote, to which I will return.
Sections 7 and 24 – a drafting consideration
- Section
24 of the Constitution relevantly provides:
"The House of Representatives shall be composed of members directly chosen by
the people of the Commonwealth, and the number of such
members shall be, as
nearly as practicable, twice the number of the
senators."
- The
implications of the words "chosen by the people" for the federal franchise were
readily understood by the "politically experienced
members of the constitutional
conventions"[389].
Workable colonial democracies, based on the colonial franchises, for lower
Houses of Parliament, discussed above, must have been
familiar to them. It was
known, even beyond Australian shores, that plural voting in the colonial lower
Houses was intended to dilute
the effect of democratic colonial franchises.
- At
the Convention in Sydney in 1891, the delegates were considering a forerunner of
s 7 (cl 9), which relevantly provided:
"The senate shall be composed of eight members for each state, directly chosen
by the houses of the parliament of the several states
during a session thereof,
and each senator shall have one vote."
- It
was recognised by Mr Alfred Deakin that, unless the section in the Constitution
governing the composition of the Senate was on the same terms as s 24,
there would be different constituencies for the House of Representatives and the
Senate[390].
As already mentioned, a number of colonial upper Houses were either nominee
houses or elected on restrictive property qualifications.
By the 1897
Convention there was support for popular election of the
Senate[391].
- Section
7 of the Constitution relevantly provides:
"The Senate shall be composed of senators for each State, directly chosen by the
people of the State, voting, until the Parliament
otherwise provides, as one
electorate."
- In
a passage more fully set out in the joint judgment of Gummow and
Bell JJ[392],
Quick and Garran described the principle of popular election for the Senate as
being "in harmony with the progressive instincts
and tendencies of the
times"[393].
- In
McGinty[394],
in relation to the same period, Gummow J said:
"Learned commentators observing the situation from a vantage point outside
Australia wrote of the extremely 'democratic' nature
of the new Constitution,
representing 'the high-water mark of popular government'." (footnote
omitted)
- In
the light of the colonial franchises for lower Houses of Parliament at the time
of federation (and notwithstanding their lack
of uniformity and deficits in
relation to gender and race), ss 7 and 24 would have constrained Parliament
from instituting an exclusive federal franchise based on property
qualifications, or a franchise
which permitted plural voting, for the reason
that at the time such franchises would have been considered conspicuously
undemocratic.
- The
correct characterisation of the legislative changes to the franchise since the
Commonwealth Electoral Act 1902 (Cth) is that a democratic franchise has
been widened on the journey to "representative democracy in its purest
form"[395],
that is, universal adult suffrage, in respect of which there are no arbitrary
exclusions based on class, gender or race. In McKinlay, as a prelude to
treating universal adult suffrage as "an historical development of
constitutional
significance"[396],
McTiernan and Jacobs JJ referred to "the common understanding of the time"
of the words "chosen by the people of the
Commonwealth"[397]
in order to acknowledge that common understanding varied over time, in
accordance with legislative changes to the franchise.
- Recalling
the remarks of Isaacs J in
Kreglinger[398],
the constitutional principles which distinguish between oligarchic and
democratic government were fully understood at the time of
the commencement of
the Constitution and were always in consideration in respect of the drafting of
ss 7 and 24. Sections 7 and 24 of the Constitution do not prescribe any
particular franchise. However, they constrain the Parliament from instituting a
franchise which will result
in an oligarchic representative government and
mandate a franchise which will result in a democratic representative government,
the
preferable term used by Mason J in
McKinlay[399]
to describe the system of government, prescribed and maintained by the
Constitution. What is sufficient to constitute democratic representative
government has changed over time, as conceptions of democracy have changed,
to
require a fully inclusive franchise – that is, a franchise free of
arbitrary exclusions based on class, gender or race.
- To
recognise that ss 7 and 24 mandate a democratic franchise, for the purposes
of the popular elections which they prescribe, is to recognise the embedding of
the right to vote in the constitutional imperative of choice by the people of
parliamentary representatives.
Validity
- The
provisions for compulsory enrolment and for the imposition of a penalty for a
failure to enrol, or transfer enrolment, within
prescribed time limits have been
set out in the reasons of others and are not repeated here.
- Section
101(7) of the Electoral Act provides that a penalty for late enrolment will not
be imposed, once enrolment or transfer of
enrolment has been attended to.
Whilst it is not suggested to be relevant to the plaintiffs, illness is a simple
example of a reason
for late enrolment, or late transfer, which would not
ordinarily be thought to be inexcusable. Examples could be multiplied. Insofar
as enrolment is both a legal duty and a civic right, in its operation,
s 101(7) privileges the civic right over the legal duty, which
is consonant
with an electoral process designed to protect the franchise by encouraging
enrolment and transfer of enrolment.
- Provisions
governing compulsory voting, upheld as constitutional in Judd v
McKeon[400],
and their legislative history, have also been set out in the reasons of
others.
- The
plaintiffs framed their argument, that the impugned provisions were invalid, by
reference to the centrality of the existence
and exercise of the franchise,
which is critical to democratic representative government, and which reflects a
citizen's membership
of, and participation in, the political life of the
community[401].
It was emphasised in argument that the franchise in respect of parliamentary
representatives for the State and Subdivision in which
each of the plaintiffs
resides is constitutionally protected.
- The
plaintiffs first contended that, in their practical operation, the impugned
provisions "disenfranchised" them in the sense used
in Roach. The
provisions operate in practice to exclude persons such as the first plaintiff
from the right to vote, and persons such as the
second plaintiff from the right
to participate in choosing their correct parliamentary
representatives[402].
- Secondly,
the plaintiffs submitted that the disenfranchisement or exclusion, best
described as a disentitlement, was not for a "substantial
reason" as explained
in
Roach[403],
and that the provisions were arbitrary and disproportionate in relation to
maintaining the constitutionally prescribed system of
representative government.
The term "disproportionate" was employed to describe provisions which were not
necessary, appropriate
or justifiable in terms of preserving the integrity of
the Rolls. In that context, the term "necessary" is not confined to what
is
"essential" or "unavoidable" but encompasses what is "reasonably appropriate and
adapted" to serve a legitimate end. Debate on
this aspect of the case was
conducted largely by reference to that familiar expression, and this avoided the
danger recognised by
Gleeson CJ in Mulholland and Roach of
referring to proportionality, in the context of the Constitution, so as to evoke
considerations relevant only to different constitutional
settings[404].
- The
Commonwealth (and the Attorney-General for Western Australia, intervening in
support of the Commonwealth) accepted that the power
to make laws with respect
to the qualification of electors, and the conduct of elections, is subject to
the constraint that, by ss 7 and 24, each of the Houses of Parliament is to
be "chosen by the people".
- The
Commonwealth also accepted that if the impugned provisions, in their practical
operation, created a disqualification from what
otherwise is adult suffrage, the
question to be asked, in terms of Roach, was whether the disqualification
is for a "substantial reason".
- As
to the plaintiffs' first argument, the Commonwealth argued that the impugned
provisions did not effect a disqualification from
the franchise, even though the
provisions operated to prevent people from enrolling after a particular date,
because s 101 of the
Electoral Act imposes a duty on persons who are
entitled to be enrolled to become enrolled, and to keep their addresses up to
date.
In respect of the plaintiffs' cases, it was asserted that they had not
taken steps to enrol, or transfer, when required to do so
under the Electoral
Act.
- On
the plaintiffs' second argument, the Commonwealth submitted that the impugned
provisions are not directed to any purpose incompatible
with ss 7 and 24.
It was contended that the orderly conduct of elections, based on Electoral Rolls
of integrity, is consistent with
the constitutionally prescribed system of
government, a point which was not in contention between the parties.
- It
was submitted that it is not a prerequisite to the existence of the power to
provide a relatively early cut-off date following
the announcement of an
election, that there be any actual electoral fraud; it is not incompatible with
ss 7 and 24 if a purpose of
an early cut-off date is to obviate
prophylactically a risk of electoral fraud.
- It
was also contended by the Commonwealth that the early cut-off date was directed
to enhancement of the integrity of the Electoral
Rolls, particularised in two
distinct ways: first, it was said the impugned provisions increased the time
available to the Australian
Electoral Commission for processing enrolment
applications before polling day, and secondly, it was said that the impugned
provisions
would reduce a known phenomenon of a late surge in enrolments by
encouraging people not to wait until an election is called before
enrolling.
The conclusion said to follow was that the disentitlement or exclusion effected
by the impugned provisions is appropriate
and adapted to the smooth conduct of
elections.
- It
can be accepted that the impugned provisions differ from those under
consideration in Roach. Nevertheless, they operate to disentitle or
exclude persons (otherwise legally eligible) from the right to vote and the
right to
participate in choosing parliamentary representatives for the State and
Subdivision in which they reside. It can also be accepted
that achieving and
maintaining Electoral Rolls of integrity is a purpose which is compatible with
ss 7 and 24.
- The
federal electoral process, characterised by compulsory enrolment and compulsory
voting, requires comprehensive and accurate Electoral
Rolls. Such Rolls will
"guard" and
"protect"[405]
the franchise by ensuring that persons eligible to vote in an election, for
their parliamentary representatives, will be able to
do so. The Australian
Electoral Commission, the independent body charged with maintaining the
Electoral
Rolls[406],
was able to process in the usual way any late enrolments under the previous
seven day cut-off
period[407].
There was no evidence that fraudulent activity was reduced by the shortening of
the seven day cut-off period, nor was there any
evidence that systematic
electoral fraud
exists[408].
The Commonwealth was careful to emphasise that, in the context of a majority of
a Joint Standing Committee on Electoral Matters
recommending a shortening of the
cut-off
period[409],
a concern about electoral fraud had never been put any higher than a concern
about the potential for electoral fraud.
- The
statement of agreed facts recorded that, for the general elections of 1993,
1996, 1998 and 2001, some 3.32 per cent, 3.23 per
cent, 2.94 per cent and 2.96
per cent respectively of total enrolments were processed, as late enrolment
transactions, during the
period between the issue of the writs for each of those
elections and the closure of the Rolls. In 2004, before the cut-off periods
instituted by the 2006 amendments, 423,993 enrolment transactions took place in
the period permitted between the issue of the writs
and the closure of the
Rolls. In 2007, there were 279,469 enrolment transactions between the issue of
the writs and the closure
of the Rolls. It has already been mentioned that
there were at least 100,000 late claims for enrolment in respect of the 21
August
2010 election.
- In
all those circumstances, the impugned provisions have not been shown to be
necessary or appropriate for the protection of the
integrity of the Rolls, as
that object was advanced by the Commonwealth. First, this is because the
Australian Electoral Commission
had no difficulty in processing the volume of
late enrolments which occurred with the previous seven day cut-off period.
Secondly,
to seek to discourage a surge of late claims for enrolment by
disentitling or excluding those making them constitutes a failure to
recognise
the centrality of the franchise to a citizen's participation in the political
life of the
community[410].
Thirdly, the main reason put forward by the Commonwealth as the justification
for the impugned provisions – namely, that they
will operate to protect
the Rolls from the risk of, or potential for, systematic electoral fraud –
is to protect the Rolls
from a risk or potential which has not been
substantiated to date. Accordingly, the justification put forward to support
the impugned
provisions does not constitute a substantial reason, that is, a
reason of real significance, for disentitling a significant number
of electors
from exercising their right to vote for parliamentary representatives in the
State and Subdivision in which they reside.
The impugned provisions cannot be
reconciled with the constitutional imperative of choice by the people of those
representatives.
Conclusions
- For
these reasons I joined in the orders made on 6 August 2010. I agree with the
order proposed by Gummow and Bell JJ otherwise
dismissing the application.
- KIEFEL
J. It has been observed that the Constitution does not mandate any particular
electoral system, but leaves the choice as to the features of that system to
Parliament[411].
Reid and
Forrest[412]
observed that the Constitution made provision only for the "bare foundations of
the electoral law for the representative Parliament of a new nation." The
"whole
range of matters" which it left unspecified, or subject to change,
included methods of voting to elect the members of the two Houses
of Parliament,
persons authorised to vote, the question of voluntary or compulsory registration
of voters, voting itself and the
control of Electoral
Rolls[413].
- The
plaintiffs here contend that ss 7 and 24 of the Constitution effect limitations
upon the exercise of legislative power with respect to the Electoral Rolls and
claims by persons to be enrolled.
They contend that amendments made to the
Commonwealth Electoral Act 1918 (Cth) ("the Electoral Act") in
2006, which reduced the time within which persons could make a claim for
enrolment to vote or for transfer of enrolment, after
elections had been called,
are invalid. Their argument has two strands. It is submitted that the
protection extended to the franchise
by ss 7 and 24 requires that Parliament
ensures the maximum exercise of the franchise. And it is submitted that the
provisions in question go further
than is necessary and thereby impermissibly
limit the exercise of the franchise. The latter contention invokes notions of
proportionality.
The provisions of the Electoral Act
- Parliament
has exercised legislative power concerning elections in a number of important
respects. It has extended the franchise
to all Australian citizens who have
attained the age of 18
years[414],
subject to provisions for
disqualification[415].
It has made voting at elections
compulsory[416].
It has obliged persons entitled to vote to
enrol[417].
- The
Electoral Act provides for a Roll of Electors for each State and
Territory[418].
Each State and the Australian Capital Territory are distributed into Electoral
Divisions[419].
Provision is made for a Roll for each Division and a separate Roll for each
Subdivision of a
Division[420].
The Rolls are maintained as accurate, but not only for the purpose of
ascertaining the entitlement of persons to vote at elections.
They are sources
of
information[421]
and are used to determine redistributions of Divisions in a State or
Territory[422].
One of the key factors in the assessment, regularly undertaken, of the need for
a redistribution, is the number of electors in fact
enrolled in a Division at
the relevant
time[423].
The accuracy of the Rolls is therefore essential.
- As
presently
expressed[424],
a person who is entitled to be enrolled for any
Division[425],
whether by way of enrolment or transfer of enrolment, is required "forthwith
[to] fill in and sign a claim [to enrolment] and send
or deliver the claim to
the Electoral Commissioner." A person so enrolled is called an
Elector[426].
Any person who is entitled to have his or her name placed on the Roll and whose
name is not on the Roll upon the expiration of 21
days from becoming so entitled
is guilty of an offence, unless he or she proves that the non-enrolment is not a
consequence of his
or her failure to send or deliver a
claim[427].
This offence provision is ameliorated by a further provision: that, where a
person sends or delivers a claim for enrolment, proceedings
shall not be
instituted against that person for an offence committed before he or she sent or
delivered the
claim[428].
- Regrettably,
and despite the not inconsiderable efforts of the Australian Electoral
Commission ("the AEC") and the possibility of
prosecution for the abovementioned
offence, some persons qualified to vote do not enrol or transfer their enrolment
when becoming
obliged to do so. Some make their claim at the last possible
moment and only when an election has been announced.
- This
is not a new phenomenon. Records of the 2004 federal election disclose that
there were 423,993 enrolment transactions (claims
for enrolment and updating of
existing enrolments) in the nine day period between the announcement of the
election and the close
of the Rolls. After the close of the Rolls, 168,394
claims were lodged. In 2007, following the amendments in question, when the
post-announcement enrolment period was three days for new enrolments and nine
days for updating enrolments, there were 279,469 enrolment
transactions in that
period and a further 100,370 after the close of the Rolls.
- Following
the announcement of the election for the two Houses made in July 2010, some
508,000 claims for enrolment or transfer of
enrolment were received and
processed onto the Rolls. At the time this matter was heard, the AEC estimated
that there might be another
100,000 claims which would not be considered because
of the provisions in question, ss 102(4) and 102(4AA) of the Electoral Act. The
first and second plaintiffs' claims, to enrolment and transfer of enrolment
respectively, were amongst them.
Background to the 2006 amendments
- The
2006 amendments followed a "Report of the Inquiry into the Conduct of the 2004
Federal Election" by the Joint Standing Committee
on Electoral Matters ("the
JSCEM")[429].
This was not the first time that the question of the closure of the Rolls had
been addressed. The issue had been dealt with on
a number of occasions prior to
the 2004 Election Report. This may explain why the recommendations contained in
that Report were
not specifically mentioned in either the Explanatory Memorandum
or the second reading speech to the Electoral and Referendum Amendment
(Electoral Integrity and Other Measures) Bill 2005, the Bill which introduced
the provisions here in question. In the Report on the 2001 election, retention
of the seven day period
was
recommended[430].
In another, earlier, report on the integrity of the
Rolls[431],
the JSCEM recommended that the period be shortened so that for new enrolments,
the Rolls would close on the day of issue of the
writs, and for transfers of
enrolment, three days later.
- In
the 2004 Election Report, the JSCEM observed that the AEC processed
approximately 17.5 per cent of the enrolment transactions
for the whole year in
the seven days before Roll
closure[432].
It was considered that this limited the AEC's ability to conduct the thorough
checks necessary to ensure the integrity of the
Rolls[433]
and that the "period of grace", of seven days, actually encouraged electors or
potential electors to neglect their obligations and
attempt to "catch up" in
that
period[434].
- The
JSCEM had referred, in the latter regard, to the fact that 60.5 per cent of the
enrolment transactions which occurred in that
period would not have been
necessary if electors, or potential electors, had fulfilled their statutory
obligation to enrol or update
their enrolment details within 21 days of becoming
so
entitled[435].
Because the "period of grace" encouraged reliance upon the extra time allowed,
it was considered by the JSCEM to serve "to decrease
the accuracy of the roll
during non-election
periods"[436].
Further, unsuccessful attempts by the AEC to maintain the Rolls as current
caused a significant wastage of taxpayer funds, the JSCEM
said[437].
- The
JSCEM went on to say that it "also agrees that the current close of roll
arrangements present an opportunity for those who seek
to manipulate the roll to
do so at a time where little opportunity exists for the AEC to undertake the
thorough checking required
[for] ensuring roll
integrity."[438]
Dealing with the argument that there was no proof of electoral fraud
sufficiently widespread to warrant any action, the JSCEM said
that that approach
"missed the
point"[439],
which was that steps should be taken to prevent fraud.
- Following
upon the recommendations of the JSCEM, and after the further recommendation of
the Senate Finance and Public Administration
Committee that the Bill be
passed[440],
amendments were effected to the Electoral
Act[441].
Section 102(4) provides that a claim for enrolment made after 8.00 pm on the
date of the writ for an election is not to be considered until after
the close
of polling at the election. Section 102(4AA) provides that a claim to have an
enrolment transferred made after 8.00 pm on the date of the close of the Roll
for the relevant Division
is not to be considered until after the close of
polling at the election. According to s 155(1), for a claim to transfer
enrolment, this is the third working day after the date of the writ.
The plaintiffs' circumstances
- On
Saturday, 17 July 2010 the Prime Minister announced that an election of both
Houses was to be called. The writs for those elections
were obtained very
shortly afterwards, on Monday, 19 July 2010. The first plaintiff therefore had
until 8.00 pm on 19 July 2010
to enrol for the election and the second plaintiff
until 8.00 pm on Thursday, 22 July 2010 to transfer his enrolment.
- The
first plaintiff attained the age of 18 years on 16 June 2010. When the election
was announced she had not enrolled. She attempted,
unsuccessfully, to do so on
the day of issue of the writs, Monday, 19 July 2010. She did not lodge a claim
until Friday, 23 July
2010.
- The
second plaintiff was 23 years of age at the relevant times. He changed his
address to one in another Division in March 2010.
He did not advise the AEC of
this, as he was required to do. He attempted to do so on the day before the
election was called, but
was also unsuccessful in submitting the claim. He also
lodged his claim on 23 July 2010.
- Neither
of the plaintiffs fulfilled their obligations as required by s 101 of the
Electoral Act. Their failure to do so cannot be disregarded when considering
the operation and effect of the provisions in question, and whether
they were
unreasonable or disproportionate, as the plaintiffs contend. Neither plaintiff
suggested that it was not possible for
them to have enrolled when required and
thereby have achieved the status of Elector for their Division. It was not
suggested that
it was not possible for them to have done so in the time allowed
after the election was called. Their case is that they should have
been allowed
more time.
The plaintiffs' claims
- The
plaintiffs' argument centres upon two questions, which are said to arise from
the joint judgment (Gummow, Kirby and Crennan JJ)
in Roach v Electoral
Commissioner[442],
namely:
(1) whether the impugned provisions disenfranchise any group of adult citizens
or otherwise disentitle or exclude them from casting
a vote for their
representatives; and
(2) whether the disenfranchisement, disentitlement or exclusion is for a
"substantial reason" or is "disproportionate".
- Roach
concerned the disqualification, from voting at federal elections, of all persons
serving a sentence of imprisonment. The majority
held that the provisions in
question were invalid. It was held that ss 7 and 24 of the Constitution limit
the scope of laws affecting the
franchise[443]
and that a disqualification from the exercise of the franchise could only be
made for a "substantial" reason, so as to be consistent
with "choice by the
people"[444].
The latter question, concerning the legislative disqualification, was said, in
the joint reasons, to require consideration of questions
of
proportionality[445].
Gleeson CJ considered that a rational connection was necessary to explain the
disenfranchisement, given the constitutional imperative
of "chosen by the
people" appearing in ss 7 and
24[446]. The
majority concluded that the provisions were arbitrary in their effect and
therefore did not provide a sufficient reason for
disenfranchisement[447].
Disenfranchisement?
- Sections
7 and 24 commence with a statement concerning the composition of the Senate and
the House of Representatives, each of which is "directly chosen
by the people"
of the State (s 7) and the Commonwealth (s 24). Those sections are emphatic of
two factors: direct elections and a popular
vote[448].
- The
plaintiffs did not contend that the joint reasons in Roach spoke of an
individual having a right to vote protected by ss 7 and 24. The concern
expressed in the joint reasons was with respect to the importance of the
franchise to the maintenance of the system of government upon which the
Constitution is based. The existence and exercise of the franchise were said to
reflect "notions of citizenship and membership of the Australian
federal body
politic."[449]
And it was said that such notions were "not extinguished by the mere fact of
imprisonment"[450],
as a prelude to posing the question in that case: whether the disqualification
was for a substantial
reason[451].
But nowhere was it said that what was at issue was an individual right to
vote.
- It
was expressly stated in the joint reasons in Roach that the case
concerned the "denial of entitlement to cast any vote at all", not "the
existence of an individual right, but rather
the extent of the limitation upon
legislative power derived from the text and structure of the Constitution and
identified in
Lange."[452]
In Lange v Australian Broadcasting
Corporation[453]
it was said that ss 7 and 24 "do not confer personal rights on individuals.
Rather they preclude the curtailment of the protected freedom by the exercise of
legislative
or executive
power."[454]
The implied freedom there in question was that of communication on political
matters.
- In
Roach Gleeson CJ did make reference to "the right to vote". His Honour
said that, having regard to what had been said in Attorney-General (Cth); Ex
rel McKinlay v The
Commonwealth[455]
by McTiernan and Jacobs JJ, he saw "no reason to deny that ... the words of ss 7
and 24, because of changed historical circumstances including legislative
history, have come to be a constitutional protection of the right
to
vote."[456]
McTiernan and Jacobs JJ had said that "the long established universal adult
suffrage may now be recognized as a
fact"[457].
In context, Gleeson CJ may have been referring to what is generally described as
an incident of universal adult suffrage, rather
than an individualised view of
"the franchise" which is protected by ss 7 and 24. His Honour had earlier
referred to the dictionary definition of "universal suffrage", which, it may be
expected, was given as the
right of all adults to
vote[458].
- Earlier
authority is expressive of those enfranchised in a collective sense. In
McKinlay[459]
McTiernan and Jacobs JJ pointed out that it was incorrect to equate "the people"
referred to in s 24 with electors, or as taking account of those enfranchised
individually. Rather, the term referred to a collective body. Gibbs J
compared
the use of the word "electors" in other sections (s 41 being one) with the use
of "the people" in s
24[460].
- References
to "the franchise" should therefore be understood to refer, collectively, to
those people who are qualified to vote.
Individuals cannot be selected by
legislation for disqualification. Therefore disenfranchisement or exclusion
from voting refers
to a disqualification of a class of people. "Chosen by the
people" refers to the election of a representative by all those qualified
to
vote, who do vote.
- The
importance of the existence and maintenance of voting to the system of
representative government upon which the Constitution is based must not be
underestimated. But the provisions here in question are not directed to voting
and do not disqualify any group
of persons from voting. They limit the time for
enrolment. They cannot be said to be so certain, and of such magnitude, in
their
effect as to affect the franchise, in the sense referred to above. What
the plaintiffs complain of is that the provisions have the
potential to render a
person unable to vote, if he or she fails to comply with their obligations
respecting enrolment. The provisions
may therefore raise questions about
proportionality, but they do not establish disentitlement, without more.
- The
argument developed by the plaintiffs, in response to these limitations, was that
the legislation must ensure the maximum participation
of voters. This was not a
matter in issue, and therefore was not considered, in Roach. It is said
to be required as an expression of "chosen by the people" and because a system
of representative government requires
such participation. The plaintiffs'
argument therefore assumes a constitutional imperative.
- The
description given by Isaacs J in Judd v
McKeon[461]
of elections as "expressive of the will of the community", properly understood,
does not support the plaintiffs' argument for a constitutional
requirement
regarding maximum participation. The statement was taken from the following
passage of his Honour's reasons:
"The community organized, being seised of the subject matter of parliamentary
elections and finding no express restrictions in the
Constitution, may properly
do all it thinks necessary to make elections as expressive of the will of the
community as they possibly can be."
- In
Judd v McKeon the Court was concerned with the validity of provisions
rendering it an offence under the Electoral Act for electors to fail to vote,
consequent upon voting having been made compulsory. The Court confirmed that
Parliament may prescribe
compulsory voting. In context, therefore, Isaacs J was
affirming parliamentary power with respect to elections in the passage quoted
and the lack of restrictions evident in the Constitution upon that power. His
Honour, in referring to elections being "as expressive of the will of the
community as they possibly can be",
was not expressing a constitutional
restriction, but an ideal.
- Considerations
of representative government do not point to a constitutionally derived
requirement in the terms for which the plaintiffs
contended. To the contrary,
the power given to Parliament to legislate with respect to elections should not
be seen as fixed by
reference to a requirement that the greatest number of
people as possible vote.
- In
McGinty v Western
Australia[462]
Gummow J cautioned that:
"To adopt as a norm of constitutional law the conclusion that a constitution
embodies a principle or a doctrine of representative
democracy or representative
government (a more precise and accurate term) is to adopt a category of
indeterminate reference." (footnote
omitted)
His Honour observed that this would allow a wide range of variable judgments in
the interpretation and application of these principles
or
doctrines[463].
Brennan CJ[464]
said that:
"It is logically impermissible to treat 'representative democracy' as though it
were contained in the Constitution, to attribute to the term a meaning or
content derived from sources extrinsic to the Constitution and then to
invalidate a law for inconsistency with the meaning or content so
attributed."
- It
is difficult to identify what is essential to representative government, not the
least because ideas about it may change over
time. In McKinlay Stephen J
suggested that it may be possible to identify a quality which is essential to
representative democracy as absent, but not
possible to identify a requirement
so essential as to be determinative of the existence of representative
democracy[465].
- In
Mulholland v Australian Electoral
Commission[466]
Gleeson CJ observed that a notable feature of our system of government is how
little of the detail of it is to be found in the Constitution and how much is
left to be filled in by
Parliament[467].
Gummow J has explained that the Constitution allowed for further legislative
evolution in the system of representative government and thereby avoided
constitutional
rigidity[468].
It was necessary to rely upon later provision by Parliament, because agreement
could not be reached on many
matters[469].
- It
is necessary to bear in mind that, at the time of federation, democracy was not
a perfectly developed
concept[470].
No one view prevailed. If the framers of the Constitution did have a view about
what was the most appropriate electoral system, they did not express it in the
Constitution[471].
Any views they may have had remain at best "unexpressed assumptions" on which
the framers
proceeded[472].
- Sections
10 and 31 of the Constitution, which, together with s 51(xxxvi), provide for
laws respecting elections to the Houses, commence with the words "[u]ntil the
Parliament otherwise provides". The words
accommodate the notion that
representative government is a dynamic institution, as Gummow J observed in
McGinty[473].
In Mulholland Gummow and Hayne
JJ[474] said
that, because "[u]ntil the Parliament otherwise provides" allows for change,
care must be taken in elevating a "direct choice"
principle to a broad restraint
upon legislative development. This assumes particular importance in this
case.
- In
McKinlay Stephen
J[475] said
that the principle of representative democracy predicates the enfranchisement of
electors, the existence of an electoral system
capable of giving effect to the
selection of representatives and the bestowal of legislative functions on the
representatives selected.
But, his Honour added, the quality and character of
each of the three ingredients is not fixed or precise. In each there is scope
for variety. In relation to the electoral system, it includes matters which may
affect the significance of the vote given.
- The
unstated, but essential, premise for the plaintiffs' argument of maximum
participation in the franchise is that all those entitled
to vote must vote.
Compulsory voting has been required since 1924. It was recognised in Judd v
McKeon as a legislative choice. It is not reflective of any constitutional
requirement. To the contrary, the constitutional intendment
is that such
matters remain subject to the exercise of parliamentary choice, as conceptions
of representative government and democracy
change and adapt.
- Parliament
may consider that compulsory voting remains appropriate to Australia, to a sense
of social obligation of participation
in the franchise, and therefore continues
that system of voting. It is not the preferred system in many other countries
which have
forms of representative government. It would be unwise to assume
that such a system will continue to be maintained in Australia.
Compulsory
voting cannot be regarded as essential to our representative government here.
It would be wrong to take steps towards
effectively entrenching it by requiring
that legislation concerning elections ensure the maximum exercise of the
franchise. It would
be inconsistent with the intention expressed in the
Constitution: that Parliament be free to legislate in this area from time to
time.
Proportionality
- The
plaintiffs' submissions also described the effect of the provisions in question
as a "burden" upon their entitlement to enrol
and vote, as distinct from an
outright disentitlement. Consideration of the extent of the effects of
legislative measures raises
questions of proportionality.
- The
term "proportionality" implies a relationship between things. A definition of
"proportion", in the sense of being in or having
a due or proper proportion, is
given as the "[d]ue relation ... between things or parts of a thing as renders
the whole harmonious;
balance, symmetry, agreement,
harmony."[476]
It has been suggested that proportionality is a part of, but not a synonym for,
the requirement that a law be "reasonably appropriate
and
adapted"[477].
If this is the case, notions of proportionality may be somewhat obscured by that
expression.
- In
the Australian constitutional context, proportionality may generally be said to
involve considerations of the relationship between
legislative means and
constitutionally legitimate ends, or the effect of legislative means, or
measures, upon matters the subject
of constitutional protection or
guarantee.
- The
expression "reasonably appropriate and adapted" was imported into Australian
constitutional law some time ago from the United
States constitutional context.
The term "proportionality" has its origins in Germany. It has been influential
in many legal systems,
in Europe and elsewhere, as a principle applied to test
the validity of
legislation[478],
particularly where legislation effects a restriction of a protected
interest.
- Both
expressions, "proportionality" and "reasonably appropriate and adapted", are
used in the joint judgment in Roach. The plaintiffs' reliance on what
was said in Lange and in Roach concerning proportionality raises
questions about its meaning, its use and how it might apply in the circumstances
of this case.
- In
the joint judgment in Roach it was said that a valid disqualification of
prisoners required a "substantial reason". Their Honours
said[479]:
"A reason will answer that description if it be reasonably appropriate and
adapted to serve an end which is consistent or compatible
with the maintenance
of the constitutionally prescribed system of representative government. When
used here the phrase 'reasonably
appropriate and adapted' does not mean
'essential' or 'unavoidable'. Rather, as remarked in Lange, in this
context there is little difference between what is conveyed by that phrase and
the notion of 'proportionality'. What upon
close scrutiny is disproportionate
or arbitrary may not answer to the description reasonably appropriate and
adapted for an end consistent
or compatible with observance of the relevant
constitutional restraint upon legislative power." (footnotes
omitted)
- In
Lange[480]
the Court said that the freedom of communication which the Constitution protects
is not absolute. It operates as a restriction upon legislative power, but will
not invalidate a law having a legitimate
object or end if the law satisfies two
conditions[481]:
"The first condition is that the object of the law is compatible with the
maintenance of the constitutionally prescribed system of
representative and
responsible government ... The second is that the law is reasonably appropriate
and adapted to achieving that
legitimate object or
end."
The Court went
on[482]:
"Different formulae have been used by members of this Court in other cases to
express the test whether the freedom provided by the
Constitution has been
infringed. Some judges have expressed the test as whether the law is reasonably
appropriate and adapted to the fulfilment
of a legitimate purpose. Others have
favoured different expressions, including proportionality. In the context of
the questions
raised by the case stated, there is no need to distinguish these
concepts."
"Reasonably appropriate and adapted"
- The
phrase "reasonably appropriate and adapted" (to a legitimate end) has a long
history in Australian constitutional law. It derived
from Marshall CJ's
judgment in McCulloch v
Maryland[483]
and was applied in Jumbunna Coal Mine NL v Victorian Coal Miners'
Association[484]
and following
cases[485].
- In
McCulloch a question with which Marshall CJ was concerned was whether
Congress had the power to incorporate a bank. It was held that it was
authorised by the Constitution to pass all laws "necessary and proper" to carry
into execution the express powers conferred upon
it[486]. It
could therefore incorporate a bank if that was a suitable mode of executing the
powers of government. The width of legislative
discretion was therefore the
context for the often-cited passage from his Honour's
reasons[487]:
"Let the end be legitimate, let it be within the scope of the constitution, and
all means which are appropriate, which are plainly
adapted to that end, which
are not prohibited, but consist with the letter and spirit of the constitution,
are constitutional."
- In
Federated Saw Mill &c Employes of Australasia v James Moore & Son Pty
Ltd[488]
O'Connor J described the principle enunciated in McCulloch, and followed
in Jumbunna, as being:
"when the object aimed at is within the limits of the power, the legislature
cannot be interfered with or controlled as to the mode
in which it may deem fit
to exercise the power, provided that it chooses means which are appropriate and
fairly adapted to the object."
- The
enquiry whether a law is "with respect to" a constitutional head of power is,
clearly enough, concerned with the law's connection
to that power. In The
Commonwealth v Tasmania (The Tasmanian Dam
Case)[489],
Deane J introduced the term "proportionality" to the question whether a law
could be characterised by reference to a constitutional
head of power. His
Honour
said[490]:
"Implicit in the requirement that a law be capable of being reasonably
considered to be appropriate and adapted to achieving what
is said to provide it
with the character of a law with respect to external affairs is a need for there
to be a reasonable proportionality
between the designated purpose or object and
the means which the law embodies for achieving or procuring it. ... The
absence of
any reasonable proportionality between the law and the purpose of
discharging the obligation under the convention would preclude
characterization
as a law with respect to external
affairs".
One enquiry as to proportionality therefore concerns the means or measures
employed by the legislation to achieve or procure the
designated purpose. There
may be other approaches to it.
- Marshall
CJ's reference to appropriateness suggests an enquiry as to the suitability of
the means for the designated purpose. Any
test for proportionality must then
reside in the words "plainly adapted to that end". Later in his reasons,
Marshall CJ referred
to the "means" as being "adequate to its
ends"[491].
This description may suggest that the operation and effect of a law must be
necessary to achieve the designated purpose. A requirement
of necessity
suggests that the law must not stray too far from the bounds of that purpose.
In Mulholland Gleeson CJ observed that there is a long history of the
use, legislatively and judicially, of the term "necessary" and equated its
meaning with "reasonably appropriate and
adapted"[492].
Reasonable necessity – a test of proportionality
- "Reasonable
necessity" has long been used as a test, or legal criterion, of the validity of
legislation[493].
Nowhere is this clearer than in cases involving s 92 of the Constitution and the
freedom of trade, commerce and intercourse among the States which is the subject
of its protection.
- In
Permewan Wright Consolidated Pty Ltd v
Trewhitt[494]
Stephen J said that if regulations affecting interstate trade are to be valid,
the restrictions which they impose must be no greater
than are reasonably
necessary in all the circumstances. Where the restrictions were severe in their
effect, it would be important
for the court to look to whether there were other
means of attaining the legitimate end which were less injurious to interstate
trade[495].
- An
essential qualification to the test as stated is that the identified alternative
measure be "as practicable as the law in
question."[496]
This is an important qualification. It helps to maintain legislative choice and
avoids unwarranted substitution. The question whether
other measures are as
effective may be a question of
fact[497].
In cases involving s 92 it may require expert economic
opinion[498].
- The
approach discussed, which enquires as to the availability of alternative,
practicable and less restrictive measures, finds clear
expression in the
judgment of Mason J in North Eastern Dairy Co Ltd v Dairy Industry Authority
of
NSW[499],
where his Honour held that the method chosen to regulate trade in milk had not
been shown to be the "only practical and reasonable
mode" which would achieve
the objective of ensuring the high quality of the milk and protecting public
health.
- More
recently, in Betfair Pty Ltd v Western
Australia[500],
the test of reasonable necessity propounded in North Eastern Dairy Co was
accepted as a doctrine of the
Court[501].
It was regarded as consistent with what had been said in Cole v
Whitfield[502],
where the Court held that the provision in question was a "necessary means of
enforcing the prohibition against the catching of
undersized crayfish in
Tasmanian waters."
- In
Betfair the prohibitions against the use of betting exchanges in Western
Australia were argued to be necessary for the protection of the
racing industry
in that State. However, in the joint judgment it was
said[503]:
"But, allowing for the presence to some degree of a threat of this nature, a
method of countering it, which is an alternative to
that offered by prohibition
of betting exchanges, must be effective but non-discriminatory regulation. That
was the legislative
choice taken by Tasmania and it cannot be said that that
taken by Western Australia is necessary for the protection of the integrity
of
the racing industry of that State. In other words, the prohibitory State law is
not proportionate; it is not appropriate and
adapted to the propounded
legislative object."
And it was concluded
that[504]:
"it cannot be found in this case that prohibition was necessary in the stated
sense for the protection or preservation of the integrity
of the racing
industry."
- It
follows that, although the expressions "appropriate and adapted" and
"proportionate" were used, the test applied was that of the
availability of
alternative, practicable and less restrictive measures.
- The
test has been applied in cases involving the implied freedom of communication on
political matters. In Lange, reference was made to the decision of the
majority in Australian Capital Television Pty Ltd v The Commonwealth
("ACTV")[505],
by way of explication of the second condition for validity referred to in
Lange; namely, that the law be "reasonably appropriate and adapted to
serve a legitimate
end"[506].
Lange explained the majority decision in ACTV, which held invalid
legislation which seriously impeded discussion during the course of a federal
election, as grounded upon the
fact that "there were other less drastic means by
which the objectives of the law could be
achieved."[507]
There may be other views about the ratio in ACTV, but the point to be
made, for present purposes, is that Lange recognises the test of
proportionality just discussed: reasonable necessity assessed by the
availability of alternative measures.
- Cases
involving s 92 proceed upon an acceptance that the freedoms guaranteed by that
section are not absolute. The same may be said of other, implied,
freedoms[508].
It has been pointed out that, once it is accepted that a guarantee is not
absolute, some test of what constitutes a legitimate type
or level of
restriction must be
developed[509].
This serves as a reminder of the wider concern of the test discussed, indeed of
all tests of proportionality. Its concern is not
just about how the objectives
of the legislation in question may otherwise be fulfilled. It is used to
determine the limits of legislation
which restricts a freedom guaranteed by the
Constitution. When alternative, practicable measures, less restrictive of a
freedom, are available, it may be concluded that the measures in
question are
not reasonably necessary. They go too far and are disproportionate. The limits
of legislative power are thereby determined.
But there may be other methods of
answering the question.
Other tests of proportionality?
- A
test of reasonable necessity, by reference to alternative measures, may not
always be available or appropriate having regard to
the nature and effect of the
legislative measures in question. In Davis v The
Commonwealth[510],
Nationwide News Pty Ltd v
Wills[511]
and ACTV, lack of proportionality was assessed by reference to a range of
factors.
- The
legislation in Davis was seen as disproportionate, by reference to the
severity of its effects upon freedom of expression and the need identified by
its
objects. The provisions of the Australian Bicentennial Authority Act
1980 (Cth) made it an offence for a person, without the consent of the
Australian Bicentennial Authority, to use its name or any prescribed
expression,
such as "Bicentenary", "Expo", "Melbourne" and "Sydney", in connection with a
business, trade, or the sale or supply
of goods. Articles or goods used as a
means by which such an offence was committed were liable to forfeiture. After
some illustrations
of the operation of the provisions in question it was said
that[512]:
"the effect of the provisions is to give the Authority an extraordinary power to
regulate the use of expressions in everyday use
in this country, though the
circumstances of that use in countless situations could not conceivably
prejudice the commemoration of
the Bicentenary or the attainment by the
Authority of its objects. In arming the Authority with this extraordinary power
the Act
provides for a regime of protection which is grossly disproportionate to
the need to protect the commemoration and the
Authority."
Although the statutory regime may have been related to a legitimate end, it was
said that "the provisions in question reach too far"
and that "[t]his
extraordinary intrusion into freedom of expression is not reasonably and
appropriately adapted to achieve the ends
that lie within the limits of
constitutional
power."[513]
- The
legislation in Nationwide
News[514]
created offences for the use of words, in the nature of criticism, about the
Industrial Relations Commission and its members, but
it did not provide for
defences usual to contempt and defamation, such as justification and fair
comment. The provisions were held
invalid. Mason CJ and McHugh J held that the
extent of the protection provided was unnecessary and therefore
disproportionate.
Gaudron J agreed with this
conclusion[515].
Mason CJ reached his conclusion by reference to the extent of the adverse impact
of the provisions upon freedom of
expression[516].
McHugh J used the same terms as had been employed in Davis – an
"extraordinary intrusion" that was "grossly disproportionate to its need"
– and concluded that the legislation went
"well beyond" the protection
required[517].
- Deane
and Toohey JJ discussed the nature of the interest sought to be protected by the
legislation and held that the measures went
"far beyond" what could be
considered necessary in the public
interest[518].
Mason CJ compared the measures with the level of protection under which courts
function. This did not suggest that the Commission
required more extrinsic
powers[519].
Brennan J identified a lesser restriction which could have been
effected[520].
- Of
the implied freedom of communication on political matters, Mason CJ said, in
ACTV, that the guarantee does not postulate that it will always prevail
over competing public
interests[521].
The admission that the freedom cannot be regarded as absolute once again
highlights the need for a test such as proportionality.
- Having
identified the interests that the legislation sought to advance, his Honour
turned his attention to the nature of the interests
in question in that case,
which were to be seen as protected by the implied freedom. His Honour did so
through the viewpoint of
the restrictive effect that laws might have upon
different kinds of communication. His Honour distinguished laws effecting
restrictions
upon information or ideas from those which restricted an activity
or mode of communication.
- In
the case of the former, his Honour suggested that, speaking generally, it would
be extremely difficult to justify such restrictions,
implying that the nature of
a protected interest may weigh heavily against any form of restriction. His
Honour said a "compelling
justification" would be required to warrant a
restriction[522].
Even then, the measures must be no more than is reasonably necessary to achieve
the public interest said to justify the restriction.
His Honour added that it
may be necessary to weigh the competing public interest against the restriction
of freedom of communication,
although, ordinarily, paramount weight would be
given to the
freedom[523].
- On
the other hand, his Honour considered that restrictions imposed on the mode of
communication of ideas or information may be more
susceptible of justification.
In such a case, his Honour suggested, a balancing of interests may be necessary,
as well as a determination
whether the restriction is reasonably necessary to
achieve the competing public interest. If the restriction is disproportionate
in that regard, then its purpose may be taken to impair the
freedom[524].
- Mason
CJ was alone in this approach to proportionality in ACTV. Deane and
Toohey JJ approached the question of proportionality by reference to the
character of the law, holding that a law with
respect to the prohibition or
restriction of communications would be more difficult to
justify[525]
than others. Their Honours regarded the effect of the legislation as going
beyond what was reasonably necessary in a democratic
society, because it
distorted the freedom of political communication which underlies representative
government. Brennan J considered
the proportionality between the restriction
effected by the law on the freedom and the legitimate interest the law was
intended to
serve[526].
- Mason
CJ's approach, of the identification of the particular interests in question
which are the subject of the constitutional guarantees,
has not been taken up in
cases subsequent to ACTV. In Lange and Roach in
particular, the interest said to be protected was stated in wide terms –
as the system of government prescribed by the Constitution. Such differences of
approach are important to an assessment of proportionality, for they define the
relationship which is its subject.
- It
may be said, by reference to these cases, that assessments of proportionality in
Australian law involve a range of discernible
tests and the identification of
various factors which are relevant to the relationship of the legislation in
question to its purposes
or to interests the subject of constitutional
protection. This invites comparison with the position in countries where tests
are
more clearly defined and openly stated.
Proportionality – European law
- In
Roach Gleeson CJ expressed concern about the importation of the concept
of proportionality into the Australian constitutional
context[527].
This was not the first occasion upon which concerns of this kind had been
expressed[528].
In Mulholland Gleeson CJ had observed that the use of the term
"proportionality" has the advantage that it is commonly used in other
jurisdictions,
in similar fields of discourse, and the disadvantage that it has
there taken on different elaborations which may be imported into
a different
legal context without
explanation[529].
However, despite his misgivings, his Honour said in Roach that he found
aspects of the reasoning of the courts of other jurisdictions
"instructive"[530].
Gleeson CJ's qualification in Mulholland is important. It requires
that any derivation from the principle be critically analysed.
- There
is no doubt that the principle has a different status in other legal systems.
In Germany and the European Community, to which
I shall shortly refer, it has,
respectively, the status of a constitutional
principle[531]
and a general principle of wide application. The context in which it is
applied, the extent to which account is taken of legislative
discretion, and the
extent to which legislation is required to conform to higher principles, may
differ. Nevertheless, the question
to which it is directed is common to these
systems and our own. It is how to determine the limit of legislative power,
where its
exercise has the effect of restricting protected interests or
freedoms. The methods used to test the principle of proportionality
are
rational and adaptable. Some bear resemblance to tests which have already been
utilised in this Court. Further, proportionality
is a principle having its
roots in the rule of
law[532].
That rule is reflected in the judgments of the majority in Roach, which
rejected the legislative disqualification as arbitrary and therefore
disproportionate.
- It
should not be assumed that the application of identifiable tests of
proportionality will lead to widening, impermissibly, the
scope of review of
legislation. The statement and explication of the tests employed in the
assessment of proportionality should
result in a more rigorous and disciplined
analysis and render the process undertaken more clear. Once it is acknowledged
that constitutional
protections are not absolute, some test must be utilised in
an assessment of proportionality, as has earlier been observed. It is
preferable to identify how that assessment is undertaken in order to avoid the
invocation of proportionality as a mere statement
of conclusion.
- The
principle of proportionality has its clearest expression in Germany. In its
earlier form, as a principle of necessity, it appeared
at the end of the 19th
century, as a response to excessive police powers in Prussia, although its
origins are said to be more
ancient[533].
Its main purpose is the protection of fundamental freedoms. Professor
Jürgen Schwarze explains
that[534]:
"where intervention by the public authorities is justified by reference to
social objectives, such intervention must be limited by
its effectiveness and
consequently also by its proportionality in relation to the interest it seeks to
defend."
- There
is general agreement that proportionality is tested by reference to three
factors, or sub-principles, in
Germany[535]:
"(1) First, the state measures concerned must be suitable for the purpose
of facilitating or achieving the pursued objective.
(2) Second, the suitable measure must also be necessary, in the sense
that the authority concerned has no other mechanism at its disposal which is
less restrictive of
freedom[[536]].
...
(3) [Third], the measure concerned may not be disproportionate to the
restrictions which it involves". (emphasis in
original)
The Federal Constitutional
Court[537] of
Germany has defined the principle in similar
terms[538].
The three sub-principles, or tests, of the principle of proportionality are:
(1) suitability, (2) necessity and (3) proportionality
in the strict
sense.
- The
principle applied by the European Court of Justice ("the ECJ") is substantially
drawn from German
law[539],
although it may not be applied in the same way and the sub-principles may not be
differentiated to the same
degree[540].
Its principal application by the ECJ is in the sphere of freedom of economic
activity[541],
where the second sub-principle assumes particular importance.
- The
first of the three sub-principles, suitability, looks to the probable
effectiveness of the legislative measure and unsuitability
is rarely
established[542].
Another word for suitability might be
"adapted"[543],
as earlier mentioned in connection with the phrase "reasonably appropriate and
adapted"[544].
- The
test of reasonable necessity is the test more often applied by the ECJ in
relation to cases involving measures which restrict
the freedom of movement of
goods. In a leading case, it was held that the objective of protecting
consumers could have been achieved
by a measure which meant a less drastic
restriction of the free movement of
goods[545].
An analogy with the test confirmed in Betfair, and in Lange, can
be drawn. And it is pointed out that necessity does not involve only the fact
that there may be a choice of alternative means,
as that would deny legislative
choice. The other measure has to be equally
effective[546].
- It
is said that the sub-principle of proportionality in the strict sense is applied
in a negative manner and that this serves to
restrict its operation. A
legislative measure will be held invalid only where it is unnecessarily harmful
to the interest protected
by the Constitution and is "manifestly
disproportionate"[547].
How this is applied in particular cases may serve to further illuminate what is
meant by that term. For present purposes, it may
be observed that it is not
dissimilar to statements made in Davis and Nationwide News, where
the effects of the legislative measures on the relevant freedoms were said
themselves to be too severe to qualify as proportionate.
- As
may be expected of an enquiry of this kind, factors such as the extent or
severity of the restrictions effected by the legislative
measures on the
freedoms, or protected interests, and the objective pursued by the legislation,
have been considered relevant in
decisions of the ECJ and of the Federal
Constitutional
Court[548].
The latter Court requires that the seriousness of the effect of the legislative
restriction, and the importance of the reasons
said to justify it, be in
adequate proportion to each
other[549].
Much is said to depend upon the nature of the legislative provision and the
sphere of protection of the freedom or interest
involved[550].
- It
has also been the concern of the High Court to assess the effect of the
legislative measures in question, in relation to either
or both of the
legislative objective and the freedom protected. Less attention has been
directed to the identification of the aspect
of the freedom which is the subject
of the protection. A freedom protected by the Constitution is generally assumed
to have a status such that a significant reason is required to be given for any
serious restriction of it.
Roach did not concern a protected freedom,
but rather a basal concept which informs the Constitution. It was that concept
which was said to be relevant to an assessment of proportionality.
Lange and Roach
- At
issue in Lange was the effect of the defamation law of New South Wales on
the freedom of political communication. It will be recalled that two
conditions
were said to be necessary if a freedom was not to invalidate a law affecting it.
The first was that the object of the
law had to be compatible with the
maintenance of the system of representative government. The second was that the
law had to be
reasonably appropriate and adapted to achieve its legitimate
object or
end[551].
- Later
in its reasons, the Court posed two questions as the test for whether a law
impermissibly infringes upon freedom of communication.
The first was whether
the law had the effect of burdening the freedom. The second was expressed in
the language of
proportionality[552]:
"Second, if the law effectively burdens that freedom, is the law reasonably
appropriate and adapted to serve a legitimate end the
fulfilment of which is
compatible with the [system of government prescribed by the
Constitution]".
- It
may be observed that the question appears to combine the two conditions earlier
stated. The law's purpose (the "legitimate end")
is that which is compatible
with the maintenance of the prescribed system of government. The question is
whether the law is reasonably
appropriate and adapted to serve that end. So
understood, the test may involve whether the operation and effect of the law's
measures
are reasonably necessary to that legitimate purpose. Indeed this is
the approach which was taken.
- In
Lange the Court examined the common law rules of defamation in New South
Wales by reference to whether there were other, less drastic measures
by which
the objectives of the law could be achieved, following the approach thought to
have been taken by the majority in
ACTV[553].
The Court was able to conclude that the law went no further than was necessary,
for the protection of reputation, given the extended
application of the law of
qualified
privilege[554].
It did so by adapting that law to accommodate the recognition of the
constitutionally guaranteed freedom.
- A
distinctive feature of Lange, so far as concerns tests of
proportionality, is that the Court was able to achieve proportionality through
its approach to the common
law. By this means, it was able to conclude that
proportionality existed based upon the test of reasonable necessity and was not
required to undertake the task of assessing the extent of the effect of the
defamation laws upon the freedom, as had been undertaken
in some of the earlier
cases involved with restrictions upon freedom of political communication.
- McHugh
J in Coleman v
Power[555]
considered that the fact that the Court in Lange adopted the example of
ACTV was important to understanding what was intended by the second limb
of the test in Lange. This must be accepted. His Honour's
interpretation of what was said about ACTV led his Honour to conclude
further that the test in Lange was intended to include, not only the
compatibility of the law's objective, but also the compatibility of the measures
undertaken
to achieve the law's objective, with the prescribed system of
government[556].
A relationship between legislative measures and the maintenance of the
prescribed system of government is somewhat different from
the relationship
involved in tests of proportionality employed in previous cases. It is not
obvious that the decision in Lange was reached by an assessment involving
that relationship. Nevertheless, the relationship appears to have assumed
importance in Roach.
- The
essential difficulty with the legislative disqualification in Roach,
identified in the majority judgments, was that there was no evident reason or
purpose beyond the obvious intention to remove a prisoner's
ability to vote. It
was arbitrary and did not differentiate between serious and other
offences[557].
It may not be thought that much more was required for a finding that the law was
disproportionate. Indeed, in the joint judgment
it was said that what can be
seen to be "disproportionate or arbitrary" may not meet the requirement that it
be "reasonably appropriate
and adapted for an end consistent or compatible with
observance of the relevant constitutional restraint upon legislative
power."[558]
That constitutional restraint is identified in connection with the test of
proportionality, as being what is necessary to the maintenance
of the prescribed
system of representative government.
- The
disqualification in question in Roach was compared, in the joint
judgment, with another provided by the Electoral Act which, however, was
considered to be valid. That provision disentitled persons who were incapable
of understanding the nature and
significance of voting, because they were of
unsound mind. Although it limited the exercise of the franchise, it was held to
do
so[559]:
"for an end apt to protect the integrity of the electoral process. That end,
plainly enough, is consistent and compatible with the
maintenance of the system
of representative government."
- The
effect of the disqualification in Roach, on the other hand, was "further
to stigmatise" prisoners by denying them the exercise of the
franchise[560].
In the discussion which followed, it was pointed out that the disqualification
operated without regard to the nature of the offence
committed, the length of
the term of the imprisonment, sentencing policy and the offender's personal
circumstances[561].
It was concluded
that[562]:
"The legislative pursuit of an end which stigmatises offenders by imposing a
civil disability during any term of imprisonment takes
s 93(8AA) beyond
what is reasonably appropriate and adapted (or 'proportionate') to the
maintenance of representative government. The net
of disqualification is cast
too wide".
- The
last sentence in this passage reflects a view of the excessive effect of the
legislative provision. It is difficult to see how
it could be otherwise, absent
a reason for complete disqualification. This might suffice for a conclusion
that it was disproportionate.
However, it was obviously considered necessary to
further test proportionality. In doing so, the relationship which was
identified
as relevant was as between the effects of the legislative measure;
namely, the further stigma of disqualification, and the "maintenance
of the
system of representative government".
- The
identification of a system as the interest which is the subject of
constitutional protection might raise questions about how
legislative effects
upon it are to be assessed, not the least because it is a concept, the essential
features of which are difficult
to isolate. However, the joint judgment in
Roach further particularised voting as the feature with which it was
concerned. It was said that voting in elections lies at the very
heart of the
system of government for which the Constitution
provides[563].
The effect of disqualification from it was therefore serious and no reason was
given to explain this legislative choice.
- It
is of interest to observe that in Roach the disqualification which had
been effected under the previous legislation was held to be valid. It
disenfranchised prisoners who
were serving sentences of three years or more.
This was considered to be explicable. It reflected one electoral cycle, which
had
customarily formed a basis for a
disqualification[564],
and it could be seen to distinguish between serious lawlessness and less
serious, yet reprehensible,
conduct[565].
The earlier legislation could have permitted proportionality to be tested by
reference to alternative, but less restrictive, measures,
but it does not appear
to have been approached in this way. Nevertheless, that test is one upon which
the plaintiffs here rely.
Proportionality applied: the plaintiffs' case
- The
plaintiffs' challenge, at its first level, was said to draw upon Roach.
It was that the provisions did not serve any legitimate end. There was no need
for the provisions, because no problem had been
identified by the AEC with
respect to the integrity of the Electoral Rolls. This may raise a threshold
question, rather than one
involving any proportionality as between the
legislation and its purpose.
- The
submission overlooks the terms of the AEC's advice to the JSCEM for the purpose
of its report, in 2002, on the integrity of the
Electoral
Roll[566],
namely:
"With the system we have – a compulsory enrolment system – it is as
open as possible, but we have never said it is not
possible to defraud the
system. We have always said that it has not occurred in a systematic
way."
The JSCEM on that occasion recommended that the AEC should further address "this
potential risk to the electoral
system."[567]
- Further,
the submission does not take account of the other reason given by the JSCEM for
a shortening of the "period of grace".
It was said that it was necessary to
obtain greater compliance with enrolment obligations, not just at the time when
elections were
called but also in the period between elections. The JSCEM
considered that the "period of grace" worked against such an objective
and
encouraged people to leave enrolment to the last moment.
- It
cannot be suggested that the measures in question are without justification, in
contrast to the disqualification in Roach. Both objects are not only
compatible with the maintenance of an orderly and effective system of voting, as
an aspect of the system
of representative government, they are important to it.
The principal object seeks to ensure greater compliance with electoral
obligations.
- The
point made by the plaintiffs in reply is relevant to proportionality. It was
put that, accepting that there may be some concerns
of the kind mentioned, less
restrictive means could have been adopted to address them. Thus, the test of
reasonable necessity, as
assessed by alternative practicable means, is raised,
as it was in Lange. Such a test assumes that the measures are
sufficiently restrictive to warrant a search for alternative means. This is a
matter
which will require separate consideration.
- It
was not suggested by the plaintiffs that the Electoral Act should make provision
for persons to enrol or transfer enrolment at all times up to polling. Nor was
it suggested that the legislation
should provide that the AEC should undertake
enrolments itself, which has been mooted elsewhere. The plaintiffs' case was
that they
should have been allowed to have their claims considered at any time
during the seven days prior to closure of the Rolls, as the
Act had permitted
prior to the 2006 amendments.
- It
is not sufficient, for this test of proportionality, that an alternative
legislative measure be identified. The Court must be
able to conclude that that
alternative measure is just as effective for the legislative purpose as the
measures employed. Such a
conclusion is not possible here. There is nothing to
suggest that allowing the longer period before the close of Rolls would be
just
as effective for the purpose of encouraging compliance with enrolment
obligations and, therefore, nothing upon which to conclude
that the opinion of
the JSCEM was wrong.
- Attention
is then directed to a consideration of the effects of the legislative measures
– in the first place, in connection
with the pursuit of the objectives of
the legislation and, in the second, by reference to the interest identified in
Roach as subject to constitutional protection. It is necessary, in this
regard, to bear in mind that it is the effects of the legislation which
are relevant, not a view of their importance to the electoral system, about
which different views have been
held.
- It
must first be observed that what is restricted by the legislative measure is an
entitlement to enrol, not an entitlement to vote.
Nevertheless, voting is only
possible upon enrolment and it must therefore be accepted that a possible effect
of the measure is
that a person's ability to vote at a particular election may
be lost. But the effect is only possible and the loss is temporary.
- No
issue is taken by the plaintiffs with the aspect of the scheme of the Electoral
Act which obliges enrolment and renders it an offence to fail to do so. The
provisions in question do not themselves operate to render
a person unable to
vote. What is necessary to bring about that result is the failure of a person
to fulfil his or her obligations
within a specified period, when fulfilment is
not attended by any obvious difficulty. It would be a curious application of a
test
of proportionality if a law, otherwise valid, was invalid because
Parliament should recognise that people will not fulfil their statutory
obligations. It is of interest to observe that the ECJ is said to be loath to
apply the principle of proportionality when it is
invoked in an attempt to
justify a failure to comply with Community
law[568].
- The
denial of enrolment and voting for an election, for a legitimate reason, does
not intrude too far upon the system of voting.
It is, and has always been, a
part of that system. It reinforces the requirement that persons qualified to
vote enrol in a timely
way, which is conducive to the effective working of the
system. No denial of the franchise is involved. It is not possible, logically,
for the plaintiffs to suggest that these provisions are incompatible, but those
allowing for a few more days for enrolment are not.
Conclusion
- For
these reasons I did not join in the orders made on 6 August 2010. I would have
dismissed the proceedings with costs.
[1] Constitution, ss 7 and 24.
[2] Roach v Electoral Commissioner
(2007) 233 CLR 162 at 198 [82] per Gummow, Kirby and Crennan JJ; [2007] HCA
43.
[3] Langer v The Commonwealth
[1996] HCA 43; (1996) 186 CLR 302 at 343 per McHugh J; [1996] HCA 43.
[4] Smith v Oldham [1912] HCA 61; (1912) 15
CLR 355 at 362; [1912] HCA 61.
[5] An observation made by Isaacs J
about the ballot in Kean v Kerby [1920] HCA 35; (1920) 27 CLR 449 at 459; [1920] HCA
35.
[6] [1996] HCA 27; (1996) 188 CLR 48 at 71; [1996]
HCA 27, immediately thereafter quoting the remark of Isaacs J in Kean v
Kerby [1920] HCA 35; (1920) 27 CLR 449 at 459.
[7] R v Pearson; Ex parte Sipka
[1983] HCA 6; (1983) 152 CLR 254 at 278 per Brennan, Deane and Dawson JJ; [1983] HCA 6.
[8] Constitution, s 9.
[9] Smith v Oldham [1912] HCA 61; (1912) 15
CLR 355 at 358 per Griffith CJ, 360 per Barton J.
[10] Smith v Oldham [1912] HCA 61; (1912) 15
CLR 355 at 363.
[11] Newcrest Mining (WA) Ltd v
The Commonwealth [1997] HCA 38; (1997) 190 CLR 513 at 604-605 per Gummow J; [1997] HCA
38.
[12] Constitution, s 32.
[13] Constitution, s 12.
[14] R v Pearson; Ex parte
Sipka [1983] HCA 6; (1983) 152 CLR 254 at 261 per Gibbs CJ, Mason and Wilson JJ, 278-279
per Brennan, Deane and Dawson JJ.
[15] R v Pearson; Ex parte
Sipka [1983] HCA 6; (1983) 152 CLR 254 at 278 per Brennan, Deane and Dawson JJ.
[16] 2 & 3 Will IV c 45, s
26.
[17] Maitland, The Constitutional
History of England, (1908) ("Maitland") at 355.
[18] There were distinct county and
borough franchises: see Anson, The Law and Custom of the Constitution,
4th ed (1909), vol 1 ("Anson") at 101-103, 105-109; Maitland at 351-357.
[19] Seymour, Electoral Reform in
England and Wales, (1915) ("Seymour") at 107.
[20] Seymour at 118.
[21] County Voters Registration
Act 1865 (28 & 29 Vict c 36); Representation of the People Act
1867 (30 & 31 Vict c 102); Seymour at 160.
[22] Seymour at 163.
[23] Seymour at 375-376.
[24] 48 & 49 Vict c 15.
[25] Seymour at 376; Anson at
132-133.
[26] Seymour at 380-381.
[27] Anson at 134.
[28] Anson at 101.
[29] Maitland at 355.
[30] Quick and Garran, The
Annotated Constitution of the Australian Commonwealth, (1901) at 469-470.
The authors made a distinction between qualification and enrolment in their
summary of the laws of New South
Wales, Queensland and Western Australia, but
elided the distinction in the summary relating to South Australia.
[31] Commonwealth Franchise Act
1902, s 3.
[32] [1993] HCA 32; (1993) 178 CLR 34 at 40; [1993]
HCA 32. The term "qualified to vote" appears in s 355(c) of the CEA, which
defines the entitlement to sign a petition disputing an election.
[33] [1993] HCA 32; (1993) 178 CLR 34 at 39 per
Brennan ACJ.
[34] [1993] HCA 53; (1993) 67 ALJR 837 at 839; [1993] HCA 53; 116
ALR 619 at 623; [1993] HCA 53.
[35] [1996] HCA 27; (1996) 188 CLR 48 at 72.
[36] McMinn, A Constitutional
History of Australia, (1979) at 62, cited in Roach v Electoral
Commissioner (2007) 233 CLR 162 at 194-195 [69] per Gummow, Kirby and
Crennan JJ.
[37] Constitution Act 1856
(SA), s 16.
[38] Abolition of Property
Qualification Act 1857 (Vic); Electoral Act 1858 (NSW), s 9.
[39] Elections Act 1885 (Q),
s 6; Constitution Act Amendment Act 1893 (WA), s 21.
[40] Constitution Amendment
Act 1900 (Tas), s 5.
[41] Constitution Amendment
Act 1894 (SA); Constitution Acts Amendment Act 1899 (WA), ss 15-17
and 26.
[42] Women's Franchise Act
1902 (NSW); Constitution Amendment Act 1903 (Tas); Elections Acts
Amendment Act 1905 (Q), s 9; Adult Suffrage Act 1908 (Vic).
[43] Commonwealth Franchise
Act 1902, s 4. Section 127 of the Constitution, providing that Aborigines
were not to be counted in reckoning the numbers of the people of the
Commonwealth, was repealed by the
Constitution Alteration (Aboriginals)
1967 (Cth).
[44] Australian Constitutions
Act 1842 (Imp) (5 & 6 Vict c 76), ss 5-7; Constitutional Act
1854 (Tas), ss 6 and 17-19; New South Wales Constitution Act 1855
(Imp) (18 & 19 Vict c 54), Sched 1, s 11; Constitution Act
1855 (Vic), ss 5 and 12; Constitution Act 1856 (SA), ss 6 and 16;
Constitution Act 1889 (WA), ss 39 and 53. The Constitution Act
1867 (Q) provided that members of the Legislative Assembly would be elected
by inhabitants of the colony having qualifications mentioned
in the Electoral
Act for the time being: s 28.
[45] Parliamentary Electorates
and Elections Act 1893 (NSW), s 80; Constitution Act Amendment Act
1890 (Vic), s 241; Elections Act 1885 (Q), s 40; Electoral Code
1896 (SA), ss 36, 116 and 126; Electoral Act 1899 (WA), ss 21, 87 and
104; Electoral Act 1896 (Tas), s 57.
[46] Parliamentary Electorates
and Elections Act 1893 (NSW), ss 47-51; Constitution Act Amendment Act
1890 (Vic), ss 97 and 186; Elections Act 1885 (Q), s 40; Electoral
Code 1896 (SA), ss 51, 52 and 57; Electoral Act 1899 (WA), ss 37
and 44; Electoral Act 1896 (Tas), s 57.
[47] (1975) 135 CLR 1; [1975] HCA
53.
[48] Attorney-General (Cth); Ex
rel McKinlay v The Commonwealth [1975] HCA 53; (1975) 135 CLR 1 at 36.
[49] Attorney-General (Cth); Ex
rel McKinlay v The Commonwealth [1975] HCA 53; (1975) 135 CLR 1 at 36.
[50] (2007) 233 CLR 162.
[51] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 173 [6].
[52] [1975] HCA 53; (1975) 135 CLR 1 at 36.
[53] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 174 [7]. See also Langer v The
Commonwealth [1996] HCA 43; (1996) 186 CLR 302 at 342 per McHugh J.
[54] (2007) 233 CLR 162.
[55] (2007) 233 CLR 162 at 174 [7]
(footnote omitted).
[56] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 174 [8].
[57] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 199 [85], referring also to Gleeson CJ in
Mulholland v Australian Electoral Commission [2004] HCA 41; (2004) 220 CLR 181 at
199-200 [39]- [40]; [2004] HCA 41.
[58] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 199 [85].
[59] Coleman v Power [2004] HCA 39; (2004)
220 CLR 1 at 52 [98] per McHugh J; [2004] HCA 39; Mulholland v
Australian Electoral Commission [2004] HCA 41; (2004) 220 CLR 181 at 200 [40] per Gleeson
CJ, citing Levy v Victoria (1997) 189 CLR 579 at 618-619 per Gaudron J;
[1997] HCA 31.
[60] Persons who turn 18 between the
issue of the writs and polling day who could, in any event, have applied under s
100 and have three
days after the issue of the writs to enrol pursuant to
s 102(4AB); persons granted citizenship between the issue of the writs and
polling day who in any event may apply under ss 99B and 102(4AA) up to
three days after the issue of the writs; persons who have
recently moved and
become entitled to transfer enrolment under s 99(2) between the close of Rolls
and polling day.
[61] South Australia v The
Commonwealth [1942] HCA 14; (1942) 65 CLR 373 at 409; [1942] HCA 14.
[62] Commonwealth of Australia
Gazette, S136, 19 July 2010.
[63] CEA, s 6(1) and (2).
[64] CEA, s 7(1)(d).
[65] CEA, s 17(1).
[66] Set out in the statement of
agreed facts in the Application Book and a supplementary statement of agreed
facts filed on 5 August
2010.
[67] CEA, s 18.
[68] CEA, s 20(1).
[69] CEA, s 32(1); see also ss 18(3)
and 20(3).
[70] CEA, ss 56 and 57.
[71] CEA, s 73.
[72] CEA, s 58(1).
[73] CEA, s 76.
[74] CEA, s 81(1).
[75] CEA, s 82(4).
[76] CEA, s 83(1). Save for
eligible overseas electors and itinerant electors, whose addresses are not
required: s 83(2).
[77] CEA, s 90A.
[78] CEA, ss 90B-91B.
[79] CEA, s 92(2).
[80] The CRU process was described
in a report dated 21 April 2010 prepared by the Australian National Audit Office
on the AEC's preparation
for, and conduct of, the 2007 federal general election.
The contents of the report were agreed by the parties as an accurate statement
of the AEC's CRU activities during the period described.
[81] CEA, s 93(1).
[82] CEA, s 93(1)(a) and (b)(i).
[83] CEA, s 93(1)(b)(ii).
[84] CEA, s 93(2).
[85] CEA, s 93(7).
[86] CEA, s 93(8).
[87] CEA, s 93(8)(b) as it stood
before its repeal in 2006 by amendments held invalid in Roach v Electoral
Commissioner (2007) 233 CLR 162.
[88] CEA, s 94.
[89] CEA, s 94A.
[90] CEA, s 95.
[91] CEA, s 96.
[92] CEA, ss 94A(4), 95(4) and
96(4). These cut-offs were introduced by Items 20, 24 and 28 in Sched 1 to the
Amendment Act.
[93] Constitution, s 51(xxxvi) read
with ss 8 and 30.
[94] Constitution, s 51(xxxvi) read
with ss 10 and 31.
[95] [1912] HCA 61; (1912) 15 CLR 355 at 358.
[96] [1983] HCA 6; (1983) 152 CLR 254.
[97] [1983] HCA 6; (1983) 152 CLR 254 at 265.
[98] CEA, s 101(1).
[99] Section 98AA was inserted into
the CEA by the Amendment Act (Item 29 in Sched 1) but was repealed and its
present form substituted
by the Electoral and Referendum Amendment
(Modernisation and Other Measures) Act 2010 (Cth) (Item 6 in Sched 2).
[100] CEA, s 101(4).
[101] CEA, s 101(5) and (6).
[102] CEA, s 102(4A) and (4B).
[103] CEA, s 156(1).
[104] CEA, s 157.
[105] CEA, s 159.
[106] CEA, s 114.
[107] CEA, s 118(5). This
provision was altered by the Amendment Act. Prior to amendment, the period
during which the removal of names
from the Rolls was precluded ran from seven
days after the date of the writs.
[108] Commonwealth Electoral
Act 1902, s 31.
[109] CEA, s 45(a) (as enacted in
1918).
[110] Constitution, s 32.
[111] [1983] HCA 6; (1983) 152 CLR 254.
[112] [1983] HCA 6; (1983) 152 CLR 254 at
266-267.
[113] Commonwealth Electoral
Legislation Amendment Act 1983 , s 29.
[114] Commonwealth Electoral
Legislation Amendment Act 1983 , s 45.
[115] Australia, House of
Representatives, Parliamentary Debates (Hansard), 2 November 1983 at
2216.
[116] Declaration votes comprise
postal votes, pre-poll declaration votes, absent votes and provisional votes:
CEA, s 4(1).
[117] Australia, House of
Representatives, Parliamentary Debates (Hansard), 8 December 2005 at
19.
[118] Australia, The Parliament,
Joint Standing Committee on Electoral Matters, The 2004 Federal Election:
Report of the Inquiry into the Conduct of the 2004 Federal Election and Matters
Related Thereto, (2005).
[119] JSCEM Report at 36
[2.127].
[120] JSCEM Report at 34
[2.112].
[121] JSCEM Report at 34
[2.113].
[122] JSCEM Report at 34
[2.114].
[123] JSCEM Report at 35
[2.116]-[2.117].
[124] JSCEM Report at 35
[2.118].
[125] JSCEM Report at 35
[2.119].
[126] JSCEM Report at 35
[2.120].
[127] JSCEM Report at 35
[2.121].
[128] JSCEM Report at 35
[2.123].
[129] JSCEM Report at 36
[2.126].
[130] See definition of "Division"
in s 4(1).
[131] There are currently no
Subdivisions in use. However, s 4(4) of the Electoral Act provides that
where a Division is not divided
into Subdivisions, a reference in the Electoral
Act to a Subdivision shall be read as a reference to a Division.
[132] The 2006 Act (Sched 1,
Items 102-139) also repealed and substituted or amended provisions of the
Referendum (Machinery Provisions) Act 1984 (Cth). No challenge is made
by the plaintiffs to the validity of any of these provisions of the 2006
Act.
[133] Items 20, 24, 28, 41,
42, 43, 44, 45 and 52.
[134] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 202-203 [96]-[97]; [2007]
HCA 43.
[135] See R v Pearson; Ex parte
Sipka [1983] HCA 6; (1983) 152 CLR 254 at 266; [1983] HCA 6.
[136] Odgers' Australian Senate
Practice, 12th ed (2008) at 94.
[137] Commonwealth of Australia
Gazette, S136, 19 July 2010.
[138] Commonwealth of Australia
Gazette, S137, 19 July 2010.
[139] Commonwealth of
Australia Gazette, S139, 20 July 2010.
[140] New South Wales
Government Gazette, SS93, 19 July 2010; Victoria Government
Gazette, S286, 19 July 2010; Queensland Government Gazette,
E101, 19 July 2010; South Australian Government Gazette, EG47,
19 July 2010; Western Australian Government Gazette, S140, 20 July
2010; Tasmanian Government Gazette, No 21 074, 19 July
2010.
[141] With senators representing
the Northern Territory and the Australian Capital Territory, s 40(1) of the
Electoral Act speaks of their
being "directly chosen by the people of the
Territory".
[142] Sue v Hill [1999] HCA 30; (1999) 199
CLR 462 at 487-488 [51]- [52]; [1999] HCA 30; Re Patterson; Ex
parte Taylor [2001] HCA 51; (2001) 207 CLR 391 at 398-401 [2]- [7], 465-468
[222]-[234]; [2001] HCA 51; Singh v The Commonwealth (2004) [2004] HCA 43; 222
CLR 322 at 382 [149]- [150]; [2004] HCA 43.
[143] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 194-195 [69].
[144] Blewett, "The Franchise in
the United Kingdom 1885-1918", (1965) 32 Past and Present 27
at 31.
[145] Sir Charles Du Cane,
Governor of Tasmania 1869-1874.
[146] Sir James Fergusson,
Governor of South Australia 1869-1873.
[147] House of Lords
Debates, 10 June 1872, vol 211, c1423.
[148] "Elections", in
Encyclopaedia Britannica, 10th ed (1902), vol XXVIII at 3.
[149] The Annotated
Constitution of the Australian Commonwealth, (1901) at 418.
[150] The Senate of the United
States was elected by the State legislatures until direct election was provided
with the proclamation in
1913 of the 17th Amendment to the Constitution;
this speaks of election "by the people" of each State.
[151] Australian Communist
Party v The Commonwealth [1951] HCA 5; (1951) 83 CLR 1 at 193; [1951]
HCA 5; Plaintiff S157/2002 v The Commonwealth (2003)
211 CLR 476 at 492 [31], 513 [103]; [2003] HCA 2.
[152] Blewett, "The Franchise in
the United Kingdom 1885-1918", (1965) 32 Past and Present
27 at 46.
[153] See R v Pearson; Ex parte
Sipka [1983] HCA 6; (1983) 152 CLR 254.
[154] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 195 [70].
[155] [1975] HCA 53; (1975) 135 CLR 1
at 25; [1975] HCA 53. See also Kartinyeri v The Commonwealth
[1998] HCA 22; (1998) 195 CLR 337 at 380-381 [88]; [1998] HCA 22.
[156] (2007) 233 CLR 162
at 174 [7].
[157] [1975] HCA 53; (1975) 135 CLR 1
at 36.
[158] [1996] HCA 48; (1996) 186 CLR 140
at 286-287; [1996] HCA 48.
[159] cf McGinty v Western
Australia [1996] HCA 48; (1996) 186 CLR 140 at 170 per Brennan CJ.
[160] (2007) 233 CLR 162
at 182 [24].
[161] [1920] HCA 35; (1920) 27 CLR 449
at 459; [1920] HCA 35.
[162] [1975] HCA 53; (1975) 135 CLR 1.
[163] [1996] HCA 48; (1996) 186 CLR 140.
[164] (1996) 186 CLR 302;
[1996] HCA 43.
[165] (2004) 220 CLR 181;
[2004] HCA 41.
[166] [1996] HCA 43; (1996) 186 CLR 302
at 341.
[167] [1996] HCA 27; (1996) 188 CLR 48
at 71; [1996] HCA 27.
[168] Section 128A, added by
s 2 of the Commonwealth Electoral Act 1924 (Cth). Compulsory voting
had been required for the "conscription" plebiscites conducted during World
War I: Wong v The Commonwealth [2009] HCA 3; (2009) 236 CLR 573
at 583-584 [27]- [30]; [2009] HCA 3. Compulsory enrolment had been
introduced by s 7 of the Commonwealth Electoral Act 1911 (Cth).
[169] (1926) 38 CLR 380;
[1926] HCA 33.
[170] [1926] HCA 33; (1926) 38 CLR 380
at 385.
[171] [1926] HCA 33; (1926) 38 CLR 380
at 385.
[172] [1920] HCA 35; (1920) 27 CLR 449
at 459.
[173] Sawer, "Enrolling the
People: Electoral Innovation in the New Australian Commonwealth", in Orr,
Mercurio and Williams (eds), Realising Democracy, (2003)
52 at 52-53.
[174] Section 15 of the
Auditor-General Act 1997 (Cth) provides for the conduct of performance
audits of bodies including the Commission and for the tabling of the report in
each
House of the Parliament.
[175] Commonwealth,
Auditor-General, Integrity of the Electoral Roll: Australian Electoral
Commission, Audit Report No 42 2001-02, 18 April 2002
at 33-34.
[176] Ha v New South Wales
[1997] HCA 34; (1997) 189 CLR 465 at 498; [1997] HCA 34; New South Wales
v The Commonwealth (Work Choices Case) [2006] HCA 52; (2006) 229 CLR 1
at 121 [197]; [2006] HCA 52.
[177] (2007) 233 CLR 162.
[178] [2000] HCA 36; (2000) 203 CLR 503
at 543 [99]; [2000] HCA 36.
[179] (2007) 233 CLR 162
at 182 [24].
[180] (2007) 233 CLR 162
at 199 [85].
[181] See the discussion of the
subject by Gleeson CJ in Mulholland v Australian Electoral
Commission [2004] HCA 41; (2004) 220 CLR 181 at 199-200 [39]- [40].
[182] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 567 fn 272;
[1997] HCA 25.
[183] (2007) 233 CLR 162
at 178-179 [17]. See also Leask v The Commonwealth [1996] HCA 29; (1996) 187
CLR 579 at 594-595 per Brennan CJ, 600-601 per Dawson J, 615-616
per Toohey J, 624 per Gummow J; [1996] HCA 29.
[184] Victoria v The
Commonwealth (1996) 187 CLR 416; [1996] HCA 56.
[185] Industrial Relations Act
Case (1996) 187 CLR 416 at 487-488.
[186] Richardson v Forestry
Commission [1988] HCA 10; (1988) 164 CLR 261 at 311-312; [1988] HCA 10.
[187] Industrial Relations Act
Case (1996) 187 CLR 416 at 486-487.
[188] Commonwealth, Joint Standing
Committee on Electoral Matters, The 2004 Federal Election: Report of the
Inquiry into the Conduct of the 2004 Federal Election and Matters Related
Thereto, September 2005 at 35.
[189] Australia, House of
Representatives, Parliamentary Debates (Hansard), 8 December 2005
at 19.
[190] Commonwealth, Joint Standing
Committee on Electoral Matters, The 2004 Federal Election: Report of the
Inquiry into the Conduct of the 2004 Federal Election and Matters Related
Thereto, September 2005 at 360-361.
[191] [1981] HCA 74; (1981) 151 CLR 170
at 225-226; [1981] HCA 74.
[192] [2009] HCA 23; (2009) 238 CLR 1
at 69 [158]; [2009] HCA 23.
[193] Commonwealth Electoral
Act 1918 (Cth) ("the Act"), s 93(1).
[194] s 93(2).
[195] s 97.
[196] Section 56 of the Act
provides for each State and the Australian Capital Territory to be distributed
into Electoral Divisions. By operation of s 55A the reference in s 56
to a State includes a reference to the Northern Territory. Section 57
provides that one member of the House of Representatives is to be chosen for
each Division. Although Pt V of the Act provides for the Electoral
Commission to divide a Division into Subdivisions, that has not been done.
Entitlement to enrol is, however,
expressed in s 99 in terms of residence
in and enrolment for a Subdivision. Section 4(4) provides that where a
Division is not divided into Subdivisions, references to a Subdivision are to be
read as referring to the Division.
[197] s 101(1).
[198] s 245.
[199] ss 101(4), 245(15).
[200] (2007) 233 CLR 162; [2007]
HCA 43.
[201] (2007) 233 CLR 162 at 199
[85].
[202] (2007) 233 CLR 162 at 199
[85].
[203] cf (2007) 233 CLR 162 at 198
[82].
[204] (2007) 233 CLR 162 at 199
[85].
[205] (1975) 135 CLR 1; [1975] HCA
53.
[206] [1975] HCA 53; (1975) 135 CLR 1 at 43.
[207] [1975] HCA 53; (1975) 135 CLR 1 at 44.
[208] [1975] HCA 53; (1975) 135 CLR 1 at 45.
[209] [1975] HCA 53; (1975) 135 CLR 1 at 46.
[210] Nationwide News Pty Ltd v
Wills (1992) 177 CLR 1; [1992] HCA 46; Australian Capital Television Pty
Ltd v The Commonwealth (1992) 177 CLR 106; [1992] HCA 45; Theophanous v
Herald & Weekly Times Ltd (1994) 182 CLR 104; [1994] HCA 46; Stephens
v West Australian Newspapers Ltd (1994) 182 CLR 211; [1994] HCA 45. See
also Coleman v Power (2004) 220 CLR 1; [2004] HCA 39.
[211] (1997) 189 CLR 520; [1997]
HCA 25.
[212] (1996) 186 CLR 140; [1996]
HCA 48.
[213] [1996] HCA 48; (1996) 186 CLR 140 at
175-176 per Brennan CJ, 184, 189 per Dawson J, 206-210 per
Toohey J, 216 per Gaudron J, 229-230, 245, 251
per McHugh J, 293
per Gummow J.
[214] [1996] HCA 48; (1996) 186 CLR 140 at 169
per Brennan CJ, 182-183 per Dawson J, 244 per McHugh J.
[215] [1996] HCA 48; (1996) 186 CLR 140 at 269
(footnote omitted).
[216] [1996] HCA 48; (1996) 186 CLR 140 at
269-270.
[217] [1996] HCA 48; (1996) 186 CLR 140 at
270.
[218] [1996] HCA 48; (1996) 186 CLR 140 at
275-276 per Gummow J.
[219] [1996] HCA 48; (1996) 186 CLR 140 at
279.
[220] [1996] HCA 48; (1996) 186 CLR 140 at
279.
[221] cf the dissenting opinion of
Murphy J in Attorney-General (Cth); Ex rel McKinlay v The
Commonwealth [1975] HCA 53; (1975) 135 CLR 1 at 68-69.
[222] [2004] HCA 41; (2004) 220 CLR 181 at 237
[156]; [2004] HCA 41.
[223] McGinty v Western
Australia [1996] HCA 48; (1996) 186 CLR 140 at 280 per Gummow J.
[224] McGinty [1996] HCA 48; (1996) 186
CLR 140 at 281 per Gummow J (footnote omitted).
[225] [1996] HCA 48; (1996) 186 CLR 140 at
285.
[226] Mill, Considerations on
Representative Government, (1861), Ch III, "That the Ideally Best Form
of Government is Representative Government".
[227] [1975] HCA 53; (1975) 135 CLR 1 at 45.
[228] [1975] HCA 53; (1975) 135 CLR 1 at 44.
[229] Commonwealth Electoral
Act 1924 (Cth), s 2, inserting s 128A in the Act.
[230] (1926) 38 CLR 380; [1926]
HCA 33.
[231] [1926] HCA 33; (1926) 38 CLR 380 at 383 per
Knox CJ, Gavan Duffy and Starke JJ, 385 per Isaacs J, 387 per
Higgins J, 390 per Rich J.
[232] Commonwealth Electoral
Act 1973 (Cth), s 3 amending s 39(1) of the Act. See now
s 93 of the Act.
[233] s 99.
[234] ss 94, 94A.
[235] s 95.
[236] ss 95AA, 95AB,
95AC.
[237] s 96.
[238] s 99A.
[239] s 100.
[240] s 101(1).
[241] s 101(4).
[242] s 101(5) and (6).
[243] s 101(7).
[244] ss 55A, 58.
[245] s 59.
[246] Snowdon v Dondas
[1996] HCA 27; (1996) 188 CLR 48 at 72; [1996] HCA 27.
[247] s 118(5).
[248] Commonwealth Electoral
Act 1902 (Cth), s 64; Commonwealth Electoral Act 1918 (Cth),
s 45 (as it then stood). From 1910 the writs were taken to have issued at
6 pm on the day of issue: Commonwealth Electoral Act 1909 (Cth),
s 12, inserting s 64(2) in the 1902 Act.
[249] See R v Pearson; Ex parte
Sipka [1983] HCA 6; (1983) 152 CLR 254 at 266 per Murphy J; [1983] HCA 6.
[250] Sipka [1983] HCA 6; (1983) 152 CLR
254.
[251] [1983] HCA 6; (1983) 152 CLR 254 at
256.
[252] [1983] HCA 6; (1983) 152 CLR 254 at
256.
[253] Commonwealth Electoral
Legislation Amendment Act 1983 (Cth), ss 29 and 45 , inserting, among
other provisions, ss 43(4) and 61A in the Act. (The Commonwealth
Electoral Legislation Amendment Act 1984 (Cth) provided for the renumbering
of the provisions of the Act.)
[254] Electoral and Referendum
Amendment Act 1995 (Cth), Sched 1, Item 17.
[255] Australia, The Parliament,
Joint Standing Committee on Electoral Matters, The 2004 Federal Election:
Report of the Inquiry into the Conduct of the 2004 Federal Election and Matters
Related Thereto, (September 2005) ("JSCEM 2004 Report") at 34 [2.114].
[256] JSCEM 2004 Report at 35
[2.116].
[257] JSCEM 2004 Report at 35
[2.118].
[258] JSCEM 2004 Report at 35.
[259] JSCEM 2004 Report at
35-36.
[260] JSCEM 2004 Report at 36.
[261] at 36 [2.126].
[262] Australia, Australian
Electoral Commission, "AEC Submission to the Joint Standing Committee on
Electoral Matters Inquiry into the
NSW Parliamentary Electorates and Elections
Amendment (Automatic Enrolment) Bill 2009", (January 2010) at 7, Fig 2.2.
[263] (2007) 233 CLR 162 at 199
[85].
[264] [1997] HCA 25; (1997) 189 CLR 520 at 567 fn
272.
[265] (2007) 233 CLR 162 at
218-220 [157]-[162].
[266] (2007) 233 CLR 162 at 199
[85] per Gummow, Kirby and Crennan JJ; [2007] HCA 43. The plaintiffs called
this "the standard adopted
by the majority", but the fourth member of the Court
who upheld Ms Roach's claim, Gleeson CJ, did not adopt that standard, and the
other two members of the Court dissented.
[267] (1926) 38 CLR 380; [1926]
HCA 33.
[268] Gallagher (ed), The
Essays, Articles and Reviews of Evelyn Waugh, (1983) at 537.
[269] [1997] HCA 25; (1997) 189 CLR 520 at 567;
[1997] HCA 25.
[270] Parliamentary Electorates
and Elections Act 1893 (NSW), s 80; Elections Act 1885 (Q), s 40;
Electoral Code 1896 (SA), ss 36, 116 and 126; Electoral Act 1896
(Tas), s 57; Constitution Act Amendment Act 1890 (Vic), s 241;
Electoral Act 1899 (WA), ss 21, 87 and 104.
[271] Parliamentary Electorates
and Elections Act 1893 (NSW), ss 47-51.
[272] Parliamentary Electorates
and Elections Act Amendment Act 1896 (NSW), ss 2, 3 and 4.
[273] Parliamentary Electorates
and Elections Act Amendment Act 1896 (NSW), s 4(II).
[274] Elections Act 1885
(Q), ss 9-37.
[275] Elections Act 1885
(Q), s 40.
[276] Electoral Code 1896
(SA), s 41.
[277] Electoral Code 1896
(SA), ss 43 and 60.
[278] Electoral Code 1896
(SA), s 43.
[279] Electoral Code 1896
(SA), ss 47-49.
[280] Electoral Code 1896
(SA), s 57.
[281] Electoral Code 1896
(SA), ss 51-52.
[282] Electoral Code 1896
(SA), ss 14-15.
[283] Electoral Act 1896
(Tas), ss 22-25.
[284] Electoral Act 1896
(Tas), s 56.
[285] Electoral Act 1896
(Tas), s 57.
[286] Constitution Act
Amendment Act 1890 (Vic), ss 77-96.
[287] Constitution Act
Amendment Act 1890 (Vic), ss 168-185.
[288] Constitution Act
Amendment Act 1890 (Vic), ss 97 and 186.
[289] Electoral Act 1899
(WA), s 26.
[290] Electoral Act 1899
(WA), s 28.
[291] Electoral Act 1899
(WA), s 28.
[292] Electoral Act 1899
(WA), ss 33-34.
[293] Electoral Act 1899
(WA), s 44.
[294] Electoral Act 1899
(WA), s 37.
[295] Constitution Acts
Amendment Act 1899 (WA), s 15.
[296] Elections Act 1885
(Q), s 6.
[297] Constitution Amendment
Act (No 2) 1896 (Tas), ss 3-5.
[298] Constitution Acts
Amendment Act 1899 (WA), s 15.
[299] Cole v Whitfield
[1988] HCA 18; (1988) 165 CLR 360 at 385; [1988] HCA 18.
[300] Grain Pool of Western
Australia v The Commonwealth [2000] HCA 14; (2000) 202 CLR 479 at 496 [23] per Gleeson CJ,
Gaudron, McHugh, Gummow, Hayne and Callinan JJ; [2000] HCA 14.
[301] XYZ v The
Commonwealth [2006] HCA 25; (2006) 227 CLR 532 at 583-584 [153]; [2006] HCA 25.
[302] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 224 [179].
[303] Electoral Act,
s 93(1)(a) and (b)(i).
[304] Electoral Act,
s 99(1).
[305] Part VI (ss 81-92).
[306] Section 101(1).
[307] Respectively South Australia
and New South Wales.
[308] See ss 82 and 93(2).
[309] Section 155 as it stood
before repeal under the 2006 Act provided that the date fixed for the close of
the Rolls shall be seven days after the issue of the relevant writ.
[310] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 182 [25] per Gleeson CJ, 202-203
[96]-[97] per Gummow, Kirby and Crennan JJ; [2007] HCA 43.
[311] [1926] HCA 8; (1926) 37 CLR 393 at
411-412; [1926] HCA 8.
[312] (1975) 135 CLR 1; [1975] HCA
53.
[313] [1975] HCA 53; (1975) 135 CLR 1 at 17, 19
per Barwick CJ, 58 per Stephen J.
[314] Australian Capital
Television Pty Ltd v The Commonwealth [1992] HCA 45; (1992) 177 CLR 106 at 137-138 per
Mason CJ, 150 per Brennan J, 168 per Deane and Toohey JJ, 184,
188 per Dawson J, 210-211 per Gaudron
J, 230 per McHugh J; [1992]
HCA 45.
[315] Following Stephen J in
Attorney-General (Cth); Ex rel McKinlay v The Commonwealth [1975] HCA 53; (1975) 135 CLR
1 at 56-58.
[316] Attorney-General (Cth);
Ex rel McKinlay v The Commonwealth [1975] HCA 53; (1975) 135 CLR 1 at 56 per
Stephen J; Mulholland v Australian Electoral Commission [2004] HCA 41; (2004) 220
CLR 181 at 236 [153] per Gummow and Hayne JJ; [2004] HCA 41.
[317] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 173 [5] per Gleeson CJ, 186-187 [45]
per Gummow, Kirby and Crennan JJ.
[318] Attorney-General (Cth);
Ex rel McKinlay v The Commonwealth [1975] HCA 53; (1975) 135 CLR 1 at 36 per McTiernan and
Jacobs J, 46 per Gibbs J, 56-57 per Stephen J; McGinty v
Western Australia [1996] HCA 48; (1996) 186 CLR 140 at 182-184 per Dawson J, 269-270,
283-284 per Gummow J; [1996] HCA 48; Mulholland v Australian Electoral
Commission (2004) [2004] HCA 41; 220 CLR 181 at 188-189 [6]- [7], [9] per Gleeson CJ,
206-207 [61]-[65] per McHugh J, 237 [154]-[155] per Gummow and
Hayne JJ, 257 [223] per Kirby J, 296 [332] per
Callinan J.
[319] (2007) 233 CLR 162 at 174
[7].
[320] [1975] HCA 53; (1975) 135 CLR 1 at 36.
[321] (1999) 199 CLR 462; [1999]
HCA 30.
[322] [1996] HCA 48; (1996) 186 CLR 140 at
286-287.
[323] (2007) 233 CLR 162 at 198
[82] per Gummow, Kirby and Crennan JJ.
[324] [1996] HCA 48; (1996) 186 CLR 140 at
269-270.
[325] Ashby v White [1790] EngR 55; (1703)
2 Ld Raym 938 [92 ER 126].
[326] John Stuart Mill,
Considerations on Representative Government, 2nd ed (1861), Ch IV at
81, 83.
[327] Letter to Sir Hector
Langrishe, 1797, quoted in Birch, Representative and Responsible
Government, (1964) at 24.
[328] Cf Wesberry v Sanders
[1964] USSC 31; 376 US 1 (1964); see also Baker v Carr [1962] USSC 48; 369 US 186 (1962).
[329] A New English Dictionary
(which became the Oxford English Dictionary), (1905), vol VII,
Pt I at 103.
[330] A New English Dictionary
(which became the Oxford English Dictionary), (1897), vol III,
Pt I at 183.
[331] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 172 [1] per Gleeson CJ.
[332] As to which see Cannon (ed),
The Oxford Companion to British History, rev ed (2002) at 896:
"an Act of Henry VI's reign in 1429 declared that 'great, outrageous and
excessive numbers of people ... of small substance and of
no value' were voting
at elections, and went on to limit the franchise to freeholders with land worth
40 shillings a year, free of
all charges. This remained the franchise until
1832."
[333] See Woodhouse (ed),
Puritanism and Liberty: Being the Army Debates (1647-9) from
the Clarke Manuscripts, (1938) ("Puritanism and Liberty") at 52-75,
77-83, 343, 356-363, 406-407, 433-434, 438, 445-446, 450, 454 and 462-463. See
also Tuck, Philosophy and Government 1572–1651, (1993) at
245-252.
[334] The "Heads of the
Proposals", to be found in Puritanism and Liberty at 422, referred to
"some other rule of equality or proportion, to render the House of Commons (as
near as may be) an equal representative
of the whole".
[335] Article III of the first
"Agreement of the People" (28 October 1647) proposed "[t]hat the people do,
of course, choose themselves
a Parliament": Gardiner, The Constitutional
Documents of the Puritan Revolution 1625–1660, 3rd ed (1906) at
333-335. Article III of the second "Agreement of the People" (15 January
1649) proposed, among other matters,
manhood suffrage with the exception of
persons receiving alms, servants and Royalists: Gardiner at 359-371.
[336] Representation of the
People Act 1832 (2 & 3 Will IV c 45).
[337] Representation of the
People Act 1867 (30 & 31 Vict c 102).
[338] Representation of the
People Act 1884 (48 & 49 Vict c 3).
[339] Butler, The Electoral
System in Britain Since 1918, 2nd ed (1963) at 5.
[340] The Act widened the British
electorate but it did not change its social, occupational or property-based
character. However, the
principle was conceded that it was the individual
citizen who should be represented in Parliament.
[341] [1972] HCA 44; (1972) 128 CLR 221 at 234;
[1972] HCA 44.
[342] Jeremy Bentham proposed a
form of universal manhood suffrage to effect, together with other proposals,
what he regarded as the right
and proper end of government, namely "the greatest
happiness of the greatest number, the only legitimate end of government":
Bentham,
"Supreme Operative", (1822), §16, in Schofield (ed), The
Collected Works of Jeremy Bentham: First Principles Preparatory to
Constitutional Code, (1989) 149 at 197-198.
[343] Electoral Act 1856
(Vic) (19 Vict No 12), s 36.
[344] The other points of the
Charter were that electorates should contain the same number of votes to ensure
votes were of equal value,
there should be no property qualification for members
of parliament and members should be paid: the six points of the People's
Charter
are set out in Hanham, The Nineteenth Century Constitution
1815–1914: Documents and Commentary, (1969) at 270.
[345] 13 & 14 Vict c 59. See
generally Lumb, The Constitutions of the Australian States, 5th ed
(1991).
[346] Act No 2 of 1855-6.
[347] The separation of Victoria
from New South Wales took effect, pursuant to the Australian Constitutions
Act 1850, on 1 July 1851: Victorian Government Gazette,
9 July 1851 at 77-78. The first findings at Ballarat occurred "during the
first days of September [1851]": Davison, The Discovery and Geognosy of Gold
Deposits in Australia, (1860) at 120.
[348] Argus, 4 January
1854.
[349] Scott, A Short History of
Australia, 4th ed reissue (1925) at 213. The programme included
"parliamentary representation on the basis of manhood suffrage, the payment
of
members of Parliament [and] the abolition of the property qualification for
members of Parliament".
[350] Enclosure No 2 from Sir
Charles Hotham, Lieutenant-Governor of Victoria to Sir George Grey, the Colonial
Secretary, in Clark (ed),
Select Documents in Australian History
1851–1900, (1955) at 58. "Unfair taxation without
representation" was given as one of the American colonists' reasons for the
Revolutionary
War, which commenced in April 1775. Thomas Paine emphasised the
imbalance between taxation and the right to vote in The Rights of Man,
(1791), Pt I; (1792), Pt II. The theme of "no taxation without
representation" was picked up again in the early part of the nineteenth
century
in William Cobbett's Political Register. It was repeated by the
Chartists as a way of characterising their demands as "constitutional". The
expression found its way into
public colonial debates on the franchise in both
New South Wales and Victoria.
[351] See the letter from the
Ballarat Reform League to the Board of Enquiry, set out in Victoria, Riot at
Ballaarat: Report of the Board Appointed to Enquire into Circumstances
Connected with the Late Disturbance at Ballaarat together
with the Evidence
Taken by the Board, (1854), Appendix B at 20.
[352] Locke said: "whenever the
legislators endeavour to take away and destroy the property of the people, or to
reduce them to slavery
under arbitrary power, they put themselves into a state
of war with the people, who are thereupon absolved from any farther obedience":
Locke, The Second Treatise of Government, Gough ed (rev) (1956),
Ch XIX, "Of the Dissolution of Government", §222 at 110.
[353] At which both diggers and
troops were killed: see Molony, Eureka, (2001) at 160-161.
[354] Victoria Constitution Act
1855 (Imp) (18 & 19 Vict c 55), Sched 1, s 5 and
Gold Fields Act 1855 (Vic) (18 Vict No 37), ss 2 and 3.
[355] 18 & 19 Vict c 55.
[356] See Abolition of Property
Qualification Act 1857 (Vic) (21 Vict No 12).
[357] 18 & 19 Vict c 54.
[358] See Cochrane, Colonial
Ambition: Foundations of Australian Democracy, (2006) at 197-198; and
Hirst, The Strange Birth of Colonial Democracy: New South Wales
1848–1884, (1988) at 3.
[359] 22 Vict No 20.
[360] This conception of democracy
was subsequently explicated by John Stuart Mill in his essay Considerations
on Representative Government, 2nd ed (1861), Ch III. For a
contemporary account of a similar conception of democracy see Sen, The Idea
of Justice, (2009), Chs 15, 16.
[361] (2007) 233 CLR 162 at 174
[7] per Gleeson CJ, 199 [83] per Gummow, Kirby and Crennan JJ.
[362] It can be noted that the
Constitutional Act 1854 (Tas) (18 Vict No 17), which was somewhat
incomplete, contained property qualifications for electors of the Legislative
Assembly.
By 1901, residence alone was sufficient qualification.
[363] For example, there was a
nominee upper House in New South Wales, in which members were nominated for
life: 18 & 19 Vict c 54.
In Victoria there was an elected upper
House, with high property qualifications for both members (at £5000) and
electors (at
£1000): 18 & 19 Vict c 55. For an account of the
institution of the latter, see Parkinson, Sir William Stawell and the
Victorian Constitution, (2004) at 23-32.
[364] The separation of Queensland
from New South Wales was effected by Letters Patent issued 6 June 1859.
[365] Quick and Garran, The
Annotated Constitution of the Australian Commonwealth, (1901) at
469-470.
[366] Smith, The Making of the
Second Reform Bill, (1966) at 76-78, 81, 230-231.
[367] R v Pearson; Ex parte
Sipka (1983) 152 CLR 254; [1983] HCA 6.
[368] Cf McGinty v Western
Australia [1996] HCA 48; (1996) 186 CLR 140 at 242. See Quick and Garran, The Annotated
Constitution of the Australian Commonwealth, (1901) at 469-470.
[369] King v Jones [1972] HCA 44; (1972)
128 CLR 221 at 234 per Barwick CJ. The Constitution Act Amendment Act
1899 (Vic), s 4 abolished plural voting in Victoria.
[370] Provisions permitting plural
voting based on property qualifications existed in Queensland, Tasmania and
Western Australia.
[371] There were some franchises
which included "denizens".
[372] There were some exclusions
from the franchise, such as for persons of unsound mind, in receipt of charity,
or who were prisoners.
[373] Parliamentary Electorates
and Elections Act 1893 (NSW), s 23.
[374] Constitution Act
Amendment Act 1890 (Vic), s 128. Existing alongside this suffrage
there was a non-resident's suffrage based on property qualifications:
s 130.
[375] Elections Act 1885
(Q), s 6(1) and Elections Act 1897 (Q), s 4. Existing
alongside this suffrage were suffrages based on both household and property
qualifications: ss 6(2) and
6(3) of the 1885 Act. Cf Attorney-General
(Cth); Ex rel McKinlay v The Commonwealth [1975] HCA 53; (1975) 135 CLR 1 at 19.
[376] Electoral Code 1896
(SA), s 15.
[377] Constitution Acts
Amendment Act 1899 (WA), s 26.
[378] The Constitution
Amendment Act 1900 (Tas), s 5, which provided for manhood suffrage, was
proclaimed on 28 January 1901. Prior to that date Tasmania coupled a
residential
qualification with a small property qualification: Constitution
Amendment Act (No 2) 1896 (Tas), s 4.
[379] Parliamentary Electorates
and Elections Act 1893 (NSW), s 23; Constitution Act Amendment Act
1890 (Vic), s 128; Electoral Code 1896 (SA), s 15;
Constitution Amendment Act 1900 (Tas), s 5.
[380] Elections Act 1885
(Q), s 6; Constitution Acts Amendment Act 1899 (WA), s 26.
[381] Electoral Code 1896
(SA), s 16.
[382] Electoral Code 1896
(SA), s 15; Constitution Acts Amendment Act 1899 (WA),
s 26.
[383] R v Pearson; Ex parte
Sipka [1983] HCA 6; (1983) 152 CLR 254; also, see generally Twomey, "The Federal
Constitutional Right to Vote in Australia", [2000] FedLawRw 6; (2000) 28 Federal Law Review
125.
[384] The Constitution of the
Commonwealth of Australia, (1902) at 106.
[385] [1975] HCA 53; (1975) 135 CLR 1 at 36.
[386] McGinty v Western
Australia [1996] HCA 48; (1996) 186 CLR 140 at 221 per Gaudron J, 287 per
Gummow J.
[387] Australian Capital
Television Pty Ltd v The Commonwealth [1992] HCA 45; (1992) 177 CLR 106 at 230 per
McHugh J.
[388] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 188-189 [53] per Gummow, Kirby and
Crennan JJ; see also Mulholland v Australian Electoral Commission
[2004] HCA 41; (2004) 220 CLR 181 at 234 [150] per Gummow and Hayne JJ.
[389] Attorney-General (Cth);
Ex rel McKinlay v The Commonwealth [1975] HCA 53; (1975) 135 CLR 1 at 19 per
Barwick CJ.
[390] Official Report of the
National Australasian Convention Debates, (Sydney), 2 April 1891 at
591-592.
[391] Official Record of the
Debates of the Australasian Federal Convention, (Sydney), 9 September
1897 at 257.
[392] At [119].
[393] The Annotated
Constitution of the Australian Commonwealth, (1901) at 418.
[394] [1996] HCA 48; (1996) 186 CLR 140 at
271.
[395] Attorney-General (Cth);
Ex rel McKinlay v The Commonwealth [1975] HCA 53; (1975) 135 CLR 1 at 57 per
Stephen J.
[396] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 174 [7] per Gleeson CJ.
[397] [1975] HCA 53; (1975) 135 CLR 1 at 36.
[398] [1926] HCA 8; (1926) 37 CLR 393.
[399] [1975] HCA 53; (1975) 135 CLR 1 at 62.
[400] (1926) 38 CLR 380; [1926]
HCA 33.
[401] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 174 [7] per Gleeson CJ, 198-199 [83]
per Gummow, Kirby and Crennan JJ.
[402] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 174-175 [8] per Gleeson CJ, 198-200
[81]-[86] per Gummow, Kirby and Crennan JJ.
[403] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 174-175 [7]-[8] per Gleeson CJ,
199 [85] per Gummow, Kirby and Crennan JJ.
[404] Mulholland v Australian
Electoral Commission [2004] HCA 41; (2004) 220 CLR 181 at 199-200 [39]; Roach v
Electoral Commissioner (2007) 233 CLR 162 at 178-179 [17].
[405] Kean v Kerby [1920] HCA 35; (1920)
27 CLR 449 at 459 per Isaacs J; [1920] HCA 35.
[406] See ss 6 and 7 of the
Electoral Act.
[407] Joint Standing Committee on
Electoral Matters, Report on the Conduct of the 2007 Federal Election and
Matters Related Thereto, (2009) at 44 [3.35].
[408] Joint Standing Committee on
Electoral Matters, Report on the Conduct of the 2007 Federal Election and
Matters Related Thereto, (2009) at 50 [3.59].
[409] Joint Standing Committee on
Electoral Matters, The 2004 Federal Election: Report of the Inquiry into the
Conduct of the 2004 Federal Election and Matters Related Thereto, (2005) at
34-36 [2.114]-[2.125].
[410] See fn 401 above.
[411] McGinty v Western
Australia [1996] HCA 48; (1996) 186 CLR 140 at 184 per Dawson J, 284 per Gummow J; [1996]
HCA 48; Mulholland v Australian Electoral Commission [2004] HCA 41; (2004) 220
CLR 181 at 188 [6] per Gleeson CJ, 207 [64] per McHugh J, 237 [154] per Gummow
and Hayne JJ; [2004] HCA 41.
[412] Australia's Commonwealth
Parliament: 1901-1988, (1989) at 86.
[413] Reid and Forrest,
Australia's Commonwealth Parliament: 1901-1988, (1989) at 86-87.
[414] Commonwealth Electoral
Act 1918 (Cth), s 93(1)(b)(i), together with certain non-citizens whose
names were on a Roll before 26 January 1984 and who would be British subjects if
the relevant
citizenship law had remained in force: s 93(1)(b)(ii).
[415] For example, Commonwealth
Electoral Act 1918, s 93(8).
[416] As introduced by the
Commonwealth Electoral Act 1924 (Cth), s 2.
[417] Commonwealth Electoral
Act 1918, s 101(1).
[418] Commonwealth Electoral
Act 1918, s 81(1).
[419] Commonwealth Electoral
Act 1918, s 56.
[420] Commonwealth Electoral
Act 1918, s 82.
[421] Commonwealth Electoral
Act 1918, ss 90A, 90B.
[422] See Commonwealth
Electoral Act 1918, ss 59-78.
[423] See Commonwealth
Electoral Act 1918, ss 66(3)(a), 73(4)(a).
[424] Commonwealth Electoral
Act 1918, s 101(1).
[425] Section 101 refers to a
Subdivision. The Act provides for both Divisions and Subdivisions, but there
are no Subdivisions in use. For consistency,
I refer to Divisions.
[426] Commonwealth Electoral
Act 1918, s 4(1), definition of "Elector".
[427] Commonwealth Electoral
Act 1918, s 101(4).
[428] Commonwealth Electoral
Act 1918, s 101(7).
[429] Joint Standing Committee on
Electoral Matters, The 2004 Federal Election: Report of the Inquiry into the
Conduct of the 2004 Federal Election and Matters Related Thereto,
(2005).
[430] Joint Standing Committee on
Electoral Matters, The 2001 Federal Election: Report of the Inquiry into the
conduct of the 2001 Federal Election, and matters related thereto, (2003) at
63 [2.175].
[431] Joint Standing Committee on
Electoral Matters, User friendly, not abuser friendly: Report of the Inquiry
into the Integrity of the Electoral Roll, (2001) at 50 [2.133].
[432] Joint Standing Committee on
Electoral Matters, The 2004 Federal Election: Report of the Inquiry into the
Conduct of the 2004 Federal Election and Matters Related Thereto, (2005) at
34 [2.112].
[433] Joint Standing Committee on
Electoral Matters, The 2004 Federal Election: Report of the Inquiry into the
Conduct of the 2004 Federal Election and Matters Related Thereto, (2005) at
34 [2.113].
[434] Joint Standing Committee on
Electoral Matters, The 2004 Federal Election: Report of the Inquiry into the
Conduct of the 2004 Federal Election and Matters Related Thereto, (2005) at
35 [2.116]-[2.117].
[435] Joint Standing Committee on
Electoral Matters, The 2004 Federal Election: Report of the Inquiry into the
Conduct of the 2004 Federal Election and Matters Related Thereto, (2005) at
34 [2.114].
[436] Joint Standing Committee on
Electoral Matters, The 2004 Federal Election: Report of the Inquiry into the
Conduct of the 2004 Federal Election and Matters Related Thereto, (2005) at
35 [2.117].
[437] Joint Standing Committee on
Electoral Matters, The 2004 Federal Election: Report of the Inquiry into the
Conduct of the 2004 Federal Election and Matters Related Thereto, (2005) at
35 [2.120].
[438] Joint Standing Committee on
Electoral Matters, The 2004 Federal Election: Report of the Inquiry into the
Conduct of the 2004 Federal Election and Matters Related Thereto, (2005) at
35 [2.121].
[439] Joint Standing Committee on
Electoral Matters, The 2004 Federal Election: Report of the Inquiry into the
Conduct of the 2004 Federal Election and Matters Related Thereto, (2005) at
35 [2.122].
[440] The Senate, Standing
Committee on Finance and Public Administration, Electoral and Referendum
Legislation Amendment Bill 2006, (2007) at 6 [2.27].
[441] Electoral and Referendum
Amendment (Electoral Integrity and Other Measures) Act 2006 (Cth).
[442] (2007) 233 CLR 162; [2007]
HCA 43.
[443] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 187 [49].
[444] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 174 [7] per Gleeson CJ, 199 [85] per
Gummow, Kirby and Crennan JJ.
[445] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 199 [85].
[446] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 182 [24].
[447] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 182 [23] per Gleeson CJ, 200-201 [90] per
Gummow, Kirby and Crennan JJ.
[448] Attorney-General (Cth);
Ex rel McKinlay v The Commonwealth [1975] HCA 53; (1975) 135 CLR 1 at 21 per Barwick CJ;
[1975] HCA 53. See also McGinty v Western Australia [1996] HCA 48; (1996) 186 CLR 140
at 279 per Gummow J; Mulholland v Australian Electoral Commission [2004] HCA 41; (2004)
220 CLR 181 at 236 [153] per Gummow and Hayne JJ.
[449] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 199 [83].
[450] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 199 [84].
[451] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 199 [85].
[452] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 199-200 [86].
[453] (1997) 189 CLR 520; [1997]
HCA 25.
[454] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 560.
[455] [1975] HCA 53; (1975) 135 CLR 1 at 36.
[456] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 174 [7].
[457] Attorney-General (Cth);
Ex rel McKinlay v The Commonwealth [1975] HCA 53; (1975) 135 CLR 1 at 36.
[458] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 173 [6].
[459] Attorney-General (Cth);
Ex rel McKinlay v The Commonwealth [1975] HCA 53; (1975) 135 CLR 1 at 35-36.
[460] Attorney-General (Cth);
Ex rel McKinlay v The Commonwealth [1975] HCA 53; (1975) 135 CLR 1 at 44. See also
Langer v The Commonwealth [1996] HCA 43; (1996) 186 CLR 302 at 332 per Toohey and
Gaudron JJ; [1996] HCA 43.
[461] [1926] HCA 33; (1926) 38 CLR 380 at 385;
[1926] HCA 33.
[462] [1996] HCA 48; (1996) 186 CLR 140 at
269.
[463] McGinty v Western
Australia [1996] HCA 48; (1996) 186 CLR 140 at 269-270.
[464] McGinty v Western
Australia [1996] HCA 48; (1996) 186 CLR 140 at 169.
[465] Attorney-General (Cth);
Ex rel McKinlay v The Commonwealth [1975] HCA 53; (1975) 135 CLR 1 at 57.
[466] [2004] HCA 41; (2004) 220 CLR 181.
[467] Mulholland v
Australian Electoral Commission [2004] HCA 41; (2004) 220 CLR 181 at 188 [6].
[468] McGinty v Western
Australia [1996] HCA 48; (1996) 186 CLR 140 at 269.
[469] McGinty v Western
Australia [1996] HCA 48; (1996) 186 CLR 140 at 280 per Gummow J.
[470] McGinty v Western
Australia [1996] HCA 48; (1996) 186 CLR 140 at 221 per Gaudron J.
[471] McGinty v Western
Australia [1996] HCA 48; (1996) 186 CLR 140 at 184 per Dawson J.
[472] Australian National
Airways Pty Ltd v The Commonwealth ("the Airlines Nationalisation
Case") [1945] HCA 41; (1945) 71 CLR 29 at 81 per Dixon J; [1945] HCA 41.
[473] McGinty v Western
Australia [1996] HCA 48; (1996) 186 CLR 140 at 280; see also at 200 per Toohey J. And see
Kirk, "Constitutional Implications from Representative Democracy",
[1995] FedLawRw 2; (1995) 23
Federal Law Review 37 at 50; Mulholland v Australian Electoral
Commission [2004] HCA 41; (2004) 220 CLR 181 at 237 [155] per Gummow and Hayne JJ.
[474] Mulholland v Australian
Electoral Commission [2004] HCA 41; (2004) 220 CLR 181 at 237 [156].
[475] Attorney-General (Cth);
Ex rel McKinlay v The Commonwealth [1975] HCA 53; (1975) 135 CLR 1 at 56.
[476] The Oxford English
Dictionary, 2nd ed (1989), vol 12 at 647, sense 4.
[477] Cunliffe v The
Commonwealth [1994] HCA 44; (1994) 182 CLR 272 at 321 per Brennan J; [1994] HCA 44. See
also Richardson v Forestry Commission [1988] HCA 10; (1988) 164 CLR 261 at
311-312 per Deane J, 346 per Gaudron J; [1988] HCA 10; Zines, "Constitutionally
Protected Individual Rights", in Finn (ed), Essays on Law and Government:
Volume 2 – The Citizen and the State in the Courts, (1996) 136 at
156.
[478] And also administrative
action, but that may be put to one side.
[479] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 199 [85] per Gummow, Kirby and Crennan
JJ.
[480] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 561.
[481] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 561-562.
[482] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 562.
[483] [1819] USSC 5; 17 US 316 at 421 (1819).
[484] (1908) 6 CLR 309; [1908] HCA
95.
[485] Including Mulholland v
Australian Electoral Commission [2004] HCA 41; (2004) 220 CLR 181.
[486] McCulloch v Maryland
[1819] USSC 5; 17 US 316 at 412 (1819).
[487] McCulloch v Maryland
[1819] USSC 5; 17 US 316 at 421 (1819).
[488] [1909] HCA 43; (1909) 8 CLR 465 at 510;
[1909] HCA 43.
[489] (1983) 158 CLR 1; [1983] HCA
21.
[490] The Commonwealth v
Tasmania (The Tasmanian Dam Case) [1983] HCA 21; (1983) 158 CLR 1 at 260.
[491] McCulloch v Maryland
[1819] USSC 5; 17 US 316 at 424 (1819).
[492] Mulholland v
Australian Electoral Commission [2004] HCA 41; (2004) 220 CLR 181 at 199-200 [39].
[493] Thomas v Mowbray
[2007] HCA 33; (2007) 233 CLR 307 at 332 [24] per Gleeson CJ; [2007] HCA 33.
[494] [1979] HCA 58; (1979) 145 CLR 1 at 31;
[1979] HCA 58.
[495] Permewan Wright
Consolidated Pty Ltd v Trewhitt [1979] HCA 58; (1979) 145 CLR 1 at 31. See also
Uebergang v Australian Wheat Board [1980] HCA 40; (1980) 145 CLR 266 at 306 per Stephen
and Mason JJ; [1980] HCA 40.
[496] Uebergang v Australian
Wheat Board [1980] HCA 40; (1980) 145 CLR 266 at 306 per Stephen and Mason JJ.
[497] Uebergang v Australian
Wheat Board [1980] HCA 40; (1980) 145 CLR 266.
[498] Such evidence is not usually
provided – see Sir Anthony Mason, "Law and Economics", [1991] MonashULawRw 9; (1991) 17 Monash
University Law Review 167 at 176.
[499] [1975] HCA 45; (1975) 134 CLR 559 at 616;
[1975] HCA 45.
[500] (2008) 234 CLR 418; [2008]
HCA 11.
[501] Betfair Pty Ltd v Western
Australia [2008] HCA 11; (2008) 234 CLR 418 at 477 [103] per Gleeson CJ, Gummow,
Kirby, Hayne, Crennan and Kiefel JJ.
[502] [1988] HCA 18; (1988) 165 CLR 360 at 409;
[1988] HCA 18.
[503] Betfair Pty Ltd v Western
Australia [2008] HCA 11; (2008) 234 CLR 418 at 479 [110].
[504] Betfair Pty Ltd v Western
Australia [2008] HCA 11; (2008) 234 CLR 418 at 480 [112].
[505] (1992) 177 CLR 106; [1992]
HCA 45.
[506] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 567.
[507] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 568.
[508] See Australian Capital
Television Pty Ltd v The Commonwealth [1992] HCA 45; (1992) 177 CLR 106 at 142 per Mason
CJ.
[509] Kirk, "Constitutional
Implications from Representative Democracy", [1995] FedLawRw 2; (1995) 23 Federal Law Review
37 at 41.
[510] (1988) 166 CLR 79; [1988]
HCA 63.
[511] [1992] HCA 46; (1992) 177 CLR 1 at 31;
[1992] HCA 46.
[512] Davis v The
Commonwealth [1988] HCA 63; (1988) 166 CLR 79 at 99-100 per Mason CJ, Deane and Gaudron JJ,
Wilson and Dawson JJ agreeing at 101.
[513] Davis v The
Commonwealth [1988] HCA 63; (1988) 166 CLR 79 at 100.
[514] Nationwide News Pty Ltd v
Wills [1992] HCA 46; (1992) 177 CLR 1 at 35.
[515] Nationwide News Pty Ltd v
Wills [1992] HCA 46; (1992) 177 CLR 1 at 95.
[516] Nationwide News Pty Ltd v
Wills [1992] HCA 46; (1992) 177 CLR 1 at 34.
[517] Nationwide News Pty Ltd v
Wills [1992] HCA 46; (1992) 177 CLR 1 at 101, 102.
[518] Nationwide News Pty Ltd v
Wills [1992] HCA 46; (1992) 177 CLR 1 at 78.
[519] Nationwide News Pty Ltd v
Wills [1992] HCA 46; (1992) 177 CLR 1 at 33-34.
[520] Nationwide News Pty Ltd v
Wills [1992] HCA 46; (1992) 177 CLR 1 at 53.
[521] Australian Capital
Television Pty Ltd v The Commonwealth [1992] HCA 45; (1992) 177 CLR 106 at 142.
[522] Australian Capital
Television Pty Ltd v The Commonwealth [1992] HCA 45; (1992) 177 CLR 106 at 143.
[523] Australian Capital
Television Pty Ltd v The Commonwealth [1992] HCA 45; (1992) 177 CLR 106 at 143.
[524] Australian Capital
Television Pty Ltd v The Commonwealth [1992] HCA 45; (1992) 177 CLR 106 at 143-144.
[525] Australian Capital
Television Pty Ltd v The Commonwealth [1992] HCA 45; (1992) 177 CLR 106 at 169.
[526] Australian Capital
Television Pty Ltd v The Commonwealth [1992] HCA 45; (1992) 177 CLR 106 at 157.
[527] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 178 [17].
[528] See for example Leask v
The Commonwealth [1996] HCA 29; (1996) 187 CLR 579 at 600-601 per Dawson J; [1996] HCA
29.
[529] Mulholland v
Australian Electoral Commission [2004] HCA 41; (2004) 220 CLR 181 at 197-198 [34].
[530] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 179 [17].
[531] Schwarze, European
Administrative Law, rev ed (2006) at 688.
[532] Schwarze, European
Administrative Law, rev ed (2006) at 712.
[533] Schwarze, European
Administrative Law, rev ed (2006) at 685-686; Currie, The Constitution of
the Federal Republic of Germany, (1994) at 307.
[534] Schwarze, European
Administrative Law, rev ed (2006) at 679.
[535] Schwarze, European
Administrative Law, rev ed (2006) at 687.
[536] This is further clarified in
Schwarze, European Administrative Law, rev ed (2006) at 687, where it
says that it is not the method used which has to be necessary, but "the
excessive restriction of
freedom involved in the choice of method".
[537]
Bundesverfassungsgericht.
[538] In the decision published in
vol 48 at 402, it was said that "[t]he intervention must be suitable and
necessary for the achievement
of its objective. It may not impose excessive
burdens on the individual concerned, and must consequently be reasonable in its
effect
on him": see Schwarze, European Administrative Law, rev ed
(2006) at 687.
[539] As to its sources see
Schwarze, European Administrative Law, rev ed (2006) at 710-717.
[540] Schwarze, European
Administrative Law, rev ed (2006) at 855.
[541] Schwarze, European
Administrative Law, rev ed (2006) at 773.
[542] Emiliou, The Principle of
Proportionality in European Law, (1996) at 26, 29.
[543] Currie, The Constitution
of the Federal Republic of Germany, (1994) at 20.
[544] See [435] above.
[545] Rewe-Zentral AG v
Bundesmonopolverwaltung für Branntwein (Case 120/78) ("the Cassis de
Dijon Case") [1979] 1 ECR 649. References to "less drastic means" are also
found in United States constitutional jurisprudence: see "Less
Drastic Means
and the First Amendment", (1969) 78 Yale Law Journal 464.
[546] Emiliou, The Principle of
Proportionality in European Law, (1996) at 30.
[547] Emiliou, The Principle of
Proportionality in European Law, (1996) at 36, 268.
[548] Tridimas, "Proportionality
in European Community Law: Searching for the Appropriate Standard of Scrutiny",
in Ellis (ed), The Principle of Proportionality in the Laws of Europe,
(1999) 65 at 76-77; Schwarze, European Administrative Law, rev ed (2006)
at 688.
[549] Schwarze, European
Administrative Law, rev ed (2006) at 688.
[550] Emiliou, The Principle of
Proportionality in European Law, (1996) at 32.
[551] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 561-562.
[552] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 567.
[553] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 568.
[554] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 575.
[555] [2004] HCA 39; (2004) 220 CLR 1 at 50-51
[93]- [94]; [2004] HCA 39.
[556] Coleman v Power
[2004] HCA 39; (2004) 220 CLR 1 at 50-51 [94]; and see at 78 [196] per Gummow and Hayne JJ, 82
[213] per Kirby J.
[557] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 182 [23]-[24] per Gleeson CJ, 200 [90],
201 [93] per Gummow, Kirby and Crennan JJ.
[558] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 199 [85] per Gummow, Kirby and Crennan
JJ.
[559] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 200 [88] per Gummow, Kirby and Crennan
JJ.
[560] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 200 [89] per Gummow, Kirby and Crennan
JJ.
[561] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 200-201 [90]-[93] per Gummow, Kirby and
Crennan JJ.
[562] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 202 [95] per Gummow, Kirby and Crennan
JJ.
[563] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 198 [81] per Gummow, Kirby and Crennan
JJ.
[564] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 203 [98] per Gummow, Kirby and Crennan
JJ.
[565] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 204 [102] per Gummow, Kirby and Crennan
JJ.
[566] Joint Standing Committee on
Electoral Matters, The Integrity of the Electoral Roll: Review of ANAO
Report No 42 2001-02, Integrity of the Electoral Roll, (2002) at 15
[2.43].
[567] Joint Standing Committee on
Electoral Matters, The Integrity of the Electoral Roll: Review of ANAO
Report No 42 2001-02, Integrity of the Electoral Roll, (2002) at 15
[2.44].
[568] Tridimas, "Proportionality
in European Community Law: Searching for the Appropriate Standard of Scrutiny",
in Ellis (ed), The Principle of Proportionality in the Laws of Europe,
(1999) 65 at 66.
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