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Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs v Thornton [2023] HCA 17 (14 June 2023)
Last Updated: 14 June 2023
HIGH COURT OF AUSTRALIA
GAGELER, GORDON,
EDELMAN, STEWARD AND JAGOT JJ
MINISTER FOR IMMIGRATION, CITIZENSHIP,
MIGRANT SERVICES AND
MULTICULTURAL
AFFAIRS APPELLANT
AND
ROSS
THORNTON RESPONDENT
Minister for Immigration, Citizenship, Migrant Services and
Multicultural Affairs v Thornton
[2023] HCA 17
Date of Hearing: 8
March 2023
Date of Judgment: 14 June
2023
B42/2022
ORDER
- Appeal
dismissed.
- The
appellant pay the respondent's costs of the appeal.
On
appeal from the Federal Court of Australia
Representation
A
L Wheatley KC with A G Psaltis for the appellant (instructed by
Clayton Utz)
S J Keim SC with G J Rebetzke for the respondent
(instructed by GTC Lawyers)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Minister for Immigration, Citizenship, Migrant
Services and Multicultural Affairs v Thornton
Immigration –
Visas – Cancellation of visa – Where respondent's visa subject to
mandatory cancellation under s 501(3A)
of Migration Act 1958 (Cth)
– Where Minister decided not to revoke visa cancellation on basis that
respondent represented unacceptable risk of harm
to Australian community –
Where Minister took into account respondent's offending as a child for which no
conviction recorded
– Where s 184(2) of
Youth Justice Act 1992
(Qld) provided that finding of guilt without recording of conviction not
taken to be conviction for any purpose – Where s 85ZR(2)(b)
of
Crimes Act 1914 (Cth) provided that where, under State law, a
person is, in particular circumstances or for particular purpose, taken never to
have been
convicted of offence under law of that State, the person shall be
taken, in any State, in corresponding circumstances or for corresponding
purpose, by any Commonwealth authority in that State, never to have been
convicted of that offence – Whether s 184(2) of
Youth Justice
Act
a State law which provided that person to be taken never to have been
convicted of offence under law of that State – Whether
Minister took into
account irrelevant consideration – Whether Minister's decision vitiated by
jurisdictional error.
Words and phrases – "another reason",
"conviction", "criminal history", "finding of guilt", "for a particular
purpose", "for
any purpose", "in particular circumstances", "irrelevant
consideration", "jurisdictional error", "pardon", "recording of a conviction",
"unacceptable risk", "visa cancellation".
Crimes Act 1914 (Cth),
ss 85ZM, 85ZR, 85ZS.
Migration Act 1958 (Cth), ss 501,
501CA.
Youth Justice Act 1992
(Qld),
ss 148
,
154
,
183
,
184
.
- GAGELER
AND JAGOT JJ. The issues in this appeal principally involve construction of
one provision in Commonwealth legislation, s 85ZR(2) of the Crimes Act
1914 (Cth), and characterisation of one provision in State legislation,
s 184(2)
of the
Youth Justice Act 1992
(Qld).
- Section 85ZR(2)
of the Crimes Act
provides[1] that:
"Despite any other Commonwealth law or any Territory law, where, under a State
law or a foreign law a person is, in particular circumstances
or for a
particular purpose, to be taken never to have been convicted of an offence under
a law of that State or foreign country:
(a) the person shall be taken, in any Territory, in corresponding circumstances
or for a corresponding purpose, never to have been
convicted of that offence;
and
(b) the person shall be taken, in any State or foreign country, in corresponding
circumstances or for a corresponding purpose, by
any Commonwealth authority in
that State or country, never to have been convicted of that offence."
-
Section 184(2)
of the
Youth Justice Act
provides that:
"Except as otherwise provided by this or another Act, a finding of guilt without
the recording of a conviction is not taken to be
a conviction for any purpose."
- As
will be explained, the Full Court of the Federal Court of Australia was right to
conclude that
s 184(2)
of the
Youth Justice Act
is a State law
which, in all circumstances and for all purposes, provides that Mr Thornton
is taken never to have been convicted
of an offence committed when he was a
child under a law of Queensland. The consequence is that Mr Thornton, under
s 85ZR(2) of the Crimes Act, is to be taken by any Commonwealth
authority, in all circumstances and for all purposes, never to have been
convicted of an offence
to which
s 184(2)
of the
Youth Justice Act
applies. The Minister having conceded that if s 85ZR(2) of the Crimes
Act so operated, the Minister had taken into account an irrelevant
consideration (Mr Thornton's convictions as a youth
offender)[2] in deciding not to
revoke the cancellation of Mr Thornton's visa under s 501CA(4) of the
Migration Act 1958 (Cth), the Full Court was also correct to conclude
that this error was a material jurisdictional error vitiating the Minister's
decision.
Background
- Mr Thornton,
a citizen of the United Kingdom who had lived in Australia since he was three
years old, held a Class BB Subclass 155
Five Year Resident Return visa.
- When
he was 21 years old, Mr Thornton was convicted of offences and
sentenced to 24 months' imprisonment, with other, lesser sentences
of
imprisonment to be served concurrently. As a result, his visa was subject to
mandatory cancellation under s 501(3A) of the Migration Act.
Mr Thornton made representations to the Minister for the revocation of the
cancellation of his visa in accordance with the invitation
the Minister issued
to do so under s 501CA(3) of the Migration Act. The information in
support of his representations included reference to offences committed when he
was a child.
- The
Minister could revoke the cancellation of Mr Thornton's visa under
s 501CA(4) of the Migration Act if satisfied that, relevantly,
"there is another reason why the original decision should be revoked". In
considering this issue and
deciding not to revoke the cancellation of the visa,
the Minister said that he was satisfied that Mr Thornton represented an
unacceptable
risk of harm to the Australian community which outweighed all other
relevant considerations in favour of revocation. Before reaching
this
conclusion, the Minister had noted that Mr Thornton had begun "offending as
a minor and had a number of offences recorded before
reaching adulthood" and
"has a history of mainly drug-related and violent offences since he was
16 years old".
- The
primary judge dismissed Mr Thornton's application for judicial review
seeking that the Minister's decision be quashed including
on the ground that the
Minister had taken into account Mr Thornton's offences committed as a child
contrary to
s 184(2)
of the
Youth Justice Act
and s 85ZR(2)(b)
of the Crimes Act, which made those offences irrelevant
considerations[3]. On appeal,
the Full Court allowed the appeal and quashed the Minister's decision on that
ground[4]. The Minister's
appeal is from the orders of the Full Court.
Section 85ZR(2) of
the Crimes Act
- Section 85ZR
of the Crimes Act is in Div 2 of Pt VIIC. Part VIIC is headed
"Pardons, quashed convictions and spent convictions". Section 85ZL, in Div
1 of Pt VIIC, defines "State" to include, and "Territory" correspondingly
to exclude, the Australian Capital Territory and the Northern Territory.
It also
defines "Commonwealth authority" to, relevantly, include "a Minister of State of
the Commonwealth".
- Section 85ZM(1),
also in Div 1, provides that:
"For the purposes of this Part, a person shall be taken to have been convicted
of an offence if:
(a) the person has been convicted, whether summarily or on indictment, of the
offence;
(b) the person has been charged with, and found guilty of, the offence but
discharged without conviction; or
(c) the person has not been found guilty of the offence, but a court has taken
it into account in passing sentence on the person
for another offence."
- Section
85ZM(1) is a deeming, not a definitional, provision. Its effect is to bring
within the scope of the word "conviction", for the purposes of
Pt VIIC, the
circumstances specified in s 85ZM(1)(a) to (c). The relevant provision for
the present case is s 85ZM(1)(b), "the person has been charged with, and
found guilty of, the offence but discharged without conviction".
- Division 2
of Pt VIIC is headed "Pardons for persons wrongly convicted, and quashed
convictions". The heading is indicative rather than exhaustive of its
provisions. It deals with pardons for a Commonwealth offence or a Territory
offence where a person has been wrongly convicted of
such an offence in
s 85ZR(1). It deals with offences under State or foreign laws of which a
person is taken never to have been convicted in particular circumstances
or for
a particular purpose in s 85ZR(2). It deals with quashed convictions for a
Commonwealth offence or a Territory offence in s 85ZT. Section 85ZS
applies "where, under section 85ZR, a person is, in particular
circumstances or for a particular purpose, to be taken never to have been
convicted of an offence". By
s 85ZS(1), the effects of being taken under
s 85ZR never to have been convicted of an offence include, relevantly, that
"anyone else who knows, or could reasonably be expected to know,
that
section 85ZR applies to the person in relation to the offence shall not ...
in those circumstances, or for that purpose, take account of the fact
that the
person was charged with, or convicted of, the
offence"[5]. By s 85ZS(2),
s 85ZS(1) "does not affect the generality of section 85ZR".
- From
this statutory context it is apparent that s 85ZM(1) operates to deem
certain circumstances to involve a conviction of a person where, under a State
or foreign law, those circumstances
might not involve, or be treated as, a
conviction. Section 85ZR(2) operates on this deemed state of affairs (that
is, of conviction) by providing that if, relevantly, the State law is that the
person
is, in particular circumstances or for a particular purpose, to be taken
never to have been convicted of an offence under a law of
that State, the person
shall be taken, in corresponding circumstances or for a corresponding purpose,
by any Commonwealth authority
in that State, never to have been convicted of
that offence. By this means, s 85ZR(2) gives full force and effect to the
State law for, in effect, Commonwealth purposes.
- The
issue then is whether
s 184(2)
of the Youth Justice Act is a law of
a State under which a person is, in particular circumstances or for a particular
purpose, to be taken never to have been
convicted of an offence under a law of
that State.
The
Youth Justice Act 
- The
long title of the
Youth Justice Act
identifies it as an "Act to provide
comprehensively for the laws concerning children who commit, or who are alleged
to have committed,
offences and for related purposes". In the Second Reading
Speech for what was then referred to as the Juvenile Justice Bill 1992,
it was explained that the response to young offenders included reforms to the
"juvenile justice system through the Juvenile Justice
Bill and the complementary
Childrens Court Bill, which together will establish a new framework for dealing
effectively with children
who commit
offences"[6]. It was said that
the Bill "establishes a new basis for the administration of juvenile justice"
and will be a "code for dealing with
children who have, or are alleged to have,
committed offences"[7].
- Section 2,
which contains the objectives of the Act, reiterates that the principal
objectives of the Act include: "(b) to establish
a code for dealing with
children who have, or are alleged to have, committed offences"; and "(d) to
ensure that courts that deal
with children who have committed offences deal with
them according to principles established under this Act".
- Section 3
provides that:
"(1) Schedule 1 sets out a charter of youth justice
principles.
(2) The principles underlie the operation of this Act."
- Schedule 1
includes the following youth justice principles:
"2 The youth
justice system should uphold the rights of children, keep them safe and promote
their physical and mental wellbeing.
...
- A
child who commits an offence should be –
(a) held accountable and encouraged to accept responsibility for the offending
behaviour; and
(b) dealt with in a way that will give the child the opportunity to develop in
responsible, beneficial and socially acceptable ways;
and
(c) dealt with in a way that strengthens the child's family."
- Neither
"youth justice system" nor "child" is generally defined under the
Youth
Justice Act
. The minimum age of criminal responsibility in Queensland is ten
years[8]. Division 11 of
Pt 6
of the
Youth Justice Act
contains provisions for dealing with
child offenders, including as adults. By
s 134
, subject to Div 11, the
offender must be treated as a child for the purposes of the Act in relation to a
child offence committed
by the offender.
Sections 140
to 144 regulate when
an offender may be treated as an adult. Division 12 includes provisions
about the admissibility of childhood offences.
By
s 148(1)
, in "a
proceeding against an adult for an offence, there must not be admitted against
the adult evidence that the adult was found
guilty as a child of an offence if a
conviction was not recorded".
Section 148(2)
provides that "[s]ubsection
(1) applies even though the evidence would otherwise be admissible under the
Evidence Act 1977, section 15 and the Criminal Law (Rehabilitation of
Offenders) Act 1986, section 5(3)(b)".
-
Part 7
of the
Youth Justice Act
concerns sentencing.
Section 149
provides
that:
"(1) A court that sentences a child for an offence must
sentence the child under this part.
(2) Subsection (1) applies despite any other Act or law."
-
Section 154(1)
,
in contrast to
s 148(1)
, provides that a finding of guilt against a child
for an offence, "whether or not a conviction has been recorded, is part of the
criminal history of the child to which regard may be had by a court that
subsequently sentences the child for any offence as a child".
- By
s 175(1)
, when a child is found guilty of an offence before a court, the
court may do one of several things, including, for example, reprimanding
the
child, ordering the child to perform obligations under a restorative justice
agreement or to participate in a restorative justice
process, ordering the child
to perform unpaid community service, or ordering the child to be detained.
yja1992185
/s183.html" class="autolink_findacts">Sections 183 and
184
should be considered together. They provide
that:
"183 Recording of conviction
(1) Other than under this section, a conviction is not to be recorded against a
child who is found guilty of an offence.
(2) If a court makes an order under
section 175(1)(a)
or (b), a conviction must
not be recorded.
(3) If a court makes an order under
section 175(1)(c)
to (g) or
176
or
176A
,
the court may order that a conviction be recorded or decide that a conviction
not be recorded.
184 Considerations whether or not to record conviction
(1) In considering whether or not to record a conviction, a court must have
regard to all the circumstances of the case, including
–
(a) the nature of the offence; and
(b) the child's age and any previous convictions; and
(c) the impact the recording of a conviction will have on the child's chances
of –
(i) rehabilitation generally; or
(ii) finding or retaining employment.
(2) Except as otherwise provided by this or another Act, a finding of guilt
without the recording of a conviction is not taken to
be a conviction for any
purpose.
(3) A finding of guilt against a child for an offence without the recording of
a conviction stops a subsequent proceeding against
the child for the same
offence as if a conviction had been recorded."
- It
is apparent from these provisions that the
Youth Justice Act
is a code
for dealing with children who are alleged to have committed an offence. This
code deals with children in a way which is
not comparable to the way the law
deals with adults who are alleged to have committed an offence. Under the
Youth Justice Act
children are dealt with in a manner appropriate to
their unique needs and circumstances as children.
The arguments
on the appeal
- The
Minister's arguments depended largely on the contention that the present case is
indistinguishable from Hartwig v
Hack[9]. In that case,
Kiefel J considered s 12(3) of the Penalties and Sentences Act
1992 (Qld) and s 85ZR(2) of the Crimes Act. Section 12(3)(a)
provided that "a conviction without recording the conviction is taken not to be
a conviction for any purpose".
Kiefel J held that s 85ZR(2) involved,
relevantly, State legislation "which deems a person never to have been
convicted of an offence" and that the "effect of the provision must be such as
to take away the fact of the conviction, as a pardon might
do"[10]. Accordingly,
s 12(3), which concerned only that there be no record of a conviction, did
not engage the application of
s 85ZR(2)[11].
- Hartwig
v Hack is distinguishable. It concerned the legislative scheme of the
Penalties and Sentences Act. In that scheme, "conviction" was defined in
s 4 to mean "a finding of guilt, or the acceptance of a plea of guilty, by
a court". Section 12 relevantly provided that:
"(1) A court
may exercise a discretion to record or not record a conviction as provided by
this Act.
(2) In considering whether or not to record a conviction, a court must have
regard to all circumstances of the case, including –
...
(3) Except as otherwise expressly provided by this or another Act –
(a) a conviction without recording the conviction is taken not to be a
conviction for any purpose; and
(b) the conviction must not be entered in any records except –
...
(ii) in the offender's criminal history but only for the purposes of subsection
(4)(b).
...
(6) If –
(a) a court –
(i) convicts an offender of an offence; and
(ii) does not record a conviction; and
(iii) makes a probation order or community service order for the offender; and
(b) the offender is subsequently dealt with by a court for the same offence in
any way in which it could deal with the offender
if the offender had just been
convicted by or before it of the offence;
the conviction for the offence must be recorded by the second court."
- The
differences between this scheme and that of the
Youth Justice Act
are
clear.
- The
Youth Justice Act
does not define "conviction" as "a finding of guilt, or
the acceptance of a plea of guilty, by a court". Like all words, the meaning
of
"conviction" will depend on its
context[12], but it is
apparent that the Penalties and Sentences Act and the
Youth Justice
Act
assume that it ordinarily includes the making of a court order recording
the conviction. This is why s 12(4) of the Penalties and Sentences
Act additionally provides that a conviction without the recording of a
conviction, by para (a), "does not stop a court from making any
other order
that it may make under this or another Act because of the conviction" and, by
para (b), "has the same result as if a
conviction had been recorded for the
purposes of", amongst other things, "appeals against sentence" and "proceedings
against the
offender for a subsequent offence", as well as "subsequent
proceedings against the offender for the same
offence"[13]. The expansive
definition of "conviction" in the Penalties and Sentences Act also
enables s 12(6) of that Act to be framed as an apparent oxymoron in
referring to a court which both "convicts an offender of an offence" and "does
not record a conviction". In other words, under the Penalties and Sentences
Act, a person is in fact "convicted" by a finding or admission of guilt even
if no conviction is recorded.
- The
scheme of the Penalties and Sentences Act bears no resemblance to that
under the
Youth Justice Act
. While
s 184(2)
is within
Pt 7
,
concerning sentencing,
s 183(1)
directs that a conviction is not to be
recorded against a child who is found guilty of an offence other than under that
section,
and
s 184(2)
does not refer to "a conviction without recording the
conviction" (in contrast to s 12(3) of the Penalties and Sentences
Act). Section 184(2) relevantly provides that "a finding of guilt
without the recording of a conviction is not taken to be a conviction for any
purpose".
Section 175(1) also operates on a finding of guilt, and not the
recording of a conviction. Moreover, under the
Youth Justice Act
, unlike
an adult found guilty in accordance with the Penalties and Sentences Act,
a child is not convicted by a finding or admission of guilt if no conviction is
recorded.
-
Section
148
of the Youth Justice Act is not inconsistent with this conclusion.
The prohibition on the admission of evidence against an adult of a finding of
guilt and
without the recording of a conviction against them as a child ensures
that a person who committed offences as a child has permanent
protection against
any use of that against them as an adult. Otherwise, s 12(3)(b)(ii) of the
Penalties and Sentences Act would operate, for example, to enable, by
operation of s 12(4)(b)(iii), the finding of guilt to be used in
"proceedings against the offender for a subsequent offence". Such a use, and
indeed any such
use of a finding of guilt against a child in proceedings against
them as an adult, as would otherwise be authorised under s 12(4)(b) by
s 12(3)(b)(ii) of the Penalties and Sentences Act, would be
inconsistent with the scheme of the
Youth Justice Act
. Accordingly,
s 148
of the
Youth Justice Act
in fact supports the conclusion that
a finding of guilt under the
Youth Justice Act
, without any conviction
being recorded, is not a conviction. In this context,
s 184(2)
ensures that
a child offender found guilty, but not the subject of the recording of a
conviction, has never been convicted at all.
- Nor
does s 154 of the
Youth Justice Act
assist the Minister's case.
Section 154
ensures only that a finding of guilt against a child may be
used in subsequently sentencing that child for any offence as a child. It
is thus a provision complementing
s 148.
The policy intent is clear.
Findings of guilt of a child should be able to be used against the child for
further offences they commit
as a child. Otherwise, the court could not
adequately perform its functions under
s 175
of the
Youth Justice
Act
. But, under the
Youth Justice Act
, a finding of guilt of a child
is not a conviction and is not taken to be a conviction for any purpose.
- Further,
the provisions of the Criminal Law (Rehabilitation of Offenders) Act
1986 (Qld), and the definitions of "conviction" and "rehabilitation
period" in that Act, do not suggest to the contrary. Rather, they reinforce
that
the Criminal Law (Rehabilitation of Offenders) Act applies only to a
child "in relation to a conviction recorded
against"[14] the child as a
child. Section 5(2), which contemplates that a person may have a
"conviction" which has not been recorded, reflects only the general application
of that
Act, including to adults convicted in accordance with the Penalties
and Sentences Act without any conviction being recorded.
- Section
9A of the Criminal Law (Rehabilitation of Offenders) Act is immaterial.
Section 9A applies to an applicant for a position specified in that section
(including, for example, a police officer, justice of the peace,
or teacher). If
requested or required, the applicant is required to disclose, by
s 9A(1)(a), the person's criminal history concerning specified offences
and, by s 9A(1)(b), convictions recorded against the person in respect of
specified offences, being "convictions that pursuant to any law are to be
deemed
not to be convictions". The definition of a person's "criminal history" is
confined to "the convictions recorded against that
person", so s 9A(1)(a)
does not apply to a person found guilty of an offence as a child where no
conviction was recorded. Section 9A(1)(b) does not apply to a person found
guilty of an offence as a child where no conviction was recorded because the
finding of guilt is
not a "conviction deemed not to be a conviction". It is a
finding of guilt deemed not to be a conviction. The two are different.
- The
other submissions for the Minister do not accept the significance of the fact
that the scheme of the
Youth Justice Act
ensures that a finding of guilt
is not, and is not taken to be, a conviction for any purpose. While
s 85ZM(1) of the Crimes Act, as a Commonwealth law, prevails so that
the finding of guilt is taken to be a conviction for the purpose of Pt VIIC
of that Act, s 85ZR(2)(b) operates on
s 184(2)
of the
Youth Justice
Act
so that the person shall be taken, (relevantly) in Queensland, by any
Commonwealth authority in that State never to have been convicted
of that
offence for any purpose. The geographical locators in the provision may be
clunky, but they are clear enough. Mr Thornton's
offences as a child were
committed in Queensland. Mr Thornton, in Queensland, is to be taken by the
Minister in that State (notionally
for the purpose of considering
Mr Thornton's revocation application) never to have been convicted of any
such offence for any purpose.
Section 85ZM(1) of the Crimes Act does
not operate for any purpose other than Pt VIIC of that Act. It does not
operate, for example, to rewrite the provisions of the
Youth Justice Act
to transform a finding of guilt into a conviction under and for the purposes of
the
Youth Justice Act
or any other Queensland legislation.
- It
is unnecessary to consider any other provision – such as s 19B of the
Crimes Act, to which the Minister referred – to test this
conclusion. Each provision of State or foreign law will turn on its own
terms.
- Contrary
to the Minister's submissions, Re Culleton
[No 2][15] does not
suggest otherwise. It concerned different provisions with different legal
effects from
yja1992185
/s184.html" class="autolink_findacts">s 184(2) of the
Youth Justice Act
. The other
authorities on which the Minister relied also involved a different context.
Accordingly, the statement in R v
SBY[16] that
s 184(2)
"concerning the effect of not recording a conviction is in
identical terms to
s 12
in the Penalties and Sentences Act" cannot
be taken to be accurate for all purposes. In any event, the focus of the
statement is the general effect of the two provisions
for the purposes of
Queensland law. Similar cases to which the Minister
referred[17] do no more than
accept that, under the Youth Justice Act, the recording of a conviction
is part of the process of sentencing. So much may be acknowledged. But that does
not mean a finding
of guilt is a conviction under the
Youth Justice Act
.
Nor does it mean that
s 184(2)
of that Act has the same meaning as
s 12(3)(a) of the Penalties and Sentences Act or the same effect as
that provision for the purpose of s 85ZR(2) of the Crimes Act.
- For
these reasons, s 184(2) of the
Youth Justice Act
, in the language of
Hartwig v Hack, deems a person never to have been convicted of an offence
and takes away the fact of the conviction, as a pardon might do. Moreover,
s 184(2)
expressly operates "for any purpose". It follows that, when regard
is had to s 85ZR(2)(b) of the Crimes Act, full force and effect is
to be given to s 184(2) for the "corresponding purpose", being "any
purpose". "Any purpose" includes the
purpose of a Commonwealth authority (the
Minister) making a decision under s 501CA(4) of the Migration Act.
The Minister's consideration of Mr Thornton's youth offending in deciding
not to revoke the cancellation of the visa was contrary
to the direction in
s 85ZR(2)(b) of the Crimes Act. That direction had to be applied by
the Minister irrespective of the fact that representations on Mr Thornton's
behalf referred
to his youth offending. Accordingly, the Minister was right to
concede that, if this were so, the Minister had taken into account
an irrelevant
consideration.
- There
can be no doubt that the Minister's impermissible consideration of
Mr Thornton's youth offending was material to the Minister's
decision not
to revoke the cancellation of Mr Thornton's visa. The Minister decided that
there was not another reason to revoke the
cancellation because Mr Thornton
represented an unacceptable risk to the Australian community, and the protection
of the Australian
community outweighed the considerations in favour of
revocation of the cancellation. The risk Mr Thornton represented to the
Australian
community arose from his offending, including violent offending. It
is obvious that in weighing that risk the Minister took into
account
Mr Thornton's history of offending, including as a child. Indeed, there was
no reason for the Minister to refer to that offending
other than to bolster the
conclusion that Mr Thornton represented an unacceptable risk to the
Australian community.
- In
this context, Mr Thornton's offending as a child was not of mere "marginal
significance"[18] to the
Minister's decision. His history of offending must be inferred to have been
central to the Minister's conclusion. As Mr Thornton
was only 19 at
the time of his last offence, his juvenile offending was plainly material to the
Minister's evaluation of the risk
he represented to the Australian community.
The decision of the Minister could well have been different had
Mr Thornton's juvenile
offending not been taken into
account.
Orders
- For
these reasons, the orders which should be made are:
(1) The appeal
be dismissed.
(2) The appellant pay the respondent's costs of the appeal.
- GORDON
AND EDELMAN JJ. The Full Court of the Federal Court of Australia concluded
that the appellant's decision under s 501CA(4) of the Migration Act 1958
(Cth) refusing to revoke a decision to cancel the respondent's visa gave
rise to jurisdictional error because the appellant took into
account a
consideration made irrelevant by s 85ZR(2) of the Crimes Act 1914
(Cth) – namely the respondent's offending as a child for which no
conviction was recorded – when, under
s 184(2)
of the Youth Justice Act 1992
(Qld), the respondent was taken never to have been convicted of any of those
offences committed as a child.
- We
agree that the appeal should be dismissed with costs. We write separately
primarily to address the construction, and intersection,
of provisions of the
Crimes Act and the
Youth Justice Act
.
Mr
Thornton's criminal history and visa cancellation
- The
respondent, Mr Thornton, is a citizen of the United Kingdom who arrived
in Australia with his family in 1999 on an Australian parent visa when he was
three years old. He has lived in Australia
since that time on a succession of
temporary visas, the last of which was a Class BB Subclass 155 Five Year
Resident Return visa,
granted in 2011.
- At
the age of 16, Mr Thornton appeared three times in the Queensland Childrens
Court and was found guilty of five offences: "failure
to appear in accordance
with undertaking", for which he was reprimanded; three offences – "going
armed so as to cause fear",
"serious assault police biting/spitting/applied
bodily fluid/faeces", and "assault or obstruct police officer" – for which
he was placed on a probation period of six months; and "assault or obstruct
police officer", for which he was placed on a good behaviour
bond for a period
of six months. When he was 17, Mr Thornton appeared in a Queensland Magistrates
Court and was found guilty of an
offence of "commit public nuisance", for which
he was ordered to pay a fine. No conviction was recorded for any of those
offences.
- From
when Mr Thornton turned 18 in September 2014 up until February 2018, at the age
of 21, he was found guilty of a range of offences,
including possessing
dangerous drugs and property suspected of being connected with drugs offences,
public nuisance, assaulting or
obstructing police officers, failure to appear,
drunk and disorderly behaviour, domestic violence offences, and several
contraventions
of domestic violence orders. He received various sentences for
those offences, ranging from fines with community service or good
behaviour
periods without any conviction being recorded, to periods of imprisonment
ranging from two to 18 months.
- In
February 2018, Mr Thornton pleaded guilty and was sentenced by a Magistrates
Court to two years' imprisonment for an offence of
"assaults occasioning
bodily harm – domestic violence offence". On the same day he was also
convicted of four counts of "contravention
of domestic violence order
(aggravated offence)", two counts of "assault or obstruct police officer –
domestic violence offence",
one count of "wilful damage – domestic
violence offence" and one count of "failure to appear in accordance with
undertaking".
In relation to those latter offences he was sentenced to
concurrent periods of imprisonment of one to 18 months, partly suspended.
- On
21 February 2018, Mr Thornton's visa was cancelled under s 501(3A) of the
Migration Act as a delegate of the Minister was satisfied that he did not
pass the character test because he had a substantial criminal record,
and he was
serving a sentence of imprisonment on a full-time basis ("the cancellation
decision"). In the Minister's notice of visa
cancellation, Mr Thornton was
invited to make representations about revocation of the cancellation decision
under s 501CA(4) of the Migration Act.
Mr
Thornton's revocation representations
- In
March 2018, Mr Thornton made representations to the Minister in response to the
invitation contained in the Minister's notice
of visa cancellation by completing
and submitting a "Request for revocation of a mandatory visa cancellation under
s 501(3A)", together with supporting
documents[19]. Later that
month, and in July 2018, November 2018, March 2019 and April 2019,
Mr Thornton provided further supporting
documents[20]. In many of Mr
Thornton's representations, there were references to the offences he had
committed as a child.
Minister's decision
- On
29 April 2019, the Minister notified Mr Thornton of his decision not to revoke
the cancellation decision and provided him with
his statement of reasons dated
26 April 2019. The Minister's decision was made on the basis that he was not
satisfied that Mr Thornton
passed the character test (as defined by s 501)
and that there was not "another reason" why the cancellation decision
should be revoked[21]. As Mr
Thornton clearly did not pass the character test due to his "substantial
criminal record"[22], the
Minister's reasons primarily focused on whether the Minister was satisfied that
there was "another reason" why the cancellation
decision should be revoked. In
deciding that he was not satisfied there was "another reason", the Minister
said he was satisfied
that Mr Thornton represented an unacceptable risk of harm
to the Australian community which outweighed all other relevant considerations
in favour of revocation.
- Before
stating that conclusion, the Minister made several observations concerning Mr
Thornton's offending, including his childhood
offending. The Minister first
noted that he had assessed all of the information in the attachments to his
reasons, which included
Mr Thornton's juvenile criminal history, and in
particular Mr Thornton's representations, which included acknowledgment of his
childhood
offending. The Minister noted that although he held the view that the
Australian community might afford a higher tolerance of Mr
Thornton's
criminal conduct given that he had lived in Australia most of his life since he
was three years old, he thought that "would
be offset to at least some degree by
the fact that he began offending as a minor and had a number of offences
recorded before reaching
adulthood". The Minister noted that Mr Thornton "has a
history of mainly drug-related and violent offences since he was 16 years
old"
and referred to Mr Thornton having been fined and placed on probation,
including as a result of his appearances in "juvenile
courts", for offences
"without any convictions being recorded". The Minister also stated that
he considered that the fact that Mr Thornton had "repeatedly committed
offences of or related to domestic
violence, and other assault offences
add[ed] more gravity to his offending" (emphasis added). Finally, in his
concluding remarks, the Minister stated that he "gave significant
weight to the
serious nature of the crimes committed by Mr THORNTON, that are of a
violent nature". As Mr Thornton's criminal history
makes
clear[23], the majority of
his juvenile offences involved some form of violence.
- Unsurprisingly,
there was no dispute that the Minister had taken into account findings of guilt
in relation to offences committed
when Mr Thornton was a child for which no
convictions were recorded. That concession was properly made.
Irrelevant consideration
- The
next question was whether that consideration – findings of guilt in
relation to offences committed when Mr Thornton was
a child for which no
convictions were recorded – was an irrelevant consideration.
- What
is required of a decision-maker in considering whether there is "another reason"
to revoke a cancellation decision under s 501CA(4) of the Migration Act
was recently explained in Plaintiff M1/2021 v Minister for Home
Affairs[24]. That
provision "confers a wide discretionary power" to revoke a cancellation decision
if the Minister is satisfied there is another
reason to do
so[25]. The scheme for that
determination "commences with a former visa holder making
representations"[26]. A
decision-maker "must read, identify, understand and evaluate the
representations"[27]; that
is, they "must have regard to what is said in the representations, bring their
mind to bear upon the facts stated in them and
the arguments or opinions put
forward, and appreciate who is making
them"[28], and from that
point the weight to be given to those representations is for the
decision‑maker[29].
- The
requirement to read, identify, understand and evaluate the representations does
not detract from established principle in respect
of the types of errors that
may be jurisdictional[30],
including where a decision-maker took into account an irrelevant
consideration[31].
Accordingly, although the Minister was required to consider Mr Thornton's
representations, which included references to his juvenile
offending, if Mr
Thornton's childhood offences for which no convictions were recorded were an
irrelevant consideration for the purpose
of the Minister coming to his decision
as to whether to revoke the cancellation decision, he would be in error to
consider those
offences. Determining whether such an error occurred turns on the
proper construction of s 85ZR(2) of the Crimes Act read with
s 184(2)
of the
Youth Justice Act
.
- The
task of construction must start with the text of each
provision[32],
having regard to its context and
purpose[33]. Further, the
context is to be considered "at the first stage of the process of
construction"[34], where
context is to be understood in its widest
sense[35] as including
"surrounding statutory provisions, what may be drawn from other aspects of the
statute and the statute as a
whole"[36].
Construction
of s 85ZR(2)(b) of the Crimes Act
- Part VIIC
of the Crimes Act is headed "Pardons, quashed convictions and spent
convictions". Section 85ZP(3) in Div 1 is important – it
relevantly provides that nothing in Pt VIIC "authorises a person or body to
disclose or take into account a conviction of an offence if to do so would
contravene any Commonwealth
law, State law, Territory law or foreign law". That
is, relevantly, the Commonwealth law – Pt VIIC of the Crimes
Act – does not contradict or detract from the operation of a State
law.
- Division 2
of Pt VIIC, headed "Pardons for persons wrongly convicted, and quashed
convictions", complements s 85ZP. Section 85ZR(1) relevantly provides that
where a person has been granted a free and absolute pardon for a Commonwealth or
Territory offence on the
basis they had been wrongly convicted, then, for all
purposes, they are to be taken in any State or Territory, or by any Commonwealth
or State authority in a foreign country, never to have been convicted of the
offence. Section 85ZR(2) then relevantly provides:
"Despite any other Commonwealth law or any Territory law, where, under a
State law or a foreign law a person is, in particular circumstances
or for a particular purpose, to be taken never to have been convicted of an
offence under a law of that State or foreign country:
...
(b) the person shall be taken, in any State or foreign country,
in corresponding circumstances or for a corresponding purpose, by any
Commonwealth authority in that State or country, never to have been
convicted of that offence." (emphasis added)
Section 85ZM provides that, for the purposes of Pt VIIC, "a person shall
be taken to have been convicted of an offence if", among other things, "the
person has been charged with, and found
guilty of, the offence but discharged
without conviction".
- The
chapeau to s 85ZR(2) relevantly has as its starting premise that a
"State law" exists under which "a person is, in particular circumstances or
for a particular
purpose, to be taken never to have been convicted of an offence
under a law of that State". The words "to be taken" direct attention
to a State
law which has the effect of deeming a conviction never to have occurred.
The words "in particular circumstances or for
a particular purpose"
direct attention to a State law which deems a conviction never to have occurred
at all in two scenarios: first, in certain circumstances –
that is, the State law sets out that in certain circumstances the person
is
taken never to have been convicted, but not in others ("in particular
circumstances"); or second, for certain purposes –
that is, the State law
sets out that for some purposes the person is taken never to have been
convicted, but not for others ("for
a particular purpose").
- That
construction is reinforced by s 85ZR(2)(b), which provides the machinery by
which a Commonwealth
authority[37] is to act upon
the starting premise in the chapeau. When a State law engages the chapeau to
s 85ZR(2), all Commonwealth authorities in that State shall take the
person in that State, in corresponding circumstances or for a corresponding
purpose, never to have been convicted of that offence. That is, where a State
law provides that in "particular circumstances" a person
is deemed never to
have been convicted of an offence for any purpose, then if those circumstances
exist, a Commonwealth authority
in that State is to take that person as never
having been convicted for any purpose. Likewise, if a State law deems a
conviction
never to have occurred for a particular purpose, then a Commonwealth
authority in that State is to take that person as never having
been convicted
for that purpose.
- Finally,
it is to be emphasised that the chapeau to s 85ZR(2)
expressly provides that the provision applies "[d]espite any other
Commonwealth law". That is, it applies notwithstanding the requirement
in
s 501CA(4) of the Migration Act that the Minister is to take into
account representations made by an applicant for revocation of a cancellation
decision.
- Section
85ZR must be read with s 85ZS, which expressly states the consequences of a
State law engaging s 85ZR. Section 85ZS does
not affect the generality of
s 85ZR[38]. Section
85ZS(1)(d)(ii) relevantly provides that "where, under section 85ZR, a
person is, in particular circumstances or for a particular
purpose, to be taken
never to have been convicted of an offence ... anyone else who knows, or could
reasonably be expected to know,
that section 85ZR applies to the
person in relation to the offence shall not ... in those
circumstances, or for that purpose, take account of the fact that the person
was charged with, or convicted of, the offence" (emphasis added). In
sum, if a State law engages s 85ZR – being relevantly a State law
which, in particular circumstances,
deems that a conviction has never occurred
– then despite any other Commonwealth law – such as s 501CA(4)
of the Migration Act – not only is any conviction not to be
taken into account, but neither is the "fact that the person was charged with
... the offence"[39].
- As
will be apparent, ss 85ZR(2) and 85ZS combine relevantly to operate so that
where a State law provides that a person is to be
taken never to have been
convicted of an offence under a law of that State, then a Commonwealth authority
shall not take account
of the fact that the person was charged with, or
convicted of, that offence. The Commonwealth law is not to contradict the State
law.
- The
question: is there an applicable State law which provides that a person is to be
taken never to have been convicted of an offence
under a law of that State?
Construction of
s 184(2)
of the
Youth Justice Act
- In
this appeal, we are concerned with the
Youth Justice Act
, which provides
"comprehensively for the laws concerning children who commit, or who are alleged
to have committed, offences and
for related
purposes"[40].
- The
principal objectives of the
Youth Justice Act
include to "establish a
code for dealing with children who have, or are alleged to have, committed
offences"[41] and to "ensure
that courts that deal with children who have committed offences deal with them
according to principles established
under th[e]
Act"[42].
The "charter of youth justice principles" that underlies the operation
of the Act is in
Sch 1[43]. The
principles include that "[t]he youth justice system should uphold the rights of
children, keep them safe and promote their physical
and mental
wellbeing"[44], and that "[a]
child who commits an offence should be – (a) held accountable
and encouraged to accept responsibility for the
offending behaviour; and (b)
dealt with in a way that will give the child the opportunity to develop in
responsible, beneficial and
socially acceptable
ways"[45].
- The
Youth Justice Act
deals with several issues, including: policing and
children
(Pt 2)
; restorative justice processes (Pt 3); bail and custody of
children
(Pt 5)
; criminal procedure in relation to proceedings against
children (Pt 6); sentencing of children
(Pt 7)
; and detention administration
(Pt
8).
-
Part
7
is headed "Sentencing" and contains several divisions, including: Div 1,
headed "Sentencing generally", which provides for certain
sentencing principles
(s 150)
, procedures relating to pre‑sentencing reports
(ss 151
-153A),
disclosure of findings of guilt
(s 154)
and other procedural provisions;
Div 2, concerning restorative justice process referrals; Div 3,
concerning court referred drug assessment
and education sessions before
sentencing; and Div 4, concerning orders that may be made in relation
to children found guilty of offences.
Other divisions address certain sentencing
options, including good behaviour orders (Div 5), fines (Div 6), restorative
justice orders
(Div 6A), community service orders (Div 8) and detention orders
(Div 10).
-
Section
154
, in Div 1, is headed "Finding of guilt as child may be disclosed while a
child" and relevantly provides that:
"(1) A finding of guilt against a child by a court for an offence, whether or
not a conviction has been recorded, is part of the
criminal history of the
child to which regard may be had by a court that subsequently sentences
the child for any offence as a child." (emphasis added)
As is self-evident, the use of a finding of guilt against a child is limited
to when the offender is a child, and such a finding may
only be had regard to by
a court that subsequently "sentences the child for any offence as a
child". "[F]inding of guilt" is defined to mean "a finding of guilt, or the
acceptance of a plea of guilty, by a court, whether or not
a conviction is
recorded"[46].
- Division
4 of
Pt 7
is headed "Orders on children found guilty of offences" and includes
several types of orders that may be made upon the sentencing
of a child.
Section
183
, in Div 4 of
Pt 7
, headed "Recording of conviction", provides:
"(1) Other than under this section, a conviction is not to be recorded
against a child who is found guilty of an offence.
(2) If a court makes an order under
section 175(1)(a)
or (b), a conviction must
not be recorded.
(3) If a court makes an order under
section 175(1)(c)
to (g) or
176
or
176A
, the
court may order that a conviction be recorded or decide that a conviction not be
recorded." (emphasis added)
-
Section
183
is the starting point. It provides that the default position concerning
children found guilty of offences is that a conviction is
not to be recorded
otherwise than under that section. A conviction must not be recorded
when certain sentencing orders are made (reprimands (s 175(1)(a)) and good
behaviour bonds
(s 175(1)(b)))
, and the court may order that a
conviction be recorded or decide that a conviction not be recorded where other
sentencing orders are made (including
fines
(s 175(1)(c))
and probation periods
(s 175(1)(d)))
[47].
-
Section
184
, headed "Considerations whether or not to record conviction", provides as
follows:
"(1) In considering whether or not to record a conviction, a court must have
regard to all the circumstances of the case, including
–
(a) the nature of the offence; and
(b) the child's age and any previous convictions; and
(c) the impact the recording of a conviction will have on the child's chances of
–
(i) rehabilitation generally; or
(ii) finding or retaining employment.
(2) Except as otherwise provided by this or another Act, a finding of guilt
without the recording of a conviction is not taken to be a
conviction for any
purpose.
(3) A finding of guilt against a child for an offence without the recording of a
conviction stops a subsequent proceeding against
the child for the same offence
as if a conviction had been recorded." (emphasis added)
-
Section
184(1)
provides that all of the circumstances of the case must be had regard to
in deciding whether to record a conviction, including certain
enumerated
circumstances. The key provision then is
s 184(2).
Subject only to two
qualifications discussed below, the prohibition in
s 184(2)
is that a
finding of guilt against a child without the recording of a conviction is
not to be taken as a conviction for any purpose. That conclusion
is reinforced by
s 148
, headed "Evidence of childhood finding of guilt
not admissible against adult", which relevantly provides that in proceedings
against
an adult for an offence, evidence that the adult had been found guilty
as a child of an offence, if a conviction was not recorded,
is not admissible
against the adult. That reinforces the fact that where
s 184(2)
applies,
the finding of guilt is expunged from the criminal history of that person. That
s 148
prohibits the use against an adult of evidence of a finding of guilt
as a child where a conviction was not recorded reflects that
both
ss 148
and
184
(2) further the stated purposes of the
Youth Justice Act
, which
include rehabilitation and reintegration.
- The
two qualifications to the prohibition in
s 184(2)
that a finding of guilt
against a child without the recording of a conviction is not to be treated as a
conviction for any purpose
are found in
ss 154
and
184
(3). By
s 154
,
as has been seen[48], the
finding of guilt against a child is provided to be part of the child's
criminal history for the purpose only of a court having regard to it in
sentencing the child. That is, it mandates that, only in the specific
circumstance of the child being sentenced, that finding of guilt may be
considered. By
s 184(3)
, the finding of guilt against a child, which is
otherwise expunged for all other
purposes[49], has the
effect of stopping a subsequent proceeding against the child for the same
offence as if a conviction had been recorded. These matters reinforce that a
finding of guilt against a child without
a conviction being recorded, for all
purposes except two in relation to the child, is taken never to have been
a conviction.
Intersection of s 85ZR of the Crimes Act
and
Youth Justice Act 
-
Section
184
of the
Youth Justice Act
engages s 85ZR of the Crimes
Act. The "particular circumstance[]" – the condition –
referred to in s 85ZR(2) is found in s 184(2): a finding of guilt against a
child has been made, and the court has decided, or been mandated, under
s 183
not to record a conviction. Section 184(2) deems a person never to
have been convicted of an offence and takes away the adverse consequences
which
attend a conviction. In sum, consistent with s 85ZR of the Crimes
Act,
ss 183
and
184
of the
Youth Justice Act
prescribe a
particular circumstance in which a person – a child – is taken never
to have been convicted of an offence
under the law of Queensland.
- Accordingly,
s 85ZS(1)(d)(ii) of the Crimes Act engages
s 184(2)
of the
Youth Justice Act
so that the Minister could not take into account under
s 501CA(4) of the Migration Act any of the findings of guilt made
against Mr Thornton when he was a child for which no convictions were recorded,
and, having regard
to the express wording of s 85ZS(1)(d)(ii) and the
expanded definition of when "a person shall be taken to have been convicted of
an offence"[50], the Minister
could not take into account that Mr Thornton had been charged with
offences committed when he was a child for which no convictions were recorded.
The Minister therefore took into account an irrelevant
consideration.
Jurisdictional error
- The
next question is whether the Minister's error in taking into account the
irrelevant consideration of the findings of guilt made
against Mr Thornton
when he was a child, for which no convictions were recorded, was "material" in
the sense that it deprived Mr
Thornton of a realistic possibility that the
decision made by the Minister could have been different if that irrelevant
consideration
had not been taken into account, so as to give rise to
jurisdictional error[51].
- The
starting point, and what is critical, is the nature of the error in this
case[52]. Consideration of
the nature of the error involves identifying the relevant "historical facts" as
to what occurred in the making
of the Minister's
decision[53].
- There
is no bright line to be
drawn[54] to determine
whether the particular error in a given case falls into one of the categories of
error identified by the principal joint
judgment in MZAPC v Minister for
Immigration and Border Protection which necessarily result in "a decision
exceeding the limits of decision‑making authority without any additional
threshold [of
materiality] needing to be met" by an
applicant[55]. The nature of
the error has to be worked out in each case in the context of a particular
decision under a particular
statute[56]; that is,
a determination of whether the decision could have been different had the
error not occurred "cannot be answered without
determining the basal factual
question of how the decision that was in fact made was in fact
made"[57].
- The
error in this case was "relevant to the actual course of the
decision‑making"[58].
It was not suggested that it was an error that was, without any additional
threshold, necessarily material. In this case, the course
of the Minister's
decision-making reveals that his taking into account of the findings of guilt
made against Mr Thornton as a child,
without convictions being recorded,
infected the whole of his
reasoning[59] in coming to
the conclusion that there was not "another reason" why the cancellation
decision should be revoked.
- First,
it is to be emphasised that, when read as a whole, the Minister's reasons
indicate that he gave primacy to his conclusion
that Mr Thornton represents a
risk of harm to the Australian community. So much can be seen from the
Minister's statements in the
concluding sections of his
reasons[60].
Second, the Minister's
reasons[61], being
"historical facts" as to what occurred in the making of his
decision[62], show that his
repeated references to Mr Thornton's childhood offending were bound up in
his assessment of Mr Thornton's offending
generally. Read fairly and
as a whole, in circumstances where in coming to his conclusion the Minister
expressly gave primacy to Mr Thornton
representing a risk of harm to the
Australian community, those references cannot be disentangled;
they infected his reasoning to
that conclusion.
- The
reasonable conjecture that the decision could have been different had the
error not occurred cannot, on the face of the Minister's reasons, be displaced.
The error was jurisdictional.
- Finally,
it is worth addressing the Minister's submission that the present case was
indistinguishable from the Federal Court decision
of Hartwig v
Hack[63], which
considered s 12(3) of the Penalties and Sentences Act 1992 (Qld) and
its intersection with s 85ZR(2) of the Crimes Act. That contention
must be rejected. The Youth Justice Act and the Penalties and
Sentences Act are different legislative schemes. The provisions are
differently worded and directed at different legislative purposes. This appeal
is concerned with the construction of the
Youth Justice Act
, not the
Penalties and Sentences Act. The construction of the latter Act is not
relevant to, let alone determinative of, the proper construction of the
Youth
Justice Act
and the intersection of that Act with s 85ZR(2) of the
Crimes Act[64].
- STEWARD J.
When a youth, the respondent, who was born in the United Kingdom and came to
Australia at a very young age, appeared in
court on four separate occasions for
assaults on police and other offences. In accordance with
s 183
of the
Youth Justice Act 1992
(Qld) no convictions were recorded for these
offences; instead, he was fined and placed on probation. As an adult, he
committed more
serious offences. This triggered the cancellation of his visa
pursuant to s 501(3A) of the Migration Act 1958 (Cth). The
respondent sought revocation of this decision pursuant to s 501CA(4) of the
Migration Act. In the material that was put before the Minister by the
respondent or on his behalf, the respondent's juvenile offending was expressly
referred to on four
occasions[65]. Accordingly,
in deciding that there was not another reason to revoke the cancellation of the
respondent's visa, the Minister relied
upon this offending, and the respondent's
adult offending, in assessing the risk to the community were the respondent to
remain in
Australia.
- The
Full Court of the Federal Court of Australia decided that the Minister had taken
into account an irrelevant consideration, which
amounted to jurisdictional
error[66]. The respondent's
juvenile offending was irrelevant, it was said, because s 85ZR(2) of the
Crimes Act 1914 (Cth) made it
so[67]. The Minister's
decision was therefore set
aside[68]. With respect, that
conclusion was mistaken. For the reasons which follow, s 85ZR(2) is
concerned with the pardoning of an offender who has been wrongly convicted. It
is not concerned with a juvenile who is found guilty
of an offence for which no
conviction is recorded. It follows that the appeal should be
allowed.
The Queensland legislation
- One
should commence with the applicable Queensland legislation.
Section 2(d)
of
the
Youth Justice Act
provides that one of the principal objectives of
the Act is that courts should deal with children who have committed offences
according
to certain "principles" established under the Act. The principles are
set out in a "Charter of youth justice principles" which is
contained in
Sch 1 to the Act. They include the need to deal with a child in way that
allows him or her to be "reintegrated into
the
community"[69].
-
Section 183(1)
of the
Youth Justice Act
provides that a conviction is not to be recorded
against a child who is found guilty of an offence, unless
s 183(3)
applies.
The guilty child may nonetheless still be the subject of "sentence orders"
pursuant to
ss 175
,
176
and
176A
of the
Youth Justice Act
. These
include, amongst other things, the giving of a reprimand, the payment of a fine,
or detention.
Section 184(2)
was important to the respondent's case. It
provides as follows:
"Except as otherwise provided by this or another Act, a finding of guilt without
the recording of a conviction is not taken to be
a conviction for any purpose."
- The
appellant and the respondent disagreed about the ambit of this provision. The
appellant said it was limited to the non‑disclosure
of the record of a
conviction, where the finding of guilt remains; the respondent said it deemed
the finding of guilt by a court
not to have occurred, granting "the person a
clean slate" once he or she had obtained the age of majority. The appellant
also said
that the provision was effectively the same as that found in
s 12(3) of the Penalties and Sentences Act 1992 (Qld). That
provision had been the subject of a decision of Kiefel J (as her Honour was
then) in Hartwig v
Hack[70], in which her
Honour decided that s 85ZR(2) did not engage s 12(3) – a
provision which also provided for the non-recording of a conviction in the case
of an adult offender. This was said to
favour the appellant's argument. The
respondent disagreed. He said that the two provisions were materially different
having regard
to their statutory purpose and context.
- These
difficulties do not need to be resolved. Whatever its reach, the Queensland
legislation did not apply to the
Minister[71]. The answer thus
lies in the Commonwealth legislation. It had the potential to apply to the
Minister.
The Commonwealth legislation
The Crimes Legislation Amendment Act 1989 (Cth)
- Part VIIC
of the Crimes Act is headed "Pardons, quashed convictions and spent
convictions"[72]. It was
introduced into the Crimes Act by the Crimes Legislation Amendment Act
1989 (Cth). The Explanatory Memorandum to the Bill that became that Act
explained, in general terms, the purpose of Pt VIIC as
follows[73]:
"Proposed Part VIIC of the Crimes Act 1914 establishes a scheme
which will prohibit the disclosure of, or discrimination against a person on the
basis of a spent conviction,
a quashed conviction or a conviction for which the
person has received a pardon. The amendments also provide that where a person
is
pardoned after having been wrongly convicted, then the person shall be taken
never to have been convicted of the offence. The
amendments are designed to
encourage and assist the rehabilitation of minor offenders who have not
re‑offended for 10 years
(5 years where the person is a
juvenile) or have had the benefit of a pardon or the quashing of their
conviction."
- Division 1
of Pt VIIC is headed "Interpretation and application of Part".
Section 85ZL contains a series of definitions. Section 85ZM(1)
provides that a person shall be taken to have been convicted of an offence if,
amongst other things, "the person has been charged
with, and found guilty of,
the offence but discharged without
conviction"[74].
Section 85ZM(2) provides a definition of "spent conviction". No one
suggested that it applied here. Section 85ZN provides that a person's
conviction is taken to have been quashed where, amongst other things, if the
person was found guilty of
an offence but discharged without conviction, the
finding of guilt has been quashed or set
aside[75]. Again, it was not
suggested that the respondent's findings of guilt as a juvenile offender had in
any way been quashed.
- Division 2
is headed "Pardons for persons wrongly convicted, and quashed convictions". It
includes s 85ZR. For reasons set out below, its provisions are directed at
those two subject matters. No one suggested that the respondent had been
pardoned for his juvenile offending, or, as already mentioned, that his juvenile
findings of guilt had been quashed.
- Division 3
addresses "Spent convictions" and Div 4 addresses certain further offences.
Again, it is not suggested that the respondent's
juvenile offending fell into
either Division. Division 5 covers complaints to the Information
Commissioner and Div 6 sets out a series
of exclusions from the rules
created by Divs 2 and 3.
Division 2 of Pt VIIC of
the Crimes Act
- Division 2
of Pt VIIC comprises four provisions. Section 85ZR, which is the
provision the respondent relies upon, and which was dispositive below, is headed
"Pardons for persons wrongly convicted".
Section 85ZS is headed "Effect of
pardons for persons wrongly convicted". It only applies if s 85ZR is
engaged. Section 85ZT is headed "Quashed convictions". Section 85ZU is
headed "Effect of quashed convictions". There is no provision which addresses
the non‑recording of a conviction of a youth
offender who is guilty of an
offence.
- Section 85ZR
has two sub-sections. Sub-section (1) applies where a person has been
granted a pardon for a Commonwealth offence or a Territory
offence because the
person was wrongly convicted. Two consequences follow: first, the person is
taken in any State or Territory never
to have been convicted of the offence; and
secondly, if the person is in a foreign country, he or she is to be taken to
have never
been convicted of the offence by any Commonwealth authority or State
authority in that country. Section 85ZR(1) thus provides:
"Despite any other Commonwealth law or any State law or Territory law, where a
person has been granted a free and absolute pardon
for a Commonwealth offence or
a Territory offence because the person was wrongly convicted of the offence:
(a) the person shall be taken, in any State or Territory, for all purposes,
never to have been convicted of the offence; and
(b) the person shall be taken, in a foreign country, by any Commonwealth
authority or State authority in that country, for all purposes,
never to have
been convicted of the offence."
- Section 85ZR(2)
deals with the corresponding position where the applicable offending has taken
place under a foreign or State law. It provides:
"Despite any other Commonwealth law or any Territory law, where, under a State
law or a foreign law a person is, in particular circumstances
or for a
particular purpose, to be taken never to have been convicted of an offence under
a law of that State or foreign country:
(a) the person shall be taken, in any Territory, in corresponding circumstances
or for a corresponding purpose, never to have been
convicted of that offence;
and
(b) the person shall be taken, in any State or foreign country, in corresponding
circumstances or for a corresponding purpose, by
any Commonwealth authority in
that State or country, never to have been convicted of that offence."
- The
Full Court reasoned that s 85ZR(2)(b) applied to the respondent's juvenile
offending because there is a State law whereby "in particular circumstances" the
respondent
is taken never to have been convicted of an offence under a law of
that State. That State law was said to be
s 184(2)
of the
Youth Justice
Act
[76].
- When
read in context, that is not how s 85ZR(2) is to apply. It is true that the
language which s 85ZR(2) uses is different from
that found in
s 85ZR(1); it deploys words of much greater generality. Thus, instead of
referring to "a person [who] has been granted
a free and absolute pardon ...
because the person was wrongly convicted" as in s 85ZR(1), it refers to a
person who is, "in particular
circumstances or for a particular purpose, to be
taken never to have been convicted of an offence". But the reason for the use of
this different and more generalised language is obvious. The heading to
s 85ZR tells us that its subject matter is "Pardons for persons
wrongly
convicted". Sub-section (1) uses that very language for Commonwealth and
Territory offending. But the same language cannot
be used in sub-s (2),
which, of necessity, must deploy language of greater generality, and which is
more neutral in nature, precisely
because it must do the work of dealing with
pardons for wrongful conviction across a great many different foreign countries.
Different
jurisdictions may well use a large variety of different legal forms to
express the concept of pardoning of a person who has been
wrongly convicted. The
far more generalised language deployed in s 85ZR(2) is used to address that
issue.
- In
this way it can be seen that the subject matter of s 85ZR(2) remains the
same as s 85ZR(1), save that the former is dealing with
convictions under
foreign and State law, and the latter is dealing with Commonwealth and Territory
convictions. Any other conclusion
would be entirely incongruous. If the Full
Court is correct, it would mean that the ambit of protection afforded by
s 85ZR(1) would
be much less than that afforded by s 85ZR(2). There is
nothing to suggest that this was in any way intended. It would also squarely
contradict the heading to the provision.
- The
Explanatory Memorandum to the Crimes Legislation Amendment Bill
1989 (Cth) unequivocally confirms the foregoing conclusion. It
describes s 85ZR(2) as applying where a "pardon is granted" under a foreign
or State law "in corresponding circumstances" to that applicable under
sub-s (1)[77]. It thus
states[78]:
"Proposed
section 85ZR provides that where a person is granted a complete pardon for a
Commonwealth or external Territory offence
because he or she has been wrongly
convicted, then the person is to be taken never to have been convicted of the
offence.
Subsection (2) provides that where a pardon is granted in corresponding
circumstances under State or foreign law, the pardon is to receive the same
recognition from a Commonwealth authority and within a Territory as
a pardon for
a Commonwealth offence."
- Because
the respondent was not pardoned by reason of having been wrongly convicted,
s 85ZR(2) does not apply to his circumstances.
Nothing in the text or
purpose of the
Youth Justice Act
, nor any perceived differences between
the
Youth Justice Act
and the Penalties and Sentences Act, changes
that fact. It therefore follows that the Minister was entitled, in determining
whether there was "another reason" to revoke
the visa cancellation decision, to
take the respondent's juvenile offending into consideration. As this Court said
in Minister for Immigration, Citizenship, Migrant Services and Multicultural
Affairs v
Viane[79]:
"What is 'another reason' is a matter for the Minister. Under this scheme,
Parliament has not, in any way, mandated or prescribed
the reasons which might
justify revocation, or not, of a cancellation decision in a given case. It
follows that there may be few
mandatorily relevant matters that the Minister
must consider in applying s 501CA(4)(b)(ii)."
- It
also follows from the foregoing that there may be few mandatorily irrelevant
matters that the Minister must not consider in applying
s 501CA(4)(b)(ii).
As this Court also observed in
Viane[80]:
"[T]here are simply no limitations on the sources of information that may be
considered by the Minister in determining whether to
reach the state of
satisfaction prescribed by s 501CA(4)(b)(ii)."
- Nothing
in s 85ZS justifies a contrary conclusion. That provision only applies when
s 85ZR is engaged. Because of the terms of s
85ZR(2), s 85ZS also
deploys the same generalised language to describe the various ways in foreign
countries a person may be pardoned
because they have been wrongly convicted.
- It
is, of course, open to the Federal Parliament to amend the Crimes Act to
take account of juvenile offending in the way provided for by the
Youth
Justice Act
. For the reasons set out above, it has yet to do so.
- The
appeal should be
allowed.
[1] All references to statutory
provisions are to the provisions as in force at the date of the Minister's
decision under challenge,
being 26 April 2019.
[2] Thornton v Minister for
Immigration, Citizenship, Migrant Services and Multicultural Affairs [2022] FCAFC 23; (2022)
288 FCR 10 at 19 [37].
[3] Thornton v Minister for
Immigration, Citizenship, Migrant Services and Multicultural Affairs [2020]
FCA 1500 at [32].
[4] Thornton v Minister for
Immigration, Citizenship, Migrant Services and Multicultural Affairs [2022] FCAFC 23; (2022)
288 FCR 10 at 20 [47].
[5] Section 85ZS(1)(d) of the
Crimes Act.
[6] Queensland, Legislative Assembly,
Parliamentary Debates (Hansard), 18 June 1992 at 5922.
[7] Queensland, Legislative Assembly,
Parliamentary Debates (Hansard), 18 June 1992 at 5923.
[8] Section 29(1) of the Criminal
Code (Qld).
[9] [2007] FCA 1039.
[10] Hartwig v Hack [2007]
FCA 1039 at [8] (emphasis in original).
[11] Hartwig v Hack [2007]
FCA 1039 at [11].
[12] Maxwell v The Queen
(1996) 184 CLR 501 at 507.
[13] Section 12(4)(b)(i),
(iii), (iv) of the Penalties and Sentences Act.
[14] Section 3(1) of the Criminal
Law (Rehabilitation of Offenders) Act, para (b) of the definition of
"rehabilitation period".
[15] [2017] HCA 4; (2017) 263 CLR 176.
[16] [2013] QCA 50; (2013) 228 A Crim R 334 at 343
[63].
[17] R v Briese; Ex parte
Attorney-General [1997] QCA 10; [1998] 1 Qd R 487 at 490; R v L [2000] QCA 448; R
v TX [2011] QCA 68; [2011] 2 Qd R 247 at 252 [28]- [30]; R v SCU [2017] QCA 198
at [93]; R v DBU [2021] QCA 51; (2021) 7 QR 453 at 467-468 [29]; R v MDD
[2021] QCA 235; (2021) 293 A Crim R 14 at 24-25 [44(a)].
[18] Minister for Immigration and
Border Protection v SZMTA [2019] HCA 3; (2019) 264 CLR 421 at 445 [48].
[19] Namely, a "personal
circumstances form", a personal statement, and statements from his father,
mother, grandmother and uncle, as
well as a reference from his employer.
[20] Including two further personal
statements, two sets of submissions from his legal representative, and the
report of a psychologist.
[21] See Migration Act,
s 501CA(4)(b)(ii).
[22] Migration Act, s
501(6)(a) and (7)(c).
[23] See [43] above.
[24] (2022) 96 ALJR 497; 400 ALR
417.
[25] Plaintiff M1/2021 (2022)
96 ALJR 497 at 508 [22]; 400 ALR 417 at 424, citing Applicant S270/2019
v Minister for Immigration and Border Protection [2020] HCA 32; (2020) 94 ALJR 897 at 902
[36]; [2020] HCA 32; 383 ALR 194 at 201 and Minister for Immigration, Citizenship, Migrant
Services and Multicultural Affairs v Viane [2021] HCA 41; (2021) 96 ALJR 13 at 17 [12]; [2021] HCA 41; 395
ALR 403 at 406.
[26] Plaintiff M1/2021 (2022)
96 ALJR 497 at 508 [22]; 400 ALR 417 at 424.
[27] Plaintiff M1/2021 (2022)
96 ALJR 497 at 508 [24]; 400 ALR 417 at 425, and the authorities there
cited.
[28] Plaintiff M1/2021 (2022)
96 ALJR 497 at 508 [24]; 400 ALR 417 at 425, citing Tickner v
Chapman [1995] FCAFC 1726; (1995) 57 FCR 451 at 495.
[29] Plaintiff M1/2021 (2022)
96 ALJR 497 at 508 [24]; 400 ALR 417 at 425, citing Minister for
Aboriginal Affairs v Peko-Wallsend Ltd (1986) 162 CLR 24 at 41, Abebe v
The Commonwealth [1999] HCA 14; (1999) 197 CLR 510 at 580 [197] and Minister for
Immigration and Citizenship v SZJSS [2010] HCA 48; (2010) 243 CLR 164 at 176 [33].
[30] Plaintiff M1/2021 (2022)
96 ALJR 497 at 509-510 [27]; 400 ALR 417 at 426-427.
[31] Peko-Wallsend Ltd (1986)
162 CLR 24 at 40. See also R v Trebilco; Ex parte F S Falkiner & Sons
Ltd [1936] HCA 63; (1936) 56 CLR 20 at 27, 32, 33; Parramatta City Council v Pestell
[1972] HCA 59; (1972) 128 CLR 305 at 323, 327, 332; Craig v South Australia [1995] HCA 58; (1995)
184 CLR 163 at 179; Kirk v Industrial Court (NSW) (2010) 239 CLR 531
at 572 [67].
[32] Alcan (NT) Alumina Pty Ltd v
Commissioner of Territory Revenue [2009] HCA 41; (2009) 239 CLR 27 at 46 [47].
[33] Minister for Immigration,
Citizenship, Migrant Services and Multicultural Affairs v Moorcroft [2021] HCA 19; (2021)
273 CLR 21 at 35 [15].
[34] R v A2 [2019] HCA 35; (2019) 269 CLR
507 at 521 [33], 554 [148]. See also CIC Insurance Ltd v Bankstown Football
Club Ltd (1997) 187 CLR 384 at 408; Project Blue Sky Inc v Australian
Broadcasting Authority (1998) 194 CLR 355 at 381 [69].
[35] CIC Insurance (1997) 187
CLR 384 at 408; Project Blue Sky (1998) 194 CLR 355 at 384 [78], quoting
Bennion, Statutory Interpretation, 3rd ed (1997) at 343-344.
[36] A2 [2019] HCA 35; (2019) 269 CLR 507 at
521 [33], 554 [148].
[37] "Commonwealth authority" is
relevantly defined in s 85ZL to include a Commonwealth Minister.
[38] Crimes Act,
s 85ZS(2).
[39] See also Australia, House of
Representatives, Parliamentary Debates (Hansard), 11 May 1989 at
2545-2546.
[40]
Youth Justice Act
, long
title.
[41]
Youth Justice Act
,
s 2(b).
See also Queensland, Legislative Assembly, Parliamentary Debates
(Hansard), 18 June 1992 at 5922-5923.
[42]
Youth Justice Act
,
s 2(d).
[43]
Youth Justice Act
,
s 3.
[44]
Youth Justice Act
,
Sch 1, item 2.
[45]
Youth Justice Act
,
Sch 1, item 8.
[46]
Youth Justice Act
,
Sch 4, definition of "finding of guilt".
[47] For his juvenile offending, Mr
Thornton received reprimands
(s 175(1)(a))
, good behaviour bonds
(s
175(1)(b))
, fines
(s 175(1)(c))
and probation periods
(s 175(1)(d)). 
[48] See [67] above.
[49] Save for the qualification in
s 154
of the
Youth Justice Act
.
[50] Crimes Act,
s 85ZM.
[51] Nathanson v Minister for
Home Affairs [2022] HCA 26; (2022) 96 ALJR 737 at 747-748 [32], 750 [45]-[46], 753
[63]; [2022] HCA 26; 403 ALR 398 at 410, 413, 417. See also MZAPC v Minister for Immigration
and Border Protection (2021) 95 ALJR 441 at 465 [101]; 390 ALR 590 at 615;
see also (2021) 95 ALJR 441 at 449 [2], 457 [51], 462-463 [85]-[86], 478 [164];
390 ALR 590 at 592, 603, 610-611, 631-632.
[52] Nathanson [2022] HCA 26; (2022) 96 ALJR
737 at 747-748 [32], 750 [46], 753-754 [65]; [2022] HCA 26; 403 ALR 398 at 410, 413, 418. See
also MZAPC (2021) 95 ALJR 441 at 454 [38]; 390 ALR 590 at 599.
[53] Nathanson [2022] HCA 26; (2022) 96 ALJR
737 at 747-748 [32], 750 [46], 755 [75], 763 [114]; [2022] HCA 26; 403 ALR 398 at 410,
413, 420, 430. See also MZAPC (2021) 95 ALJR 441 at 454 [38]; 390 ALR 590
at 599.
[54] See Nathanson [2022] HCA 26; (2022) 96
ALJR 737 at 756 [78]; [2022] HCA 26; 403 ALR 398 at 421.
[55] (2021) 95 ALJR 441 at 453 [33];
390 ALR 590 at 598.
[56] MZAPC (2021) 95 ALJR 441
at 465 [101]; 390 ALR 590 at 615, quoted in Nathanson [2022] HCA 26; (2022) 96 ALJR 737
at 756 [78]; [2022] HCA 26; 403 ALR 398 at 421.
[57] MZAPC (2021) 95 ALJR 441
at 454 [38]; 390 ALR 590 at 599.
[58] MZAPC (2021) 95 ALJR 441
at 465 [101]; 390 ALR 590 at 615; see also (2021) 95 ALJR 441 at 463 [87];
390 ALR 590 at 611.
[59] Nathanson [2022] HCA 26; (2022) 96 ALJR
737 at 749 [39], 752 [56], 755 [72], 761 [105]; [2022] HCA 26; 403 ALR 398 at 411-412, 416,
419, 428.
[60] See [49] above.
[61] See [48]-[49] above.
[62] Nathanson [2022] HCA 26; (2022) 96 ALJR
737 at 747-748 [32], 750 [46], 755 [75], 763 [114]; [2022] HCA 26; 403 ALR 398 at 410,
413, 420, 430. See also MZAPC (2021) 95 ALJR 441 at 454 [38]; 390 ALR 590
at 599.
[63] [2007] FCA 1039.
[64] McNamara v Consumer Trader
and Tenancy Tribunal [2005] HCA 55; (2005) 221 CLR 646 at 661 [40]. See also Catlow v
Accident Compensation Commission [1989] HCA 43; (1989) 167 CLR 543 at 550; Marshall v
Director General, Department of Transport [2001] HCA 37; (2001) 205 CLR 603 at 632-633
[62], quoted in Walker Corporation Pty Ltd v Sydney Harbour Foreshore
Authority [2008] HCA 5; (2008) 233 CLR 259 at 270 [31].
[65] In two submissions made by the
respondent's representative; in the National Police Certificate; and in the
psychologist's report.
[66] Thornton v Minister for
Immigration, Citizenship, Migrant Services and Multicultural Affairs [2022] FCAFC 23; (2022)
288 FCR 10 at 19 [37].
[67] Thornton v Minister for
Immigration, Citizenship, Migrant Services and Multicultural Affairs [2022] FCAFC 23; (2022)
288 FCR 10 at 18-19 [33]- [36].
[68] It was not suggested that the
Minister had erred in taking into account the respondent's adult offending.
[69]
Youth Justice Act
, Sch
1.
[70] [2007] FCA 1039.
[71] cf Crimes Act, s
85ZP(3), which, amongst other things, merely provides that nothing in Pt VIIC of
the Crimes Act authorises a person or body to take into account a
conviction if to do so would contravene a State law; it was not suggested that
any provision in Pt VIIC did this.
[72] The heading is part of the Act:
s 13(2)(d) of the Acts Interpretation Act 1901 (Cth).
[73] Australia, House of
Representatives, Crimes Legislation Amendment Bill 1989, Explanatory
Memorandum at 4.
[74] Crimes Act, s
85ZM(1)(b).
[75] Crimes Act, s
85ZN(b).
[76] Thornton v Minister for
Immigration, Citizenship, Migrant Services and Multicultural Affairs [2022] FCAFC 23; (2022)
288 FCR 10 at 18-19 [36].
[77] Australia, House of
Representatives, Crimes Legislation Amendment Bill 1989, Explanatory
Memorandum at 16 [42].
[78] Australia, House of
Representatives, Crimes Legislation Amendment Bill 1989, Explanatory
Memorandum at 16 [41]-[42] (emphasis added).
[79] [2021] HCA 41; (2021) 96 ALJR 13 at 17-18
[13]; [2021] HCA 41; 395 ALR 403 at 407.
[80] [2021] HCA 41; (2021) 96 ALJR 13 at 19 [18];
[2021] HCA 41; 395 ALR 403 at 408.
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