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Orreal v The Queen [2021] HCA 44 (11 November 2021)
Last Updated: 11 August 2023
HIGH COURT OF AUSTRALIA
KIEFEL CJ,
KEANE,
GORDON, STEWARD AND GLEESON JJ
MALCOLM LAURENCE ORREAL APPELLANT
AND
THE
QUEEN RESPONDENT
Orreal v The Queen
[2021] HCA 44
Date of
Hearing: 11 November 2021
Date of Judgment: 16 December
2021
B25/2021
ORDER
- Appeal
allowed.
- Set
aside the order of the Court of Appeal of the Supreme Court of Queensland made
on 8 May 2020 and, in its place, order that:
(a) the appeal be allowed;
(b) the appellant's convictions be set aside; and
(c) a new trial be had.
On appeal from the Supreme Court of
Queensland
Representation
S J Keim SC with P F Richards
for the appellant (instructed by Legal Aid Queensland)
C W Heaton QC with C W Wallis for the respondent (instructed by Office of
the Director of Public Prosecutions (Qld))
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Orreal v The Queen
Criminal practice
– Appeal – Miscarriage of justice – Application of proviso
that no substantial miscarriage of
justice actually occurred – Where
appellant convicted of unlawfully and indecently dealing with child under age of
16 years
and rape – Where evidence admitted by consent that both appellant
and complainant tested positive for herpes simplex virus
type 1 ("impugned
evidence") – Where impugned evidence irrelevant and inadmissible –
Where Court of Appeal found miscarriage
of justice because trial judge failed to
direct jury to disregard impugned evidence in its entirety – Where Court
of Appeal
applied proviso because it concluded impugned evidence could not have
impacted jury's assessment of reliability or credibility of
complainant –
Whether no substantial miscarriage of justice had actually occurred.
Words and phrases – "contested credibility", "jury's assessment of
the reliability or credibility of the complainant", "miscarriage
of justice",
"natural limitations", "nature and effect of the error", "proviso", "substantial
miscarriage of justice".
Criminal Code (Qld), s 668E(1A).
- KIEFEL CJ
AND KEANE J. After a trial in the District Court of Queensland, the
appellant was convicted of three counts of indecent
dealing with a child under
16 years and two counts of rape. In the course of his trial, evidence that
both he and the complainant
had tested positive for the presence of the herpes
simplex virus type 1 ("HSV-1") was admitted ("the HSV-1 evidence"). It is not
now disputed that the HSV-1 evidence had no probative value and was
inadmissible. The prosecutor's address and the trial judge's
summing up left the
question of what use was to be made of the evidence to the jury. The trial judge
did not direct the jury that
it was to be disregarded.
- A
majority in the Court of Appeal of the Supreme Court of Queensland
(Mullins JA and Bond J, McMurdo JA dissenting) held that a
miscarriage
of justice had occurred but that no substantial miscarriage of
justice had actually occurred for the purposes of s 668E(1A) of the
Criminal Code (Qld) and dismissed the appeal from
conviction[1].
The
prosecution evidence on the charges
- The
complainant was 12 years old at the time of the alleged offences. She and
her family were staying at the appellant's house on
the evening that the
offences were said to have occurred. She gave evidence that she had been
watching a movie on television whilst
lying on the appellant's bed. The
appellant turned the television off when the complainant became tired. He then
proceeded to rub
and tickle her back and legs before rolling her onto her back.
He touched her genitals and had her touch his erect penis and then
put his
finger into her vagina. The appellant then pulled down her shorts and pushed his
penis into her vagina, causing her pain.
He then stopped. Whilst this was
happening, the complainant said, she was crying and upset. He then started
rubbing his fingers on
the outside of her vagina. He then stopped and asked her
to promise not to tell anyone and went outside.
- After
the appellant left, the complainant went outside the appellant's bedroom and
ascertained that her mother, who was present in
another room in the house, was
not awake. Upon hearing the appellant returning, the complainant went back into
the bedroom and lay
back down on the bed. The appellant also returned to the
bed. After a short period of time the complainant left the bedroom and the
appellant, and went to sleep with her younger sister. The sister gave evidence
that the complainant was crying quietly and shaking
and that she comforted the
complainant.
- The
following day the complainant told her mother what had happened. Her mother took
her to the police, who interviewed her. The
complainant was medically examined
that day, and again some ten days later. The evidence at trial was that those
examinations revealed
that the initial redness to her genitals, observed at the
first medical examination, was consistent with blunt force trauma and a
traumatic break of her hymen.
Evidence of other sexual
activity
- In
her evidence-in-chief the complainant was asked whether anyone other than the
appellant had touched her vagina. She said that
a 15 year old boy, who had
been her boyfriend, had touched her vagina with his tongue. It had occurred on
one occasion. She was asked
whether anything was inserted into her vagina in the
three or four days before the night when the events concerning the appellant
had
taken place and she answered "no".
- This
evidence came to be led by leave sought by the Crown and given by the trial
judge under s 4 of the Criminal Law (Sexual Offences) Act 1978 (Qld)
to adduce evidence as to the sexual activities of the complainant with any
person. Leave was granted after discussions had
taken place between the
prosecutor and defence counsel. Defence counsel did not object to leave being
granted. Leave was said to
be justified because the evidence was relevant to
whether there were innocent explanations for her physical condition when she was
medically examined after the alleged offending and whether there was any other
explanation for the fact that the complainant and
the appellant both had HSV-1.
The complainant had been tested for the virus at the time of her first medical
examination and the
appellant had also been tested twice for the virus a number
of days after the alleged offences.
- Bond J,
with whom Mullins JA agreed, was to observe that, objectively assessed,
there was an obvious forensic advantage to the defence
in having the HSV-1
evidence admitted. Without it, the evidence of the complainant's sexual contact
with the 15 year old boy could
not have been elicited, and that evidence
provided the defence with some basis for impugning the complainant's account and
her credit.
It may also be observed that the evidence carried risks for the
defence, but weighing risks is part of the process leading to a forensic
choice
being made by counsel.
The evidence relating to HSV-1
- Before
evidence relating to HSV-1 was given by a specialist paediatrician, the jury
were informed that the prosecution and the appellant
formally admitted three
facts: (1) that, just over a week after the alleged incident, a swab was taken
of the appellant's urethra
and the result was negative for HSV-1; (2) that, a
few days after that swab, the appellant's blood was tested for HSV-1 and it was
positive; and (3) that it was not known whether the male child who performed
oral sex on the complainant had or has HSV-1. The evidence
that the complainant
had a swab taken during her first medical examination and had tested positive
for HSV‑1 was then adduced
during the examination-in-chief of the
specialist paediatrician.
- The
evidence given by the specialist paediatrician included that HSV‑1 causes
cold sores but is also commonly found as a genital
infection. The virus remains
in the body of the infected person, who becomes immune to it. The virus may come
back at various times
during the person's life and be "shed" for a few days,
during which the person is infectious. HSV‑1 can be spread to the genitals
by oral‑to‑genital spread and genital-to-genital spread from someone
who is "shedding" the virus. All that could be said
about the appellant was that
at some point in the past he had been infected with HSV‑1 and was not
shedding when the swab was
taken and that it was not possible to say when he had
acquired the virus. It was not possible to say whether he was shedding the
virus
when the alleged offences occurred. Likewise, it was not possible to say when
the complainant acquired the virus or from whom
she acquired it. As the virus
was found in her genitals, transmission must have occurred through contact with
her genitals.
The prosecution address
- In
the course of addressing the jury about the HSV-1 evidence, the prosecutor said
that "[t]he herpes thing is not the lynchpin in
this case. It's very neutral,
really", and referred to the evidence of the specialist paediatrician. It was
said that the jury might
think the complainant was infected by contact with her
boyfriend's mouth rather than the appellant's penis. Nevertheless, the
prosecutor
confirmed that "it's still a factor for you to take into account".
"[T]he point", she said, "is that both of them do have the same
virus." The
prosecutor went on: "It's a sexually transmissible virus, and the allegation in
here is that the defendant forced her
to engage in sexual contact and conduct,
and so it's a matter for you with your life experience what you make of that.
But I don't
suggest that you would really put any weight on it."
The summing up
- In
her summing up the trial judge reminded the jury of the admissions relating to
the test results and the medical evidence about
the virus. Her Honour identified
three aspects of the specialist paediatrician's evidence as important: that it
is not possible to
say with any certainty when the complainant contracted the
virus; nor when the appellant contracted it; and it is not possible to
say from
whom the complainant contracted it.
- The
trial judge then said to the jury: "where does that leave you? You might think
that evidence does not really help you one way
or the other. You are left with
evidence that both the defendant and the complainant child both tested positive
for the same herpes
virus, but on the state of the evidence, you cannot know
when she contracted it, you cannot know when the defendant contracted it
and you
cannot know who she contracted it from. You just take that evidence into account
along with all of the other evidence."
A miscarriage of
justice?
- There
were two grounds of appeal before the Court of Appeal. The first ground related
to the conduct of the defence counsel at trial.
It included an allegation that
counsel had failed to object to the admissibility of the HSV-1 evidence.
- The
difficulty with that contention, Bond J observed, was that defence counsel
decided not to object, having made an assessment that
there was a forensic
advantage for the defence in doing so. In his Honour's view the appellant should
be regarded as bound by his
counsel's forensic choices. No miscarriage of
justice could be said to
result[2].
- There
can be no doubt about the correctness of his Honour's reasoning in this regard,
as is evidenced by the fact that the ground
is not pressed on the appeal to this
Court. Save for exceptional cases, in our system of justice, parties are bound
by the conduct
of their counsel, who exercise a wide discretion in deciding
matters such as what evidence to lead or have
excluded[3]. It is usually only
when an appellate court is persuaded that no rational forensic justification can
be discerned for counsel's decision
that consideration will be given to whether
it gave rise to a miscarriage of
justice[4].
- The
second ground of appeal was that there was a miscarriage of justice and
prejudice because of the admission of the HSV‑1
evidence. Bond J held
that a miscarriage of justice within the third limb of s 668E(1) of the
Criminal Code (Qld)[5]
was established[6].
- No
doubt because of the way the grounds were framed his Honour did not consider
whether the forensic choice which had prevented a
finding of miscarriage of
justice with respect to the first ground was also operative with respect to the
second ground. Logically
one would think that must be so. His Honour appears to
have based his decision that there was a miscarriage of justice not only on
the
fact that the evidence was adduced but also on the fact that it was not
corrected by the trial judge in summing
up[7]. Arguably this is a
matter relevant to the application of the proviso in
s 668E(1A)[8]. Had the
second ground also been dealt with on the basis of the forensic choice of
defence counsel to not object to the admission
of the HSV-1 evidence, no
miscarriage of justice within s 668E(1) could be said to have occurred. It
would follow that no question
of whether there had been a substantial
miscarriage of justice within s 668E(1A) could arise.
- That
was not the course taken. In its submissions the respondent accepted that a
miscarriage of justice was established and properly
does not seek to resile from
that concession. Attention must therefore be directed to the application of the
proviso.
The proviso and its application
- An
appellate court must be persuaded that evidence properly admitted at trial
establishes guilt to the requisite standard before
it can conclude that no
substantial miscarriage of justice has actually occurred. It must consider the
whole of the record of the
trial and the nature and effect of the error which
gives rise to the miscarriage of justice in the particular
case[9]. As explained in
Kalbasi v Western
Australia[10], this is
because some errors will prevent the appellate court from being able to assess
whether guilt was proved beyond reasonable
doubt. The examples there given
include cases which turn on issues of contested
credibility[11] or cases
where there has been a wrong direction on an element of liability in
issue[12]. What they have in
common is that the appellate court cannot be satisfied that guilt has been
proved.
- The
appellant did not give evidence. The evidence tendered of the results of his
blood test could not rationally affect the probability
of the existence of a
fact in issue at his
trial[13]. Yet both the
prosecutor and the trial judge told the jury that use could be made of it when
they ought to have been told in unequivocal
terms to disregard it. That should
have occurred because, not only was the evidence irrelevant and therefore
inadmissible, it was
also prejudicial to the appellant. The nature of the
evidence, that both the complainant and the appellant tested positive to
HSV‑1,
combined with the jury being told that it was able to be taken into
account, gave rise to a significant possibility that the evidence
could be
misused by the jury to support acceptance of the complainant's account, as
McMurdo JA in dissent
held[14].
- His
Honour also correctly pointed out that although an appellate court has the
record, from which it may make some assessment of
the prosecution's case, there
are "natural limitations" when proceeding wholly or substantially on the
record[15]. This is not a
case like Hofer v The
Queen[16] where it may be
apparent to an appellate court that the evidence of a witness is glaringly
improbable. In such a case the court is
not usurping the function of a jury in
rejecting evidence that is so improbable as to be incapable of belief. This case
is one which
turns on the jury's acceptance of the evidence of the complainant.
In such a case the appellate court should not seek to duplicate
the function of
the jury, because it does not perform the same function in the same way nor have
the same advantages[17].
- The
respondent submits that the impugned evidence was neutral and logically
incapable of assisting the jury in support of their ultimate
determination as to
the guilt or otherwise of the appellant. This submission mirrors what was said
by the majority in the Court of
Appeal[18]. It may be
accepted that, logically, the evidence could not assist the jury, but often the
nature of prejudicial evidence means that
it may not be rationally applied.
Uninstructed by the trial judge, the jury may well have reasoned that the test
results were no
coincidence and pointed to the complainant having contracted the
virus from the appellant. Had the jury been directed to disregard
the evidence,
such prejudice would almost certainly have been overcome, but that did not
occur.
Orders
- The
appeal from the decision of the Court of Appeal should be allowed and the order
of that Court dismissing the appeal should be
set aside. In lieu thereof, it
should be ordered that the appeal to that Court be allowed, the verdicts be
quashed and a new trial
be held.
- GORDON,
STEWARD AND GLEESON JJ. The appellant was convicted by a jury of three
counts of unlawfully and indecently dealing with
a child under the age of 16
years contrary to s 210(1)(a) of the Criminal Code (Qld) ("the
Code"), and two counts of rape contrary to s 349 of the Code. The question
raised by this appeal is whether the Court
of Appeal of the Supreme Court of
Queensland (Mullins JA and Bond J, McMurdo JA dissenting) erred
by applying the proviso in s 668E(1A)
of the Code to dismiss the
appellant's appeal against conviction. Section 668E(1A) provides relevantly
that, if the court on an appeal
against conviction is of the opinion, on any
ground whatsoever, that there was a miscarriage of justice, the court may
dismiss the
appeal if it considers that "no substantial miscarriage of justice
has actually occurred".
- At
the trial, evidence was admitted with the appellant's
consent[19], the substance of
which was that both the complainant and the appellant had tested positive for
the presence of the herpes simplex
virus type 1 ("HSV‑1")
("the impugned evidence"). The Court of Appeal found that the impugned
evidence was irrelevant and
inadmissible[20], and that
there had been a miscarriage of justice because the trial judge failed to direct
the jury that they were obliged to disregard
the impugned evidence in its
entirety[21].
- For
the following reasons, the Court of Appeal erred in its application of
s 668E(1A) and therefore the appeal must be
allowed.
Trial
- The
alleged offences occurred on 29 January 2017, when the complainant was
12 years old. The appellant was a family friend, and the
complainant, along with
her mother and siblings, were staying at the appellant's home that evening.
- At
the trial, which was conducted over four days, the jury heard a recording of the
complainant's police interview from 30 January
2017 and also
pre-recorded evidence she gave when she was 14 years old. The complainant's
evidence was that she was watching a movie
on television in the appellant's
bedroom, when the appellant entered the room, lay down beside her on the bed and
then committed
the five counts of alleged offending. Afterwards, the complainant
went to the lounge room where her mother and sister were sleeping,
and lay down
next to her sister on the couch. The complainant's sister, who was 11 years old
at the time, gave evidence that the
complainant was crying when she lay down
beside her. The next day, the complainant reported the alleged offending to her
mother.
The complainant also submitted to two physical vaginal examinations, on
30 January 2017 and 9 February 2017, which revealed initial
redness to her genitals consistent with blunt force trauma and a traumatic break
of her hymen. A specialist paediatrician, Dr Waugh,
gave evidence that the
redness was unlikely to have been caused by a single finger inserted once and
was more consistent with multiple
fingers having been inserted, or possibly a
single finger inserted multiple times. The injuries were consistent with
penetration
by a penis, and that penetration having been effected "a matter of
days" preceding the first examination.
- The
prosecution case rested on the evidence of the complainant and, accordingly, her
reliability and credibility were central issues
in the trial. The appellant's
case theory at trial was that the complainant was a depressed and troubled young
girl who had, at the
least, a troubled relationship with her mother and who
could not be regarded as a reliable narrator, and that there might be innocent
explanations for the physical condition of the complainant's genitals as
identified by the medical examinations.
- The
impugned evidence comprised several items of evidence. One was a vaginal swab
taken from the complainant which detected the presence
of HSV-1 in the
complainant's vagina. There was evidence from Dr Waugh that the swab
indicated contact in the area of the swab by
a person who, at some stage, had
become infected with HSV-1 and was, at the time of that contact, shedding the
virus. There was also
evidence of a swab of the appellant's urethra, taken on
8 February 2017, which yielded a negative result for HSV-1 and a
sample of
the appellant's blood, tested on 10 February 2017, which
yielded a positive result for HSV-1. Additionally, Dr Waugh gave evidence,
both in chief and under cross‑examination, about HSV-1 and the
implications of the positive test results.
- Finally,
the exhibits included a page ("exhibit 7") that recorded four facts agreed
by the prosecution and the
appellant[22]. Three of those
four facts form part of the impugned evidence, being the results of the
appellant's blood test and urethral swab
respectively, and that it was unknown
whether a male child who performed oral sex on the complainant had or has HSV-1.
This last
agreed fact concerned evidence given by the complainant of a single
occasion of oral sex performed on her by a 15 year old boy. That
evidence was
adduced by the prosecution with the trial judge's
leave[23], and without any
objection from the appellant.
- Each
of the prosecutor, defence counsel and the trial judge addressed the jury about
the impugned evidence. The prosecutor dealt
with that evidence in the following
terms in her closing address:
"So then let's go to the medical
evidence, and that's where the problem really lies for the [appellant]. I'm
going to get to the problem
in a moment, but I'll deal first with this herpes
thing. The herpes thing is not the lynchpin in this case. It's very neutral,
really.
We know from Dr Waugh's evidence that we can't say whether the
[appellant] gave [the complainant] the virus or even whether [the
complainant]
gave the [appellant] the virus or even if they both independently had the virus
of each other.
We also know from [the complainant] that she'd had one instance of sexual
contact before and that involved her boyfriend performing
oral sex on her.
That's the one sexual instance that she spoke about or the only other sexual
instance that she's been involved in.
And you might well think that given the
evidence that we heard about herpes simplex virus type 1 generally being
associated with
oral herpes, you might well think that she caught it from her
boyfriend's mouth rather than the [appellant's] penis.
There are plenty of explanations here. It's almost like a chicken and egg
argument, but it's still a factor for you to take into account because the
point is that both of them do have the same virus. It's a sexually transmissible
virus, and the allegation in here is that the [appellant] forced her to engage
in sexual contact and conduct, and so it's a matter
for you with your life
experience what you make of that. But I don't suggest that you would really put
any weight on it." (emphasis added)
- The
transcript records the following submissions by defence counsel, including the
trial judge's interjection:
"[Defence counsel]: Now, just briefly in
relation to the evidence regarding the herpes virus. The fact that the
[appellant] and complainant
have the herpes virus doesn't prove anything. You've
heard how common the virus is from the expert and you've also heard how the
virus can be transmitted separately, even by having oral sex which, you know,
she had with her boyfriend at some point in time. There's
no evidence from the
prosecution how old the boy was, or that that boy was even tested, who she had
the oral sex with, for the virus.
If you had the results for the boy and he was
also positive for herpes virus, what would you think then? Then again - - -
[Trial judge]: Don't invite them to speculate, [defence counsel].
[Defence counsel]: I suggest to you that the evidence of the herpes virus
doesn't help you with your decision making process at
all. It certainly doesn't
strengthen the [prosecution] case as you don't know where – you don't know
where she got it from,
or how long she's even had it."
- In
summing up, after identifying the charges, the trial judge commenced by reciting
the agreed facts (three of which, as previously
noted, comprised part of the
impugned evidence), observing that the jury "must treat those facts as proved".
The trial judge then
referred to the impugned evidence in addressing the
evidence of Dr Waugh, noting that he gave evidence about two issues, being
the
presence of the herpes virus and the injuries he observed to the
complainant's genitals. The relevant passage of the summing up is
as
follows:
"I am going to deal first with the evidence about herpes
virus. Before referring to [Dr Waugh's] evidence on that issue, I will
remind
you of the admissions in exhibit 7. They are that the [appellant]
had a swab taken of his urethra on 8 February 2017 which returned
a
negative result for the herpes virus, but he then had a blood test two days
later on 10 February 2017 which returned a positive
result for the
herpes virus. There is also an admission that it is not known whether the male
child who performed oral sex on the
complainant ... had or has herpes virus.
That is, herpes virus type 1.
Now, what was Dr Waugh's evidence about that? He gave evidence that the
complainant ... also tested positive for herpes virus 1
on a swab taken
from her vagina. So that is the same herpes virus that the [appellant] returned
a positive blood test for. He said
that that virus, herpes virus 1, causes
common cold sores around the mouth. It can also cause genital infections. He
said the virus
is also commonly found as a genital infection. In that case, it
would normally be spread oral to genital or genital to genital. He
did not see
any evidence of herpes on the complainant's physical examination. He said you
can have that herpes virus without knowing
that you have it; that is, you can
have no symptoms.
This is probably the most important part of his evidence, and there are three
parts of it. First, it is not possible to say with
any certainty when ... the
complainant, contracted the virus. Second, he said it is not possible to say
when the [appellant] contracted
the virus. Third, he said it is not possible to
say who the complainant ... contracted the virus from. He said for a child her
age,
it would be unlikely for her to have had a genital herpes virus infection
for a long period beforehand. He said it does require genital
contact to acquire
it, but he does not know when that happened.
So where does that leave you? You might think that evidence does not really
help you one way or the other. You are left with evidence that both the
[appellant]
and the complainant child both tested positive for the same herpes
virus, but on the state of the evidence, you cannot know when
she contracted it,
you cannot know when the [appellant] contracted it and you cannot know who she
contracted it from. You just take
that evidence into account along with all of
the other evidence." (emphasis added)
Court of Appeal's reasons
- The
majority of the Court of Appeal considered that, on an assessment of the whole
of the appellate record (but making due allowance
for the limitations of
proceeding wholly by reference to the record) and giving weight to the jury's
guilty verdicts, they were able
to be persuaded that the evidence properly
admitted at trial proved, beyond reasonable doubt, the appellant's guilt of the
counts
on which the jury returned their
verdicts[24]. Critical to the
analysis of Bond J, who wrote the principal reasons for the majority, was
the finding that the impugned evidence
did not impact upon the credibility of
the complainant or the reliability of her
evidence[25]. His Honour
explicitly recognised that a different conclusion on the operation of the
proviso would have been necessary if the impugned
evidence could have impacted
on the jury's assessment of the reliability or credibility of the
complainant[26]. Bond J
considered that there was no suggestion made by counsel in closing addresses
before the jury or by the trial judge that the
impugned evidence was relevant to
an assessment of the reliability or credibility of the complainant's evidence
and therefore concluded
that "the jury, acting rationally and following the
directions given to them, could not have had their view of the reliability or
credibility of the complainant's evidence affected by the HSV-1
evidence"[27].
- Mullins JA,
who agreed with Bond J, considered that it was patent from the content of
the impugned evidence that it could not assist
the prosecution case "when almost
80 per cent of the male population would test positive to HSV-1 and it
was not known whether the
15 year old boy with whom the complainant had a sexual
encounter had or has
HSV-1"[28]. Her Honour's
assessment was also that the impugned evidence "was not evidence that could have
had any bearing on the jury's assessment
of the reliability and credibility of
the complainant's
evidence"[29]. Her Honour
concluded that there was no risk that the jury would use the evidence in a way
that was adverse to the
appellant[30].
- In
dissent, McMurdo JA found that there was a "significant possibility" that
the impugned evidence assisted the prosecution to persuade
the jury to accept
the complainant's evidence. In those circumstances, his Honour reasoned that the
jury's verdicts might have been
affected by the misuse of the evidence so that
the guilty verdicts which were returned could not be used in reasoning that the
evidence
properly admitted at trial proved, beyond reasonable doubt, the
appellant's guilt[31].
McMurdo JA concluded that the nature of the error or irregularity in the
trial prevented the Court of Appeal from concluding that
there was no
substantial miscarriage of justice because of the natural limitations that
attended the Court of Appeal's
task[32].
Respondent's
submissions
- In
this Court, the respondent accepted that there had been a miscarriage of justice
at the trial. The respondent submitted that the
Court of Appeal was able to
assess the complainant's evidence in the context of the whole of the evidence at
the trial and particularly
having regard to the corroborating evidence of
opportunity to offend as alleged, the observations of the complainant's younger
sister
of the complainant's distressed condition, the timely complaint made by
the complainant to her mother and the evidence of physical
injuries to the
complainant's vagina. The respondent submitted that, in the context of the
corroborating evidence, the impugned evidence
was, at best, neutral and was
logically incapable of assisting the jury in their assessment of the
complainant's credibility and
reliability. Alternatively, the respondent
submitted that any capacity for the impugned evidence to have impacted upon the
jury's
assessment of the complainant was negligible.
- The
respondent also submitted that, even if the impugned evidence had the capacity
to affect the jury's verdicts, such that the Court
of Appeal was not permitted
to afford significant weight to the guilty verdicts returned, the properly
admitted evidence was nonetheless
sufficient to enable the appellate court to be
persuaded of the appellant's guilt.
Whether no substantial
miscarriage of justice actually occurred
- While
there is no single universally applicable description of what constitutes "no
substantial miscarriage of justice", an appellate
court is precluded from
concluding that no substantial miscarriage of justice actually occurred unless
the court itself is persuaded
that the evidence properly admitted at trial
established guilt beyond reasonable
doubt[33]. In addressing that
question, it is necessary to consider the nature and effect of the
error[34]. In cases which
turn on contested credibility, the nature and effect of the error may render an
appellate court unable to assess
whether guilt was proved beyond reasonable
doubt due to the "'natural limitations' that exist in the case of any appellate
court
proceeding wholly or substantially on the
record"[35]. Further, as
explained in Pell v The
Queen[36]:
"[T]he assessment of the credibility of a witness by the jury on the basis of
what it has seen and heard of a witness in the context
of the trial is within
the province of the jury as representative of the community. Just as the
performance by a court of criminal
appeal of its functions does not involve the
substitution of trial by an appeal court for trial by a jury, so, generally
speaking,
the appeal court should not seek to duplicate the function of the jury
in its assessment of the credibility of the witnesses where
that assessment is
dependent upon the evaluation of the witnesses in the witness-box. The jury
performs its function on the basis
that its decisions are made unanimously, and
after the benefit of sharing the jurors' subjective assessments of the
witnesses. Judges
of courts of criminal appeal do not perform the same function
in the same way as the jury, or with the same advantages that the jury
brings to
the discharge of its function.
... The assessment of the weight to be accorded to a witness' evidence by
reference to the manner in which it was given by the witness
has always been,
and remains, the province of the jury." (footnote omitted)
- Where
proof of guilt is wholly dependent on acceptance of the complainant's evidence,
and a misdirection may have affected that acceptance,
the appellate court cannot
accord the weight to the verdict of guilty which it otherwise
might[37]. The majority of
the Court of Appeal erred in placing weight on the verdicts because, as
McMurdo JA observed, those verdicts might
have been affected by the misuse
of the impugned evidence in the absence of a direction to disregard that
evidence.
- The
majority of the Court of Appeal's assessment that the impugned evidence did not
impact upon the credibility or reliability of
the complainant's evidence ignored
the significantly prejudicial nature and effect of that evidence, as do the
respondent's submissions
that the evidence was "neutral" and "incapable" of
affecting the jury's assessment. It could only have been the potentially
prejudicial
effect of the impugned evidence that made it a miscarriage of
justice for the trial judge to have failed to direct the jury to ignore
that
evidence.
- When
regard is had to the young age of the complainant and the evidence of her
previous single experience of oral sex, it is not
difficult to envisage one or
more jurors using "life experience", in accordance with the prosecutor's
invitation, to conclude that
the impugned evidence supported the complainant's
version of events, or that it dispelled doubts that they might otherwise have
held
about her version of events. For example, one or more jurors may have
applied what they considered to be "life experience" about
the relative
likelihood of possible explanations for the complainant's positive test for
HSV-1. The prospect that one or more jurors
relied upon the impugned evidence is
enhanced by the volume of that evidence and the attention that was given to the
impugned evidence
over the course of the trial.
- Further,
and contrary to the majority's reasoning, the absence of any clear direction
from the trial judge to the jury to disregard
the impugned evidence left the
jury free to "make of that" what they would with the benefit of their "life
experience", as the prosecutor
had suggested the jury might do. In effect, the
jury were invited to employ the impugned evidence as they saw fit. In those
circumstances,
it was not possible for the Court of Appeal to assess whether
guilt was proved beyond reasonable doubt at
trial.
Conclusion
- The
appeal must be allowed. The order of the Court of Appeal dated
8 May 2020 dismissing the appeal must be set aside and, in lieu
thereof, there will be an order that the appellant's appeal to that Court be
allowed, the appellant's convictions be set aside and
a new trial be
had.
[1] R v Orreal [2020] QCA 95 at
[29] per Mullins JA, [104] per Bond J.
[2] R v Orreal [2020] QCA 95 at
[91]- [92].
[3] Nudd v The Queen [2006] HCA 9; (2006) 80
ALJR 614 at 618 [9]; 225 ALR 161 at 164; R v Baden‑Clay (2016) 258
CLR 308 at 324 [48]; Hamilton (a pseudonym) v The Queen [2021] HCA 33; (2021) 95 ALJR
894 at 906 [54]; [2021] HCA 33; 394 ALR 194 at 207-208.
[4] Craig v The Queen [2018] HCA 13; (2018)
264 CLR 202 at 211-212 [23].
[5] That sub-section provides: "The
Court on any such appeal against conviction shall allow the appeal if it is of
opinion that the
verdict of the jury should be set aside on the ground that it
is unreasonable, or can not be supported having regard to the evidence,
or that
the judgment of the court of trial should be set aside on the ground of the
wrong decision of any question of law, or that
on any ground whatsoever there
was a miscarriage of justice, and in any other case shall dismiss the
appeal."
[6] R v Orreal [2020] QCA 95 at
[94].
[7] R v Orreal [2020] QCA 95 at
[94].
[8] That sub-section provides:
"However, the Court may, notwithstanding that it is of the opinion that the
point or points raised by
the appeal might be decided in favour of the
appellant, dismiss the appeal if it considers that no substantial miscarriage of
justice
has actually occurred."
[9] Weiss v The Queen [2005] HCA 81; (2005)
224 CLR 300 at 317 [43]- [44]. See Kalbasi v Western Australia [2018] HCA 7; (2018) 264
CLR 62 at 71 [15].
[10] [2018] HCA 7; (2018) 264 CLR 62 at 71
[15].
[11] See Castle v The Queen
[2016] HCA 46; (2016) 259 CLR 449.
[12] See Pollock v The Queen
(2010) 242 CLR 233.
[13] Goldsmith v Sandilands
[2002] HCA 31; (2002) 76 ALJR 1024 at 1025 [2]; [2002] HCA 31; 190 ALR 370 at 371.
[14] R v Orreal [2020] QCA 95
at [10]- [12].
[15] R v Orreal [2020] QCA 95
at [13], referring to Weiss v The Queen [2005] HCA 81; (2005) 224 CLR 300 at 315-316
[40] citing Fox v Percy (2003) 214 CLR 118 at 125-126 [23].
[16] [2021] HCA 36; (2021) 95 ALJR 937 at 952
[61].
[17] Pell v The Queen [2020] HCA 12; (2020)
268 CLR 123 at 144-145 [37].
[18] R v Orreal [2020] QCA 95
at [27] per Mullins JA, [102] per Bond J.
[19] R v Orreal [2020] QCA 95
at [20].
[20] R v Orreal [2020] QCA 95
at [22], [24].
[21] R v Orreal [2020] QCA 95
at [10], [29], [94].
[22] R v Orreal [2020] QCA 95
at [56].
[23] See Criminal Law (Sexual
Offences) Act 1978 (Qld), s 4.
[24] R v Orreal [2020] QCA 95
at [18], [29], [99], [102].
[25] R v Orreal [2020] QCA 95
at [99].
[26] R v Orreal [2020] QCA 95
at [100].
[27] R v Orreal [2020] QCA 95
at [102].
[28] R v Orreal [2020] QCA 95
at [27].
[29] R v Orreal [2020] QCA 95
at [27].
[30] R v Orreal [2020] QCA 95
at [28].
[31] R v Orreal [2020] QCA 95
at [12].
[32] R v Orreal [2020] QCA 95
at [16].
[33] Weiss v The Queen [2005] HCA 81; (2005)
224 CLR 300 at 317 [44]- [45]; Baiada Poultry Pty Ltd v The Queen [2012] HCA 14; (2012)
246 CLR 92 at 104 [29]; Kalbasi v Western Australia [2018] HCA 7; (2018) 264 CLR
62 at 69-70 [12]- [13]; Lane v The Queen [2018] HCA 28; (2018) 265 CLR 196 at 206-207
[38]; Hofer v The Queen [2021] HCA 36; (2021) 95 ALJR 937 at 951 [59], 955-956 [84], 965
[131]‑[132].
[34] Kalbasi v Western
Australia [2018] HCA 7; (2018) 264 CLR 62 at 71 [15]; Lane v The Queen [2018] HCA 28; (2018) 265
CLR 196 at 206-207 [38]- [39]; Hofer v The Queen [2021] HCA 36; (2021) 95 ALJR 937 at
951-952 [60], 965-966 [133].
[35] Fox v Percy (2003) 214
CLR 118 at 125-126 [23]; Weiss v The Queen [2005] HCA 81; (2005) 224 CLR 300 at 316
[41]; Castle v The Queen [2016] HCA 46; (2016) 259 CLR 449 at 472-473 [65]‑[68];
Kalbasi v Western Australia [2018] HCA 7; (2018) 264 CLR 62 at 71 [15]; Hofer v The
Queen [2021] HCA 36; (2021) 95 ALJR 937 at 957-958 [91]- [93], 965-966 [133].
[36] [2020] HCA 12; (2020) 268 CLR 123 at 144-145
[37]- [38].
[37] Collins v The
Queen [2018] HCA 18 ; (2018) 265 CLR 178 at 191-192 [36] ; Hofer v The Queen [2021] HCA 36; (2021) 95
ALJR 937 at 951-952 [60], 965-966 [133].
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