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Kalbasi v Western Australia [2018] HCA 7 (14 March 2018)
Last Updated: 14 March 2018
HIGH COURT OF AUSTRALIA
KIEFEL CJ,
BELL, GAGELER, KEANE, NETTLE, GORDON AND EDELMAN
JJ
POUYAN KALBASI APPELLANT
AND
THE STATE OF WESTERN AUSTRALIA RESPONDENT
Kalbasi v Western Australia
[2018] HCA 7
14
March 2018
P21/2017
ORDER
Appeal dismissed.
On appeal from the Supreme Court of Western Australia
Representation
T A Game SC with P McQueen and G E L Huxley for the appellant (instructed by
Lavan)
A L Forrester SC with K C Cook for the respondent (instructed by Director of
Public Prosecutions (WA))
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Kalbasi v Western Australia
Criminal law – Appeal against conviction – Application of proviso
– Where appellant indicted for attempting to possess
prohibited drug with
intent to sell or supply to another – Where police replaced prohibited
drug with another substance –
Where trial judge and counsel erroneously
assumed s 11 of Misuse of Drugs Act 1981 (WA) applied deeming possession
of quantity of drugs sufficient to prove possession for purpose of sale or
supply to another –
Where jury erroneously directed that proof of
possession of substitute "drugs" would suffice to prove intention to sell or
supply
to another – Where intention not otherwise live issue at trial
– Where sole issue at trial was appellant's possession
of substitute
"drugs" – Where prosecution concedes erroneous direction as to
intention but contends "no substantial miscarriage of justice has occurred"
– Whether "no substantial miscarriage of justice has occurred" –
Whether misdirection precluded application of proviso.
Words and phrases – "deemed intent", "error of outcome", "error of
process", "fundamental defect", "fundamental error", "fundamentally
flawed",
"inevitability of result", "intention", "loss of a fair or real chance of
acquittal", "miscarriage of justice", "negative
proposition", "proviso",
"reasonable jury", "substantial miscarriage of justice", "this jury".
Criminal Appeals Act 2004 (WA), s 30.
Misuse of Drugs Act
1981 (WA), ss 6(1)(a) , 11 , 33 (1), 34 .
KIEFEL CJ, BELL, KEANE AND GORDON JJ.
Introduction
- Section 6(1)(a)
of the Misuse of Drugs Act 1981 (WA) ("the MDA") makes it an offence to
be in possession of prohibited drugs with intent to sell or supply them to
another. Section 11 of the MDA operates to deem a person who is in
possession of a specified quantity of a prohibited drug, subject to proof to the
contrary,
to have it in possession with intent to sell or supply to another. In
the case of methylamphetamine, a prohibited drug, the quantity
which enlivens
the operation of s 11 is two grams. In Krakouer v The
Queen[1] it
was held that s 11 has no application on the prosecution of a charge of
attempted possession of a prohibited drug.
- The
appellant was tried in the District Court of Western Australia
(Stevenson DCJ and a jury) on an indictment that charged him with
attempting to supply a prohibited drug, methylamphetamine, with intent to sell
or supply it to
another[2]. This
was a re-trial following an earlier successful conviction
appeal[3]. It
was the State's case that the appellant attempted to possess a consignment of
4.981 kg of methylamphetamine. Notwithstanding
the decision in Krakouer,
it appears that the judge, the prosecutor and senior and junior counsel for the
defence all assumed that s 11 of the MDA applied to the trial of the charge
of attempted possession. The jury was directed as to the s 11 presumption
and instructed that in the event it was satisfied that the appellant was in
possession of the "drugs", his intention
to sell or supply them to another was
proved beyond reasonable doubt.
- The
appellant appealed against his conviction to the Court of Appeal of the Supreme
Court of Western Australia (McLure P, Mazza and
Mitchell JJA). The
determination of the appeal was governed by s 30 of the Criminal Appeals
Act 2004 (WA) ("the CAA"), which relevantly provides:
"(2) Unless under subsection (3) the Court of Appeal allows
the appeal, it must dismiss the appeal.
(3) The Court of Appeal must allow the appeal if in its opinion
–
(a) the verdict of guilty on which the
conviction is based should be set aside because, having regard to the evidence,
it is unreasonable
or cannot be supported; or
(b) the conviction should be set aside because of a wrong decision on a
question of law by the judge; or
(c) there was a miscarriage of justice.
(4) Despite subsection (3), even if a ground of appeal might be decided in
favour of the offender, the Court of Appeal may dismiss
the appeal if it
considers that no substantial miscarriage of justice has
occurred."
- The
provision closely mirrors the common form criminal appeal
statute[4] but
adopts a contemporary style of drafting, which separates its component parts.
The qualifier "actually" is omitted from the requirement
that no substantial
miscarriage of justice has occurred in sub-s (4) ("the proviso"). The
omission is not suggested to be material
to the appellant's argument.
- The
State conceded that the direction concerning proof of intention was wrong. It
submitted that the appeal should nonetheless be
dismissed under s 30(4),
contending that, in light of the conduct of the trial, the error did not
occasion a substantial miscarriage of justice.
- In
their joint reasons, Mazza and Mitchell JJA considered the application of
the proviso by reference to whether the error was of
"process" or "outcome":
errors of the first kind not being susceptible to its
engagement[5].
Their Honours rejected that the misdirection was an error of
process[6]. This
conclusion took into account the observations of the plurality in
Krakouer[7].
Their Honours moved to a consideration of the "outcome" aspect of the proviso.
They concluded that, in light of the appellant's
proven possession of nearly
5 kg of "methylamphetamine", his conviction for the offence of attempted
possession with the intention
of selling or supplying the drug to another was
inevitable[8].
McLure P, in separate reasons, also concluded that the jury's finding that
the appellant had attempted to possess such a large
quantity of high purity drug
made his conviction for the offence with which he was charged
inevitable[9].
The appeal was dismissed.
- On
12 May 2017, Gageler, Nettle and Edelman JJ gave the appellant special
leave to appeal on the sole ground that the Court of Appeal
erred in finding
that there was no substantial miscarriage of justice and in dismissing his
appeal.
Weiss v The Queen
- Before
turning to the evidence and the course of the trial, it is convenient to deal
with one aspect of the appellant's challenge
which is directed to the
application of Weiss v The
Queen[10].
The appellant contends that a vice in the approach taken in the joint reasons is
that Mazza and Mitchell JJA confined their analysis
of errors of "process"
to "fundamental" errors "go[ing] to the root of the
proceedings"[11]
and, having determined that the misdirection was not an error of that kind,
dismissed the appeal on satisfaction that guilt was proved
beyond reasonable
doubt without further examination of the nature and possible effect of the
error. The appellant submits that either
the approach misapplies the principles
explained in Weiss or, if it does not, Weiss should be qualified
or overruled. He argues that Weiss has left uncertain the principles
that engage the proviso and that the uncertainty has not been resolved in more
recent decisions
of the
Court[12]. The
high point of the submission is the invitation to return to a test for the
determination of a substantial miscarriage of justice
which asks whether the
accused has lost a chance of acquittal fairly
open[13] or
whether there has been some substantial departure from a trial according to
law[14].
- Weiss
is a unanimous decision and the appellant's careful argument does not provide a
principled reason to depart from
it[15]. In
light of the argument, it is as well to recall the notorious difficulties
associated with the "lost chance of
acquittal"[16]
formulation when applied as the criterion of a substantial miscarriage of
justice[17].
Chief among these was the question of how the appellate court is to assess the
lost chance. Courts were divided between the view
that it was to be assessed
from the standpoint of the jury at the trial ("this
jury")[18] and
the view that it was to be assessed from the standpoint of the reasonable jury,
properly instructed, and acting on admissible
evidence (the "reasonable
jury")[19].
Assessment by reference to "this jury" was thought to give work to the proviso
in a case in which the appeal succeeded under the
third limb of the common form
provision (that on any ground there was a miscarriage of justice (here
s 30(3)(c)))[20],
whereas assessment by reference to the "reasonable jury" was thought not
to[21].
- In
England the debate was ultimately resolved in favour of assessment from the
standpoint of the "reasonable
jury"[22]. As
Professor Pattenden has observed, it was probably the only realistic approach to
take given that the appellate court has no
way of knowing what the particular
jury might have thought had the trial been conducted
properly[23],
whereas the "reasonable jury" test turned on the appellate court's own
assessment of the
facts[24]. As
the Donovan Committee explained, the application of the "reasonable jury" test
in practice had involved the appellate court
coming to a conclusion of fact:
whether the evidence established guilt beyond reasonable
doubt[25].
- The
two approaches remained alive in the Australian jurisdictions and the difference
in their application was the issue starkly raised
in Weiss. It will be
recalled that the Victorian Court of Appeal dismissed Weiss' appeal applying the
"this jury" test while stating that
the appeal would have been allowed had the
test been the inevitability of conviction assessed from the standpoint of the
"reasonable
jury"[26]. The
conclusion highlighted a perceived difficulty in determining, at least in the
case of wrongly admitted evidence, that conviction
by a hypothetical jury can
ever be said to be "inevitable".
- Weiss
settled the debate in an analysis that is grounded in the text of the common
form provision. The apparent tension between the command
to allow an appeal
where the court is of the opinion that there was a miscarriage of justice,
subject to the proviso that it may
dismiss the appeal if it considers that no
substantial miscarriage of justice has occurred, is resolved by reference to
history and
legislative purpose. Consistently with the long tradition of the
criminal
law[27], any
irregularity or failure to strictly comply with the rules of procedure and
evidence is a miscarriage of justice within the third
limb of the common form
provision (here s 30(3)(c)). The determination of whether, notwithstanding
the error, there has been no substantial miscarriage of justice is committed to
the
appellate court. The appellate court's assessment does not turn on its
estimate of the verdict that a hypothetical jury, whether
"this jury" or a
"reasonable jury", might have returned had the error not
occurred[28].
The concepts of a "lost chance of acquittal" and its converse the "inevitability
of conviction" do not serve as tests because the
appellate court is not
predicting the outcome of a hypothetical error-free trial, but is deciding
whether, notwithstanding error,
guilt was proved to the criminal standard on the
admissible evidence at the trial that was had.
- The
influence of an error on the deliberations of a jury can never be known. The
stipulation of the negative
proposition[29]
as a condition of the engagement of the proviso recognises that the conviction
of a person whose guilt has not been proved, beyond
reasonable doubt, on
admissible evidence, will always be a substantial miscarriage of justice. On
the other hand, the appellate
court's satisfaction that guilt has been proved to
the criminal standard on the admissible evidence will in many instances support
the conclusion that there has been no substantial miscarriage of justice
notwithstanding a wrong decision on a question of law (under
the second limb,
here s 30(3)(b)) or a miscarriage of justice (under the third limb, here s
30(3)(c))[30].
This is to recognise and give effect to the evident purpose of the enactment of
the proviso to do away with the formalism of the
Exchequer
rule[31].
- In
the course of argument in
Weiss[32],
Gleeson CJ put the case in which inadmissible evidence is wrongly admitted
to prove a fact against an accused who later gives evidence
admitting the fact.
His Honour identified that case as one where the proviso would be rightly
applied even though it could not be
said that a conviction was inevitable.
Gleeson CJ's example is of a case in which the appellate court may readily
conclude for itself
from the record – including the admission and the
jury's verdict of guilty – that guilt was proved beyond reasonable
doubt.
As Gleeson CJ said, in concluding his intervention in argument in
Weiss: "I suggest that the appropriate test is the statutory
test."[33]
- Contrary
to the appellant's submission, Weiss requires the appellate court to
consider the nature and effect of the error in every
case[34]. This
is because some errors will prevent the appellate court from being able to
assess whether guilt was proved to the criminal
standard. These may include,
but are not limited to, cases which turn on issues of contested
credibility[35],
cases in which there has been a failure to leave a defence or partial defence
for the jury's
consideration[36]
and cases in which there has been a wrong direction on an element of liability
in issue or on a defence or partial
defence[37].
In such cases Weiss does not disavow the utility of the concepts of the
lost chance of acquittal or inevitability of
conviction[38]:
regardless of the apparent strength of the prosecution case, the appellate court
cannot be satisfied that guilt has been proved.
Assessing the application of
the proviso by reference to considerations of "process" and "outcome" may or may
not be helpful provided
always that the former takes into account the capacity
of the error to deprive the appellate court of the ability to justly assess
the
latter[39].
- The
appellant's invitation to elaborate on the categories of case in which
satisfaction of the negative condition will not suffice
to enliven the proviso
is to be resisted. It is not possible to describe the metes and bounds of those
wrong decisions of law or
failures of trial process that will occasion a
substantial miscarriage of justice notwithstanding the cogency of proof of the
accused's
guilt[40]. As
was established in Weiss, the fundamental question remains whether there
has been a substantial miscarriage of justice. That question is not answered by
trying to identify some classes of case in which the proviso can be or cannot be
applied. Classifications of that kind are distracting
and apt to mislead.
- For
the reasons to be given, the misdirection at the appellant's trial was not an
error of that kind, nor was it an error that denied
the Court of Appeal the
capacity to assess that his guilt of the offence with which he was charged was
proved beyond reasonable doubt.
The scheme of the MDA
- Relevantly,
s 6(1)(a) of the MDA makes it an offence for a person to possess a
prohibited drug with intent to sell or supply it to another. The offence
is
punishable by a fine not exceeding $100,000 or imprisonment for a term not
exceeding 25 years, or
both[41].
Section 6(2) makes the possession of a prohibited drug simpliciter an
offence. A s 6(2) offence is punishable by a fine not exceeding $2,000 or
imprisonment not exceeding two years, or
both[42]. On
the trial of a count under s 6(1) the jury may return a verdict for the
simple s 6(2) offence if it is not satisfied that the accused's possession
of the prohibited drug was accompanied by the requisite
intention[43].
A person who attempts to commit an offence under the MDA is liable on conviction
to the same penalty to which a person who commits
the principal offence is
liable[44]. A
person has possession of prohibited drugs in circumstances that include the
exercise of control or dominion over
them[45].
The evidence
- On
12 November 2010, officers of the New South Wales Police Force, acting at the
request of their Western Australian counterparts,
executed a search warrant on a
freight company's premises in Sydney. They were shown a cardboard box which had
been received for
consignment to Western Australia. The consignment note
contained an instruction to call for collection "James Walker" on a mobile
telephone number which ended with the numbers 731 ("the 731 number"). Inside
the cardboard box were two padlocked plastic toolboxes
each containing five
plastic bags of methylamphetamine. The total quantity of methylamphetamine was
4.981 kg. The purity of the
drug was 84% and was indicative that it was
"from the point of manufacture". Expert evidence established that 4.981 kg of
methylamphetamine
was a highly valuable commodity.
- The
contents of the plastic bags were replaced with rock salt and the cardboard box
was reconstructed. A listening device was concealed
inside the packaging. A
man named Matthew Lothian attempted to collect the cardboard box from the
freight company's premises in
Perth on 15 November. He was told to return the
following day. He did so. His car ran out of fuel on the way and he completed
the journey to the freight company's premises by taxi. After collecting the
cardboard box Lothian re-fuelled his car and returned
to his home in Falstaff
Crescent, Spearwood. As the result of his attendance at the freight company on
15 November, the police were
maintaining surveillance on Lothian's movements.
He entered the Falstaff Crescent premises with the cardboard box at about
3:16pm.
At about 3:20pm, the appellant arrived at the premises by bicycle.
- The
listening device recording was in evidence. It was of poor quality but three
voices were audible on it. These belonged to Lothian;
his girlfriend, Venetia
Tilbrook; and the appellant. The cardboard box was opened after the appellant's
arrival. Sounds consistent
with its opening and with the padlocks on the
toolboxes being cut were audible. So, too, was Lothian's account of having run
out
of fuel. Significantly, that account commenced with Lothian saying "when I
first text ya, yeah, from there, mate, anyway, everything
went to shit",
suggesting on the prosecution case that he had made contact with the appellant
shortly before collecting the consignment.
- At
3:36pm, Lothian left the house for a short period. At 3:38pm, Tilbrook left the
house. At about 3:40pm the appellant asked Lothian
for a pipe. About 10
minutes later, the appellant said "[d]on't move. I'll come back". At about
3:57pm the appellant left the
premises. He rode his bicycle into the park
located opposite the Falstaff Crescent premises. He appeared to make a
telephone call.
Police in an unmarked vehicle pursued him and called on him to
stop. After a short pursuit he was apprehended. He did not have
a mobile
telephone on him. His attempt to flee after the police identified themselves
was relied on as evincing his consciousness
of guilt.
- At
4:00pm the police executed a search warrant at the Falstaff Crescent premises.
Lothian was the only occupant. The opened cardboard
box was in the lounge room
and the open toolboxes were in the kitchen. One bag of rock salt, plastic
clipseal bags and two broken
padlocks were found in a beer carton, which was
being used as a makeshift bin. The other nine bags of rock salt were on the
bottom
shelf of a kitchen cupboard. On the kitchen sink were mixing bowls,
three sets of digital scales, a box of disposable gloves and
two pairs of used
disposable gloves. MSM, a substance used to cut methylamphetamine, was in a
baking dish on the stove. A third
pair of disposable gloves was found on the
table in the hallway.
- The
mixed DNA profile on the gloves found in the hallway matched the profiles of
Lothian and Tilbrook and excluded the appellant
as a contributor. The appellant
was also excluded as a contributor to the DNA profile detected on one of the
pairs of gloves in
the kitchen. The mixed DNA profile on this pair of gloves
matched the profiles of Lothian and Tilbrook. A mixed DNA profile on
the inside
of a glove from the other pair of gloves in the kitchen matched the appellant's
DNA profile. Lothian and Tilbrook were
excluded as contributors to the DNA
found on this glove.
- The
appellant told the police that he lived at an address in East Perth. A search
warrant was executed on these premises. Despite
the appellant's insistence that
this was where he lived, when he was taken to the address the appellant had to
telephone somebody
to let him in and identification belonging to other men was
found in each bedroom.
- A
white BlackBerry mobile telephone was found in a storeroom at the Falstaff
Crescent premises. The mobile telephone had a PIN lock
on it and the
information could not be downloaded. Lothian had been seen using what appeared
to be a white mobile telephone at the
freight carrier's premises. Quantities of
methylamphetamine said to belong to Lothian were found in the kitchen and the
bedroom
drawer of the Falstaff Crescent premises. Documents found at those
premises established that Lothian had flown from Perth to Sydney
on 11 November
2010.
- Documents
seized from the appellant's residence in Applecross indicated that he had flown
from Perth to Sydney on 3 November 2010,
returning to Perth on 13 November 2010.
A BlackBerry telephone charger was found in the search of the appellant's home
but no BlackBerry
telephone was located. Telephone records linked the appellant
to the 731 number.
- The
appellant did not give or call any evidence at the trial.
The
course of the trial
The parties' cases
- The
prosecution sought to establish that the appellant had attempted to possess the
consignment of methylamphetamine contained in
the cardboard box by
circumstantial proof that he was exercising control over the "drugs" while he
was present in the Falstaff Crescent
premises. The prosecutor opened her case
identifying proof of the appellant's attempt to possess the "drugs", "knowing"
that they
were prohibited drugs, as the "real issue". She invited the jury to
find that the appellant and Lothian were adding MSM to the "drugs",
with a view
to distribution of the same, when the appellant realised after testing a sample
that it was not what he was expecting.
Shortly after this he instructed
Lothian, "[d]on't move. I'll come back".
- Senior
counsel for the appellant opened his case explaining that much of the evidence
was not in dispute, and suggesting "[i]f there's
one thing I ask you to
remember, it's the word 'control'". He continued:
"The prosecution
have to prove control of it. ... What the defence is saying is he wasn't in
control. That's the dispute between
the parties, and I won't seek to persuade
you one way or another now, because you just haven't heard the evidence. But
just keep
your mind on that. The defence is saying he's not in control."
- The
focus of senior counsel's closing submission was that the appellant's presence
in the Falstaff Crescent premises did not establish
his control over the
"drugs":
"Mere presence isn't enough and you can't convict someone
merely because they might have known some, perhaps quite a lot of what was
going
on. Mere presence isn't enough and mere knowledge isn't enough. What needs to
be shown is control."
- Prominent
to the determination of the appeal in the Court of Appeal and in this Court was
the following submission put on the appellant's
behalf ("the Nissan
submission"):
"If a person turns up somewhere where something bad
is happening, you don't assume that they are bought into it completely. Take
it
out of criminal context for a second. You go down to your Nissan dealership, go
in the door, and you look at the Nissans, and
you say, 'Look, there's 10
beautiful – 10 Nissans that I like – I want. I'll get one for
myself, and if I like it, I'll
get one for my daughter if I like it'. You know.
'Show me the Nissans'. You don't control those Nissans just by looking at them.
The State didn't prove what [the appellant] had in mind when he went down
there. But what they certainly didn't prove is that he
had any ownership, any
control, knowledge, possession of those drugs before he got there."
The discussion concerning the directions
- After
the close of the prosecution case, and before the addresses, there was
discussion concerning the directions to be given to
the jury. Counsel were
supplied with a copy of a "jury aide" which was later distributed to the jury.
There was no objection to
its contents. In material terms it provided as
follows:
"To prove the offence was committed by the accused at the
time and place alleged the State must prove each of the following elements
beyond reasonable doubt:
Attempted possession of a prohibited drug with intent to sell or
supply
1. The offender was the accused (identity);
- The
substance with which the charge is concerned is a prohibited drug;
- The
accused attempted to possess that prohibited drug; and
- The
accused intended to sell or supply the prohibited drug, or any part of it, to
another.
'to possess' - includes to control or have dominion over, and to have the order
or disposition of, and inflections and derivatives
of the verb 'to possess' have
correlative meanings."
- The
judge raised with defence counsel the question of the directions to be given on
the element of intention:
"[TRIAL JUDGE]: So what do we say about
the fourth element?
[DEFENCE COUNSEL]: Well, if my client is found to be in possession, as I've put
– if he's in possession of it, he's not in
possession of it – the
inference would be that he's in possession of it, intending to sell or supply
the prohibited drug, given
the volume. If he's found to be in possession,
there's no - - -
[TRIAL JUDGE]: Can I tell the jury, [counsel], that I can go to presumptions,
if you wish, but that there is no contest, there is
no issue in this trial. If
they are satisfied beyond reasonable doubt that your client was in possession in
the legal sense of the
drugs at the relevant time in the relevant place, then
they need not concern themselves with element 4.
There's no contest about that because your client doesn't seek to prove
otherwise, given the deeming provision. The issue for the
jury is to be found
in relation to the third element.
[DEFENCE COUNSEL]: Yes, that's correct, your Honour."
The summing-up
- The
jury was instructed, conformably with the "jury aide", that the offence
contained four elements, the fourth of which required
proof of the appellant's
intention to sell or supply the prohibited drug, or part of it, to another. The
jury was directed that
each was a separate element and that, in respect of each
element, it must be satisfied beyond reasonable doubt before a verdict of
guilty
could be returned.
- The
directions concerning proof of possession in law were lengthy. The judge
explained that possession may be established by proof
of actual physical custody
or by proof that the appellant exercised control and dominion over the "intended
drugs" to the exclusion
of others, except those with whom he might have been
acting jointly. In this connection, the jury was instructed that it is
possible,
in law, to possess something temporarily and for a limited purpose.
His Honour illustrated the point saying:
"[I]f I borrow a book
from the local library, obviously I do not own the book but while I have taken
it out of the library, it is
under my control and is therefore in my possession.
The notion of possession is wide enough to include the case of where I might
lend that book to my best friend because they want to
read it too."
- His Honour
concluded the directions on proof of the element of possession by telling the
jury that:
"So members of the jury, with respect to possession, you
must be satisfied that in the way I have described [the appellant] had some
control over the drugs in [the Falstaff Crescent premises] at the relevant time
even though Mr Lothian may also have had control
or possession of the same drugs
at the same time.
You must be satisfied that the [appellant] knew that the drugs were in fact
prohibited drugs in the way I have already directed you.
You must be satisfied
that he did something with respect to those drugs to indicate control over the
drugs at the relevant point
in time, and you must be satisfied that it was his
intention in doing what he did to in fact have control or at least exercise
control
or dominion over the drugs at that point in time."
- Turning
to proof of the fourth element, his Honour said this:
"Very
briefly, the law is that if you are found in possession of more than two grams
of methylamphetamine then you are presumed to
be in possession with intent to
sell or supply it to another and the onus is on you to remove that presumption.
There is no issue in this trial about the fourth element and as I've said it
will not delay your deliberations. You must be satisfied
beyond reasonable
doubt about the fourth element. You do not need to concern yourself with where
the drugs might have gone, how
they might have got there, when they might have
been moved or whatever. It's simply not relevant to your deliberations for the
purpose
of this trial. The fourth element is proved beyond reasonable doubt and
you should give it a tick."
The appellant's
first contention: the misdirection in the context of the directions on
possession
- One
way in which the appellant puts his case in this Court is to direct attention to
the breadth of the directions on proof of the
element of possession. He argues
that the effect of the misdirection is to be assessed in the context of
directions that the State
was not required to prove that he knew the quantity or
purity of the methylamphetamine and which did not suggest that the State must
prove his possession of the whole of the substituted "drugs". He points to the
trial judge's use of expressions such as "doing something
with" in explaining
the concept of control. He submits that the jury may have found he attempted to
possess the drugs based on satisfaction
that he was exercising control over some
part of the substitute "drugs". In this connection, he also points to the
direction that
a person may possess a thing for a temporary, limited purpose, as
in the example of borrowing a book from the library.
- The
appellant's argument is that had his trial not been conducted on the
understanding that the s 11 presumption was enlivened, it would have been
necessary for the prosecution to exclude the reasonable possibility that he was
in
possession of a small quantity of the "drugs" as a sample with a view to
purchase for his own use. He challenges the Court of Appeal's
conclusion that
it was open to reason from the verdict that he was proved to have been in
possession of the whole of the "drugs"
and to reason from this that his
intention to sell or supply some 4.981 kg of methylamphetamine to another was
established beyond
reasonable doubt. In the alternative, by analogy with cases
in which there has been a failure to leave a defence or partial defence,
the
appellant submits that, regardless of the apparent strength of the prosecution
case, he has been deprived of the jury's consideration
of a hypothesis
consistent with innocence.
- The
first way in which the argument is put requires reference to the appellant's
unsuccessful challenge to the directions on possession
in the Court of Appeal.
His second ground of appeal in that Court contended that "the learned trial
judge erred in his directions
regarding possession". The appellant was refused
special leave to challenge the Court of Appeal's rejection of this ground. The
appellant submits that his argument does not canvass that refusal because in
this Court he is not asserting legal error in the directions
on possession. The
submission is apt to downplay the nature of the error for which he contended in
the Court of Appeal. That error
was particularised by reference to the judge's
use of the expressions "'dealing with', 'involved with' and 'doing [something]
with'
the drugs", all of which were said to be apt to mislead in that a person
may deal with a drug in ways falling short of control.
The argument referenced
the judge's illustration of the possession of a library book and the on-lending
of the book to a friend.
It was submitted on the appellant's behalf that his
counsel had invited the jury's consideration of the possibility that the
appellant
may have possessed a small quantity of the "drug" for the purpose of
sampling it with a view to perhaps buying some of it
later[46]. The
submission appears to have been based on the Nissan submission.
- The
Court of Appeal rejected the challenge that the directions on possession were
misleading. Their Honours were satisfied that,
when read as a whole, the
directions focussed on proof of the appellant's possession of the "intended
drugs" and not some part of
the whole. Their Honours also rejected that the
appellant's case at trial had been advanced even faintly on the footing that he
may have been in possession of a sample of the "drug" with a view to the
purchase of a small quantity for his own use. As McLure
P observed, the
purpose and effect of the Nissan submission was that a person does not "control"
a thing merely by being present
and looking at the
thing[47].
- The
appeal in this Court is confined to the determination of whether the Court of
Appeal was wrong to dismiss the appeal under the
proviso. The correctness of
the Court of Appeal's assessment that the error did not occasion a substantial
miscarriage of justice
is to be determined upon acceptance of
their Honours' rejection of the contention that the directions on
possession were misleading.
- To
the extent that the appellant's argument in this Court – that the
directions on possession, while correct in law, were apt
to mislead –
differs from his challenge below, it must be rejected. The trial judge's
illustration of the loan of a library
book served to explain that possession is
less than ownership and need not be exclusive. It is difficult to see how the
direction
was apt to mislead given the evidence and the conduct of the trial.
There was nothing in the evidence to raise as a possibility
that the appellant
may have been inspecting the "drug" with a view to deciding whether or not to
purchase some part of it.
- There
was nothing in the evidence to suggest that the control over the "drug"
exercised by the appellant differed in scope or purpose
from that exercised by
Lothian. Indeed, the relationship between the appellant and Lothian was, on the
evidence, one in which the
appellant gave, and Lothian accepted, directions
relating to their activities. The case was fought on the sole basis that the
appellant's
involvement in dealing with the "drug" in the Falstaff Crescent
premises was eloquent of his joint possession with Lothian of the
whole. It is
simply wrong to argue, as the appellant does in this Court, that the trial
judge's direction to the jury contemplated
a finding of possession of only part
of the "intended drug": in directing the jury "that the accused intended to
sell or supply
the prohibited drug or any part of it to another", the trial
judge was referring to the element of intention to sell or supply.
The appellant's second contention: the misdirection precluded
the application of the proviso
Krakouer
- As
earlier explained, in the Court of Appeal the State conceded that the
instruction as to the operation of the s 11 presumption was wrong in law.
It relied on Krakouer for the submission that the error did not exclude
the proper application of the proviso and it pointed to senior counsel's
concession
that if possession was proved there was no issue as to proof of
intention. It is necessary to refer to Krakouer in some detail to
explain the State's reliance on it and the appellant's response to that
reliance.
- Krakouer
and a man named Calder were charged with conspiring to possess a quantity of
methylamphetamine with intent to sell or supply
it to another and with the
attempted possession of a quantity of methylamphetamine with that
intention[48].
A car was consigned from Victoria to a depot in Western Australia. The police
examined the car and found a cavity in each front
door containing packages of
methylamphetamine having a total weight of 5.3 kg. The police substituted
flour for the drugs and replaced
the packages in the door cavities along with a
listening device. Calder collected the car from the depot and Krakouer followed
him
as he drove to their destination. Shortly after their arrival, the police
raided the premises and arrested Krakouer and Calder.
At the time one of the
packages had been removed from the door
cavity[49].
Krakouer did not give or call evidence at the
trial[50].
- The
prosecution did not rely on s 11 of the MDA at Krakouer's trial.
Nonetheless, the jury was instructed of the presumption that a person in
possession of more than
two grams of methylamphetamine is presumed to intend to
sell or supply it to another. The prosecutor and defence counsel each asked
the
judge to withdraw the direction but he declined to do
so[51].
- Krakouer
was decided before Weiss. At the time, the determination of the appeal
was subject to the common form provision then found in s 689(1) of the
Criminal Code (WA). In their joint reasons, Gaudron, Gummow, Kirby and
Hayne JJ rejected the contention that the misdirection involved a
fundamental
flaw of the kind discussed in Wilde v The
Queen[52].
Their Honours were persuaded, however, that the misdirection did occasion a
substantial miscarriage of justice in the circumstances
of the case. This
conclusion took into account the necessity for the prosecution to prove that the
conspiratorial agreement encompassed
the intention to sell or supply: foresight
that another might sell or supply the drugs to others would not suffice to
establish
liability for
conspiracy[53].
- Significantly,
in light of the issues in this appeal, their Honours considered that had
the charge of attempt to possess methylamphetamine
with intent to sell or supply
stood alone, and had the jury been satisfied to the criminal standard that
Krakouer had attempted to
possess the drugs, it may have been possible to
conclude that the evidence was consistent only with an attempt to possess with
the
requisite
intention[54].
A further consideration which told against dismissal under the proviso was that
the misdirection had not been considered unimportant
by trial counsel.
Their Honours cautioned that "[o]ther considerations may well have arisen
if no exception had been taken at
trial"[55].
- Here
the appellant adduced evidence in the Court of Appeal in answer to the State's
submission that the misdirection had not occasioned
a substantial miscarriage of
justice in light of the conduct of the trial. Senior and junior counsel who
appeared on the appellant's
behalf at the trial deposed to having been unaware
that s 11 of the MDA did not apply to a charge of attempting to possess
prohibited
drugs contrary to s 6(1)(a) of the MDA. In his affidavit,
senior counsel stated:
"I believe this was an oversight on my part.
Had I recognised that section 11 did not apply to the charge, I believe I
would not have
acceded to the direction to the jury that intention was not in
issue."
- The
desirability of receiving evidence of counsel's reasons for forensic decisions
does not appear to have been debated in the Court
of Appeal and was not
addressed in this
Court[56]. The
evidence is unchallenged. The appellant relies on it to distinguish his trial
from the trial postulated by the plurality in
Krakouer: at the
appellant's trial the judge, the prosecutor and defence counsel all were acting
under the same mistaken assumption. In
the result, he submits that as a matter
of substance, he was tried for the lesser, simple offence under s 6(2), which
does not require
proof of an intention to sell or supply the drugs possessed to
another. He argues that the misdirection is an error of the kind
in Handlen
v The
Queen[57].
Alternatively, he argues it is an error of the kind in Quartermaine v The
Queen[58].
Handlen and Quartermaine
- In
Handlen the accuseds' trial was conducted upon the common, mistaken,
assumption that liability would be established on proof that each was
a party to
a joint criminal enterprise to import a commercial quantity of border-controlled
drugs. At the date of the trial, however,
the general principles of criminal
responsibility for offences against Commonwealth law made no provision for
liability as a participant
in a joint criminal
enterprise[59].
It was held that the intermediate appellate court erred in dismissing the
accuseds' appeals against their convictions under the
proviso. The holding took
into account that the trial had been conducted on a basis for which the law did
not allow, on evidence
which should not have been adduced, and the verdicts did
not establish that the jury must have been satisfied of the facts necessary
to
establish
guilt[60].
- In
Quartermaine the accused was charged with discharging a firearm with
intent to kill a man named Wynne contrary to s 283(2) of the Criminal
Code (WA). An element of liability for the offence required proof that the
accused's act was of such a nature as to be likely to endanger
human life. The
trial judge omitted to direct the jury of this
requirement[61].
Gibbs J, writing for the majority, observed that the jury must have found
that the accused discharged the rifle, probably at Wynne,
and that it was a
short step to hold that in so doing he had done an act of such a nature as to be
likely to endanger human life.
Indeed, his Honour considered that there was
much to be said for the view that the jury could not reasonably have made any
other
finding[62].
Nonetheless, his Honour reasoned that the jury had not been asked to
consider whether the accused committed the offence with which
he was charged:
it had returned a verdict of guilty of a particular crime without having
considered whether that crime was committed.
His Honour held that the verdict
could not be sustained by concluding that the jury would or should have returned
the same verdict
if it had considered the proper
question[63].
- None
of the factors which were critical to the decision in Handlen are present
in this case. The appellant was tried for an attempt to commit an offence
contrary to s 6(1)(a) of the MDA. The jury
was correctly instructed of the
four elements which together make up liability for that offence. The error was
in instructing the
jury of the s 11 presumption on the trial of a charge of
attempted possession of prohibited drugs with intent to sell or supply to
another. It is less clear the extent to which if at all the balance of the
direction, including that the jury should give the fourth
element a tick,
involved legal error. The omission to direct on an element of liability as in
Quartermaine, or a direction which effectively removes proof of an
element from the jury's consideration, may not amount to legal error, much
less
occasion a substantial miscarriage of justice, if proof of the element was not a
live issue in the
trial[64].
- It
may be accepted that in any case in which an appellate court concludes that an
accused was "not in reality tried for the offences
for which he was
indicted"[65]
there will have been a substantial miscarriage of justice within the meaning of
the proviso. And it may also be expected that in
such a case there will be a
contest as to whether that conclusion is appropriate: to say that an accused
has not in reality been
tried for the offence for which he or she has been
indicted is a vivid way of expressing the conclusion that a misdirection as to
the elements of an offence amounts to a substantial miscarriage of justice for
the purposes of the proviso, but it does not aid the
analysis of whether the
error is of such gravity as to warrant that conclusion.
- A
misdirection upon a matter of law is always contrary to law, and it is always a
departure from the requirements of a fair trial
according to law. But sometimes
a misdirection on a matter of law will prevent the application of the proviso;
and sometimes it
will not. Krakouer was a case of a misdirection on a
matter of law which reversed the onus of proof in relation to the intent with
which the "drugs"
were possessed, effectively requiring the jury to find that
element established; and yet, were it not for other circumstances of
the case,
the proviso may have been
applied[66].
The question is always whether there has been a substantial miscarriage of
justice, and the resolution of that question depends
on the particular
misdirection and the context in which it occurred.
- In
a trial where no issue arises as to proof of a particular element of the offence
charged, and the accused through his or her counsel
consents to the removal of
that element from the jury's consideration, then it may be that no miscarriage
of justice at all will
have occurred because of that removal.
Conclusion
- Senior
counsel's evidence is that he would not have consented to a direction that
intention was not in issue had he appreciated that
s 11 of the MDA did not
apply to a charge of attempted possession. Senior counsel did not say that he
would have conducted the appellant's
case differently in any other respect had
he understood the correct position. It is to be observed that the conduct of
the appellant's
defence at his re-trial was not a tabula rasa: McLure P
noted that at the first trial the appellant gave evidence that he went to
the
Falstaff Crescent premises to purchase drugs for personal
use[67].
McLure P, rightly, concluded that against this background the inference to
be drawn is that a considered and justifiable forensic
decision was made not to
run a case that the appellant's conduct was consistent with an attempt to
possess a small quantity of the
drug for his own use. The forensic decision was
to squarely focus the jury's attention on the capacity of the State's case to
rise
above admitted circumstances of suspicion and prove beyond reasonable doubt
that the appellant was exercising control and dominion
over the "drugs" during
the 37 minutes that he spent inside Lothian's home.
- In
the circumstances, it was not wrong for the Court of Appeal to reject the
submission that the misdirection was an error of a kind
that precluded the
application of the proviso by analogy with Quartermaine or with cases in
which there has been a failure to leave a defence for the jury's consideration.
Their Honours were right to hold,
consistently with the plurality's analysis in
Krakouer, that the misdirection was not in any other respect an error of
a kind which precludes the application of the proviso. There was
no basis in
the evidence or in the way the appellant's case was advanced which left open
that he may have been in possession of some
lesser part of the substitute
"drugs" with a view to purchase for his own use. The sole issue in the way the
trial was run was proof
that the appellant was in possession of, in that he was
exercising control (by himself or with Lothian and, perhaps, Tilbrook) over,
the
substitute "drugs" in the cardboard box. The Court of Appeal was correct to
reason that proof beyond reasonable doubt that the
appellant attempted to
possess nearly 5 kg of 84% pure methylamphetamine compelled the conclusion that
it was his intention to sell
or supply it to another. And their Honours were
correct to hold that the misdirection did not occasion a substantial miscarriage
of justice.
Order
- For
these reasons there should be the following order:
Appeal
dismissed.
- GAGELER
J. In AK v Western
Australia[68],
Gummow and Hayne JJ said:
"When there has been a trial by
jury, and an appellate court concludes that the trial judge made a wrong
decision on a question of
law or that there was some other miscarriage of
justice, deciding whether there has been no substantial miscarriage of justice
necessarily
invites attention to whether the jury's verdict might have been
different if the identified error had not occurred. That is why,
if the
appellate court is not persuaded beyond reasonable doubt of the appellant's
guilt it cannot be said that there was no substantial
miscarriage of
justice."
- That
explanation puts critical and far too readily misunderstood aspects of the
reasoning in Weiss v The
Queen[69]
in perspective. Against the background of the admonition in Weiss
that "[n]o single universally applicable description of what constitutes 'no
substantial miscarriage of justice' can be
given"[70], the
explanation isolates and prioritises two considerations ordinarily bearing on
the application of the proviso to a common form
criminal appeal statute in the
ordinary case of an appeal against conviction after a trial by jury.
- First,
the explanation acknowledges that the ultimate question ordinarily to be
addressed in the application of the proviso is whether
the jury's verdict might
have been different if the identified error had not occurred. That
identification of the ultimate question
stems from the foundational principle
that "[i]n a trial by jury the jury is the constitutional tribunal for deciding
issues of
fact"[71]. The
identification accords with the pre-Weiss explanation in Wilde v The
Queen[72]
that "[u]nless it can be said that, had there been no blemish in the trial, an
appropriately instructed jury, acting reasonably on
the evidence properly before
them and applying the correct onus and standard of proof, would inevitably have
convicted the accused
... the accused may have lost a fair chance of acquittal
by the failure to afford him the trial to which he was entitled" and that
"[t]he
loss of such a chance of acquittal cannot be anything but a substantial
miscarriage of justice".
- The
same identification of the ultimate question is reflected in the
post-Weiss observation in Filippou v The
Queen[73]
that "[b]y 'substantial miscarriage of justice' what is meant is that the
possibility cannot be excluded beyond reasonable doubt
that the appellant has
been denied a chance of acquittal which was fairly open to him or her or that
there was some other departure
from a trial according to law that warrants that
description".
- Second,
the explanation provides the context for and identifies the purpose of the
"negative proposition", which according to Weiss "may safely be offered",
that "[i]t cannot be said that no substantial miscarriage of justice has
actually occurred unless the appellate
court is persuaded that the evidence
properly admitted at trial proved, beyond reasonable doubt, the accused's guilt
of the offence
on which the jury returned its verdict of
guilty"[74].
The negative proposition does not point to some separate appellate inquiry to be
pursued without reference to the verdict that
has in fact been returned. The
jury is at trial, and remains throughout the appellate process, the
constitutional tribunal for deciding
the criminal guilt of the accused.
- The
negative proposition points instead to an appellate factual assessment to be
made by reference to the totality of the record
of the trial, mindful of "the
'natural limitations' that exist in the case of any appellate court proceeding
wholly or substantially
on the
record"[75] and
taking into account such inferences of fact as might appropriately be drawn from
the fact that the jury returned a verdict of
guilty in the blemished trial which
in fact
occurred[76].
The reason that the appellate court makes its own factual assessment is not that
the court substitutes for a reasonable and properly
instructed jury as the
arbiter of criminal guilt. The reason is that, in the same way as the appellate
court is entitled and required
to assume that ordinarily "a reasonable doubt
experienced by the court is a doubt which a reasonable jury ought to have
experienced"
in determining whether a verdict of guilty was
open[77], the
appellate court is entitled and required to "assume that ordinarily if it thinks
that the accused must be convicted, so would
a reasonable jury" in determining
whether a verdict of guilty was
inevitable[78].
- The
negative proposition amounts to an acknowledgment that the appellate court's own
persuasion of the appellant's guilt will often
form a necessary step in the
appellate court's reasoning if the appellate court is to reach the conclusion
that the jury's verdict
of guilty would not have been different had the
identified error not occurred. The proposition proceeds on the understanding
that
the appellate court will often not be able to conclude that the appellant
has not been denied a chance of acquittal fairly open other
than through a
process of reasoning which includes the appellate court's own persuasion of the
appellant's guilt.
- My
use of the word "often" is in deliberate contradistinction to "always". Despite
the unqualified terms in which the negative proposition
was formulated in
Weiss, that proposition would contradict the admonition in that case and
would itself become a source of error were that formulation ever
to be "treated
as a complete and sufficient paraphrase of the
statute"[79].
Because "[i]t is the inevitability of conviction which will sometimes warrant
the conclusion that there has not been a substantial
miscarriage of
justice"[80],
"demonstration that a chain of reasoning can be articulated that would require
the verdict reached at trial does not always permit,
let alone require, the
conclusion that no substantial miscarriage of justice actually
occurred"[81].
The appellate court's pursuit of its own chain of reasoning to its own
conclusion of guilt, for that reason, cannot be treated
as a sufficient
condition for the statutory conclusion that no substantial miscarriage of
justice has occurred.
- Nor,
despite occasional post-Weiss statements which might be interpreted as so
suggesting, can an appellate court's own persuasion of guilt always be a
necessary condition
for the conclusion that no substantial miscarriage of
justice has occurred. That the appellate court's own persuasion of guilt will
not in every case constitute a necessary step in reasoning to a conclusion that
the jury's verdict would not have been different
had the identified error not
occurred must follow in practical terms from the premise of the reasoning in
Weiss that the qualifier "substantial" was added to the phrase
"miscarriage of justice" for the purpose of overcoming the inconvenience
and
undue technicality of the prior rule which had treated "any departure
from trial according to law, regardless of the nature or importance of that
departure" as a "miscarriage of
justice"[82].
If any departure from a trial according to law would have the potential
to be characterised as a miscarriage of justice, then to meet the
mischief to
which the addition of the qualifier is directed a threshold of materiality needs
sensibly to be introduced into the analysis
before any question of the appellate
court's persuasion of guilt is reached. There will be cases in which the
departure was plainly
"innocuous" in that it could have "occasioned no real
forensic disadvantage to the
appellant"[83].
- Where
the appellate court considers that a wrong decision on a question of law or some
other irregularity was material and where
the appellate court goes on to
consider whether the appellate court can itself be persuaded of guilt, however,
what is important
to recognise is that the appellate court is engaged throughout
in a process of analysis directed to the same ultimate question of
whether the
identified error denied the appellant a chance of acquittal which was fairly
open. The ultimate question remains throughout
whether the appellate court can
be satisfied that the jury's verdict of guilty would not have been different if
the identified error
had not occurred or, in other words, that the verdict of
guilty was "inevitable" in the sense that, "assuming the error had not been
made, the result was bound not to have been any different for the jury if acting
reasonably on the evidence properly before them
and applying the correct onus
and standard of
proof"[84].
- The
problem that I think has crept into the application of the proviso to the common
form criminal appeal statute in Western Australia
as a result of the decision of
the Court of Appeal in Hughes v The State of Western
Australia[85]
is that the Weiss negative proposition has been elevated to such a level
that sight has been lost of that ultimate question. The Court of Appeal's
own
assessment that an accused was proved beyond reasonable doubt to be guilty of
the offence on which the jury returned its verdict
of guilty has come to be
treated as determining that "no substantial miscarriage of justice has occurred"
in the "outcome" of the
trial, leaving only for further consideration a separate
and distinct question of whether the error was nevertheless one of "process"
sufficient in magnitude to warrant the description of a substantial miscarriage
of
justice[86].
- Losing
sight of the ultimate question to which the Court of Appeal's own persuasion of
guilt was directed was, I think, the source
of the problem in the present case.
- Having
found that the trial judge made a wrong decision on a question of law in failing
to direct the jury that the jury needed to
be satisfied beyond reasonable doubt
on the evidence adduced at trial that Mr Kalbasi intended to sell or supply
what he believed
to be a prohibited drug in order to return a verdict of guilty
of the offence of attempting to possess the prohibited drug with intent
to sell
or supply it to another, and accepting the view of the majority in Krakouer v
The
Queen[87]
that the fact that there had been a misdirection about one element of the
offence did not mean that the trial was so fundamentally
flawed as in itself to
amount to a substantial miscarriage of justice, the ultimate question which the
Court of Appeal was required
to address in the application of the proviso became
whether it could be satisfied that the jury would have returned a verdict of
guilty even if the proper direction had been given. For the purpose of
addressing that ultimate question, the Court of Appeal was
required to examine
the whole of the record of the trial and was entitled to draw from the fact that
the jury returned a verdict
of guilty on the evidence that had been adduced such
inferences as were available in light of the manner in which the prosecution
and
defence cases had been conducted and the directions that the jury had been
given.
- Although
the jury was not directed that it had to be satisfied that Mr Kalbasi had
possession of the entire quantity, the all-or-nothing
manner in which the
prosecution and the defence had conducted their respective cases at trial
entitled the Court of Appeal to infer
from the jury's verdict that the jury was
satisfied beyond reasonable doubt that Mr Kalbasi was in possession of the
whole of nearly
five kilograms of what Mr Kalbasi believed to be
methylamphetamine. What I do not think that the Court of Appeal was entitled to
do was to reason from the jury's satisfaction that Mr Kalbasi was in
possession of that obviously commercial quantity of what he
believed to be
methylamphetamine to the conclusion that the jury acting reasonably on the
evidence that had been adduced and applying
the correct onus and standard of
proof would inevitably also have been satisfied that Mr Kalbasi intended to
sell or supply it to
some other person.
- The
reason that I do not think that the Court of Appeal was entitled to reach that
conclusion lies in the content of the instructions
which the jury had been given
as to the meaning of possession. The point is not that those instructions were
wrong insofar as they
addressed that other element of the offence. The point is
that those instructions left the jury with a pathway of reasoning in relation
to
one element of the offence which allowed the jury to be satisfied that
Mr Kalbasi was in possession of the obviously commercial
quantity of what
he believed to be methylamphetamine, which pathway of reasoning was inconsistent
with the inevitability of the jury,
if properly instructed in relation to the
omitted element of the offence, also being satisfied that Mr Kalbasi
intended to sell or
supply it.
- What
is significant in that respect is that the trial judge instructed the jury that
possession was different from ownership and
that the prosecution case was not
that Mr Kalbasi was the owner of what he believed to be the
methylamphetamine. The trial judge
instructed the jury that the prosecution
case was limited to a case that Mr Kalbasi was in possession of what he
believed to be the
methylamphetamine only during the 37-minute period in which
Mr Kalbasi remained at Mr Lothian's house at Falstaff Crescent,
Spearwood.
The prosecution case was that the possession was constituted by
Mr Kalbasi then and there exercising control over the substance
to the
exclusion of everyone else except perhaps Mr Lothian, who may have jointly
exercised control over it at the same place during
the same period.
- What
is even more significant in that respect is the nature of the control which the
trial judge instructed the jury was sufficient
to constitute possession during
that 37-minute period. After explaining that a person can possess something
without having physical
custody of that thing, the trial judge
explained:
"Members of the jury, you can also possess something temporarily and even for a
limited purpose. As I've said, you can possess something
without owning it.
For example, if I borrow a book from the local library, obviously I do not own
the book but while I have taken
it out of the library, it is under my control
and is therefore in my possession.
The notion of possession is wide enough to include the case of where I might
lend that book to my best friend because they want to
read it too.
So the fact that I have taken the book out of the library and have given it to
my best friend on the basis that I need to return
it to the library is
sufficient for me to say that my best friend also has possession of that book
while he or she has it in their
physical custody or
control."
- The
trial judge relevantly continued:
"Members of the jury, as I've said, the possession need not be exclusive
possession in the hands of only one person. It follows
that one or more people
can be in joint possession of a prohibited drug and I've given you an example of
how my best friend is in
possession of my library book in that regard.
The question for you is whether or not you are satisfied beyond reasonable doubt
that while the accused was in [the house at Falstaff
Crescent, Spearwood], he
exercised control and dominion over the intended drugs even though, and it's
entirely a matter [for] you,
it would appear that Mr Lothian was also in
possession at the same time."
- Those
directions left the jury with a pathway of reasoning which allowed the jury to
be satisfied beyond reasonable doubt that Mr
Kalbasi was in possession of
the obviously commercial quantity of what he believed to be methylamphetamine
simply on the basis that
Mr Lothian permitted Mr Kalbasi to have joint
control over it during the 37-minute period in which Mr Kalbasi remained at
Mr Lothian's
house, before which period Mr Kalbasi need have had no
control over it and at the end of which period Mr Kalbasi may have
relinquished
control over it to Mr Lothian. And if the jury as so
instructed was able to follow that pathway of reasoning in reaching the state
of
satisfaction as to possession which the jury must have reached, it does not
follow from the jury's satisfaction that Mr Kalbasi
was in possession of
the substance that if the jury had also been properly instructed as to intention
the jury acting reasonably
on the evidence and applying the correct onus and
standard of proof would also have been satisfied that Mr Kalbasi intended
to sell
or supply that substance.
- Indeed,
had the jury embraced the library book analogy proffered by the trial judge to
be satisfied of Mr Kalbasi's possession, it
is difficult to see how the
jury acting reasonably on the evidence and applying the correct onus and
standard of proof could also
have been satisfied that Mr Kalbasi intended
to sell or supply what he believed to be the methylamphetamine. The possession
involved
in borrowing a book from a friend for a short period and in
circumstances where the mutual expectation is that the book will be returned
to
the friend so that the friend can return it to the library is possession of a
materially different character from the possession
involved in holding a book
with the intention of selling it to some other person. The two forms of
possession are mutually exclusive.
A person cannot possess a book with the
intention of returning it to a friend so that the friend can do something else
with it and
at the same time possess the same book with the intention of selling
it to someone else.
- The
Court of Appeal's own satisfaction that the evidence adduced at the trial
established beyond a reasonable doubt that Mr Kalbasi
exercised control
over the whole of what he believed to be the methylamphetamine with the
intention to sell or supply it to
another[88],
expressed in the context of considering the effect of the erroneous direction on
the "outcome" of the trial, was insufficient to
allow the Court of Appeal to be
satisfied that the jury would have returned a verdict of guilty if the proper
direction had been
given. And contrary to the view which the Court of Appeal
went on to express in the context of its separate consideration of the
effect of
the erroneous direction on the "process" of the
trial[89], once
Mr Kalbasi was found to have possessed the obviously commercial quantity of
what he believed to be methylamphetamine, it was
not "inconceivable" that the
jury could not have been satisfied beyond reasonable doubt that he possessed
that substance with an
intention to sell or supply it to another. Had the jury
been properly instructed in relation to the omitted element of the offence,
it
would have been open to the jury not to have been so satisfied. The conviction
was not inevitable.
- The
Court of Appeal was wrong to conclude that no substantial miscarriage of justice
occurred as a result of the trial judge's failure
to direct the jury as to the
need to be satisfied beyond reasonable doubt of Mr Kalbasi's intention to
sell or supply what he believed
to be methylamphetamine. The appeal should be
allowed.
- NETTLE
J. Following a retrial before a judge and jury in the District Court of
Western Australia, the appellant ("Kalbasi") was
convicted of one count of
attempting to possess a prohibited drug (methylamphetamine) with intent to sell
or supply it to another
contrary to moda1981184 /s6.html" class="autolink_findacts">ss 6(1)(a) and 33 (1) of the Misuse
of Drugs Act 1981 (WA). The offence was one of attempting to possess with
intent to sell or supply, rather than possession with intent to sell or
supply,
because, unknown to Kalbasi, the package containing the prohibited drug had been
intercepted by police and replaced with
rock salt before delivery. Kalbasi
appealed against conviction to the Court of Appeal of the Supreme Court of
Western Australia
but his appeal was dismissed. By grant of special leave, he
now appeals to this Court. The issue is whether the Court of Appeal
erred in
holding that, although the trial judge misdirected the jury as to the
application of s 11 of the Misuse of Drugs Act , there was no
substantial miscarriage of justice within the meaning of s 30(4) of the
Criminal Appeals Act 2004 (WA). For the reasons which follow, the
misdirection was productive of a substantial miscarriage of justice and the
appeal should
be allowed.
Relevant statutory provisions
- Section
6(1)(a) of the Misuse of Drugs Act relevantly provides that a person who
has in his or her possession a prohibited drug with intent to sell or supply it
to another
commits a crime.
- Section
11 of the Misuse of Drugs Act provides that, unless the contrary is
proved, a person shall be deemed to have in his or her possession a prohibited
drug with intent
to sell or supply it to another if the person has in his or her
possession a quantity of the prohibited drug which is not less than
the quantity
specified in Sched V in relation to the prohibited drug. In the case of
methylamphetamine, the quantity specified in
Sched V is two
grams[90].
- Section
34(1)(a) of the Misuse of Drugs Act provides that a person who is
convicted of a crime under s 6(1) is liable to a fine not exceeding
$100,000 or to imprisonment for a term not exceeding 25 years or both.
- Section
30(3) of the Criminal Appeals Act relevantly provides that the Court of
Appeal must allow an appeal against conviction if in its opinion the conviction
should be set
aside because of a wrong decision on a question of law by the
judge or if in its opinion there was a miscarriage of justice.
- Section
30(4) of the Criminal Appeals Act provides that, despite s 30(3),
even if a ground of appeal might be decided in favour of the offender, the Court
of Appeal may dismiss the appeal if it considers
that no substantial miscarriage
of justice has occurred. Section 30(4) is the Western Australian statutory form
of the common form proviso.
The facts
- On
12 November 2010, police executed a search warrant at a freight company's
premises in Sydney. Therein they located a cardboard
box for consignment to the
freight company's office in Perth, with a delivery instruction endorsed on the
consignment note to call
"James Walker" on telephone number 0403-717-731 ("the
731 number"). Inside the cardboard box were two padlocked yellow plastic
toolboxes,
each containing five sealed plastic bags of methylamphetamine.
Subsequent analysis revealed that the total weight of the methylamphetamine
was
4.981 kilograms with a purity of 84 percent and a potential street
value of up to $5 million. On 14 November 2010, police took
the cardboard box
to Perth and replaced the packages of methylamphetamine with packages of rock
salt. The box was then reconstructed
with a listening device concealed inside
it.
- On
15 November 2010, police observed one Matthew David Lothian ("Lothian") attempt
to collect the cardboard box from the freight
company's premises in Perth. By
arrangement with police, the freight company told Lothian that he should return
the following day.
Police later followed Lothian and watched him enter a house
in Falstaff Crescent, Spearwood ("the Falstaff Crescent premises").
They also
observed him making two telephone calls from a public telephone box.
- On
16 November 2010, police observed Lothian driving a car towards the freight
company's premises. On his way there, the car ran
out of petrol and so he took
a taxi for the remainder of the journey. He arrived at the freight company's
premises by taxi at about
2:15 pm, and was there seen to be using a white mobile
telephone. He took delivery of the cardboard box and placed it in the back
of
the taxi. From there, he travelled in the taxi to a petrol station, where he
purchased a jerry can of fuel, and then back to
the car to refuel it. At about
3:09 pm, Lothian arrived in the car at the Falstaff Crescent premises and, at
around 3:16 pm, he
was seen by undercover police carrying the cardboard box
inside the premises.
- At
approximately 3:20 pm, Kalbasi arrived at the Falstaff Crescent premises on a
bicycle. About 18 minutes later, Lothian's girlfriend,
Tilbrook, was seen
leaving the premises, and, at the same time, Lothian was seen outside the
premises for a short period of time.
During that time, Kalbasi remained inside
the premises alone.
- When
Lothian and Kalbasi were inside the Falstaff Crescent premises, the listening
device picked up sounds consistent with the cardboard
box being opened and the
locks on the toolboxes being cut. It also recorded Lothian recounting to
Kalbasi how Lothian's car had
run out of petrol and stopped about 50 metres
short of "the servo". Lothian told Kalbasi that it had happened after Lothian
first
texted Kalbasi. After some time, at approximately 3:40 pm, Kalbasi asked
Lothian for a pipe. About 10 minutes later, Kalbasi was
heard to say to Lothian
"Don't move. I'll come back".
- At
approximately 3:57 pm, Kalbasi was seen leaving the Falstaff Crescent premises
and riding his bicycle into a large park. He appeared
to make a mobile
telephone call. Two police officers in an unmarked police vehicle pursued him
as he rode through the park. One
of the officers said that Kalbasi looked in
his direction, stopped pedalling for a second, and then continued to ride away.
The
other officer shouted out "Police, stop", but Kalbasi did not stop. As the
police vehicle got closer to Kalbasi, the officer yelled
out again "Police,
stop", at which point Kalbasi fell off his bicycle. The police vehicle then
collided with the bicycle and the
officer yelled out for a third time "Police,
stop". Kalbasi ran off with both police officers in pursuit and was eventually
caught
and arrested.
- At
4:00 pm, police entered the Falstaff Crescent premises. Lothian was alone
inside the premises. The living room of the premises
was in close proximity to
the kitchen and it was possible to see the living room from the kitchen and vice
versa. The opened cardboard
box was in the living room and the opened toolboxes
were in the kitchen. A pair of bolt cutters was close by. One bag of rock salt
was found in a beer carton that was used as a makeshift bin. There were also
plastic clip-seal bags and two broken padlocks in the
box. The other nine bags
of rock salt were found on the bottom shelf of a kitchen cupboard. The plastic
outer wrapping of the 10
bags of rock salt was in the kitchen sink. There
were four clean bowls, three sets of digital scales and a box of disposable
gloves
on the kitchen sink. A substance commonly used to cut methylamphetamine
was in a baking dish on the stove.
- Police
found two pairs of worn disposable gloves on the kitchen sink – in the
case of one pair, one glove was inside the other
– and a third pair on a
table in the hallway. Each glove was subjected to DNA testing. A mixed DNA
profile was detected on
both of the gloves found in the hallway. It matched
Tilbrook and Lothian, and Kalbasi could be excluded as a contributor. Likewise,
a mixed DNA profile was detected on one of the pairs of gloves found on the
kitchen sink. It matched Tilbrook and Lothian, and Kalbasi
could be excluded as
a contributor. The inside of one of the gloves of the other pair found on the
kitchen sink yielded a mixed
DNA profile, but the contributors could not be
determined. The outside of that glove, however, yielded a mixed DNA profile,
and
it was 100 billion times more likely than not that Kalbasi was a
contributor. Tilbrook and Lothian were excluded as contributors.
The inside of
the other glove of that pair also yielded a mixed DNA profile, and it was 100
billion times more likely than not that
Kalbasi was one of the contributors.
Tilbrook could not be excluded as a contributor, although it was likely that she
was not one,
and the testing was inconclusive with respect to Lothian. A mixed
DNA profile was recovered from the outside of that glove but the
number of
contributors could not be determined.
- A
white BlackBerry mobile telephone was found in a room used to store tools. It
had a PIN lock that prevented the stored information
from being downloaded but
it appeared to be similar to the white mobile telephone that Lothian was seen
using at the freight company's
premises. Police also found documents at the
Falstaff Crescent premises that showed that Lothian had flown from Perth to
Sydney
on 11 November 2010.
- On
18 November 2010, Kalbasi was released on bail. He was collected from Hakea
Prison by one Tassone and taken to Kalbasi's home
in Kintail Road, Applecross.
Later that day, police executed a search warrant at those premises. Kalbasi,
Tassone and a woman believed
to be Kalbasi's wife were present. A number of
mobile telephones and a BlackBerry mobile telephone charger were seized,
although
no BlackBerry mobile telephone was found. Travel documents found at
the premises indicated that Kalbasi had flown from Perth to
Sydney on
3 November 2010 and returned to Perth on 13 November 2010.
- Police
examined the mobile telephones seized from Tilbrook and Tassone. Examination of
Tilbrook's mobile telephone showed that there
were three calls from the 731
number: two on 10 November 2010 and one on 17 November 2010. There was also a
message received on
10 November 2010 saying "Hey mate, this is the number you
can get me on". It was apparent that Lothian had used Tilbrook's mobile
telephone. Examination of Tassone's mobile telephone showed that it included
the contact details of Kalbasi and Kalbasi's wife and
also a record of an
incoming call from the 731 number on 9 November 2010. There was, too, a
record of a text message between Tassone's
mobile telephone and Kalbasi's wife's
mobile telephone on 17 November 2010, the day after Kalbasi was
arrested.
Prosecution case at trial
- The
prosecution's case at trial was that, during the period that Kalbasi was in the
Falstaff Crescent premises on 16 November 2010,
he attempted to possess the
whole quantity of methylamphetamine in the cardboard box, either as sole
possessor or jointly with, at
least, Lothian. The case presented was largely
circumstantial and comprised of evidence of the facts that have been referred
to,
the DNA evidence, and evidence of what was said to be consciousness of guilt
by reason of Kalbasi's flight from police. The prosecution
contended that the
methylamphetamine found in the cardboard box in Sydney had been destined to go
to Kalbasi or to a group of persons
of whom Kalbasi was one. The prosecution
argued that it was to be inferred from the evidence that Kalbasi and Lothian
were in the
process of cutting what they believed to be methylamphetamine when
Kalbasi sampled the substance with a pipe borrowed from Lothian
and discovered
that it was not what he had been expecting. Kalbasi then left the house in a
hurry to go and sort out what he perceived
to be a problem, with the intention
of later returning. That was said to be evidenced by Kalbasi's instruction to
Lothian "Don't
move" followed by the statement "I'll come back". It was further
contended that it was apparent that Kalbasi had fled from the police
in the park
after the police identified themselves as such and told Kalbasi to stop, because
Kalbasi knew that he was guilty of attempting
to possess the methylamphetamine
and wanted to escape the consequences.
Defence case at
trial
- Kalbasi
did not give or call evidence or advance a positive defence. His case was
limited to putting the prosecution to proof.
That included referring to
evidence given by the prosecution's DNA expert as to the possibility of
secondary transfer of DNA from
a source to an object by way of an intermediary.
Defence counsel submitted to the jury that, although Kalbasi was at the Falstaff
Crescent premises, the jury could not be satisfied beyond reasonable doubt that
he was involved in Lothian's possession of the "drug".
The
impugned direction
- As
was earlier noticed, s 11 of the Misuse of Drugs Act provides that,
for the purposes of s 6(1)(a) , if a person has in his or her possession a
quantity of a prohibited drug no less than the quantity specified in Sched V (in
this
case, two grams) the person shall be deemed to have the drug in his or her
possession with intent to sell or supply it to another.
The decision of this
Court in Krakouer v The
Queen[91]
established, however, that such a provision does not apply to an offence of
attempting to possess a drug with intent to sell or supply
it to another.
Nonetheless, in this case, the prosecutor, defence counsel and the trial judge
all proceeded upon the mistaken view
that s 11 did apply. As a consequence
of the error, the trial judge misdirected the jury with respect to the element
of intent as follows:
"I'm now going to deal with the fourth element
upon the jury aid[e], that [Kalbasi] intended to sell or supply the prohibited
drug
or any part of it to another. Members of the jury, you can give that
element a tick. It is not an issue for you in this trial.
Very briefly, the law is that if you are found in possession of more than two
grams of [methylamphetamine] then you are presumed
to be in possession with
intent to sell or supply it to another and the onus is on you to remove that
presumption.
There is no issue in this trial about the fourth element and as I've said it
will not delay your deliberations. You must be satisfied
beyond reasonable
doubt about the fourth element. You do not need to concern yourself with where
the drugs might have gone, how
they might have got there, when they might have
been moved or whatever. It's simply not relevant to your deliberations for the
purpose
of this trial. The fourth element is proved beyond reasonable doubt and
you should give it a tick."
- The
"jury aide" was a document handed to the jury to assist them in following the
trial judge's oral directions. It was as
follows:
"JURY AIDE
The elements outlined below are generic and you must consider the terms of the
particular count on the indictment that you are considering.
To prove the offence was committed by the accused at the time and place alleged
the State must prove each of the following elements
beyond reasonable doubt:
Attempted possession of a prohibited drug with intent to sell or
supply
- The
offender was the accused (identity);
- The
substance with which the charge is concerned is a prohibited drug;
- The
accused attempted to possess that prohibited drug; and
- The
accused intended to sell or supply the prohibited drug, or any part of it, to
another.
'to possess' - includes to control or have dominion over, and to have the order
or disposition of, and inflections and derivatives
of the verb 'to possess' have
correlative meanings."
Proceedings before the
Court of Appeal
- Kalbasi
appealed to the Court of Appeal on six grounds, all but one of which were
rejected[92].
Relevantly, ground 1 was that the trial judge misdirected the jury as to the
application of s 11 of the Misuse of Drugs Act . The Court of Appeal
(McLure P, Mazza and Mitchell JJA)
accepted[93]
that the direction was contrary to law but held that it was not productive of a
substantial miscarriage of justice.
- McLure
P reasoned that the sole live issue between the parties at trial was whether
Kalbasi was in control of the intended drugs
(jointly with
Lothian)[94],
and emphasised
that[95]:
"[I]t
was no part of the defence case in opening (or thereafter) that [Kalbasi's]
conduct in going to Lothian's house and his activities
therein were consistent
with an intention to purchase a small quantity of methylamphetamine for his own
use, subject to satisfying
himself (by testing or sampling) as to its
quality."
Her Honour
concluded[96]:
"[O]nce the jury found that [Kalbasi] was in possession of the intended
drugs, a finding that he was in possession with an intention
to sell or supply
to another was, having regard to the very large quantity of high purity drugs,
inevitable. I am satisfied that
the jury verdict of guilty is correct, that the
s 11 error and [Kalbasi's] concession [that s 11 applied] could and
should have no effect on the verdict and that the retrial was fair in all
respects. Accordingly, there has been
no substantial miscarriage of
justice."
- In
a separate joint judgment, Mazza and Mitchell JJA reasoned differently but to
the same conclusion. Their Honours
began[97] with
the observation that Weiss v The
Queen[98]
remains the leading authority on the proviso and that, as Weiss had been
interpreted by the Court of Appeal in Hughes v The State of Western
Australia[99],
it requires consideration of two aspects: "the outcome aspect" and "the process
aspect". In Hughes, the outcome aspect was said to involve the appellate
court deciding for itself on the basis of the whole of the record of the trial
whether, apart from the error, the accused was proved guilty beyond reasonable
doubt, and "whether the error ... would, or at least
should, have had no
significance in determining the verdict that was returned by the trial
jury"[100].
The process aspect was said to direct attention to whether there had been such a
departure from the prerequisites of a fair trial
as to constitute a substantial
miscarriage of
justice[101].
- Dealing
first with the outcome aspect, Mazza and Mitchell JJA
stated[102]
that, upon an examination of the whole of the evidence, they were "satisfied
beyond reasonable doubt of [Kalbasi's] guilt of the
offence with which he was
charged". They summarised their conclusions in that regard
thus[103]:
"[I]n
the 37 minutes that [Kalbasi] was in the premises at Falstaff Crescent, the
cardboard box containing a very large and valuable
consignment of 'drug' was
opened, the bags were removed from the toolboxes, preparations were made to cut
the drug, [Kalbasi] sampled
it and, when he saw that there was a problem, he
undertook to deal with it.
... We are satisfied that the evidence [of flight] established that [Kalbasi]
did flee from [the police], and that he did so out
of a consciousness of guilt
for the offence with which he was charged.
...
While it is the case that [Lothian], and perhaps [Tilbrook], exercised
control over the drug, we are satisfied beyond reasonable doubt
that [Kalbasi]
also exercised control. We are further satisfied beyond reasonable doubt that
he exercised control over the entire
4.981 kg of 'methylamphetamine' and not
over some much smaller quantity consistent with a mere sample. Given the
quantity and value
of the drug, it is inconceivable that [Kalbasi] would possess
them without an intention to sell or supply them to another."
- Turning
then to the process aspect, the plurality
observed[104]
that, in contradistinction to Krakouer, in this case the charge of
attempting to possess the drug with intent to sell or supply stood alone and the
sole issue at trial
was possession and, in particular, whether Kalbasi
controlled the "drug" in the cardboard box. It followed, their Honours
reasoned[105],
that, although the misdirection as to the application of s 11 was a
misdirection as to an element of the offence charged, it was not analogous to a
failure to leave a defence to the jury, and
the trial was not flawed in such a
way as to preclude the application of the proviso. Their Honours
concluded[106]:
"Once
[Kalbasi] was found to have possessed the 4.981 kg of 'methylamphetamine'
it was inconceivable that the jury could not have
been satisfied beyond
reasonable doubt that [Kalbasi] possessed the substance with an intent to sell
or supply it to another."
The parties' contentions
- Before
this Court, Kalbasi contended that the Court of Appeal erred in its application
of Weiss. Counsel for Kalbasi submitted that the central consideration
in the application of the proviso is the nature of the error, misdirection
or
complaint in issue, and that the Court of Appeal erred by failing sufficiently
to take the nature of the error into account.
In particular, by dividing
consideration of the application of the proviso into outcome and process
aspects, and dealing with the
outcome aspect separately, the plurality
determined the outcome aspect solely on the basis that they were satisfied
beyond reasonable
doubt that Kalbasi was guilty. By so proceeding, the
plurality failed to take into account that the misdirection denied Kalbasi
procedural fairness or at least deprived him of the right of having a
substantial part of his case decided by the jury, namely, the
possibility that
he may have attended the Falstaff Crescent premises merely to sample the
"methylamphetamine" and so possessed no
more than a small quantity of the
substance for that limited purpose. Counsel for Kalbasi accepted that the trial
judge's directions
were adequate in relation to possession as such. But counsel
contended that they were of such breadth that there could be no certainty
as to
what the jury may have concluded regarding the amount possessed or, therefore,
as to whether the jury would have been satisfied
of Kalbasi's intent to sell or
supply it.
- In
response, the State of Western Australia as respondent to the appeal contended
that the plurality were correct in following the
Hughes two-part approach
to the application of the proviso and correct in their application of the
proviso for the reasons which the plurality
gave. The sole issue at trial was
whether Kalbasi attempted to possess the whole of the quantity of the prohibited
drug. It was
not suggested that Kalbasi may have possessed some part of the
"drug" and not the remainder. His defence was that he had not possessed
any.
Consistently with that being so, it was said that the effect of the trial
judge's directions was that the jury were to consider
whether they were
satisfied beyond reasonable doubt that Kalbasi had control or dominion, and
intended to have control or dominion,
over the whole of the "drug". In those
circumstances, the s 11 misdirection was irrelevant. It did not bear on
the jury's consideration of whether or not Kalbasi had possessed the whole of
the
"drug". It went only to the question of whether he possessed the whole of
the "drug" for the purposes of sale or supply to another.
And, given the large
quantity of "drug" involved, it was impossible to suppose that Kalbasi had
possessed it for any purpose other
than sale or supply to
another.
The meaning of Weiss
- Weiss
laid down three fundamental
propositions[107].
First, in applying the proviso, an appellate court must itself decide whether a
substantial miscarriage of justice has occurred.
Secondly, the task is not an
exercise in speculation or prediction: it is an objective inquiry not
materially different from other
appellate tasks and it is to be performed with
whatever are the advantages and disadvantages of deciding an appeal on the
record
of the trial. Thirdly, the standard of proof is proof beyond reasonable
doubt. Those three fundamental propositions are well known
and well
understood.
- Weiss
also provided a detailed explication of those three fundamental propositions
which, however, it sometimes appears is not as well
known or understood. For
present purposes, it may be summarised thus:
(1) There is no single
universally applicable description of what constitutes a substantial miscarriage
of
justice[108].
(2) In each case, it is a necessary, but not a sufficient, condition of the
application of the proviso that the appellate court be
satisfied beyond
reasonable doubt on the whole of the record that the accused was proved guilty
of the offence of which he or she
was
convicted[109].
(3) The fact that a jury has returned a verdict of guilty is relevant, but it
is necessary to keep in mind the burden and standard
of
proof[110].
(4) References to inevitability of result or the loss of a fair or real
chance of acquittal are useful in emphasising the high standard
of proof of
criminal guilt. They are also useful as pointers to the natural limitations
that attach to proceeding wholly or substantially
on the
record[111].
(5) There are cases where it is possible to conclude that the error made at
trial would, or at least should, have had no significance
in determining the
verdict that was returned by the
jury[112].
(6) Equally, there are cases, perhaps many cases, where the natural
limitations of proceeding wholly or substantially on the record
require the
appellate court to conclude that it cannot be satisfied that a substantial
miscarriage of justice has not
occurred[113].
(7) There may also be cases where, although the appellate court is satisfied
on the whole of the record that the accused has been
proved guilty beyond
reasonable doubt, it is not proper to dismiss the
appeal[114].
Subsequent cases
- Decisions
of this Court since Weiss have affirmed and elucidated those insights.
For example, in AK v Western
Australia[115],
Gummow and Hayne JJ observed that Weiss identified one circumstance in
which the proviso cannot be engaged: where the appellate court is not persuaded
that the evidence
properly admitted at trial proved the accused guilty beyond
reasonable doubt of the offence of which he or she was convicted. Their
Honours
emphasised that that negative proposition must not be treated as if it were a
positive statement of what suffices to show
that no substantial miscarriage of
justice has occurred.
- Similarly,
in Baiada Poultry Pty Ltd v The
Queen[116],
the plurality made the point that what Weiss laid down was a negative
proposition that the proviso cannot be engaged unless the appellate court is
persuaded that the evidence
properly admitted at trial established the guilt of
the accused beyond reasonable doubt. It is not a sufficient condition of the
application of the proviso. Hence, the fact that it is possible to articulate a
chain of reasoning which would require the verdict
reached at trial does not
always permit, let alone require, the conclusion that no substantial miscarriage
of justice occurred.
- In
Pollock v The
Queen[117],
the Court took up the point made in Weiss that references to the loss of
a fair or real chance of acquittal are sometimes useful in emphasising the high
standard of proof
of criminal guilt and as pointers to the natural limitations
that attach to proceeding wholly or substantially on the record. The
Court
resolved the appeal accordingly, in light of the way in which the parties had
put their cases at trial, on the basis that "it
[could not] be said that the
misdirection did not deprive the appellant of a chance fairly open to him of
being acquitted".
- In
Castle v The
Queen[118],
the Court rejected the application of the proviso in accordance with the
recognition in Weiss that, in some cases, the natural limitations of
proceeding on the record preclude a conclusion that guilt was proved beyond
reasonable
doubt.
- In
Baini v The
Queen[119],
the Court emphasised the significance that Weiss attributed to notions of
inevitability of result and loss of a fair or real chance of acquittal in
drawing attention to the high
standard of proof of criminal guilt and as
pointers to the natural limitations that attach to proceeding wholly or
substantially
on the record. As the majority said in Baini, to ask
whether an error "could have reasonably made a difference" or to ask whether an
error or irregularity is "fundamental" is
simply to ask in different language
the statutory question which must be answered: whether there has been a
"substantial miscarriage
of
justice"[120].
Another way to express the same question is to
ask[121]:
"[w]hether,
having regard to the whole of the evidence at trial, the [appellate court] could
conclude that the verdicts the jury returned
... were inevitable (because the
jury could not have entertained a reasonable doubt)".
- By
contrast, in Reeves v The
Queen[122],
the Court reiterated the point made in Weiss that there are cases where,
upon a consideration of the whole of the record, it is possible to conclude that
the error made at trial
would, or at least should, have had no significance in
determining the verdict that was returned by the jury. Hence, where a legal
error made at trial consists of a misdirection relating to an element of
liability, the significance of the verdict is to be assessed
in light of the
capacity of the misdirection to have led the jury wrongly to reason to guilt.
In Reeves, it was
concluded[123]
that the misdirection could not, in that case, have distracted the jury from
properly determining the one issue that was presented
for consideration.
- More
generally, since Weiss each of this Court's decisions regarding the
proviso has confirmed and reinforced the essential significance of Weiss
that there is no single universally applicable description of what constitutes a
substantial miscarriage of justice.
- Counsel
for Kalbasi submitted that some of the decisions of this Court since Weiss
have significantly departed from the approach to the proviso dictated by
Weiss – substituting pre-Weiss conceptions of whether it was
open to a jury to acquit or whether conviction was inevitable – with the
result that the present
status of Weiss is unclear or at least not easy
to reconcile with those subsequent decisions.
- That
submission should be rejected. Of course, Weiss must be applied in light
of what this Court has said about it in subsequent decisions. But there has not
been anything said in subsequent
decisions that was not grounded in
Weiss. By and large, where difficulties have arisen in the application
of Weiss they have been the result of intermediate appellate courts
mistreating the "negative proposition" that the proviso cannot be applied
unless
the appellate court is satisfied beyond reasonable doubt upon the whole of the
record that an accused was proved guilty as
if it were a positive, sufficient
condition of the application of the proviso.
The application of
Weiss in light of subsequent cases
- As
was held in
Weiss[124],
it remains that the starting point for an appellate court's consideration of the
application of the proviso is for the appellate
court to undertake the task of
deciding for itself upon the whole of the record whether the accused was proved
guilty beyond reasonable
doubt of the offence of which he or she was convicted.
And as was stressed in Weiss, that requires the appellate court to
undertake an objective consideration of the evidence in light of the issues
presented at trial
in order to determine whether the evidence adduced at trial
did or did not establish guilt beyond reasonable doubt.
- It
also remains that, in some cases, it will emerge as a result of that exercise
that the error made at trial would, or at least
should, have been of no
significance in determining the verdict that was returned by the jury. In other
cases, the natural limitations
of proceeding wholly or substantially on the
record will, or at least should, lead the appellate court to conclude that it
cannot
be satisfied that a substantial miscarriage of justice has not occurred.
Hence, as was observed in Weiss, conceptions of inevitability of result
and loss of a fair or real chance of acquittal are likely to assist in
emphasising the high
standard of proof of criminal guilt and pointing to the
natural limitations that attach to an appellate court proceeding wholly or
substantially on the record. Baini and Castle are recent
examples.
- In
Evans v The
Queen[125],
Gummow and Hayne JJ characterised cases in the latter category as those in which
the proviso cannot be engaged because the processes
designed to allow the jury's
fair assessment of the issues have not been followed at trial. In Evans,
that was so because errors made by the trial judge undermined the accused's
defence and, in an important respect, prevented the
accused fully putting his
defence[126].
Other examples have consisted of a trial judge improperly foreclosing a jury's
fair consideration of an available
defence[127];
a trial judge failing to alert a jury as to an available
defence[128];
a trial judge failing to sever an
indictment[129];
and a trial judge failing sufficiently to direct a jury as to the need to be
satisfied beyond reasonable doubt of an element of
the offence
charged[130].
Accordingly, as was emphasised in
AK[131]
and
Baiada[132],
where an error has been made at trial, the process of an appellate court
deciding whether it is satisfied beyond reasonable doubt
on the whole of the
record that the accused was proved guilty of the offence charged must begin with
the identification of the nature
of the
error[133].
- Additionally,
as was recognised in Weiss, there will also be cases where it emerges
that, although the appellate court is satisfied that the accused was proved
guilty beyond
reasonable doubt, there has been such a departure from the
requirements of a fair trial that it is not proper to dismiss the appeal.
Weiss posited a denial of procedural fairness by way of
example[134].
Cesan v The
Queen[135]
is a more recent example, where the departure from the requirements of a fair
trial was a trial judge going to sleep on the job.
- In
summary, the test is not whether the appellate court is satisfied that the
evidence was sufficient to establish the accused's
guilt beyond reasonable
doubt, or whether there has been a fundamental departure from the requirements
of a fair trial. It is whether
there has been no substantial miscarriage of
justice[136].
The appellate court's satisfaction of guilt beyond reasonable doubt is a
necessary condition of the engagement of the proviso but,
depending on the
circumstances of a given case, it may not be open to an appellate court to be
satisfied of guilt beyond reasonable
doubt if the processes designed to allow
the jury's fair assessment of the issues have not been
followed[137].
The exercise is not, however, constrained by a rigid taxonomy or bright line
distinctions. As was recognised in
Weiss[138],
and emphasised in
AK[139]
and
Evans[140],
a failure to follow trial processes may preclude an appellate court being
satisfied of guilt beyond reasonable doubt whether or
not the failure is
perceived as so extreme as to warrant description as a "serious breach of the
presuppositions of the
trial"[141],
as a "radical departure from the requirements of a fair
trial"[142],
or as rendering the proceeding "fundamentally flawed" and going to "the root of
the
proceedings"[143].
In each case it is a question of degree. As Gummow and Hayne JJ stated in
Evans[144]:
"The
graver the departure from the requirements of a fair trial, the harder it is for
an appellate court to conclude that guilt is
established beyond reasonable
doubt. It is harder because the relevant premise for the debate about the
proviso's application is
that the processes designed to allow a fair assessment
of the issues have not been followed at trial."
The application of the proviso in this case
- Kalbasi's
criticism of the Hughes two-part approach to the application of the
proviso is warranted. Although reflective of the reality that there are both
outcome
and process aspects involved in any determination of whether an error or
other miscarriage has been productive of a substantial miscarriage
of
justice[145],
the two-part approach suggests that, unless the error or other miscarriage
constitutes a "radical" or "fundamental" departure from
the requirements of a
fair trial, it is sufficient to engage the proviso that the appellate court is
able to say on the basis of
the record that the evidence was sufficient to prove
the accused guilty beyond reasonable doubt. As has been seen, that is not the
case.
- Further,
as Kalbasi submitted, the problem with the way in which the plurality applied
the Hughes two-part approach in this case is that it excluded
consideration of the nature of the error from the determination of the outcome
aspect of the analysis. Instead of starting with identification of the nature
of the error and considering that as part of the outcome
aspect of the exercise,
the plurality moved straight to consideration of the evidence and concluded, on
that basis alone, that they
were satisfied beyond reasonable doubt of Kalbasi's
guilt of the offence of which he was convicted. So to approach the task was
in
effect to make the same kind of error as was identified in
AK[146]
and
Baiada[147].
- Admittedly,
when the plurality turned to consider the process aspect of the exercise, their
Honours referred to the nature of the
error and undertook an assessment of its
significance. But because they confined the assessment to the process aspect of
the exercise,
they did not pause to consider whether the error was of such
significance as to preclude them being satisfied of guilt beyond reasonable
doubt. Instead, they reasoned that the error was not analogous to a failure to
leave a defence to a jury – and hence that
the trial was not fundamentally
flawed in such a way as to preclude the application of the proviso –
because[148]:
"There
was no arguable defence on the question of intention [to sell or supply]. Once
[Kalbasi] was found to have possessed the 4.981
kg of 'methylamphetamine' it was
inconceivable that the jury could not have been satisfied beyond reasonable
doubt that [Kalbasi]
possessed the substance with an intent to sell or supply it
to another."
- Expressing
the inquiry in terms of whether the trial was "flawed in such a way as to
preclude the application of the
proviso"[149]
did not assist. The question was whether the trial judge's error in failing
properly to direct the jury as to an element of the
offence charged meant that
the processes designed to allow the jury's fair assessment of the issues had not
been
followed[150].
And as has been seen, depending upon circumstances, failure to follow process
may preclude an appellate court being satisfied of
guilt beyond reasonable doubt
whether or not the failure is perceived as so extreme as to render the
proceeding "fundamentally flawed".
- Comparison
of the trial judge's error with a failure to leave a defence to the jury was
also misplaced. The fundamental task of
a trial judge is to ensure that the
accused receives a fair trial according to law. It necessitates that the trial
judge direct
the jury according to
law[151].
Here, the trial judge failed to do so. The error consisted of failing to bring
home to the jury the need to be satisfied beyond
reasonable doubt of the
essential element of intent to sell or supply to
another[152],
and, as such, it represented a serious departure from the processes designed to
allow the jury's fair assessment of the
issues[153].
Consequently, to assess the error in terms simply of whether it was analogous to
failing to leave a defence to the jury, and then
dismiss it as insignificant on
the basis that there was no arguable defence, materially understated the extent
to which the processes
designed to allow the jury's fair assessment of the
issues had not been followed.
- Granted,
as the State submitted, a trial judge is not required to direct a jury on an
element of an offence that is not in
issue[154],
and, in one sense, the element of intent to sell or supply was not in issue in
this case due to defence counsel's erroneous "concession"
that the s 11
presumption applied. But here that is no answer. Counsel cannot concede a
matter of law disadvantageous to the
accused[155],
especially when the "concession" is the consequence of
error[156].
Saying that a trial judge is required to direct a jury on only those elements of
an offence that are in issue does not mean that
defence counsel's mistaken view
of the law relieves the judge of his or her responsibility to direct the jury
correctly[157].
Rather, as the plurality stated in KBT v The
Queen[158]:
"There
are occasions when [the proviso] is properly applied where a point was not taken
at the trial because, for example, it was
not in issue or there was some
forensic advantage to be gained by not raising it. In cases of that kind, [the
proviso] is applied
because, having regard to the defence case, the accused was
not deprived of a chance of acquittal that was fairly open, that being
the
accepted test for the application of [the proviso]. [But], if the appellant was
deprived of a chance of that kind, the fact
that no complaint was made at trial
is irrelevant."
- Of
course, KBT preceded Weiss and, as was stated in Weiss,
there is no single universally applicable description of what constitutes a
substantial miscarriage of justice. But to repeat Weiss, references to
inevitability of result and to the loss of a fair or real chance of acquittal
are useful in emphasising the high standard
of proof of criminal guilt and as
pointers to the natural limitations that attach to proceeding wholly or
substantially on the record.
Accordingly, as the point was later amplified in
AK[159]:
"When
there has been a trial by jury, and an appellate court concludes that the trial
judge made a wrong decision on a question of
law or that there was some other
miscarriage of justice, deciding whether there has been no substantial
miscarriage of justice necessarily
invites attention to whether the jury's
verdict might have been different if the identified error had not occurred."
- If
a jury is not sufficiently directed as to the need to be satisfied beyond
reasonable doubt of an essential element of the offence
charged, the fact that
the appellate court may consider that the evidence adduced at trial would have
permitted the jury to be satisfied
of guilt beyond reasonable doubt will not of
itself suffice to engage the proviso. In such a case, the appellate court
cannot be
satisfied that the element was proved beyond reasonable doubt unless
it appears that it would not have been open to the jury to conclude
the
contrary[160].
And, as was explained in Baiada, that is so because if it were open to
the jury to conclude that the element was not proved beyond reasonable doubt, it
was open
to the jury to
acquit[161].
- The
question here, therefore, is whether, if the jury had been properly directed as
to the necessity to be satisfied beyond reasonable
doubt that Kalbasi possessed
the "drug" with intent to sell or supply it to another, it would have been open
to the jury to acquit.
- As
it appears, the Court of Appeal
reasoned[162]
that, because the verdict signalled that the jury were satisfied beyond
reasonable doubt that Kalbasi possessed 4.981 kilograms of
"methylamphetamine",
the jury could not rationally have resisted the conclusion that Kalbasi
possessed that quantity of "drug" with
intent to sell or supply it to another.
So to reason, however, assumed too much about what the jury may have found to be
the nature
of Kalbasi's possession of the "drug". In point of fact, the jury
were given broad-ranging directions as to various ways in which
a person may
possess a thing, and, although some of those were consistent with the possessor
having the intention to sell or supply
the thing to another, others were plainly
inconsistent with the possessor having an intention of selling or supplying the
thing to
another. After explaining to the jury that the first aspect of the
element of possession required the prosecution to prove that
Kalbasi had
knowledge that "the thing he was in possession of was a prohibited drug of some
kind", the trial judge directed as follows:
"The second aspect of
possession is that [Kalbasi] must have had either actual physical custody of the
drugs or what is referred to
as control in the sense that [Kalbasi] can be said
to have exercised control and dominion over the drugs to the exclusion of all
other people, except those people with whom he might have been acting
jointly.
Members of the jury ... you do not need to own something to be in possession of
it. You can possess something by physically holding
it. You can also possess
something without physically holding it or touching it.
The concept of possession does not require that the object be in your hand or on
your person, but it does require that you have either
physical custody of it or
that it be under your control either solely or jointly with others at the
relevant time of the alleged
possession.
...
So a person can possess something without physically holding it or without
having physical custody of it. An example of that could
be when I come to work
I park my car in the car bay, I take the keys with me upstairs, even though
obviously I'm no longer with the
vehicle.
...
... [Y]ou can also possess something temporarily and even for a limited
purpose. As I've said, you can possess something without
owning it. For
example, if I borrow a book from the local library, obviously I do not own the
book but while I have taken it out
of the library, it is under my control and is
therefore in my possession.
The notion of possession is wide enough to include the case of where I might
lend that book to my best friend because they want to
read it too.
So the fact that I have taken the book out of the library and have given it to
my best friend on the basis that I need to return
it to the library is
sufficient for me to say that my best friend also has possession of that book
while he or she has it in their
physical custody or control.
...
The issue is whether or not [Kalbasi] was in possession of the intended drugs by
reason of his control or having done something to
them while they were in [the
Falstaff Crescent premises].
... [T]he possession need not be exclusive possession in the hands of only one
person. It follows that one or more people can be
in joint possession of a
prohibited drug and I've give[n] you an example of how my best friend is in
possession of my library book
in that regard.
...
The third requirement for possession is that the State must prove that [Kalbasi]
had the intention to exercise control or dominion
over the intended drugs
...
... [A]wareness on its own of the existence of the intended drugs in [the
Falstaff Crescent premises] is not sufficient ...
... [Y]ou must be satisfied that in the way I have described [Kalbasi] had some
control over the drugs in [the Falstaff Crescent
premises] at the relevant time
even though [Lothian] may also have had control or possession of the same drugs
at the same time.
...
[Kalbasi] says that [Lothian] was in control of the intended drugs on his own at
all times and that even though he was inside [Lothian's]
place ... for about 37
minutes, he did not exercise any control over those drugs. In other words, he
was not involved in doing anything
with them."
- As
was earlier noticed, Kalbasi makes no complaint about the adequacy of those
directions as such. The prosecution did not invoke
the extended definition of
possession[163].
The case which Kalbasi had to meet at trial was limited to possession in its
natural and ordinary sense, and, if there were a case
to be made on the basis of
the extended definition, it was never articulated. But, as was submitted on
behalf of Kalbasi, because
the jury were directed as they were, it is possible
that they found that Kalbasi had possession of the "drug" on the basis of being
satisfied of no more than that he had "done something" to the "drug" while he
was in the Falstaff Crescent premises "for a limited
purpose". More
specifically, given that the evidence implied that the thing Kalbasi most likely
did to the "drug" while he was in
the Falstaff Crescent premises was assist
Lothian in cutting it, and given the trial judge's direction that Kalbasi did
not need
to own the "drug" in order to possess it (coupled with the trial
judge's borrowed library book example of what may amount to possession),
it is
possible that the jury convicted Kalbasi of attempted possession on the basis of
being satisfied of no more than that Kalbasi
assisted Lothian to cut a "drug"
that belonged to Lothian or perhaps to a third person.
- It
may be accepted that it would have been possible for Kalbasi to possess the
"drug" by doing no more than lending a hand to Lothian
in its cutting. But the
question for the jury was not, or at least it should not have been, simply
whether Kalbasi possessed the
"drug". The question should have been whether
Kalbasi possessed the "drug" with intent to sell or supply it to another. And
the
kind of possession of which the jury would need to have been satisfied in
order to conclude beyond reasonable doubt that Kalbasi
attempted to possess the
drug with intent to sell or supply it to another would have been different from,
and substantially more
than, the kind of possession that may have sufficed to
satisfy them of possession simpliciter. If the jury were satisfied of no
more
than that Kalbasi helped Lothian cut the "drug", the jury could not logically
have been satisfied beyond reasonable doubt that
Kalbasi possessed the "drug"
with intent to sell or supply it to another.
- Furthermore,
the problem is not just that the trial judge failed to direct the jury that they
had to be satisfied beyond reasonable
doubt that Kalbasi intended to sell or
supply the drug to another, but also that the judge positively misdirected the
jury that it
was proved beyond reasonable doubt that Kalbasi did intend to sell
or supply to another. As the judge put it:
"I'm now going to deal
with the fourth element upon the jury aid[e], that [Kalbasi] intended to sell or
supply the prohibited drug
or any part of it to another. Members of the jury,
you can give that element a tick. It is not an issue for you in this trial.
Very briefly, the law is that if you are found in possession of more than two
grams of [methylamphetamine] then you are presumed
to be in possession with
intent to sell or supply it to another and the onus is on you to remove that
presumption.
There is no issue in this trial about the fourth element and as I've said it
will not delay your deliberations. You must be satisfied
beyond reasonable
doubt about the fourth element. You do not need to concern yourself with where
the drugs might have gone, how
they might have got there, when they might have
been moved or whatever. It's simply not relevant to your deliberations for the
purpose
of this trial. The fourth element is proved beyond reasonable doubt and
you should give it a tick."
- So
to misdirect the jury was adverse to Kalbasi's defence in at least two further
ways. First, it positively implied that it was
incumbent on Kalbasi to
demonstrate that he did not have possession with intent to sell or supply
– and, since he had called
no evidence, thereby conveyed to the jury, in
effect, that there was nothing which he could have said in opposition to the
allegation
that he had had possession of the
"drug"[164].
Secondly, it misinformed the jury that it was proved beyond reasonable doubt
that Kalbasi intended to sell or supply the drug to
another, which of itself
logically tended to imply that Kalbasi must have had possession of the
"drug".
- The
State contended that, even if that were so, there had been nothing to prevent
defence counsel calling evidence or making submissions
to the jury to the
effect, for example, that if Kalbasi did have possession of any part of the
"drug" it was not possession with
intent to sell or supply it to another but
possession only for the limited purpose of sampling it with a view to purchasing
part
of it for personal consumption. It followed, in the State's submission,
that it should not be accepted that the misdirection deprived
Kalbasi of a
defence that might otherwise have been open to him. The only issue was
possession, and the quantity possessed was so
great that the jury could not
rationally have concluded anything other than that it was possession with intent
to sell or supply
to another. So much was made clear, it was submitted, by the
obiter dictum observation in
Krakouer[165]
that, if there had been only one offence of attempt to possess in issue in that
case, the conviction might have been upheld despite
the mistake as to the
application of the s 11 presumption.
- Those
contentions should also be rejected. Kalbasi was entitled to put the
prosecution to proof not only as to whether he possessed
the "drug" but also as
to whether his possession of it was of a kind that implied beyond reasonable
doubt that he possessed it with
intent to sell or supply it to another. As has
been explained, the fact that defence counsel, the prosecutor and the trial
judge
were mistaken as to the application of s 11 is beside the point. It
was the trial judge's responsibility to ensure that Kalbasi received a fair
trial according to law, and,
accordingly, it was incumbent on the trial judge to
direct the jury according to law. For the trial judge to direct the jury in
effect that it was up to Kalbasi to rebut a presumption which "proved [intent to
sell or supply the drug to another] beyond reasonable
doubt" was contrary to law
and constituted a serious departure from the requirements of a fair trial. It
both reversed the burden
of proof as to the essential element of intent to sell
or supply to another and aided in undermining Kalbasi's argument that it was
not
proved beyond reasonable doubt that he had possession.
- That
is not to say that, if the jury had been correctly directed, it would not have
been open to them to be satisfied of Kalbasi's
guilt. The large quantity of the
drug in question and the other circumstances of the alleged offending
represented a powerful circumstantial
case of guilt. But, as was emphasised in
AK[166]
and reiterated in
Baiada[167],
demonstration that a chain of reasoning can be articulated that would require
the verdict reached at trial does not always permit,
let alone require, the
conclusion that no substantial miscarriage of justice has occurred. It is not
open to an appellate court
to be satisfied that an accused was proved guilty
beyond reasonable doubt if it was open to the jury to reach the contrary
conclusion.
And here, for the reasons already stated, if the jury had been
properly directed, it would have been open to them to reach a contrary
conclusion.
Conclusion and orders
- In
the result, the appeal should be allowed. The order of the Court of Appeal
dismissing the appeal should be set aside. In its
place, it should be ordered
that the appeal to the Court of Appeal be allowed, the conviction the subject of
the appeal be quashed,
the sentence passed below be set aside, and a new trial
be had.
- EDELMAN J.
There will always be a "substantial miscarriage of
justice"[168]
where a person is "not in reality tried for the offences for which he was
indicted"[169].
That is what occurred in this case. As the respondent properly conceded, the
trial judge removed from the jury's consideration
an element of the offence.
The remaining elements considered by the jury constituted a different offence.
For the reasons below,
I agree with the conclusion of Nettle J that the
directions of the trial judge were contrary to law and constituted a serious
departure
from the requirements of a fair
trial[170].
This is why the appeal should be allowed and orders made as proposed by Nettle
J.
The removal of an element of the offence from the jury
- As
Nettle J explains, Mr Kalbasi was charged with an offence of attempted
possession of a prohibited drug with intent to sell or
supply contrary to ss
6(1)(a) and 33 (1) of the Misuse of Drugs Act 1981 (WA). The trial
judge directed the jury that there were four elements that had to be proved by
the prosecution:
(1) the offender was the accused (identity);
(2) the substance with which the charge is concerned is a prohibited
drug;
(3) the accused attempted to possess that prohibited drug; and
(4) the accused intended to sell or supply the prohibited drug, or any part
of it, to another.
- The
trial judge directed the jury, as a matter of law, that the fourth
element – the intention to sell or supply – "is
proved beyond
reasonable doubt". The trial judge told the jury that "you should give it a
tick". An element of the offence in s 6(1)(a) was therefore taken away
from the jury. The reason why the trial judge chose to take that element away
from the jury was that the
trial judge erroneously said, and all counsel
incorrectly assumed, that the onus lay upon Mr Kalbasi to "remove that
presumption"
of an intention to sell or supply. The trial judge therefore told
the jury that since Mr Kalbasi had not raised the issue of a lack
of intention
to sell or supply it "must be satisfied [of that element] beyond reasonable
doubt".
The effect of removing an element of the offence from the
jury
- The
trial judge's direction that an intention to sell or supply had been proved
beyond reasonable doubt did not involve, in effect,
telling the jury that it
might be easily, or immediately, satisfied of an element of the offence because
no evidence had been led
about that element. That was the direction properly
given in relation to the first element – identity – where the jury
was told that there was no issue that the relevant person was Mr Kalbasi.
Such directions are common, efficient, and proper. They
reflect the manner in
which the trial was run. The element of the offence remains for the jury to
determine but the jury is encouraged
not to waste any time discussing an element
which is not in issue. The same is true of failures by a trial judge to direct
on an
element of an offence which is not in dispute. It will rarely, if ever,
be a miscarriage of justice for a trial judge not to direct
a jury about an
element of an offence that is not in dispute in the
trial[171].
- Nor
was the direction concerning the element of an intention to sell or supply a
misdirection about the content or application of
an element of an offence. An
example of such a misdirection can be seen in Krakouer v The
Queen[172],
where the misdirection reversed the onus of proof in relation to
s 6(1)(a) of the Misuse of Drugs Act . The joint judgment of
Gaudron, Gummow, Kirby and Hayne JJ, after giving the "most careful
attention"[173]
to the proviso, concluded that the trial was not fundamentally flawed for this
reason. Importantly, no matter how likely conviction
might have been thought to
be as a consequence of the reversal of the onus of proof, it remained a matter
for the jury to decide.
However, their Honours accepted that the line may be
crossed where the misdirection had "depriv[ed] an accused person of the right
to
have some substantial part of his or her case decided by the
jury"[174].
- In
contrast with the misdirection about onus of proof in Krakouer, the jury
in this case was directed on two occasions in the summing up that a crucial
element of the offence, to which the prosecution
had been put to proof, had been
proved beyond reasonable doubt. The jury was required to follow the judge's
direction of law. Unlike
Krakouer, the direction in this case was
not merely reversing an onus and thereby substantially diminishing the accused's
prospects of acquittal.
In Krakouer the issue was still for the jury to
decide. In contrast, the direction of law given to the jury in the present case
denied Mr Kalbasi
his right to have an element of the offence considered by the
jury. As senior counsel for the respondent properly conceded in oral
submissions in this Court, the direction of law to the jury about intention to
sell or supply could be seen as taking that element
of the offence away from the
jury. The effect of the trial judge's direction was that the jury was directed
to consider only whether
Mr Kalbasi had committed the offence of attempting
to possess a prohibited drug. That was not the offence provided by
moda1981184 /s6.html" class="autolink_findacts">ss 6(1)(a) and 33 (1), namely attempted possession of a prohibited drug with
intent to sell or supply. It was, instead, the simple offence of attempted
possession contrary to ss 6(2) and 33 (1) of the Misuse of Drugs
Act . Offences against s 6(1) and s 6(2) carry,
unsurprisingly, markedly different maximum
penalties[175].
A
substantial miscarriage of justice and the "negative proposition"
- In
2005, in a unanimous judgment in Weiss v The
Queen[176],
this Court considered the meaning of the proviso to the common form criminal
appeal provision. Over more than a decade since Weiss, this Court has
handed down many judgments concerning similar provisions. Not all of those
decisions are easy to reconcile. One
point is, however, clear. As this Court
emphasised in
Weiss[177],
there is "[n]o single universally applicable description of what constitutes 'no
substantial miscarriage of justice'".
- A
focus of Mr Kalbasi's submissions in this appeal was the "negative
proposition" enunciated by this Court in Weiss
that[178]:
"[i]t cannot be said that no substantial miscarriage of justice has
actually occurred unless the appellate court is persuaded that
the evidence
properly admitted at trial proved, beyond reasonable doubt, the accused's guilt
of the offence on which the jury returned
its verdict of guilty."
- This
statement, expressed as a qualified double negative proposition, has sometimes
been said to propose a test to be satisfied in
every case before the proviso can
be applied and a conclusion of substantial miscarriage of justice reached. But,
as Mr Kalbasi
submitted in this appeal, if the statement is expressed in
those absolute terms then the statement cannot be correct. There are
two
reasons why the negative proposition cannot be understood in absolute terms.
- First,
as the Court recognised in
Weiss[179],
the negative proposition is not always sufficient for the proviso to apply.
It is well recognised that there are cases, although
infrequent[180],
where an appellate court will conclude, without more, that an error in the trial
process caused a substantial miscarriage of justice.
Although there can be no
fixed, predefined formula to describe these
cases[181],
the category of such radical errors can be generally described as involving
circumstances where there is a fundamental defect amounting
to a serious breach
of the presuppositions of the
trial[182].
In
Weiss[183],
the Court suggested that a denial of procedural fairness may be such an
example.
- Although
it has been common to speak of the proviso "not applying" in such circumstances,
this does not mean that an appellate court
ignores its statutory duty to
consider whether a substantial miscarriage of justice has occurred. The point
being made, instead,
is that where such a fundamental defect occurs in the trial
then that defect will be sufficient, in and of itself, for a conclusion
that
there has been a substantial miscarriage of justice. It will not matter whether
the appellate court considers, from the record,
that the accused is guilty
beyond reasonable doubt. The same reasoning can be seen in relation to the
usual proviso in appeals and
applications for judicial review where an error of
law "could not possibly have produced a different
result"[184].
For instance, if there is a fundamental defect, such as where no required
hearing is given on a relevant issue, it is not for the
reviewing court "to
attempt to provide the hearing that the [applicant or] appellant has not had, or
to attempt to give any judgment
such as might be thought to have been
appropriate"[185].
Similarly, in Commonwealth Bank of Australia v
Quade[186],
where the misconduct by a successful party involved the suppression of
evidence but there was no real possibility of a different result,
this Court
said that it was "almost" inevitable that the appeal would be dismissed. The
qualification, "almost", was a recognition
that the interests of justice are not
always served by utilitarian considerations of whether the error or wrongdoing
could have made
a
difference[187].
- Secondly,
there are difficulties with treating the "negative proposition" as a necessary
condition for the application of the proviso.
As the Court recognised in
Weiss[188],
circumstances might arise where an error, amounting to a basis to allow the
appeal subject to the proviso, would "have had no significance
in determining
the verdict that was returned by the trial jury". In such circumstances an
appellate court might conclude that there
was no substantial miscarriage of
justice even if the appellate court, without the advantage of seeing and hearing
the witnesses,
is unable to be persuaded from the entire record that the
evidence properly admitted at trial proved, beyond reasonable doubt, the
accused's guilt of the offence. The conclusion that there is no substantial
miscarriage of justice in such cases cannot easily be
reconciled with the
negative proposition in Weiss being a necessary condition.
- An
example that illustrates this difficulty in seeing the negative proposition as a
necessary condition was given by Gleeson CJ during
oral argument in
Weiss[189].
That example was the situation in which inadmissible evidence is erroneously
admitted to prove a fact but during the evidence of
the accused that fact is
admitted. In that example, there is an error of law or, in the words of the
applicable Western Australian
legislation in this case, "a wrong decision on a
question of law by the
judge"[190].
But if the
proviso[191]
fell for consideration, there would be no substantial miscarriage of justice
even if the appellate court might not be able to conclude
from the record that
the appellant is guilty beyond reasonable doubt. In such a case, the negative
proposition in Weiss cannot mean that the appellate court is itself
satisfied of the guilt of the accused. It can only mean that the appellate
court is satisfied that the verdict of guilt by the jury
was unaffected by the
error[192].
In other words, the appellate court considers that there is no substantial
miscarriage of justice because conviction by the jury
was
inevitable[193].
- There
may be other circumstances where the negative proposition formulated in Weiss
requires careful consideration. The negative proposition suggests that it
must be "the appellate court" that is persuaded beyond
reasonable doubt of the
accused's guilt of the offence based on the evidence properly admitted at trial.
As the respondent in this
case accepted, it may be that a judge who would
otherwise be in the majority of a divided appellate court could reason as
follows:
"I am persuaded beyond reasonable doubt of the guilt of the accused
but I accept that others might reasonably not be so persuaded.
I am thus
satisfied that conviction was not inevitable."
- Ultimately,
the ambiguities in the negative proposition should not detract from the basic
question of whether there is a substantial
miscarriage of justice. In the
language of the cases after Weiss, other than in cases of
fundamental error the focus for the existence of a substantial miscarriage of
justice will commonly, although
not always, be upon whether conviction was
"inevitable"[194]
or whether the accused was deprived of a "chance fairly open to him of being
acquitted"[195].
Conclusion: a substantial miscarriage of justice
- In
Quartermaine v The
Queen[196],
this Court held that there was a substantial miscarriage of justice although it
might have been thought that conviction was inevitable.
In Quartermaine,
no element of the offence was removed from the consideration of the jury but
"the jury were not instructed as to the essential elements
of the charge in fact
laid"[197].
A fortiori, the withdrawal from the jury of an element of the offence in this
case demonstrates a fundamental defect. This case also presents a
stronger reason to find a substantial miscarriage of justice than Cesan v The
Queen[198],
where the jury was seized of consideration of the offence but was distracted by
the trial judge falling asleep at times during the
trial.
- There
will be many cases where an appellate judge's assessment of whether a
substantial miscarriage of justice has occurred will
require him or her to be
persuaded from the entirety of the record that the evidence properly admitted at
trial proved, beyond reasonable
doubt, the accused's guilt of the offence on
which the jury returned its verdict of guilty. However, this will not always be
the
case. In this case, the direction that removed the fourth element of the
offence from the jury was a fundamental defect, amounting
to a serious breach of
the presuppositions of the
trial[199].
This was a substantial miscarriage of justice. It is neither necessary, nor
appropriate, in such a case for an appellate court
to attempt to determine from
the record whether the accused is guilty beyond reasonable doubt. To conclude
otherwise would be to
replace a trial by jury with a trial by appellate judges.
[1] (1998) 194 CLR 202; [1998] HCA 43.
[2] Misuse of Drugs Act ,
ss 6(1)(a) and 33 (1).
[3] Kalbasi v Western Australia
(2013) 235 A Crim R 541.
[4] Criminal Appeal Act 1907
(UK), s 4(1).
[5] Kalbasi v The State of Western
Australia [2016] WASCA 144 at [179].
[6] Kalbasi v The State of Western
Australia [2016] WASCA 144 at [213].
[7] [1998] HCA 43; (1998) 194 CLR 202 at 215 [32] per
Gaudron, Gummow, Kirby and Hayne JJ.
[8] Kalbasi v The State of Western
Australia [2016] WASCA 144 at [214].
[9] Kalbasi v The State of Western
Australia [2016] WASCA 144 at [30].
[10] (2005) 224 CLR 300; [2005] HCA
81.
[11] Wilde v The Queen [1988] HCA 6; (1988)
164 CLR 365 at 373 per Brennan, Dawson and Toohey JJ; [1988] HCA 6.
[12] Darkan v The Queen
(2006) 227 CLR 373; [2006] HCA 34; Bounds v The Queen (2006) 80 ALJR
1380; 228 ALR 190; [2006] HCA 39; Cesan v The Queen (2008) 236 CLR 358;
[2008] HCA 52; AK v Western Australia (2008) 232 CLR 438; [2008] HCA 8;
Pollock v The Queen (2010) 242 CLR 233; [2010] HCA 35; Baiada Poultry
Pty Ltd v The Queen (2012) 246 CLR 92; [2012] HCA 14; Reeves v The
Queen [2013] HCA 57; (2013) 88 ALJR 215 at 223-224 [50]- [51]; [2013] HCA 57; 304 ALR 251 at 261-262;
[2013] HCA 57; Lindsay v The Queen (2015) 255 CLR 272; [2015] HCA 16;
Filippou v The Queen (2015) 256 CLR 47; [2015] HCA 29; Castle v The
Queen (2016) 259 CLR 449; [2016] HCA 46.
[13] Mraz v The Queen [1955] HCA 59; (1955)
93 CLR 493 at 514 per Fullagar J; [1955] HCA 59.
[14] Wilde v The Queen [1988] HCA 6; (1988)
164 CLR 365 at 373 per Brennan, Dawson and Toohey JJ.
[15] John v Federal Commissioner
of Taxation [1989] HCA 5; (1989) 166 CLR 417 at 438-439; [1989] HCA 5.
[16] Mraz v The Queen [1955] HCA 59; (1955)
93 CLR 493 at 514 per Fullagar J.
[17] Report of the
Interdepartmental Committee on the Court of Criminal Appeal ("the Donovan
Committee"), August 1965, Cmnd 2755 at 35-37; R v Gallagher [1998] 2 VR
671 at 676 per Brooking JA; Festa v The Queen (2001) 208 CLR 593 at
632; [2001] HCA 72; Thompson and Wollaston, Court of Appeal Criminal
Division, (1969) at 123-125; Pattenden, English Criminal Appeals:
1844–1994, (1996) at 182-184.
[18] Woolmington v The Director
of Public Prosecutions [1935] UKHL 1; [1935] AC 462; R v Konstandopoulos [1998] 4 VR
381 at 391-392 per Callaway JA; R v McLachlan [1999] VSCA 127; [1999] 2 VR 553 at 569-570
[51]- [53] per Callaway JA; R v Weiss [2004] VSCA 73; (2004) 8 VR 388 at 399 [66] per
Callaway JA.
[19] R v Haddy [1944] KB 442;
Driscoll v The Queen [1977] HCA 43; (1977) 137 CLR 517 at 524 per Barwick CJ; [1977] HCA
43; R v Storey [1978] HCA 39; (1978) 140 CLR 364 at 376-377 per Barwick CJ; [1978] HCA
39.
[20] R v Weiss [2004] VSCA 73; (2004) 8 VR
388 at 399 [66] per Callaway JA.
[21] Festa v The Queen (2001)
208 CLR 593 at 605 [31] per McHugh J.
[22] Stirland v Director of
Public Prosecutions [1944] AC 315 at 321.
[23] Pattenden, English Criminal
Appeals: 1844–1994, (1996) at 183.
[24] Festa v The Queen (2001)
208 CLR 593 at 631-632 [120]-[122]. See also at 629 [115] citing R v
Storey [1978] HCA 39; (1978) 140 CLR 364 at 376; and at 630 [116] citing Driscoll v The
Queen [1977] HCA 43; (1977) 137 CLR 517 at 524-525.
[25] Report of the
Interdepartmental Committee on the Court of Criminal Appeal, August 1965,
Cmnd 2755 at 37 [166].
[26] R v Weiss [2004] VSCA 73; (2004) 8 VR
388 at 400-401 [70].
[27] Mraz v The Queen [1955] HCA 59; (1955)
93 CLR 493 at 514 per Fullagar J.
[28] Weiss v The Queen [2005] HCA 81; (2005)
224 CLR 300 at 314 [35].
[29] Weiss v The Queen [2005] HCA 81; (2005)
224 CLR 300 at 317 [44]: "It cannot be said that no substantial miscarriage of
justice has actually occurred unless the appellate court is persuaded that
the
evidence properly admitted at trial proved, beyond reasonable doubt, the
accused's guilt of the offence on which the jury returned
its verdict of
guilty."
[30] See, eg, Darkan v The
Queen [2006] HCA 34; (2006) 227 CLR 373; Bounds v The Queen [2006] HCA 39; (2006) 80 ALJR 1380; 228
ALR 190.
[31] The rule required a new trial
in the case of every departure from a trial according to law.
[32] [2005] HCA 81; (2005) 224 CLR 300 at 302.
[33] Weiss v The Queen [2005] HCA 81; (2005)
224 CLR 300 at 302.
[34] Weiss v The Queen [2005] HCA 81; (2005)
224 CLR 300 at 317 [44]; AK v Western Australia [2008] HCA 8; (2008) 232 CLR 438 at
455-456 [53]- [55] per Gummow and Hayne JJ.
[35] Castle v The Queen
[2016] HCA 46; (2016) 259 CLR 449.
[36] Baiada Poultry Pty Ltd v The
Queen [2012] HCA 14; (2012) 246 CLR 92; Lindsay v The Queen [2015] HCA 16; (2015) 255 CLR 272. See
also Filippou v The Queen [2015] HCA 29; (2015) 256 CLR 47.
[37] Pollock v The Queen
[2010] HCA 35; (2010) 242 CLR 233; and see Reeves v The Queen [2013] HCA 57; (2013) 88 ALJR 215 at
223-224 [50] per French CJ, Crennan, Bell and Keane JJ; [2013] HCA 57; 304 ALR 251 at
261.
[38] Weiss v The Queen [2005] HCA 81; (2005)
224 CLR 300 at 315-316 [40].
[39] Nudd v The Queen [2006] HCA 9; (2006)
80 ALJR 614 at 618 [6] per Gleeson CJ; [2006] HCA 9; 225 ALR 161 at 163; [2006] HCA 9.
[40] Weiss v The Queen [2005] HCA 81; (2005)
224 CLR 300 at 317 [45]; Cesan v The Queen [2008] HCA 52; (2008) 236 CLR 358 at 394
[126] per Hayne, Crennan and Kiefel JJ.
[41] Misuse of Drugs Act , s
34(1)(a).
[42] Misuse of Drugs Act ,
s 34(1)(e).
[43] Misuse of Drugs Act , s
10.
[44] Misuse of Drugs Act , s
33(1).
[45] Misuse of Drugs Act , s
3(1) definition of "to possess".
[46] Kalbasi v The State of
Western Australia [2016] WASCA 144 at [182].
[47] Kalbasi v The State of
Western Australia [2016] WASCA 144 at [28].
[48] Krakouer v The Queen
[1998] HCA 43; (1998) 194 CLR 202 at 206 [2].
[49] Krakouer v The Queen
[1998] HCA 43; (1998) 194 CLR 202 at 206-207 [3]- [6].
[50] Krakouer v The Queen
[1998] HCA 43; (1998) 194 CLR 202 at 208 [9].
[51] Krakouer v The Queen
[1998] HCA 43; (1998) 194 CLR 202 at 210 [14].
[52] Krakouer v The Queen
[1998] HCA 43; (1998) 194 CLR 202 at 212 [23] citing [1988] HCA 6; (1988) 164 CLR 365 at 373 per Brennan,
Dawson and Toohey JJ.
[53] Krakouer v The Queen
[1998] HCA 43; (1998) 194 CLR 202 at 215 [32], 216-217 [37].
[54] Krakouer v The Queen
[1998] HCA 43; (1998) 194 CLR 202 at 215 [32].
[55] Krakouer v The Queen
[1998] HCA 43; (1998) 194 CLR 202 at 216 [36].
[56] TKWJ v The Queen [2002] HCA 46; (2002)
212 CLR 124 at 128 [8] per Gleeson CJ; [2002] HCA 46.
[57] (2011) 245 CLR 282; [2011] HCA
51.
[58] (1980) 143 CLR 595; [1980] HCA
29.
[59] Handlen v The Queen
[2011] HCA 51; (2011) 245 CLR 282 at 286 [1]- [2].
[60] Handlen v The Queen
[2011] HCA 51; (2011) 245 CLR 282 at 298 [47].
[61] Quartermaine v The Queen
[1980] HCA 29; (1980) 143 CLR 595 at 598-599.
[62] Quartermaine v The Queen
[1980] HCA 29; (1980) 143 CLR 595 at 600.
[63] Quartermaine v The Queen
[1980] HCA 29; (1980) 143 CLR 595 at 601.
[64] R v Getachew [2012] HCA 10; (2012) 248
CLR 22 at 36 [35]- [36]; [2012] HCA 10; Huynh v The Queen [2013] HCA 6; (2013) 87 ALJR
434 at 441 [31]- [32]; [2013] HCA 6; 295 ALR 624 at 631-632; [2013] HCA 6 citing Alford v
Magee [1952] HCA 3; (1952) 85 CLR 437 at 466; [1952] HCA 3; Reeves v The Queen
[2013] HCA 57; (2013) 88 ALJR 215 at 224 [51] per French CJ, Crennan, Bell and
Keane JJ; [2013] HCA 57; 304 ALR 251 at 262.
[65] Cf Quartermaine v The
Queen [1980] HCA 29; (1980) 143 CLR 595 at 601.
[66] Krakouer v The Queen
[1998] HCA 43; (1998) 194 CLR 202 at 212-213 [23]- [24] per Gaudron, Gummow, Kirby and
Hayne JJ.
[67] Kalbasi v The State of
Western Australia [2016] WASCA 144 at [27].
[68] [2008] HCA 8; (2008) 232 CLR 438 at 457 [59];
[2008] HCA 8.
[69] (2005) 224 CLR 300; [2005] HCA
81.
[70] [2005] HCA 81; (2005) 224 CLR 300 at 317 [44]
(emphasis omitted).
[71] Hocking v Bell [1945] HCA 16; (1945) 71
CLR 430 at 440; [1945] HCA 16.
[72] [1988] HCA 6; (1988) 164 CLR 365 at 372;
[1988] HCA 6.
[73] [2015] HCA 29; (2015) 256 CLR 47 at 55 [15];
[2015] HCA 29 (footnote omitted).
[74] Weiss v The Queen [2005] HCA 81; (2005)
224 CLR 300 at 317 [44].
[75] Weiss v The Queen [2005] HCA 81; (2005)
224 CLR 300 at 316 [40], quoting Fox v Percy [2003] HCA 22; (2003) 214 CLR 118 at
125-126 [23]; [2003] HCA 22.
[76] Weiss v The Queen [2005] HCA 81; (2005)
224 CLR 300 at 317 [43]. See also Cesan v The Queen [2008] HCA 52; (2008) 236 CLR 358
at 395 [128]- [129]; [2008] HCA 52; Baiada Poultry Pty Ltd v The Queen
[2012] HCA 14; (2012) 246 CLR 92 at 104 [27]- [28]; [2012] HCA 14.
[77] M v The Queen [1994] HCA 63; (1994) 181
CLR 487 at 494; [1994] HCA 63, cited in Weiss v The Queen [2005] HCA 81; (2005) 224 CLR
300 at 316 [41], fn 64.
[78] Festa v The Queen (2001)
208 CLR 593 at 632 [123]; [2001] HCA 72, cited in Weiss v The Queen
[2005] HCA 81; (2005) 224 CLR 300 at 316 [41], fn 64.
[79] Gassy v The Queen [2008] HCA 18; (2008)
236 CLR 293 at 301 [18]; [2008] HCA 18.
[80] Baini v The Queen [2012] HCA 59; (2012)
246 CLR 469 at 481 [33]; [2012] HCA 59.
[81] Baiada Poultry Pty Ltd v The
Queen [2012] HCA 14; (2012) 246 CLR 92 at 104 [29].
[82] Weiss v The Queen [2005] HCA 81; (2005)
224 CLR 300 at 308-309 [18]- [19] (emphasis in original).
[83] Jones v The Queen [2009] HCA 17; (2009)
83 ALJR 671 at 678 [30], [33]; [2009] HCA 17; 254 ALR 626 at 634; [2009] HCA 17. Cf R v
Matenga [2009] NZSC 18; [2009] 3 NZLR 145 at 157 [30]; Lundy v The Queen [2014] 2
NZLR 273 at 291-292 [150].
[84] Lindsay v The Queen
[2015] HCA 16; (2015) 255 CLR 272 at 302 [86]; [2015] HCA 16. See also Castle v The
Queen [2016] HCA 46; (2016) 259 CLR 449 at 471-472 [64], 477 [81]; [2016] HCA 46; R v
Dickman (2017) 91 ALJR 686 at 688 [4]-[5], 697 [63]; 344 ALR 474 at 476,
488; [2017] HCA 24.
[85] [2015] WASCA 164; (2015) 299 FLR 197.
[86] See Hughes v The State of
Western Australia [2015] WASCA 164; (2015) 299 FLR 197 at 208-209 [60]- [68].
[87] [1998] HCA 43; (1998) 194 CLR 202 at 212 [23];
[1998] HCA 43.
[88] Kalbasi v The State of
Western Australia [2016] WASCA 144 at [206].
[89] Kalbasi v The State of
Western Australia [2016] WASCA 144 at [214].
[90] Misuse of Drugs Act 1981
(WA), Sched V, item 82.
[91] [1998] HCA 43; (1998) 194 CLR 202 at 210-211
[17]- [18] per Gaudron, Gummow, Kirby and Hayne JJ, 221 [53]-[56] per McHugh J;
[1998] HCA 43. See also Do v The State of Western Australia [2014] WASCA
218 at [28] per Mazza JA (McLure P and Hall J agreeing at [1], [103]).
[92] Kalbasi v The State of
Western Australia [2016] WASCA 144.
[93] See Kalbasi v WA [2016]
WASCA 144 at [9]- [10], [30] per McLure P, [98], [217] per Mazza and Mitchell
JJA.
[94] Kalbasi v WA [2016]
WASCA 144 at [15].
[95] Kalbasi v WA [2016]
WASCA 144 at [27].
[96] Kalbasi v WA [2016]
WASCA 144 at [30].
[97] Kalbasi v WA [2016]
WASCA 144 at [179].
[98] (2005) 224 CLR 300; [2005] HCA
81.
[99] [2015] WASCA 164; (2015) 299 FLR 197 at 208
[61].
[100] [2015] WASCA 164; (2015) 299 FLR 197 at 209
[64]- [65].
[101] [2015] WASCA 164; (2015) 299 FLR 197 at 209
[67]- [68].
[102] Kalbasi v WA [2016]
WASCA 144 at [206].
[103] Kalbasi v WA [2016]
WASCA 144 at [203]- [204], [206].
[104] Kalbasi v WA [2016]
WASCA 144 at [212]- [213].
[105] Kalbasi v WA [2016]
WASCA 144 at [213]- [214].
[106] Kalbasi v WA [2016]
WASCA 144 at [214].
[107] [2005] HCA 81; (2005) 224 CLR 300 at 315
[39].
[108] Weiss v The Queen
[2005] HCA 81; (2005) 224 CLR 300 at 317 [44].
[109] Weiss v The Queen
[2005] HCA 81; (2005) 224 CLR 300 at 317 [44].
[110] Weiss v The Queen
[2005] HCA 81; (2005) 224 CLR 300 at 317 [43].
[111] Weiss v The Queen
[2005] HCA 81; (2005) 224 CLR 300 at 315-316 [40].
[112] Weiss v The Queen
[2005] HCA 81; (2005) 224 CLR 300 at 317 [43].
[113] Weiss v The Queen
[2005] HCA 81; (2005) 224 CLR 300 at 316 [41].
[114] Weiss v The Queen
[2005] HCA 81; (2005) 224 CLR 300 at 317 [45].
[115] [2008] HCA 8; (2008) 232 CLR 438 at 455
[53]; [2008] HCA 8.
[116] [2012] HCA 14; (2012) 246 CLR 92 at 104
[29] per French CJ, Gummow, Hayne and Crennan JJ; [2012] HCA 14.
[117] [2010] HCA 35; (2010) 242 CLR 233 at 252
[70]; [2010] HCA 35.
[118] [2016] HCA 46; (2016) 259 CLR 449 at 473
[68] per Kiefel, Bell, Keane and Nettle JJ (Gageler J agreeing at 477 [82]);
[2016] HCA 46.
[119] [2012] HCA 59; (2012) 246 CLR 469 at
480-482 [30]- [35] per French CJ, Hayne, Crennan, Kiefel and Bell JJ, 493
[65]-[66] per Gageler J; [2012] HCA 59.
[120] [2012] HCA 59; (2012) 246 CLR 469 at 482
[35].
[121] Baini v The Queen
[2012] HCA 59; (2012) 246 CLR 469 at 484 [40].
[122] [2013] HCA 57; (2013) 88 ALJR 215 at
223-224 [50] per French CJ, Crennan, Bell and Keane JJ (Gageler J relevantly
agreeing at 226 [63]); [2013] HCA 57; 304 ALR 251 at 261, 264; [2013] HCA 57.
[123] [2013] HCA 57; (2013) 88 ALJR 215 at 225
[58] per French CJ, Crennan, Bell and Keane JJ (Gageler J relevantly agreeing at
226 [63]); [2013] HCA 57; 304 ALR 251 at 263, 264.
[124] [2005] HCA 81; (2005) 224 CLR 300 at
316-317 [41], [43]-[44].
[125] [2007] HCA 59; (2007) 235 CLR 521 at 534
[42]; [2007] HCA 59.
[126] [2007] HCA 59; (2007) 235 CLR 521 at 536
[51] per Gummow and Hayne JJ (Kirby J relevantly agreeing at 536 [54]).
[127] See Pollock v The Queen
[2010] HCA 35; (2010) 242 CLR 233 at 252 [70]; Lindsay v The Queen [2015] HCA 16; (2015) 255 CLR
272 at 276 [4] per French CJ, Kiefel, Bell and Keane JJ, 302 [87]-[88] per
Nettle J; [2015] HCA 16. See and compare Filippou v The Queen [2015] HCA 29; (2015) 256
CLR 47 at 68 [60] per French CJ, Bell, Keane and Nettle JJ, 81-82 [99] per
Gageler J; [2015] HCA 29.
[128] See Quartermaine v The
Queen [1980] HCA 29; (1980) 143 CLR 595 at 601-602 per Gibbs J (Stephen J and Murphy J
agreeing at 602, 613); [1980] HCA 29; Gilbert v The Queen (2000) 201 CLR
414 at 422-423 [21] per Gleeson CJ and Gummow J, 439-440 [93] per Callinan J
(McHugh J and Hayne J dissenting at 424-425
[28], 430-431 [49]); [2000] HCA 15;
Gillard v The Queen [2003] HCA 64; (2003) 219 CLR 1 at 15 [29] per Gleeson CJ and
Callinan J, 16 [34] per Gummow J, 33 [95]-[97] per Kirby J, 42 [134] per Hayne
J; [2003] HCA 64.
[129] See Baini v The Queen
[2012] HCA 59; (2012) 246 CLR 469 at 483-484 [39]- [40] per French CJ, Hayne, Crennan,
Kiefel and Bell JJ (Gageler J dissenting at 496-497 [78]).
[130] See Quartermaine v The
Queen [1980] HCA 29; (1980) 143 CLR 595 at 601-602 per Gibbs J (Stephen J and Murphy J
agreeing at 602, 613); Baiada Poultry Pty Ltd v The Queen [2012] HCA 14; (2012) 246 CLR
92 at 107 [38]- [39] per French CJ, Gummow, Hayne and Crennan JJ, 115 [71] per
Heydon J.
[131] [2008] HCA 8; (2008) 232 CLR 438 at 452
[42] per Gummow and Hayne JJ.
[132] [2012] HCA 14; (2012) 246 CLR 92 at 105
[30] per French CJ, Gummow, Hayne and Crennan JJ.
[133] See and compare Carney v
The Queen [2011] NSWCCA 223; (2011) 217 A Crim R 201 at 223 [102].
[134] [2005] HCA 81; (2005) 224 CLR 300 at 317
[45].
[135] [2008] HCA 52; (2008) 236 CLR 358 at
388-389 [97] per French CJ, 395 [127], [130] per Hayne, Crennan and Kiefel JJ
(Gummow J and Heydon J agreeing at 391 [107], 396 [133]); [2008] HCA 52.
[136] See and compare AK v
Western Australia [2008] HCA 8; (2008) 232 CLR 438 at 452 [42], 457 [59] per Gummow and
Hayne JJ.
[137] See Weiss v The Queen
[2005] HCA 81; (2005) 224 CLR 300 at 317 [44]- [45].
[138] [2005] HCA 81; (2005) 224 CLR 300 at
317-318 [45]- [46].
[139] [2008] HCA 8; (2008) 232 CLR 438 at 452
[42], 455-456 [54] per Gummow and Hayne JJ.
[140] [2007] HCA 59; (2007) 235 CLR 521 at 533
[39] per Gummow and Hayne JJ.
[141] See Weiss v The Queen
[2005] HCA 81; (2005) 224 CLR 300 at 317 [46]. See and compare Darkan v The Queen
[2006] HCA 34; (2006) 227 CLR 373 at 399 [84], 401-402 [94] per Gleeson CJ, Gummow, Heydon
and Crennan JJ; [2006] HCA 34.
[142] See Evans v The Queen
[2007] HCA 59; (2007) 235 CLR 521 at 534 [42] per Gummow and Hayne JJ.
[143] See Wilde v The Queen
[1988] HCA 6; (1988) 164 CLR 365 at 373 per Brennan, Dawson and Toohey JJ; [1988] HCA
6.
[144] [2007] HCA 59; (2007) 235 CLR 521 at 534
[42].
[145] See Nudd v The Queen
[2006] HCA 9; (2006) 80 ALJR 614 at 617-618 [3], [5]-[6] per Gleeson CJ; [2006] HCA 9; 225 ALR 161 at
162-163; [2006] HCA 9.
[146] [2008] HCA 8; (2008) 232 CLR 438 at 452
[42] per Gummow and Hayne JJ.
[147] [2012] HCA 14; (2012) 246 CLR 92 at 104
[29] per French CJ, Gummow, Hayne and Crennan JJ.
[148] Kalbasi v WA [2016]
WASCA 144 at [214].
[149] Kalbasi v WA [2016]
WASCA 144 at [213].
[150] Cf Evans v The Queen
[2007] HCA 59; (2007) 235 CLR 521 at 534 [43] per Gummow and Hayne JJ.
[151] See generally Alford v
Magee [1952] HCA 3; (1952) 85 CLR 437 at 466; [1952] HCA 3; Pemble v The Queen
[1971] HCA 20; (1971) 124 CLR 107 at 117-118 per Barwick CJ; [1971] HCA 20; BRS v The
Queen [1997] HCA 47; (1997) 191 CLR 275 at 306 per McHugh J; [1997] HCA 47; RPS v The
Queen [2000] HCA 3; (2000) 199 CLR 620 at 637 [41] per Gaudron ACJ, Gummow, Kirby and
Hayne JJ; [2000] HCA 3.
[152] See and compare Baiada
Poultry Pty Ltd v The Queen [2012] HCA 14; (2012) 246 CLR 92 at 105 [32] per French CJ,
Gummow, Hayne and Crennan JJ.
[153] See Quartermaine v The
Queen [1980] HCA 29; (1980) 143 CLR 595 at 601-602 per Gibbs J (Stephen J and Murphy J
agreeing at 602, 613); Handlen v The Queen [2011] HCA 51; (2011) 245 CLR 282 at 298 [47]
per French CJ, Gummow, Hayne, Crennan, Kiefel and Bell JJ (Heydon J dissenting
at 306 [80]); [2011] HCA 51.
[154] See Baiada Poultry Pty
Ltd v The Queen [2012] HCA 14; (2012) 246 CLR 92 at 104 [28] per French CJ, Gummow, Hayne
and Crennan JJ. See also Holland v The Queen (1993) 67 ALJR 946 at 951
per Mason CJ, Brennan, Deane and Toohey JJ; 117 ALR 193 at 200; [1993] HCA
43.
[155] See Stokes & Difford
(1990) 51 A Crim R 25 at 32 per Hunt J (Wood J and McInerney J agreeing at
45); BRS v The Queen [1997] HCA 47; (1997) 191 CLR 275 at 305 per McHugh J; KBT v The
Queen (1997) 191 CLR 417 at 423-424 per Brennan CJ, Toohey, Gaudron and
Gummow JJ, 431 per Kirby J; [1997] HCA 54; Fingleton v The Queen [2005] HCA 34; (2005)
227 CLR 166 at 198-199 [81]- [84] per McHugh J; [2005] HCA 34.
[156] See and compare Gilbert v
The Queen (2000) 201 CLR 414 at 422-423 [21] per Gleeson CJ and Gummow J,
441-442 [102]-[103] per Callinan J; Handlen v The Queen [2011] HCA 51; (2011) 245 CLR
282 at 297-298 [45]- [47] per French CJ, Gummow, Hayne, Crennan, Kiefel and Bell
JJ. See also Re Knowles [1984] VicRp 67; [1984] VR 751 at 770; TKWJ v The Queen
[2002] HCA 46; (2002) 212 CLR 124 at 151-152 [84] per McHugh J; [2002] HCA 46.
[157] See and compare Andrews v
The Queen [1968] HCA 84; (1968) 126 CLR 198 at 207-210; [1968] HCA 84; Quartermaine v
The Queen [1980] HCA 29; (1980) 143 CLR 595 at 600-601 per Gibbs J (Stephen J and Murphy J
agreeing at 602, 613).
[158] (1997) 191 CLR 417 at
423-424 per Brennan CJ, Toohey, Gaudron and Gummow JJ. See and compare
Simic v The Queen [1980] HCA 25; (1980) 144 CLR 319 at 330-333; [1980] HCA 25.
[159] [2008] HCA 8; (2008) 232 CLR 438 at 457
[59] per Gummow and Hayne JJ.
[160] Baiada Poultry Pty Ltd v
The Queen [2012] HCA 14; (2012) 246 CLR 92 at 106 [35] per French CJ, Gummow, Hayne and
Crennan JJ.
[161] Baiada Poultry Pty Ltd v
The Queen [2012] HCA 14; (2012) 246 CLR 92 at 106 [35] per French CJ, Gummow, Hayne and
Crennan JJ.
[162] Kalbasi v WA [2016]
WASCA 144 at [30] per McLure P, [214] per Mazza and Mitchell JJA.
[163] See Misuse of Drugs
Act , s 3(1) definition of "to possess".
[164] Compare RPS v The Queen
[2000] HCA 3; (2000) 199 CLR 620 at 632-633 [26]- [28] per Gaudron ACJ, Gummow, Kirby
and Hayne JJ; Dyers v The Queen [2002] HCA 45; (2002) 210 CLR 285 at 292 [9]- [10] per
Gaudron and Hayne JJ; [2002] HCA 45.
[165] [1998] HCA 43; (1998) 194 CLR 202 at 215
[32] per Gaudron, Gummow, Kirby and Hayne JJ.
[166] [2008] HCA 8; (2008) 232 CLR 438 at 457
[58] per Gummow and Hayne JJ.
[167] [2012] HCA 14; (2012) 246 CLR 92 at 104
[29] per French CJ, Gummow, Hayne and Crennan JJ.
[168] Criminal Appeals Act
2004 (WA), s 30(4).
[169] Quartermaine v The
Queen [1980] HCA 29; (1980) 143 CLR 595 at 601; [1980] HCA 29, quoting Andrews v The
Queen [1968] HCA 84; (1968) 126 CLR 198 at 207; [1968] HCA 84.
[170] At [143].
[171] R v Getachew [2012] HCA 10; (2012)
248 CLR 22 at 36 [35]- [36]; [2012] HCA 10; Huynh v The Queen [2013] HCA 6; (2013) 87
ALJR 434 at 441 [31]- [32]; [2013] HCA 6; 295 ALR 624 at 631-632; [2013] HCA 6.
[172] [1998] HCA 43; (1998) 194 CLR 202 at 212
[22]; [1998] HCA 43.
[173] Krakouer v The Queen
[1998] HCA 43; (1998) 194 CLR 202 at 212 [23].
[174] Krakouer v The Queen
[1998] HCA 43; (1998) 194 CLR 202 at 212 [24].
[175] Misuse of Drugs Act
1981 (WA), ss 34(1)(a) , 34 (1)(e).
[176] (2005) 224 CLR 300; [2005]
HCA 81.
[177] [2005] HCA 81; (2005) 224 CLR 300 at 317
[44] (emphasis in original).
[178] [2005] HCA 81; (2005) 224 CLR 300 at 317
[44].
[179] [2005] HCA 81; (2005) 224 CLR 300 at 317
[46].
[180] Green v The Queen
(1997) 191 CLR 334 at 346-347; [1997] HCA 50.
[181] AK v Western Australia
[2008] HCA 8; (2008) 232 CLR 438 at 455-456 [54]; [2008] HCA 8; Cesan v The Queen
[2008] HCA 52; (2008) 236 CLR 358 at 394 [126]; [2008] HCA 52.
[182] Wilde v The Queen
[1988] HCA 6; (1988) 164 CLR 365 at 373; [1988] HCA 6.
[183] [2005] HCA 81; (2005) 224 CLR 300 at 317
[45].
[184] Stead v State Government
Insurance Commission [1986] HCA 54; (1986) 161 CLR 141 at 147; [1986] HCA 54; Re Refugee
Review Tribunal; Ex parte Aala [2000] HCA 57; (2000) 204 CLR 82 at 116-117 [80], 122 [104],
130-131 [131]-[132]; [2000] HCA 57.
[185] DWN042 v Republic of
Nauru (2017) 92 ALJR 146 at 151 [21]; [2017] HCA 56.
[186] (1991) 178 CLR 134 at 143;
[1991] HCA 61.
[187] See also Re Refugee
Review Tribunal; Ex parte Aala [2000] HCA 57; (2000) 204 CLR 82 at 131 [132].
[188] [2005] HCA 81; (2005) 224 CLR 300 at 317
[43]. See also Jones v The Queen [2009] HCA 17; (2009) 83 ALJR 671 at 678 [30]; [2009] HCA 17; 254 ALR
626 at 634; [2009] HCA 17; Reeves v The Queen [2013] HCA 57; (2013) 88 ALJR 215 at
223-224 [50], 225 [58], 226 [63]; [2013] HCA 57; 304 ALR 251 at 261, 263, 264; [2013] HCA 57.
[189] [2005] HCA 81; (2005) 224 CLR 300 at 302.
[190] Criminal Appeals Act
2004 (WA), s 30(3)(b).
[191] Criminal Appeals Act
2004 (WA), s 30(4).
[192] Weiss v The Queen
[2005] HCA 81; (2005) 224 CLR 300 at 317 [43].
[193] See Lindsay v The Queen
[2015] HCA 16; (2015) 255 CLR 272 at 301-302 [86]; [2015] HCA 16.
[194] Baiada Poultry Pty Ltd v
The Queen [2012] HCA 14; (2012) 246 CLR 92 at 106-107 [35]- [38]; [2012] HCA 14; Baini v
The Queen [2012] HCA 59; (2012) 246 CLR 469 at 481-482 [33], 484 [40]; [2012] HCA 59;
Lindsay v The Queen [2015] HCA 16; (2015) 255 CLR 272 at 276 [4], 301-302 [86]; Castle v
The Queen [2016] HCA 46; (2016) 259 CLR 449 at 472 [65], 477 [82]; [2016] HCA 46; R v
Dickman (2017) 91 ALJR 686 at 688 [4]-[5], 697 [63]; 344 ALR 474 at 476,
488; [2017] HCA 24.
[195] Pollock v The Queen
[2010] HCA 35; (2010) 242 CLR 233 at 252 [70]; [2010] HCA 35. See also Filippou v The
Queen [2015] HCA 29; (2015) 256 CLR 47 at 55 [15]; [2015] HCA 29.
[196] [1980] HCA 29; (1980) 143 CLR 595.
[197] Quartermaine v The Queen
[1980] HCA 29; (1980) 143 CLR 595 at 601, 602, 613. See also Andrews v The Queen
[1968] HCA 84; (1968) 126 CLR 198.
[198] [2008] HCA 52; (2008) 236 CLR 358.
[199] Wilde v The Queen
[1988] HCA 6; (1988) 164 CLR 365 at 373.
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