You are here:
AustLII >>
Databases >>
High Court of Australia >>
2016 >>
[2016] HCA 13
[Database Search]
[Name Search]
[Recent Decisions]
[Noteup]
[Download]
[Context] [No Context] [Help]
Mok v Director of Public Prosecutions (NSW) [2016] HCA 13 (6 April 2016)
Last Updated: 6 April 2016
HIGH COURT OF AUSTRALIA
FRENCH CJ,
KIEFEL, BELL, KEANE AND GORDON JJ
YAU MING MATTHEW MOK APPELLANT
AND
DIRECTOR OF PUBLIC PROSECUTIONS (NSW) RESPONDENT
Mok v Director of Public Prosecutions (NSW)
[2016]
HCA 13
6 April 2016
S246/2015
ORDER
Appeal dismissed with costs.
On appeal from the Supreme Court of New South Wales
Representation
G R James QC with P D Lange for the appellant (instructed by Murphy's
Lawyers)
N J Adams SC with B K Baker for the respondent (instructed by Solicitor for
Public Prosections (NSW))
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Mok v Director of Public Prosecutions (NSW)
Federal jurisdiction – Application of State laws – Service and
Execution of Process Act 1992 (Cth) ("SEPA"), s 89(4) – Where
appellant arrested in Victoria pursuant to warrant issued in New South Wales
– Where order made under s 83(8)(b) of SEPA to return appellant in
custody to New South Wales – Where appellant charged with attempting to
escape lawful custody
under s 310D of Crimes Act 1900 (NSW) ("Crimes
Act") – Whether s 89(4) of SEPA applied s 310D of Crimes Act as
surrogate federal law – Whether content of applied State law altered
– Whether prosecution required to prove all elements
of offence under
State law.
Words and phrases – "competent authority", "correctional centre",
"court", "escape lawful custody", "inmate", "law of a State",
"surrogate federal
law".
Constitution, ss 51(xxiv), 52(i).
Commonwealth Places (Application of
Laws) Act 1970 (Cth), s 4.
Judiciary Act 1903 (Cth), ss 68,
79.
Service and Execution of Process Act 1992 (Cth), ss 8(4), 81A, 82,
83, 89.
Children (Detention Centres) Act 1987 (NSW), s
33(1).
Crimes Act 1900 (NSW), Pt 1A, ss 310A, 310D.
Crimes
(Administration of Sentences) Act 1999 (NSW), ss 3(1),
4.
Interpretation Act 1987 (NSW), ss 5, 12.
FRENCH CJ AND BELL J.
Introduction
- The
Service and Execution of Process Act 1992 (Cth) ("SEPA 1992") provides
for the execution throughout Australia of warrants authorising the apprehension
of persons under State
laws[1]. Under
SEPA 1992 a person named in a warrant issued in one State may be apprehended in
another State[2]
and taken before a magistrate in that State. Upon production of the
warrant or a copy of
it[3] the
magistrate must make one of two orders under s 83(8) of the Act. The
person must be remanded on bail to appear in the issuing State at a specified
place and time[4]
or, as in the present case, an order made under
s 83(8)(b):
"that the person be taken, in such custody or
otherwise as the magistrate specifies, to a specified place in the place of
issue of
the warrant."
In the latter event, the person must be returned in custody to the State in
which the warrant was issued.
- The
appellant attempted to escape from lawful custody at Tullamarine Airport while
being taken from Victoria to New South Wales pursuant
to an order made under
s 83(8)(b). As appears from a Court Attendance Notice later issued to him
in New South Wales, he was charged under s 310D of the Crimes Act
1900 (NSW) that being an "inmate" he attempted to escape lawful
custody[5].
Section 310D was said to apply to his escape in Victoria by operation of
s 89(4) of SEPA 1992. Section 89(4) provides:
"The law
in force in the place of issue of a warrant, being the law relating to the
liability of a person who escapes from lawful
custody, applies to a person being
taken to the place of issue in compliance with an order mentioned in subsection
(1)."
- The
formulation of the charge set out in the Court Attendance
Notice[6] was
faulty to the extent that it conveyed the impression that it relied upon a
direct application of s 310D without reference to s 89(4) of SEPA
1992. However, the magistrate recognised that s 310D was applied by virtue
of s 89(4) of SEPA 1992. He dismissed the charge on the basis that
as a matter of law the prosecution had not established a necessary element of
the offence under s 310D, namely the requirement that the appellant be an
"inmate"[7].
- An
appeal against the magistrate's decision was allowed by Rothman J in the
Supreme Court of New South
Wales[8] and an
appeal against his Honour's decision dismissed by the Court of Appeal of New
South Wales[9].
Both Rothman J and the Court of Appeal held that s 89(4) creates a
federal offence by picking up the content of the relevant State
law relating to
escaping lawful custody. The appeal to this Court, by special
leave[10],
concerns the way in which s 89(4) does that. The particular question in
this appeal is whether for a conviction of that federal
offence it was necessary
to show that the appellant was an "inmate" for the purposes of s 310D of
the Crimes Act. Rothman J held that it was and that the appellant
was an
inmate[11].
The Court of Appeal held that that element of the offence under s 310D was
not picked up by
s 89(4)[12].
Factual
history
- The
factual history leading to this appeal stretches back over 10 years. In
February 2003, the appellant was arrested and charged
in New South Wales
with fraud offences to which he pleaded guilty in the Local Court on
11 March 2004. He was committed to the District
Court of New South Wales
for sentence. Pursuant to that committal order he was ultimately
required to appear before the District Court on 13 April 2006. The
reasons for the delays between his charge and his guilty plea,
and between the
committal order and the sentencing date, do not appear from the record.
- The
appellant did not appear as required at the District Court on 13 April
2006. On 18 April 2006, Freeman DCJ issued a Bench Warrant
to
apprehend him. It took the form of a command to the Commissioner of Police for
the State of New South Wales and to all police
officers in that
State:
"to apprehend the said Offender and to bring him before me or
some other Judge of the said Court or some Justice or Justices of the
Peace, in
and for the said State to be dealt with according to law."
- The
appellant next surfaced in Victoria when he was arrested on 14 December
2011 in Dandenong, and charged with two Commonwealth
offences relating to the
possession of a false Australian passport and money laundering. He was granted
conditional bail. Another
delay, unexplained in the record, ensued until
26 February 2013 when he appeared in the Melbourne Magistrates' Court on
those charges.
As he left the Court he was arrested by an officer of the
Victorian Police pursuant to the warrant which had been issued in New
South
Wales by Freeman DCJ and which was given effect in Victoria by operation of
s 82 of SEPA 1992.
- The
following day, on 27 February 2013 in the Melbourne Magistrates' Court, a
magistrate issued a warrant headed "SERVICE AND EXECUTION OF PROCESS ACT 1992
WARRANT TO REMAND A PERSON TO ANOTHER STATE". The warrant commanded a named New
South Wales police officer to take the appellant and safely convey him to
the Sydney Police Centre in the State of New South Wales and take him before a
magistrate for that State
to answer the charges and be further dealt with
according to law. That order, under s 83(8)(b) of SEPA 1992, was
administrative in
character[13].
Its validity was not in
dispute[14].
- On
28 February 2013, the officer named in the Victorian warrant, and another
New South Wales police officer, collected the appellant
from the Melbourne
Magistrates' Court and escorted him to Tullamarine Airport. At the airport, in
the vicinity of the boarding gate
for the flight to Sydney, the appellant tried
to escape by running away from the officers. He ran about 100 metres before he
was
re-arrested. On his return to New South Wales he was charged under
s 310D of the Crimes Act.
Statutory framework —
SEPA 1992
- SEPA
1992, like its predecessor, the Service and Execution of Process Act 1901
(Cth) ("SEPA 1901"), was enacted pursuant to s 51(xxiv) of the
Constitution, which authorises the making of laws for:
"the service
and execution throughout the Commonwealth of the civil and criminal process and
the judgments of the courts of the States".
The necessity for such a power was recognised well before federation because
of the difficulties which had been experienced in the
extradition of offenders
between the Australian colonies. Those difficulties had led to reliance upon
Imperial statutes relating
to
extradition[15]
and later laws made pursuant to the Federal Council of Australasia
Act 1885
(Imp)[16]. The
purpose of the power conferred by s 51(xxiv), given effect in SEPA
1901 and SEPA 1992, as stated by this Court in Aston v
Irvine[17],
is:
"securing the enforcement of the civil and criminal process of each State in
every other State."
It was described
as[18]:
"a power to be exercised in aid of the functions of the States and [it] does
not relate to what otherwise is a function of the Commonwealth."
Early in the life of SEPA 1901, an argument was put to this Court in
McGlew v New South Wales Malting Co
Ltd[19]
that "the intention" of s 51(xxiv) was to enable the Parliament to enact a
law which would merely "extend the arm of the State Courts
so as to enable
parties to be brought before
them."[20] The
Court took a broader view of Parliament's power to legislate with respect to
service and execution of process throughout the
Commonwealth, extending, for
instance, to such incidental powers as enabling courts to protect against abuse
of interstate
process[21].
- Following
a report of the Law Reform Commission ("the Commission") on service and
execution of process ("the
Report")[22],
SEPA 1901 was
amended[23] and
then replaced completely by SEPA 1992. An important difference between SEPA
1992 and SEPA 1901 is that SEPA 1992 provides for
the exclusion of State
laws which might otherwise operate concurrently with it. SEPA 1901 made
no express provision for any such exclusion and, at least in its application to
civil process, was held to be not
exhaustive[24].
The Commission recommended that the new SEPA "express an intention to cover the
field, that is, to provide the only law on the subject
of service and execution
of State and Territory process and judgments outside the State or Territory of
issue or rendition and within
Australia."[25]
So it is that SEPA 1992 makes express provision for the exclusion of
State laws in
s 8[26].
Relevantly, s 8(4) provides:
"Subject to this Act, this Act
applies to the exclusion of a law of a State (the relevant
State) with respect to:
(a) the service or execution in another State of process of the relevant State
that is process to which this Act applies".
The
subsection operates as an express exclusion by a Commonwealth law of the
application of State law on a particular subject matter. It thereby
renders any
such State law inoperative not because it is directly invalidated by
Commonwealth law but by operation of s 109 of the
Constitution[27].
There was no suggestion that s 8(4) did not have that effect in relation to
the class of laws it described and the Court of Appeal so held in its
judgment[28].
- The
term "law of a State" in s 8 is to be understood by reference to
s 3(5) of SEPA 1992 which provides:
"A reference in this Act to
a law of the Commonwealth or a State is a reference to a law (whether written or
unwritten) of or in force
in the Commonwealth or the State, as the case may
be."
The "unwritten law" of a State encompassed by that definition must be
understood as a reference to "the principles of law and equity
expounded from
time to time in decisions respecting the common law of
Australia."[29]
That aspect of the definition of a "law of a State" encompasses the phrase "law
in force in the place of issue of a warrant" in s
89(4). It allows for the
application of s 89(4) to the common law offence of escaping lawful custody
which, as appears below, continues
in effect in New South Wales.
- The
appellant in written submissions to this Court argued that s 89(4) does not
create an offence against Commonwealth law but operates
as "merely an exception
to the general exclusion, which is otherwise provided by s 8(4)(a)
SEPA."[30]
That argument was evidently not advanced in the Court of Appeal, which observed
that[31]:
"It
was common ground that s 89(4) applied when [the appellant] was at Tullamarine
Airport on 28 February 2013."
The argument is untenable. It assumes an extra-territorial operation for all
State laws the subject of the propounded carve out from
s 89(4). It cannot
be supported by the text of s 89(4). In any event, counsel for the
appellant presented his oral argument on
the basis that s 89(4) creates a
liability at federal law which derives its content from the unaltered text of
the applicable State law.
- Section 89(4)
has been set out in the Introduction to these reasons. Similar provision is
made in s 46(4) and s 74(4) of SEPA 1992
in relation to escapes by
prisoners being taken in custody from one State to another pursuant to a
subpoena issued by a court or
tribunal, respectively, in the latter
State[32].
Section 94C makes similar provision with respect to prisoners being taken
from one part of an issuing State to another through
a "transit State". SEPA
1901 contained no equivalents until 1991 when a precursor provision,
s 19ZC(2), was
inserted[33].
- The
Commission adverted to the lack of an "escape" provision in SEPA 1901. For
prisoners in transit under a production order it
recommended that proceedings,
if any, in relation to an escape should be dealt with in the place in which the
person was under lawful
restraint and
proposed[34]:
"Therefore
an escape while in transit or in attendance in compliance with an order should
be dealt with as if the escape occurred
in the State or Territory in which the
person is under lawful restraint."
That recommendation was reflected in a new s 19W(5) inserted in
1991[35] and
carried over into s 46(4) and s 74(4) of SEPA 1992. The
Commission took a different approach to the law to be applied to persons in
custody under an order giving effect
to a warrant of apprehension. The
Commission
said[36]:
"This situation has been discussed in the context of the production of
persons under lawful restraint for the purpose of giving evidence
in proceedings
in other States or Territories and the recommendations there made should apply
generally here also. However, rather
than proceedings in relation to an escape
being taken in the State or Territory from which the person has come, in this
context such
proceedings should be taken in the State or Territory to which the
person was being taken, that is, the State or Territory of issue
of the
apprehension process." (footnote omitted)
- Clause 70(2)
of the draft Bill annexed to the Report of the Commission gave effect to its
recommendation in language prefiguring
that of s 89(4), the proposed text
being[37]:
"The
provisions of a law in force in the place of issue of a warrant that relate to
the liability of a person who escapes from lawful
custody apply to a person
being taken to the place of issue in compliance with an order referred to in
subsection (1)."
The Commission did not discuss the character of the law as applied pursuant
to its proposal.
Statutory framework — Commonwealth Places (Application of Laws)
Act 1970 (Cth)
- Reference
was made in argument to the Commonwealth Places (Application of Laws) Act
1970 (Cth) ("the CPAL Act"). The relevant provisions of s 4 of that
Act provide:
"(1) The provisions of the laws of a State as in force at a time (whether before
or after the commencement of this Act) apply, or
shall be deemed to have
applied, in accordance with their tenor, at that time in and in relation to each
place in that State that
is or was a Commonwealth place at that time.
...
(2) This section does
not:
(a) extend to the provisions of a law of a State to the extent that, if that law
applied, or had applied, in or in relation to a
Commonwealth place, it would be,
or have been, invalid or inoperative in its application in or in relation to
that Commonwealth place
otherwise than by reason of the operation of
section 52 of the Constitution in relation to Commonwealth
places".
The preceding provisions are
in terms directed to the laws of a State in force within that State. The
application of those provisions is extended to the laws of a State
having extra-territorial operation in another State by s 4(4), which
provides:
"In so far as a law of a State has effect in another State,
subsection (1) of this section operates to make the provisions of that
law
applicable in or in relation to a Commonwealth place in that other State."
- Section 4(4)
of the CPAL Act has potential application in this case because of the arguable
extra-territorial application of s 310D. Part 1A of the
Crimes Act, entitled "Geographical jurisdiction", extends the application
of a law of New South Wales that creates an offence beyond the territorial
limits of the State if there is the nexus required by that Part between New
South Wales and the
offence[38]. A
requisite geographical nexus exists between the State and offences committed
wholly outside the State if "the offence has an
effect in the
State."[39]
- Absent
s 8(4) of SEPA 1992, s 310D would arguably have had a direct operation
in States other than New South Wales by virtue of Pt 1A. However, as the
Court of Appeal observed, Tullamarine Airport (where the attempted escape took
place) was a place acquired by the
Commonwealth for public purposes within the
meaning of s 52(i) of the Constitution and therefore s 310D could not
apply of its own force in that place even if it would otherwise have had
extra-territorial
application[40].
- The
appellant submitted that if he had committed an offence it would have been a
Commonwealth offence owing its existence to the
CPAL Act. That Act, he
submitted, applied the applicable State law without rewriting it. That is to
say, if s 310D were applied by the CPAL Act at Tullamarine Airport he would
have to have been an "inmate" within the meaning of s 310D in order to
offend against it. His submission
that the CPAL Act applies State laws
unchanged relied upon the observation of Gleeson CJ and Gaudron J in
The Commonwealth v Western Australia (Mining Act
Case)[41]
that "[s]ection 4(1) operates to apply State laws 'in accordance with their
tenor', not to rewrite them." He also relied upon the
judgment of
Spigelman CJ (with whom Barr and Hoeben JJ agreed) in R v
Porter[42]
applying that dictum. In this case, however, the CPAL Act is not the only
relevant Commonwealth law. By virtue of s 4(2)(a) it cannot apply a State
law which, apart from s 52 of the Constitution, would be rendered
inoperative, in its direct application, by s 8(4) of SEPA 1992. That
provision applies to a law of New South Wales with respect to "the
service or execution in another State of process of [New South Wales] that
is
process to which this Act applies". Section 310D in its extra-territorial
operation would answer that description, as the Court
of Appeal
held[43].
Section 310D, however, has no relevant valid extra-territorial operation
anywhere in Victoria because any such operation is displaced
by s 8(4). It
is therefore the construction of s 89(4), applying s 310D, that is in
issue in this appeal.
The law of New South Wales — escaping
from lawful custody
- The
law which was found, in the Supreme Court and the Court of Appeal of New South
Wales, to "apply" to the appellant in this case,
by operation of s 89(4) of
SEPA 1992, was s 310D of the Crimes Act, which
provides:
"Any inmate:
(a) who escapes or attempts to escape from lawful custody, or
(b) who, having been temporarily released from lawful custody, fails to return
to lawful custody at the end of the time for which
the inmate has been released,
is guilty of an offence.
Maximum penalty: imprisonment for 10
years."[44]
Section 310D
and associated provisions of the Crimes Act were enacted in
1999[45]. It
reproduced the substance of s 34(1) of the Correctional Centres Act
1952 (NSW), which was repealed by the same legislation that enacted
s 310D[46].
- The
term "inmate" used in s 310D has the same meaning as it has in the
Crimes (Administration of Sentences) Act 1999
(NSW)[47]. In
s 3(1) of that Act an inmate is defined as "a person to whom Part 2
applies." Section 4(1) sets out a large range of persons to whom Pt
2
applies, defined essentially by the processes which have led to their
imprisonment, detention or custody. It includes in pars
(d) and
(e):
"(d) any person the subject of a warrant or order by which a court has committed
the person to a correctional centre on remand in
connection with proceedings for
an offence committed, or alleged to have been committed, by the person, and
...
(e) any person the subject of a warrant or order by which a court or other
competent authority has committed the person to a correctional
centre otherwise
than as referred to above".
Section 4(3)
repeats that in Pt 2 "inmate" means "a person to whom this Part applies".
The term "inmate" used in the predecessor
provision, s 34 of the
Correctional Centres Act, was similarly defined and included
persons ordered to be imprisoned in or committed to a correctional centre by any
court, judge or
justice or other competent
authority[48].
- The
term "court", used in pars (d) and (e) of the definition of "inmate", is
defined by reference to various named State courts in
New South Wales and to
"any other court that, or person who, exercises criminal
jurisdiction"[49].
The term "correctional centre" means, inter
alia[50]:
"(b) any police station or court cell complex in which an offender is held in
custody in accordance with this or any other Act."
- In
addition to s 310D of the Crimes Act, provision is made, by
s 33(1) of the Children (Detention Centres) Act 1987 (NSW), for the
liability of children escaping from lawful custody. That subsection
provides:
"A detainee who escapes or attempts to escape from lawful
custody is guilty of an offence and liable to imprisonment for a period
not
exceeding 3 months."
In its application, the offence is limited to children.
- There
is a distinction which can be drawn between most if not all of the classes of
persons defined as "inmate" for the purposes
of s 310D and the class of
persons defined as "detainees" for the purposes of the Children (Detention
Centres)
Act[51],
which is relevant to the way in which s 89(4) applies s 310D. Most of
the persons who are "inmates", for the purposes of s 310D,
are relevantly
persons who are in custody pursuant to a variety of legal processes including
warrants or orders of the kind mentioned in pars (d) and (e) of
s 4(1) of the Crimes (Administration of Sentences) Act.
Those processes are not in terms limited in their application to a subset of the
population. On the other hand, detainees to whom
the escape provision of the
Children (Detention Centres) Act applies are a subset of the population,
namely children, to whom legal processes resulting in their detention have been
applied.
The application of s 89(4) of SEPA 1992 to a law of that kind
would necessarily pick up the defining characteristic of the subset
of persons
to whom it applied. As explained later in these reasons, it does not pick up,
by way of a condition on the criminal liability
it imposes, the precise textual
description in the law of the issuing State of the process by which a person
escaping or attempting
to escape lawful custody was taken into that custody. It
suffices that the process of the law of the issuing State fits analogically
with
the process by which a person is taken into custody under s 89 of SEPA 1992
and that the offence created by the law of the issuing
State serves the like
purpose as that served by s 89(4).
- Reference
must also be made to the common law offence of escape from lawful
custody. It has been preserved in New South Wales notwithstanding the specific
offence created
by s 310D. By s 341 of the Crimes Act, which
predated s 310D and appears in Div 5 of Pt 7, certain offences at
common law were
abolished[52].
A saving provision, s 343, provides:
"To remove any doubt, it
is declared that the following offences at common law are not abolished by this
Division:
(a) the offence of escaping from lawful
custody"[53].
The
common law offence of escape encompasses escaping from the lawful custody of a
member of the police force pursuant to an order
of the
court[54]. It
may be accepted that in States and Territories in which it exists, the
common law offence can be picked up and applied by s 89(4) of SEPA 1992.
That does not answer the question — how does s
89(4) apply
s 310D?
The magistrate's decision
- The
magistrate treated s 310D of the Crimes Act as applicable to the
appellant's attempted escape by virtue of s 89(4) of SEPA 1992. He held,
however, that on its face the warrant
issued in New South Wales by
Freeman DCJ on 18 April 2006 did not commit the appellant to a
"correctional centre" within the meaning
of the Crimes (Administration of
Sentences) Act. The appellant was therefore not an "inmate" under that Act
and therefore not an "inmate" for the purposes of s 310D. Nor could
the
order made by the Melbourne Magistrates' Court pursuant to s 83(8)(b) of
SEPA 1992 be relied upon to support that characterisation
of the
appellant[55].
The charge against the appellant was accordingly dismissed on a no case
submission.
The decision of Rothman J
- The
Director of Public Prosecutions (NSW) appealed against the Local Court's
decision. The appeal was instituted under s 56 of the
Crimes (Appeal and Review) Act 2001 (NSW).
- Rothman J
held that the order made by the Melbourne Magistrates' Court under s 83(8)(b) of
SEPA 1992 attracted the application of s 89(4), which in turn applied
s 310D of the Crimes Act to the appellant's conduct as an offence
under federal
law[56]. The
issue on the appeal was whether the appellant had been, at the time of
his attempted escape, an "inmate" within the meaning of s 310D and the
definition of that term in the Crimes
Act[57].
- Rothman J
held that both pars (d) and (e) of the definition of "inmate" in the
Crimes (Administration of Sentences) Act were applicable because the term
"court" used in that definition extended to the Melbourne Magistrates'
Court[58]. He
rejected a submission by the appellant that neither par (d) nor
par (e) applied because the appellant had not been "committed"
to a
correctional
centre[59].
His Honour set aside the order of the magistrate dismissing the proceedings and
remitted the hearing of the charge to the Local
Court to determine any issues
associated with irregularity or necessity to amend the
charge.
The decision of the Court of Appeal
- The
Court of Appeal held that Rothman J was correct to conclude that the
appellant must be taken to have been charged with a federal
offence, namely a
contravention of s 310D of the Crimes Act as made applicable by
operation of s 89(4) of SEPA
1992[60]. The
Court held that the CPAL Act was inapplicable to the case because of s 8(4)
of SEPA 1992, read with s 4(2)(a) of the CPAL
Act[61]. Their
Honours observed that it was "common ground that s 89(4) applied when [the
appellant] was at Tullamarine Airport on 28 February
2013" and that "[t]he
parties were correct to proceed on that
basis"[62].
- The
Court of Appeal identified as a common premise in the submissions made to their
Honours that it was a necessary condition of the application of
s 310D to the appellant by operation of s 89(4) that the appellant was
an
"inmate" for the purpose of s 310D at the time of his attempted escape
at Tullamarine Airport. That premise was
rejected[63].
The operation of s 89(4) was distinguished from that of ss 68 and 79
of the Judiciary Act 1903 (Cth). Section 89(4) was characterised as
taking a limited class of State laws, namely laws of the place of issue of a
warrant of
apprehension relating to the liability of a person who escapes or
attempts to escape from lawful custody. It did not purport to
apply that class
of laws generally or "according to their tenor" or "in all cases to which they
are applicable". Their Honours
said[64]:
"Subsection
89(4) does something far more focused. Its premise is that there is a person
being taken to the place of issue in compliance
with an order made under [SEPA
1992]. That order will at least ordinarily name the person.
Subsection 89(4) applies that limited
class of laws to that person —
the person named in the order."
- The
Court of Appeal approached the construction of s 310D as applied by
s 89(4) on a different basis from that adopted by the magistrate
and by
Rothman J. Their Honours
said[65]:
"the
effect of s 89(4) applying s 310D to persons being returned to New
South Wales was not merely confined to those persons who were
being returned in
accordance with [SEPA 1992] and who sought to escape who happened to be
'inmates'. Unlike s 79 [of the Judiciary Act], s 89(4)
does contain an 'express provision which would enable [the court] to
alter the language of a State statute and apply it in that altered
form', to
paraphrase what Mason J said in John Robertson & Co."
Section 89(4) was treated as applying State law relating to the
liability of a person escaping or attempting to escape from lawful
custody as
surrogate federal law "upon the assumption that escape from lawful custody
imposed by an order made by a magistrate in another state is not outside
their
field."[66]
The provision left no room for debate about whether or not the appellant was a
person who "as an 'inmate'" was within the scope
of s 310D in its ordinary
operation as an offence under State law. The new federal offence created by
s 89(4), acting upon s 310D,
applied to all persons being taken to New
South Wales in compliance with an order under SEPA 1992 mentioned in
s 89(1) and the appellant
was such a
person[67].
The conclusion of the Court of Appeal was correct although it need not be
supported by the proposition that s 89(4) "alters" the
laws which it
applies.
- The
Court of Appeal dismissed the appeal with costs. This left in place the
remitter order made by Rothman J, there being unresolved
issues about
whether the Court Attendance Notice could be amended to define the offence
charged by reference to s 89(4) of SEPA 1992.
The operation
of s 89(4) on State laws
- There
is a variety of verbal formulae by which Commonwealth laws give effect to State
laws as laws of the Commonwealth. Section 68(1) of the Judiciary
Act provides that relevant State laws shall "apply and be applied so far as
they are applicable". Section 79(1) of that Act provides that the relevant
State laws shall "be binding on all Courts exercising federal jurisdiction in
that State ...
in all cases to which they are applicable." The CPAL Act
provides that the laws of a State may "apply, or shall be deemed to have
applied, in accordance with their
tenor"[68].
- As
this Court observed in Western Australia v The Commonwealth (Native
Title Act
Case)[69],
there can be no objection to the Commonwealth Parliament adopting as a law of
the Commonwealth a text emanating from a source other
than the
Parliament:
"In such a case the text becomes, by adoption, a law of
the Commonwealth and operates as such."
It follows that there is no reason in principle which prevents the
Commonwealth from adopting the text of a State law and applying
it analogically
or modifying it, for example by the addition or removal of conditions attaching
to duties, liabilities or powers
created by that
law[70].
Whether the State law as picked up is applied analogically or modified depends
upon the construction of the relevant Commonwealth
law. In the case of
s 79 of the Judiciary Act, the State laws which it makes "binding"
on courts exercising federal jurisdiction are picked up with their meaning
unchanged. They
are binding only in cases "to which they are
applicable"[71].
- The
construction of s 89(4) does not require a binary choice between picking up
s 310D unaltered and picking it up altered so as
to eliminate the
requirement that the person attempting to escape be an "inmate". Analogical
application does not strictly involve
alteration. It is simply a way of
describing how s 89(4) uses the text of the relevant State law. The first
constructional question
is — what is the content of the class of laws able
to be applied by s 89(4) and defined by the term "law in force in the place
of issue of a warrant"? The second constructional question is — what does
it mean to "apply" a law in that class? Those questions
are to be answered by
reference to the text, context and purpose of s 89(4).
- The
context and purpose of s 89(4) limit the class of State laws capable of
application under s 89(4). It does not include any conceivable
law
creating an offence of escaping or attempting to escape lawful custody. Before
the law of the issuing State can be applied to
a person being taken to the place
of issue of a warrant of apprehension in compliance with an order made under
s 83(8)(b), the law must be capable of application to such a person in
those circumstances. That is to say, the circumstances in which the
law to be
applied operates in the State of issue must be analogical to the circumstances
in which it is to be applied by s 89(4).
- A
law creating an offence of escaping or attempting to escape lawful custody while
serving a sentence of imprisonment would not answer
that description. The words
"law in force in the place of issue of a warrant" must be read in the context of
the field of their
application under s 89(4) and with regard to the purpose
of that provision, which is to deter and punish the escape of persons being
taken from one place to another under an order made pursuant to s 83(8)(b).
A general law prohibiting escape or attempted escape from lawful custody,
whatever the process by which that custody arose, would
answer the requirements
of analogical applicability and purposive fit. An example is the common law
offence of escape. It is of general application. Another example appears
in the Criminal Codes of States and Territories which have abolished the
common law
offence[72].
In Queensland, for example, s 142 of the Code provides:
"A
person who escapes from lawful custody is guilty of a
crime."[73]
- Section 310D,
read distributively across the multiple definitions of "inmate", might be seen
as creating a number of laws relating
to the liability of a person who escapes
or attempts to escape from lawful custody. The content of each is defined by
the class
of "inmate" to which it relates — for the most part by the class
of process which has led to the person being in custody.
Those processes
include sentence of
imprisonment[74],
detention under the Fines Act 1996
(NSW)[75],
commitment by the Parole Authority to serve the balance of a
sentence by way of fulltime
detention[76],
commitment by the Supreme Court of New South Wales to detention pursuant to the
Crimes (High Risk Offenders) Act 2006
(NSW)[77],
commitment to a correctional centre on
remand[78],
commitment to the control of the Minister administering the Crimes
(Administration of Sentences) Act under the Children (Criminal
Proceedings) Act 1987
(NSW)[79],
commitment to a correctional centre pursuant to punishment of imprisonment under
the Defence Force Discipline Act 1982
(Cth)[80],
detention under the Migration Act 1958
(Cth)[81], and
commitment to a correctional centre otherwise than as referred to
above[82].
- Apart
from the processes described in pars (d) and (e), none of those set
out in s 4(1) of the Crimes (Administration of Sentences) Act is
applicable to a person the subject of an order under s 83(8)(b) or serves
the kind of purpose served by s 89(4).
- The
liability attaching to attempted escape from lawful custody under s 310D,
derived from orders of the kind contemplated by pars
(d) and (e), is
plainly applicable by analogy to persons to whom s 89(4) applies. It
serves the same purposes. Subject to those constraints, it is right to say, as
the Court of Appeal said of s 89(4), that it treats the applicable aspects
of s 310D as surrogate federal law "upon the assumption that escape from
lawful custody imposed
by an order made by a magistrate in another state
is not outside their
field."[83] A
requirement that the person attempting to escape answer the description of an
"inmate" by reference to close Victorian equivalents
of "courts", "competent
authorities" and "correctional centres" under New South Wales law would defeat
the purpose of the federal
law and is not required by the text of
s 89(4).
Conclusion
- The
Court of Appeal was right to reach the conclusion that it did. The appeal
should be dismissed with costs.
- KIEFEL
AND KEANE JJ. The factual background and the circumstances which have given
rise to the issues in this appeal are summarised
in the reasons of
French CJ and Bell J. We gratefully adopt that summary and state only
the following essential facts.
- The
appellant was in the custody of a New South Wales police officer at Tullamarine
Airport, pursuant to a warrant of a magistrate
in Victoria, when he escaped.
The warrant directed the officer to take the appellant to the Sydney Police
Centre in New South Wales
to answer charges in relation to fraud offences, in
respect of which a warrant for his arrest had issued from the District Court
of
New South Wales in 2006.
- Section 89(4)
of the Service and Execution of Process Act 1992 (Cth) ("the SEPA 1992")
provides:
"The law in force in the place of issue of a warrant,
being the law relating to the liability of a person who escapes from lawful
custody, applies to a person being taken to the place of issue in compliance
with an order mentioned in subsection (1)."
- It
is not in dispute that, for the purposes of s 89(4), the appellant was
being taken to the place of issue of a warrant, New South Wales, in compliance
with an order mentioned in s 89(1) when he escaped from lawful
custody.
- The
appellant was apprehended a short while after he escaped. He was subsequently
charged with an offence under s 310D of the Crimes Act 1900 (NSW)
("the Crimes Act"), which provides:
"Any inmate:
(a) who escapes or attempts to escape from lawful custody, or
(b) who, having been temporarily released from lawful custody, fails to return
to lawful custody at the end of the time for which
the inmate has been released,
is guilty of an offence."
- "Inmate"
is defined in s 310A of the Crimes Act as having the same meaning that it
has in the Crimes (Administration of Sentences) Act 1999 (NSW). That Act
provides a number of definitions of "inmate". The parties agree that the only
definitions that are relevant are
those that refer to a person who has been
committed to a "correctional centre".
- As
French CJ and Bell J
explain[84],
the charge erroneously conveyed the impression that the offence arose directly
from s 310D of the Crimes Act, rather than that section as it is applied by
s 89(4) for the purposes of the SEPA 1992. No point was taken in the
courts below
about the error in the formulation of the charge, and the matter
was dealt with on the basis of the true position (viz, s 310D
applied by virtue of s 89(4) of the SEPA 1992). Nevertheless, the
magistrate hearing the matter in New South Wales
dismissed[85]
the charge on the basis that the prosecution could not prove that the appellant
was an "inmate", as s 310D requires.
- The
Court of Appeal of the Supreme Court of New South Wales
held[86] that,
by virtue of s 89(4) of the SEPA 1992, a person may be guilty of the
offence of escape contrary to s 310D of the Crimes Act even if that person
is not an "inmate" within the meaning of that Act. For the reasons which
follow, the Court of Appeal was correct
to so conclude.
- As
the Court of Appeal observed, a State law made applicable by a federal law
operates as federal
law[87].
Section 89(4) applied s 310D to the appellant as a federal law, s 310D
being the law in force in New South Wales (the place of
issue of the warrant)
and being the law relating to the liability of a person who escapes from lawful
custody. Section 89(4) applied
that law to the appellant because he was a
person being taken to the place of issue of the warrant in compliance with an
order made
under s 89(1) of the SEPA 1992.
- Section 89(4)
is, as the Court of Appeal
observed[88],
an example of what Mason J in John Robertson & Co Ltd v Ferguson
Transformers Pty
Ltd[89]
said s 79 of the Judiciary Act 1903 (Cth) was not, that is, an
"express provision which would enable [the court] to alter the language of a
State statute and apply it
in that altered form." The Court of Appeal
said[90]:
"Section 89(4)
leaves no room for debate about whether or not Mr Mok is a person who, as
an 'inmate', is within the scope of s 310D
in its ordinary operation as an
offence under state law. The new federal offence created by s 89(4) acting
upon s 310D applies to
all persons who are being taken to New South Wales
in compliance with an order under the [SEPA 1992] mentioned in s 89(1).
Mr Mok
was such a person."
- In
challenging that conclusion in this Court, the appellant submitted that, even
accepting that s 89(4) of the SEPA 1992 is apt to
create a new federal
offence, s 89(4) applies "[t]he law in force in the place of issue of [the]
warrant" without modification or
qualification. Accordingly, so it was said,
the Court of Appeal erred in holding that s 89(4) of the SEPA 1992 contains
an "express
provision which would enable [the court] to alter the language of a
State statute and apply it in that altered
form"[91].
- In
this regard, the appellant referred to cases which have held that s 79(1)
of the Judiciary Act applies State law in its "unaltered"
form[92]. But
s 79(1) provides:
"The laws of each State or Territory,
including the laws relating to procedure, evidence, and the competency of
witnesses, shall,
except as otherwise provided by the Constitution or the laws
of the Commonwealth, be binding on all Courts exercising federal jurisdiction in
that State or Territory in all cases
to which they are applicable."
- The
authorities on s 79 are, as the Court of Appeal
said[93], "of
limited assistance" in this case. That is because s 79, in terms, makes
the laws of each State or Territory "binding" in all cases to which those laws
are applicable in their own terms.
Section 89(4) does not apply laws in
this way.
- We
agree with French CJ and Bell J that the question as to the
application of s 89(4) is to be resolved as a question of construction of
that provision. We agree that the words of s 89(4) must be read in the
context of their application, to circumstances where a person escapes lawful
custody whilst being taken to the
place of issue of a warrant in accordance with
an order under s 89(1) of the SEPA 1992. It follows that those words are
not applicable to a law concerning an escape from a correctional centre. We
also
agree that the words must be read having regard to their purpose, to deter
persons escaping whilst being taken to the place of issue
of a warrant in
accordance with the SEPA 1992. However, we are of the view that s 89(4)
more directly answers the question as to how it is to apply.
- In
our view, the question as to the law which is to be applied should be answered
by focusing upon the words in s 89(4), which describe the relevant State or
Territory law in force as a "law relating to the liability of a person who
escapes from lawful
custody". Those words are referable to a law which makes it
an offence to escape from lawful custody, without more. As such, they
are
capable of applying that law to the circumstances in which s 89(4)
operates, namely the escape from lawful custody of a person who is being taken
to the place of issue of a warrant pursuant to an
order to which s 89(1)
refers.
- Section 89(4)
does not pick up a State law's reference to persons who may be committed to a
correctional centre, or any other "inmate". It would
not be appropriate for the
circumstances in which s 89(4) operates and it is not necessary.
Section 89(4) itself identifies the person to whom it is directed and who
may be guilty of the federal offence. Section 89(4) applies to a person
who is in the process of being "taken to the place of issue [of the warrant] in
compliance with an order mentioned
in subsection (1)", who is in lawful
custody by virtue of the order, and "who escapes from [that] lawful
custody".
- We
agree that the appeal should be dismissed with costs.
- GORDON
J. A New South Wales District Court Judge issued a bench warrant for the
apprehension of the appellant. The appellant was
arrested in Victoria.
Pursuant to s 83(8)(b) of the Service and Execution of Process Act
1992 (Cth) ("the SEP Act"), a Victorian magistrate ordered that the
appellant be delivered into the custody of a New South Wales police
officer for
the purpose of taking him to New South Wales. Whilst the appellant was being
taken to New South Wales, he escaped from
custody at Tullamarine Airport in
Victoria, but was apprehended a short time later.
- Section
89(4) of the SEP Act provides that "[t]he law in force in the place of issue of
a warrant, being the law relating to the
liability of a person who escapes from
lawful custody, applies to a person being taken to the place of issue in
compliance with an
order mentioned in subsection (1)". On his return to New
South Wales, the appellant was charged with an offence of attempting to
escape
from lawful custody, contrary to s 310D(a) of the Crimes Act 1900
(NSW) ("the Crimes Act").
- By
reason of s 89(4) of the SEP Act, could the appellant be guilty of an
offence contrary to s 310D of the Crimes Act? The answer is yes.
Facts
- On
11 March 2004, the appellant pleaded guilty to a number of fraud offences
contrary to New South Wales law before a magistrate
at the Local Court of New
South Wales. He was consequently committed to the District Court of New South
Wales for sentence.
- 13
April 2006 was fixed for the purpose of sentencing the appellant. However, on
that day, the appellant failed to appear. Freeman
DCJ then issued a bench
warrant for the apprehension of the appellant ("the NSW Bench Warrant"). The
NSW Bench Warrant was directed
to "the Commissioner of Police for the State of
New South Wales, and to all Police Officers in the said State". The NSW
Bench Warrant
stated, in part:
"AND WHEREAS the said Offender has
not appeared at the said District Court on 13/04/2006[.] These are therefore to
command you in
Her Majesty's name forthwith to apprehend the said Offender
and to bring him before me or some other Judge of the said Court or some
Justice
or Justices of the Peace, in and for the said State to be dealt with according
to law."
- Many
years later, on 14 December 2011, the appellant was arrested and charged in
Victoria with two unrelated offences. On 26 February
2013,
the appellant was sentenced to a term of imprisonment at the Magistrates'
Court of Victoria for those offences. On that day,
a Victorian police officer
executed the NSW Bench Warrant and arrested the appellant pursuant to
s 82(1) and (3)(a) of the SEP Act.
Those provisions relevantly provide
that the person "named in a warrant issued in a State may be apprehended in
another State ...
[by] an officer of the police force of the State in which the
person is found".
- The
next day, 27 February 2013, the appellant was brought before a Victorian
magistrate pursuant to s 83(1) of the SEP Act. The
magistrate ordered that
the appellant be delivered into the custody of a New South Wales police officer
for the purpose of taking
him to New South Wales, in accordance with
s 83(8)(b) of the SEP Act ("the SEPA Orders"). The SEPA Orders directed
the return of
the appellant to New South Wales. Section 83(8)(b) of the SEP Act
authorised the magistrate to order "that the person be taken,
in such custody or
otherwise as the magistrate specifies, to a specified place in the place of
issue of the warrant".
- The
SEPA Orders were contained in a document headed "Service and Execution of
Process Act 1992 Warrant to remand a person to another State". After setting
out details of the NSW Bench Warrant, that document relevantly
stated:
"I order that the defendant be returned to SYDNEY POLICE CENTRE in the State of
NSW in which the warrant was issued, and for that
purpose to be delivered into
the custody of DET SGT ROBERT MCLENNAN the person bringing the said warrant, or
of the Members of the
Police Force or persons to whom the warrant was originally
directed, or any of them. These are therefore to command you DET SGT
ROBERT
MCLENNAN the person bringing the said warrant, and all members of the Police
Force and persons to whom the warrant was originally
directed, or any of you,
to forthwith take the defendant and safely convey him to SYDNEY POLICE
CENTRE in the State of NSW and take
him before a Magistrate for the said State
to answer the said charge and to be further dealt with according to law."
- The
next day, 28 February 2013, the officer named in the SEPA Orders and another New
South Wales police officer accompanied the appellant
to Tullamarine Airport.
Whilst being escorted to the aircraft, the appellant escaped from the officers'
custody but was apprehended
a short time later.
- The
appellant was then transported, without further incident, to Redfern Police
Station in New South Wales, where he was charged
with an offence of attempting
to escape from lawful custody, contrary to s 310D(a) of the Crimes Act
("the Charge").
- The
appellant did not and does not dispute that the SEPA Orders were validly made
under s 83(8)(b) of the SEP Act, that he escaped
lawful custody or that, at
the time of the escape, he was being returned to New South Wales by New South
Wales police officers pursuant
to the SEPA Orders. He did not and does not
accept that he contravened s 310D(a) of the Crimes
Act.
Legislative framework
- Part 5
of the SEP Act deals with "Execution of warrants". As has been seen, the
Victorian police officer executed the NSW Bench
Warrant and arrested the
appellant under s 82, which is in Pt 5 of the SEP Act. Section 82(1)
of the SEP Act relevantly provides
that the person "named in a warrant
issued in a State may be apprehended in another State" (emphasis added). That
person may be apprehended by "an officer of the police
force of the State in
which the person is
found"[94].
- For
Pt 5[95],
"warrant" is defined in s 81A of the SEP Act to include a "warrant issued
by a body or person that is an authority for the purposes"
of Pt 5. Also
for Pt 5, "authority" is defined in s 81A to include a body or person
that, "under a law of a State, may issue a warrant
for the arrest and return to
custody or detention of a person, following the revocation or cancellation of"
certain identified
orders[96].
- After
a person has been apprehended under s 82 of the SEP Act, the procedure
in s 83 is to be adopted. The person must be brought
before a magistrate
of the State in which the person was apprehended as soon as practicable after
being
apprehended[97].
On production of the warrant (here, the NSW Bench Warrant), the magistrate
must make an order of the kind provided by s 83(8)(a)
or (b)[98].
Section 83(8)(b) relevantly provides that the order be "that the
person be taken, in such custody or otherwise as the magistrate
specifies, to a
specified place in the place of issue of the warrant" (emphasis added).
"[P]lace of issue" is relevantly defined in s 3(1) of the SEP Act to
mean "the State in which
the process was issued".
- Next,
s 89 of the SEP Act, also in Pt 5, must be addressed.
It relevantly provides:
"(1) For the purpose of complying with an order made under
paragraph 83(8)(b), ... the person to whom the custody of the apprehended
person has been committed may require that the person in charge of a prison in a
State:
(a) receive the apprehended person and keep the apprehended person in custody
for such time as the first-mentioned person requires;
and
(b) surrender custody of the apprehended person to the first-mentioned person at
the time and in the way that the first-mentioned
person requires.
...
(4) The law in force in the place of issue of a warrant, being the law
relating to the liability of a person who escapes from lawful custody,
applies to a person being taken to the place of issue in compliance with an
order mentioned in subsection (1).
(5) Subsection (4) does not apply to lawful custody in respect of an offence
against a law of the Commonwealth." (emphasis
added)
- There
is no dispute that the NSW Bench Warrant was the relevant "warrant" for the
purposes of s 89(4) of the SEP Act and that s 89(4)
applied when the
appellant was at Tullamarine Airport and escaped from lawful custody. Section
89(5) is not relevant to this appeal
because the appellant was in lawful custody
in respect of an offence against a law of New South Wales, namely the fraud
offences
from 2004.
- The
proper construction of s 89(4) of the SEP Act is the central issue in this
appeal. Before turning to that question of construction,
it is necessary to
refer to s 310D(a) of the Crimes Act, the offence with which the appellant
was charged at Redfern Police Station upon his return to New South Wales.
- Section
310D relevantly provides:
"Any inmate:
(a) who escapes or attempts to escape from lawful custody, or
...
is guilty of an offence." (emphasis added)
- In
that section, "inmate" has the same meaning as it has in the Crimes
(Administration of Sentences) Act 1999 (NSW)
("the CAS Act")[99].
For the purposes of this appeal, it was common ground that "inmate" was
relevantly defined in s 4(1)(d) and (e) of the CAS Act:
"(d) any person the subject of a warrant or order by which a court has
committed the person to a correctional centre on remand in connection
with proceedings for an offence committed, or alleged to have been committed, by
the person, and
...
(e) any person the subject of a warrant or order by which a court or
other competent authority has committed the person to a correctional
centre otherwise than as referred to above". (emphasis
added)
- "[C]orrectional
centre" is defined in s 3(1) of the CAS Act to include "any police
station or court cell complex in which an offender is held in custody in
accordance with this or any other
Act".
Previous
decisions
- At
the hearing of the Charge before the Local Court, the appellant argued that
there was no prima facie case established by the evidence
because, relevantly,
the appellant was not an "inmate" as that term is used in s 310D of the
Crimes Act. The Local Court Magistrate (Buscombe LCM) upheld that
submission and dismissed the Charge.
- The
respondent, the New South Wales Director of Public Prosecutions, appealed to the
Supreme Court of New South Wales pursuant to
s 56(1)(c) of the Crimes
(Appeal and Review) Act 2001 (NSW). Rothman J set aside the orders of
Buscombe LCM and remitted the hearing of the Charge to be dealt with
according to
law[100].
- The
appellant then sought leave to appeal to the Court of Appeal of the Supreme
Court of New South Wales against the decision of
Rothman J. The Court
of Appeal (Meagher, Hoeben and Leeming JJA) granted the appellant leave to
appeal, but dismissed the
appeal[101].
The Court of Appeal concluded that s 89(4) of the SEP Act (by applying
s 310D of the Crimes Act) created a new federal offence which applied to
all persons being taken to New South Wales in compliance with an order under the
SEP Act mentioned in
s 89(1)[102].
On that construction, it was not relevant whether the appellant was an "inmate"
for the purposes of s 310D of the Crimes Act.
"Surrogate
federal laws"
- The
Commonwealth Parliament, from time to time, passes legislation to "pick up" and
apply State laws. Section 4 of the Commonwealth Places (Application of Laws)
Act 1970 (Cth) ("the CPAL Act") is an example.
Sections 68(1)[103]
and
79(1)[104] of
the Judiciary Act 1903 (Cth) ("the Judiciary Act") are two other
examples. The form of these provisions is not
fixed[105].
When State laws are applied by such provisions, the State laws made applicable
are often called "surrogate federal
laws"[106].
Contentions
- Although
in his written submissions the appellant contended that s 89(4) does not
create a new federal offence, the appellant accepted
in the course of oral
argument in this Court that s 89(4) of the SEP Act creates a federal
offence by applying "the law relating
to the liability of a person who escapes
from lawful custody" in New South Wales. However, the appellant maintained his
contention
that the prosecution is not relieved of the burden of proving all of
the elements of the offence in s 310D of the Crimes Act, including, in
particular, the element that the accused be an "inmate".
- The
respondent contended that s 89(4) of the SEP Act applied s 310D of the
Crimes Act as surrogate federal law, thereby creating a federal offence.
The respondent further contended that the elements of that offence
under
s 310D of the Crimes Act, as applied by s 89(4) of the SEP Act, were
established in this appeal, either consistent with the reasoning of the Court of
Appeal
or because the appellant was an "inmate" for the purposes of
s 310D[107].
- There
is thus no dispute that s 310D of the Crimes Act is a "law relating to the
liability of a person who escapes from lawful custody" as that phrase is used in
s 89(4) of the SEP Act.
And the parties now accept that s 89(4) of the
SEP Act creates a federal offence because s 310D of the Crimes Act
applies as surrogate federal law. That offence is properly described as a
federal
offence[108].
The issues in dispute are narrow – is it necessary for all the elements of
s 310D(a) to be proved for the appellant to be guilty of that offence? If
so, was the appellant an inmate for the purposes of s 310D? Before turning
to those issues, it is necessary to address how s 310D applies as
"surrogate federal law" in this appeal.
Tullamarine Airport, a
Commonwealth place
- Tullamarine
Airport is a Commonwealth place within the meaning of s 52(i) of the
Constitution[109].
Section 52(i) precludes the laws of Victoria that would ordinarily apply to a
geographical area in Victoria (such as Tullamarine Airport) from
operating by
their own
force[110].
Instead, the laws of the State in which the Commonwealth place is located are
applied, as in force at a time, "in accordance with
their tenor" at that
time, by s 4(1) of the CPAL Act.
- Section
4(4) of the CPAL Act also makes provision for the application to Commonwealth
places of the laws of a State which have extraterritorial effect in another
State. In the present appeal, ss 10A to 10C of the Crimes Act extend the
operation of s 310D beyond the territorial limits of New South Wales, if
there is the required nexus.
- However,
s 4 of the CPAL Act may be put aside. Section 8(4)(a) of the SEP Act
provides that:
"Subject to this Act, this Act applies to the exclusion of a law of a State (the
relevant State) with respect to:
(a) the service or execution in another State of process of the relevant State
that is process to which this Act applies".
- Section
310D of the Crimes Act is a law of New South Wales which may operate beyond the
territorial limits of that
State[111].
Section 310D of the Crimes Act is "a law of [New South Wales] with respect
to ... the ... execution in another State of [the NSW Bench Warrant]"
that is caught
by s 8(4)(a) of the SEP Act. The SEP Act therefore
applies to exclude s 310D of the Crimes Act with respect to the execution
of a process, to the extent that s 310D operates beyond the territorial
limits of New South
Wales[112].
Section 89(4) of the SEP Act is the provision of the SEP Act which applies.
That provision is considered next.
Proper construction of
s 89(4) of the SEP Act
- Section
89(4) of the SEP Act provides that:
"The law in force in the place of issue of a warrant, being the law relating to
the liability of a person who escapes from lawful custody, applies to
a person being taken to the place of issue in compliance with an order mentioned
in subsection (1)." (emphasis
added)
Preconditions to s 89(4)
- Section
89(4) is subject to two relevant preconditions. First, it requires that an
order has been made under
s 83(8)(b)[113].
In this appeal, there was such an
order[114].
The SEPA Orders required that the appellant be delivered into the custody of a
New South Wales police officer for the purpose of
taking him to New South Wales.
- Second,
s 89(4) requires that the person is being taken to the place of issue of
the warrant, in compliance with the order under
s 83(8)(b)[115].
In this appeal, the appellant was being taken to New South Wales, the place
of issue of the NSW Bench Warrant. As the Court of
Appeal recognised, "[t]he
place of issue [of the warrant] will often (as here) be different from the place
where an escape takes
place. The place of issue [of the warrant] will
always be different from the place" where the order under s 83(8)(b)
of the SEP Act that the person be taken into custody is
made[116].
That is why the SEP Act has to be invoked.
- If
these preconditions are met, then s 89(4) in its terms provides that,
in relation to that person, the law in force in the place
of issue of the
warrant (the State law) applies to that person insofar as "the law
relat[es] to the liability of a person who escapes
from lawful custody".
- As
both preconditions were met in this appeal, s 89(4) applied New South Wales
law relating to the liability of a person who escapes
from lawful custody to the
appellant. A reference in the SEP Act to a law of a State is a reference to
both the common law and
statute[117].
Here, the appellant was charged with a contravention of s 310D(a) of the
Crimes Act. However, he could have been charged with the common law offence of
escaping from lawful
custody[118].
Section
89(4) applies State laws as "surrogate federal law"
- Section
89(4) puts to rest any doubt about whether the State law (the law in force in
the place of issue of the warrant) applies
to an escape from lawful custody
occurring outside the State, where the order committing the person into the
custody from which the
escape occurs is an order made under s 83(8)(b) of
the SEP Act. In terms, s 89(4) applies the State law as surrogate
federal law.
- Section
89(4) identifies that, in relation to a person in lawful custody under a State
law (in the present appeal, in lawful custody
under the law of New South Wales),
the law in force in the place of issue of the warrant (the State law) applies to
that person insofar
as "the law relat[es] to the liability of a person who
escapes from [that] lawful custody" when that might otherwise be unclear.
Section 89(4) of the SEP Act takes a limited class of State laws: laws of the
place of issue of the outstanding warrant which relate
to the liability of a
person who escapes from lawful custody. There is nothing to suggest that the
wording of s 89(4) does not operate
to apply State laws that meet the
description of laws "relating to the liability of a person who escapes from
lawful custody" as
surrogate federal laws, as long as the preconditions are met.
- A
consequence of the State law being applied as "surrogate federal law" is that a
prosecution for an offence against that law will
be in federal jurisdiction
because there is a matter "arising under" a law of the
Commonwealth[119],
namely s 89(4) of the SEP
Act[120].
If there is a trial on indictment, that trial must comply with s 80 of
the
Constitution[121].
Section 89(4)
applies State law according to its terms
- That
leaves the question as to whether, when s 89(4) applies State law as
surrogate federal law, it does so according to the terms of the State law.
- Section 89(4)
does not purport to apply the relevant State laws "in accordance with their
tenor"[122],
or "in all cases to which they are
applicable"[123].
Section 89(4) is in different terms. It does not contain any qualifying
words of that kind. Or as Mason J explained in John Robertson &
Co Ltd v Ferguson Transformers Pty Ltd, it "contains no express
provision which would enable a court ... to alter the language of a State
statute and apply it in that altered
form"[124].
It simply says that the State law "applies" to a person being taken to the place
of issue in compliance with an order under s 83(8)(b). And while
s 89(4) should apply the relevant State law in a way that is consistent
with the purpose of
s 89(4)[125],
that purpose is achieved by applying the State law according to its own terms,
as explained below.
Purpose, context and history of
s 89(4)
- The
construction of s 89(4) of the SEP Act that has been described is
consistent with, and reflects, its purpose, context and
history[126].
- The
purpose of s 89(4) is both legal and practical. First, it fills a gap that
might otherwise have been thought to exist in the
law[127]. It
removes any doubt about whether a person who escapes from lawful custody while
subject to an order under s 83(8)(b) of the SEP
Act might be criminally
liable, but only if there is a State law which meets the description of a
law "relating to the liability of a person who escapes from lawful custody".
If
there is no such law, then there can be no liability under s 89(4). This
approach does not close the potential gap in the law
completely, in the way that
a specific federal offence could have.
- Second,
it determines which State law is to apply when a person subject to an
order under s 83(8)(b) of the SEP Act escapes from lawful custody. It is
the State
law in force in the place of issue of the warrant that applies to that
person. That avoids any confusion about whether, taking the
present appeal as
an example, it would be more appropriate for the person to be charged under
Victorian or New South Wales law.
The effect of s 89(4) is to exclude the
operation of Victorian law relating to liability for escape from lawful custody.
That is
not surprising. Section 89(4) is in Pt 5 of the SEP Act, which
deals with the execution of warrants under that Act, the purpose
of which is to
return a person to the State where there is an outstanding warrant for the
arrest and return to custody or detention
of that
person[128].
Consistently with that purpose, s 89(4) ensures that "proceedings in
relation to an escape ... be taken in the State ... to which
the person was
being taken, that is, the State ... of issue of the apprehension
process"[129].
Here, that State was New South Wales. It makes practical sense for a person who
has escaped from lawful custody while subject to
an order under s 83(8)(b) to be
dealt with by the authorities of New South Wales under New South Wales law upon
their return to New
South Wales.
- In
enacting s 89(4) of the SEP Act, the Commonwealth Parliament made a
deliberate decision to enact an "application" provision.
It did so for the
purpose of creating liability by reference to a State law and choosing which
State law that should be. If s 89(4)
applied State law otherwise than
according to its terms, and without some of its elements, that purpose would be
frustrated because
it would no longer be applying the chosen State law. It
would be creating a new and independent federal offence, the elements of
which
are unclear. That result would cause practical difficulties for the
prosecution, the defence, and the trial judge alike.
- In
some circumstances, a person may not be liable under s 89(4) because they
do not satisfy the elements of the applied State law
on its own terms.
But that consequence is not at odds with the purpose of s 89(4). As
noted earlier, that is a consequence of the
deliberate decision of the
Commonwealth Parliament to apply State laws to create criminal liability rather
than create or define
a specific federal offence to achieve a similar
result.
- The
New South Wales Parliament, in enacting s 310D of the Crimes Act, and
unlike the common law offence of escaping lawful custody, has chosen to
criminalise particular conduct by a particular class
of persons –
"inmates". The Commonwealth Parliament, through s 89(4) of the SEP
Act, has chosen for that law to apply to create
potential liability in
particular circumstances to the exclusion of other potentially applicable laws.
The substantive elements
of s 310D do not need to be altered for the
purpose of s 89(4) to be achieved.
Section 310D of the
Crimes Act
- The
next question is whether the appellant could be guilty of the Charge, an offence
contrary to s 310D(a) of the Crimes Act. Two issues arise. First, what
elements must the prosecution prove and, second, are those elements capable of
proof in relation
to the appellant?
- Throughout
the history of these proceedings, the appellant has contended that he was not an
"inmate", and is not capable of satisfying
the definition of "inmate", within
the meaning of s 310D of the Crimes Act. He has not contended, and does
not contend, that the other elements of s 310D of the Crimes Act are
not capable of being satisfied.
- An
"inmate" is relevantly a person who (a) is the subject of a warrant or order;
(b) where the warrant or order committed the person
to a "correctional centre";
and (c) the warrant or order was made by a "court" or "other competent
authority"[130].
Each element must be satisfied.
- First,
as to (a), the appellant was the subject of orders validly made under
s 83(8)(b) of the SEP Act – the SEPA Orders.
- As
to (b), the SEPA Orders required that the appellant be "returned to SYDNEY
POLICE CENTRE in the State of NSW". In Pt 6A of the Crimes Act,
entitled "Offences relating to escape from lawful custody" (which contains
s 310D), s 310A relevantly provides that "[i]n this Part",
"correctional centre" means "a correctional centre within the meaning of [the
CAS Act]". Section 3(1) of the CAS Act defines "correctional centre" to
include "any police station ... in which an offender is held in custody in
accordance with this
or any other Act". The Sydney Police Centre is a
"correctional centre" within the meaning of the CAS Act. The SEPA Orders
committed the appellant to a correctional centre.
- As
to (c), the SEPA Orders were made by a Victorian magistrate. "[C]ourt" is
defined in s 3(1) of the CAS Act to mean a number of specific courts or
"any other court that, or person who, exercises criminal jurisdiction"
(emphasis added). The word "person" and the use of the word "exercises" (rather
than "exercised") in that definition extend the
definition of "court" to include
persons who are capable of exercising criminal jurisdiction. The Victorian
magistrate who made
the SEPA Orders "exercises" criminal
jurisdiction[131]
and therefore satisfied the definition of "court" within the meaning of
s 4(1)(d) and (e) of the CAS Act. Moreover, the Victorian magistrate
was empowered by s 83(8)(b) of the SEP Act to commit the appellant to
a correctional centre.
The Victorian magistrate was therefore a "competent
authority" within the meaning of s 4(1)(e) of the CAS
Act[132].
- It
might be thought that the Acts Interpretation Act 1901 (Cth) would apply
to the interpretation of surrogate federal laws such as s 310D of the
Crimes Act as applied by s 89(4) of the SEP
Act[133].
However, s 89(4) of the SEP Act picks up "the law" relating to
liability for escaping from lawful custody. That law, in New South
Wales,
includes the Interpretation Act 1987 (NSW). Section 12(1)(a) of the
Interpretation Act 1987 (NSW) relevantly provides that "[i]n any Act ...
a reference to an officer, office or statutory body is a reference to such an
officer,
office or statutory body in and for New South Wales". However,
s 12 must be read subject to s 5(2), which relevantly
provides:
"This Act applies to an Act or instrument except in so far as the contrary
intention appears ... in the Act or instrument concerned." (emphasis
added)
- The
contrary intention appears in s 310D of the Crimes Act when "applied" by
s 89(4) of the SEP Act to empower a Victorian magistrate to commit the
appellant to a correctional centre in New
South Wales. That limited alteration
is necessary to ensure s 89(4) achieves its
purpose[134].
However, it is not necessary to put "to one side the carefully crafted
definitions of
'inmate'"[135]
– an essential element of the relevant New South Wales offence
– to ensure s 89(4) achieves its purpose.
- The
elements of s 310D are capable of proof in relation to the appellant.
However, contrary to the conclusion reached by the Court
of Appeal, all elements
of s 310D(a) must be proved.
Orders
- The
appeal should be dismissed with costs. By reason of the application of
s 89(4) of the SEP Act, the appellant could be guilty
of an offence
contrary to s 310D(a) of the Crimes Act.
[1] SEPA 1992, s 3(1), definition of
"warrant". Section 5(1) regards each Territory (except external Territories
that are taken to be part of a State
or another Territory by operation of
s 7(2)) as a State for the purpose of SEPA 1992. Accordingly, in these
reasons "State" should also be taken to refer to each Territory in
the context
of SEPA 1992.
[2] SEPA 1992, s 82(1). A
provision which does not apply to a person who is imprisoned: s 82(2).
[3] SEPA 1992, s 83(1) and (2).
[4] SEPA 1992, s 83(8)(a).
[5] By s 310A of the Crimes
Act the term "inmate" is defined to have the same meaning as it has in the
Crimes (Administration of Sentences) Act 1999 (NSW). The relevant part
of the definition appears at [22] of these reasons.
[6] Criminal Procedure Act 1986
(NSW), s 47(1); see also s 50 regarding the required form of the Court
Attendance Notice and description of the offence.
[7] Police v Mok unreported,
Local Court of New South Wales, 1 July 2013 at 14 [52] per Magistrate
Buscombe.
[8] Director of Public Prosecutions
(NSW) v Mok (2014) 296 FLR 1.
[9] Mok v Director of Public
Prosecutions (NSW) (2015) 320 ALR 584.
[10] [2015] HCATrans 301 (Bell and
Gageler JJ).
[11] (2014) 296 FLR 1 at 11 [40],
12–14 [48]–[58].
[12] (2015) 320 ALR 584 at 587 [9],
589 [20], 595 [49]–[51].
[13] As with the like orders made
under the Service and Execution of Process Act 1901 (Cth). See Aston
v Irvine [1955] HCA 53; (1955) 92 CLR 353 at 365; [1955] HCA 53; Ammann v Wegener
(1972) 129 CLR 415; [1972] HCA 58 which left open the question whether,
although acting administratively, the magistrate was sitting as a court: at 436
per Gibbs
J, Walsh J agreeing at 430, Stephen J agreeing at
439.
[14] Unlike s 18 of the
Service and Execution of Process Act 1901 (Cth), s 83 of SEPA 1992
imposes a duty on the magistrate to make one of the orders specified in
s 83(8). The Court of Appeal
held that its mandatory nature tended to
confirm its administrative character: (2015) 320 ALR 584 at 590 [25]. Whether
the imposition
of that duty was valid in light of the question discussed and
left open in O'Donoghue v Ireland [2008] HCA 14; (2008) 234 CLR 599 at 623–626
[48]–[57]; [2008] HCA 14 was not raised at any stage of the
proceedings leading to this appeal.
[15] Quick and Garran, The
Annotated Constitution of the Australian Commonwealth, (1901) at
617–620; and see Ammann v Wegener [1972] HCA 58; (1972) 129 CLR 415 at 443 per
Mason J; Dalton v New South Wales Crime Commission [2006] HCA 17; (2006) 227 CLR
490 at 500–502 [21]–[25]; [2006] HCA 17.
[16] Which by s 15(f) conferred
on the Federal Council legislative authority in respect of "[t]he enforcement of
criminal process beyond the limits of
the colony in which it is issued, and the
extradition of offenders" and led to the enactment of the Australasian Civil
Process Act 1886 (49 Vict No 3), the Australasian Judgments Act
1886 (49 Vict No 4) and the Australasian Testamentary Process Act
1897 (60 Vict No 2), preserved by covering cl 7 of the
Constitution, which repealed the 1885 Act. The statutes were all repealed by
s 2 of SEPA 1901.
[17] [1955] HCA 53; (1955) 92 CLR 353 at 364.
[18] [1955] HCA 53; (1955) 92 CLR 353 at 364;
Flaherty v Girgis [1987] HCA 17; (1987) 162 CLR 574 at 593 per Mason ACJ, Wilson
and Dawson JJ; [1987] HCA 17.
[19] (1918) 25 CLR 416; [1918]
HCA 72.
[20] An argument advanced by
Knox KC in submissions: [1918] HCA 72; (1918) 25 CLR 416 at 418.
[21] [1918] HCA 72; (1918) 25 CLR 416 at
420–421.
[22] Law Reform Commission,
Service and Execution of Process, Report No 40, (1987).
[23] Service and Execution of
Process Amendment Act 1991 (Cth).
[24] Renton v Renton (1918)
25 CLR 291 at 298 per Barton J; [1918] HCA 57; Flaherty v Girgis
[1987] HCA 17; (1987) 162 CLR 574 at 588–598 per Mason ACJ, Wilson and
Dawson JJ, 607 per Brennan J, 610 per Deane J.
[25] Law Reform Commission,
Service and Execution of Process, Report No 40, (1987) at 342
[721].
[26] By s 8(3A) the
exclusionary operation of s 8(4), and SEPA 1992 generally, does not affect
the operation of the "cross-border laws",
which are the cross-border laws of a
participating jurisdiction within the meaning of s 8 of the Cross-border
Justice Act 2008 (WA). Under that scheme, the participating jurisdictions
of Western Australia, South Australia and the Northern Territory authorised
the
extension of each other's laws in cross-border regions with which an alleged
offender has a connection: see Cross-border Justice Act 2008 (WA),
Cross-border Justice Act 2009 (SA), Cross-border Justice Act
(NT).
[27] Western Australia v The
Commonwealth (Native Title Act Case) [1995] HCA 47; (1995) 183 CLR 373 at 466
per Mason CJ, Brennan, Deane, Toohey, Gaudron and McHugh JJ; [1995]
HCA 47.
[28] (2015) 320 ALR 584 at 592
[35].
[29] Australian Competition and
Consumer Commission v CG Berbatis Holdings Pty Ltd [2003] HCA 18; (2003) 214 CLR 51 at 71
[38] per Gummow and Hayne JJ; [2003] HCA 18.
[30] Although the appellant did
contend in his written submissions that any offence he had committed by
attempting to escape at Tullamarine
Airport was an offence against a law of the
Commonwealth by operation of the Commonwealth Places (Application of Laws)
Act 1970 (Cth).
[31] (2015) 320 ALR 584 at 591
[28].
[32] Those provisions do not apply
to an escape from lawful custody in respect of an offence against a law of the
Commonwealth: SEPA
1992, ss 89(5), 74(5) and 46(5).
[33] Although the original
provisions relating to warrants of apprehension and transfer of persons in SEPA
1901 were modelled in part
on the Indictable Offences Act 1848 (11 &
12 Vict c 42) and the Fugitive Offenders Act 1881 (Imp), there was
no equivalent of s 28 of the 1881 Act, which provided for the trial of a
person who escaped from custody under
an inter-jurisdictional warrant.
Section 19ZC(2), in similar terms to s 89(4), was inserted into SEPA
1901 by the Service and Execution of Process Amendment Act 1991
(Cth).
[34] Law Reform Commission,
Service and Execution of Process, Report No 40, (1987) at
152–153 [319].
[35] Service and Execution of
Process Amendment Act 1991 (Cth).
[36] Law Reform Commission,
Service and Execution of Process, Report No 40, (1987) at 219
[438].
[37] Law Reform Commission,
Service and Execution of Process, Report No 40, (1987) at 386.
[38] Crimes Act,
s 10A. Part 1A was inserted into the Act by the Crimes Legislation
Amendment Act 2000 (NSW).
[39] Crimes Act, s
10C(2)(b).
[40] (2015) 320 ALR 584 at 589 [21],
citing Worthing v Rowell and Muston Pty Ltd (1970) 123 CLR 89; [1970]
HCA 19; R v Phillips (1970) 125 CLR 93; [1970] HCA 50;
Allders International Pty Ltd v Commissioner of State Revenue (Vict)
(1996) 186 CLR 630; [1996] HCA 58; Permanent Trustee Australia Ltd v
Commissioner of State Revenue (Vict) (2004) 220 CLR 388; [2004]
HCA 53.
[41] (1999) 196 CLR 392 at 415 [51];
[1999] HCA 5.
[42] [2004] NSWCCA 353; (2004) 61 NSWLR 384 at 388
[12].
[43] (2015) 320 ALR 584 at 592
[35].
[44] The other States and
Territories have also enacted statutes providing for the offence of escaping
from lawful custody: Crimes Act 1958 (Vic), s 479C; Criminal
Law Consolidation Act 1935 (SA), s 254; Criminal Code
(Q), s 142; Criminal Code (WA), s 146; Criminal Code
(Tas), s 107; Criminal Code (NT), s 112; Crimes Act
1900 (ACT), s 160.
[45] Crimes Legislation Amendment
(Sentencing) Act 1999 (NSW), Sched 3, commenced 3 April 2000.
[46] Crimes Legislation Amendment
(Sentencing) Act 1999 (NSW), Sched 1, commenced 3 April 2000.
[47] Crimes Act, s 310A,
definition of "inmate".
[48] Correctional Centres Act
1952 (NSW), s 4(1), definition of "inmate".
[49] Crimes (Administration of
Sentences) Act, s 3(1), definition of "court".
[50] Crimes (Administration of
Sentences) Act, s 3(1), definition of "correctional centre".
[51] Children (Detention Centres)
Act, s 3(1), definition of "detainee".
[52] Sections 340–343 were
inserted by the Crimes (Public Justice) Amendment Act 1990 (NSW), which
entered into force on 25 November 1990.
[53] The effect of s 343 as
preserving the common law offence was referred to in R v Peehi (1997) 41
NSWLR 476 at 480 per Hidden J, Gleeson CJ and Hunt CJ at CL
agreeing at 477.
[54] See generally R v Scott
[1967] VR 276; R v Dhillon [2006] 1 WLR 1535. Examples of the
application of the common law of escape in New South Wales include R v
Farlow [1980] 2 NSWLR 166; R v Gregory [1983] 3 NSWLR 172; R v
Peehi (1997) 41 NSWLR 476; R v Bethune [2001] NSWCCA 303; R v
Gordon [2004] NSWCCA 45; Petterson v The Queen [2013] NSWCCA 133.
[55] Police v Mok unreported,
Local Court of New South Wales, 1 July 2013 at 13 [45]–[46], 14 [52]
per Magistrate Buscombe.
[56] (2014) 296 FLR 1 at 10–11
[39]–[40].
[57] (2014) 296 FLR 1 at 11
[40].
[58] (2014) 296 FLR 1 at 14
[62]–[63].
[59] (2014) 296 FLR 1 at 14–15
[64]–[68].
[60] (2015) 320 ALR 584 at 585
[2].
[61] (2015) 320 ALR 584 at
591–592 [32]–[36].
[62] (2015) 320 ALR 584 at 591
[28].
[63] (2015) 320 ALR 584 at 589
[20].
[64] (2015) 320 ALR 584 at 594
[47].
[65] (2015) 320 ALR 584 at 595 [49]
(emphasis in original).
[66] (2015) 320 ALR 584 at 595 [50]
(emphasis in original).
[67] (2015) 320 ALR 584 at 595
[51].
[68] CPAL Act, s 4(1). See
also Commonwealth Places (Mirror Taxes) Act 1998 (Cth), s 6.
[69] [1995] HCA 47; (1995) 183 CLR 373 at
484–485 per Mason CJ, Brennan, Deane, Toohey, Gaudron and
McHugh JJ.
[70] For example, s 4(6) of
the CPAL Act authorises regulations providing that a State law
applied by s 4 "shall be deemed to have so applied, with such modifications
as are specified in the regulations."
[71] John Robertson & Co Ltd
v Ferguson Transformers Pty Ltd [1973] HCA 21; (1973) 129 CLR 65 at 94–95 per
Mason J; [1973] HCA 21; Australian Securities and Investments
Commission v Edensor Nominees Pty Ltd (2001) 204 CLR 559 at 593–594
[72]–[74] per Gleeson CJ, Gaudron and Gummow JJ, 609–610
[129]–[130] per McHugh
J; [2001] HCA 1; Solomons v District
Court (NSW) [2002] HCA 47; (2002) 211 CLR 119 at 134 [22] per Gleeson CJ, Gaudron,
Gummow, Hayne and Callinan JJ; [2002] HCA 47; British American
Tobacco Australia Ltd v Western Australia [2003] HCA 47; (2003) 217 CLR 30 at 60 [67] per
McHugh, Gummow and Hayne JJ; [2003] HCA 47.
[72] Common law offences generally,
except contempt of court, have been abolished by the Criminal Code Act
1899 (Q), s 5; Criminal Code Act Compilation Act 1913
(WA), Appendix B, s 4; Criminal Code Act 1924 (Tas), s 6;
Criminal Code Act (NT), s 6; Criminal Code 2002 (ACT),
s 5.
[73] See also Criminal Code
(WA), s 146; Criminal Code (Tas), s 107; Criminal Code
(NT), s 112; Crimes Act 1900 (ACT), s 160.
[74] Crimes (Administration of
Sentences) Act, s 4(1)(a).
[75] Crimes (Administration of
Sentences) Act, s 4(1)(b).
[76] Crimes (Administration of
Sentences) Act, s 4(1)(c).
[77] Crimes (Administration of
Sentences) Act, s 4(1)(c1).
[78] Crimes (Administration of
Sentences) Act, s 4(1)(d).
[79] Crimes (Administration of
Sentences) Act, s 4(1)(d1).
[80] Crimes (Administration of
Sentences) Act, s 4(1)(d2).
[81] Crimes (Administration of
Sentences) Act, s 4(1)(d3).
[82] Crimes (Administration of
Sentences) Act, s 4(1)(e).
[83] (2015) 320 ALR 584 at 595 [50]
(emphasis in original).
[84] At [3].
[85] Police v Mok unreported,
Local Court of New South Wales, 1 July 2013 at 14-15 [52]-[53] per Magistrate
Buscombe.
[86] Mok v Director of Public
Prosecutions (NSW) (2015) 320 ALR 584 at 595 [51].
[87] Mok v Director of Public
Prosecutions (NSW) (2015) 320 ALR 584 at 592 [38].
[88] Mok v Director of Public
Prosecutions (NSW) (2015) 320 ALR 584 at 595 [49].
[89] [1973] HCA 21; (1973) 129 CLR 65 at 95; [1973]
HCA 21.
[90] Mok v Director of Public
Prosecutions (NSW) (2015) 320 ALR 584 at 595 [51].
[91] Mok v Director of Public
Prosecutions (NSW) (2015) 320 ALR 584 at 595 [49].
[92] Commissioner of Stamp Duties
(NSW) v Owens [No 2] [1953] HCA 62; (1953) 88 CLR 168 at 170 per Dixon CJ, Williams, Webb,
Fullagar and Kitto JJ; [1953] HCA 62; The Commonwealth v Mewett (1997)
191 CLR 471 at 556 per Gummow and Kirby JJ; [1997] HCA 29; Austral
Pacific Group Ltd (In liq) v Airservices Australia [2000] HCA 39; (2000) 203 CLR 136 at 155
[54] per McHugh J; [2000] HCA 39, quoting Maguire v Simpson [1977] HCA 63; (1977)
139 CLR 362 at 376 per Gibbs J; [1977] HCA 63; Australian Securities and
Investments Commission v Edensor Nominees Pty Ltd (2001) 204 CLR 559 at
611-612 [134]-[135] per McHugh J; [2001] HCA 1; Solomons v District
Court (NSW) [2002] HCA 47; (2002) 211 CLR 119 at 146 [60] per McHugh J; [2002] HCA 47,
quoting Pedersen v Young [1964] HCA 28; (1964) 110 CLR 162 at 165 per Kitto J;
[1964] HCA 28.
[93] Mok v Director of Public
Prosecutions (NSW) (2015) 320 ALR 584 at 593 [44].
[94] s 82(3)(a) of the SEP Act.
Section 82 does not apply to a person in prison: s 82(2) of the SEP
Act.
[95] cf definition of "warrant" in
s 3(1) of the SEP Act.
[96] cf definition of "authority" in
s 3(1) of the SEP Act.
[97] s 83(1) of the SEP
Act.
[98] Subject to ss 83(10) and
(14) and 84 of the SEP Act, which are not presently relevant.
[99] s 310A of the Crimes
Act.
[100] Director of Public
Prosecutions (NSW) v Mok (2014) 296 FLR 1.
[101] Mok v Director of Public
Prosecutions (NSW) (2015) 320 ALR 584.
[102] Mok v Director of Public
Prosecutions (NSW) (2015) 320 ALR 584 at 595 [51].
[103] Hili v The Queen
[2010] HCA 45; (2010) 242 CLR 520 at 527 [21]; [2010] HCA 45.
[104] Bass v Permanent Trustee
Co Ltd [1999] HCA 9; (1999) 198 CLR 334 at 352 [35]; [1999] HCA 9; APLA Ltd v
Legal Services Commissioner (NSW) [2005] HCA 44; (2005) 224 CLR 322 at 406 [230]; [2005]
HCA 44.
[105] See, eg, Insight
Vacations Pty Ltd v Young (2011) 243 CLR 149; [2011] HCA 16. See also
s 136 of the Excise Act 1901 (Cth) and s 247 of the Customs
Act 1901 (Cth), discussed in Chief Executive Officer of Customs v
Labrador Liquor Wholesale Pty Ltd (2003) 216 CLR 161; [2003] HCA 49.
[106] See, eg, Solomons v
District Court (NSW) [2002] HCA 47; (2002) 211 CLR 119 at 134-135 [20]- [24]; [2002]
HCA 47; Insight Vacations Pty Ltd v Young [2011] HCA 16; (2011) 243 CLR 149.
See also Pedersen v Young [1964] HCA 28; (1964) 110 CLR 162 at 165; [1964] HCA 28;
Maguire v Simpson [1977] HCA 63; (1977) 139 CLR 362 at 408; [1977] HCA 63;
The Commonwealth v Mewett (1997) 191 CLR 471 at 514, 554; [1997] HCA
29.
[107] The second argument was
raised by the respondent's amended notice of contention.
[108] See Pinkstone v The
Queen [2004] HCA 23 ; (2004) 219 CLR 444 at 458 [38] ; [2004] HCA 23.
[109] Allders International Pty
Ltd v Commissioner of State Revenue (Vict) (1996) 186 CLR 630; [1996] HCA
58.
[110] Worthing v Rowell and
Muston Pty Ltd (1970) 123 CLR 89; [1970] HCA 19; R v Phillips (1970)
125 CLR 93; [1970] HCA 50; Allders International Pty Ltd v Commissioner of
State Revenue (Vict) [1996] HCA 58; (1996) 186 CLR 630; Permanent Trustee Australia Ltd
v Commissioner of State Revenue (Vict) (2004) 220 CLR 388; [2004] HCA
53.
[111] ss 10A to 10C of the
Crimes Act.
[112] s 109 of the
Constitution and, in relation to Tullamarine Airport, s 4(2)(a) of the CPAL
Act.
[113] s 89(1) of the SEP
Act.
[114] See [67]-[68] above.
[115] s 81A defines "warrant"
for Pt 5 of the SEP Act: see [73] above.
[116] Mok v Director of Public
Prosecutions (NSW) (2015) 320 ALR 584 at 595 [50] (emphasis in
original).
[117] s 3(5) of the SEP
Act.
[118] The common law offence of
escaping from lawful custody is preserved by s 343(a) of the Crimes
Act.
[119] s 76(ii) of the
Constitution.
[120] In the criminal context,
federal jurisdiction to resolve such matters is conferred on State courts by
s 68(2) of the Judiciary Act.
[121] Pinkstone v The Queen
[2004] HCA 23 ; (2004) 219 CLR 444 at 458 [38] .
[122] cf s 4(1) of the CPAL
Act.
[123] cf s 79(1) of the
Judiciary Act. See also s 68(1) of the Judiciary Act.
[124] [1973] HCA 21; (1973) 129 CLR 65 at 95;
[1973] HCA 21.
[125] John Robertson [1973] HCA 21; (1973)
129 CLR 65 at 95.
[126] Alcan (NT) Alumina Pty
Ltd v Commissioner of Territory Revenue [2009] HCA 41; (2009) 239 CLR 27 at 46-47 [47];
[2009] HCA 41.
[127] For example, under the
Service and Execution of Process Act 1901 (Cth), there was originally no
provision which addressed escape from custody while the person was under an
order remanding them
to the State of issue made under that Act: Law Reform
Commission, Service and Execution of Process, Report No 40, (1987) at 219
[438]. In 1991, the Service and Execution of Process Amendment Act 1991
(Cth) was passed, which introduced a number of new provisions into the
Service and Execution of Process Act 1901 (Cth), including
s 19ZC(2), which can be seen to be the predecessor to s 89(4) of the
SEP Act.
[128] s 83(8)(b) of the SEP
Act, read with the definitions of "warrant" and "authority" in s 81A.
[129] Law Reform Commission,
Service and Execution of Process, Report No 40, (1987) at 219 [438]. See
also at 152-153 [319]. In relation to the legislative history, see [103]
above.
[130] See [79] above.
[131] s 25 of the
Magistrates' Court Act 1989 (Vic).
[132] cf Barnes v Kuser
[2007] WASC 300; (2007) 179 A Crim R 181 at 184-185 [19]- [25].
[133] cf s 5(1) of the CPAL
Act.
[134] John Robertson [1973] HCA 21; (1973)
129 CLR 65 at 95.
[135] Mok v Director of Public
Prosecutions (NSW) (2015) 320 ALR 584 at 595 [51].
AustLII:
Copyright Policy
|
Disclaimers
|
Privacy Policy
|
Feedback
URL: http://www.austlii.edu.au/au/cases/cth/HCA/2016/13.html