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MZAPC v Minister for Immigration and Border Protection [2021] HCA 17 (19 May 2021)
Last Updated: 8 July 2022
HIGH COURT OF AUSTRALIA
KIEFEL CJ,
GAGELER,
KEANE, GORDON, EDELMAN, STEWARD AND GLEESON JJ
MZAPC APPELLANT
AND
MINISTER FOR IMMIGRATION AND
BORDER
PROTECTION & ANOR RESPONDENTS
MZAPC v Minister for Immigration and Border
Protection
[2021] HCA 17
Date of Hearing: 5 March
2021
Date of Judgment: 19 May
2021
M77/2020
ORDER
Appeal dismissed with costs.
On appeal from the Federal
Court of Australia
Representation
D J Hooke SC with S H
Hartford Davis, S G Lawrence and D J Reynolds for the appellant (instructed by
Conditsis Lawyers)
S P Donaghue QC, Solicitor-General of the
Commonwealth, with M A Hosking for the first respondent (instructed by
Clayton Utz)
Submitting appearance for the second
respondent
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
MZAPC v Minister for Immigration and Border
Protection
Immigration – Refugees – Application for
protection visa – Where appellant applied to Refugee Review Tribunal
("Tribunal")
for review of first respondent's decision to refuse protection visa
under Migration Act 1958 (Cth) ("Act") – Where s 438
notification issued under Act in relation to material including appellant's
criminal record – Where Tribunal did not disclose existence of s 438
notification to appellant – Where first respondent conceded failure to
disclose amounted to breach of procedural fairness –
Where information
covered by s 438 notification not referred to in reasons for decision –
Whether breach material – Whether Tribunal in fact took s 438 notification
information into account in making decision – Whether Federal Court erred
by erecting presumption that Tribunal
did not take s 438 notification
information into account – Whether disclosure to appellant of fact of s
438 notification could realistically have led to different decision –
Whether appellant or first respondent bore onus of proof
of
materiality – Whether Federal Court erred by confining materiality
consideration to offence of dishonesty to exclusion of
other offences.
Words and phrases – "counterfactual inquiry", "credit",
"discharging the burden of proof", "failure to disclose", "judicial
review",
"jurisdictional error", "lost opportunity to present legal and factual
argument", "materiality", "onus of proof", "opportunity
to be heard", "practical
injustice", "presumption", "procedural fairness", "realistic possibility",
"reasonable conjecture", "statutory
interpretation", "subconscious impact",
"threshold of materiality".
Migration Act 1958 (Cth), Pt 7, s
438.
- KIEFEL CJ,
GAGELER, KEANE AND GLEESON JJ. This appeal raises issues concerning the
content and proof of the element of materiality
identified in Hossain v
Minister for Immigration and Border
Protection[1] as ordinarily
required to exist for a breach of an express or implied condition of a conferral
of statutory decision-making authority
to result in jurisdictional error.
- Materiality
was subsequently explained in Minister for Immigration and Border Protection
v SZMTA[2] to involve a
realistic possibility that the decision in fact made could have been different
had the breach of the condition not occurred.
Existence or non-existence of a
realistic possibility that the decision could have been different was explained
to be a question
of fact in respect of which the plaintiff in an application for
judicial review of the decision on the ground of jurisdictional error
bears the
onus of proof.
- The
explanation in SZMTA is sound in principle and consistent with precedent.
SZMTA ought not to be revisited.
- SZMTA
was correctly applied in the result in the decision under
appeal[3] to hold that a breach
of an implied condition of procedural fairness by the Refugee Review Tribunal
("the Tribunal") in the conduct
of a review under Pt 7 of the Migration
Act 1958 (Cth) ("the Act") did not result in jurisdictional error in the
decision of the Tribunal which affirmed a decision of a delegate of the Minister
for Immigration and Border Protection to refuse the appellant a protection visa.
The breach was constituted by a failure on the part
of the Tribunal to disclose
to the appellant the existence of a notification by the Secretary of the
Department of Immigration and
Border Protection under s 438(2)(a) that s
438(1)(b) applied to information contained in documents given to the Tribunal by
the Secretary under s 418(3) of the Act.
Facts and
procedural history
- The
appellant is a citizen of India. He arrived in Australia in 2006 on a student
visa which expired in 2008. He applied in 2007
for a further student visa which
a delegate of the Minister refused in 2012. He then applied to the Migration
Review Tribunal ("the
MRT") for merits review of the decision of that delegate
under Pt 5 of the Act. The MRT decided that it lacked jurisdiction because the
application was lodged out of time. He then applied to the Federal Circuit
Court
for judicial review of the decision of the MRT. The Federal Circuit Court
dismissed that application in 2013.
- Having
failed to obtain a further student visa, the appellant applied in 2014 for a
protection visa. Amongst the claims he made in
support of that application was a
claim to fear that his uncle would kill him on his return to India in connection
with a dispute
between his uncle and his father over land in Punjab. He claimed
that he was his father's oldest son and that his uncle had threatened
to kill
him if the land went under his name. He claimed that he had been kidnapped when
visiting Punjab from Delhi in 2004. The kidnappers
demanded that his father sign
papers putting the land in their names. They released him after his father paid
them a settlement amount.
- Another
delegate of the Minister refused the protection visa in June 2014. The appellant
then applied to the Tribunal for merits
review of that decision under Pt 7 of
the Act.
- As
required by s 418(3) of the Act, the Secretary gave to the Tribunal documents
within the Secretary's possession or control which the Secretary considered to
be relevant
to the review by the Tribunal. Accompanying the documents so given
was a letter notifying the Tribunal under s 438(2)(a) that s 438(1)(b)
applied to information contained in specified documents on a specified
departmental file. By way of advice under s 438(2)(b), the letter expressed
the view that the information should not be disclosed to the appellant or his
representative because the information
had been "shared by Victoria Police with
the Department for investigative purposes only".
- The
documents specified in the notification included a "Court Outcomes Report" which
indicated that the appellant had been convicted
of offences in the Dandenong
Magistrates' Court in September 2011. The offences of which he had been
convicted were three counts
of drink driving, eight counts of driving while
disqualified, three counts of using an unregistered vehicle on a highway, two
counts
of using a vehicle not in a safe and roadworthy condition, one count of
removing a defective vehicle label, one count of failing
to wear a seat belt and
one count of an offence described as "state false name". There is no dispute
between the parties to the appeal
that the offence described as "state false
name" was an offence of dishonesty.
- Neither
the existence of the notification nor any of the information contained in the
documents specified in the notification was
disclosed to the appellant by the
Tribunal.
- Proceeding
on the mistaken understanding that the appellant had been invited to a scheduled
hearing and had failed to attend, the
Tribunal made an initial decision in
September 2014, affirming the decision of the delegate. The Tribunal's statement
of reasons
for that initial decision stated that it had "considered all the
material before it relating to [the] application". The statement
of reasons went
on relevantly to explain that, on the "limited and vague evidence", the Tribunal
did not accept the appellant's claim
to fear harm in connection with the dispute
over land in Punjab. The statement of reasons made no reference to the
notification or
to any information contained in any of the documents specified
in the notification.
- When
later it emerged that the appellant had not been notified of the time of the
scheduled hearing, the Tribunal accepted advice
that the initial decision was
affected by jurisdictional
error[4] and re-opened the
review. The Tribunal, constituted by the same member who had made the initial
decision, conducted a rescheduled
hearing in October 2014 which the appellant
attended. The Tribunal made a final decision in November 2014, again affirming
the decision
of the delegate.
- The
Tribunal's statement of reasons for that final decision set out the member's
findings in relation to the appellant's claim to
fear harm in connection with
the dispute over land in Punjab as follows:
"Despite some concerns about the applicant's credibility, I am willing to accept
that there was a dispute between his father and
his uncle over land in Punjab. I
accept that when the applicant visited Amritsar in 2003 or 2004, he was taken to
a house by his
cousin (though not actually threatened as he stated at the
hearing), drugged and held there until his father arrived and paid the
amount of
$AUD3500 for his release. I accept that the applicant stopped going to the
Punjab after this until he came to Australia
in 2006.
I do not accept that the applicant has been subject to continuing threats in
relation to the land dispute because he is the eldest
son of his father. The
applicant was able to reside in Delhi, India for 2-3 years after the Amritsar
incident without facing any
further harm from his uncles and his relatives. The
Amritsar incident was 12-13 years ago and resolved when the father made payment
to his uncle. Furthermore, on the applicant's oral evidence at hearing, in
recent times his father has been pressured but not actually
harmed or threatened
by the relatives despite his father refusing to sign over the land through an
affidavit. I do not accept that
if the relatives wanted to harm the applicant
over the land that they would not be threatening or harming his father in
circumstances
where the dispute originates in relation to the father and the
father has the ability to sign a document giving them the land. I
do not accept
as credible or plausible that simply because his father was in Delhi and not
Amritsar that this would completely deter
the relatives from undertaking
threatening or violent action against his father to obtain legal ownership of
the land. The applicant
stated at the hearing that his mother's brother was a
policeman, which I accept. However, I do not accept as credible or plausible
that the relatives would not threaten or harm his father (but would threaten or
harm the applicant) because his mother's brother
was a policeman. In all the
circumstances, I do not accept that the relatives have a continuing adverse
interest in the applicant.
Considering all the circumstances, I find that the applicant does not face a
real chance of persecution in the reasonably foreseeable
future in India for any
reason ... from his relatives over the land dispute."
- Like
the statement of reasons for the initial decision, the statement of reasons for
the final decision made no reference to the
notification or to any information
contained in any of the documents specified in the notification.
- The
appellant in due course applied to the Federal Circuit Court for judicial review
of the final decision of the Tribunal. The Federal
Circuit Court dismissed that
application in 2016.
- The
appellant next appealed to the Federal Court. The appeal was held in abeyance
pending the decision in SZMTA. Following that decision, the notice of
appeal to the Federal Court was amended by consent to comprise a single ground
of challenge
to the final decision of the Tribunal. The single ground of
challenge, which had not been raised before the Federal Circuit Court,
was that
the decision "was affected by jurisdictional error, in that the Tribunal failed
to comply with the rules of procedural fairness".
- There
was no dispute between the appellant and the Minister before the Federal Court
that the Tribunal's failure to disclose to the
appellant the existence of the
notification had breached an implied condition of procedural fairness identified
in SZMTA. The parties to the appeal were at issue only as to the
materiality of that breach to the final decision made by the
Tribunal.
Reasoning in the Federal Court
- The
Federal Court was constituted for the hearing of the appeal by Mortimer J
alone. Her Honour recognised that the issue of materiality
turned on whether
disclosure to the appellant of the existence of the notification could
realistically have resulted in the Tribunal
having made a different
decision[5].
- Noting
that the information covered by the undisclosed notification had been
potentially contrary to the interests of the appellant,
Mortimer J went on to
accept that she could not conclude that disclosure of the notification could
realistically have resulted in
the Tribunal having made a different decision
without first finding that the Tribunal had in fact taken information covered by
the
notification into account in making the
decision[6]. That accords with
the approach taken by the Full Court of the Federal Court earlier in MZAOL v
Minister for Immigration and Border
Protection[7] and more
recently in Minister for Immigration, Citizenship, Migrant Services and
Multicultural Affairs v
CQZ15[8].
- Focusing
on the potential for the offence of dishonesty referred to in the Court Outcomes
Report covered by the notification to have
borne on the Tribunal's rejection of
the appellant's claim to fear harm in connection with the dispute over land in
Punjab, and unable
to find on the evidence before her that the offence of
dishonesty had in fact been taken into account by the Tribunal in its findings
in relation to that claim[9],
Mortimer J dismissed the appeal.
- Mortimer
J arrived at that result with evident reluctance. Echoing concerns she had
already raised[10] and was
later to repeat[11] about the
need to find materiality at all in order to establish jurisdictional error where
a breach of a condition of procedural
fairness has been found, her Honour
described the explanation of materiality in SZMTA as "difficult to
understand and apply" and described the process of reasoning required to find
materiality as "convoluted" and
"confusing"[12]. To an aspect
of her Honour's criticism it will be necessary to return.
Appeal
to this Court
- In
his appeal by special leave to this Court, the appellant does not go so far as
to challenge the need to find materiality at all
in order to determine that a
breach of an implied condition of procedural fairness has resulted in
jurisdictional error. He confines
his attention to the content of materiality
and its proof.
- By
his principal ground of appeal, the appellant disputes that he needed to prove
that the Tribunal in fact took information covered
by the notification into
account in making the decision in order to establish that the failure to
disclose the notification was material
to the decision. He argues that the
explanation of materiality in SZMTA properly understood demanded no more
of him than that he demonstrate by way of reasonable conjecture that the
Tribunal could have
taken information covered by the notification into account
adversely to him in making the decision and that, if it did, it could
have been
persuaded by him to make a different decision if it had disclosed the
notification to him. He argues that demonstration
of the reasonableness of that
conjecture caused the onus to shift to the Minister, as the party to the
application for judicial review
seeking to uphold the decision of the Tribunal,
to prove that disclosure of the notification could not in fact have resulted in
the
Tribunal having made a different decision. He argues that SZMTA
should be re-opened and overruled if that understanding of its proper
application is incorrect.
- By
his principal ground of appeal, the appellant also contends that Mortimer J
independently erred by erecting and acting on a presumption
of fact that the
Tribunal did not take information covered by the notification into account in
making the decision and casting the
onus on him to displace that presumption. He
argues that SZMTA should likewise be re-opened and overruled if and to
the extent that it supports erection of that presumption.
- By
an additional ground of appeal, the appellant contends that Mortimer J was wrong
to confine her consideration of the materiality
of the non-disclosure of the
notification to the potential for the offence of dishonesty to have borne on the
Tribunal's findings
in relation to the appellant's claim to fear harm in
connection with the dispute over land in Punjab to the exclusion of
consideration
of the potential for the other offences referred to in the Court
Outcomes Report covered by the notification to have borne on the
Tribunal's
final decision. That additional ground of appeal raises no additional question
of principle.
- The
two strands of the appellant's argument on his principal ground of appeal are
best addressed sequentially. To address the first
strand necessitates
examination of the content and proof of materiality at the level of principle.
To address the second necessitates
examination of contextual considerations
bearing on proof of the materiality of a failure to disclose a notification
under s 438(2)(a) of the Act.
Materiality and its
proof
- To
understand materiality, it is necessary first to understand jurisdictional
error. Though the concept of jurisdictional error is
rooted in our
constitutional history, only in this century has jurisdictional error come to be
articulated as an explanation of the
scope of the constitutionally entrenched
original jurisdiction of this Court to engage in judicial review of the actions
of Commonwealth
judicial and executive
officers[13], and hence the
scope of the statutory jurisdiction conferred in identical terms on other courts
created by the Commonwealth
Parliament[14], and as an
explanation of the scope of the constitutionally entrenched supervisory
jurisdiction of State Supreme Courts to engage
in judicial review of the actions
of State judicial and executive
officers[15].
- Our
contemporary understanding of jurisdictional error is the product of acceptance
of propositions embraced incrementally in decisions
of this Court beginning in
the final decade of the last century. In their application to an administrative
decision made by an executive
officer whose decision-making authority is
conferred by statute, those core propositions can be expressed as follows.
- The
constitutionally entrenched jurisdiction of a court to engage in judicial review
of the decision, where that jurisdiction is
regularly invoked, is no more and no
less than to ensure that the decision-maker stays within the limits of the
decision-making authority
conferred by the statute through declaration and
enforcement of the law that sets those
limits[16]. To say that the
decision is affected by jurisdictional error is to say no more and no less than
that the decision-maker exceeded
the limits of the decision-making authority
conferred by the statute in making the decision. The decision for that reason
lacks statutory
force. Because the decision lacks statutory force, the decision
is invalid without need for any court to have determined that the
decision is
invalid[17].
- The
statutory limits of the decision-making authority conferred by a statute are
determined as an exercise in statutory interpretation
informed by evolving
common law principles of statutory
interpretation[18].
Non-compliance with an express or implied statutory condition of a conferral of
statutory decision-making authority can, but need
not, result in a decision that
exceeds the limits of the decision-making authority conferred by statute.
Whether, and if so in what
circumstances, non-compliance results in a decision
that exceeds the limits of the decision-making authority conferred by the
statute
is itself a question of statutory
interpretation[19].
- Having
expounded the contemporary understanding of jurisdictional error in
substantially those
terms[20], Kiefel CJ, Gageler
and Keane JJ, who constituted the plurality in Hossain, proceeded to
enunciate a common law principle of statutory interpretation. The principle
enunciated is that a statute conferring
decision-making authority is not
ordinarily to be interpreted as denying legal force to every decision made in
breach of a condition
which the statute expressly or impliedly requires to be
observed in the course of a decision-making process. The statute is instead
"ordinarily to be interpreted as incorporating a threshold of materiality in the
event of non-compliance"[21].
- The
principle of statutory interpretation enunciated in Hossain reflects what
was there described as a "qualitative judgment[] about the appropriate limits of
an exercise of administrative power
to which a legislature can be taken to
adhere in defining the bounds of such authority as it chooses to confer on a
repository in
the absence of affirmative indication of a legislative intention
to the contrary"[22]. The
principle might equally be described as "a common sense guide to what a
Parliament in a liberal democracy is likely to have
intended"[23]. The principle
accommodates determination of the limits of decision-making authority conferred
by statute to the reality that "[d]ecision-making
is a function of the real
world"[24] by distinguishing
the express and implied statutory conditions of the conferral from the statutory
consequences of breach and by
recognising that the legislature is not likely to
have intended that a breach that occasions no "practical
injustice"[25] will deprive a
decision of statutory force. Having been enunciated, and subject always to being
revisited, the principle can be treated
as "a working hypothesis ... upon which
statutory language will be
interpreted"[26].
- The
qualification "ordinarily", and the focus on conditions required to be observed
in the course of a decision-making process, are
important. The threshold of
materiality was not expressed to be additionally required to be met for every
breach of every condition
of a conferral of statutory decision-making authority
to result in a decision-maker having exceeded the limits of the authority
conferred
by statute in the absence of an affirmative indication of a
legislative intention to the contrary. There are conditions routinely
implied
into conferrals of statutory decision-making authority by common law principles
of interpretation which, of their nature,
incorporate an element of materiality,
non-compliance with which will result in a decision exceeding the limits of
decision-making
authority without any additional threshold needing to be met.
The standard condition that a decision-maker be free from actual or
apprehended
bias is one example[27]. The
standard condition that the ultimate decision that is made lie within the bounds
of reasonableness is
another[28].
- Beyond
observing that the threshold of materiality will not ordinarily be met in the
event of a failure to comply with a condition
of a conferral of statutory
decision-making authority "if complying with the condition could have made no
difference to the decision
that was made in the circumstances in which that
decision was made"[29], the
plurality in Hossain did not elaborate on the content of materiality. Nor
was there occasion in Hossain to examine the onus of proof of materiality
in an application for judicial review of an administrative decision.
- Occasion
both to examine the content of materiality and to consider the onus of its proof
in an application for judicial review of
an administrative decision arose in
SZMTA. There the majority constituted by Bell, Gageler and Keane JJ held
that "[a] breach is material to a decision only if compliance
could
realistically have resulted in a different
decision"[30] and that "the
question of the materiality of the breach is an ordinary question of fact in
respect of which the applicant [for judicial
review] bears the onus of
proof"[31].
- Those
holdings of the majority were determinative of the outcome in SZMTA. In
the judgment under appeal in that case, a judge of the Federal Court had found
jurisdictional error in a decision of the Tribunal
having regard to the
"prospect" that the Tribunal had not taken certain documents and information
into account in making its decision
under review. The majority held the finding
to have been erroneous in precisely delineated respects. One was that "his
Honour failed
to make a finding as to whether the Tribunal had in fact failed to
take such documents and information into account in reaching its
decision".
Another was that, "in the event of finding that the Tribunal had failed to take
such documents and information into account,
his Honour erred in not going on to
determine whether the Tribunal's decision could have been different if the
Tribunal had taken
the documents and information into
account"[32].
- Subsequently,
in CNY17 v Minister for Immigration and Border
Protection[33], Kiefel CJ
and Gageler J referred to the determination of materiality by a court as
involving "a question of counter-factual analysis
to be determined by the court
as a matter of objective possibility as an aspect of determining whether an
identified failure to comply
with a statutory condition has resulted in a
decision that has in fact been made being a decision that is wanting in
statutory authorisation".
The same point was made in different language by the
Full Court of the Federal Court in BDY18 v Minister for Immigration and
Border Protection[34],
where it said that "[m]ateriality is concerned with the significance of the
failure to conform to the statutory task entrusted to
the decision-maker" and
that "[t]he inquiry is backward looking and concerns what the decision-maker did
in the particular case".
- The
counterfactual question of whether the decision that was in fact made could have
been different had there been compliance with
the condition that was in fact
breached cannot be answered without determining the basal factual question of
how the decision that
was in fact made was in fact made. Like other historical
facts to be determined in other civil
proceedings[35], the facts as
to what occurred in the making of the decision must be determined in an
application for judicial review on the balance
of probabilities by inferences
drawn from the totality of the evidence. And like other counterfactual questions
in civil proceedings
as to what could have occurred – as distinct from
what would have occurred – had there been compliance with a legal
obligation
that was in fact
breached[36], whether the
decision that was in fact made could have been different had the condition been
complied with falls to be determined
as a matter of reasonable conjecture within
the parameters set by the historical facts that have been determined on the
balance of
probabilities.
- Bearing
the overall onus of proving jurisdictional
error[37], the plaintiff in
an application for judicial review must bear the onus of proving on the balance
of probabilities all the historical
facts necessary to sustain the requisite
reasonable conjecture. The burden of the plaintiff is not to prove on the
balance of probabilities
that a different decision would have been made
had there been compliance with the condition that was breached. But the burden
of the plaintiff is to prove on the
balance of probabilities the historical
facts necessary to enable the court to be satisfied of the realistic possibility
that a different
decision could have been made had there been compliance
with that condition.
- There
is no reason to consider that the burden placed on the plaintiff of proving on
the balance of probabilities the historical
facts necessary to enable the court
to be satisfied of the realistic possibility that a different decision could
have been made had
there been compliance with the condition that has been
breached is significantly more onerous than the burden indisputably borne
by the
plaintiff of proving on the balance of probabilities the historical facts
necessary to enable the court to be satisfied that
the condition has in fact
been breached. And especially in a case such as the present, where the principle
in R v Australian Broadcasting Tribunal; Ex parte
Hardiman[38] prevents a
decision-maker appearing as an active party in a proceeding for judicial review
of one of its decisions, there is no reason
to consider that the burden would
more fittingly be borne by the active defendant in a proceeding for judicial
review to prove the
historical facts necessary to enable the court to be
satisfied that a different decision could not have been made.
- In
support of his argument that the onus should shift to the Minister to disprove
materiality, the appellant relies on several decisions
of this Court before
Hossain and SZMTA. Neither individually nor cumulatively do those
decisions indicate that a different analysis is warranted.
- Balenzuela
v De Gail[39], the
earliest of the decisions on which the appellant relies, concerned the grant of
a new trial at common law where evidence was
found to have been wrongly rejected
in a trial before a civil jury. The principles governing the grant by a court of
a new trial
at common law can at best be applied by analogy to the discernment
by a court of jurisdictional error. Because those principles concern
the legal
consequence for an ultimate decision of a legal error in the process that led to
that decision, however, the analogy is
close.
- In
Balenzuela[40], Dixon
CJ endorsed the view expressed by Higgins J in Robinson & Vincent
Ltd v Rice[41] that at
common law, as under the judicature rule, a court would not grant a new trial on
the ground of improper rejection of evidence
unless satisfied that "some
substantial wrong or miscarriage [had] been thereby occasioned". Dixon CJ went
on to hold that it was
enough for a court to be satisfied of a substantial wrong
or miscarriage that "evidence definitely material to the determination
of the
case" was wrongly excluded at the instance of the successful
party[42]. In referring to
evidence "definitely material to the determination of the case", his Honour was
referring to evidentiary material
within the category of evidentiary materials
he had earlier referred to as "evidentiary materials by which it is not an
unreasonable
hypothesis to suppose the judgment of the jury might be affected,
even if illogically"[43]. The
"basal fact" warranting the grant of a new trial in the case was that "material
evidence was erroneously excluded from the consideration
of the jury". Outside
the province of the court in deciding that a new trial was warranted was either
"to inquire into the effect
which the evidence if admitted would produce upon
the [c]ourt if the [c]ourt were the tribunal of fact" or "to speculate on the
effect
which it would have produced on the
jury"[44]. Taylor J referred
similarly to "material
evidence"[45].
- The
Court in Dairy Farmers Co-operative Milk Co Ltd v
Acquilina[46] was
constituted by Justices who included all other Justices who had constituted the
Court in Balenzuela. The unanimous reasons for judgment of the Court in
Acquilina referred to the law laid down in Balenzuela as no
different from that laid down more than one hundred years earlier in Crease v
Barrett[47]. There
it had been said that a court would be justified in refusing to grant a new
trial in a case where evidence was improperly rejected
"where, assuming the
rejected evidence to have been received, a verdict in favour of the party for
whom it was offered would have
been clearly and manifestly against the weight of
evidence". The Court added in Acquilina that "clear" from Balenzuela
was "that a new trial ought not to be ordered if the Court is satisfied that
if the rejected evidence had been received it could not
have affected the jury's
verdict"[48]. After a
detailed examination of the evidence that had been led at the trial in that
case, the Court in Acquilina was satisfied that reception of the wrongly
rejected evidence could not have affected the jury's verdict and on that basis
concluded
that there was no justification for a new trial to have been
ordered.
- Stead
v State Government Insurance
Commission[49],
the next of the decisions on which the appellant relies, concerned
the grant of a new trial by an appellate court on an appeal by way of rehearing
where procedural unfairness had occurred
in the conduct of a trial before a
judge alone. Because procedural unfairness can result in jurisdictional error,
the analogical
force of the reasoning in Stead is especially strong, as
was recognised in
SZMTA[50].
- The
unanimous holding in Stead was captured in the statement of the Court
that, to obtain an order for a new trial, "[a]ll that the appellant needed to
show was
that the denial of natural justice deprived him of the
possibility of a successful outcome" and that "[i]n order to negate
that possibility, it was ... necessary for the [intermediate appellate
court] to find that a properly conducted trial could not possibly have produced
a different result"[51]. It
may be said immediately that it would plainly be wrong to understand that
statement as conveying that the appellant did not need to show that the
denial of procedural fairness had deprived him of the possibility of a
successful outcome in order to obtain
an order for a new trial. To say that a
demonstration that the appellant had been deprived of the opportunity of a
successful outcome
is an aspect of proof of procedural unfairness is necessarily
to accept that procedural unfairness is a matter of practical injustice,
so that
a demonstration of a bare or merely technical denial of procedural fairness
alone is not sufficient to establish an entitlement
to a new trial.
- Fully
to appreciate the content of that statement about the need for an unnegated
possibility, it is necessary to appreciate the
procedural and factual context in
which the statement was made. Necessary to appreciate is that the context was a
contested appeal
before an intermediate appellate court. The record before the
appellate court showed that, in the trial of an action for damages
for personal
injury arising out of a motor vehicle accident, counsel for the appellant
plaintiff had in fact sought to submit to
the trial judge that evidence given by
a doctor to the effect that there was no causal link between the accident and
the appellant's
condition should not be believed. The record showed that counsel
had in fact been stopped by the trial judge from making that submission.
The
record further showed that the trial judge had gone on in a reserved judgment to
accept the evidence of the doctor and to find
that there was no causal link
between the accident and the appellant's condition.
- Plainly,
what was being said in Stead was that those facts, appearing starkly on
the face of the appellate record, should have been sufficient to satisfy the
intermediate
appellate court that there was a realistic possibility that the
trial judge could have found a causal link between the accident and
the
appellant's condition had counsel been permitted to complete his submission.
There was no need for the appellant to lead evidence
of what counsel would have
submitted to the trial judge about why the evidence of the doctor should not
have been believed and there
was no need for the appellant to prove on the
balance of probabilities that the trial judge would have found the submission of
counsel
persuasive.
- But
equally, what was being acknowledged in Stead was that there might have
been other facts disclosed by the appellate record that undermined the realistic
possibility of the trial
judge having found a causal link between the accident
and the appellant's condition had counsel been permitted to complete his
submission.
Within the forensic contest of the appeal, it was open to the
respondent in argument to seek to identify those facts and to persuade
the
appellate court that the possibility was not realistic. That might have been a
tall order given the centrality of the issue on
which counsel had not been
permitted to complete his submission, but not an inherently impossible one.
Whether the appellate court
was or was not satisfied that the appellant had been
deprived of the realistic possibility of the trial judge having found a causal
link would then fall to be determined at the end of the whole of the argument on
the appeal having regard to inferences available
to be drawn from the whole of
the appellate record.
- Once
it is acknowledged that the inquiry postulated by Stead was as to whether
or not the appellate court was ultimately to be satisfied that the outcome of
the trial could realistically have
been different had the procedural error that
in fact occurred not occurred, what becomes apparent is that the inquiry
postulated
by Stead was not different in substance from the inquiry
postulated by Balenzuela as explained in Acquilina. What also
becomes apparent is that, although directed to determining whether an error in a
decision-making process engaged in by
a court should result in an order for a
new trial, the inquiries postulated by Balenzuela and Stead are
not different in substance from the inquiry postulated by SZMTA directed
to determining whether an error in a decision-making process engaged in by an
administrator has resulted in jurisdictional
error.
- Just
as a court called upon to determine whether a new trial should be ordered must
be careful not to assume the function of the
primary trier of fact (whether it
be a judge or a jury), so a court called upon to determine whether
jurisdictional error has occurred
must be careful not to assume the function of
the decision-maker. Faced with a procedural irregularity having been shown to
have
occurred in a decision-making process, the court is nevertheless in each
case charged with the responsibility of determining for
itself whether the
result in fact arrived at by the decision-maker in the decision-making process
could realistically have been different
had that procedural irregularity not
occurred.
- To
the extent that there can be said to be a difference between the approach that
Balenzuela and Stead indicate is to be taken to the grant of a new
trial and the approach that SZMTA indicates is to be taken to the
determination of jurisdictional error, the difference lies not in the substance
of the counterfactual
inquiry that must be undertaken but in the identification
of the factual foundation on the basis of which the counterfactual conjecture
of
a realistic possibility falls to be assessed. In an application for a new trial,
the decision-making process in fact engaged in
by a court will almost invariably
appear on the face of the appellate record. In an application for judicial
review of an administrative
decision, the decision-making process in fact
engaged in by the decision-maker will inevitably need to be proved by inferences
drawn
from admissible evidence to the extent that it is in controversy.
- The
substantial correspondence between the Balenzuela and Stead
approach to the grant of a new trial and the SZMTA approach to the
determination of jurisdictional error was presaged in Nobarani v
Mariconte[52], which was
decided on the same day as Hossain. Balenzuela and Stead
were there stated to reflect a requirement that "the error must usually be
material in the sense that it must deprive the party of
the possibility of a
successful outcome". By reference to the holding in Hossain, the same
requirement was said to be reflected also in the ordinary requirement for an
error to be considered jurisdictional.
- Next
chronologically in the decisions of this Court preceding Hossain and
SZMTA on which the appellant relies is Kioa v
West[53]. The appellant
seeks to support a more limited fact-finding role by a court by parsing some of
the reasoning of some members of the
Court in relation to the facts. Kioa v
West was a landmark decision in the development of our understanding of the
content and provenance of obligations to afford procedural
fairness in the
context of statutory decision-making. Having arisen under the Administrative
Decisions (Judicial Review) Act 1977 (Cth), however, Kioa v West has
nothing to say about jurisdictional error.
- Much
more to the point is the appellant's reliance on Re Refugee Review
Tribunal; Ex parte
Aala[54]. Aala was
not only a case about jurisdictional error; it was the case that established
that non-compliance with a statutory obligation
to afford procedural fairness
can result in jurisdictional error attracting relief in the constitutionally
entrenched original jurisdiction
of this Court. One of the arguments put to the
Court in Aala was cast in terms that, to attract relief, the
non-compliance "must be sufficiently serious to allow the process to be
characterised
as beyond power, as involving procedural ultra
vires"[55]. The argument was
dealt with differently in the reasoning of different members of the Court.
Notably, all the responses to the argument
invoked Stead.
- McHugh
J foreshadowed Hossain and SZMTA in emphasising that not every
denial of procedural fairness occurring in a decision-making process necessarily
affects the decision
that results from that
process[56]. Satisfied that
there was "no realistic possibility" that the decision-maker could have been
persuaded to take a different view of
the prosecutor's credibility had the
prosecutor been afforded procedural fairness, his Honour would have dismissed
the application
for judicial review on the basis that the denial of procedural
fairness had not deprived the prosecutor of the possibility of a successful
outcome[57]. His view of the
facts, however, was a minority view. Separately analysing the facts,
Gleeson CJ[58],
Kirby J[59] and
Callinan J[60] each
expressed themselves to be satisfied that the decision-maker could have taken a
different view of the prosecutor's credibility
had the prosecutor been afforded
procedural fairness and that a decision favourable to the prosecutor could have
been reached had
the decision-maker accepted the prosecutor's credibility.
- The
reasoning of Gaudron and Gummow JJ, with which Hayne J relevantly agreed,
was more complex. The reasoning contains passages that
can be read as stating
that even a "trivial" denial of procedural fairness amounts without more to a
jurisdictional error and as
relegating any consideration of the significance of
the denial of procedural fairness to the decision that was made to be taken into
account by a court, if at all, in exercising discretion to grant relief once
jurisdictional error has been
found[61]. Tellingly,
however, after undertaking their own factual analysis of the decision-making
process that had occurred, their Honours
borrowed from the language of Stead
to conclude that "the denial of natural justice deprived [the prosecutor] of
the possibility of a successful
outcome"[62].
- Despite
differences in emphasis and expression, the reasoning of all members of the
Court in Aala to the result in that case was ultimately not
inconsistent with the prosecutor having borne the onus of establishing that
compliance with procedural fairness
could realistically have resulted in a
different decision.
- Finally,
the appellant places reliance on Applicant VEAL of 2002 v Minister for
Immigration and Multicultural and Indigenous
Affairs[63] and on
reasoning of Gageler and Gordon JJ in Minister for Immigration and Border
Protection v WZARH[64].
Whilst it may be accepted that the breach of procedural fairness found to have
occurred in VEAL was not analysed in terms of materiality, having regard
to the centrality and prejudicial nature of the undisclosed information which
had in fact been taken into account by the decision-maker despite being said to
have been given "no weight", it is not at all difficult
to regard the outcome in
that case as consistent with a requirement for a breach of procedural fairness
to be material in order to
result in jurisdictional error. The reasoning in
WZARH on which the appellant places reliance was introduced with citation
to Stead by express recognition that breach of the condition of
procedural fairness implied into the statutory power in issue in that case
would
have been "material" only if it deprived the applicant of "the possibility of a
successful outcome"[65].
Implicit in the characterisation of the case as one in which "practical
injustice" lay in the denial of "an opportunity which in
fairness ought to have
been given"[66] was that the
case was one in which that previously identified threshold of materiality was
met[67].
- Accordingly,
the decisions on which the appellant relies provide no support for the shift in
onus for which he contends. Where materiality
of a breach of an express or
implied condition of a conferral of statutory decision-making authority is in
issue in an application
for judicial review of a decision on the ground of
jurisdictional error, the onus of proving by admissible evidence on the balance
of probabilities historical facts necessary to satisfy the court that the
decision could realistically have been different had the
breach not occurred
lies unwaveringly on the plaintiff.
Proof of materiality of a
failure to disclose a notification under s 438(2)(a) of the Act
- Necessary
next is to consider the more specific question of what historical facts a
plaintiff in an application for judicial review
must prove in order to establish
the materiality of a breach of procedural fairness constituted by failure on the
part of the Tribunal,
in the conduct of a review under Pt 7, to disclose the
existence of a notification by the Secretary under s 438(2)(a) that s 438(1)(b)
applied to information contained in documents given to the Tribunal by the
Secretary pursuant to the procedural obligation imposed
on the Secretary by s
418(3).
- The
automatic statutory consequences of a notification under s 438(2)(a), spelt
out in SZMTA[68], are
that the Tribunal has no power to take information covered by the notification
into account in making its decision unless it
affirmatively exercises the
discretion conferred by s 438(3)(a) and has no power to disclose that
information to the applicant for review unless it affirmatively exercises the
discretion conferred
by s 438(3)(b). Also spelt out in
SZMTA[69] is that the
Tribunal is obliged to exercise those discretions within the bounds of
reasonableness and is obliged to perform its procedural
obligations under
ss 424AA, 424A and 425 to the maximum extent permitted by the reasonable
exercise of the discretion conferred by s 438(3)(b). It is precisely because a
notification has those statutory consequences that the implied condition of
procedural fairness requiring
the Tribunal to give the applicant for review
notice of the notification was held in SZMTA to
arise[70]. Armed with notice
of the notification, the applicant for review becomes equipped to exercise the
general entitlement that he or
she has under s 423 specifically to present legal
and factual argument to the Tribunal for a favourable exercise of the
discretions conferred by s 438(3)(a) and
(b)[71].
- The
materiality of a failure to disclose a notification under s 438(2)(a) must
in that context turn on the potential for information covered by the
notification to have borne on the decision which the Tribunal
in fact made on
the review and on how the Tribunal in fact dealt with that information in making
that decision. The potential for
information covered by the notification to have
had some subconscious impact on the Tribunal in making the decision can for a
moment
be deferred. As to the potential for information covered by the
notification to have impacted on the Tribunal's conscious deliberation
if taken
into account in making the decision, two categories of case have been shown to
have arisen.
- The
first category of case, illustrated by SZMTA, is where information
covered by the undisclosed notification might have the potential to have borne
on the decision in a manner
helpful to the applicant. Logically, disclosure of
the notification in a case in that first category could not have resulted in the
Tribunal making a different decision if the Tribunal did in fact take the
information into account in making the decision that it
did. Hence, it was
emphasised in SZMTA that a necessary but not sufficient step in
establishing the materiality of non-disclosure in that case was proof on the
balance
of probabilities that the Tribunal did not take the potentially
supportive information into account in making its decision.
- The
second category of case, illustrated by the circumstances giving rise to this
appeal, as well as by MZAOL and CQZ15, is where information
covered by the undisclosed notification might have the potential to have borne
on the decision in a manner
adverse to the interests of the applicant.
Logically, disclosure of the notification in a case in that second category
could not
have resulted in the Tribunal making a different decision if the
Tribunal did not in fact take the information into account in making
the
decision that it did. Hence, as was recognised by Mortimer J and emphasised
by the Full Courts in both MZAOL and CQZ15, a necessary but not
sufficient step in establishing non-disclosure to have been material in a case
in that category is proof on
the balance of probabilities that the Tribunal did
take the potentially adverse information into account in making its
decision.
- There
is no reason to think that the ease or difficulty of discharging the burden of
proof should in practice be the same for a plaintiff
in each category of case.
To the contrary, the statutory consequences of giving a notification for the
procedure to be adopted by
the Tribunal provide reason to think that in practice
an inference that the Tribunal did not take potentially helpful information
into
account in making its decision will more readily be drawn on the balance of
probabilities than will an inference that the Tribunal
did take potentially
adverse information into account in making its decision. That is because, as the
majority observed in
SZMTA[72], "[t]he
drawing of inferences can be assisted by reference to what can be expected to
occur in the course of the regular administration
of the Act". The majority
continued:
"[T]he Tribunal can be expected in the ordinary course to treat a notification
by the Secretary that the section applies as a sufficient
basis for accepting
that the section does in fact apply to a document or information to which the
notification refers. Treating the
section as applicable to a document or
information, the Tribunal can then be expected in the ordinary course to leave
that document
or information out of account in reaching its decision in the
absence of the Tribunal giving active consideration to an exercise
of discretion
under s 438(3). Absent some contrary indication in the statement of the
Tribunal's reasons for decision or elsewhere in the evidence, a court on
judicial review of a decision of the Tribunal can therefore be justified in
inferring that the Tribunal paid no regard to the notified
document or
information in reaching its decision."
- That
observation of the majority was singled out for criticism by Mortimer J in
the judgment under appeal as appearing to require
a court on judicial review of
a decision of the Tribunal to apply a "presumption" that the Tribunal did not
take information covered
by a notification into account in making the
decision[73]. The observation
was not so stated and should not be so interpreted. The observation is no
different in its significance or its generality
from the routinely cited and
routinely illustrated observation in Minister for Immigration and
Multicultural Affairs v
Yusuf[74] to the effect
that the obligation imposed on the Tribunal by s 430(1)(c) to set out its
findings on material questions of fact entitles a court to infer that a matter
not mentioned by the Tribunal in the
statement of the reasons that it in fact
gives for its decision was not considered by it to be material.
- The
plaintiff on an application for judicial review of a decision of the Tribunal
faces no presumptive impediment to the discharge
of his or her burden of proof.
Whether or not the plaintiff has discharged the burden of proving on the balance
of probabilities
that particular information covered by a particular
notification was or was not taken into account by the Tribunal in making the
decision under review falls to be determined at the end of the day by reference
to inferences appropriate to be drawn from the totality
of the evidence adduced
on the application.
- Before
turning to examine whether the appellant discharged his burden of proving on the
balance of probabilities that the Tribunal
took potentially adverse information
covered by the notification into account in making its final decision in the
present case, it
is appropriate to return to the topic of the potential for
information covered by a notification to have had a subconscious impact
on the
Tribunal even if the Tribunal did not consciously take that information into
account. The potential arises from the availability
of an inference, which the
appellant seeks to call in aid, that the Tribunal can be expected in the conduct
of a review at least
to look at information covered by a notification for the
purpose of considering exercise of the discretions conferred by s 438(3)(a)
and (b).
- Quite
apart from practical difficulties inhering in proof of a subconscious impact,
there is a conceptual difficulty in fathoming
how the potential for information
covered by a notification to have had an impact on the subconscious of a member
who constitutes
the Tribunal can properly bear on the legal consequence of a
failure to discharge the procedural obligation that it breaches through
non-disclosure of a notification. As was noted in Minister for Immigration
and Border Protection v
SZSSJ[75], whilst
"compliance with an implied condition of procedural fairness requires the
repository of a statutory power to adopt a procedure
that is reasonable in the
circumstances to afford an opportunity to be heard to a person who has an
interest apt to be affected by
exercise of that power", "[o]rdinarily, there is
no requirement that the person be notified of information which is in the
possession
of, or accessible to, the repository but which the repository has
chosen not to take into account at all in the conduct of the inquiry".
There is
an oddity in conceiving of the opportunity to be heard of which the appellant
was deprived by non-disclosure of the notification
as a lost opportunity to
present legal and factual argument to the Tribunal directed to the Tribunal's
subconscious. There is a similar
oddity in thinking that the Tribunal was
required to examine its own subconscious in considering the exercise of the
discretions
conferred by s 438(3)(a) and (b).
- Best
is to conceive of the potential for information covered by a notification to
have had a subconscious impact on the Tribunal
not as bearing on the statutory
consequence of non-compliance with the Tribunal's procedural fairness obligation
to give notice of
the notification but rather as having the potential to bear on
the discharge of the Tribunal's distinct obligation of procedural
fairness to
ensure that what occurs in the conduct of the review "is never such that a
fair-minded lay observer properly informed
as to the nature of the procedure for
which [Pt 7] provides might reasonably apprehend that the [Tribunal] might not
bring an impartial
and unprejudiced mind to the resolution of the factual and
legal questions that arise for its decision in the conduct of a
review"[76].
- In
the case of potentially adverse information covered by a notification that has
not been proven to have been taken into account
by the Tribunal in making its
decision, a question for a court on judicial review in an appropriate case can
still remain whether
the information was so "highly prejudicial" to the
applicant for review that "the fair-minded lay observer, acting reasonably,
would
not dismiss the possibility that the [Tribunal] may have been affected by
[the information] albeit
subconsciously"[77]. So much
was illustrated by the approach taken in CQZ15. The Full Court there
found that a breach by the Tribunal of its procedural fairness obligation to
give notice of a notification
did not result in jurisdictional error because the
Tribunal did not in fact take the highly prejudicial information covered by the
notification into account in making the decision. The Full Court nevertheless
went on to find that the decision was affected by jurisdictional
error on the
basis that "[t]he fair-minded lay observer might entertain the possibility that,
having read the information for the
purpose of considering the discretion in s
438(3), the Tribunal might have been subconsciously influenced by the
prejudicial information ... in making its
decision"[78]. The structure
of that analysis undertaken by the Full Court was sound in principle.
Failure of proof of materiality
- Turning
to the circumstances of the present case, there would be no difficulty in
accepting as a realistic possibility that the final
decision of the Tribunal
could have been different had the Tribunal in fact taken the offence of
dishonesty referred to in the Court
Outcomes Report covered by the undisclosed
notification into account in assessing the appellant's credit to reject the
appellant's
claim to fear harm in connection with the dispute over land in
Punjab.
- The
determinative question is whether the Tribunal in fact so took the offence into
account. The answer is that there is simply no
basis in the evidence to find on
the balance of probabilities that it did.
- The
fact that the Tribunal breached one procedural obligation by failing to disclose
to the appellant the existence of the notification
provides no foundation in the
circumstances of the case for inferring that it had breached others. Nothing in
its statement of reasons
for the final decision, or elsewhere in the evidence,
contains any hint that the Tribunal failed to heed the automatic statutory
consequences of the notification or that the Tribunal made a choice
affirmatively to exercise the discretion conferred by s 438(3)(a) to take
the offence of dishonesty into account but not the discretion conferred by
s 438(3)(b) to draw the information that it had about that offence to the
attention of the appellant. The general reference in the statement
of reasons
for the Tribunal's initial decision to it having considered all the material
before it cannot sensibly be read as indicating
otherwise.
- And
nothing in the Tribunal's findings in relation to the appellant's claim to fear
harm in connection with the dispute over land
in Punjab set out in the statement
of reasons for its final decision suggests that it took an adverse view of his
credit that was
incapable of explanation other than by reference to the Tribunal
having treated him with distrust because he had been convicted of
the offence of
dishonesty. On a fair reading of the statement of reasons, the Tribunal did not
disbelieve the appellant's account
of the historical circumstances of the
dispute. The Tribunal's scepticism was directed to the appellant's account of
the ongoing
consequences of the dispute. What the Tribunal found in substance
was that those ongoing consequences did not provide an objective
basis for the
appellant to entertain a reasonable fear.
- Notwithstanding
any weight Mortimer J may have accorded to what she wrongly characterised as a
"presumption" emerging from the observation
of the majority in SZMTA in
the passage of which she was critical, her Honour was undoubtedly correct in
finding that the Tribunal's statement of reasons
"[did] not disclose any real
assessment of the appellant's honesty at all, let alone an assessment of a kind
that might suggest its
reasoning was affected by the presence of the 'State
false name' conviction in the ... notification
information"[79]. Her
Honour's conclusion that the appellant had failed to discharge the onus of
proving that the Tribunal in fact took the offence
of dishonesty into account in
making the final decision was not affected by appealable
error.
No error in not considering other offences
- Left
to last is the appellant's argument that Mortimer J was wrong to confine her
consideration of materiality to the offence of
dishonesty to the exclusion of
consideration of the other offences referred to in the Court Outcomes
Report.
- The
Minister points out that the argument contradicts the appellant's position
before Mortimer J that the offence of dishonesty was
the only offence rationally
capable of affecting the final decision. That would be a compelling reason to
revoke special leave to
appeal on the additional ground. The Minister, however,
does not seek that revocation. The additional ground of appeal stands. The
merits of the appellant's argument on it must therefore be addressed.
- The
short and complete answer to the argument is an extrapolation from what has
already been said about the failure of the appellant
to prove that the Tribunal
in fact took the offence of dishonesty into account. There is simply no basis in
the evidence to find
on the balance of probabilities that the Tribunal took any
part of the information covered by the notification into account in making
the
decision.
- The
appellant has not sought to argue that the information about the offences was
cumulatively so highly prejudicial to the appellant
as to lead to the conclusion
that a fair-minded lay observer might reasonably apprehend that the Tribunal
might not have brought
an impartial and unprejudiced mind to the conduct of the
review. The nature of the offences, in any event, provides no foundation
for
such an argument. The offences are not so serious that their accumulation might
reasonably be argued to be capable of leading
a fair-minded lay observer to
think that the Tribunal might not bring an impartial and unprejudiced mind to
bear on its determination
of the merits of any claim in issue in the review.
Disposition
- The
appeal must be dismissed with costs.
- GORDON
AND STEWARD JJ. This appeal concerns judicial review of administrative action
for jurisdictional error. The Court has recently
divided about the content of
the applicable
principles[80]. Identifying
those principles demands attention to the significance of the fact that the
Court is concerned with the exercise of
public power by the State against an
individual and the consequences for the administration of justice.
- The
applicable principles should now be restated. Non‑compliance with an
express or implied condition of an exercise of power
will result in a decision
exceeding the limits of the decision‑making authority conferred by statute
unless compliance with the condition could not have made a
difference to the decision that was made in the circumstances in which the
decision was made.
- There
are evidently two steps. First, it is necessary for an applicant for judicial
review to identify an error and establish that
the identified error could
realistically have resulted in a different decision. This sets a low bar. It
would be a mistake to describe this as an evidentiary
onus. The task of
demonstrating that a decision could realistically have been different had an
error not occurred is better understood
as directed at the quality or severity
of the error and what, as a matter of logic and common sense, might have
resulted. It necessarily
calls for an assertion as to how a decision might have
been different and an explanation as to why that is so. But because the bar
is
low, a court should hesitate to reject a sensible and reasonable postulation
about what the result could have been. Naturally,
speculation and conjecture
will not be sufficient. More is needed. But it is not necessarily a task which
is determined by leading
evidence and by demonstrating what is possible on the
balance of probabilities. That is because the subject matter of the inquiry
is
hypothetical; it is not a matter of proving what could have happened.
Rather, the task is one of persuasion, based upon the nature of the breach and
the claims that have been
made, as well as logic and common sense. Put in
different terms, precisely what must be shown will depend upon the nature of the
alleged error. In some cases, however, an error will be jurisdictional
regardless of the effect the error may have had on the conclusion
of the
decision-maker.
- If the
applicant cannot establish such an error, the judicial review application fails.
If, however, the applicant does establish
such an error, the issue of
materiality is then raised. It then is necessary for the respondent to establish
that that error was
immaterial – that compliance with the condition could
not have made a difference to the decision that was made – in order
to establish that non‑compliance with the condition did not lead to
jurisdictional error. It is convenient to refer
to this second aspect of the
rule as an issue about "materiality".
- The
two steps are different. The two steps are directed at different ends.
The first step is for the applicant to establish a connection
or
relationship between the identified default and the course of
decision‑making actually followed. It does not require the
applicant to
predict or conjecture about what the decision‑maker could or might have
done if there had been no error. (And,
as has been observed, there will be cases
where the error made is of such a kind that the error will be jurisdictional
regardless
of its effect on the outcome of the particular case.) The second
step, if it is reached, requires the decision‑maker to show that
the error could not have made a difference.
- The
restated principles differ from the approach adopted by the majority in this
Court in Minister for Immigration and Border Protection v
SZMTA[81].
There the majority said that the applicant bore the onus of showing
that the error was material. But the question of onus was not
the subject
of submissions and was not decisive of the
result[82]. This is the first
case in which the Court has considered the issue of onus with the benefit of
argument. As these reasons will show,
the restated approach is both
principled and practical.
Public power
- We
are concerned with the application of public power to individuals.
That always requires justification. The justification here
is statute. It
must now be accepted that breach of a condition regulating the exercise of a
statutory power does not always mean
that the exercise of power is invalid and
of no effect[83].
- Fundamental
principle requires the conclusion that, subject to contrary legislative
intention, where an applicant shows a decision‑maker
to have failed to
comply with a statutory condition, and where that failure could
realistically have affected the outcome, it is for the respondent (the
Executive) to establish that compliance with the condition
could not have made a
difference to the outcome. It is not for the individual affected by the
wrongful exercise of power to establish
that it could have made a difference to
the outcome.
- The
Constitution "is framed upon the assumption of the rule of
law"[84]. The precise
meaning of the rule of law may be, and often is, contested. But what is in issue
in this appeal takes the content of
the rule of law at its narrowest.
That one "cardinal principle" of the rule of law, the irreducible minimum
about which there is
not and cannot be any debate, is "that Government
should be under law, that the law should apply to and be observed by Government
and its agencies, those given power in the community, just as it applies to the
ordinary citizen"[85].
As Sir John Laws has written, the "agreed beginning" for debates about the
rule of law is "that State power must be exercised in
accordance with
promulgated, non‑retrospective law made according to established
procedures"[86].
- Section
75(v) of the Constitution – which confers jurisdiction on the High
Court in all matters in which a writ of mandamus, or prohibition, or an
injunction,
is sought against an officer of the Commonwealth – "secures
[that] basic element of the rule of
law"[87]. The individual who
is subject to the exercise of public power is "provided with a mechanism to
challenge the lawfulness of the exercise
of official
power"[88].
- In
Australia, the separation of the judicial power of the Commonwealth from
executive and legislative powers by Ch III of the Constitution
recognises the "deeply rooted notions of the relationship of the individual
to the state going to the character of the national polity
created and sustained
by the
Constitution"[89].
Chapter III of the Constitution "reflects and
protects"[90] that
relationship, recognising that Ch III is the "only general guarantee of due
process" in a controversy between the Executive
and the
individual[91]. Where, as
here, the law is concerned with the exercise of executive power, "judicial
review is a principal engine of the rule of
law"[92].
- As
Brennan J said in Church of Scientology v
Woodward[93]:
"Judicial review is neither more nor less than the enforcement of the rule of
law over executive action; it is the means by which
executive action is
prevented from exceeding the powers and functions assigned to the executive by
law and the interests of the individual are protected accordingly".
(emphasis added)
- Judicial
review ensures that the Executive does not exceed its
powers[94]. It ensures
that decision-makers "obey the law and neither exceed nor neglect any
jurisdiction which the law confers on
them"[95]. In particular, it
ensures that decision-makers stay within the limits (express or implied) of the
decision‑making power conferred
by statute. Judicial review recognises the
importance of the Executive acting within lawful authority: that public power is
not to
be exercised against an individual in a way that is contrary to law.
It recognises that the executive power of the Commonwealth is
"exercised at
a functional level by Ministers and by other officers of the Executive
Government" and that in the exercise of those
powers, they can and do
err[96].
- In
addition, and of no less significance, it recognises that the Executive
cannot itself authorise a breach of the law. Not only
does the rule of law
require that the Executive act within legal authority, but as this Court has
repeatedly stated[97], in
various ways and in various contexts, "[i]t is fundamental to our legal system
that the executive has no power to authorize a
breach of the
law"[98].
- In
cases of the kind under consideration in this appeal, public power has been
exercised in a way that disadvantages an applicant
– an individual.
Once the individual shows a departure from the lawful exercise of power and that
the departure might realistically
have affected the outcome of a decision,
the individual cannot be expected or required to show that they would have
obtained a favourable
exercise of statutory power but for the departure. It is
for the decision‑maker to show that the individual would not have
done so.
- The
relationship between members of the public and the Executive, and the idea that
underpins it, was described by Boughey and Weeks
as
"government accountability": "one of the key 'values' or 'ideals' that
administrative law is designed to
uphold"[99]. It is said to
encapsulate[100]:
"the basic idea that the executive branch and its delegates must be answerable,
and as a general principle justify their actions,
to the public,
the Parliament, the courts or any administrative agency (ombudsmen,
tribunals, anti‑corruption agencies etc)."
- Judicial
review of administrative action derives its legitimacy and constitutional
importance from the rule of law. Rule of law values
provide principled
support for the view that if an individual establishes error in an
administrative decision, it should be for the
Executive to establish that,
even without the error, the same outcome would have been reached. Once it
is accepted that the rule
of law requires that the Executive must act within
legal authority and that the purpose of judicial review is to provide
individuals
with a mechanism to challenge the lawfulness of the exercise of
official power, it is conceptually difficult to understand why the
individual
would need to show anything more than that public power was exercised in a
manner that exceeded a condition of the exercise
of that power and that it is
realistically possible that the error could have affected the result.
To require an individual to show
that executive power – public power
– could have been exercised differently if preconditions on the exercise
of that
power had been met is to fail to understand the constitutional
relationships between Parliament, the Executive and courts and the
role of
judicial power in seeking to ensure that executive power which exceeds the
authority conferred on the Executive is controlled.
The idea that breaches of
statutory conditions by decision‑makers should not lightly be seen to have
no legal consequences
for the decision may sometimes be described as "legality",
but it is an idea more fundamental than the principle of statutory construction
identified in Potter v
Minahan[101].
As Professor Daly has rightly remarked, "[w]hereas one might be content to
accept that the applicant bears the burden of proof generally
in judicial review
cases, one might nonetheless consider that putting the onus of proving
materiality on the applicant does not adequately
ensure that administrative
decision-makers will comply with the
law"[102].
- This
Court has recognised that not every error of law will invalidate an exercise of
statutory executive
power[103]. But there may
be cases where an error is jurisdictional regardless of the effect the error may
have had on the conclusion of the
decision-maker and despite not depriving a
party of the realistic possibility of a different
result[104]. The cases may
include[105] where a
decision‑maker is required to make a decision by reference to a single
specified criterion and, in error, the decision‑maker
addresses a
different and wrong criterion and where lack of respect for the dignity of the
individual results in a denial of procedural
fairness. That is not an exhaustive
list.
- The nature
of the error has to be worked out in each case concerning a specific decision
under a particular statute. In most cases,
an error will only be
jurisdictional (that is, will only exceed the jurisdiction conferred on the
decision‑maker by statute)
if the error was "material" to the decision, in
the sense that there has been an error relevant to the actual course of the
decision‑making
and the decision‑maker has not shown that the error
could not have made a difference to the outcome actually reached. Recognising
a
criterion of materiality before an error is treated as jurisdictional is a
mechanism for drawing a line between those cases where
a supervising court has
jurisdiction to remedy an error made by an administrative decision-maker and
those cases where it does
not[106]. In the
United Kingdom, this has been explained by reference to the demands placed on
the administrative state: "a certain level
of error is acceptable in a legal
system which has so many demands upon its limited
resources"[107]. In the
literature, it has been described as a "control mechanism" for determining which
errors of law are amenable to judicial
intervention[108].
- But
acceptance that the law will permit an immaterial error of law to stand against
an individual who has been subject to an exercise
of State power − indeed,
acceptance that a supervising court may have limited power to remedy an
immaterial (non‑jurisdictional)
error of law − must necessarily be
of significance when considering who ought, as a matter of
principle, to bear the onus of establishing immateriality.
- Fundamental
principles − namely, the rule of law; the constitutional relationship
between the Executive and the judicial branch;
the relationship between
individuals and the State; and, in particular, the role of the judicial branch
in the protection of the
individual against incursions of executive power
− together weigh decisively in favour of a conclusion that it is the
respondent
(the Executive) in an application for judicial review who should
and must bear the onus of establishing immateriality of error.
- The
rule that, if an applicant has demonstrated error and the loss of a possibility
of a successful outcome, it is for the respondent
to establish immateriality of
error is entirely coherent with the way in which the law operates, including in
other areas in which
the power of the State is applied to the individual.
The application of a rule that it is for the respondent to establish
immateriality
of error in the exercise of public power in cases of the kind
under consideration in this appeal is not unique. It takes its place
in the
broader application of the stated rule in accordance with the rule of law and is
one which is practically sensible. The contrary
approach is at odds with
the way the law operates elsewhere.
- These
considerations make it all the more important to apply the ordinary rule for the
allocation of burden of proof in connection
with the application of statutes.
That rule was stated in Vines v
Djordjevitch[109] as
follows: "in whatever form the enactment is cast, if it expresses an
exculpation, justification, excuse, ground of defeasance or
exclusion which assumes the existence of the general or primary grounds from
which the liability or right arises but denies the right or liability
in a
particular case by reason of additional or special facts, then it is evident
that such an enactment supplies considerations
of substance for placing the
burden of proof on the party seeking to rely upon the additional or special
matter" (emphasis added).
Here, the applicant identifies departure from a
condition of the exercise of public power. The restated rule acknowledges that
the
decision is invalid and of no effect only if the departure was "material".
The requirement of materiality "assumes the existence
of the general or
primary grounds from which the [applicant's] ... right arises but denies the
right ... in [the] particular case
by reason of additional or special
facts"[110].
Onus in public law
- Although
we consider that the rule to be applied should be restated, it is essential, as
was noted in SZMTA, to take account of past decisions of this Court
− including, in particular, Stead v State Government Insurance
Commission[111],
Applicant VEAL of 2002 v Minister for Immigration and Multicultural and
Indigenous
Affairs[112] and
Minister for Immigration and Border Protection v
WZARH[113]. Those
cases, and the many decisions that have followed
them[114], recognise that
although the exercise of public power against the individual arises in different
contexts, the balance of the relationship
between the individual and the State
is best protected by the State having to show why a departure from the legal
constraints on
the exercise of public power was immaterial to the outcome that
was reached. The decisions recognise that, although the onus of proof
in
judicial review may fall generally upon an applicant, courts "expect public
authority defendants to explain
themselves"[115].
As Edelman J
demonstrates[116],
Stead[117] and
Balenzuela v
De Gail[118]
do not support the rule stated by the plurality in this case.
- In
Stead[119], in an
appeal by way of rehearing, having noted the difficulty for a court of appeal
asked to conclude that compliance with the requirements
of natural justice could
have made no difference to the outcome in the particular case, the Court said
that "[a]ll that the appellant
needed to show was that the denial of natural
justice deprived [the appellant] of the possibility of a successful outcome" and
it
was for the respondent to demonstrate "that a properly conducted trial could
not possibly have produced a different result" (emphasis added).
- The
decisions in VEAL and WZARH are not inconsistent with the restated
rule. In VEAL, this Court found, on the particular facts, that a denial
of procedural fairness occasioned by a failure to disclose adverse information
constituted a jurisdictional error which warranted setting aside the decision
below, notwithstanding that the reasons of the Tribunal
had contained an
affirmative statement that it had given the adverse information in question "no
weight"[120].
In WZARH, where a procedure adopted by an administrator was shown to
have failed to afford a fair opportunity to be heard, not only was the
rule
stated in similar terms but the practical significance of the rule was
recognised as follows[121]:
"[A] denial of procedural fairness is established by nothing more than that
failure, and the granting of curial relief is justified
unless it can be
shown that the failure did not deprive the person of the possibility of a
successful outcome. The practical injustice in such a case lies
in the denial of
an opportunity which in fairness ought to have been given". (emphasis added)
- The
restated rule is consistent with approaches taken in other areas of public law,
including:
(1) where there is unreasonable delay in the making of an administrative
decision, it is for the respondent to establish a satisfactory
justification for
the delay[122];
(2) in an application for habeas corpus, provided that the detainee has
established probable cause or a case fit to be considered,
the person directing
detention must prove the lawfulness of the
detention[123]; and
(3) where material is unlawfully seized by a public official in purported
execution of a warrant, the onus is on the respondent to
establish a basis for a
court to refuse discretionary
remedies[124].
- The
proposition also sits comfortably with the operation of the "proviso"
to the common form criminal appeal
provisions[125]. That is,
in short, once an appellant has made out an error or irregularity under the
second or third appeal criterion – namely,
a wrong decision on a question
of law or a miscarriage of justice – the onus shifts to the Crown to
satisfy the court that
there has been no substantial miscarriage of
justice[126].
Other areas
- Other
areas of law are replete with examples of the onus being placed on, or shifted
to, one party once a prima facie case has been
made out by another party. This
can be seen in cases concerning, among others:
(1) negligence, where a defendant who seeks to argue that a plaintiff's injury
was caused by a condition which pre-existed a negligent
act bears the onus of
proof[127];
(2) unlawful imprisonment, where, if imprisonment is found to have occurred, the
defendant has to justify the lawfulness of the
imprisonment[128];
(3) fraudulent misrepresentation, where, if a false statement is made with the
intention of inducing a person to enter a contract
and that person enters that
contract, the defendant bears the onus of disproving
inducement[129];
(4) bailment, where, once a bailor establishes that
goods bailed pursuant to a contract of bailment were lost or damaged,
a bailee
must disprove
negligence[130];
(5) the admissibility of improperly or illegally obtained evidence, where, if a
party seeking to exclude evidence establishes that
the evidence was improperly
or illegally obtained, the party seeking its admission must persuade the
court that the desirability
of admission outweighs any
undesirability[131]; and
(6) nuisance, where the onus lies on a defendant relying on the defence of
statutory authority to establish that the nuisance was
authorised by statute and
was an inevitable consequence of the performance of a statutory activity or duty
or the exercise of a statutory
power[132].
- None
of this is exhaustive. It reflects what was said in
Djordjevitch[133],
as explained above: namely, that the ordinary rule is for the burden of
proof to be allocated to the party seeking to rely on an
"additional or special
matter" in support of a ground of defeasance or exclusion to deny a right to
another party in a particular
case.
Practical
considerations
- Requiring
a decision‑maker to establish that compliance with a statutory condition
of an exercise of power could not have made
a difference to the decision that
was made in the circumstances in which the decision was made also is practical
and works practicably.
The reverse is not and does not. There are three
independent, but related, practical considerations.
- First,
predicting how the outcome of a decision-making process might have differed if
an error had not occurred is not an easy task
even for those legally trained.
That difficulty was recognised in Stead when this Court said that "[i]t
is no easy task for a court of appeal to satisfy itself that what appears on its
face to have been
a denial of natural justice could have had no bearing on the
outcome of the trial of an issue of fact. And this difficulty is magnified
when
the issue concerns the acceptance or rejection of the testimony of a witness at
the trial"[134].
In SZQGA v Minister for Immigration and
Citizenship[135],
Barker J explained that predicting how the outcome of a decision-making
process might have differed if an error had not occurred
is fraught. His Honour
put the point in these
terms[136]:
"It will often be extremely difficult to say what decision might have been made
by an administrative decision‑maker if there
had been no denial of
procedural fairness in a given case – and it is not for the review court
to speculate. To try to reconstruct
a decision‑making process or to rework
the apparent basis upon which a decision has been made, in order to state with
any confidence
what the result might have been or would have been but for denial
of procedural fairness, is likely to be a speculative and unproductive
task and
certainly one likely to lead to injustice, because the judicial reviewer is not
equipped and is not charged with responsibility
to make the sort of
administrative decision that the primary decision-maker has been set up to
determine."
- The
observations apply with greater force if the task must be undertaken by the
applicant (and especially in respect of unrepresented
applicants). As was
explained in ABT17 v Minister for Immigration and Border
Protection[137]:
"To require an individual to show that executive power –
public power – would have been exercised differently if preconditions
on the exercise of that power had been met is to fail to understand
[the constitutional relationships between Parliament, the Executive
and
courts] and the role of judicial power. It places the onus on an individual to
show why public power should be re‑exercised,
rather than protecting that
individual from exercises of public power which are contrary to the law. And,
it must be observed, at least in some cases it places the onus on an individual
to show why public power should be re-exercised,
without the necessary facts, or
the ability to obtain the necessary facts." (emphasis added)
- That
leads to the second, related, consideration. The decision‑maker,
the person whose decision is in issue, is "free to
assist"[138] in discharging
the onus of establishing why the absence of the identified error, their error,
would not have led to a different result.
The respondent in a judicial
review application enjoys distinct advantages as the decision‑maker
responsible for the decision‑making
process which has led to the impugned
decision. The respondent will have access to the departmental files and
records relevant to
the impugned decision. Indeed, in a case of the kind
here in issue, where a tribunal has committed an error by failing to disclose
the existence of a notification under s 438 of the Migration
Act 1958 (Cth) to an applicant, the Minister is usually the only party
to the dispute capable of adducing evidence that the error has
occurred[139]. This
observation should not be taken to suggest that a tribunal on judicial review of
one of its decisions should become a "protagonist"
in the judicial review
proceeding[140]. Rather,
it recognises that, in law and effect, where an administrative tribunal has
made a decision in substitution of the decision
of the primary administrative
decision‑maker, that decision "becomes the decision of the Executive
Government"[141]. The
tribunal stands in the shoes of the decision-maker whose decision is under
review[142].
- The
advantages enjoyed by public authorities and officers have been explained in
other contexts when addressing the fact that the
onus of proof is on the
decision-maker. In R v Southwark London Borough Council; Ex parte
Ryder[143], Dyson J
emphasised that the decision-maker whose decision was impugned in that case said
that she took a point into account that
"[p]rima facie ... was irrelevant", and
"[i]n the absence of details as to how and why [the decision-maker] took it into
account", his Lordship was "driven to conclude that [the decision-maker]
may well have relied upon it in a material sense". Although Dyson J
did not
expressly refer to matters of practicality in his Lordship's decision, it is
self‑evident that if details about how
and why a decision-maker took a
particular matter into account were not set out in the reasons for a decision,
then they would be
solely within the knowledge of the decision-maker or,
perhaps, in records held by the government.
- The
same basic proposition explains why the onus is on the decision‑maker to
demonstrate why a delay in making a decision is
not an unreasonable delay.
In decisions on unreasonable delay as a ground of judicial review,
considerable weight is attached to
the evidence offered by the public
authority justifying the delay. In such cases, ordinarily the only evidence
which could be adduced
by an applicant relevant to materiality would be the
fact of the delay or length of time since lodging the relevant
application. Determination of the matter would then depend on an inference
or
evaluative conclusion being drawn by a court on application for judicial review
that the length of time was unreasonable. In contrast,
as is evident from
the Privy Council's treatment of this issue in Oliveira v The Attorney
General (Antigua and
Barbuda)[144], a public
authority is in a position to adduce a range of relevant evidence, including
documentary evidence that might (for instance)
identify a backlog or unavoidable
procedural delays. In short, it is the decision‑maker (not the
individual in respect of whom
the decision is made) who is capable of explaining
the reason for a lengthy period of
inactivity[145].
- Likewise,
in respect of applications for habeas corpus, Allsop CJ has recently
explained that the Minister and Department ultimately
responsible for the
conduct of prisons and detention centres should "be in a position to justify the
lawful nature of a person's
detention, at any time. If that depends upon
proof of someone's state of mind and the reasonable foundation for it that proof
should be readily available whether
from the officers who are responsible for
the detention, or otherwise by reference to clear
records"[146].
- In
relation to the tort of unlawful imprisonment, courts have rejected the argument
that the Commonwealth should not bear the "impracticality
and inconvenience" of
having to prove the existence and subsistence of the required state of mind on
the part of the detaining officer
or
officers[147]. In Guo v
The Commonwealth[148],
Jagot J said "proof sufficient to establish the lawfulness of immigration
detention involves matters of fact and of inference from
fact.
The Commonwealth is free to assist itself in discharging the onus of proof
by the implementation of whatever systems, processes
and safeguards it sees fit
and by the calling of such evidence in any particular case as it sees fit."
- Finally,
there is a difficulty which is both legal and practical: the risk that a review
court will ask itself the wrong question
by erroneously considering for
itself questions of fact which were determined by a primary decision-maker. This
risk was adverted
to by Dixon CJ in
Balenzuela[149]:
"Care must be taken lest in exercising an authority to decide whether an error
of law occurring at the trial is likely to have influenced
the result,
what is really done is to examine the evidence as if the court were forming
a conclusion of fact for itself. The basal
distinction between the court's duty
and the function of the jury cannot be confused in this way."
- All
the judges of this Court in SZMTA were alive to the same possibility.
Bell, Gageler and Keane JJ said that in the case of an invalid notification
purportedly made
under s 438 of the Migration Act, "where the court
on judicial review of a decision of the Tribunal can infer that the Tribunal
left the notified document or notified
information out of account in reaching
its decision, the question that still remains is whether there is a
realistic possibility
that the Tribunal's decision could have been different if
it had taken the document or information into
account"[150]. But their
Honours immediately cautioned that "[t]he court must be careful not to
intrude into the fact-finding function of the
Tribunal"[151].
Similarly, the minority said that: "to shift the onus of proof would
fundamentally change the nature of judicial review. Instead
of a court
concluding that an act or omission constitutes an error going to jurisdiction
... [judicial review] would become a form
of merits review where jurisdictional
error is found only if the breach is material to the applicant for review
because it has denied
that applicant the possibility of a successful
outcome"[152]. The risk
that a review court will erroneously consider for itself questions of fact
determined by the primary decision-maker highlights
the potential practical
injustice that could flow from requiring applicants to do anything more than
establish a relevant error (that
is, one which could realistically have resulted
in a different decision).
- The
practical difficulties are real: for those legally trained and those not legally
trained. But one side or the other must bear
the onus and the issue is which. In
some cases, the respondent will enjoy practical advantages which mean that the
respondent is
best placed to answer the question of what would have occurred but
for the error. In many other cases, the respondent may not enjoy
any such
advantage. We accept that there may be cases where all either party may have is
the decision-maker's reasons and the material
before the decision-maker. But
there needs to be a stated rule which is principled and practical. The question
that arises is: why
should the task of establishing that an error would have
affected the outcome fall to the applicant once they have established that
a
breach of the law has occurred and that the error could realistically
have denied them the possibility of a successful outcome? The answer is, it
should not. Once error is identified by
an applicant, the onus of proving that
the error is immaterial to the decision that was reached is on those who seek to
affirm the
decision's validity – namely, the Executive.
MZAPC
- The
appellant is an Indian citizen who validly applied for a protection visa on
22 January 2014[153].
A delegate of the first respondent, the Minister for Immigration and Border
Protection, refused the application on 4 June 2014.
- The
appellant applied to the Refugee Review Tribunal, now the Administrative Appeals
Tribunal ("the Tribunal"), for review of that
decision. The appellant made
two central claims in support of his protection visa application. The first
arose out of a land dispute
with relatives; the second was that he became
stateless when his family disowned him for changing his religion, cutting his
hair
and adopting an Australian lifestyle.
- On
5 June 2014, a delegate of the Minister issued a notification to the
Tribunal under s 438 of the Migration Act in respect of the
appellant's protection visa application. The information to which the
notification applied was contained in the
following documents:
(1) an "Immigration Status Service Report" dated 31 March 2012, which stated,
among other things, that an officer of Victoria Police
had advised the then
Department of Immigration and Citizenship ("the Department") that the appellant
"has over 28 pages of offences
and is currently on a suspen[d]ed sentence until
Sept 2012";
(2) a screenshot of a "Client Detail" page for the appellant, which set out
information such as the appellant's name, date of birth
and address;
(3) a facsimile cover sheet for a ten-page facsimile message from Victoria
Police to the Department dated 31 March 2012; and
(4) the remaining nine pages of the facsimile message, which was a Victoria
Police court outcomes report in relation to the appellant,
which showed that he
had been convicted of a number of driving‑related offences on
30 September 2011.
- The
court outcomes report revealed that on 30 September 2011 the appellant
received a three‑month suspended term of imprisonment
for one count of
drink driving and one count of driving while disqualified. On the same day,
he received non‑custodial punishments
for the following additional
convictions: seven counts of driving while disqualified; two counts of drink
driving; three counts of
using an unregistered vehicle; two counts of using
a vehicle not in a safe and roadworthy condition; one count of "state false
name";
one count of removing a defective vehicle label; and one count of failing
to wear a seatbelt in a moving vehicle.
- The
appellant was not told that the s 438 notification had been issued or that
the court outcomes report was provided to the Tribunal. On 4 November 2014,
the Tribunal affirmed
the decision of the delegate not to grant the
appellant a protection visa.
- In
relation to the land dispute claim, although the Tribunal
had "some concerns about the [appellant's] credibility",
it accepted
there had been a dispute between the appellant's father and
uncle over land in Punjab and that the appellant had been taken to a
house in
Amritsar by his cousin, drugged and held there until his father paid the amount
of A$3,500 in exchange for the appellant's
release.
- However,
the Tribunal did not accept the appellant's claim that he had been subject to
continuing threats from his relatives in relation
to the land dispute,
saying:
"I do not accept that the [appellant] has been
subject to continuing threats in relation to the land dispute because he is the
eldest son of his father.
The [appellant] was able to reside in Delhi, India for
2-3 years after the Amritsar incident without facing any further harm from
his
uncles and his relatives. The Amritsar incident was 12-13 years ago and resolved
when the father made payment to his uncle. Furthermore,
on the [appellant's]
oral evidence at hearing, in recent times his father has been pressured but
not actually harmed or threatened
by the relatives despite his father refusing
to sign over the land through an affidavit. I do not accept that if the
relatives wanted to harm the [appellant] over the land that they would not be
threatening or harming his father in circumstances
where the dispute originates
in relation to the father and the father has the ability to sign a document
giving them the land. I do not accept as credible or plausible
that simply because his father was in Delhi and not Amritsar that this
would completely deter the relatives from undertaking threatening
or violent
action against his father to obtain legal ownership of the land.
The [appellant] stated at the hearing that his mother's
brother was a
policeman, which I accept. However, I do not accept as credible or
plausible that the relatives would not threaten or harm his father
(but would threaten or harm the [appellant]) because his mother's brother was
a
policeman. In all the circumstances, I do not accept that the relatives have
a continuing adverse interest in the [appellant]." (emphasis added)
- In
relation to the claim that he had been disowned by his family, the Tribunal
accepted that the appellant's family had disowned
him but did not consider that
being "disowned" constituted significant harm for an adult,
29‑year‑old man. The Tribunal
also noted that the appellant did
not claim to have been threatened for adopting an Australian lifestyle, and that
the Tribunal had
not identified any "recent reports of Sikhs in India being
harmed because they have cut their hair, adopted Western lifestyles or
drank
alcohol". The Tribunal made no reference in its reasons to any of the
matters contained in the information and documents the
subject of the s 438
notification.
- The
appellant sought judicial review of the Tribunal's decision in the Federal
Circuit Court of Australia. On 17 May 2016, the Federal
Circuit Court
(Judge Hartnett) dismissed the appellant's application. The appellant was
unrepresented and his application essentially
sought to challenge the merits of
the Tribunal's decision, rather than asserting any jurisdictional error. The
primary judge considered
whether any jurisdictional error arose on the face of
the Tribunal's reasons, but dismissed the application.
- The
appellant appealed to the Federal Court of Australia. While the matter was
pending in the Federal Court, two significant developments
occurred: first,
the Minister filed an affidavit which disclosed for the first time the
existence of the s 438 notification; and second, the matter was held in
abeyance pending the decision of this Court in SZMTA.
- On 4 December
2019, the Federal Court (Mortimer J) dismissed the appellant's appeal. Mortimer
J observed that the Minister had conceded,
in light of the decision in
SZMTA, that the failure by the Tribunal to disclose the existence of the
notification given by the Secretary of the Department ("the Secretary")
under s 438(2) to the appellant "constituted a denial of procedural
fairness"[154]. However,
her Honour concluded that the appellant had failed to show, as her Honour
considered was required by SZMTA, that there was a realistic possibility
that he could have succeeded in the Tribunal if he had been told of the
s 438 notification and the documents that had been sent to the
Tribunal[155].
This conclusion was said to follow from her Honour's finding that "the
Tribunal's reasoning was not in fact affected by the potentially
adverse
information in the first
place"[156].
Issues
on appeal
- There
were two issues on appeal in this Court. The first was the issue of principle
discussed above: namely, who does, and who ought
to, bear the onus of
establishing materiality or immateriality in an application for judicial review
of administrative
action[157]. The second
issue on appeal concerned how the applicable principles were to be applied
where, as here, an applicant for a protection
visa is denied procedural fairness
by reason of the Tribunal's failure to disclose that a notification has been
issued under s 438 of the Migration Act.
The
restated principle applied
- Applying
the restated rule, the root of the analysis is one of statutory
construction[158]. In the
present appeal, the applicable statutory framework is a review under Pt 7
of the Migration Act of the delegate's refusal to grant the appellant a
protection visa in circumstances where the Tribunal has received a notification
under s 438 of the Act in respect of information that is potentially
adverse to the appellant and where the Tribunal has failed to disclose to the
appellant
the existence of the notification.
- As
has been observed, the Minister accepted that the failure by the Tribunal to
disclose the existence of the Secretary's notification
under s 438(2) to
the appellant constituted a denial of procedural fairness.
- The question
which then arises is whether that breach of procedural fairness constitutes
jurisdictional error. In this case, the
Tribunal's failure to provide
procedural fairness could realistically have deprived the appellant of the
possibility of a successful
outcome. To establish as much, the appellant was not
required to demonstrate that the Tribunal in fact exercised its discretion under
s 438(3)(a). It is enough that the Tribunal could realistically
have exercised the s 438(3)(a) discretion and that the s 438
information could realistically have contributed to the Tribunal's
ultimate decision. The question then is whether the Minister demonstrated that
affording
procedural fairness to the appellant, by disclosing the fact that the
s 438 notification had been made to the Tribunal, would not have resulted
in a different outcome.
- The
appellant rightly accepted that if the Minister established that the s 438
information was not taken into account by the Tribunal, then the Minister would
have established that the error – the breach
of procedural fairness
– was immaterial and did not constitute jurisdictional error. The issue is
to be decided by the ordinary
processes of fact finding, which start with the
relevant statutory framework – here, Pt 7 of the Migration Act
and the proper construction of s 438 – and, against that legislative
framework, then look to the record and the evidence adduced on the application,
and inferences
to be drawn from that material. As the Minister accepted, the
issue is not to be decided by applying an irrebuttable presumption
about what
the Tribunal did or did not do. Nor is it to be decided by applying some
rebuttable presumption about what the Tribunal
did or did not do. In this
case, the Minister demonstrated that compliance with the statutory
requirements would not have led to
a different outcome. It is necessary to
explain how and why and to begin by considering the relevant statutory
framework.
- The
appellant applied to the Tribunal under Pt 7 of the Migration Act
for review of the dismissal of his application for a protection
visa[159]. If a valid
application is made, then, subject to a presently irrelevant exception,
the Tribunal must review the
decision[160] within 90
days of the Secretary giving the Registrar of the Tribunal ("the Registrar") the
documents that s 418(2)
requires[161]. The Tribunal
may, for the purposes of the review, exercise all the powers and discretions
conferred by the Migration Act on the decision‑maker and may, among
other things, affirm the decision, vary the decision, or set aside the decision
and substitute
a new
decision[162]. Such a
decision is a decision of the
Minister[163].
- Significantly,
if an application for review is made to the Tribunal, the Registrar must,
as soon as practicable, give the Secretary
written notice of the application
and, within ten working days of such notice, the Secretary must give to the
Registrar a statement
about the decision that sets out the findings of fact made
by the decision‑maker, refers to the evidence on which those findings
were
based and gives the reasons for the
decision[164].
In addition, the Secretary must give to the Registrar "each other document,
or part of a document, that is in the Secretary's possession
or control and is
considered by the Secretary to be relevant to the review of the
decision"[165]
(emphasis added). The exercise of the Tribunal's powers is addressed in
Div 3 of Pt 7. In exercising its powers, the Tribunal is to pursue the
stated objective of "providing a mechanism of review that is fair, just,
economical, informal and
quick"[166]. The Tribunal
is not bound by technicalities, legal forms or rules of evidence and must act
according to substantial justice and
the merits of the
case[167].
- The
conduct of the review is addressed in Div 4 of Pt 7. The natural
justice hearing rule is
exhaustively[168] addressed
in s 422B, which provides that, in applying Div 4, the Tribunal
must act in a way that is fair and
just[169]. Both an
applicant for review, and the Secretary, may give the Registrar prescribed
documents[170].
An applicant may give a statutory declaration in relation to any matter of
fact that the applicant wishes the Tribunal to consider
and written arguments
relating to the issues arising in relation to the decision under
review[171]. The Tribunal
may "get any information that it considers relevant" and, if it does so, it must
have regard to that information in
making the decision on
review[172].
In addition, subject to some limited exceptions, the Tribunal must invite
the applicant to appear before the Tribunal to give evidence
and present
arguments relating to the issues arising in relation to the decision under
review[173].
- In
the present matter, against the background of the Secretary's general obligation
under s 418(3) to provide the Tribunal with relevant documents,
the Secretary also provided to the Registrar documents and information
under s 438 of the
Migration Act[174].
Section 438(2) requires that, in giving the documents and information, the
Secretary must notify the Tribunal that s 438 applies in relation to the
specific document or information and may give the Tribunal any written
advice that the Secretary thinks relevant about the significance of the document
or information. The
nature and contents of the documents and the information
provided in this appeal have been described.
- Section
438(3) is important. It provides that if the Tribunal is given a document or
information and is notified under s 438(2) that the section applies to it,
the Tribunal may, for the purpose of the exercise of its powers, have
regard to any matter contained in the document or to the information and
may, if the Tribunal thinks it appropriate to do so, disclose any matter
contained in the document or the information to the applicant.
- SZMTA
established that when the Secretary notified the Tribunal in writing under
s 438(2)(a) that s 438(1)(b) applied to certain information given to
the Department, the Tribunal incurred an obligation of procedural fairness to
disclose the
fact of that
notification[175]. But, as
we have seen, the fact that such notice was not given did not necessarily give
rise to jurisdictional error. The question
was whether that error was
immaterial to the outcome. That is a question of fact and one in respect of
which the Minister discharged
the onus of demonstrating that the error was
immaterial.
- The
documents and information provided by the Secretary under s 438 were
adverse to the appellant and included reference to the appellant's conviction
for giving a false name. It was common ground
before Mortimer J that
the nature of the "state false name" offence could contribute to a
decision‑maker forming an adverse
view of the appellant's honesty.
- Where
the Tribunal makes its decision on review, the Tribunal must make a written
statement that, among other things, sets out the
decision of the Tribunal; sets
out the reasons for the decision; sets out the findings on any material
questions of fact; and refers
to the evidence or other material on which the
findings of fact were
based[176].
- The
Tribunal's reasons for decision do not refer to the Tribunal, "for the purpose
of the exercise of its powers, hav[ing] regard
to any matter contained in the
document[s], or to the
information"[177]. There is
no reference, express or implied, to the documents or the information. As
Mortimer J observed in the decision below, there
is nothing to indicate
"that the Tribunal even turned its mind to the exercise of the powers under
s 438(3)"[178].
- Moreover,
as Mortimer J stated, the Tribunal's reasons do not disclose any real
assessment of the appellant's honesty at
all[179]. In conducting its
review, the Tribunal accepted many aspects of the appellant's claims.
Critically, it accepted that there was a
dispute between the appellant's father
and uncle over land in Punjab and that when the appellant visited Amritsar in
2003 or 2004,
he was taken to a house by his cousin, drugged and held there
until his father arrived and paid an amount for his release. The Tribunal
also
accepted that after this event and until he came to Australia, the appellant
stopped going to Punjab. What the Tribunal did not
accept was that the appellant had been subject to continuing threats in
relation to the land dispute or that his relatives had a continuing
adverse interest in him. As the Minister submitted, the Tribunal
provided three independent reasons for that finding: the appellant
was able to
reside in Delhi for two or three years after the kidnapping without facing any
further harm from his relatives; by the
time of the Tribunal's decision, some 12
or 13 years had passed since he was kidnapped; and the appellant's evidence to
the Tribunal
had been that, in more recent times, his father had been pressured
but not actually harmed or threatened by the relatives even though
he had
refused to sign over the land.
- As
the Minister submitted, the Tribunal reasoned that where the land dispute had
originated with the appellant's father and it was
the appellant's father who had
the ability to sign over the land, then if the relatives had actually wanted to
harm the appellant,
they would also have threatened or harmed the appellant's
father. In reaching that finding, the Tribunal rejected as not "credible
or
plausible" the appellant's two alternative explanations for the absence of any
threats of harm made against the father. The Tribunal
accepted the facts relied
upon by the appellant – that the father had moved to Delhi and his
maternal uncle was a policeman
– but found that the alternative
explanations were not credible because they were not plausible. That is, the
Tribunal did
not accept that because the father was in Delhi rather than Punjab,
this would deter the relatives from threatening or taking violent
action against
the father to obtain the land and, secondly, that the relatives would refrain
from threatening the father (but would
threaten or harm the appellant) because
the appellant's maternal uncle was a policeman.
- Therefore,
the Tribunal's rejection of the appellant's claim that he had been subject to
continuing threats in relation to the land dispute or that his relatives
had a continuing adverse interest in him did not result from the Tribunal
making any adverse finding regarding the appellant's honesty. As Mortimer
J
stated, "[t]his was a review where the Tribunal largely accepted the appellant's
narrative, and his claimed circumstances, but
rejected the visa application
because it was not satisfied the appellant's fears were
well-founded"[180]. It
therefore is unnecessary to decide whether Mortimer J erred in holding that only
"dishonesty offences" were capable of impacting
upon the credibility of the
appellant before the Tribunal.
- The
Minister thus established that the denial of procedural fairness was immaterial:
compliance with the condition would not have
made a difference to the decision
that was made.
Conclusion and orders
- The
appeal is dismissed with costs.
EDELMAN J.
Introduction
- I
have had the considerable benefit of reading both the joint reasons of
Kiefel CJ, Gageler, Keane and Gleeson JJ and the joint reasons
of
Gordon and Steward JJ. The central issue of distinction between those
reasons, and the principal point of law in issue on this
appeal, concerns the
party who bears the onus of proof in relation to the materiality of
non‑compliance with a statutory condition.
Kiefel CJ, Gageler, Keane
and Gleeson JJ conclude that the onus of proof is borne by the party
seeking to prove that the non-compliance
was material and therefore was
jurisdictional. Gordon and Steward JJ conclude that the onus of proof is
borne by the party asserting
immateriality and denying that the
non‑compliance was jurisdictional.
- For
reasons of history, authority, principle, and coherence, I consider that the
better approach to the onus of proof in this case,
concerning a denial of
procedural fairness in a review under Pt 7 of the Migration Act
1958 (Cth), is that of Gordon and Steward JJ. Given the
strength with which the opposing views have been expressed, it is necessary to
explain
why the same reasons of history, authority, principle, and coherence
that require the usual implication of a requirement of materiality
before a
court will conclude that non-compliance with a statutory condition will lead to
invalidity also usually require that the
onus of proof is upon the party
asserting immateriality.
- Ultimately,
however, my different conclusion from that of Kiefel CJ, Gageler, Keane and
Gleeson JJ on the onus of proof might have
little practical effect for
three reasons. First, any conclusion on onus of proof is not capable of
universal generalisation. Just
as the source of a statutory condition upon a
duty, power, or function is derived expressly or impliedly from the statute, so
too
is the requirement of materiality and the onus of proof for materiality
derived expressly or impliedly from the statute. As the courts
of the United
States have long recognised, the location of the onus will depend upon the terms
and context of the statute. In criminal
cases in the United States, like
Australia, it has been held that the onus lies upon the government to prove
immateriality because
the result will "deprive an individual of his
liberty"[181]. In civil
cases in the United States, unlike Australia, the general approach is that the
person "who seeks to have a judgment set
aside because of an erroneous ruling
carries the burden of showing that prejudice
resulted"[182]. But there
are no "hard‑and‑fast standards governing the allocation of the
burden of proof in every
situation"[183]. The
different general rule on onus of proof in civil and administrative cases in the
United States might not apply depending "on
the statutory setting or specific
sort of mistake
made"[184].
- Secondly,
irrespective of the location of the onus, as was observed more than a half
century ago in the United States, the court
still has the duty "to determine
whether the error affected the
judgment"[185]. A similar
point was made in this Court by
Dixon CJ[186]. In this
context, the question of onus may not usually be one that has any real
consequence and might make little difference to the
outcome of any case. It
makes no difference to the result in this case. And in many other cases the low
bar to establishing materiality
means that, on the approach of Kiefel CJ,
Gageler, Keane and Gleeson JJ, it will be sufficient to point to any role
that non‑compliance
with a statutory condition played in the
decision‑making process to ground the conclusion that the result reached
by the decision-maker
was not inevitable.
- Thirdly,
even in cases where the location of the onus of proof might make a difference,
such as a rare case where evidence is necessary
to establish the effect that
non-compliance would have had upon the decision‑making process, a review
court will usually apply
the general principle that the extent of an onus will
depend upon the capacity of a party to adduce
evidence[187]. "[S]light
evidence may be
enough"[188].
The
distinction between a threshold for a ground of review and "materiality"
- As
Gordon and Steward
JJ explain[189], there
are evidently two steps that must be taken before a conclusion of jurisdictional
error is reached. This section of these reasons
is concerned with the first
step. Before any issue of materiality can arise an applicant must establish that
there has been non‑compliance
with a statutory condition or, put more
loosely, that there has been an error capable of being a jurisdictional error.
There will
often be a threshold requirement of injustice before it is concluded
that there has been non‑compliance with a statutory condition.
For instance, a statutory condition that requires a decision‑maker to
have regard to mandatory relevant considerations usually
involves a threshold
which material must cross before it reaches the standard of relevance. To take
one definition of relevant material,
it must be material that "if it were
accepted, could rationally affect (directly or indirectly) the assessment of the
probability
of the existence of a fact in issue in the
proceeding"[190]. Once
relevance is established, a decision‑maker's failure to consider such
material will meet the threshold of injustice so
as to be capable of being a
jurisdictional error.
- The
statutory condition of procedural fairness is another example of a condition
that contains a threshold requirement before there
will be failure to comply.
Any procedural irregularity must reach a threshold of sufficient injustice
before procedural unfairness
will be found to exist. For instance, a person
"does not have to be given an opportunity to comment on every adverse piece of
information,
irrespective of its credibility, relevance or
significance"[191].
The threshold of injustice that is necessary for an obligation of
procedural fairness can be understood as a need to establish that
an
irregularity is capable of causing "practical
injustice"[192]. Without
the possibility of practical injustice, a procedural irregularity will not
involve procedural unfairness.
- An
applicant bears the onus of proving procedural unfairness and therefore must
bear the onus of proving that an irregularity constitutes
procedural unfairness.
It will usually be sufficient to point to the seriousness of the irregularity to
establish that it is capable
of producing practical injustice. This is,
emphatically, not an inquiry into whether the actual result might have been
different.
It is an inquiry into whether the irregularity reached the threshold
of "error". The same principle applies to irregularities in
civil trials: the
capacity to cause practical injustice is established once it is concluded that
evidence that was admitted was inadmissible,
and the party against whom it was
tendered has "a prima-facie right to a new trial", with a separate, and
different, question being
whether that right can be "displaced" if "the evidence
erroneously admitted cannot reasonably be supposed to have affected the
result"[193].
- The
same principle also applies to errors of law or miscarriages of justice in
criminal trials. Again, the capacity for practical
injustice is inherent in the
rules which establish when an irregularity is an error of law. But, once the
threshold is reached, the
appellant has a prima facie right to have the appeal
allowed; a separate question is whether the error could not have affected the
result[194]. Again, a
miscarriage of justice, not falling within the category of an "error of law",
still requires the capacity for practical
injustice: a "departure from [a] trial
according to law"[195].
Expressed in different terms, but amounting to the same thing, this can be shown
by demonstration that something "has gone wrong
and which was capable of
affecting the result of the trial", which, again, is separate from a question of
whether "that potentially adverse effect on the
result may actually, that
is, in reality, have
occurred"[196]. As
Gleeson CJ explained during oral argument in Weiss v The
Queen[197], the
erroneous admission of evidence of a fact is a miscarriage of justice, with a
separate question being whether the miscarriage
is shown not to be substantial,
or material, such as where the accused later gives evidence admitting the same
fact.
- There
is room to doubt whether the irregularities identified in Minister for
Immigration and Border Protection v
SZMTA[198] were really
circumstances where there was a capacity to cause practical injustice so that
procedural unfairness existed. In two of
the appeals considered by this Court in
SZMTA it was assumed by the
Minister[199] that it was
procedurally unfair for the Tribunal not to disclose to the applicant the mere
fact that the Tribunal had been notified
by the Secretary that s 438 of the
Migration Act applied to certain information or documents which the
Secretary had given the Tribunal. The notification that was not disclosed to
the
applicants contained no relevant information concerning their claims.
The "procedural context" was undoubtedly
altered[200] but it might
be questioned whether that procedural irregularity was capable of producing
practical unfairness. Equally, there might
be room to doubt whether the failure
to notify in this case was really a circumstance that was capable of producing
practical injustice.
But, since it was common ground that the failure to notify
in this case was a denial of procedural fairness, this point need not
be further
considered.
- Once
an applicant establishes that an administrative action has involved
non-compliance with a statutory condition there is a further
issue to consider
before that non-compliance will lead to invalidity. This further issue is
materiality. The concept of materiality
– or harmless error, as it is
sometimes described in the United States – is not concerned with whether
there has been
non‑compliance with an express or implied statutory
condition. Instead, it is concerned with whether Parliament intended that
non‑compliance will have the effect that a decision is beyond power and
thus invalid. Where the statutory condition is not
fundamental then the usual
focus is upon whether the non-compliance might possibly have affected the
decision[201]. For
instance, if a mandatory consideration is not intended to be a fundamental
condition then non-compliance in a trivial way will
not invalidate a decision.
As Mason J said, a mandatory consideration "might be so insignificant that
the failure to take it into
account could not have materially affected the
decision"[202].
- The
concept of materiality has applied for more than a century in relation to
whether a new civil or criminal trial should be ordered
after a miscarriage of
justice. In those areas, and subject to statutory provision to the contrary, it
has long been settled that
the usual position is that the onus is upon the party
asserting that the miscarriage of justice was immaterial so that no new trial
should be granted. Once the reason for the implication of materiality is
appreciated, it can be seen that the same approach should
be taken to
administrative decisions.
The implication of materiality as a
requirement for invalidity
Implication of statutory conditions upon power generally
- More
than a century ago, Isaacs J explained that an implication "is included in
what is expressed" and, on a proper interpretation,
is to be understood to have
been "meant by what is actually said, though not so stated in express
terms"[203]. In this
sense, like the "same rules which common sense teaches every one to use",
statutory meaning also includes many assumptions
because "[h]owever minutely we
may define, somewhere we needs must trust at last to common sense and good
faith"[204]. This use of
statutory assumptions does not differ from our ordinary use of language. As
Professor Pinker has
observed[205], "language
itself could not function if it did not sit atop a vast infrastructure of tacit
knowledge about the world and about the
intentions of other people". For
instance, "[w]hen the shampoo bottle says 'Lather, rinse, repeat', we don't
spend the rest of our
lives in the shower; we infer that it means 'repeat
once'".
- Coke
was referring to such assumptions when he wrote that the "surest construction of
a Statute is by the rule and reason of the
Common
Law"[206], that "it is a
good exposition of a Statute, when the reason of the Common Law is
pursued"[207] and that "in
construction of Statutes, the reason of the Common Law give[s] great light, and
the Judges, as much as may be, follow
the rule
thereof"[208].
- The
"reason" of the common law as a statutory assumption was the foundation for the
celebrated decision of Byles J in Cooper v Wandsworth Board of
Works[209], when he
said of the rules of procedural fairness that "although there are no positive
words in a statute requiring that the party
shall be heard, yet the justice of
the common law will supply the omission of the legislature". As decisions
in this Court have explained,
that passage described how the common law, as part
of the "matrix of legislation", is an assumption upon which legislative
intention
is based[210].
Hence, conditions upon statutory powers have long been recognised as a matter of
statutory implication. Examples include conditions
that require a
decision‑maker: to afford procedural
fairness[211]; to take into
account relevant
considerations[212]; and
not to exercise powers, including making decisions,
unreasonably[213].
- The
understanding of statutory conditions upon power as underlying assumptions was
more than a century old when it was expressed
in 1961 by its most famous
proponent, Dr Wade, in terms which described statutory interpretation as
being at the "heart" of determining
conditions upon statutory
power[214]. In Walton v
Gardiner[215],
Brennan J acknowledged that he had adopted or applied Wade's
approach in a line of decisions from 1982
onwards[216]. Wade's view
was also adopted by Hayne, Kiefel and Bell JJ in 2013 in Minister
for Immigration and Citizenship v
Li[217].
Implication
that non-compliance with a statutory condition will invalidate an administrative
decision
- An
exercise of public power has long been held to be invalid if that exercise is
beyond a statutory condition expressly or impliedly
conferred upon the
repository. As de Smith observed, the prerogative writ of certiorari had been
used since the fourteenth century
to keep inferior courts or tribunals "within
their spheres of
jurisdiction"[218]. In
1886, in the United States, Hawes cited many authorities for the proposition
that if a court "acts without authority its judgments
and orders are regarded as
nullities"[219].
- Just
as the conditions upon statutory power are to be discerned as a matter of
legislative intention, so too is legislative intention
the basis for discerning
whether non‑compliance with a condition upon statutory power will deprive
a decision‑maker of
authority. These legal principles concerning the
setting aside of decisions for non‑compliance with a statutory condition
did
not change at Federation in 1901 by the inclusion of s 75(v) in the
Constitution, a provision that conferred authority on this Court to act
according to "the known principles of
law"[220]. These known
principles of law continued to be refined.
- For
centuries, judges spoke of discerning the validity of action purportedly
authorised by statute by considering "the meaning and
intention of the
Legislature" and focusing upon a distinction between circumstances that were "of
the essence of a thing required
to be done" and those that were "merely
directory"[221]. In the
former category, non-compliance would lead to invalidity. In the latter
category, non-compliance would lead to invalidity
only if there had not been
"substantial compliance with the
requirement"[222].
- The
language of "mandatory" and "directory" provisions, at least as an exclusive
test, was disfavoured by the Court of Appeal of the
Supreme Court of New South
Wales in Tasker v
Fullwood[223].
But it was nevertheless emphasised that the question was one of statutory
interpretation: "to determine whether the legislature intended
that a failure to
comply with the stipulated requirement would invalidate the act
done"[224]. When the
approach in Tasker v Fullwood was adopted by this
Court[225], McHugh, Gummow,
Kirby and Hayne JJ reiterated the focus upon legislative intention, saying
that the test should be "whether it was
a purpose of the legislation that an act
done in breach of the provision should be
invalid"[226].
- Some
of the circumstances that will be considered in assessing whether non-compliance
with a statutory condition will lead to invalidity
are: any public inconvenience
that might be expected to arise from
invalidity[227]; the
imperative language of the
provision[228]; and whether
the statutory condition regulates the exercise of functions rather than
"impos[ing] essential preliminaries to the exercise
of ...
functions"[229]. In
Minister for Immigration and Citizenship v
SZIZO[230], this Court
considered that the absurdity of the outcome was a strong reason militating
against treating as a source of invalidity
the departure from any procedural
steps leading up to the hearing. Related to this, and subject to any
contrary intention, there will also be a usual implication that an act is not
invalid if the non-compliance
is immaterial. The basis for this usual
implication, and the meaning of immateriality, lies in the long history of such
an approach
being taken to refusing to grant new civil or criminal trials
following miscarriages of justice or legal error.
Materiality as
a condition for a new civil or criminal trial
- There
is a long history to the requirement of materiality of a legal error before a
new civil or criminal trial will be
ordered[231]. The original
rule, which existed in both civil and criminal cases in the Court of King's
Bench[232], as well as at
Common Pleas[233], and in
Chancery when issues had been decided by a common law
jury[234], was that an
erroneous ruling in relation to evidence would lead to a new trial unless no
injustice resulted from the error. One
instance where no injustice might arise
was described by the Lord Chief Justice in R v
Teal[235] as
where the error "could have made no difference, at least it ought not to have
made any difference in the verdict".
- That
original rule was displaced for a period of time by the "Exchequer rule", which
was ushered in by the decision of the Court
of Exchequer in Crease v
Barrett[236].
The Exchequer rule was that the admission of inadmissible evidence meant
that the "losing party has a right to a new
trial"[237]. But the
Exchequer rule had little to commend it. Professor Wigmore described it as
the "Exchequer heresy" and lauded the judges
who did not comply with it as
"refusing to bow the knee to the Baal-worship of the rules of
Evidence"[238].
- The
Exchequer rule was abolished in civil matters by a judicature rule enacted by
the Supreme Court of Judicature Act
1873[239]: r 48
provided that a new trial shall not be granted for misdirection or improper
admission of evidence unless the court considered
that a "substantial wrong or
miscarriage" had occurred. In a decision later approved in this
Court[240], Cussen J
said in Holford v The Melbourne Tramway and Omnibus Co
Ltd[241] that a
substantial wrong or miscarriage in relation to jury misdirection existed where
"the result of the case is such as to show
that [the jury] may have been
influenced in their verdict by the misdirection".
- The
Exchequer rule was abolished in criminal matters by the proviso to s 4(1)
of the Criminal Appeal Act
1907[242], which
permitted the newly created Court of Criminal Appeal to dismiss an appeal
despite an error of law or miscarriage of justice
if "they consider that no
substantial miscarriage of justice has actually occurred". In New South
Wales in 1912, the Criminal Appeal Act 1912 (NSW) permitted a new
trial to be ordered if the Court of Criminal Appeal considered that a
miscarriage of justice had
occurred[243] but
nevertheless also contained a proviso that permitted the appeal to be dismissed
if the court considered that "no substantial
miscarriage of justice has actually
occurred"[244].
- It
is therefore now long established that the general test for the refusal of a new
civil trial under legislation or rules of court
despite an error of law is that
"the court might refrain from granting a new trial if it was affirmatively
satisfied that the actual
verdict returned could not have been
affected"[245]. And as to
new criminal trials, in
Weiss[246] this
Court explained that the common form proviso was enacted against the shared
history of the grant of new civil and criminal trials
following legal error.
Like the condition for a new civil trial, it will usually be sufficient to
engage the proviso if the error
was immaterial in the sense that the appellant
was not deprived of the possibility of
acquittal[247] because
conviction by the jury was
"inevitable"[248]. And also
like the conditions for a new civil trial, "some errors will establish a
substantial miscarriage of justice even if the
appellate court considers that
conviction was
inevitable"[249]. This
Court in Weiss said that a "significant denial of procedural fairness at
trial" was an example of such a fundamental
error[250].
Materiality
as a condition for a new administrative hearing
- Just
as long‑standing assumptions form the basis for an implication of
statutory conditions upon power, so too do the long‑standing
assumptions
about materiality form the basis for an implication that non‑compliance
with those conditions will not lead to
invalidity unless the non-compliance is
material. In Nobarani v
Mariconte[251], this
Court recognised the equivalence of (i) the requirement of a "substantial
wrong or miscarriage" before a new trial will be
ordered and (ii) the
materiality requirement in judicial review before non‑compliance with a
statutory condition will lead
to invalidity of the decision. In both cases, the
question is whether a new trial or hearing should not be granted despite the
miscarriage
or error of law.
- In
the same manner as the rules that have developed in relation to new civil or
criminal trials, and subject to any express statutory
provision to the contrary,
some errors or failures to comply with statutory conditions will always involve
a material breach irrespective
of whether the result might have been inevitable.
One type of statutory condition that will always involve material
non‑compliance
is a duty to make the ultimate decision within the bounds
of legal
reasonableness[252]. A
decision that is legally unreasonable will, by definition, involve an error that
is not trivial or harmless.
- A
different type of statutory condition that will always involve material
non-compliance is where the non-compliance is fundamental
to the hearing
process. For instance, just as it was said of new criminal trials in
Weiss, it could be no answer to an extreme denial of procedural fairness
in an administrative hearing to say that if the applicant had
been given the
opportunity to put their case then the case would inevitably have
failed[253]. Nor could it
be an answer to a hearing tainted by actual or apprehended bias to say that the
case would inevitably have failed before
an impartial decision‑maker. In
the language of the United States decisions, bias is a ground that is so
fundamental that it
will "defy harmless‑error
review"[254].
The
implication of the onus concerning materiality
The onus where a new civil or criminal trial is sought
- As
a matter of principle, the role of legislative intention should not be limited
to discerning the existence of statutory conditions
and the requirement for
non-compliance with statutory conditions to be material. It should also extend
to discerning the party who
bears the onus of proving materiality or
immateriality. The consequence of the onus of proof being a matter of expression
or implication
of legislative intention is that the onus of proof of materiality
or immateriality must depend on the statutory context. As explained
in the
introduction to these reasons, this is the position that has been reached in the
United States.
- Many
statutes will contain little or no indication to guide a court as to which party
bears the onus of proof. The legislative intention
in these circumstances can
only be based upon assumptions derived from the historical matrix of common law
and statute. Like the
history of the materiality requirement which established
materiality as a usual assumption, the Australian history of the onus of
proof
has established that the onus is generally borne by the party opposing a new
trial or a new hearing. That is, the onus is generally
to prove immateriality,
not to prove materiality.
- The
common law need not have taken this path. Indeed, the judicature rule, in its
literal terms which provided that "[a] new trial
shall not be granted ...
unless"[255], could
have comfortably been understood as placing the onus upon the party seeking a
new trial. But the onus of proof was not generally
understood in this way. An
early case involving the recognition that the onus is to prove immateriality and
not for an applicant
to prove materiality, described by Wigmore as a "model
example"[256], was the
decision of Porter J in People v
Fernandez[257],
where he said:
"there is no distinction between civil and criminal cases. The reception of
illegal evidence is presumptively injurious to the party
objecting to its
admission; but where the presumption is repelled, and it clearly appears, on
examination of the whole record, beyond
the possibility of rational doubt, that
the result would have been the same if the objectionable proof had been
rejected, the error
furnishes no ground for reversal."
- In
Australia it is established beyond doubt in relation to the common form proviso
in criminal law that the onus of proof lies upon
the State to establish that no
substantial miscarriage of justice has
occurred[258]. As
McHugh J said in TKWJ v The
Queen[259]:
"Cases on the proviso operate on the hypothesis that there has been a legal
error that prima facie requires the conviction to be
set aside. The issue then
becomes whether the Crown has shown that no substantial miscarriage of justice
occurred because the error
could not have affected the result of the trial."
- For
a period of time, however, the opposite view prevailed in relation to civil
trials. In
Holford[260],
Cussen J said that it was sufficient for the party seeking a new trial to
demonstrate that the jury may have been influenced by
the misdirection and then
continued:
"The plaintiffs' counsel contended that the onus of showing the
miscarriage is on the party asking for the new trial. I think this is clearly
right, but I think that onus is satisfied when the facts appear to be as
above set out, and that unless the party opposing the grant of the order for a
new trial
can point to some further fact, the conclusion that there was a
miscarriage must be drawn."
- This
approach to the onus of proof, whilst conforming with the literal terms of the
judicature rule, did not last, at least in jurisdictions
such as New South Wales
which were governed by the common law rule rather than the judicature rule.
As Dixon CJ observed in Balenzuela v De
Gail[261], historically
there had been cases, like Holford, that placed the onus upon the party
seeking a new trial to establish that the error might possibly have affected the
result. But
there were many cases where the burden was upon the party resisting
the new trial. The "accepted practice in New South Wales" was
the
latter[262]. In the passage
from which Dixon CJ quoted, this accepted practice was described in terms
that plainly placed the onus upon the party
resisting the new
trial[263]:
"[T]he court would as a rule grant a new trial where evidence had been
improperly admitted: but that in its discretion the court
might refrain from
granting a new trial if it was affirmatively satisfied that the actual verdict
returned could not have been affected
by the inadmissible evidence."
- The
accepted practice in New South Wales had previously been applied by
Dixon J, who spoke of how "the prima-facie right to a new
trial is
displaced" by an error that "cannot reasonably be supposed to have affected the
result"[264].
In Balenzuela, whilst Dixon CJ doubted whether the question of
onus of proof was really of any importance, he reiterated that the "true view"
was
that[265]:
"at common law it was necessary to grant a new trial unless the court felt some
reasonable assurance that the error of law at the
trial whether in a
misdirection or wrongful admission or rejection of evidence or otherwise was of
such a nature that it could not
reasonably be supposed to have influenced the
result".
- It
is plain beyond argument that in the passage above Dixon CJ was approving
the accepted practice in New South Wales as the common
law rule that the onus of
proof lay upon a party asserting that there should be no new trial because the
error could not reasonably
be supposed to have influenced the result. Indeed,
his Honour also observed that "the burden is the other way" in the language of
the judicature rule, which suggested "an intention that the court should not
grant a new trial ... unless it was persuaded that a
substantial wrong or
miscarriage had been occasioned by the
error"[266]. The Chief
Justice concluded his discussion of this point by saying that the location of
the onus may form one distinction between
the common law and the judicature
rule. He endorsed the view in Best on
Evidence[267] that the
distinction between the common law and the judicature rule was that "[f]ormerly,
where evidence had been improperly admitted
or rejected, a new trial was
granted, unless it was clear that the result would not have been affected; but
this rule is reversed
by the [judicature rule]".
- In
Balenzuela, Dixon CJ separately considered whether there was
"[a]nother distinction" (ie a different distinction) between the judicature rule
and the common law, being that "a rather more substantial wrong or miscarriage
has been required under the judicature rule than had
been required at common
law"[268]. Unlike the
distinction on the point of onus, Dixon CJ thought that this other alleged
distinction was "doubtful" and considered
that what Higgins J had said in
Robinson & Vincent Ltd v
Rice[269] was
"justified in substance", namely that the position under the judicature rule was
the same as that at common law before the Common Law Procedure Act
1852[270] as applied
subsequently in England and New South Wales. The Chief Justice was here making a
different point about the extent of a
substantial miscarriage that was required.
He was not contradicting what he had said immediately beforehand about the onus
of proof
being borne by the party alleging immateriality.
- Nor
did Dixon CJ directly contradict himself in relation to the distinction
that he recognised between the common law and the judicature
rule in the next
paragraph when he said that a new trial should be ordered because the "basal
fact is that material evidence was
erroneously excluded from the consideration
of the jury"[271]. His
concern with "material evidence" was a concern with whether an error had been
established at all, not with the materiality of
the error. And as Dixon CJ
said earlier in his
reasons[272]:
"When material evidence has been erroneously rejected at the instance of the
party who succeeds, then to deny nevertheless to the
unsuccessful party the
remedy of a new trial the Court must have some sure ground for saying that the
reception of the evidence would
not have affected the result or that it ought
not to have done so."
- The
other Justices in Balenzuela all took the same approach as Dixon CJ,
stating the rule in terms which effectively described it as one of an
entitlement to a new
trial unless the court was satisfied that the error
could not have affected the verdict of the jury. In particular, Kitto J
said that a new trial
had to be granted unless the jury could not have been led
by the rejected evidence to find for the
plaintiff[273].
Windeyer J, who agreed with Dixon CJ, added that although questions of
onus would not often be decisive, the position in New South
Wales differed from
the judicature rule – where the onus might be on the appellant –
because in New South Wales an error
of law "prima facie furnishes a ground for a
new trial"[274].
- The
general rule for the onus in civil cases was thus settled in Balenzuela
and not doubted subsequently. It was borne by the appellant who successfully
opposed a new trial in McLellan v
Bowyer[275]. It was
again borne by the appellant who successfully opposed a new trial in Mann v
Dumergue[276],
where this Court accepted that a new trial must be granted unless the Court
was prepared "to go so far" as to conclude that the wrongly
rejected evidence
could not have affected the verdict. Balenzuela, McLellan,
and Mann were all cited by this Court in Dairy Farmers
Co-operative Milk Co Ltd v
Acquilina[277], where
the Court added that the position was the same as that laid down in Crease v
Barrett[278]. The Court
could not have meant, by its reference to Crease v Barrett, to
resurrect the heretical Exchequer rule and to abolish the doctrine of trivial
error. Its focus must instead have been upon the
remarks of the Court in that
case that however strong the Court's opinion may have been on the "propriety of
the present verdict"
it could not say – that is, the Court was not
satisfied that it had been shown – that the wrongful exclusion of evidence
"would have had no effect with the
jury"[279].
- It
was against this background that this Court decided Stead v State Government
Insurance
Commission[280].
In the course of ordering a new trial following a denial of procedural
fairness, the Court
said[281]:
"All that the appellant needed to show was that the denial of natural justice
deprived him of the possibility of a successful outcome.
In order to negate that
possibility, it was, as we have said, necessary for the Full Court to find that
a properly conducted trial
could not possibly have produced a different result."
It is not entirely clear what the Court meant by the suggestion that the
appellant needed to show that the denial of natural justice
had "deprived him of
the possibility of a successful outcome". The most likely meaning is that by
showing the possibility of a different
outcome, the appellant could establish
that what might otherwise be a mere procedural irregularity would amount to a
failure of a
statutory condition. If the failure in that case to allow the
appellant the opportunity to make submissions had concerned a matter
that was
entirely trivial then the failure might not have reached the threshold of
procedural unfairness. But since the submissions
might have affected the
outcome, the denial of that opportunity established procedural unfairness. The
onus then was borne by the
respondent to show immateriality, namely that "a
properly conducted trial could not possibly have produced a different
result".
- The
very next paragraph of the decision confirms this meaning. Referring to the
passages of the decision of Dixon CJ in
Balenzuela[282]
discussed above in these reasons, their Honours said that a new trial was
ordered in that case because "material evidence was wrongly
rejected" (ie an
error was established) but that it "would have been otherwise had the
respondent been able to demonstrate that the rejected evidence could have
made no difference to the
result"[283].
The
onus in relation to materiality in judicial review
- Although
the decision in Stead concerned an application for a new civil trial, it
has been relied upon in hundreds of applications where an applicant for judicial
review sought a new hearing on the basis of a decision‑maker's failure to
comply with an express or implied statutory condition.
The approach taken in
Stead was expressly adopted by all members of this Court in Re Refugee
Review Tribunal; Ex parte
Aala[284]. In that
case, the issues for decision were clearly separated into two distinct
questions. First, had there been a denial of procedural
fairness? Secondly, was
the breach material? All members of the Court concluded that there had been a
denial of procedural fairness.
And, although McHugh J concluded that the
breach was not material, all members of the Court understood Stead to
have imposed the onus of proof upon the party asserting that the
non‑compliance was immaterial. Hence, the various judgments
expressed the
approach to materiality in terms of: whether it could "be concluded" that
the breach made no difference to the
result[285]
(Gleeson CJ); whether the court had "satisf[ied] itself" that the
breach made no difference to the
result[286]
(McHugh J); whether the "victim of the breach", who is "ordinarily entitled
to relief", is to be denied that relief because the court
had been "convince[d]"
that the breach made no
difference[287]
(Kirby J); or whether the court can positively "say that a different result
would not have been
reached"[288]
(Callinan J). Although Gaudron and Gummow JJ, with whom Hayne J
agreed on this point[289],
did not expressly decide whether the condition on the statutory power requiring
procedural fairness was one which denied jurisdictional
error for a trivial
breach or whether the triviality of breach led to refusal of relief as a matter
of discretion[290], the
onus of proof in either case would have been the same. The onus of proof for the
exercise of a discretion to refuse relief is
upon the party so
asserting[291].
- Against
all of these authorities stands a single sentence in a joint judgment of three
members of this Court in
SZMTA[292], making a
point which was not necessary for the decision and was not argued, meaning that
the point cannot be
authority[293]: "There is
also no dispute between the parties that it is the applicant for judicial review
of the decision of the Tribunal who bears
the onus of proving that a
jurisdictional error has occurred". That common assumption in SZMTA was
incorrect.
The circumstances of this case
- Part 7
of the Migration Act was enacted within the common law context described
above. In 2002, s 422B was inserted into the Migration
Act[294] to provide
that provisions including Div 4 of Pt 7, concerning the conduct of the
review, "are taken to be an exhaustive statement of the requirements of the
natural justice hearing
rule in relation to the matters they deal with". The
provisions imply, by the long‑standing assumptions sometimes loosely
described
as "a common law principle of
interpretation"[295], rules
of procedural fairness, materiality, and onus of proof. No submission was made
by the Minister to suggest that anything in
the history or context of Pt 7
supported the onus of proof of materiality being borne instead by the
applicant.
- Strictly,
the appellant is correct in relation to the first ground of
appeal: Mortimer J, understandably following the approach of
three
Justices of this Court in SZMTA, was wrong to impose an onus of proof of
materiality on the appellant. But, as the Minister submitted, the decision of
Mortimer J
should be upheld on the basis that her findings of fact were
correct.
- The
Minister conceded before Mortimer J, as he did before this Court, that the
failure to disclose the s 438 notification was a breach of the implied
statutory condition of procedural fairness. But the Minister supported the
conclusion of
Mortimer J that the only manner in which any failure to
afford procedural fairness could realistically have resulted in a different
decision would be if disclosure of the notification might have led to the
appellant making submissions about the documents or information,
relevantly the
Court Outcomes Report, that were the subject of that
notification[296]. Whether
those submissions would have made any difference depended upon whether the
Tribunal had taken the Court Outcomes Report
into account at all.
- This
is not a question which could realistically be affected by the location of the
substantive onus of proof. Once the issue was
raised by the Minister, the
question was simply whether the Court Outcomes Report had any effect on the
Tribunal's decision. If it
did, then the decision might have been different. If
it did not, then the decision would not have been different.
- An
assessment of whether the Court Outcomes Report had any effect on the Tribunal's
decision is not affected by the application of
any presumption.
As Mortimer J correctly observed, the materiality issue would be
convoluted and confusing, and a true obstacle to
the appellant, if it were to be
presumed that the absence of any mention of the appellant's criminal record
meant that it had no
effect on the Tribunal's
decision[297]. Such a
presumption, if recognised, is a standardised inference. It would permit
inference from common experience that the failure
by the Tribunal to refer to a
matter meant that the matter had not been considered to have any effect at all
on the decision[298]. No
such common experience exists. Further, the obligation upon the Tribunal to set
out reasons for decision and to make findings
on any material question of
fact[299] did not require
the Tribunal to express in its reasons every matter that had any effect on its
reasoning in a review, particularly
for a review that, as was then provided, was
required to be "fair, just, economical, informal and
quick"[300].
- Nevertheless,
the failure by the Tribunal to refer to a matter in its reasons is a
circumstance from which an inference might be
drawn that the matter had no
effect on the Tribunal's reasons. In other words, the failure "may
indicate that the Tribunal did not consider the matter to be
material"[301] and it would
entitle, but would not require, the inference to be
drawn[302]. In short,
however, any inference must be based upon all of the circumstances.
- In
addition to the absence of any express reference by the Tribunal to the Court
Outcomes Report, there are four other circumstances
that support the inference
that the Court Outcomes Report had no effect on the Tribunal's reasons. First,
before the Tribunal could
take the Court Outcomes Report into account it would
have been required positively to exercise its discretion under s 438(3)(a)
of the Migration Act to have regard to matters contained in a document
that is the subject of a notification under s 438. The Tribunal made no
mention of the exercise of that discretion. Secondly, the information in the
Court Outcomes Report was of marginal
relevance to the issues before the
Tribunal. To the extent that the Court Outcomes Report had potential to impact
upon the appellant's
credibility, the "state false name" offence of dishonesty
was, as Mortimer J said, "buried" in the Court Outcomes Report along with
the appellant's other driving and alcohol‑related
offences[303]. Thirdly, the
Tribunal did not reach any positive conclusion that the appellant lied in
relation to any issue. As Mortimer J said,
although the Tribunal rejected
some of the appellant's evidence as not being "credible or plausible", this was
a finding of objective
unlikelihood of the evidence independently of any
suggestion that the appellant was a person who should not be
believed[304].
Fourthly, the Tribunal accepted significant parts of the appellant's
evidence. The Tribunal accepted that there had been a dispute
between the
appellant's father and the appellant's uncle. The Tribunal accepted the
appellant's evidence about being taken to a house
by his cousin and drugged and
held there until a ransom was paid for his release. The Tribunal accepted that
the appellant's family
had disowned him and accepted the evidence of the
appellant that this was because he had cut his hair and had "adopted the
Australian
lifestyle and started drinking alcohol".
- The
appellant also relied upon the opening remarks made by the Tribunal in the
initial, but later revoked, decision in September
2014 that the Tribunal had
"considered all the material before it relating to [the appellant's]
application". This statement should
not be taken to suggest a treatment by
the Tribunal of the Court Outcomes Report as material that it had considered.
Rather, the
statement by the Tribunal that it had considered all the material
before it demonstrated its consideration of whether it should decline
to offer
an interview to the appellant and should instead "decide the review in the
[appellant's] favour on the basis of the material
before
it"[305]. Indeed, this
initial decision, like the decision given after the appellant had been properly
afforded the opportunity of an interview,
contained no reference to the Court
Outcomes Report. The Tribunal described the evidence before it as "extremely
limited and vague".
- The
appellant relied upon the decision of this Court in Kioa v
West[306] for
the submission that even if relevant material had not been considered by the
decision‑maker, it was enough that the material
was before the
decision‑maker for an obligation of procedural fairness to arise,
entitling the appellant to make submissions
about it. An issue in Kioa
v West concerned s 5(1)(a) of the Administrative Decisions (Judicial
Review) Act 1977 (Cth) and whether Mr Kioa had been denied
procedural fairness by not being given the opportunity to make submissions in
relation
to an adverse statement in material that had not affected the reasoning
of the delegate. The language of s 5(1)(a) imports the usual principle of
natural justice and hence the usual rules of procedural fairness. As
Mason J said, the Act was not
intended "to work a radical substantive
change in the grounds on which administrative decisions are susceptible to
challenge at common
law"[307]. Brennan J
also observed that "there is no reason to construe in a novel manner provisions
which state in familiar terms the well-known
grounds of judicial
review"[308].
- The
reasoning in Kioa v West is, however, inapt to the circumstances of this
appeal. No issue of materiality was raised in Kioa v West by the
Minister. The case was argued on the premise that if the rules of procedural
fairness applied and were breached then the decision
should be set
aside[309]. It was not
submitted that the result would inevitably have been the same if Mr Kioa
had been given the opportunity to make submissions
about the paragraph
containing the adverse statement. In any event, such an argument would not
likely have succeeded. The adverse
statement was "extremely
prejudicial"[310] and
created "a real risk of prejudice, albeit subconscious" such that it was "unfair
to deny a person whose interests are likely
to be affected by the decision an
opportunity to deal with the
information"[311]. For the
same reasons, information, albeit of a more prejudicial nature, was held by a
majority of this Court to give rise to an
apprehension of bias in CNY17 v
Minister for Immigration and Border
Protection[312].
- The
appellant's second ground of appeal – that Mortimer J had erred in
concluding that only dishonesty offences were capable
of adversely impacting
upon the credibility of the appellant before the Tribunal – can be dealt
with briefly. Her Honour's
conclusion that there was nothing in the Tribunal's
reasons for decision that suggested that its reasoning was affected by the
presence
of the "state false name" dishonesty offence reflected the appellant's
own "appropriately restrained" approach, which asserted that
this was the only
information the subject of the s 438 notification that might have made a
difference[313]. But even
if the appellant's case had been put more broadly, and had relied upon all of
the information in the Court Outcomes Report
as matters to which submissions by
the appellant might have made a difference, that submission would have failed
due to Mortimer
J's correct conclusion that the Tribunal did not consider
any of the Court Outcomes Report.
Conclusion
- The
appeal must be dismissed with costs.
[1] [2018] HCA 34; (2018) 264 CLR 123.
[2] [2019] HCA 3; (2019) 264 CLR 421.
[3] MZAPC v Minister for
Immigration and Border Protection [2019] FCA 2024.
[4] cf Minister for Immigration and
Multicultural Affairs v Bhardwaj [2002] HCA 11; (2002) 209 CLR 597.
[5] [2019] FCA 2024 at [39].
[6] [2019] FCA 2024 at [50].
[7] [2019] FCAFC 68.
[8] [2021] FCAFC 24.
[9] [2019] FCA 2024 at [52]- [58].
[10] DPI17 v Minister for Home
Affairs [2019] FCAFC 43; (2019) 269 FCR 134 at 160-163 [96]- [107].
[11] PQSM v Minister for Home
Affairs [2020] FCAFC 125; (2020) 382 ALR 195 at 196-203 [1]- [28].
[12] [2019] FCA 2024 at [40],
[48].
[13] Plaintiff S157/2002 v The
Commonwealth [2003] HCA 2; (2003) 211 CLR 476.
[14] Relevantly, s 476 of the
Act.
[15] Kirk v Industrial Court
(NSW) (2010) 239 CLR 531.
[16] Graham v Minister for
Immigration and Border Protection [2017] HCA 33; (2017) 263 CLR 1 at 24 [39]. See earlier
Attorney-General (NSW) v Quin (1990) 170 CLR 1 at 35.
[17] Minister for Immigration and
Multicultural Affairs v Bhardwaj [2002] HCA 11; (2002) 209 CLR 597.
[18] Plaintiff S10/2011 v
Minister for Immigration and Citizenship (2012) 246 CLR 636 at 666 [97]. See
earlier Attorney-General (NSW) v Quin (1990) 170 CLR 1 at
36.
[19] Project Blue Sky Inc v
Australian Broadcasting Authority (1998) 194 CLR 355; Probuild
Constructions (Aust) Pty Ltd v Shade Systems Pty Ltd [2018] HCA 4; (2018) 264 CLR
1.
[20] [2018] HCA 34; (2018) 264 CLR 123 at 130-134
[17]- [27].
[21] [2018] HCA 34; (2018) 264 CLR 123 at 134-135
[29]- [30].
[22] [2018] HCA 34; (2018) 264 CLR 123 at 134
[28].
[23] Electrolux Home Products Pty
Ltd v Australian Workers' Union [2004] HCA 40; (2004) 221 CLR 309 at 329 [21].
[24] Hossain v Minister for
Immigration and Border Protection [2018] HCA 34; (2018) 264 CLR 123 at 134 [28], quoting
Enichem Anic Srl v Anti-Dumping Authority (1992) 39 FCR 458 at 469.
[25] Re Minister for Immigration
and Multicultural and Indigenous Affairs; Ex parte Lam [2003] HCA 6; (2003) 214 CLR 1 at
14 [37]. See Minister for Immigration and Citizenship v SZIZO (2009) 238
CLR 627 at 640 [35].
[26] Electrolux Home Products Pty
Ltd v Australian Workers' Union [2004] HCA 40; (2004) 221 CLR 309 at 329 [21].
[27] See CNY17 v Minister for
Immigration and Border Protection [2019] HCA 50; (2019) 94 ALJR 140 at 151 [47], 155 [70],
164 [129]; [2019] HCA 50; 375 ALR 47 at 59, 64, 76.
[28] Tsvetnenko v United States
of America [2019] FCAFC 74; (2019) 269 FCR 225 at 245-246 [96]- [101].
[29] [2018] HCA 34; (2018) 264 CLR 123 at 134-135
[30].
[30] [2019] HCA 3; (2019) 264 CLR 421 at 445
[45].
[31] [2019] HCA 3; (2019) 264 CLR 421 at 445
[46].
[32] [2019] HCA 3; (2019) 264 CLR 421 at 451
[69].
[33] [2019] HCA 50; (2019) 94 ALJR 140 at 151 [47];
[2019] HCA 50; 375 ALR 47 at 59.
[34] [2020] FCAFC 24; (2020) 273 FCR 170 at 187
[87]- [88].
[35] Sellars v Adelaide Petroleum
NL (1994) 179 CLR 332 at 350, referring to Malec v J C Hutton Pty Ltd
(1990) 169 CLR 638 at 639-640, 642-643.
[36] Malec v J C Hutton Pty
Ltd (1990) 169 CLR 638 at 639-640, 642-643. See also Minister for
Immigration and Ethnic Affairs v Guo (1997) 191 CLR 559 at 575.
[37] Minister for Immigration and
Citizenship v SZGUR [2011] HCA 1; (2011) 241 CLR 594 at 616 [67], 623 [91]-[92];
Plaintiff M64/2015 v Minister for Immigration and Border Protection
[2015] HCA 50; (2015) 258 CLR 173 at 185 [24]; BVD17 v Minister for Immigration and Border
Protection [2019] HCA 34; (2019) 93 ALJR 1091 at 1100 [38]; 373 ALR 196 at 205.
[38] [1980] HCA 13; (1980) 144 CLR 13 at 35-36.
[39] [1959] HCA 1; (1959) 101 CLR 226.
[40] [1959] HCA 1; (1959) 101 CLR 226 at 235.
[41] [1926] HCA 12; (1926) 38 CLR 1 at 10.
[42] [1959] HCA 1; (1959) 101 CLR 226 at 237.
[43] [1959] HCA 1; (1959) 101 CLR 226 at 236.
[44] [1959] HCA 1; (1959) 101 CLR 226 at
236-237.
[45] [1959] HCA 1; (1959) 101 CLR 226 at 238.
[46] [1963] HCA 59; (1963) 109 CLR 458.
[47]
[1835] EngR 49; (1835) 1 C M & R 919 at 933 [149 ER 1353 at
1359].
[48] [1963] HCA 59; (1963) 109 CLR 458 at 463.
[49] [1986] HCA 54; (1986) 161 CLR 141.
[50] [2019] HCA 3; (2019) 264 CLR 421 at 445-446
[49]. cf Chaina v Alvaro Homes Pty Ltd [2008] NSWCA 353 at [26].
[51] [1986] HCA 54; (1986) 161 CLR 141 at 147
(emphasis added).
[52] [2018] HCA 36; (2018) 265 CLR 236 at 247
[38].
[53] [1985] HCA 81; (1985) 159 CLR 550.
[54] [2000] HCA 57; (2000) 204 CLR 82.
[55] [2000] HCA 57; (2000) 204 CLR 82 at 87.
[56] [2000] HCA 57; (2000) 204 CLR 82 at 122
[104].
[57] [2000] HCA 57; (2000) 204 CLR 82 at 127-128
[121]- [122].
[58] [2000] HCA 57; (2000) 204 CLR 82 at 88-89
[3]- [4].
[59] [2000] HCA 57; (2000) 204 CLR 82 at 130-132
[130]- [134].
[60] [2000] HCA 57; (2000) 204 CLR 82 at 153-155
[211].
[61] [2000] HCA 57; (2000) 204 CLR 82 at 101 [41],
106-110 [51]-[62].
[62] [2000] HCA 57; (2000) 204 CLR 82 at 116-117
[80].
[63] [2005] HCA 72; (2005) 225 CLR 88.
[64] (2015) 256 CLR 326.
[65] (2015) 256 CLR 326 at 341
[55]-[56].
[66] (2015) 256 CLR 326 at 343
[60].
[67] (2015) 256 CLR 326 at 343-345
[62]-[69].
[68] [2019] HCA 3; (2019) 264 CLR 421 at 439
[23]- [24].
[69] [2019] HCA 3; (2019) 264 CLR 421 at 439
[24].
[70] [2019] HCA 3; (2019) 264 CLR 421 at 440-441
[29]- [30].
[71] [2019] HCA 3; (2019) 264 CLR 421 at 441
[30]- [31].
[72] [2019] HCA 3; (2019) 264 CLR 421 at 445
[47].
[73] [2019] FCA 2024 at [43].
[74] [2001] HCA 30; (2001) 206 CLR 323 at 346
[69].
[75] [2016] HCA 29; (2016) 259 CLR 180 at 206-207
[82]- [83].
[76] CNY17 v Minister for
Immigration and Border Protection [2019] HCA 50; (2019) 94 ALJR 140 at 146-147 [17]; [2019] HCA 50; 375
ALR 47 at 52.
[77] CNY17 v Minister for
Immigration and Border Protection [2019] HCA 50; (2019) 94 ALJR 140 at 148-149 [29]; [2019] HCA 50; 375
ALR 47 at 55, quoting Minister for Immigration and Border Protection v
AMA16 [2017] FCAFC 136; (2017) 254 FCR 534 at 552 [75].
[78] [2021] FCAFC 24 at [116].
[79] [2019] FCA 2024 at [57].
[80] Hossain v Minister for
Immigration and Border Protection [2018] HCA 34; (2018) 264 CLR 123; Minister for
Immigration and Border Protection v SZMTA [2019] HCA 3; (2019) 264 CLR 421; ABT17 v
Minister for Immigration and Border Protection [2020] HCA 34; (2020) 94 ALJR 928;
383 ALR 407.
[81] [2019] HCA 3; (2019) 264 CLR 421.
[82] SZMTA [2019] HCA 3; (2019) 264 CLR 421
at 444 [41]; cf John v Federal Commissioner of Taxation [1989] HCA 5; (1989) 166 CLR
417 at 438-440.
[83] Project Blue Sky Inc v
Australian Broadcasting Authority (1998) 194 CLR 355 at 388-391 [91]-[93];
Hossain [2018] HCA 34; (2018) 264 CLR 123 at 134-135 [29]- [30], 136 [39], 145 [65];
SZMTA [2019] HCA 3; (2019) 264 CLR 421 at 433 [2]‑[3], 458 [90]; ABT17
[2020] HCA 34; (2020) 94 ALJR 928 at 948 [72], 954-955 [110]; [2020] HCA 34; 383 ALR 407 at 429-430,
438-439.
[84] Plaintiff S157/2002 v
The Commonwealth [2003] HCA 2; (2003) 211 CLR 476 at 492 [31]. See also Australian
Communist Party v The Commonwealth [1951] HCA 5; (1951) 83 CLR 1 at 193; Graham v
Minister for Immigration and Border Protection [2017] HCA 33; (2017) 263 CLR 1 at 24 [40],
25-26 [44].
[85] Stephen, "The Rule of Law"
(2003) 22(2) Dialogue 8 at 8. See also Laws,
The Constitutional Balance (2021) at 13, 15.
[86] Laws, The Constitutional
Balance (2021) at 15.
[87] Plaintiff S157 [2003] HCA 2; (2003)
211 CLR 476 at 482-483 [5].
[88] French, "Administrative Law in
Australia: Themes and Values Revisited", in Groves (ed), Modern
Administrative Law in Australia: Concepts and Context (2014) 24 at 29. See
also Plaintiff S157 [2003] HCA 2; (2003) 211 CLR 476 at 482-483 [5].
[89] Magaming v The Queen
[2013] HCA 40; (2013) 252 CLR 381 at 400 [63].
[90] Magaming [2013] HCA 40; (2013) 252 CLR
381 at 401 [67].
[91] Magaming [2013] HCA 40; (2013) 252 CLR
381 at 400 [64], quoting Re Tracey; Ex parte Ryan [1989] HCA 12; (1989) 166 CLR 518 at
580. See also Plaintiff S157 [2003] HCA 2; (2003) 211 CLR 476 at 513‑514
[104]; R (Lord Carlile of Berriew) v Secretary of State for the Home
Department [2014] UKSC 60; [2015] AC 945 at 981-982 [56]; In re McGuinness [2020] UKSC 6; [2021] AC
392 at 415 [64].
[92] R (Cart) v Upper
Tribunal (Public Law Project intervening) [2010] EWCA Civ 859; [2011] QB 120 at 137 [34].
See also R (Cart) v Upper Tribunal (Public Law Project intervening)
[2011] UKSC 28; [2012] 1 AC 663 at 680 [30]; R (Privacy International) v
Investigatory Powers Tribunal [2019] UKSC 22; [2020] AC 491 at 543 [116], 571 [190];
Gageler, "The Constitutional Dimension", in Groves (ed), Modern
Administrative Law in Australia: Concepts and Context (2014) 165 at 175.
[93] [1982] HCA 78; (1982) 154 CLR 25 at 70. See
also Re Minister for Immigration and Multicultural Affairs; Ex parte Abebe
[No 1] [1998] HCA 10; (1997) 72 ALJR 574 at 577 [18]; [1998] HCA 10; 151 ALR 711 at 715; Plaintiff
S157 [2003] HCA 2; (2003) 211 CLR 476 at 492 [31], 513-514 [104]; Combet v
The Commonwealth (2005) 224 CLR 494 at 579 [167]; Argos Pty Ltd v
Corbell [2014] HCA 50; (2014) 254 CLR 394 at 411 [48]; Graham [2017] HCA 33; (2017) 263 CLR 1
at 24-26 [39]- [44].
[94] Plaintiff S157 [2003] HCA 2; (2003)
211 CLR 476 at 492 [31], 513-514 [104]. See also Smethurst v Commissioner of
the Australian Federal Police [2020] HCA 14; (2020) 94 ALJR 502 at 535 [134], 546 [181];
[2020] HCA 14; 376 ALR 575 at 608-609, 622.
[95] Plaintiff S157 [2003] HCA 2; (2003)
211 CLR 476 at 514 [104]. See also Crawford and Boughey, "The Centrality of
Jurisdictional Error: Rationale and Consequences" (2019) 30 Public Law
Review 18 at 30-31, 34-35.
[96] Plaintiff M68/2015 v
Minister for Immigration and Border Protection [2016] HCA 1; (2016) 257 CLR 42 at 95
[128]; see generally 92-96 [119]-[128].
[97] Clough v Leahy [1904] HCA 38; (1904) 2
CLR 139 at 155-156; R v Anderson; Ex parte Ipec-Air Pty Ltd (1965) 113
CLR 117 at 189; R v Toohey; Ex parte Northern Land Council [1981] HCA 74; (1981)
151 CLR 170 at 187; A v Hayden [1984] HCA 67; (1984) 156 CLR 532 at 540, 550;
Enfield City Corporation v Development Assessment Commission [2000] HCA 5; (2000)
199 CLR 135 at 157 [56]; Ruddock v Taylor (2005) 222 CLR 612 at
644‑645 [120]; Plaintiff M68 [2016] HCA 1; (2016) 257 CLR 42 at 98
[135].
[98] A v Hayden [1984] HCA 67; (1984) 156
CLR 532 at 540.
[99] Boughey and Weeks, "Government
Accountability as a 'Constitutional Value'", in Dixon (ed), Australian
Constitutional Values (2018) 99 at 99.
[100] Boughey and Weeks,
"Government Accountability as a 'Constitutional Value'", in Dixon (ed),
Australian Constitutional Values (2018) 99 at 103.
[101] [1908] HCA 63; (1908) 7 CLR 277. See Lim,
"The Normativity of the Principle of Legality" [2013] MelbULawRw 17; (2013) 37 Melbourne University
Law Review 372.
[102] Daly, "A Typology of
Materiality" (2019) 26 Australian Journal of Administrative Law 134 at
144.
[103] Project Blue Sky
(1998) 194 CLR 355 at 388-391 [91]-[93]; Hossain [2018] HCA 34; (2018) 264 CLR
123 at 134-135 [29]- [30], 136 [39], 145 [65]; SZMTA [2019] HCA 3; (2019) 264 CLR 421 at
433 [2]‑[3], 458 [90]; ABT17 [2020] HCA 34; (2020) 94 ALJR 928 at 948 [72],
954-955 [110]; [2020] HCA 34; 383 ALR 407 at 429-430, 438-439.
[104] See Hossain [2018] HCA 34; (2018)
264 CLR 123 at 137 [40], 147-148 [72].
[105] Hossain [2018] HCA 34; (2018) 264
CLR 123 at 137 [40], 147-148 [72].
[106] The ability of a reviewing
court to remedy a non-jurisdictional error of law is limited:
Attorney-General (NSW) v Quin (1990) 170 CLR 1 at 35-36. See the
discussions in Crawford and Boughey, "The Centrality of Jurisdictional
Error: Rationale and Consequences"
(2019) 30 Public Law Review 18 at 21,
23-27; Crawford, "Immaterial Errors, Jurisdictional Errors and the Presumptive
Limits of Executive Power" (2019) 30 Public Law Review 281 at
281-282.
[107] R (Cart) v Upper Tribunal
[2011] UKSC 28; [2012] 1 AC 663 at 684 [42].
[108] Knight, "Clarifying
Immateriality" (2008) 13 Judicial Review 111 at 111 [2]-[3], 114
[14].
[109] [1955] HCA 19; (1955) 91 CLR 512 at
519-520. See also Chugg v Pacific Dunlop Ltd [1990] HCA 41; (1990) 170 CLR 249 at
257.
[110] Djordjevitch [1955] HCA 19; (1955)
91 CLR 512 at 519.
[111] [1986] HCA 54; (1986) 161 CLR 141.
[112] [2005] HCA 72; (2005) 225 CLR 88.
[113] (2015) 256 CLR 326.
[114] See especially Re Refugee
Review Tribunal; Ex parte Aala [2000] HCA 57; (2000) 204 CLR 82 at 88-89 [4], 116-117
[80], 153-154 [211]; Nobarani v Mariconte [2018] HCA 36; (2018) 265 CLR 236 at 247 [38].
See also, eg, Applicant VBB v Minister for Immigration and Multicultural
and Indigenous Affairs [2003] FCA 1141 at [24]; King v Delta Metallics
Pty Ltd [2013] FCAFC 93 at [59]; Boyd v Thorn [2017] NSWCA 210; (2017) 96 NSWLR
390 at 403-404 [60]; Minister for Immigration and Border Protection v CQZ15
[2017] FCAFC 194; (2017) 253 FCR 1 at 15 [73]; Livers v Legal Services Commissioner
[2018] NSWCA 319 at [82]; Gambaro v Mobycom Mobile Pty Ltd
[2019] FCAFC 144; (2019) 271 FCR 530 at 544 [49]; Flightdeck Geelong Pty Ltd v All Options Pty
Ltd [2020] FCAFC 138; (2020) 147 ACSR 227 at 239 [58], but cf 240 [59].
[115] Fordham, Judicial Review
Handbook, 7th ed (2020) at 587 [42.2]; see also 56-57 [4.1.13],
587-590 [42.2.1]-[42.2.19].
[116] Reasons of Edelman J at
[188]-[196].
[117] [1986] HCA 54; (1986) 161 CLR 141.
[118] [1959] HCA 1; (1959) 101 CLR 226.
[119] [1986] HCA 54; (1986) 161 CLR 141 at 147.
See also Balenzuela [1959] HCA 1; (1959) 101 CLR 226 at 232-235.
[120] [2005] HCA 72; (2005) 225 CLR 88 at 92
[5].
[121] (2015) 256 CLR 326 at
342-343 [60].
[122] Thornton v Repatriation
Commission [1981] FCA 71; (1981) 35 ALR 485 at 492, but cf 489; Wei v Minister for
Immigration, Local Government and Ethnic Affairs [1991] FCA 207; (1991) 29 FCR 455 at 476;
Oliveira v The Attorney General (Antigua and Barbuda) [2016] UKPC 24
at [43]. See also AQM18 v Minister for Immigration and Border Protection
[2019] FCAFC 27; (2019) 268 FCR 424 at 434 [59].
[123] Liversidge v Anderson
[1941] UKHL 1; [1942] AC 206 at 245; Trobridge v Hardy [1955] HCA 68; (1955) 94 CLR 147 at 152;
Plaintiff M47/2018 v Minister for Home Affairs [2019] HCA 17; (2019) 265 CLR 285 at 299
[39].
[124] Smethurst [2020] HCA 14; (2020) 94
ALJR 502 at 535 [134], 566 [278]; [2020] HCA 14; 376 ALR 575 at 608-609, 649. See also
Challenge Plastics Pty Ltd v Collector of Customs [1993] FCA 247; (1993) 42 FCR 397 at
405.
[125] Criminal Appeal Act
1912 (NSW), s 6(1); Criminal Procedure Act 1921 (SA),
s 158(1)-(2); Criminal Code (Qld), s 668E(1)-(1A); Criminal
Appeals Act 2004 (WA), s 30(3)-(4); Criminal Code (Tas),
s 402(1)-(2); Criminal Code (NT), s 411(1)-(2); Supreme
Court Act 1933 (ACT), s 37O(2)-(3).
[126] Mraz v The Queen
[1955] HCA 59; (1955) 93 CLR 493 at 514; KBT v The Queen [1997] HCA 54; (1997) 191 CLR 417 at
434; TKWJ v The Queen [2002] HCA 46; (2002) 212 CLR 124 at 143 [63]; Lindsay v
The Queen (2015) 255 CLR 272 at 294 [64]; GBF v The Queen [2020] HCA 40; (2020)
94 ALJR 1037 at 1042 [24]; [2020] HCA 40; 384 ALR 569 at 575.
[127] Watts v Rake [1960] HCA 58; (1960)
108 CLR 158 at 163-164; Purkess v Crittenden [1965] HCA 34; (1965) 114 CLR 164 at
168.
[128] Lewis v Australian
Capital Territory [2020] HCA 26; (2020) 94 ALJR 740 at 751 [24]; [2020] HCA 26; 381 ALR 375 at 382, citing
Brown v Lizars [1905] ArgusLawRp 93; (1905) 2 CLR 837 at 853-854, Watson v Marshall
[1971] HCA 33; (1971) 124 CLR 621 at 626 and Ruddock (2005) 222 CLR 612 at 631 [64],
650-651 [140].
[129] Gould v Vaggelas
(1985) 157 CLR 215 at 238; see also 219, 262.
[130] Tozer Kemsley &
Millbourn (A'Asia) Pty Ltd v Collier's Interstate Transport Service Ltd
[1956] HCA 6; (1956) 94 CLR 384 at 397-398; Pitt Son & Badgery Ltd v Proulefco
(1984) 153 CLR 644 at 646.
[131] Evidence Act 1995
(Cth), s 138; Parker v Comptroller-General of Customs (2009) 83
ALJR 494 at 500-501 [28]; 252 ALR 619 at 626; Director of Public Prosecutions
v Marijancevic [2011] VSCA 355; (2011) 33 VR 440 at 445 [17]; R v Mokbel [2012] VSC 86; (2012) 35 VR
156 at 184 [309].
[132] Benning v Wong (1969)
122 CLR 249 at 308-309; Southern Properties (WA) Pty Ltd v Executive
Director of the Department of Conservation and Land Management [2012] WASCA 79; (2012) 42 WAR
287 at 310-311 [118]- [125].
[133] [1955] HCA 19; (1955) 91 CLR 512 at
519-520.
[134] [1986] HCA 54; (1986) 161 CLR 141 at
145-146.
[135] [2012] FCA 593; (2012) 204 FCR 557.
[136] SZQGA [2012] FCA 593; (2012) 204 FCR
557 at 591 [157].
[137] [2020] HCA 34; (2020) 94 ALJR 928 at 954
[109]; [2020] HCA 34; 383 ALR 407 at 438.
[138] Guo v The
Commonwealth [2017] FCA 1355; (2017) 258 FCR 31 at 56 [83].
[139] See, eg, SZMTA [2019] HCA 3; (2019)
264 CLR 421 at 446 [50], 447 [55]‑[57], 467 [121]; MZAPC v
Minister for Immigration and Border Protection [2019] FCA 2024 at [11].
[140]
R v Australian Broadcasting Tribunal; Ex parte
Hardiman [1980] HCA 13; (1980) 144 CLR 13 at 35-36.
[141] Shi v Migration Agents
Registration Authority [2008] HCA 31; (2008) 235 CLR 286 at 299 [40]; Frugtniet v
Australian Securities and Investments Commission [2019] HCA 16; (2019) 266 CLR 250 at 271
[51].
[142] Frugtniet [2019] HCA 16; (2019) 266
CLR 250 at 271 [51].
[143] (1996) 28 HLR 56 at 67.
[144] [2016] UKPC 24 at [43].
[145] Wei [1991] FCA 207; (1991) 29 FCR 455
at 476. See also AQM18 [2019] FCAFC 27; (2019) 268 FCR 424 at 434 [59].
[146] McHugh v Minister for
Immigration, Citizenship, Migrant Services and Multicultural Affairs [2020] FCAFC 223; (2020)
385 ALR 405 at 407 [5].
[147] Guo [2017] FCA 1355; (2017) 258 FCR 31
at 55 [80], 56 [83], 77 [151].
[148] [2017] FCA 1355; (2017) 258 FCR 31 at 56
[83]. See also Burgess v The Commonwealth [2020] FCA 670; (2020) 276 FCR 548 at 567
[68].
[149] [1959] HCA 1; (1959) 101 CLR 226 at
235.
[150] SZMTA [2019] HCA 3; (2019) 264 CLR
421 at 445 [48].
[151] SZMTA [2019] HCA 3; (2019) 264 CLR
421 at 445 [48].
[152] SZMTA [2019] HCA 3; (2019) 264 CLR
421 at 460 [95]. See also Quin (1990) 170 CLR 1 at 35‑36; ABT17
[2020] HCA 34; (2020) 94 ALJR 928 at 948 [72], 954 [105]; [2020] HCA 34; 383 ALR 407 at 429-430, 437;
PQSM v Minister for Home Affairs [2020] FCAFC 125; (2020) 382 ALR 195 at 211 [75], 228
[150].
[153] When the appellant arrived
in Australia on 22 January 2006, he held a student visa which ended on
15 March 2008. The appellant applied
for a different class of student
visa on 30 August 2007, which was refused, and he made an invalid
protection visa application on
31 October 2013, before making his valid
protection visa application.
[154] MZAPC [2019] FCA 2024
at [35].
[155] MZAPC [2019] FCA 2024
at [56]- [58].
[156] MZAPC [2019] FCA 2024
at [58].
[157] See [89]-[123] above.
[158] Project Blue Sky
(1998) 194 CLR 355 at 388-391 [91]-[93]. cf Hossain [2018] HCA 34; (2018)
264 CLR 123 at 134 [29], 145 [65]; SZMTA [2019] HCA 3; (2019) 264 CLR 421 at 444
[44], 458‑459 [90]; MZAOL v Minister for Immigration and Border
Protection [2019] FCAFC 68 at [75].
[159] Migration Act,
s 412.
[160] Migration Act,
s 414.
[161] Migration Act,
s 414A (as it stood at the relevant time).
[162] Migration Act,
s 415(1)-(2).
[163] Migration Act,
s 415(3).
[164] Migration Act,
s 418(1)-(2).
[165] Migration Act,
s 418(3).
[166] Migration Act,
s 420(1) (as it stood at the relevant time).
[167] Migration Act,
s 420(2) (as it stood at the relevant time).
[168] Migration Act,
s 422B(1).
[169] Migration Act,
s 422B(3).
[170] Migration Act,
s 423; see also s 418(2)-(3).
[171] Migration Act,
s 423(1).
[172] Migration Act,
s 424(1).
[173] Migration Act,
s 425; see also ss 425A and 426.
[174] See SZMTA [2019] HCA 3; (2019) 264
CLR 421 at 436 [15].
[175] [2019] HCA 3; (2019) 264 CLR 421 at 433
[2], 440 [27], 440-441 [29], 442-443 [34]-[38], 447 [57], 452 [72], 454
[78], 466 [115], 466-467 [117].
[176] Migration Act,
s 430(1).
[177] Migration Act,
s 438(3).
[178] MZAPC [2019] FCA 2024
at [52].
[179] MZAPC [2019] FCA 2024
at [57].
[180] MZAPC [2019] FCA 2024
at [56].
[181] Shinseki v Sanders
(2009) 556 US 396 at 410.
[182] Palmer v Hoffman
[1943] USSC 52; (1943) 318 US 109 at 116.
[183] Keyes v
School District No 1 [1973] USSC 189; (1973) 413 US 189 at 209.
[184] Shinseki v Sanders
(2009) 556 US 396 at 415.
[185] Traynor, The Riddle of
Harmless Error (1970) at 26, suggesting that this must be done "without
benefit of such aids as presumptions or allocated burdens of proof".
[186] Balenzuela v De Gail
[1959] HCA 1; (1959) 101 CLR 226 at 234‑235.
[187] Blatch v Archer
[1774] EngR 2; (1774) 1 Cowp 63 at 65 [98 ER 969 at 970]. See G v H [1994] HCA 48; (1994) 181 CLR
387 at 391‑392; Russo v Aiello (2003) 215 CLR 643 at 647 [10].
[188] Hampton Court Ltd v
Crooks [1957] HCA 28; (1957) 97 CLR 367 at 371.
[189] At [85]-[86].
[190] Evidence Act 1995
(Cth), s 55.
[191] Kioa v West [1985] HCA 81; (1985)
159 CLR 550 at 628.
[192] Re Minister for
Immigration and Multicultural and Indigenous Affairs; Ex parte Lam [2003] HCA 6; (2003)
214 CLR 1 at 13-14 [37]- [38]; Minister for Immigration and Border Protection
v SZMTA [2019] HCA 3; (2019) 264 CLR 421 at 443 [38]; BVD17 v Minister for Immigration
and Border Protection [2019] HCA 34; (2019) 93 ALJR 1091 at 1104 [66]; 373 ALR 196 at 212;
Minister for Immigration, Citizenship, Migrant Services and Multicultural
Affairs v AAM17 [2021] HCA 6; (2021) 95 ALJR 292 at 300 [22], 303 [39], [41], 304
[42(2)].
[193] Piddington v Bennett and
Wood Pty Ltd [1940] HCA 2; (1940) 63 CLR 533 at 554.
[194] Mraz v The Queen
[1955] HCA 59; (1955) 93 CLR 493 at 514. See also Weiss v The Queen [2005] HCA 81; (2005) 224 CLR 300
at 308 [18].
[195] Weiss v The Queen
[2005] HCA 81; (2005) 224 CLR 300 at 308 [18].
[196] R v Matenga [2009] NZSC 18; [2009] 3
NZLR 145 at 158 [31] (emphasis in original). See also Cesan v The Queen
[2008] HCA 52; (2008) 236 CLR 358 at 392‑393 [116]‑[122], 393‑396
[123]‑[132].
[197] [2005] HCA 81; (2005) 224 CLR 300 at
302.
[198] [2019] HCA 3; (2019) 264 CLR 421.
[199] [2019] HCA 3; (2019) 264 CLR 421 at 428,
432.
[200] [2019] HCA 3; (2019) 264 CLR 421 at
440-441 [29]- [31].
[201] Hossain v Minister for
Immigration and Border Protection [2018] HCA 34; (2018) 264 CLR 123 at 137 [40],
147‑148 [72]; BVD17 v Minister for Immigration and Border
Protection [2019] HCA 34; (2019) 93 ALJR 1091 at 1104-1105 [66]; 373 ALR 196 at 212.
[202] Minister for Aboriginal
Affairs v Peko-Wallsend Ltd (1986) 162 CLR 24 at 40.
[203] Merchant Service Guild of
Australasia v Newcastle and Hunter River Steamship Co Ltd [No 1] [1913] HCA 76; (1913)
16 CLR 591 at 624. See also Lubrano v Gollin & Co Pty Ltd [1919] HCA 61; (1919) 27
CLR 113 at 118; R v Rigby [1956] HCA 38; (1956) 100 CLR 146 at 151; Wurridjal v The
Commonwealth (2009) 237 CLR 309 at 368 [120].
[204] Lieber, Legal and
Political Hermeneutics, enlarged ed (1839) at 28, 30-31. See
also Goldsworthy, "Implications in Language, Law and the Constitution", in
Lindell (ed), Future Directions in Australian Constitutional Law: Essays in
honour of Professor Leslie Zines (1994) 150 at 157-161.
[205] Pinker, The Blank Slate
(2002) at 210-211.
[206] Coke, Institutes of the
Laws of England (1628), pt 1, bk 3, ch 8, s 464 at
272.
[207] Coke, Institutes of the
Laws of England (1642), pt 2, Marlebridge, ch 25 at
148.
[208] Coke, Institutes of the
Laws of England (1642), pt 2, Glocester, ch 5 at 301.
[209] [1863] EngR 424; (1863) 14 CBNS 180 at 194
[143 ER 414 at 420].
[210] FAI Insurances Ltd v
Winneke [1982] HCA 26; (1982) 151 CLR 342 at 408. See also Twist v Randwick Municipal
Council [1976] HCA 58; (1976) 136 CLR 106 at 109‑110; Heatley v Tasmanian Racing
and Gaming Commission [1977] HCA 39; (1977) 137 CLR 487 at 491; Kioa v West [1985] HCA 81; (1985)
159 CLR 550 at 610‑615.
[211] Kioa v West [1985] HCA 81; (1985)
159 CLR 550 at 610, 615; Re Refugee Review Tribunal; Ex parte Aala [2000] HCA 57; (2000)
204 CLR 82 at 100 [39].
[212] Water Conservation and
Irrigation Commission (NSW) v Browning (1947) 74 CLR 492 at 505. See also
Swan Hill Corporation v Bradbury [1937] HCA 15; (1937) 56 CLR 746 at 758; R v
Australian Broadcasting Tribunal; Ex parte 2HD Pty Ltd [1979] HCA 62; (1979) 144 CLR 45 at
49.
[213] Attorney-General (NSW) v
Quin (1990) 170 CLR 1 at 36; Kruger v The Commonwealth [1997] HCA 27; (1997) 190 CLR
1 at 36; Minister for Immigration and Multicultural Affairs v Eshetu
[1999] HCA 21; (1999) 197 CLR 611 at 650 [126].
[214] Wade, Administrative Law
(1961) at 40.
[215] (1993) 177 CLR 378 at
408.
[216] Church of Scientology Inc
v Woodward [1982] HCA 78; (1982) 154 CLR 25 at 70; FAI Insurances Ltd v Winneke
[1982] HCA 26; (1982) 151 CLR 342 at 409; Coutts v The Commonwealth [1985] HCA 40; (1985) 157 CLR 91 at
105; Kioa v West [1985] HCA 81; (1985) 159 CLR 550 at 609-611; Attorney-General (NSW)
v Quin (1990) 170 CLR 1 at 34‑36.
[217] [2012] HCA 61; (2013) 249 CLR 332 at 364
[67].
[218] de Smith, "The Prerogative
Writs" (1951) 11 Cambridge Law Journal 40 at 46.
[219] Hawes, The Law Relating
to the Subject of Jurisdiction of Courts (1886) §38 at 59, citing
Elliott v Peirsol [1809] USSC 2; (1828) 26 US 328 at 340; Lovejoy v Albee (1851)
33 Me 414; 54 Am Dec 630; Rodgers v Evans (1850) 8 Ga 143; 52 Am Dec 390;
Horner v Doe (1848) 1 Ind 130; 48 Am Dec 355; Mercier v Chace
(1864) 9 Allen 242; Miller v Brinkerhoff (1847) 4 Denio 118; 47 Am
Dec 242; Attorney General v Lord Hotham [1823] EngR 594; (1823) Turn & R 209 at 219
[37 ER 1077 at 1081]; Briscoe v Stephens [1824] EngR 705; (1824) 2 Bing 213 at 217 [130 ER
288 at 289].
[220] Official Record of the
Debates of the Australasian Federal Convention (Melbourne), 4 March 1898 at
1883-1884 (Mr Barton). See also Official Record of the Debates of the
Australasian Federal Convention (Melbourne), 4 March 1898 at 1878
(Mr Symon); Quick and Garran, The Annotated Constitution of the
Australian Commonwealth (1901) at 784. See further Re Refugee Review
Tribunal; Ex parte Aala [2000] HCA 57; (2000) 204 CLR 82 at 139-140 [156]- [158];
Smethurst v Commissioner of the Australian Federal Police [2020] HCA 14; (2020) 94 ALJR
502 at 537 [143]- [144], 555 [229]-[230]; [2020] HCA 14; 376 ALR 575 at 610‑611, 634.
[221] R v Loxdale [1758] EngR 46; (1758) 1
Burr 445 at 447 [97 ER 394 at 395]. See also R v The Justices of Leicester
[1827] EngR 526; (1827) 7 B & C 6 at 9 [108 ER 627 at 628]; Montreal Street Railway Co
v Normandin [1917] UKPC 2; [1917] AC 170 at 174-175; Clayton v Heffron [1960] HCA 92; (1960) 105
CLR 214 at 247.
[222] Scurr v Brisbane City
Council [1973] HCA 39; (1973) 133 CLR 242 at 256.
[223] [1978] 1 NSWLR 20.
[224] [1978] 1 NSWLR 20 at
23‑24.
[225] Project Blue Sky Inc v
Australian Broadcasting Authority (1998) 194 CLR 355 at 390-391 [93]. See
also at 375 [41].
[226] Project Blue Sky Inc v
Australian Broadcasting Authority (1998) 194 CLR 355 at 390 [93].
[227] Project Blue Sky Inc v
Australian Broadcasting Authority (1998) 194 CLR 355 at 392 [97].
[228] SAAP v Minister for
Immigration and Multicultural and Indigenous Affairs [2005] HCA 24; (2005) 228 CLR 294 at
321 [77], 344 [166], 354 [206].
[229] Project Blue Sky Inc v
Australian Broadcasting Authority (1998) 194 CLR 355 at 391 [94].
[230] (2009) 238 CLR 627 at 640
[35].
[231] See the more detailed
historical discussion in Weiss v The Queen [2005] HCA 81; (2005) 224 CLR 300 at 306-312
[12]- [30].
[232] R v Ball [1807] EngR 81; (1807) Russ
& Ry 132 at 133 [168 ER 721 at 722]; R v Treble [1810] EngR 37; (1810)
Russ & Ry 164 at 166 [168 ER 740 at 741].
[233] Horford v Wilson
[1807] EngR 381; (1807) 1 Taunt 12 at 14 [127 ER 733 at 734]; Doe v Tyler (1830) 6
Bing 561 at 563, 564 [130 ER 1397 at 1398].
[234] Pemberton v Pemberton
(1805) 11 Ves 50 at 52-53 [1805] EngR 147; [32 ER 1006 at 1007]; Bullen v Michel
(1816) 4 Dow 297 at 319, 330 [1816] EngR 554; [3 ER 1171 at 1179, 1182]; Barker v Ray
[1826] EngR 881; (1826) 2 Russ 63 at 75-76 [38 ER 259 at 263‑264]; Lorton v Kingston
(1838) 5 Cl & F 269 at 340 [7 ER 406 at 433].
[235] [1809] EngR 179; (1809) 11 East 307 at 312
[103 ER 1022 at 1024].
[236] [1835] EngR 49; (1835) 1 Cr M & R 919
[149 ER 1353]. And see the discussion in Weiss v The Queen [2005] HCA 81; (2005) 224 CLR
300 at 306‑307 [13].
[237] Wright v Doe d Tatham
[1837] EngR 853; (1837) 7 Ad & El 313 at 330 [112 ER 488 at 495], quoted in Weiss v
The Queen [2005] HCA 81; (2005) 224 CLR 300 at 307 [13].
[238] Wigmore, A Treatise on
the Anglo-American System of Evidence in Trials at Common Law, 3rd ed
(1940), vol 1 at 368. This section reflected in large part his earlier writing:
Wigmore, "New Trials for Erroneous Rulings
upon Evidence; A Practical Problem
for American Justice" (1903) 3 Columbia Law Review 433.
[239]
36 & 37 Vict c 66.
[240] See Balenzuela v De Gail
[1959] HCA 1; (1959) 101 CLR 226 at 233; Hembury v Chief of the General Staff
(1998) 193 CLR 641 at 656 [38]; Radio 2UE Sydney Pty Ltd v Chesterton
[2009] HCA 16; (2009) 238 CLR 460 at 485 [66].
[241] [1909] VLR 497 at 526.
[242] 7 Edw VII c 23.
[243] Criminal Appeal Act 1912
(NSW), s 8(1).
[244] Criminal Appeal Act 1912
(NSW), s 6(1).
[245] Piddington v Bennett and
Wood Pty Ltd [1940] HCA 2; (1940) 63 CLR 533 at 563. See also Balenzuela v De Gail
[1959] HCA 1; (1959) 101 CLR 226 at 234; Nobarani v Mariconte [2018] HCA 36; (2018) 265 CLR 236 at
247 [38], discussing the meaning of "substantial wrong or miscarriage" in
Uniform Civil Procedure Rules 2005 (NSW), r 51.53(1).
[246] [2005] HCA 81; (2005) 224 CLR 300 at
306‑312 [12]‑[30].
[247] Wilde v The Queen
[1988] HCA 6; (1988) 164 CLR 365 at 371‑372; Kalbasi v Western Australia [2018] HCA 7; (2018)
264 CLR 62 at 88 [71], 111 [136], 121 [160]. See also Mraz v The Queen
[1955] HCA 59; (1955) 93 CLR 493 at 514; Driscoll v The Queen [1977] HCA 43; (1977) 137 CLR 517 at
524‑525; R v Storey [1978] HCA 39; (1978) 140 CLR 364 at 376; Pollock v The
Queen (2010) 242 CLR 233 at 252 [70]; Filippou v The Queen [2015] HCA 29; (2015) 256
CLR 47 at 54‑55 [15]; Lane v The Queen [2018] HCA 28; (2018) 265 CLR 196 at 212
[56].
[248] Collins v The Queen
[2018] HCA 18; (2018) 265 CLR 178 at 193 [41]; OKS v Western Australia [2019] HCA 10 ; (2019) 265 CLR
268 at 282-283 [38] - [39] . See also Gallagher v The Queen [1986] HCA 26; (1986)
160 CLR 392 at 412‑413; Wilde v The
Queen [1988] HCA 6; (1988) 164 CLR 365 at 372; Festa v The Queen (2001) 208 CLR 593
at 631 [121], 636 [140], 661 [226]; Conway v The Queen (2002) 209 CLR 203
at 226 [63]; Arulthilakan v The Queen [2003] HCA 74; (2003) 78 ALJR 257 at 269 [62],
270-271 [68]‑[69]; [2003] HCA 74; 203 ALR 259 at 275, 276‑277; Kamleh v The
Queen [2005] HCA 2; (2005) 79 ALJR 541 at 547 [29], 549 [39]; [2005] HCA 2; 213 ALR 97 at 104, 106;
Darkan v The Queen [2006] HCA 34; (2006) 227 CLR 373 at 402 [95], 407 [117];
Baini v The Queen [2012] HCA 59; (2012) 246 CLR 469 at 481‑482 [33], 484 [40];
Lindsay v The Queen (2015) 255 CLR 272 at 276 [4], 301‑302 [86];
Castle v The Queen [2016] HCA 46; (2016) 259 CLR 449 at 472 [65], 477 [81]; R v
Dickman [2017] HCA 24; (2017) 261 CLR 601 at 605 [4]‑[5], 620 [63]; Kalbasi v
Western Australia [2018] HCA 7; (2018) 264 CLR 62 at 88 [71], 121 [159]‑[160];
Lane v The Queen [2018] HCA 28; (2018) 265 CLR 196 at 212 [56], 213 [59].
[249] Lane v The Queen
[2018] HCA 28; (2018) 265 CLR 196 at 207 [38].
[250] [2005] HCA 81; (2005) 224 CLR 300 at 317
[45].
[251] [2018] HCA 36; (2018) 265 CLR 236 at 247
[38]. See also BVD17 v Minister for Immigration and Border Protection
[2019] HCA 34; (2019) 93 ALJR 1091 at 1104‑1105 [66]-[68]; 373 ALR 196 at
212‑213. See further Wehbe v Minister for Home Affairs [2018] HCA 50; (2018) 92
ALJR 1033 at 1037 [24]; [2018] HCA 50; 361 ALR 1 at 6; OKS v Western Australia
[ 2019] HCA 10 ; (2019) 265 CLR 268 at 280‑281 [34].
[252] Rather than other duties or
powers: see Minister for Home Affairs v DUA16 [2020] HCA 46; (2020) 95 ALJR 54 at 61
[26]; [2020] HCA 46; 385 ALR 212 at 220; ABT17 v Minister for Immigration and Border
Protection [2020] HCA 34; (2020) 94 ALJR 928 at 958 [125]; [2020] HCA 34; 383 ALR 407 at 443.
[253] Hossain v Minister for
Immigration and Border Protection [2018] HCA 34; (2018) 264 CLR 123 at 137 [40],
147‑148 [72].
[254] Neder v United States
[1999] USSC 48; (1999) 527 US 1 at 8-9.
[255] Supreme Court of
Judicature Act 1873 (36 & 37 Vict c 66), Schedule, r 48 (emphasis
added).
[256] Wigmore, A Treatise on
the Anglo-American System of Evidence in Trials at Common Law, 3rd ed
(1940), vol 1 at 368.
[257] (1866) 35 NY 49 at 59.
[258] Mraz v The Queen
[1955] HCA 59; (1955) 93 CLR 493 at 514; TKWJ v The Queen [2002] HCA 46; (2002) 212 CLR 124 at 143
[63]; Lindsay v The Queen (2015) 255 CLR 272 at 294 [64].
[259] [2002] HCA 46; (2002) 212 CLR 124 at 143
[63].
[260] [1909] VLR 497 at 526
(italics in original).
[261] [1959] HCA 1; (1959) 101 CLR 226 at
233-234.
[262] [1959] HCA 1; (1959) 101 CLR 226 at 234,
quoting Piddington v Bennett and Wood Pty Ltd [1940] HCA 2; (1940) 63 CLR 533 at 563
and citing Macleod v Attorney-General (NSW) [1890] NSWLawRp 48; (1890) 11 LR (NSW) 218;
[1891] AC 455 and Makin v Attorney-General (NSW) [1894] AC 57.
[263] Piddington v Bennett and
Wood Pty Ltd [1940] HCA 2; (1940) 63 CLR 533 at 563.
[264] Piddington v Bennett and
Wood Pty Ltd [1940] HCA 2; (1940) 63 CLR 533 at 554.
[265] [1959] HCA 1; (1959) 101 CLR 226 at
234‑235.
[266] [1959] HCA 1; (1959) 101 CLR 226 at
235.
[267] Phipson and Best, The
Principles of the Law of Evidence, 12th ed (1922) at 70.
[268] [1959] HCA 1; (1959) 101 CLR 226 at
235.
[269] [1926] HCA 12; (1926) 38 CLR 1 at 10.
[270] 15 & 16 Vict c 76.
[271] [1959] HCA 1; (1959) 101 CLR 226 at
236.
[272] [1959] HCA 1; (1959) 101 CLR 226 at
232.
[273] [1959] HCA 1; (1959) 101 CLR 226 at
237.
[274] [1959] HCA 1; (1959) 101 CLR 226 at
244-245. See also at 238 (Taylor J), 239 (Menzies J).
[275] [1961] HCA 49; (1961) 106 CLR 95.
[276] Unreported, High Court of
Australia, 22 August 1963 at 3-4.
[277] [1963] HCA 59; (1963) 109 CLR 458 at
463.
[278] [1835] EngR 49; (1835) 1 Cr M & R 919
[149 ER 1353].
[279] Crease v Barrett
[1835] EngR 49; (1835) 1 Cr M & R 919 at 933 [149 ER 1353 at 1359].
[280] [1986] HCA 54; (1986) 161 CLR 141.
[281] [1986] HCA 54; (1986) 161 CLR 141 at
147.
[282] [1959] HCA 1; (1959) 101 CLR 226 at 232,
235.
[283] Stead v State Government
Insurance Commission [1986] HCA 54; (1986) 161 CLR 141 at 147 (emphasis added).
[284] [2000] HCA 57; (2000) 204 CLR 82.
[285] [2000] HCA 57; (2000) 204 CLR 82 at 88
[4].
[286] [2000] HCA 57; (2000) 204 CLR 82 at 122
[104].
[287] [2000] HCA 57; (2000) 204 CLR 82 at 130-131
[131].
[288] [2000] HCA 57; (2000) 204 CLR 82 at 155
[211].
[289] [2000] HCA 57; (2000) 204 CLR 82 at 144
[172].
[290] [2000] HCA 57; (2000) 204 CLR 82 at 109
[59].
[291] Minister for Immigration
and Border Protection v SZMTA [2019] HCA 3; (2019) 264 CLR 421 at 459 [93].
[292] [2019] HCA 3; (2019) 264 CLR 421 at 444
[41].
[293] R v Warner [1793] EngR 1183; (1661) 1
Keb 66 at 67 [83 ER 814 at 815]; Felton v Mulligan [1971] HCA 39; (1971) 124 CLR 367 at
413; Baker v The Queen [1975] AC 774 at 787-789; Coleman v Power
[2004] HCA 39; (2004) 220 CLR 1 at 44‑45 [79]; CSR Ltd v Eddy [2005] HCA 64; (2005) 226 CLR 1 at
11 [13]. See also Cross and Harris, Precedent in English Law, 4th ed
(1991) at 158‑161.
[294] Migration Legislation
Amendment (Procedural Fairness) Act 2002 (Cth), Sch 1, item 6.
[295] Minister for Immigration
and Border Protection v SZMTA [2019] HCA 3; (2019) 264 CLR 421 at 442 [34].
[296] MZAPC v Minister for
Immigration and Border Protection [2019] FCA 2024 at [39].
[297] MZAPC v Minister for
Immigration and Border Protection [2019] FCA 2024 at [48]‑[49].
[298] See Thorne v Kennedy
[2017] HCA 49; (2017) 263 CLR 85 at 101 [34], citing Calverley v Green [1984] HCA 81; (1984)
155 CLR 242 at 264.
[299] Migration Act,
ss 430(1)(c), 430(1)(d). See, similarly, DL v The Queen [2018] HCA 26; (2018) 266
CLR 1 at 12 [32].
[300] Migration Act,
s 420(1).
[301] Minister for Immigration
and Multicultural Affairs v Yusuf [2001] HCA 30; (2001) 206 CLR 323 at 330 [5] (emphasis
added).
[302] Minister for Immigration
and Multicultural Affairs v Yusuf [2001] HCA 30; (2001) 206 CLR 323 at 346 [69].
[303] MZAPC v Minister for
Immigration and Border Protection [2019] FCA 2024 at [55].
[304] MZAPC v Minister for
Immigration and Border Protection [2019] FCA 2024 at [56].
[305] Migration Act,
s 425(2)(a).
[306] [1985] HCA 81; (1985) 159 CLR 550.
[307] [1985] HCA 81; (1985) 159 CLR 550 at
577.
[308] [1985] HCA 81; (1985) 159 CLR 550 at
625.
[309] [1985] HCA 81; (1985) 159 CLR 550 at
603.
[310] [1985] HCA 81; (1985) 159 CLR 550 at 588.
See also at 602.
[311] [1985] HCA 81; (1985) 159 CLR 550 at
629.
[312] [2019] HCA 50; (2019) 94 ALJR 140; 375 ALR
47.
[313] MZAPC v Minister for
Immigration and Border Protection [2019] FCA 2024 at [54], [57].
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