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Bromley v The King [2023] HCA 42 (13 December 2023)
Last Updated: 13 December 2023
HIGH COURT OF AUSTRALIA
GAGELER CJ,
EDELMAN,
STEWARD, GLEESON AND JAGOT JJ
DEREK JOHN BROMLEY APPLICANT
AND
THE
KING RESPONDENT
Bromley v The King
[2023] HCA 42
Date of
Hearing: 17 & 18 May 2023
Date of Judgment: 13 December
2023
A40/2021
ORDER
Application for special leave to appeal dismissed.
On
appeal from the Supreme Court of South
Australia
Representation
S J Keim SC with S T Lane for
the applicant (instructed by Stanley Law)
M G Hinton KC with W M Scobie
for the respondent (instructed by Director of Public Prosecutions
(SA))
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Bromley v The King
Criminal law
– Appeal against conviction – Second or subsequent appeal –
Where applicant convicted of murder in
1985 – Where applicant's conviction
depended to considerable extent upon evidence of witness with schizophrenia or
schizoaffective
disorder – Where reliability of witness' evidence was
relevant issue at trial – Where applicant applied for permission
to appeal
pursuant to s 353A(1) of Criminal Law Consolidation Act 1935 (SA)
("CLCA") – Where s 353A(1) of CLCA relevantly provided "Full Court
may hear a second or subsequent appeal against conviction
... if the Court
is satisfied that there is fresh and compelling evidence that should, in the
interests of justice, be considered
on an appeal" – Where fresh
psychiatric and psychological evidence demonstrated developments since 1985 in
field of cognitive
and memory deficits in people with schizophrenia or
schizoaffective disorder – Where new evidence required to be fresh and
compelling – Where evidence compelling if reliable, substantial, and
highly probative in context of issues in dispute at trial
– Whether fresh
psychiatric and psychological evidence compelling – Whether fresh
psychiatric and psychological evidence
highly probative of relevant issue at
trial – Whether in interests of justice to consider fresh evidence on
appeal –
Whether substantial miscarriage of justice occurred.
High
Court – Special leave to appeal – Where application for special
leave did not purport to raise any question of legal
principle – Where
application for special leave argued on basis of interests of justice in
particular case – Where Court
required to reconsider evaluative
conclusions of fact reached by Court below – Where exceptional procedural
course taken –
Where one aspect of application permitted to be subject of
full argument on merits as if on appeal – Whether application for
special
leave ought to be granted.
Words and phrases – "cognitive and
memory deficits or impairments", "compelling", "exceptional procedural course",
"expert opinion",
"fresh and compelling evidence", "inconsistencies and
inaccuracies", "independent corroboration", "interests of justice", "jury
direction",
"psychiatric and psychological evidence", "reliability", "reliable,
substantial, and highly probative", "second or subsequent appeal",
"special
leave to appeal", "substantial miscarriage of justice".
Judiciary Act
1903 (Cth), s 35A(b).
Criminal Law Consolidation Act 1935
(SA), s 353A(1).
- GAGELER CJ,
GLEESON AND JAGOT JJ. This Court has emphasised in the past that the
jurisdiction it exercises in determining an application
for special leave to
appeal "is not a proceeding in the ordinary course of litigation" but "a
preliminary procedure recognized by
the legislature as a means of enabling the
court to control in some measure the volume of appellate work requiring its
attention"[1]. The Court has
explained[2]:
"Such an application has special features which distinguish it from most other
legal proceedings. It is a long‑established
procedure which enables an
appellate court to control in some measure or filter the volume of work
requiring its attention. Ordinarily,
it results in a decision which is not
accompanied by reasons, or particularly by detailed reasons. It involves the
exercise of a
very wide discretion and that discretion includes a consideration
of the question whether the question at issue in the case is of
such public
importance as to warrant the grant of special leave to appeal. To that extent at
least, the Court, in exercising its
jurisdiction to grant or refuse special
leave to appeal, gives greater emphasis to its public role in the evolution of
the law than
to the private rights or interests of the parties to the
litigation."
- Accordingly,
the giving of extensive reasons for the refusal of an application for special
leave to appeal has long been extremely
rare. And because such reasons have been
recognised to create no binding
precedent[3], it is important
to the maintenance of legal certainty that the giving of reasons for the refusal
of such an application which descend
in detail into the merits of the decision
under appeal should remain extremely rare. The Court has for some years
scrupulously adhered
to the prudential practice of confining the exposition of
its reasons for refusing such an application to a concise summation of
the
principal factor or factors informing the exercise of its discretion.
- The
exception to that practice in the present case is justified by the exceptional
feature of the application that it does not purport
to raise any question of
legal principle. Rather, the application has been framed and argued to warrant
the discretionary grant of
special leave solely on the basis that the interests
of the administration of justice in the particular
case[4] require this Court's
reconsideration of the evaluative conclusions of fact reached by the Court of
Criminal Appeal. To determine
whether special leave should be granted on
that exceptional basis, the Court has considered it most efficient to take the
exceptional
course of permitting one aspect of the application to have been the
subject of full argument on the merits as if on an appeal by
reference to the
totality of the relevant evidence that was before the Court of Criminal Appeal.
These reasons are a reflection of
that exceptional procedural course.
- On
14 March 1985, the applicant, Derek Bromley ("Bromley", also known as
"Milera")[5], along with a
co‑accused, John Karpany ("Karpany"), was convicted of the murder on
4 April 1984 of Stephen Docoza ("the deceased"
or "Docoza"). Bromley and
Karpany were each sentenced to life imprisonment. Their subsequent appeal was
dismissed. Bromley's application
for special leave to appeal to this Court was
also dismissed. Bromley remains in prison.
- Bromley
applied for special leave to appeal from an order of the Court of Criminal
Appeal of the Supreme Court of South Australia
refusing him permission to appeal
a second time against his conviction for murder under s 353A of the
Criminal Law Consolidation Act 1935 (SA) ("the
CLCA")[6]. Section 353A(1)
provided[7] that the Court "may
hear a second or subsequent appeal against conviction by a person convicted on
information if the Court is satisfied
that there is fresh and compelling
evidence that should, in the interests of justice, be considered on an appeal".
Section 353A(2)
provided that a convicted person could appeal under
s 353A only with the permission of the Court.
- By
an order of this Court made on 16 September 2022, the application for
special leave to appeal, limited to the questions whether
the fresh psychiatric
evidence is compelling within the meaning of s 353A(1) of the CLCA and
whether it is in the interests of justice
that it be considered on the second
appeal, was referred to an enlarged bench of the Full Court.
- The
fresh psychiatric evidence is the evidence of three psychiatrists and two
psychologists. The evidence comprised expert reports
and oral evidence given by
the experts on 12 December 2016 before Stanley J. The evidence
concerns developments in the field of cognitive
deficits or impairments in
people suffering from schizophrenia and schizoaffective disorder and their
effects on memory since the
date of Bromley's conviction, 14 March 1985.
The evidence is relevant to an issue in Bromley's trial, being the reliability
of a
witness, Gary Carter ("Carter", sometimes known as "Beau" or
"Bo")[8], given Carter's
undisputed schizoaffective disorder at the time of the event on 4 April
1984 and when giving evidence.
- It
was also undisputed that the three requirements for evidence to be "compelling"
in s 353A(6)(b) of the CLCA, that evidence is
compelling if it is reliable,
substantial, and highly probative in the context of the issues in dispute at the
trial of the offence,
are to be understood and applied as explained in Van
Beelen v The Queen[9].
Accordingly: (a) the words "reliable", "substantial", and "highly
probative" are to be given their ordinary meaning; (b) each criterion
has
work to do, but they will commonly overlap; (c) "reliable" means a credible
and trustworthy basis for fact finding; (d) "substantial"
means of real
significance or importance with respect to the matter the evidence is tendered
to prove; (e) evidence that is reliable
and substantial will often but not
always also be "highly probative" in the context of the issues in dispute at the
trial; and (f)
this is because the issues in dispute at the trial will
depend upon the circumstances of the
case[10]. "Commonly, where
fresh evidence is compelling, the interests of justice will favour considering
it on appeal", but there are circumstances
where that may not be so (eg, a
public confession of guilt). The fact that the conviction is
long‑standing, however, does not
weigh into the consideration of the
interests of justice in deciding if fresh and compelling evidence should be
considered in a second
or subsequent
appeal[11].
- As
will be explained, in the present case the Court of Criminal Appeal was right to
conclude that the fresh psychiatric and psychological
evidence is not compelling
as it is not highly probative in the context of the relevant issue in dispute in
Bromley's trial, being
the reliability of Carter's evidence identifying Bromley
as the man who, with Karpany, attacked Docoza at the River Torrens in the
early
hours of 4 April 1984. For this reason, the application for special leave
to appeal must be dismissed.
Background
- In
the joint trial of Bromley and Karpany for Docoza's murder, Bromley's case was,
in part, that it had not been proved either that
the deceased was murdered or,
if murdered, that Bromley had any involvement in that crime. The prosecution
called several witnesses,
including Carter. The trial judge dealt with Carter's
evidence in his summing up, including in these terms:
"Whilst on the subject of witnesses, I want to say something about Gary Carter.
He undoubtedly has a mental illness; undoubtedly,
as Mr Borick [Counsel for
Bromley] said, he was more affected by that illness on the night in question
than he was when he gave evidence
before you. You must, therefore, approach Gary
Carter's evidence with considerable caution, especially bearing in mind as the
Crown,
Mr Martin, put to you, that his evidence is so crucial to the Crown case.
You must scrutinise his evidence with special care. It
is open to you to act on
his evidence if you are convinced of its accuracy, and you should not do so
without first giving careful
heed to the warning that I am now giving you. There
is no doubt that in some important respects he is mistaken. I say 'mistaken'
because I do not think that anyone seriously suggests that he was lying. He was
clearly mistaken, you may well think, in believing
that all of Docoza's clothes
were removed. He was clearly mistaken in believing that the accused, Bromley,
laboured Docoza with the
barbell. You may decide that he was right in saying
that Bromley picked it up, that he may have been struck one or more glancing
blows, but the fact remains that Dr Manock's evidence undoubtedly proves that
Carter was mistaken as to the use made by Bromley of
the barbell.
Counsel mentioned other matters as well and you will bear them in mind when
considering whether you can accept any part of Carter's
evidence. Mr Martin
argued that notwithstanding all that the defence has put to you, and some of
which I mentioned, Carter was supported
by independent evidence to a substantial
extent, and I direct you that if after scrutinizing his evidence, and bearing in
mind the
warning I have just given you, if that support, if you find it exists,
persuades you to accept some or a great deal of what he has
said, you may do
so."
- Bromley
and Karpany were convicted of Docoza's murder on 14 March 1985. Their
appeals were dismissed by the South Australian Court
of Criminal
Appeal[12]. In dismissing
Bromley's appeal, which was brought on six grounds, including, relevantly, that
the verdict against Bromley was unsafe,
King CJ (with whom Mohr and
O'Loughlin JJ
agreed[13]) recorded that
Bromley's conviction "depended to a considerable extent upon the evidence of
Gary Carter", who was schizophrenic and
whose history of mental illness meant
that his evidence required "careful
scrutiny"[14]. King CJ
observed that there was a "considerable body of evidence which supported
Carter's story at various points" and, having regard
to the "very convincing
body of evidence against Bromley", concluded that he felt no doubt that the
jury's verdict was
correct[15].
- Bromley
applied for special leave to appeal to this Court against his conviction.
Gibbs CJ (with whom Mason, Wilson and Dawson JJ
agreed) recorded that
in support of the application "it was argued that the fact that Carter was a
schizophrenic made his evidence
so inherently unreliable that it was necessary
for the learned trial judge to direct the jury that it would be dangerous for
them
to act on it unless it was corroborated and to explain to them what
evidence was capable of amounting to
corroboration"[16].
Gibbs CJ said that, in such a case, where there was no legal requirement
for "the full warning as to the necessity of corroboration",
"the jury should be
given a warning, appropriate to the circumstances of the case, of the possible
danger of basing a conviction
on the testimony of that witness unless it is
confirmed by other evidence. The warning should be clear and, in a case in which
a
lay juror might not understand why the evidence of the witness was potentially
unreliable, it should be explained to the jury why
that is so. There is no
particular formula that must be used; the words used must depend on the
circumstances of the
case."[17] Gibbs CJ
concluded that the trial judge's warning about Carter's evidence was
sufficient[18].
Brennan J considered this was a case in which a warning was
required[19], and the trial
judge had given a warning directing the jury's "attention precisely to the
danger of acting on Carter's evidence where
it was unsupported by other
evidence"[20]. According to
Brennan J,
therefore[21]:
"No more was needed. The credibility of Carter was the chief issue in the case
and the jury could not have failed to consider whether
it was safe to act on his
evidence nor, once it was pointed out to them, could they have failed to
appreciate the danger of placing
too much reliance on the appearance of Carter
in the witness box."
- It
is convenient to record here that the reference by Gibbs CJ to a legal
requirement for "the full warning as to the necessity of
corroboration" means a
common law requirement for a warning that it would be dangerous to convict in
the absence of corroboration
in respect of certain classes of witness and
certain classes of case. The point being made is that Carter's evidence was not
within
a class requiring a corroboration warning, but was required to be subject
to a warning, as given by the trial
judge[22]. In their evidence,
the psychiatrists and psychologists referred to "corroboration" interchangeably
with other descriptions, all
of which should be understood to mean no more than
supporting evidence or material of any kind.
- It
may also be inferred that, when observing that the jury could not have failed to
consider if it was safe to act on Carter's evidence,
Brennan J had in mind
not only the warning given by the trial judge, but also the closing address of
counsel for Bromley. Bromley's
counsel, in closing address, said:
"Secondly, you have a schizophrenic witness. How do you assess him? Not only do
you have a schizophrenic witness but the man you
saw in the witness box is a
different man to the man who was very ill, critically ill with his illness that
night. He is not the
same man. You haven't seen Carter at a point of time when
the schizophrenia has a hold on him. You saw some physical manifestations
of it
with his hands above his head all the time. You saw it later one afternoon when
he was getting obviously tense and the trial
stopped a little early. You have
not seen him with the devil talking to him."
- Bromley's
counsel said that Carter was the prosecution's "crucial link and that is no link
at all". Bromley's counsel reminded the
jury about what Carter had said to them
about the devil in order to "get an assessment of what is real and what is
fantasy". He said
Carter "is desperately ill and mental illness can be one of
the worst illnesses. It is often hidden and debilitating." He continued,
saying
that Carter was in "the schizophrenic state ... on the night he was supposed to
have made these observations", and that Carter
said to the jury "the devil
really appeared to him twice", and that the devil was inside his head the night
he said he witnessed
the offence, and he had a feeling that what he was seeing
that night was "unreal". Bromley's counsel also pointed out parts of Carter's
evidence that it was said were known not to be true (that the deceased was hit
with a barbell, that Bromley was standing and dunking
the deceased in the river,
that the deceased was stripped naked, that Bromley was very drunk, and that
Carter went into the water
to try to get the deceased out) and said these are
"[c]ritical issues", and Carter was "wrong and unreal about every one of them".
Counsel said "[i]f he believes that the Devil is real, why isn't it just as
possible that he believes these things that he saw which
you know are not true
are real too, and that what you are getting is a description from a man who is
very, very ill".
- In
2016, Bromley applied for permission to appeal against his conviction for a
second time, this time pursuant to s 353A of the CLCA.
In his application,
Bromley relied on two classes of evidence said to be fresh and compelling:
forensic pathology evidence, and the
psychiatric and psychological evidence. As
noted, this Court's order of 16 September 2022 referred only the
psychiatric (meaning
psychiatric and psychological) evidence to an enlarged
bench of the Full Court for determination of the application for special leave
to appeal.
- The
Court of Criminal Appeal, to the extent relevant to the psychiatric and
psychological evidence, summarised the effect of that
evidence in these
terms[23]:
"1
Since 1984 there has been an expansion of knowledge and understanding in
relation to the condition of schizoaffective disorder.
It is now well recognised
that cognitive impairment in memory functioning may be associated with
schizoaffective disorder and that
patients so affected are much more likely to
have memory defects than was appreciated at the time of the trial in 1985,
although
the existence of such cognitive deficits was known in 1985. The
consensus of expert opinion is that most persons suffering from schizoaffective
disorder are unreliable historians due to impairment in memory function and the
difficulty they experience in distinguishing between
real events and delusions
when they are psychotic. Accounts given by persons suffering schizoaffective
disorder may not be reliable
absent independent corroboration.
- It
is now well recognised that a core feature of schizoaffective disorder is that
people suffering from it may be susceptible to
what is referred to as
'suggestibility'. In the present context, this means that such a person may form
beliefs that an event occurred,
but that such beliefs may emanate from the
effect of suggestibility associated with procedures such as interrogations
conducted by
authority figures, rather than from an actual memory of such an
event.
- The
broad distinction that Dr Barrett postulated in his report dated
6 August 1984 between grandiose delusional beliefs and memory
of objective
factual events can no longer be accepted.
- However,
notwithstanding the above propositions, it is generally accepted that a person
suffering from schizoaffective disorder is
capable of giving reliable evidence
and accurately recalling events they witnessed."
- During
the hearing of the application in this Court, Bromley's counsel accepted that
this summary is accurate other than that the
words "may not be" in the last
sentence of proposition one should read "[a]ccounts given by persons suffering
schizoaffective disorder
are not reliable absent independent
corroboration". Bromley's counsel also accepted that the Court of Criminal
Appeal's detailed summary
of the psychiatric and psychological evidence
(Appendix I to the Court of Criminal Appeal's reasons) is accurate.
- With
respect to proposition one, the Court of Criminal Appeal concluded that the
"considerable evidence supporting Carter's account",
not all of which had been
considered by the psychiatric and psychological experts, "significantly
diminishes" the weight to be given
to their opinions about the reliability of
Carter's evidence[24].
- With
respect to proposition two, the Court of Criminal Appeal concluded that the
evidence did not "demonstrate that the phenomenon
of suggestibility led to
Carter confabulating or acquiring a false memory of Bromley attacking the
deceased"[25].
- With
respect to proposition three, the Court of Criminal Appeal concluded that
"Dr Barrett's assessment of the capacity of Carter
to give evidence at
Bromley's trial, based on a distinction between his delusional beliefs and his
memory of the events on the banks
of the Torrens the night before his
re‑admission on 4 April 1984, can no longer be
sustained"[26]. The rejection
of this distinction, however, did not "lead to a conclusion that the evidence
given by Carter concerning the actions
of Bromley must necessarily be
incorrect", given "the consensus of the experts was also that a person suffering
from schizoaffective
disorder is capable of giving reliable evidence and
accurately recording events they have
witnessed"[27]. In any event,
Dr Barrett's statement was not before the
jury[28].
- With
respect to proposition four, the Court of Criminal Appeal concluded that it was
of "high
importance"[29].
- The
Court of Criminal Appeal was prepared to assume that the psychiatric and
psychological evidence was fresh and considered it to
be reliable and
substantial. It was not, however, highly probative in the context of the issues
in dispute at the trial and therefore
not
"compelling"[30].
Accordingly, permission to appeal was refused.
The submissions on
the application
- The
essential argument for Bromley is that the fresh psychiatric and psychological
evidence, properly understood, means that each
and every part of Carter's
evidence is potentially unreliable. While parts of Carter's evidence had been
corroborated, his identification
of Bromley as the man who, with Karpany,
attacked the deceased on 4 April 1984 was not corroborated. According to
the submissions
for Bromley, the fresh psychiatric and psychological evidence
demonstrates that, in the circumstances of Carter's illness, this uncorroborated
evidence identifying Bromley as a person who attacked the deceased on
4 April 1984 was unreliable. The trial judge's direction did
not say that
no part of Carter's evidence could be accepted unless corroborated, contrary to
what – as contended for Bromley
– was required, as demonstrated by
the fresh psychiatric and psychological evidence.
- According
to the submissions for Bromley, this means that the fresh psychiatric and
psychological evidence is reliable, substantial,
and highly probative in the
context of the relevant issue in dispute at the trial, being Carter's lack of
reliability as a witness
due to his schizoaffective disorder and the inability,
in consequence, for a trier of fact to distinguish between those aspects of
Carter's evidence which were true and those which were untrue. Accordingly, it
is said, the Court of Criminal Appeal erred in using
Carter's evidence that was
corroborated to diminish the significance of the fresh psychiatric and
psychological evidence that no
part of Carter's evidence was reliable if not
corroborated, specifically his uncorroborated evidence that it was Bromley who
was
with Carter and Karpany on the evening in question and it was Bromley who,
with Karpany, attacked the deceased on the banks of the
River Torrens.
- The
respondent argued that, as the psychiatric and psychological experts all
accepted that: (a) a person with schizoaffective disorder
is capable of
accurately recalling events; (b) the extent to which other evidence
confirmed Carter's evidence would be relevant to
an assessment of his
reliability; and (c) they had not fully assessed the evidence that
confirmed parts of Carter's evidence, their
initial evidence in their reports
that Carter was a wholly unreliable witness was unsustainable. In the
respondent's submission,
it followed that the Court of Criminal Appeal was right
to conclude that the weight to be given to their evidence was significantly
diminished by these circumstances, with the consequence that their evidence was
not compelling, in the sense of highly probative,
in the context of the issue of
Carter's reliability as a witness of the events in question.
The
fresh psychiatric and psychological evidence
- It
is not useful to repeat the summary of the fresh psychiatric and psychological
evidence that the Court of Criminal Appeal appended
to its reasons. The focus of
this part of these reasons is the overall effect of the expert evidence,
including the evidence given
in cross‑examination, on: (a) whether
accounts of past events given by persons suffering schizoaffective disorder may
not be
or are not reliable absent independent corroboration; and (b) the
experts' approach to Carter's accounts and evidence. In evaluating
whether the
evidence is "compelling" within the meaning of sub‑ss (1) and (6)(b)
of s 353A of the CLCA, it is the whole of
the evidence which must be
considered, not merely a part of the evidence. In the case of the opinion
of an expert, accordingly, the
opinion given in a report or reports from the
expert must be considered together with any oral evidence, including evidence in
cross‑examination,
given by that expert.
- It
should be recorded here that the expertise of the psychiatrists and
psychologists to give the evidence they gave is not in dispute.
Nor, given the
focus in this Court, is it fruitful to focus on the "freshness" (or otherwise)
of the evidence. The Court of Criminal
Appeal was prepared to assume the
freshness of the evidence[31]
and, in the circumstances of the case as put in support of this application, we
too adopt that approach.
- It
is also common ground that schizoaffective disorder is schizophrenia together
with a mood disorder. Schizophrenia is a psychotic
illness. A psychotic illness
involves perceptual disorders including delusions (fixed beliefs in something
false) and hallucinations
(perceiving things which are not real). A mood
disorder can include severe mania or severe depression. The symptoms of a mood
disorder,
and of psychosis, can resolve whereas the underlying schizophrenia
continues.
Dr Barrett's statement
- The
experts referred to the "report" of Dr Barrett, amongst other things. This
is a reference to a statement by Dr Barrett, psychiatrist,
dated
6 August 1984. Dr Barrett said Carter was his patient and had been
since August 1983 when he was admitted to a hospital and
treated for
schizoaffective disorder, a "major psychotic form of mental illness
characterized by hallucinations, delusions and a
disturbance of mood varying
from depression to elation". Carter was hospitalised from 26 August until
23 September 1983. He was re‑admitted
between 6 and
17 October 1983 and was subsequently treated as an outpatient. Carter
failed to attend as an outpatient from the beginning
of 1984. The balance of
Dr Barrett's statement should be recorded in full. It said:
"He was readmitted on 4/4/84, presenting on this occasion with delusional
beliefs of a persecutory and grandiose nature, viz. That
the devil was affecting
him, that he was a psychic, that he was a minister of religion, a top footballer
and an expert in martial
arts. A history was elicited from his family that he
had gradually been [deteriorating] over the four weeks prior to admission. His
mood at the time of admission was noted to be extremely elated, euphoric and
expansive. This constellation is commonly referred to
in psychiatric terms as a
hypo‑manic phase of a psycho‑affective disorder.
On admission he also gave a history to the admitting medical officer that he had
seen two aboriginal men beating up a drug addict
and throwing him into the
river.
He was treated as an inpatient at Hillcrest Hospital under a custody order of
the guardianship board until 13/7/84, when he commenced
a period of extended
trial leave, living at the address of his mother and attending the Hospital day
clinic.
In my opinion his mental state has stabilized sufficiently to enable him to
understand the proceedings of the court and to competently
give evidence to the
court. It is also my opinion that a distinction in quality can be drawn between
his delusional beliefs and the
account which he gave of events which allegedly
took place on the date of his admission. Whereas the former are characterized by
the grandiose belief that he is someone who has exceptional power and qualities,
the latter account is not. That is to say it is
my opinion that his description
of events was not a product of delusional thinking or of hallucinated
experience."
- Dr
Barrett's statement was not in evidence in Bromley's trial. The fresh
psychiatric and psychological evidence disputed Dr Barrett's
opinion that a
distinction could be drawn between Carter's delusional beliefs and his evidence
of the event he witnessed.
Dr Furst
- Dr Richard
Furst is a psychiatrist. Having reviewed Dr Barrett's statement and other
material, Dr Furst considered in his reports
that it was reasonable to
conclude that Carter was most likely acutely psychotic and manic on 4 April
1984 and remained so after
his admission to hospital for several weeks. This
could have made Carter more suggestible when interviewed by police.
Dr Furst considered
it difficult to reconcile the detailed account Carter
gave police in an interview with the fact he was delusional and manic at that
time and when compared with the various versions he gave a psychiatric nurse,
Mr Steele, while in hospital. While the evidence indicated
that Carter had
largely recovered from the acute phase of his illness when he gave evidence at
the trial, Dr Furst considered that
the inaccuracies in Carter's evidence
(as noted by the trial judge) and acute illness at the time of the events on
4 April 1984 cast
doubt over the reliability of his evidence at the trial.
Dr Furst said in his first report:
"Given he was mentally unwell, delusional and manic at the time of his admission
to hospital and initial interviews with detectives,
it is difficult to determine
with any degree of certainty or reliability what events really took place and
what memories were based
on delusional interpretations, hallucinations and/or
false memories. In this respect, I note the various versions of events at the
Torrens River he apparently gave to Mr Steele, psychiatric nurse, shortly
after his admission to hospital."
- Dr Furst
confirmed that this remained his opinion in his supplementary report.
- In
oral evidence in chief, Dr Furst said that the appreciation of cognitive
deficits associated with schizophrenia and schizoaffective
disorders was not
nearly as rigorous or recognised in 1985 as it is currently. People with
schizophrenia and schizoaffective disorders
have deficits in abstract thinking,
impacting not just memory but also processing of information, attention, and
problem‑solving.
As such, they are more likely to be suggestible than
people who do not have schizophrenia or schizoaffective disorders. Dr Furst
said he remained of the view that, given his acute psychotic and manic symptoms,
Carter's accounts involved too much internal inconsistency
and uncertainty to
know what was real and what was part of his delusional system.
- In
cross‑examination, Dr Furst agreed that Carter's accounts that he was
a black belt, a psychic, a millionaire, a league footballer,
and a minister of
religion, and that he fought people off with nunchakus, were delusions fitting
the same pattern. Dr Furst agreed
that Carter's evidence that he saw
Bromley and Karpany bash someone was of a very different nature or category to
Carter's "grandiose
or mood congruent elevated delusions". Of the hundreds of
patients Dr Furst had seen with schizoaffective disorder, their ability
to
recall events accurately involved "quite a variation from patient to patient".
Dr Furst said that some patients have a "very good
recollection". Some
patients do not. Dr Furst said that, much as with witnesses without any
illness, "some are very good and some
are very bad at remembering things and
expressing that". As schizoaffective disorder involves recognised deficits in
working and
short‑term memory, a person with the disorder is more likely
than a person without the disorder to have impaired memory encoding,
but they
have the capacity to accurately recall what they have witnessed at a later time.
- Dr
Furst agreed that if someone else supported what the patient was saying, that
would tend to suggest the patient was reliable and
accurate. Of his patients
with schizophrenia accused of a violent crime, about two‑thirds or
three‑quarters had a fairly
good memory of the incident and about
one‑quarter or one‑third had no memory or a very inconsistent
narrative or denial.
Dr Furst said that it is now an accepted fact in
psychiatry that schizophrenia and schizoaffective disorder involve cognitive and
memory deficits and persons with schizophrenia or schizoaffective disorder are
more likely to have such deficits than people without
schizophrenia or
schizoaffective disorder.
- Dr
Furst considered the mistakes Carter made in his evidence were "very relevant"
as they showed Carter made untrue statements under
oath and was adamant these
things had happened when they had not (eg, the use of a dumbbell –
also referred to as a barbell
– to attack the deceased), which made
Dr Furst question the reliability of all Carter's evidence given his mental
illness.
The five inconsistencies in Carter's evidence that informed
Dr Furst's opinion of his unreliability given his mental illness were:
(a) the use of the dumbbell; (b) the deceased being completely naked
rather than naked from the waist down; (c) Carter giving Panadol
or some
prescription medication to the deceased; (d) Carter pulling the deceased
out of the river; and (e) Carter using nunchakus.
Dr Furst said he was
not asked to consider those parts of Carter's evidence that were corroborated by
other evidence. If asked to
assess a person's reliability as a psychiatrist, he
would consider "external support" for the information given. That, however, was
not his brief in this case.
- Dr
Furst confirmed it was not his opinion that a person with schizoaffective
disorder, when in remission, could not give evidence
capable of being accepted
by a court beyond reasonable doubt. He agreed that a trier of fact would be
entitled to look at other evidence
that supports the evidence given by a person
with schizoaffective disorder and find that person reliable. Dr Furst
agreed that, in
respect of Carter's potential suggestibility, it would be
important to consider what Carter said before giving his police statement
to
assess whether his police statement was affected by his suggestibility.
Dr Furst had seen no evidence that the police had in fact
provided answers
or asked questions of Carter in a way that would have affected his answers.
- The
effect of Dr Furst's evidence of particular relevance is that: (a) due
to his schizoaffective disorder, Carter was psychotic
and manic both when
witnessing events on 4 April 1984 and for some weeks thereafter, including
when giving his statement to police,
but had improved significantly by the time
of the trial; (b) it was now known, which it had not been in 1985, that
people with schizophrenia
or schizoaffective disorder suffer from cognitive
deficits including in respect of memory formation and recall and are more likely
to be suggestible than people without these disorders; (c) the capacity of
people with schizophrenia to recall events accurately
varies greatly from person
to person, as is the case with any person, but it is more likely that a person
with the disorder will
have impaired memory than a person without the disorder
due to the cognitive deficits associated with the disorder; (d) given the
inconsistencies and inaccuracies both in his accounts over time and in his
evidence, it was difficult to tell if Carter's statements
and evidence were
reliable or based on delusional interpretations, hallucinations and/or false
memories; (e) there is a clear difference,
however, between Carter's
obviously delusional statements and his statements about the events of the
assault on 4 April 1984, and
this difference is relevant to his
reliability; (f) if Dr Furst had to assess the reliability of a person
with schizoaffective disorder
to recall events accurately he would consider if
other evidence supported that person's account, but had not been asked to do so
in this case; and (g) a person with schizoaffective disorder, when in
remission, could give evidence capable of being accepted by
a trier of fact
beyond reasonable doubt.
Dr Hook
- Dr
Stephen Hook is a psychiatrist. In his report, Dr Hook considered that, in
contrast to Dr Barrett's opinion, it was not possible
to make a
clear‑cut distinction between psychotic manifestations and rational
thinking in a person who is acutely psychotic.
"Some statements may be obviously
delusional, but frequently there is also confusion between objective reality and
fantasy, and misinterpretation
of objective events. Further, manic states are
characterised by a flight of ideas where many statements are made which are only
tenuously
linked to objective reality (if at all)." Further, according to
Dr Hook, "[e]ven once an acute psychotic phase has passed, this does
not
mean that the individual is now able to accurately recollect and/or
reality‑test material that emerged whilst psychotic.
In this
situation, individuals generally have incomplete recollection of events because
of multiple factors – disruption of
cognitive processes in psychosis;
psychological defenses such as denial and rationalization, and the effects of
medication." Dr Hook
reviewed each of Carter's statements to
police[32], and considered
they did not reflect his illness in form or content as Carter was psychotic when
he gave them. Rather, the statements
were in a reasonably clear sequence without
the digressions that would be expected if a person were thought disordered.
Dr Hook considered
that the possibility of Carter's involvement in the
events of 4 April 1984 complicated matters further as Carter's psychosis
did
not mean he was incapable of directing attention to others by saying he was
a witness and not a perpetrator.
- In
oral evidence in chief, Dr Hook confirmed his view that, on the available
material (including Dr Barrett's statement), Carter
was psychotic on
admission to Hillcrest Hospital and remained in that state for several weeks.
Dr Barrett had recorded that Carter
was hypomanic, meaning in an elevated
mood state with increased activity, rate of speech and thinking, and decreased
need for sleep
often associated with pressure and digression in thinking.
Dr Hook said that, in a psychotic state, there is the possibility of
hallucinations
and misinterpretation of events in terms of both perception and
processing.
- In
cross‑examination, Dr Hook agreed that a person with schizoaffective
disorder who is in remission may be capable of giving
accurate evidence. Such a
person may be reliable or unreliable in their recall. The likelihood of them
being unreliable in recall
would be higher if they were suffering acute symptoms
of the disorder. The actual effect of the disorder on recall depends on the
individual, including the severity of their illness. Generally, for all people,
accuracy of recall is higher closer in time to the
events in question.
Dr Hook agreed that a person without any psychotic illness might also lie
to protect themselves. Dr Hook agreed
that if a person other than
Carter had confessed to the crime it would undermine the hypothesis of Carter's
involvement in the event.
- Dr
Hook accepted that it was relevant to consider any patterns in the delusions of
a person with psychosis. He agreed Carter's delusions
at the relevant time
involved grandiosity and these were different from his statements about having
witnessed a bashing of a person.
- Dr
Hook acknowledged that people with schizoaffective disorder can accurately and
inaccurately recall events, including events which
occur during psychosis. As
they recover from psychosis some people will be able to distinguish between real
events they misunderstood
or misinterpreted while psychotic and some will not be
able to do so. It is not uncommon for a person to be able to accurately recall
events even when in the acute stage of psychosis. Dr Hook saw no evidence
that Carter was confabulating when giving his testimony
in court. Dr Hook's
concern about the low reliability of Carter's evidence was based mostly on the
fact that Carter witnessed the
event when suffering from psychosis, rather than
the inconsistencies in Carter's statements and evidence. Dr Hook considered
that
inconsistencies would be expected in many witnesses' evidence whether or
not they have an illness, but his main concern remained
that Carter's psychotic
state "rendered the quality of the information that he was able to convey lower
than you would otherwise
expect". Dr Hook accepted that this concern
applied to some, but not necessarily all, of Carter's evidence. Overall,
Dr Hook remained
of the view that Carter's testimony was of low
reliability.
- The
effect of Dr Hook's evidence of particular relevance is that:
(a) acute psychosis disrupts cognitive processes involved in perception,
processing, and recall; (b) this disruption does not cease once the
psychosis has been alleviated; (c) the effect of psychosis on
recall
depends on the individual; (d) a person with schizoaffective disorder who
is in remission may be capable or incapable of giving
accurate evidence –
it depends on the individual and their circumstances; (e) Carter was
psychotic and hypomanic when admitted
to hospital on 4 April 1984 and for
several weeks thereafter, including when he gave his statements to police;
(f) Carter's police
statements do not appear to be as thought disordered as
Carter would have been when he gave them; (g) Carter's statements about his
delusions were different from his statements about having witnessed a bashing of
a person and this would be relevant to his reliability;
(h) other evidence
would also be relevant to testing a hypothesis of Carter's possible involvement
in the event; and (i) the reliability
of Carter's evidence, or some of his
evidence, would have been low, mainly due to his psychosis when witnessing the
event, but there
was no evidence of Carter confabulating.
Dr
Brereton
- Dr
William Brereton is a psychiatrist. In his report, Dr Brereton disagreed
with Dr Barrett's opinion that it was possible to distinguish
between
Carter's delusional beliefs and his description of the offence. As Carter was
"grossly affected by the symptoms of his mental
illness at the time", this would
have affected his "perception, interpretation, memory and account of the actual
events he witnessed".
Dr Brereton said Carter had "experiences that had no
basis in reality but was not able to distinguish them from reality. His illness
would have affected his cognitive functioning globally and so it would not be
possible to distinguish some aspects of his recollections
and assertions as
unaffected by his mental illness and therefore accurate." This was not to say
Carter was "wholly incapable" of
providing an accurate account of the events of
4 April 1984, but the "likelihood he was inaccurate is extremely high and
there is
no way of determining an accurate recollection from an inaccurate one".
- Dr
Brereton said in his report that there had been substantial advances in
psychiatry since 1984 in respect of the extent of cognitive
impairment and
dysfunction in people with schizophrenia. According to
Dr Brereton:
"An individual who was acutely psychotic, as Mr Carter appears to have been at
the time of the offence, would have their perception
of the world affected by a
set of beliefs and assumptions that are delusional (i.e. not in contact with
reality) and by direct perceptual
disturbance in the form of hallucinations
(i.e. a false perception without a stimulus). Individuals can also experience
delusional
memories, which can include a delusional misinterpretation of a real
memory or a memory of an event that did not happen that has
delusional
significance. It is not possible, in a period of acute illness such as this, for
an individual to discriminate between
what is real and what is the product of
their mental illness."
- As
Carter was acutely unwell at the time of the events on 4 April 1984,
Dr Brereton considered Carter's evidence of those events
to be "very
unreliable", despite Carter being apparently stable at the time he gave
evidence. Dr Brereton said that almost the entirety
of Carter's evidence
would have to be corroborated before he would consider its reliability had been
sufficiently demonstrated. He
would have "grave concerns about relying in
any significant way on aspects of his evidence that were uncorroborated".
- In
oral evidence in chief, Dr Brereton confirmed that the fact Carter had been
unwell for about four weeks and not taking his medication
before 4 April
1984 led him to believe Carter was psychotic at the time of the offence.
Dr Brereton said that, in contrast to Dr
Barrett's opinion, when a
person is psychotic, especially as severely as Carter was at the relevant time,
"their thinking is so disturbed
that they don't have an area of thinking and
processing that is walled off from the psychosis, they don't have a preserved
area of
functioning ... so the psychosis is going to affect globally an
individual's pattern of thinking ... an individual's cognition is
globally
affected". Dr Brereton said that over the last 20 to 30 years it has
been recognised that cognitive dysfunction is central
to schizophrenia, which
was not the case in 1984; it is now clear that the cognitive deficits remain
when the other symptoms are
treated. Dr Brereton considered that almost the
entirety of Carter's evidence would need to be corroborated to be accepted as
reliable
given the severity of his psychosis at the time. In his experience,
acutely unwell individuals, as Carter was, have a lot of problems
recalling
accurately what their experiences have been while acutely unwell, and range from
completely unable to recall anything,
to patchy memory, to "being able to give
you quite a good account of what happened but it not being accurate", leading
Dr Brereton
to conclude that Carter's evidence was unreliable.
- In
cross‑examination, Dr Brereton agreed that some people with
schizophrenia or schizoaffective disorder had good ability to
recall events
accurately and others did not. Even people with severe symptoms could recall
events accurately. The ability to recall
depended on several different
considerations, particularly the individual themselves. Dr Brereton said
that "the findings about cognitive
impairment are not universal, so there are
some individuals with schizophrenia who have higher than average intelligence
and cognitive
abilities" and it was possible Carter was giving an accurate
account of events. Other relevant factors include: pre‑existing
cognitive
function; the nature and severity of symptoms; if manic, the amount of sleep a
person has had; and the use of drugs and
alcohol. Further, the nature of what is
being recalled may be relevant, so that a more reliable account could be
expected for a simple,
concrete, and emotionally neutral event. And as for all
people, generally, the more complex the event, the harder it is to recall
every
detail accurately. A person still in the acute phase of psychosis, however,
would be inaccurate in their description of events
more often than not. As an
individual is treated and their psychotic symptoms resolve and they begin
to gain insight, the person might then give a more accurate recollection of
events.
But that depends on the individual. Once symptoms resolve, the global
cognitive deficits generally remain to a greater or lesser
extent.
- For
Dr Brereton, Carter's reliability was in issue both in principle (because
of the cognitive deficits and perceptual abnormalities
associated with
schizoaffective disorder) and because of the clinical features (the nature and
severity of the delusions and perceptual
abnormality with which he presented on
4 April 1984). For Dr Brereton, the issue was not to do with the
consistency of Carter's account
with other evidence, but that he presented with
such a severe illness involving extreme perceptual abnormality, auditory and
visual
hallucinations, a number of very clear fixed delusions, agitation, and
flight of ideas, all of which indicated that his account was
unreliable. With
the severity of his symptoms, Dr Brereton said it is safe to assume that
Carter had cognitive deficits which would
affect his perception, processing,
understanding, and laying down of memory. Dr Brereton accepted, however,
that research showed
that people with severe symptoms could have normal or
average cognitive levels, but said cognitive deficits are generally present
in
such people.
- Dr
Brereton then gave evidence in which he said that: (a) not being able to
recall details of an event accurately one year later did
not indicate a
cognitive deficit; (b) to ascertain if Carter suffered from cognitive
deficits it would be important to look at what
he was able to recall a year
later during the trial and to see if it was supported by what other people said;
(c) if a person is
shown to be accurate in many different aspects of their
recollection, that would tend in the direction that the person did not have
cognitive deficits from their disorder; and (d) what has been shown to be
accurate by other evidence cannot be dismissed merely because
the person has
schizoaffective disorder, but the parts that are not confirmed must be regarded
with suspicion due to the effects
of the psychosis.
- Dr
Brereton also gave evidence that when he agreed with Professor Coyle that there
is no way of knowing whether what Carter was saying
did occur or was an
hallucination, he meant there was no clinical way of knowing this.
Dr Brereton was not saying Carter was incapable of reliable recall. He was
saying only that from a purely clinical
perspective, and without regard to other
evidence, it is likely that there would have been an event precipitating what
Carter said
but there was no way of knowing what was accurate and what was not.
Third‑party corroboration of Carter's account would be
significant to its
reliability.
- In
respect of Carter's possible suggestibility, Dr Brereton said that a
spontaneous statement was not likely to be affected by suggestibility.
It was
impossible to say if Carter's statements to police were affected by his
potential suggestibility. Further, in his practice,
Dr Brereton would
consider if a person's recollection of events was connected to or different in
nature from the person's obvious
delusions in evaluating the reliability of
their recollection. Carter's recollections about the event were "very much
removed" from
his delusions insofar as the event did not have an element of
grandiosity about it. The reason Dr Brereton was concerned about Carter's
reliability was Carter's inferred perceptual difficulties and abnormalities and
the fact that Carter was highly likely to be wrong
in a matter of detail.
Dr Brereton agreed, however, that a person's reliability could not be
measured and there will be factors pointing
both for and against a person's
reliability. This is so with all people whether or not they have schizoaffective
disorder. But Dr
Brereton continued to disagree with Dr Barrett's
opinion that there was a clear distinction that could be drawn between what was
influenced by Carter's psychotic symptoms and what was not so influenced, as
this was "way too dichotomous". Dr Brereton considered
that he could not be
certain of the accuracy of what Carter was saying unless it was corroborated but
accepted the same could be
said of "a lot of people" without schizoaffective
disorder.
- The
effect of Dr Brereton's evidence of particular relevance is that:
(a) at 4 April 1984 and for some weeks thereafter Carter was
grossly
affected by the symptoms of his mental illness and this would have affected his
perception, interpretation, memory, and account
of the events he witnessed;
(b) Carter was apparently stable when he gave evidence; (c) to assess
if Carter suffered from cognitive
deficits when he gave evidence it would be
important to consider what he could recall and if it was supported by other
people, as
the cognitive deficits and accuracy of recall depend on several
factors including the individual themselves; and (d) it is not clinically
possible to know if what Carter was saying in evidence was accurate and
corroboration of his evidence would be significant in assessing
its reliability,
but this could also be said of a lot of people without schizoaffective
disorder.
Dr Sugarman
- Dr
Roy Sugarman is a psychologist and neuropsychologist. In his report,
Dr Sugarman said that since the 1980s it has become apparent
that
neurocognitive impairment is a core feature of psychotic disorders. Research
about the unreliability of memory in mentally healthy
individuals, including
because of suggestibility, let alone people with impaired neurocognitive
processing, has developed since the
1980s. Mentally healthy individuals can
easily come to believe fantasy and can have false memories. Memory generally is
a "highly
plastic, suggestible, multiply‑encoded phenomenon of which we
have to be highly skeptical [sic]" in mentally healthy individuals,
and more so
in those with severe mental illness.
- From
his review of the available material, Dr Sugarman considered Carter had
given "multiple and incredible versions of the subject
murder" and was
"vulnerable and suggestible" and "desperate to comply" with the police. There
was a significant chance Carter's recall
would be unreliable and subject to both
suggestibility and confabulation. As such, Carter's statements to police may not
match the
reality of what happened and "nor is the clarity of any such statement
congruent with his described neurocognitive incapacity at
the time".
Dr Sugarman described Carter, from the available material, as
"ingratiating, grandiose, compliant, psychotic and suggestible,
aware of the
need for police endorsement of his value to them and the successful
prosecution", with his "presentation in the ward
[being] incompatible in all
likelihood with a reasoned iteration of the events of the murder", all leading
Dr Sugarman to infer that
Carter's "final testimony has a high risk of
being at odds with the events he actually witnessed and his understanding of
them".
- In
oral evidence in chief, Dr Sugarman said that since the mid‑1980s it
had been recognised that a core feature of psychotic
disorders such as
schizophrenia and schizoaffective disorder is cognitive impairment. That
impairment remains, regardless of the
resolution of more florid symptoms of
psychosis, and is found even in first‑degree relatives of patients. The
cognitive impairment
most affects verbal learning and memory.
- Dr
Sugarman said that he would have no confidence in what Carter was saying "across
the board" as Carter "was delusional or at least
ill for at least four weeks
before the murder" and one would not be able to determine if what he was saying
was real or not. Dr Sugarman
considered that the view of the police that
Carter was capable of giving reliable evidence "flies in the face of all of the
medical
documentation that he was unable to give coherent histories and that he
was prone to rambling and irritability and hallucinations"
and was also
"over‑compliant". In Dr Sugarman's view, while some of Carter's
evidence may be correct, as a witness Carter would
be unreliable.
- In
cross‑examination, Dr Sugarman accepted that it was possible but not
likely a person suffering from schizophrenia or schizoaffective
disorder could
witness an event and then accurately recall it, depending on the severity of the
illness and many other factors. In
the case of Carter, as he had shown signs of
illness for four weeks before the event and for four months afterwards,
Dr Sugarman
would have difficulty in accepting that what Carter said was
correct, but agreed it was possible. Dr Sugarman said that "memory is
unreliable, for all of us".
- Dr Sugarman
did not look for evidence that Carter was influenced by police when giving
answers to their questions. In terms of general
processing of memory,
Dr Sugarman would "always suggest the machinery of such a person so
demonstrably ill, in all likelihood is
not accurate".
- The
effect of Dr Sugarman's evidence of particular relevance is that:
(a) memory involves a complex process of which we have to be
highly
sceptical in all people, but more so in a person suffering from schizophrenia or
schizoaffective disorder due to the likely
cognitive impairments in people with
those disorders; and (b) while it is possible Carter was capable of
accurate recall, the duration
and severity of his illness before and after the
event mean this was unlikely.
Professor Coyle
- Professor
Ian Coyle is a psychologist. In his report, Professor Coyle said there had been
an explosion in knowledge about memory
since the mid‑1980s. It is now
known that memory can be significantly contaminated by post‑event
information and by the
format and manner of questions asked. It is also now
known that assessing the credibility of a person's claim to have observed or
experienced something, without collateral information, is usually performed at a
"chance level". People with schizoaffective disorder
are much more prone to
memory deficits than was recognised in the mid‑1980s. They are also more
prone to interrogative susceptibility.
As Carter was experiencing psychosis at
the time of the relevant event, there is no way of knowing if what he claimed to
have occurred
did occur or whether it was an hallucination. For example,
Carter's recall of the deceased being bludgeoned with a barbell was so
manifestly wrong that it brings into question virtually everything he claims to
have recalled.
- In
cross‑examination, Professor Coyle said that, given his symptoms, it was
overwhelmingly likely that Carter's capacity to
recall the event would be
"grossly affected". As such, it is not possible to be certain about anything
Carter claimed to have observed.
Where the interpretive process of memory is
affected by a disorder such as schizoaffective disorder, the prospect of
accurately recalling
information decreases dramatically. As what the person is
saying cannot be relied upon, collateral information has to be considered.
Apart
from collateral information to prove or disprove a version of events, "there is
no foolproof method of determining whether
someone's [ie any person's] claimed
recall of events is truthful or not ... you must have collateral information to
fully confirm
or disconfirm in a forensic context, any particular version of
events".
- Professor
Coyle considered it futile to try to identify what Carter did or did not see
while psychotic. He accepted that, to the
extent Carter's evidence was
corroborated, it would be reflective of accurate recall, but this would not mean
other parts of his
recall had not been altered, affected, or replaced. Professor
Coyle said the problem was that we did not know where confabulation
stops and
reality starts and "never will", except to the extent Carter's evidence was
supported by other evidence. As Professor Coyle
put it, "was [Carter] capable of
having some accuracy in recollection? Yes. What parts were accurate? I don't
know."
- Professor
Coyle had never treated a person with schizoaffective disorder. He had been
involved in treating people with schizophrenia
in conjunction with a
psychiatrist.
- The
effect of Professor Coyle's evidence of particular relevance is that: (a) a
person with schizoaffective disorder will be more
prone to memory deficits and
interrogative susceptibility than a person without the disorder; (b) given
his symptoms at the time
of the event, Carter's recall of it was likely to be
grossly affected, and collateral information to confirm or disconfirm his
evidence
was required; (c) collateral information confirming one part of
Carter's evidence did not mean other parts of his evidence were accurate;
(d) Carter was capable of accurate recall but Professor Coyle could not say
which parts were accurate; and (e) research has shown
that, other than
collateral information, there is no foolproof method of assessing a person's
truthfulness above the level of chance.
The overall effect of
the fresh psychiatric and psychological evidence
- It
is apparent that the concerns of the psychiatric and psychological experts about
the reliability of Carter's accounts, including
the evidence he gave in the
trial, stem from three sources: (a) the fact that he had schizoaffective
disorder and was psychotic on
4 April 1984 and for weeks thereafter and,
accordingly, was likely to have cognitive deficits affecting his memory;
(b) the changes
in the accounts he gave over time, as, given (a), he was
likely to be more suggestible than people without schizoaffective disorder;
and
(c) given (a) and (b), the inaccuracies in Carter's evidence and
inconsistencies between his evidence and other evidence.
- The
fresh expert evidence unanimously confirms that: (a) cognitive deficits,
including deficits affecting memory, are a core feature
of schizoaffective
disorder; (b) a person with schizoaffective disorder, even if psychotic at
the time of witnessing an event, may
be capable of giving accurate evidence
recalling the event when they are no longer psychotic; (c) whether or not
such a person could
do so would depend on the individual and numerous other
factors including the severity of the person's illness; (d) Carter was
severely
ill, being both psychotic and manic or hypomanic, before and after the
events of 4 April 1984; and (e) Carter was much better and
apparently
stable at the time he gave evidence.
- The
principal difference between the psychiatrists and the psychologists is that,
during cross‑examination, the three psychiatrists,
Dr Furst,
Dr Hook, and Dr Brereton, each accepted that a person with
schizoaffective disorder, if giving evidence when they were
not psychotic, may
be able to give accurate and reliable evidence about events witnessed when
psychotic. They also accepted that
such a person could be found to be reliable
if other evidence supported their evidence. During cross‑examination the
psychiatrists:
(a) each accepted that if other evidence supported the
evidence of the person with schizoaffective disorder, that could be used to
infer that the person was giving accurate evidence; and (b) did not say
that no part at all of the evidence of the person with schizoaffective
disorder
could be accepted to be accurate if there was not other evidence supporting it.
The following aspects of the psychiatrists'
evidence are particularly important
in this regard.
- Dr
Furst:
"A. ... I would never go so far as to say that someone with
schizoaffective disorder or any other mental disorder cannot be accepted
beyond
reasonable doubt, that would be ridiculous.
- Rather
than go through all the aspects of the evidence that I say does in fact support
what Mr Carter said and supports his reliability,
do you agree at least with
this proposition: that a trier of fact would be entitled, notwithstanding his
schizoaffective disorder,
to look at other evidence that supports him and find
that he was in fact reliable.
A. Yes, I agree with that."
- Dr
Hook:
"Q. So there are some people who, when they get to the point
of remission, will be able to distinguish between an event that they
previously
saw and misinterpreted or misunderstood, and there will be others who simply are
unable to draw that distinction.
A. Yes, that's correct.
...
- And
in the course of taking a history or a statement from a person suffering from a
schizoaffective disorder and charged with a criminal
offence, have you had
occasions where the patient has admitted to you that they had in fact done the
act of which they're accused.
- I'm
trying to think of an example that comes to mind. I can easily imagine that
scenario. I think that that has occurred.
- I
think by your answer you're agreeing that it's not uncommon for a person, even
in the acute stages of schizoaffective disorder,
to be able to remember and
recall that they have done something a week, two weeks, a month
before.
A. Yes, yes, they can do that.
Q. And accurately do so.
A. That can happen, yes.
- Some
of what they remember may be coloured by inaccuracy but that doesn't mean that
they weren't aware that they, for example, punched
someone.
A. Yes, that's a fair statement."
- Dr
Brereton:
"Q. So, to look at whether Mr Carter himself suffered
cognitive deficits it would then be important to look at what he was able to
recall one year later, and what of that was supported by other people, which
would tend to suggest its accuracy.
- Yes,
absolutely, in the parts that were supported by other people. I suppose my
concern that I tried to put in the report is that
despite that any parts that
aren't confirmed you must regard with suspicion.
...
- And
so whilst it might be thought that many people with schizoaffective disorder
will have cognitive deficits, if a person is shown
to be accurate in many
different aspects as to the events on that particular night, that would tend to
support that he/she didn't
have specific cognitive deficits as a result of their
schizoaffective disorder.
- It
points in that direction, yes, I do see what you're saying, it does point in
that direction, it's still hard to say unless you've
got some explicit testing,
but I agree with what you're saying, I just don't think it's as straightforward
as that. I agree it's
an indication, it points in that direction, but I wouldn't
want to extrapolate too far from that.
- Might
it depend on the amount of detail able to be recalled accurately, and the nature
of the detail able to be recalled accurately.
- I
think if he could demonstrate a highly detailed and independently accurate
recall of the situation, I mean that does speak for itself
in terms of his
ability to accurately recall in terms of – I mean again you're still not
entirely sure what his underlying
cognition would be, but you have to – I
suppose that's partly what I was trying to say in my report, you have to –
you
can't dismiss what has shown to be accurate just because he has
schizophrenia or schizoaffective disorder.
- Well,
as I understand what you're saying, that would be contrary to common sense,
wouldn't it.
A. Yes.
- And
there might be a risk of unreliability, but if someone is shown independently to
be reliable, well then their evidence and their
account is reliable.
- Is
reliable, yes. I just, I suppose what I wouldn't want to say is – here
we've got evidence, he's produced a really reliable
account, therefore Dr are
you saying that he has not cognitive problems? That's not what I'm saying.
...
- So,
it is actually wrong to say there is simply no way of knowing what he claimed to
have seen did occur or whether it was a hallucination
because there is a way to
work that out and, that is, if someone corroborates an aspect of what he
said.
- Absolutely.
I apologise – I suppose in a way what I should have said was clinically,
from a clinical perspective.
- It
is, in effect, looking at his account in a vacuum which gives rise to the
concerns as to his reliability.
A. Yes.
- That
is not to say that he is not reliable, it is not to say that he is incapable of
reliable recall.
- Absolutely,
I wanted to make that point in that paragraph.
...
- ...
where you have said there is no way of determining an accurate recollection from
an inaccurate one, you make that statement in
the context of looking at his
account without regard to any other evidence at all.
A. Yes, from a purely clinical perspective, yes.
- If
Mr Carter had walked in off the street and told you this particular account, in
light of all you knew about his symptoms, you would
not know whether to accept
what he said was the truth.
A. That is correct, yes."
- The
evidence of the two psychologists, however, included that memory generally (that
is, in all people) is so susceptible to influence
recollection cannot be
assessed as accurate or not at better than the level of chance unless the
recollection is independently confirmed.
In a person with schizoaffective
disorder, which involves cognitive deficits, memory is more likely to be
impaired than in a person
without the disorder. Given the severity of Carter's
symptoms, Dr Sugarman considered it unlikely Carter could accurately recall
events, but accepted it was possible. Professor Coyle also accepted it was
possible Carter could accurately recall events but considered
that no part of
Carter's evidence could be accepted as reliable unless it was independently
confirmed.
- None
of the experts had been instructed to consider the whole of the material
(whether admitted into evidence in the trial or not)
relevant to the reliability
of Carter's evidence before giving their
opinions.[33] To the
contrary, it is apparent that while Dr Furst, for example, in his practice
as a psychiatrist would consider "external support"
in assessing the reliability
of one of his patients' accounts, in this case he had focused on five
inconsistencies in Carter's evidence
rather than the external support for it.
Dr Hook accepted that other evidence confirming Carter's account was
relevant to, for example,
the hypothesis of Carter's possible involvement as a
perpetrator of the crime but had not otherwise tested the hypotheses or opinions
against the whole of the evidence confirming aspects of Carter's evidence.
Dr Brereton accepted that third‑party corroboration
would be
significant to an assessment of Carter's reliability, albeit he would treat the
parts of his evidence that were not corroborated
with "suspicion".
Dr Brereton, however, did not give evidence of the extent to which his
"suspicion" might continue or be ameliorated
by reference to those parts of
Carter's evidence which had been corroborated. Professor Coyle considered that,
even if a person did
not have schizoaffective disorder or schizophrenia, "you
must have collateral information to fully confirm or disconfirm in a forensic
context, any particular version of events". Professor Coyle, however, had
focused on the inconsistencies and inaccuracies in Carter's
statements,
particularly Carter's description of the use of the barbell against the
deceased, not the other evidence which supported
Carter's statements (including
with respect to the possible use of the barbell, as discussed below).
Dr Sugarman also had not examined
all the evidence which supported Carter's
statements.
- No
doubt this is what the Court of Criminal Appeal had in mind when it said that
the experts "conceded that if aspects of his evidence
were supported by other
evidence, this would be relevant to whether his recall was in fact essentially
correct"[34]. The
psychiatrists did concede this, albeit that Dr Brereton would continue to
regard the parts of Carter's evidence that were not
independently confirmed with
"suspicion". Professor Coyle also conceded this, but his concession was confined
to the accuracy of
that part of Carter's evidence that was independently
confirmed. Professor Coyle alone maintained steadfastly that he would not accept
as reliable any part of Carter's evidence that was not independently
confirmed. The Court of Criminal Appeal's further observation, that none of
the
experts had been provided with all of the evidentiary material which supported
Carter's account[35], is
correct. The Court of Criminal Appeal said that this "significantly diminishes
the weight to be given to their opinions as to
the reliability of Carter's trial
evidence"[36]. This
observation cannot be gainsaid insofar as it applies to the evidence of the
three psychiatrists. It applies also to the evidence
of Professor Coyle and
Dr Sugarman as explained in the further observations below.
- This
nuance in the experts' evidence is also relevant to the dispute about the
accuracy of the Court of Criminal Appeal's proposition
one. It will be recalled
that part of proposition one was that "[a]ccounts given by persons suffering
schizoaffective disorder may
not be reliable absent independent
corroboration"[37]. It was
submitted for Bromley that the fresh expert evidence was to the effect that
"[a]ccounts given by persons suffering schizoaffective
disorder are not
reliable absent independent corroboration". As discussed, this latter version is
the ultimate effect of the evidence of Professor
Coyle, but not the other
experts. The evidence of the other experts, considered as a whole, accords with
the description of the Court
of Criminal Appeal (although more will be said
about Dr Sugarman's evidence).
- Because
the Court of Criminal Appeal did not separate Professor Coyle's and
Dr Sugarman's psychological evidence from the evidence
of the other
experts, the Court did not need to consider other aspects of their evidence that
would be relevant to an assessment
of whether their evidence, even if considered
in isolation from the psychiatrists' evidence, would be "compelling" under
sub‑ss
(1) and (6) of s 353A of the CLCA.
- Professor
Coyle had never treated a person with schizoaffective disorder. As a
psychologist (unable to prescribe medication), he
only treated people with
schizophrenia in conjunction with a psychiatrist. According to his curriculum
vitae, his relevant specialist
areas of clinical and forensic psychological
expertise include visual perception and eyewitness testimony, legal capacity,
and witness
demeanour and detection of deception. This expertise is apparent
from Professor Coyle's evidence, which includes his opinion that
it has been
demonstrated that: (a) memory is "surprisingly malleable" in all people;
(b) "assessing the credibility of individuals'
claims to have observed or
experienced something in the absence of collateral information ... is usually
performed at a chance level";
and (c) collateral information is always
required in a forensic context to confirm or disconfirm any person's version of
events,
whether or not the person has any mental or other illness.
- The
evidence of Dr Sugarman, also a psychologist, included that: (a) mentally
healthy individuals can easily come to believe fantasy
and can have false
memories; and (b) memory generally is a "highly plastic, suggestible,
multiply‑encoded phenomenon of which
we have to be highly skeptical [sic]"
in mentally healthy individuals, and more so in those with severe mental
illness.
- Accordingly,
the overall effect of the evidence of the psychologists includes that:
(a) all evidence based on recall, whether from
a mentally healthy person or
not, is unreliable in the sense of being far more susceptible to influence than
had been previously
considered to be the case; (b) without independent
corroboration, no trier of fact can discern truth from untruth at better than
the level of chance, so independent corroboration of memory‑based evidence
is always required; and (c) the difference for people
with schizophrenia or
schizoaffective disorder is one of degree – they are more likely to be
unreliable than a person without
the disorder because of both the symptoms of
the condition, if active at the relevant time (eg, psychosis), and the cognitive
deficits
associated with the condition.
Significance of experts
not considering other supportive material
- It
was submitted for Bromley that the Court of Criminal Appeal erred in concluding
that the evidentiary effect of the fresh expert
evidence was diminished because
the experts had not considered the whole of the other material supporting
Carter's evidence. According
to the submissions for Bromley, this was
illegitimate, as: (a) the effect of the expert evidence was that
independent confirmation
of Carter's evidence in one respect would not confirm
that his evidence was accurate in any other respect; and (b) none of the
supporting
evidence put Bromley at the scene of the offending or directly
incriminated him as a person who committed the assault.
- As
explained, the three psychiatrists accepted that supporting evidence generally
would be relevant to an assessment of the accuracy
and reliability of Carter's
evidence overall. Only Professor Coyle said that independent confirmation of
Carter's evidence in one
respect would not be evidence that his evidence was
accurate in any other respect. But, as noted, Professor Coyle held the same view
about all evidence based on any person's memory irrespective of the person
having any illness. And Dr Sugarman, while of the view
that it was possible
but unlikely that Carter could give accurate evidence given his psychosis at the
time of the event, was also
"highly skeptical [sic]" of the accuracy of all
evidence based on any person's memory irrespective of the person having any
illness.
- The
question being whether the fresh evidence is compelling in the sense of being
"highly probative in the context of the issues
in dispute at the trial of the
offence", and the issue being the reliability of Carter's evidence identifying
Bromley as a person
who assaulted the deceased on 4 April 1984, the
relevant evidence in this appeal includes other material (Karpany's statement to
Jennifer Carter – one of Carter's sisters) that could not be admitted
against Bromley, but which is relevant to the reliability
or otherwise of
Carter's accounts and evidence. We do not doubt that this material, in contrast
to the additional propensity evidence
on which the prosecution also sought to
rely[38], is admissible as
evidence relevant to Carter's reliability and accuracy of recall which the
psychologists and psychiatrists could
have taken into account but did not.
Karpany's admissions to Jennifer Carter
- The
other material included Jennifer Carter's statement that on 8 April 1984
Karpany said to her that "they beat him up too bad and
if he went and told the
police about it they would get five years in gaol so they picked him up and
threw him in the river"[39].
Jennifer Carter also gave evidence in the trial, admitted against Karpany but
not Bromley, that on 8 April 1984 she asked Karpany
who the fellow he had
bashed was and Karpany said "Beau [Carter] had to open his mouth". Jennifer
Carter continued, saying "he [Karpany]
said that Derek [Bromley] was hitting the
bloke and he [Karpany] saw him and he just joined in"; Karpany said this
happened "[j]ust
under a bridge"; Karpany said they had bashed "[j]ust one white
bloke"; Karpany said "they chucked the bottom half of his trousers
for
fingerprints, they chucked it in the water"; Jennifer Carter asked Karpany why
they had done it "and he [Karpany] said that they
had bashed him that much that
they were looking at five years so they just went all the way" and "Derek
[Bromley] wanted to have
sex with him [the white bloke they
bashed]"[40].
- This
evidence was inadmissible against Bromley in the
trial[41] but is admissible
as evidence which is relevant to the psychiatrists' and psychologists'
assessment of Carter's reliability and accuracy
and, accordingly, the
significance of that expert evidence in the context of the issues in dispute at
the trial. The experts did
not have regard to this material in forming their
opinions about the accuracy or reliability of Carter's evidence that Bromley and
Karpany had bashed the deceased at the River Torrens.
Bromley's
unsworn statement
- In
his unsworn statement, Bromley said he did not know Carter and the only mistake
he, Bromley, made was "going to the city alone
for a drink on my first night out
of gaol". Bromley said he walked down Hindley Street across Morphett Street to a
bar. Later, he
got into an argument in a carpark and a bloke took a swing at
him, so Bromley hit him once. Bromley walked back down Hindley Street
to cross
Morphett Street and headed down a little street that goes under the bridge to go
up North Terrace to see if another bar
was open. He then saw a police patrol and
panicked because he was on parole and had been in a fight. This statement places
Bromley
in the Adelaide CBD area on Hindley Street and Morphett Street and under
the Morphett Street bridge at the relevant time. There is
access from the
Morphett Street bridge to the River Torrens where the deceased's body was found.
Edith Carter's evidence
- Edith
Carter is Carter's
mother[42]. Edith Carter said
that at about 2.00 am or 3.00 am on 4 April 1984, she heard Carter say
to Karpany that they were going out. When
she awoke at 7.00 am on
4 April 1984, Carter and Karpany had
gone[43]. This places Carter
and Karpany together in the early hours of 4 April
1984.
Evidence that Carter, Karpany and the deceased were
together
- Michael
George, a taxi driver, gave evidence that he drove an Aboriginal man (whom he
later identified as Carter) and another Aboriginal
man to Hindley Street in the
Adelaide CBD, opposite Jules Bar. The two men got out of the car and greeted
another Aboriginal man
across the road, who was with a "white lad". The men,
four now, all got back in the taxi. The four men left the taxi at about
3.30
am and walked towards West Terrace on the northern side of Hindley
Street. Mr George also gave evidence that overwhelmingly supported
his
identification of Carter as one of the Aboriginal men who first entered the taxi
as correct. According to Mr George, this man
mentioned signing up to play
for the Port Adelaide Football Club and having been in Hillcrest Hospital, in
relation to which this
man said: "I'm glad I don't have to go to Hillcrest
anymore" and "I don't have to take any tablets anymore". This closely
corresponds
with objective evidence about
Carter[44], who had:
(a) been in Hillcrest Hospital in August and September 1983 and then again
in October 1983; (b) stopped attending the hospital
as an outpatient at the
beginning of 1984 and also stopped taking his medication; and (c) when
re‑admitted to Hillcrest Hospital
on 4 April 1984 said that he
"[w]ants to play football for Port Adelaide this year because he is a top
footballer". This evidence
places Carter, with two Aboriginal men and a white
man, in the taxi driven by Mr George in the early hours of 4 April
1984.
- Although
Mr George could not identify the second Aboriginal man who was with Carter
in the taxi from the outset as Karpany (as this
other man sat in the back of the
taxi), the evidence that this man was Karpany includes: (a) Edith Carter's
evidence that at about
2.00 am or 3.00 am on 4 April 1984 she
heard Carter say to Karpany that they were going out, and that when she awoke at
7.00 am on
4 April 1984, Carter and Karpany had gone;
(b) Jennifer Carter's evidence that Karpany knew two sisters who lived in
Hawker Street,
Brompton[45];
(c) Mr George's evidence that the second Aboriginal man, who was in
the back seat of the taxi, directed him to drive to a house
in Hawker Street,
Brompton and, on arriving, left the taxi and visited the house before returning
to the taxi[46]; and
(d) Karpany's admissions to Jennifer Carter that he and Bromley attacked a
man under a bridge, and that Carter was present.
This places Karpany in the taxi
driven by Mr George with Carter and the other Aboriginal man and the white
man in the early hours
of 4 April 1984.
- Mr
George also identified the "white lad" as the deceased. The other evidence that
the person in the taxi was the deceased is also
strong and includes:
(a) when invited into the taxi this man said he had a bike, and the
deceased had a motorcycle later found in
Gilbert Street in the Adelaide
CBD[47]; and (b) one of
the Aboriginal men in the taxi said something like the white man "reckons he is
one of us" as "[h]e is married to
an Aboriginal" person, and the deceased had
been in a long‑term relationship with a woman of Aboriginal
descent[48]. This places the
deceased in the taxi driven by Mr George with Carter and Karpany, and the
other Aboriginal man, in the early hours
of 4 April
1984.
Evidence of the death of the deceased
- Further,
there was strong evidence that the deceased died in the early hours of
4 April 1984 at the River Torrens near the Morphett
Street bridge.
- The
deceased's body was found floating in the river directly under the Morphett
Street bridge on 9 April
1984[49]. When the body was
discovered, the deceased's trousers, underpants, shoes, and socks were all
missing[50]. The body was
found with a shirt and "windcheater" on the upper
half[51]. Subsequent
post‑mortem established the cause of death as
drowning[52]. Lack of water
in the stomach suggested the deceased was unconscious when he entered the
water[53]. Post‑mortem
changes suggested death had occurred four to five days before the body was
discovered on 9 April
1984[54]. The body had a
laceration to the lip which had occurred shortly before the time of
death[55]. There was also:
(a) a bruise to the left side of the forehead, a bruise on top of the head,
and bruising on the scalp, with the
bruising extending downwards behind the ears
on both sides; (b) a bruise on the right forearm; (c) a bruise on the
upper left arm;
(d) rupture of small blood vessels in the brain causing
subarachnoid haemolytic staining on the scalp; (e) a bruise of the vertex
or upper surface of the head; and (f) bruising to the carotid artery on the
right side of the neck, all incurred before (within 24
hours of) the time
of death[56]. There was
evidence that, if someone has drowned, their body will sink to the bottom of the
body of water but in due course, as putrefaction
takes place, gases from inside
the body would cause the body to float to the
surface[57].
- The
deceased's father last saw him on the evening of 3 April 1984 and the
deceased did not return for dinner the following evening
as arranged. The
deceased's father identified a pair of desert boots that the police found during
a search near the southern bank
of the river in front of the Australian National
Railways rowing shed as the boots he had bought for his
son[58]. When found by police
on the bottom of the river, the laces of the desert boots were tied
up[59].
- The
deceased's housemate said the last time she saw the deceased was on the evening
of 3 April 1984. The deceased went out at about
midnight on his
motorcycle[60].
- A
friend of the deceased's father said he saw the deceased's motorcycle parked in
Gilbert Place at about 3.00 pm on 4 April 1984.
He returned to Gilbert
Place on 10 April 1984 and the motorcycle was still parked
there[61].
- Mr
George, taxi driver, said he dropped off the deceased and the three Aboriginal
men at about 3.00 am to 3.30 am on 4 April 1984
and the deceased
said he was concerned about leaving his motorcycle in the
city[62].
- This
strongly supports an inference that the deceased died soon after leaving the
taxi with Carter and Karpany and the other Aboriginal
man in the early hours of
4 April 1984.
Evidence Bromley was with Carter, Karpany, and
the deceased
- Mr
George, taxi driver, also identified Bromley as the Aboriginal man who got in
the taxi at Hindley
Street[63]. This
identification was supported by Mr George's evidence that this man (or
Carter) had said in the taxi that he (the Aboriginal
man who got in the taxi at
Hindley Street) had just got out of gaol or had been in gaol. Bromley had in
fact just got out of
gaol[64]. Mr George
described the Aboriginal man who got in the taxi at Hindley Street as "dapper",
"very smartly dressed: light coloured
suit, white tie, black shirt and a hat.
Unusually – in fact, very well
dressed"[65]. This
description does not accord with the other evidence of how Bromley was dressed
on 4 April 1984. Margaret Bromley (who was married
to Bromley's foster
brother) said that when she dropped Bromley off at about 8.00 pm on
3 April 1984 he "was wearing brown corduroy
trousers, a checkered [sic]
western style shirt which was thin, blue and white sneakers and my husband's
blue woollen jacket, a new
one". Bromley also owned a brown woollen
hat[66]. Two police officers
saw Bromley at about 4.25 am on 4 April 1984. One (Constable Burden)
said Bromley was wearing a light‑coloured
shirt and a
darker‑coloured pair of trousers and shoes, was not wearing a tie, coat or
hat, and was scruffy and definitely
not "dapper". The other (Constable Griggs)
said Bromley was wearing dark trousers and a light shirt. He was not wearing a
hat. Constable
Griggs could not recall Bromley wearing a white coat or a tie.
Constable Griggs considered Bromley to be "quite tidily dressed",
not "scruffily
dressed".
- In
directing the jury, the trial judge said that "if you look at the jacket,
Exhibit P5, members of the jury, you may agree that
it is a very light
colour and it may well be that in the lights of Hindley Street that night, the
witness George was reasonably mistaken
in thinking that it was not light blue
but white". The trial judge also noted that "Mrs Bromley his foster
sister‑in‑law
said that he did have a smart little hat, and possibly
he was wearing it"[67].
- On
this basis the clear inconsistencies between the evidence of Mr George as
to the clothing of the Aboriginal man who got in the
taxi in Hindley Street and
the clothing Bromley was wearing are: (a) Bromley was not wearing a white
suit, but was wearing a new
light‑blue jacket which might have appeared
white in lights at night and was wearing dark trousers; (b) Bromley was not
wearing
a black shirt, but was wearing a checked blue shirt; and
(c) Bromley was not wearing a white tie. It is also apparent from the
evidence
that people's views as to what is "scruffy" and "tidy" may differ,
given the evidence of the police. The trial judge directed the
jury that if "you
think George might be right, that the man who got into the taxi was wearing a
white shirt and white trousers, black
shirt and tie and a hat with a brim, it
must be a reasonable possibility that the man who got into the taxi was not
Bromley"[68].
Evidence
of Bromley and Carter leaving the area of the River Torrens
- It
is relevant that Constables Burden and Griggs gave evidence relating to the
whereabouts of both Bromley and Carter on 4 April
1984. Constable Burden
said she saw Bromley on the western side of the Morphett Street bridge walking
back towards the city early
in the morning on 4 April 1984. When the police
car turned back from a U‑turn that had taken them from the northern
towards
the southern end of the bridge, they had seen Bromley again, but he had
disappeared by the time they completed a further U‑turn
at the southern
end of the bridge. The police officers drove in a clockwise loop around the
River Torrens and were driving under
the Morphett Street bridge when they saw
Bromley for a third and then a fourth time. By the fourth time, Bromley was on
an embankment
on the eastern side of the bridge. They fixed the car headlights
on him and he ran in a northerly direction on the embankment towards
Festival
Drive. They drove in the same direction. They got out of the vehicle. Another
Aboriginal man approached them. Constable
Griggs spoke to this man. Constable
Burden located Bromley in her flashlight beam on the northern side of the ramp
to the Morphett
Street bridge. He was stuck in some bushes. Two plain clothes
railway police officers arrived and pulled Bromley out of the bushes.
Bromley
gave his name to the police and said that he ran because he wanted to be left
alone and he had just got out of gaol that
day. Constable Burden asked him where
he got blood on his shirt from, and he said he had been in a fight in a pub.
Bromley later
said to Constable Griggs that he had been bashed and robbed by two
men. He said he was robbed of $60. He had $60 in his wallet. He
did not appear
to be affected by alcohol.
- Constable
Griggs gave evidence to the same effect. Constable Griggs also said that when
they first saw Bromley it was about 4.25
am. Further, the other Aboriginal
man who approached them was carrying a blue airways style bag which had books in
it. Constable
Griggs spoke to this man. This man then continued to walk north
along the footpath of the bridge. This other Aboriginal man was undoubtedly
Carter.
- This
evidence means that both Bromley and Carter were walking in the vicinity of the
River Torrens and the CBD at about the same
time, which was about one hour after
Mr George dropped Carter and the unidentified Aboriginal man who had
entered the taxi with Carter,
the deceased, and the Aboriginal man whom
Mr George identified as Bromley, off in Hindley Street towards West
Terrace.
Summary thus far
- This
evidence, none of which depends on Carter's evidence, places an Aboriginal man
that Mr George, taxi driver, identified as Bromley
in a taxi with another
Aboriginal man, Carter, and the deceased, a young white man, in Hindley Street
at about 3.30 am on 4 April
1984. It puts Carter and Bromley
separately walking near the River Torrens across the Morphett Street bridge
about an hour later.
It puts the deceased's body under the Morphett Street
bridge where it would have sunk when he drowned and floated back to the surface
with putrefaction.
- Further,
if, for the purpose of assessing the reliability of Carter's evidence, regard is
had to Karpany's admissions to Jennifer
Carter, then there is also material to
the effect that, under a bridge, Bromley wanted to have sex with the young man,
this resulted
in Bromley bashing the man, Karpany joined in, and as they were
looking at five years in gaol, they "went all the way" and removed
the man's
trousers and threw them in the river. Karpany also claimed that Carter "had to
open his mouth", which means that Carter
witnessed the bashing.
- As
noted, the psychiatric and psychological experts did not consider this evidence
or material in assessing the reliability of Carter's
accounts.
- The
psychiatric and psychological experts referred to some, but not all, of the
other evidence that was available to assist in assessing
the reliability of
Carter's accounts. That evidence, relevant also to the changes in Carter's
account over time, is summarised below.
It is relevant to all three sources of
concern of the experts about Carter's evidence – that is: (a) the
fact that Carter had
schizoaffective disorder and was psychotic on 4 April
1984 and for weeks thereafter and, accordingly, was likely to have cognitive
deficits affecting his memory; (b) the changes in the accounts Carter gave
over time as, given (a), Carter was likely to be more
suggestible than people
without schizoaffective disorder; and (c) given (a) and (b), the
inaccuracies in Carter's evidence and inconsistencies
between his evidence and
other evidence.
Jennifer Carter's statement
- Carter's
sister, Jennifer Carter, gave a statement to police on 14 April 1984 in
which she said Carter came home at 4.30 am to 5.00
am on 3 April
1984 (later corrected to 4 April 1984). She said:
"He came in, and he has a habit of moving around a lot as he speaks. He was
moving around with his arms stretched out. He seemed
to be confused like he
didn't know what was going on. He said, 'Me and JK was on the way home, but he
jumped out the taxi and went
with Derek. Sis, I saw Johnnie and Derek bash this
fellah, then I told them "Eh that'll do – I don't want to be no witness
to
a murder."'"
Beverley Carter's statement
- Another
of Carter's sisters, Beverley Carter, gave a statement to police in April 1984
in which she said she and Carter had a conversation
at about 9.30 am on
4 April 1984. Her statement said:
"He (Bo) [Carter] was really disturbed – he was ranting and raving really
loudly, he was running around the house and carrying
on.
We were waiting for the postie to come with our cheques and he was really
getting uptight. He came into the kitchen and he calls
me Aunty Bo and he said
'I seen it last night. I seen J.K. and Derek MILERA kill that boy.'
He calls Johnnie Karpany J.K. and I said Uncle Bo 'What was this boy, he was
standing in front of Jules Bar with Derek MILERA and
J.K. and he had a brown
jumper on and necklace and they went down the back to the caravan where we get
something to eat and J.K.
and Derek MILERA went off with this boy – up
onto the bridge there and I had a [REDACTED] with me and I left it down at the
caravan where we had a feed and I went back to get it and the other 3 were up on
the bridge and when he was walking back I seen J.K.
and Derek fighting with the
young lad.' And I said 'Bo – what do you mean – were they trying to
rape him?' as they are
both like that. He said 'They were far away and I
run up and tried to stop them' and then he just stopped right in the middle of
this sentence and he wouldn't say anything more and he kept on saying 'They're
the devil – they're the devil. They are really
going to get it this
time.'
He was really ranting and raving more than he always does. He just couldn't keep
still. This was all on the Wednesday morning when
he spoke to me in the
kitchen."
Edith Carter's statement
- Carter's
mother, Edith Carter, gave a statement to police on 15 April 1984 in which
she said she had a conversation with Carter on
the morning of 4 April 1984
in which Carter was "really agitated" and saying things like "You don't know
where I've been" and "You
don't know what I've seen". Carter also said "Derek
MILERA is out – I've seen him. I was with him and Johnnie last night."
Father Pearson's statement
- Father
Pearson gave a statement to police on 12 April 1984 that he saw Carter at
about 2.00 pm on 4 April 1984. Father Pearson said:
"When I spoke to him on his arrival, he was talking about being possessed by the
devil. He said he had drunk blood the night before.
He also made mention of
saving a man from being beaten on the River Torrens. He was raving about a lot
of things which I can't remember,
mainly because it was quite obvious that he
was mentally unstable."
- Father
Pearson then took Carter to Hillcrest Hospital, where he was admitted. At
Carter's request, they made a detour along the way
so Carter could speak to
Karpany about his lost bag, a fact discussed further below.
Hillcrest Hospital notes
- Hillcrest
Hospital staff notes of 4 April 1984 record that Carter:
"Doesn't want to stay in hospital as there is nothing wrong with him.
Wants to play football for Port Adelaide this year because he is a top
footballer. Yesterday saved a drug addict's life - by intervening
when he saw
2 Aboriginal men beating up a drug addict & throwing him in the river.
Gary said he is planning to ring the director
[sic] of the Advertiser to tell
him about it, & the story will be on the front page tomorrow.
He also described being 'psychic' by which he meant that he could put me to
sleep & walk out of the room. However, he decided
not to do this.
...
He denied any recent alcohol use, saying he had been running 'eight days a
week'."
- Hillcrest
Hospital staff notes (by a social worker) of 5 April 1984 record that
Carter:
"Appears to be rather 'high' at present. Describes himself as being 'over
active' - hasn't been able to sleep. Became quite tearful
during interview,
saying that he wanted 'mummy' & wanted to hold her hand. Tends to talk in a
fairly grandiose manner - says
he is a millionaire, saved a drug addict from
drowning etc ..."
- Hillcrest
Hospital staff notes of 6 April 1984 record that Carter absconded from
hospital and "denies any problems but content indicates
grandiose delusions at
present. Talks of saving drug addicts on the banks of the Torrens and 'fighting
off all attackers'".
- Frederick
Steele, a general/psychiatric nurse at Hillcrest Hospital, gave a statement to
police on 11 April 1984 that in the evening
of 6 April 1984 he spoke
to Carter and that Carter's:
"... general manner was secretive and a little excited. He said to me 'I've got
to tell you something'. Then he told me first of
all he had saved a fellow's
life. He made this point repeatedly. He said there were two blokes who attacked
this young fellow on
the river Torrens. He did specify young. He suddenly
broke from this line and said he has saved this man's life by putting some drugs
in his mouth. Then he changed again - he told these two men not to hurt this
man, and then he told me he had pulled a pair of nun
chukas out of his bag and
fought these two [men] off. They ran away. He then said they were trying to rape
this young fella. As he
said this he made a gesture with an extended forefinger
and thumb and finger of the other hand - the classical mimic for sexual
intercourse.
This is when he said that's no bloody good is it. (I got the idea
he didn't like this act.) Straight after this he said a remark
such as or using
words to the effect of 'those bloody', or 'those bastards' Aboriginals. This
struck me as funny at the time as he
said it in a very effected way. But by this
time he seemed very disturbed by what he was saying. He had become increasingly
agitated
whilst telling me this story."
- Mr
Steele's statement said that he also spoke to Carter on the afternoon of
7 April 1984 and:
"This time he came up to me and grasped me and said: 'Listen to me Fred,
there’s something I want to tell you.'
This time he told me the same story – much more briefly – he
launched straight into it, and he spoke mostly about how
he fought these men
off.
He told me that these men had attacked this bloke, I told them to stop it, and I
fought them off. I think the words he used were
'sent them on their way'. He
made a gesture with his hands making them both into fists and he shaped up to me
like he had fought
with them.
That's when he again mentioned they had raped this young fella again.
I then closed the conversation because he was obviously excited about it. (it's
just that sometimes when patients are in an acute
stage if they become too
excited it can escalate into higher states which makes them harder to
control)
He spoke to me on several other occasions making brief references to this
incident but I fogged [sic] him off."
- It
should be noted here that the first media publication about the incident
occurred on 9 April 1984 when the deceased's body was
discovered.
- Dr
David Ash, a staff psychiatrist at Hillcrest Hospital, gave a statement to
police on 30 April 1984. His statement records that
he saw Carter on
9 and 10 April 1984. He said:
"... I first saw him on Monday the 9th April 1984. I thought he presented
hypomanic symptoms. By that I mean that he was over active.
His speech was
pressured, he was rather grandiose, disinhibited, and he exhibited labile mood
or poor impulse control.
I saw CARTER again on 10th of April 1984. He gave an account of himself being
involved in an incident where two Aboriginals were
beating up a third chap and
that they had killed him. He also claimed to be black belt karate and a league
footballer. I can't remember
any of the conversation, I just noted the content
of what he said on his case notes. He maintained he had seen the event at the
River
Torrens.
My observations of him indicated that he was not hallucinating or suffering from
delusions. People suffering from Garry's condition
may elaborate events that
they have experiences in a grandiose manner, but there is usually some basis of
truth in the story told.
I judged that there had been an incident take place at
the River Torrens. I don't believe Garry to be telling me lies. I believe
there is some substance to what he has been saying, and that of course is why we
contacted the police.
The other possibility is that what Garry was saying was a drug induced
psychosis, and that he hallucinated the entire incident. However,
given his
progress in hospital and given the complexity of his observations, and given
that he maintains his account of events in
spite of his illness settling, it is
unlikely that he was in fact suffering from a drug induced state. There were no
specific signs
or symptoms on admission to suggest drug induced psychosis. His
illness was such that his insight and judgment were impaired, but
he would still
be able to tell the difference between right and wrong. However, he would have
been less concerned about the consequences
of his actions to himself and to
others than if he had been well."
- According
to Mr Steele's statement, he spoke to Carter again on the morning of
10 April 1984. His statement records:
"I next saw him at the morning of Tuesday 10th April, 1984, it was mid
morning. He got hold of a newspaper – the Advertiser
– and he
pointed to the article, of that young man being found in the river.
He said to me 'This is what I have been telling you about. This is the thing I
have been telling you about.' I looked at him doubtfully
and he said 'It's
true.' He became quite insistent then. (I really know Gary – it's been my
experience with him that if he
tells me a story and I call his bluff he very
often admits that it's just a story.) By this stage however I was beginning to
take
him seriously as I too had seen the story. It's just that the times were so
coincidental.
He said; 'Two men had attacked a young man down by the river. They raped him in
the anus' He made that gesture for sexual intercourse
again. I think he said
something about fighting these too men again. He said that there were
Aboriginals. I asked Gary what happened
to the young man but he just didn't tell
me, at this time. I said 'Did he see what happened to him?' but he didn't tell
me anything.
I then said 'What was the young bloke wearing?' just to see what he
would say – he thought about it for a few moments then
he said he had on
desert boots, dark trousers, dark jumper but he hadn't seen a shirt or collar. I
then got side tracked –
I went and saw the Charge Nurse and told him about
it – the coincidences in Gary's story and the one in the Paper – I
only saw him briefly again on Tuesday but we didn't talk much about it as I
didn't want to as the Police were coming.
Today he asked me when the Police were coming to see him and he also told me
that these men may have used a 50lb weight he had in
his bag. He said they
might have tied it about his feet or his throat to make him sink in the river.
He also told me this morning
(Wednesday 11/4/84) that he had seen these two men
in Grote Street, ADELAIDE and I presume it was in the 24 hour time he had
absconded
from Hillcrest B/C that is the way he said it. He's implied he had
seen them in the company of other people he knew – one who
he named as
Grandpa – and I can't remember the surname. (By implied I mean that he
said to me 'I saw these two men and I saw
Granpa?')
(Knowing Gary as I do I have come to understand his way of talking so I would
say he saw them with Grandpa) I asked him if he knew
them and he said 'Yes.' He
didn't go into any detail and I didn't want to push him as I didn't want to
scare him off and anyway it's
not my job. The rest of the day he just said 'When
are the Police coming?' all day he has been on like this.
Knowing Gary as I do I know he is prone to exaggerate when he is ill. But he has
never been as consistent with a story before like
this. Always it has involved
the two Aboriginal men, the young fellow he said a young bloke – rape
and that it happened on
the River Torrens near the Morphett Street bridge (he
told me the location on the first day he told me about this – last
Friday.)
His story has changed as to his involvement – his heroic involvement in
saving life has diminished."
Carter's police statement – 11 April 1984
- On
11 April 1984 the police (Detective Peglar) interviewed Carter. The police
statement said:
"Sometime between 2.00 a.m. and 4.00 a.m. on Wednesday the 4th April
1984, I was out the front of Jules Bar in Hindley Street ADELAIDE,
when I met
Stephen DOCOZA. He was with Derek MILERA and John Kenneth KARPANY. DOCOZA looked
like he needed calming down, so I gave
him some Valium, cerepax, some little
white pills and some yellow and purple capsules. I would describe Stephen as
having straight
blonde hair, an earing in his ear. He was short and muscly, with
a solid V shaped body and clean shaven face. He was drugged out
of his head. We
all walked down to the Morphett Street Bridge, and from North Terrace, we cut
through the rail yards then down onto
the banks of the Torrens, on the southern
side, between the weir and Morphett Street Bridge. I had a bag I was carrying
and it had
some cassettes in it and a dumbell. It was like a home made welded
dumbell, like a 50 pound type, that you'd hold in one hand. We
all got to a
spot on the southern bank near some willows. We sat there and decided to wait
for the Criterion Hotel to open.
John and Derek wanted to have sex with Stephen and Stephen didn't want any part
of it. John and Derek started kicking and punching
Stephen all over the body. I
saw that Stephen had blood all over his face. He was saying 'leave me alone,
leave me alone.' Stephen
was crying out for help. I told them to lay off him and
leave him alone. The next thing I saw was that somebody, I'm not sure who,
started hitting him with a barbell. The one I had in my bag. They were sort of
dropping it on him, not actually bashing him with
it. I didn't want any part of
it so I left and went back to the pie [cart] on North Terrace, under the
Morphett Street Bridge. The
bloke there knows me, and he gave me a glass of
water. I then went up the steps, got onto the bridge and walked along the
bridge.
When I go to the River, I could see Derek and John, but I couldn't see
Stephen.
When Derek initially got angry at Stephen because Stephen wouldn't give him sex,
somebody produced a knife and they started cutting
his trousers off. I told them
to lay off him then they put the knife away and just pulled his trousers off. I
saw them throw the
trousers into the river just where they were bashing him. He
was wearing black trousers, and he had fawn like desert boots.
When I got back to the Bridge after getting the glass of water, I called out to
them if they wanted a drink, and they came up and
saw me. I asked them what
they'd done with the barbell, and they said they'd thrown it in the river near
where they had beaten Stephen.
When the four of us first went down to the river bank, we sat and talked about
gaol. Derek said, 'I am the Captain today', because
he had money, he pulled his
wallet out. His wallet was like it had a $10 note printed on the outside of it.
I was wearing Pro Sport sandshoes, blue and white and red in colour at the
time.
After they came up on the bridge, we split up, and I think Derek was arrested by
the police.
I had not known Stephen before, it was the first time I had met him out the
front of Jules."
- Detective
Peglar gave evidence in the trial. He said he was the first police officer to
speak to Carter. Detective Peglar also gave
evidence in the committal hearing
(not in evidence at the trial) which Dr Brereton summarised in part in his
report. Dr Brereton
recorded that Detective Peglar said that when, on
11 April 1984, he "tried to elicit from Carter in normal statement fashion
[he]
found that [Carter] was rather excitable and difficult to contain and at
times went so fast that [he] found that [he] couldn't write
out a statement in
the normal fashion". Detective Peglar said that "[b]ecause of [Carter's] manner
of condition of excitability it
was difficult for me to contain, to pull up, to
get a logical flow of events. So I would continually have to pull [Carter] back
in
to check and try and get what [Carter] was telling me before I lost control
of the interview as it were." Detective Peglar then described
Carter as talking
quickly, digressing and being "very excitable". When Detective Peglar met Carter
on 30 April 1984, Carter "was
much calmer ... he appeared to be a good deal
more relaxed and appreciative of the fact that perhaps the police were actually
taking
notice of what he was saying and were in fact believing what he was
saying".
Carter's other interactions with police
- On
18 April 1984, Detectives Zeuner and Thomas had a conversation with Carter
at Hillcrest Hospital. In the investigation log, the
Detectives note that
"Carter very unstable of mind and would not be capable of being a witness". And
in a police action message it
is noted: "Spoke to Gary Carter at Hillcrest.
Nothing further. Cannot be used."
Evidence of Arthur
George
- In
his statement to police, Carter said he "went back to the pie [cart] on North
Terrace, under the Morphett Street Bridge. The bloke
there knows me, and he gave
me a glass of water." Mr Arthur George operated a pie cart on the northern
side of North Terrace, to
the west of the Morphett Street bridge. He said that a
young Aboriginal man approached him asking for some water between 2.00 am
and 2.30 am on either the Thursday morning or Friday morning around
6 to 10 April 1984. He said that he did not personally serve
him, but
his assistant gave him some water in a polystyrene
cup[69].
Inconsistencies and changes in Carter's accounts
- The
psychiatrists and psychologists focused on the inconsistencies in and changes of
Carter's statements and evidence over time.
It is not apparent that they
considered the consistencies in Carter's statements and evidence. Within two
hours of the events, Carter
told his sister he saw "Derek" (Bromley) and "JK"
(Karpany) "bash this fellah" and that he had told them "Eh that'll do – I
don't want to be no witness to a murder". Some hours later he told another
sister that "I seen it last night. I seen J.K. and Derek
MILERA kill that boy."
Carter said they had been at Jules Bar and "J.K. and Derek MILERA went off with
this boy – up onto the
bridge there" and he "seen J.K. and Derek fighting
with the young lad". He told his mother on the same morning "Derek MILERA is out
– I've seen him. I was with him and Johnnie last night."
- When
he saw Father Pearson in the afternoon Carter "made mention of saving a man from
being beaten on the River Torrens". At the
hospital on admission, Carter said
"[y]esterday [he] saved a drug addict's life - by intervening when he saw
2 Aboriginal men beating
up a drug addict & throwing him in the river".
The next day, 5 April 1984, he again mentioned that he "saved a drug addict
from
drowning". On 6 April 1984, he "[t]alk[ed] of saving drug addicts on
the banks of the Torrens and 'fighting off all attackers'".
On 6 April
1984, he told a nurse "he had saved a fellow's life" and "there were two blokes
who attacked this young fellow on the
river Torrens". He said he had "saved this
man's life by putting some drugs in his mouth". The nurse recorded that Carter
"told these
two men not to hurt this man, and then he told me he had pulled a
pair of nun chukas out of his bag and fought these two [men] off.
They ran away.
He then said they were trying to rape this young fella." On 7 April 1984,
he told the nurse "the same story", "that
these men had attacked this bloke,
[he] told them to stop it, and [he] fought them off" and again "mentioned they
had raped this
young fella". On 10 April 1984, after the first newspaper
story about the discovery of the body, Carter told the hospital psychiatrist
he
was "involved in an incident where two Aboriginals were beating up a third chap
and that they had killed him" and he "had seen
the event at the River Torrens".
Carter spoke to the same nurse again on 10 April 1984 and, referring to the
newspaper story, said
"[t]his is what I have been telling you about. This is the
thing I have been telling you about", "[i]t's true", "[t]wo men had attacked
a
young man down by the river. They raped him in the anus", the young man was
wearing "desert boots, dark trousers, dark jumper".
The next day, Detective
Peglar came and took Carter's statement.
- The
consistencies in Carter's statements are: (a) in the early hours of
4 April 1984, he was with Bromley, Karpany, and a young man;
(b) Bromley and Karpany bashed the young man; and (c) the bashing
occurred at the River Torrens. Another consistent theme in many
of Carter's
statements was that Bromley and Karpany had tried to rape, or had raped, this
young man. Carter mentioned that Bromley
was "out" and, as noted, Bromley had in
fact been released from gaol that day. Further, Bromley told the police this
same fact, and
it was mentioned in front of Mr George in the taxi. Carter
said the young man was wearing desert boots and a pair of laced up desert
boots
were found on the bottom of the river near the bridge which the deceased's
father identified as the pair he had bought for
the deceased.
- The
actual or potential inconsistencies or implausible aspects in Carter's accounts
include telling Father Pearson he had "saved"
a man from being beaten at the
River Torrens. This should be seen in the context that: (a) Carter also
told his sister Beverley Carter
that he had tried to stop Bromley and Karpany
bashing the deceased; and (b) Father Pearson considered Carter to be raving
and mentally
unstable and therefore could not remember what Carter said. It is
clear from the fresh psychiatric and psychological evidence that
one symptom of
a manic episode in schizophrenia and schizoaffective disorder is grandiosity and
that Carter's self‑perception
of the heroism of his actions to try to stop
the bashing increased over the next few days to the point where he:
(a) saved the life
of a drug addict at the River Torrens (albeit noting
that Carter consistently said that the deceased had taken drugs and was drug
affected on the night); (b) "pulled a pair of nun chukas out of his bag and
fought these two [men] off" who were trying to rape a
young man at the River
Torrens; and (c) "sent [these men] on their way". According to the notes
from Hillcrest Hospital, by 10 April
1984 Carter's "heroic involvement in
saving life has diminished". In other words, the grandiosity diminished with
treatment, but
the essential facts of the attack remained.
- There
were other grandiose and delusional aspects of Carter's accounts that appeared
over the days immediately after 4 April 1984,
many of which diminished or
disappeared by 10 April 1984, including being possessed by the devil,
having "drunk blood the night before",
being a "top footballer" wanting to play
or in fact playing for Port Adelaide, being psychic, and being a millionaire.
- It
may be inferred that Carter remained manic when Detective Peglar took his
statement, given Detective Peglar's description of Carter's
excitability, rapid
talking speed, and digressiveness. The fact that Detective Peglar arranged the
statement in a chronological order,
when it may be inferred that Carter was very
likely to have given a description of events out of order, and did not include
extraneous
material, when it may be inferred that Carter included extraneous
material, does not establish that Carter's potential vulnerability
to suggestion
(which according to Professor Coyle is a vulnerability all people have in
certain circumstances, and which is greater
for persons with schizophrenia or
schizoaffective disorder) was in fact manifested. It was not the object of
Detective Peglar to
create a record that conveyed Carter's psychological state.
Detective Peglar's object was to obtain an intelligible statement of
what Carter
had witnessed. Detective Peglar cannot be criticised for this, and it does not
prove that Carter's police statement is
an unreliable manifestation of Carter's
suggestibility.
- The
oral evidence of the psychologists and psychiatrists cannot be disregarded. For
example, Professor Coyle accepted that, when
making spontaneous utterances
– as Carter did to his sisters, his mother, and Father Pearson, and in
Hillcrest Hospital –
it could not be said that Carter was subject to
suggestibility. Professor Coyle accepted that there was no "precise evidence" of
the police having put any "suggestive question" to Carter. Professor Coyle
accepted that Detective Peglar having found it hard to
get Carter's statement
all down was "in no way, shape or form" evidence of "suggestive questioning".
Professor Coyle accepted that
if there was other evidence or material supporting
Carter's accounts it would prove accurate recall for that part of his account
rather than suggestibility. It should also be recalled, in this context, that it
was Carter's identification to the staff at Hillcrest
Hospital that he had
witnessed the bashing at the River Torrens that caused the staff to contact the
police once they saw the discovery
of the body in the newspaper. The police had
no basis to suggest to Carter that he had seen a murder or that Bromley was
involved.
It was Carter who had been saying he had seen the event and that
Bromley was involved before any involvement of the police.
- Similarly,
Dr Sugarman considered Carter to be "over‑compliant" in trying to please
the staff at Hillcrest Hospital. It is
not apparent how Carter's descriptions to
staff of what he had witnessed involved over‑compliance on his part as,
until they
saw the newspaper report, it may be inferred the staff assumed
Carter's descriptions of what he witnessed were mere manifestations
of his manic
and delusional state. If it had been otherwise, staff would have contacted the
police as soon as they were told by Carter
about what he had seen.
Dr Sugarman also made plain that he was not an expert on the science
dealing with suggestibility, deferred
to the forensic psychiatrists on that
issue, and did not look for evidence as to whether the police's questioning of
Carter involved
suggesting answers to him.
- Dr
Furst said that Carter's spontaneous utterances before he spoke to the police
would be relevant to assessing his suggestibility.
Dr Furst also accepted
that it was mere supposition or conjecture that the questions the police asked
Carter might have prompted
a particular answer.
- While
Dr Hook expressed concerns about the way in which the interviewer structured
Carter's statements to police, Carter's statements
to police did not go to the
jury. It follows that the jury could not have been given a false sense of
Carter's rationality and accuracy
from these statements. Dr Hook also said
he saw no evidence that Carter was confabulating when giving evidence.
- Dr
Brereton agreed that Carter's spontaneous utterances before he spoke to the
police would not be affected by Carter's potential
suggestibility.
Dr Brereton said it was impossible to say if Carter's statement to police
was affected by suggestibility, but also
accepted there was no evidence of that
being so. Dr Brereton further accepted that his evidence that Carter's
account was distorted
by reason of Carter's suggestibility was supposition by
Dr Brereton. While Dr Brereton expressed concern that Carter had been
interacting
with Hillcrest Hospital staff before he was interviewed by police
and may have been influenced by those staff, it is not apparent
how that could
be so in any relevant manner given that there was no newspaper report of the
discovery of the body until 9 April 1984
and, until then, the staff
considered Carter's accounts to be a manifestation of his illness.
Dr Brereton's further evidence that
Carter may have "ramp[ed] up his story"
because staff disbelieved him is obvious supposition and, in any event, the
"ramp[ing] up"
that occurred was directly related to Carter's increasing
grandiosity about his role in the event, not the event otherwise.
- What
emerges from the expert evidence as a whole is that many people are vulnerable
to suggestibility depending on the circumstances,
but a person such as Carter
was more vulnerable due to his schizoaffective disorder. Carter's vulnerability,
however, would not have
affected his spontaneous utterances about the event. It
is apparent that Detective Peglar structured Carter's statement to make it
intelligible – which, it may be inferred, included putting things in
chronological order and eliminating digressions. There
is no evidence, however,
that Carter's statement to police was a product of Carter's suggestibility. In
any event, the statement
was not before the jury. The grandiose aspects of
Carter's accounts are also obvious. They are, as the experts accepted, different
in quality from his account of the attack on the deceased.
- Before
moving to Carter's evidence in the trial, it is convenient to make a further
observation about the fresh evidence of the psychiatrists
and psychologists. A
distinct theme of their evidence was their concern that because Carter was not
manic and psychotic at the time
he gave evidence and there was no evidence
adduced from a forensic psychiatrist about how ill Carter had been at the time
of the
relevant events, the jury could not have appreciated the true extent of
Carter's illness despite the direction given by the trial
judge. For example,
Dr Furst said that the direction was insufficient "because it didn't tell
the jury that [Carter] was floridly
psychotic and manic".
- The
jury, however, had seen Carter give evidence. They saw him say he thought he had
"seen the Devil", and it frightened him and
he got "all tense and sick". They
saw him say that he thought he was a Port Adelaide football player. They heard
that: (a) he had
memory blanks before 1981; (b) he was diagnosed with
schizophrenia in 1982; (c) he had been in hospital in 1982 because he was
seeing
things, including the "Devil with the horns and the red face", as well as
a tail; (d) the devil would speak to him; (e) he saw the
devil again
around the time of the incident at the River Torrens; (f) the devil
frightened him but he could not describe it and he
was "freaking out" at the
time; and (g) he was very sick in 1982 when he went to the hospital but did
not realise he was sick, and
was very sick again when he went back to the
hospital in 1984. The jury saw Carter say that when he was sick he "could have
said
anything" as, when sick, he just speaks whatever is in his mind. They saw
him say that: (a) he escaped from the hospital as he did
not think he was
sick; (b) he still suffered from his illness; (c) his illness could
get worse; (d) he had not been taking his medication
for three to four
weeks before the incident; and (e) he was feeling confused when giving that
part of his evidence about the use
of the barbell. The jury also heard the
submissions of Bromley's counsel about Carter's mental illness and its effect on
his evidence.
- Given
this and the ultimate effect of the fresh evidence of the psychiatrists and
psychologists, it is not apparent how their evidence
could materially change the
"evidentiary landscape"[70]
of the case against Bromley.
Carter's evidence in the trial
– inconsistencies and inaccuracies
- The
submissions for Bromley focused on Carter's evidence in the trial that was wrong
or said to be inconsistent with other, reliable
evidence.
- The
route the taxi took: Carter said the taxi that he and Karpany took to the
city went over the Morphett Street bridge and drove up Hindley Street towards
Jules Bar, did a U‑turn near King William Street, and then stopped in
Hindley Street opposite Jules Bar. Mr George, taxi driver,
said the taxi
entered Hindley Street from the King William Street end and stopped near Jules
Bar.
- It
is well within the realm of ordinary human experience for a person to believe
they took one rather than another route. This discrepancy
(and any other
discrepancies) about the route the taxi took does not support any concern about
the reliability of Carter's evidence.
Discrepancies of this kind are to be
expected in the ordinary course of a person recollecting events, including parts
(such as a
taxi trip) on which they had no reason to focus at the time. The
important fact is the common evidence that the taxi went to Hindley
Street and
stopped near Jules Bar.
- Carter
embracing the "dapper man": Carter said he first met Bromley in 1981 and
that he was not sure if he and Bromley were related. The Mileras were his
cousins.
He next met Bromley in April 1984. Mr George, taxi driver, said
that when Carter and Karpany got out of the taxi to greet the other
Aboriginal
man near Jules Bar, Carter put his arms around the other Aboriginal man in a
close greeting.
- It
was submitted for Bromley that this would have been odd behaviour if the other
Aboriginal man was Bromley, whom Carter had met
only once previously in 1981.
- This
submission overlooks four matters. One, Carter was psychotic and manic at this
time, so an over‑effusive greeting would
accord with the elevated mood
which he exhibited around 4 April 1984 and for some weeks after. Two,
Carter and the other Aboriginal
man were members of Adelaide's Aboriginal
community, and it cannot be assumed that it would be odd for two members of
Adelaide's
Aboriginal community to greet each other in the way Carter greeted
Bromley. Three, Carter referred to Bromley as Milera, and the
Mileras were
Carter's cousins, although Carter was not sure if Bromley was a member of his
extended family or not. Four, Carter's
statement to his mother the next day
about Bromley being "out" supports an inference that Carter's mother knew who
Bromley was and
that he had been in gaol.
- The
important fact is the common evidence that the taxi stopped outside Jules Bar.
Carter and Karpany were joined by the other Aboriginal
man and the young white
man.
- Purchasing
a flagon: Carter said that when they were back in the taxi they stopped and
he got out to buy a flagon at "Martinas" on the northern side
of Hindley Street,
but they would not serve him. Mr George said Carter went into Katz (or
Kats) Bar on the northern side of Hindley
Street and returned with a flagon in a
brown paper bag.
- The
important point, however, is the common evidence that the taxi stopped on the
northern side of Hindley Street at a bar and Carter
either tried to or did buy a
flagon.
- Payment
of the taxi fare: Carter said Bromley paid the taxi fare at Martinas and
they then all left the taxi, and the men walked off down Register Street
(which
intersects with Hindley Street), across North Terrace and across the railway
yards to the River Torrens. Carter said they
were not dropped off near the
Suburban Taxis depot, which was further down Hindley Street towards West
Terrace. Mr George said that
after the taxi stopped at Katz Bar, the three
Aboriginal men got back in the taxi (where the white man had remained) and said
they
wanted to go to the parklands, which Mr George was not too keen about.
Mr George asked for the fare and stopped outside the Suburban
Taxis depot.
Bromley paid the fare. According to Mr George, the men got out and headed
towards West Terrace across Hindley Street.
- It
may be accepted that it is more likely that Mr George was right about this
sequence of events and Carter was wrong. Mr George
would have had good
reason not to want to take four men to the parklands in the western part of the
CBD late at night and, rather,
to stop near the Suburban Taxis depot. But it
also must be recognised that the common evidence is that: (a) the men got
out of the
taxi together; (b) they got out on Hindley Street; and
(c) Bromley paid the taxi fare.
- Bromley's
clothing: as discussed, Carter identified the other Aboriginal man who
joined the taxi at Hindley Street as Bromley. Mr George identified
Bromley's clothing inconsistently with the clothing other evidence indicates
Bromley was wearing. The submission for Bromley is that
it should be concluded
that Carter's identification of Bromley was wrong. This submission does not
confront other evidence, including:
(a) Carter's reference to Bromley being
"out" when Bromley had just got out of gaol; (b) Mr George's reference
to Bromley having
just been released from gaol; and (c) Mr George's
own identification of Bromley as the other Aboriginal man who joined the taxi at
Hindley Street. It also does not confront the evidence, inadmissible against
Bromley but admissible for the purpose of assessing
Carter's reliability and the
question under s 353A(1) of the CLCA in this appeal, of Karpany's statement
to Jennifer Carter identifying
Bromley as the person who, with Karpany, bashed
the young man.
- Bromley
being drunk: Carter initially said that, at the river, Bromley was "pretty
drunk", Karpany looked "half shot" but not as drunk as Bromley, the
deceased was
"pretty drunk and off his face with drugs", and Carter had not been drinking.
Later in his evidence, Carter said that
the deceased was "pretty drunk", Bromley
was "really drunk" and "the drunkest of the lot" (and was "[s]taggering around"
and "couldn't
walk straight"), and Karpany was "half shot". Constable Griggs
said that when he spoke to Bromley (after 4.25 am on 4 April 1984)
he
had a very slight smell of alcohol on his breath but was not affected by liquor.
Constable Burden said she did not smell liquor
on Bromley, and he did not appear
to be affected by liquor. Mr George, taxi driver, said he would not say
Bromley was affected by
alcohol.
- This
is an inconsistency between Carter's evidence and other evidence, at least to
the extent that it is possible to assume that,
if Bromley was "really drunk" by
the river, it may be unlikely that two police officers would assess him as not
affected by alcohol
perhaps around an hour or so later.
- The
barbell: Carter said that he had a barbell with him. According to Carter,
when the deceased refused to have sex with Bromley, Bromley started
bashing him
and Karpany joined in, and they were punching and kicking the deceased. Bromley
also used the barbell on the deceased,
hitting him on the body, face, and head.
The barbell had been in Carter's bag. Bromley got the barbell from the bag which
he had
seen earlier. Dr Manock, forensic pathologist, considered the
pathology evidence to be "totally and absolutely" inconsistent with
the use of a
barbell against the deceased as Carter had described (that is, blows against the
deceased while the deceased was on
the ground, including blows to the head).
- In
assessing this evidence, however, other evidence is relevant: (a) Carter
did own a barbell; (b) Carter thought the barbell had
fallen into the
river; (c) the police divers found a barbell under the Morphett Street
bridge when they found the desert boots; (d)
the barbell found in the river
matched the other barbell Carter owned; (e) Dr Manock also said that
the injury caused by a blow from
a barbell would depend on whether the body part
struck was capable of moving away from the blow and whether the blow was direct
or
glancing. Given this, he could not say that a barbell was or was not used in
causing the injuries to the deceased. This explains
the part of the trial
judge's direction that the jury may decide Carter was right that Bromley picked
up the barbell and struck one
or more glancing blows but was undoubtedly
mistaken that Bromley had hit Docoza as described, that is, while Docoza was on
the ground.
- The
deceased was stripped naked: Carter said the deceased was wearing a shirt,
trousers, and desert boots. When they were bashing the deceased, Karpany and
Bromley
stripped him naked. Bromley used a knife he had to take the deceased's
trousers off. They took his shoes and socks off. When the
deceased was found, he
was naked from the waist down but was wearing a shirt and windcheater.
- Accordingly,
Carter was wrong that the deceased was stripped of all clothing. He was right,
however, that the deceased had his trousers,
shoes, and socks removed. Moreover,
he was right that the deceased was wearing desert boots, and the same desert
boots, laces tied,
were found at the bottom of the river near the Morphett
Street bridge.
- Bromley
in the water: Carter said that when Bromley and Karpany were bashing him the
deceased rolled down the bank into the water and they ducked the
deceased's head
under water. It was submitted for Bromley that if this were so Bromley would
have been "up to his hips in mud and
water in the River Torrens", but the police
officers did not suggest this to be the case. It was submitted for the
respondent that
there was a timber landing out the front of the Australian
National Railways rowing shed so it is not the case that Bromley would
have had
to get wet to duck the deceased's head under the water if Bromley was on the
landing.
- It
is not possible to know exactly what occurred, but there is no doubt the
deceased was in the river. There is also evidence that,
whatever the police
might or might not have noticed about Bromley's clothing in the early hours of
4 April 1984: (a) when the police
found him, Bromley was hiding and
stuck in a prickly bush from which he had to be helped to escape; (b) on
the morning of 4 April
1984 Bromley's sister‑in‑law, Margaret
Bromley, noticed dry mud on Bromley's trousers; (c) Bromley had to borrow
some
clothes as he wanted to and did wash his clothes, including his shoes,
which had mud on them, and when his sister‑in‑law
asked him why he
was doing so Bromley said "it gives me something to do"; (d) the police
divers found the barbell in the river at
the eastern end of the landing outside
the front of the Australian National Railways rowing shed and were able to
retrieve the barbell
from the river while remaining on the landing; and
(e) the desert boots were each located about two metres out from the
landing towards
its eastern end, in water about two to three feet deep.
- Carter's
interaction with Bromley and Karpany on the bridge: Carter said that when he
left the river after the bashing, he went to the pie cart under the Morphett
Street bridge and then walked
up the bridge where he saw Bromley and Karpany
leave the area of the river. They were walking towards Carter. Carter gave them
a
drink of the water he got from the pie cart. Then the police appeared. Bromley
and Karpany then "cut it" and went their separate
ways. Carter spoke to the
police. Then he saw other police cars and they found Bromley, who was hiding.
Carter went home.
- It
was submitted for Bromley that the police had seen Bromley alone on the bridge,
not with Karpany, and there would not have been
enough time for the events
Carter said had occurred to have in fact occurred. This submission, however, is
mere surmise and is not
based on any specific evidence of timings. Further:
(a) there was a pie cart under the bridge; (b) the pie cart operator
gave evidence
that could have been interpreted as supporting Carter having
sought and being given a cup of water, albeit the date and time given
by the pie
cart operator being incorrect; (c) Carter did meet the police on the bridge
and spoke briefly to them; (d) the police
did see Bromley on the bridge,
albeit alone; and (e) Bromley did run and hide when he saw the police
again.
- It
was also submitted for Bromley that there was an inconsistency between Carter's
account about Bromley getting into the police
car when apprehended and the
evidence of Constables Burden and Griggs. Carter said in his statement to police
that "I think Derek
was arrested by the police". In his evidence Carter said
that when the police car came Bromley and Karpany "tried to cut it and ran
away"
and "went separate ways". Then Carter saw other police cars coming "and I seen
them get Derek in the car; Derek was hiding".
Carter said Bromley was hiding
"[d]own off the edge of the road" and when he saw the police get Bromley he went
home. As he put it,
the police "had" Bromley. Later in his evidence, Carter said
that, when the police car arrived, Bromley and Karpany "scattered, cut
it". The
asserted inconsistency with the police evidence is Carter saying that he "seen
them get Derek in the car". It is clear from
the police evidence, however, that
the police did "get" Bromley in the car as they used the headlights of the
police car to locate
Bromley and fixed their lights on him on high beam, causing
Bromley to run and try to hide. The asserted inconsistency does not exist.
- Carter's
blue bag: Carter said that when he left the river, he had his cassettes with
him. He did not have his bag with him. When he saw Karpany on
the bridge,
Karpany had Carter's bag and kept it. Father Pearson took Carter to Hillcrest
Hospital the following afternoon but, on
the way, they looked for Carter's bag
at Carter's request. Carter saw Karpany at Victoria Square, and Karpany said the
bag was at
the River Torrens. Constable Burden said that she did not recall
Carter carrying anything when she saw him on the bridge. Constable
Griggs said
that Carter was carrying a blue airways style bag when he saw him on the bridge.
It had books in it.
- From
this, it may be inferred that Carter was wrong about leaving his blue bag at the
river and Karpany having his bag when he saw
him on the bridge. Other evidence,
however, confirms that: (a) Carter did have a bag in which he had a
sheepskin rug and other items
that he used to "collect"; (b) Carter’s
blue bag, still containing the sheepskin, was later located by a city council
gardener
on 7 April 1984 near Festival Drive, on the eastern side of the
Morphett Street bridge, behind a fence on the river embankment; and
(c) Carter's evidence that he carried various tablets in his blue bag, and
gave the deceased some headache tablets, was supported
by other evidence at
trial, including that a number of tablets were found by police in Carter's blue
bag after it was located, that
one of the tablets included a drug containing
oxazepam, and that low levels of oxazepam were detected in the urine and liver
of the
deceased, which were "consistent with the deceased having taken a
15 milligram tablet of that drug some hours before
death".
Dr Furst's five inconsistencies
- It
will be recalled that Dr Furst identified five inconsistences in Carter's
evidence that informed his opinion of Carter's reliability
given his mental
illness.
- The
use of the barbell: it is not apparent that Dr Furst had regard to the
facts that: (a) proved Carter did have a barbell in his bag, and that the
barbell
was at the scene of the attack and had been removed from the bag at the
scene, given it was found in the water; and (b) while Dr
Manock said
that the injuries to the deceased were "totally and absolutely inconsistent"
with the use of the barbell while the deceased
was on the ground as Carter had
described, Dr Manock also said that he did not know if the barbell had been
used in the attack or
not as it was possible that lesser injuries would have
been caused if the body part was free to move when struck and/or was struck
by a
glancing blow only (that is, if the deceased was not struck on a body part on
the ground, preventing the body part from moving
with the momentum of the
barbell). Further, when the whole of Dr Manock's evidence in respect of the
use of the barbell is considered,
it is not apparent how this supports the
opinion of Professor Coyle that, in respect of the barbell, Carter's "recall was
so manifestly
wrong" that it brings into question virtually everything he claims
to have recalled.
- The
deceased being completely naked: it is not apparent that Dr Furst had
regard to the facts that: (a) Carter was right that the deceased was
wearing desert boots;
and (b) those desert boots were found, with the laces
tied, in the river near the location of the attack as Carter described. If
those
facts are also considered it is readily understandable that the shock of
witnessing the attack and seeing a man stripped of
his trousers, socks, and
shoes, particularly in the context of a rejected sexual advance, might be
reconstructed by the ordinary
interpretive process of a person's memory as the
man being stripped naked.
- Carter
giving Panadol or some prescription medication to the deceased: it is not
apparent that Dr Furst had regard to the facts that: (a) proved Carter
did have various tablets in his bag, including
a drug containing oxazepam; and
(b) low levels of oxazepam were detected in the urine and liver of the
deceased, which were "consistent
with the deceased having taken a
15 milligram tablet of that drug some hours before death".
- Carter
pulling the deceased out of the river: it is not apparent that Dr Furst
had regard to all of the evidence about this aspect of the event. In his
evidence in chief, Carter
said he told Bromley and Karpany to leave Docoza alone
and, after Docoza rolled down the bank and Bromley and Karpany ducked Docoza's
head in the water, Carter pulled Docoza up on the bank. According to Carter,
when he ran away from this (as he was "freaked out")
Docoza was again in the
river. In cross‑examination, Carter said (consistently with his
evidence in chief) that Docoza was
twice put in the river during the attack.
Again, according to Carter, the first time Carter helped Docoza out of the water
and told
Bromley and Karpany to leave Docoza alone. He did so by putting his
arms under Docoza's arms and helping him out of the water by
the shoulders while
Carter was standing on the lawn area of the bank. Docoza was still conscious at
this time. Carter said that when
Docoza went into the water the second time he
was naked and still calling for help while Bromley was pushing his head under
the water.
Carter did not accept that he had not helped Docoza out of the water
on the first occasion. It is not apparent that Carter's evidence
that he helped
Docoza out of the water on the first occasion is demonstrably wrong. The
evidence he gave at trial in this regard
was consistent and cogent.
- Carter
using nunchakus: a nunchaku is a martial arts weapon comprising two sticks
joined by a chain or rope of some kind. The only reference to nunchakus
in
Carter's accounts is his statement to Mr Steele in Hillcrest Hospital that
"he had pulled a pair of nun chukas out of his bag
and fought these two [men]
off". This accords with Carter's statement to Dr Ash in Hillcrest Hospital
that he had a black belt in
karate. There is no evidence that Carter owned or
had with him on 4 April 1984 (or at any time) nunchakus. Carter's
description of
using nunchakus occurs in the part of his account where he
claimed to have saved the young man being beaten up by seeing off his
attackers.
Dr Furst agreed in cross‑examination that these aspects of Carter's
accounts (which were not part of his evidence
before the jury) fitted the same
pattern of grandiose delusions while he was in Hillcrest Hospital and were of a
very different nature
compared to Carter's account otherwise of the bashing of
Docoza.
Conclusion about inconsistencies
- In
this context, it is apparent that a great deal of Carter's evidence was strongly
supported by other evidence or material not admitted
into evidence against
Bromley but relevant to an assessment of Carter's reliability.
- Given
that the psychiatrists accepted that: (a) a person with schizophrenia or
schizoaffective disorder could accurately recall events
witnessed when
psychotic; (b) they would consider all supporting and non‑supporting
evidence in their practice to assess a
patient's reliability; and (c) they
had not been instructed to and did not consider all of the evidence or other
material that supported
Carter's evidence, the Court of Criminal Appeal did not
err in concluding that the weight of all of the fresh expert evidence was
significantly diminished by the fact they did not do so.
- Although
Professor Coyle and Dr Sugarman continued in their cross‑examination
to take a different view about the relevance
of inconsistencies in Carter's
evidence to the assessment of the accuracy and reliability of his recall, the
psychiatrists' evidence
also significantly diminished the weight of the
psychologists' evidence as: (a) it was clear the psychiatrists routinely
treated
people with schizophrenia and schizoaffective disorder, but the same
could not be said of Professor Coyle; (b) Professor Coyle and
Dr Sugarman had not considered the whole of the supporting evidence and
material, but focused heavily on the inconsistencies and
inaccuracies in
Carter's statements and evidence; and (c) Professor Coyle and
Dr Sugarman's overall position was that everyone's
memory is unreliable and
that it could never be ascertained if a person was recalling events accurately
or not, so supporting evidence
is always required before evidence based on
recall is accepted, and this view merely applied with even greater force to a
person
with schizophrenia or schizoaffective disorder.
- In
these circumstances, the submission for Bromley that the Court of Criminal
Appeal erred by diminishing the weight given to the
fresh expert evidence
because the evidence and material that supported Carter's evidence did not
incriminate Bromley by placing Bromley
at the scene of the offending cannot be
accepted. The proposition that the supporting evidence and material "does not
corroborate
[Carter's] evidence on the only issue that matters in this case
– the guilt of [Bromley]" is unrealistic. It ignores the statement
of
Karpany to Jennifer Carter that, at the time and the location Carter identified,
Bromley and he had bashed a white bloke under
a bridge "too bad" and "all the
way" as Bromley wanted to have sex with the bloke, removed the bloke's trousers
and threw them in
the river, and also threw the bloke in the river, and did so
in front of Carter, who then "had to open his mouth". It fails to give
the
required weight to the other evidence that: (a) Carter and Karpany went to
Hindley Street together; (b) the Aboriginal man they
met was Bromley and
the white man they met was the deceased; (c) the Aboriginal man they met
had just got out of gaol and Bromley
had just got out of gaol; and
(d) Bromley and Carter were both seen in the vicinity of the area of the
crime at around the same time.
- Further,
in these circumstances, the submission for Bromley that the Court of Criminal
Appeal erred by diminishing the weight of
the inaccuracies and inconsistencies
in Carter's accounts also cannot be accepted. As discussed, the inaccuracies and
inconsistencies
in Carter's accounts, assessed in their overall context, do not
support an inference that he was an unreliable witness in the sense
asserted,
that is, as a person who could not be accepted in any respect absent specific
confirming or corroborative evidence in that
respect.
- The
detailed examples proffered for Bromley in support go nowhere. First, the fact
that Carter may be inferred to have been wrong
that Karpany had Carter's blue
bag and that Carter is likely to have lost or left his bag where it was found
(near Festival Drive,
on the eastern side of the Morphett Street bridge, behind
a fence on the river embankment) does not lead to an inference that Carter
had
the bag with him in Hillcrest Hospital and deposited it in the location it was
found after he absconded from Hillcrest Hospital
on 6 April 1984. The
gardener who saw the bag did so from his car while driving to work. The fact
that he did not see the bag when
working in the area on the previous two days is
unsurprising. Further, Father Pearson did not suggest Carter had his bag with
him
when he drove Carter to Hillcrest Hospital on 4 April 1984. Father
Pearson also gave evidence supporting Carter's evidence that Carter
asked Father
Pearson to drive him to Victoria Square to see Karpany (Carter having given
evidence that he wanted to see Karpany to
get his bag back).
- Second,
it cannot be inferred that the Court of Criminal Appeal was unaware of the fact
that Arthur George's evidence of the date
on which "a young Aboriginal man
approached him asking for some water between 2:00 and 2:30am" was either
5 or 6 April 1984 and not
4 April 1984. Nor could the Court of
Criminal Appeal have been unaware that Arthur George identified the time as
between 2.00 am
and 2.30 am, when the other evidence supports an
inference that Carter must have approached the pie cart for a drink of water at
a later time, around 3.30 am to 4.30 am. The fact that Officer Moyle
(railway police) was parked on North Terrace just under the
Morphett Street
bridge at about 4.00 am and could see the pie cart but did not see Carter
is also immaterial. Officer Moyle said
there were always taxis near and
customers at the pie cart and there could have been customers there at the time,
but he did not
recall any specifically. That is to be expected, as Officer Moyle
had no reason to be focusing on the pie cart. It may be inferred
that the Court
of Criminal Appeal considered that Arthur George's evidence supported Carter's
account, because it is ordinary human
experience that a person is more likely to
recall an event than the day or time of the event. There is no error in the
Court of Criminal
Appeal having characterised Arthur George's evidence as
supporting Carter's evidence despite the inconsistencies of date and time.
- Third,
there is no error apparent in the Court of Criminal Appeal's treatment of the
police officers' observations that Bromley had
blood on his clothing when they
saw him. The Court of Criminal Appeal knew that Bromley had to be helped to
escape from the prickly
bush in which he was
hiding[71]. Constable Griggs
asked Bromley why he had run from the police, and he said that he had just been
released from gaol and that he
had been robbed of $60, and when Constable Griggs
looked in Bromley's wallet he had $60 in it. Constable Griggs said he saw a
stain
that appeared similar to blood on the front of Bromley's shirt. Constable
Burden said she saw what appeared to be fresh blood on
Bromley's shirt front
about the size of a fist. She asked him where this had come from. Bromley said
he had been in a fight at a
pub and then said he had been bashed and robbed by
two men of $60 and when Constable Griggs checked Bromley's wallet he had $60 in
it. Contrary to the submissions for Bromley, Bromley did not suggest at this
time that the blood was caused by the prickly bush.
Further, in his unsworn
statement, Bromley said he got into a fight in a carpark across the road from a
bar but did not suggest he
had been robbed.
- The
Court of Criminal Appeal's point was simply that when the police saw Bromley,
they identified what appeared to be blood on his
shirt and Bromley's explanation
was a fight he had been in (albeit not with the deceased). This was, as the
Court of Criminal Appeal
concluded[72], one of the
"skeins of evidence" supporting Carter's account that Bromley violently attacked
the deceased, irrespective of the inconsistency
in Bromley's account of being
robbed. Had Bromley considered that the blood came from injury caused by the
prickly bush, as now posited
for him, it would be expected that he would have
said so at the time the blood was pointed out to him by the police officers.
Rather,
Bromley's explanation was a fight, that is, a violent incident with
another man (but not the deceased), earlier in the evening. In
these
circumstances, the fact that there was no forensic evidence proving the stain
was blood does not undermine the fact that Bromley
explained the blood not by
reference to being caught in prickly bushes, but by being involved in violence
with another man earlier
in the evening.
- Fourth,
it was submitted for Bromley that Margaret Bromley's evidence of having seen mud
or clay on Bromley's trousers and jacket
the next morning, and Bromley washing
his clothes, was not evidence of Bromley's consciousness of guilt given that it
could be expected
he would get dirty having been trapped in a prickly bush. This
submission overlooks other circumstances, namely: (a) in his unsworn
statement, Bromley said he had to wash the jacket as it had got dirty from
"food, booze or in the blue in the carpark", or from being
in the bush;
(b) the police officers saw blood on the front of Bromley's shirt;
(c) Margaret Bromley saw mud on Bromley's trousers
and shoes, and a stain
on the jacket; (d) to wash everything, Bromley had to ask his
sister‑in‑law how to use the washing
machine and had to borrow a
shirt from his sister‑in‑law's son to wear; and (e) Bromley did
not mention to his sister‑in‑law
that he had been robbed. In the
circumstances, and as the Court of Criminal Appeal concluded, this evidence was
a "second skein"
supporting Carter's evidence of a violent attack by Bromley on
the deceased[73].
- Fifth,
the Court of Criminal Appeal did not confuse Dr Manock's evidence of the
recent bruising on the deceased (the "third skein"
of evidence) with the other
two skeins of evidence which it identified. The Court of Criminal Appeal
identified these three matters
as "skeins" of evidence because, together, they
implicated Bromley in the attack on the deceased and, accordingly, supported
Carter's
evidence as reliable in that
regard[74]. It must be kept
in mind that the issue with which the Court of Criminal Appeal was dealing was
not an appeal against conviction,
but an application for permission to appeal
for a second time. The question with which it was dealing was whether the fresh
psychiatric
and psychological evidence was compelling, one aspect of which was
whether that evidence was highly probative in the context of the
issues in
dispute at the trial. The issue in dispute to which the fresh evidence was
relevant was Carter's reliability as a witness.
In that context, the Court of
Criminal Appeal was not using the skeins of evidence to find Bromley guilty to
the criminal standard
of beyond reasonable doubt. It was using the skeins of
evidence to conclude that, properly understood, the fresh psychiatric and
psychological evidence was not highly probative of Carter's reliability as a
witness.
- Contrary
to the submissions for Bromley, the three skeins of evidence do inculpate
Bromley and do diminish the relevance and cogency
of the fresh psychiatric and
psychological evidence. They do so because the overwhelming weight of that
evidence accepted that material
supporting Carter would be relevant to an
assessment of his reliability as a witness, and the experts did not have regard
to the
whole of the material that supported numerous aspects of Carter's
accounts and evidence. The analogy to OKS v Western
Australia[75] that was
sought to be drawn for Bromley does not exist. In that case, the evidence of the
accused and complainant lying on a bed
together was said not to be evidence of
the charge that, on that occasion, the accused indecently dealt with the
complainant[76]. That
circumstance, in which there was no other apparent evidence of what occurred but
that of the complainant, bears no resemblance
to the present case, where there
is other material and evidence leading inexorably to the conclusion that
Carter's accounts and evidence
of the event were right in nearly all material
respects and wrong about some details.
- Sixth,
the Court of Criminal Appeal did not err in failing to recognise the changed
"evidentiary landscape"[77]
created by the fresh psychiatric and psychological evidence in respect of the
evidence of Mr George, taxi driver, as to the clothing
worn by the other
Aboriginal man who entered the taxi at Hindley Street. The Court of Criminal
Appeal appreciated that the jury must
have reasoned that Mr George was
wrong about the clothing that man
wore[78]. This does not mean
the Court of Criminal Appeal reasoned that Carter must have been right that the
man was Bromley. There was ample
other evidence that the man was Bromley,
including: (a) Mr George's identification of Bromley as the man;
(b) Mr George having heard
Bromley or Carter say that the man had just
got out of gaol when Bromley had just got out of gaol; (c) Bromley having
told the police
officers he had just got out of gaol; and (d) Carter having
told his mother on 4 April 1984 that "Derek MILERA is out – I've
seen
him. I was with him and Johnnie last night." As to the last matter, given
that Bromley was only released from gaol on 3 April
1984 it is not apparent
how Carter could have known Bromley was "out" other than that Carter had indeed
seen Bromley and was with
him and Karpany that night. The fresh psychiatric and
psychological evidence has no effect on that evidentiary landscape.
- Accordingly,
the Court of Criminal Appeal's reasoning was not illogical, and nor was it
contrary to the fresh evidence. Rather, it
rationally reflected the evidence of
the psychiatrists that the material and evidence supporting Carter's evidence
was relevant to
his reliability as a witness. As discussed, the evidence of the
psychiatrists also significantly diminished the weight of the evidence
of the
psychologists, as did the other aspects of the psychologists' evidence
identified above.
Other matters
- The
Court of Criminal Appeal concluded that the fresh psychiatric and psychological
evidence was reliable and substantial but not
highly probative "in the context
of the issues in dispute at the trial of the offence". The Court of Criminal
Appeal reached this
view without regard to the additional propensity evidence on
which the respondent sought to
rely[79]. It is therefore
unnecessary to consider the Court of Criminal Appeal's alternative conclusion
that the fresh evidence was not compelling,
taking into account that additional
propensity evidence[80].
- We
see no error in the Court of Criminal Appeal's reasoning and agree with its
conclusion. Accordingly, the Court of Criminal Appeal
was right to deny
permission for the second appeal under s 353A of the CLCA as there was not
"fresh and compelling evidence that
should, in the interests of justice, be
considered on an appeal", as referred to in s 353A(1). The first special
leave question,
whether the fresh psychiatric and psychological evidence is
compelling within the meaning of s 353A(1) of the CLCA, must be answered
"no". The second special leave question, whether it was in the interests of
justice that it be considered on an appeal, must also
be answered "no".
- For
these reasons, the application for special leave to appeal must be
dismissed.
EDELMAN AND STEWARD JJ.
Introduction
- The
applicant for special leave to appeal has been in prison for almost
40 years, maintaining his innocence of the murder of
Mr Stephen
Docoza. The murder occurred early in the morning on
4 April 1984 in the course of an assault by the River Torrens in
central Adelaide.
There was a large volume of evidence given at the trial at
which the applicant was convicted. Some of that evidence is described
in the
reasons of Gageler CJ, Gleeson and Jagot JJ. Much of it need not be
repeated in these reasons because the focus is upon the
only direct evidence of
the assault which was essential for the applicant's conviction. That evidence
was an account, that was undeniably
wrong in important respects, given by a
witness (Mr Gary Carter) who was present at the assault, and who, at the
time, was suffering
from schizoaffective disorder and was acutely psychotic and
hypomanic.
- There
is no doubt that the jury accepted that an assault occurred and that at least
the applicant and Mr Carter were present at the
scene of the assault. But
the conviction of the applicant depended upon Mr Carter's evidence about
what happened during that assault.
Some of Mr Carter's evidence concerning
relatively mundane events before and after the assault was corroborated and was
likely to
be correct. Some was plainly wrong. But this evidence from
Mr Carter about events before and after the assault is a distraction from
the events of the assault. The accuracies and inaccuracies of Mr Carter's
account of mundane events before and after the assault
provide little guide to
the accuracy of his account of the critical and emotional event of the assault.
As was said by the psychiatrist
who was instructed by the Crown to give expert
evidence, for a person with Mr Carter's psychiatric condition, "if you were
asking
something that was simple and concrete and emotionally neutral, you could
expect to get a more reliable account".
- Even
if Mr Carter's accounts of those mundane events before or after the assault
were entirely correct (which they certainly were
not), and even if his accounts
of those mundane events were corroborated in every essential respect (which they
certainly were not),
the jury could not convict on that evidence. It was
Mr Carter's account of the assault that was crucial. The real issue,
therefore,
is whether the jury should have been told that they could not accept
Mr Carter's evidence concerning the assault itself without corroboration
of
each aspect of that evidence that was necessary to convict the applicant.
- Mr Carter's
evidence at trial concerning the assault differed in significant respects from
earlier accounts that he had given but
which were not before the jury. As we
explain below, contrary to the approach of the Court of Criminal Appeal of the
Supreme Court
of South Australia, those earlier accounts (even if admissible on
that appeal) do not bolster Mr Carter's reliability. They detract
from
it.
- More
fundamentally, there were numerous aspects of Mr Carter's account of the
assault at trial that were either extremely unlikely
or inconsistent with
established facts. As the trial judge said to the jury, "[t]here is no doubt
that in some important respects
he [was]
mistaken"[81]. One of the
numerous examples can be seen from the evidence of a forensic pathologist at
trial who accepted that Mr Docoza's injuries
were "totally and absolutely
inconsistent with the description" of the assault given by Mr Carter
according to which the applicant
struck Mr Docoza with
Mr Carter's dumbbell weight (also referred to at trial as a
"barbell"). Another example can be seen from the evidence of a police diver
concerning
the depth of the water in which Mr Carter alleged the applicant
had held Mr Docoza's head underwater while kneeling on a landing.
The
evidence was that, even two metres out from the landing where Mr Docoza's
shoes were found, the water was only approximately
60 to 90 cm deep. There
is serious doubt whether Mr Docoza's head could have been held underneath
the water in the manner described
by Mr Carter in the even more shallow
water at the point of the landing.
- As
mentioned, and most significantly for the unreliability of Mr Carter's
account of the assault, Mr Carter was a man who, on 4 April
1984, was
suffering from schizoaffective disorder and was acutely psychotic and hypomanic
at the time of the murder. At trial, Mr
Carter explained that he had seen
the Devil and that the Devil had spoken to him at the time that he said he
witnessed the assault.
He presented on the day of the murder to Hillcrest
Hospital, where he remained for about four months. There he claimed: that the
Devil had been affecting him; that he was a psychic; that he was a millionaire;
that he was a minister of religion; that he was a
top footballer wanting to play
for Port Adelaide that year; and that he was an expert in martial arts and a
black belt in karate.
- As
the Crown properly conceded, the case "would never get to the jury" if the
evidence of Mr Carter needed to be corroborated in
every respect. The
essential question for the Court of Criminal Appeal below was whether
Mr Carter's evidence needed substantial
corroboration in each and every
respect in relation to his account of the assault, upon which the applicant's
conviction depended.
It did. In this respect, the corroborative evidence need
not, by itself, prove the facts of the assault about which Mr Carter gave
evidence: it would be enough that it "'confirms', 'supports' or 'strengthens'
[that] evidence in the sense that it 'renders [that]
other evidence more
probable' ... It is not necessary that corroborative evidence, standing alone,
should establish any proposition
beyond reasonable doubt ... it is sufficient if
it strengthens that
evidence"[82]. But every
essential detail of Mr Carter's account of the alleged assault by the
applicant upon Mr Docoza required substantial corroboration
by independent
evidence before the jury could accept it.
- Professor Coyle,
an expert psychologist instructed by the applicant, said in his expert report in
2015 for the Court of Criminal
Appeal that in light of the "extraordinary
advances" since 1985 in scientific knowledge with respect to "memory, cognition,
interrogative
suggestibility" of individuals suffering from schizoaffective
disorder, he could not "conceive of an appropriately qualified forensic
psychologist or forensic psychiatrist now accepting that Mr Carter's
evidence was in any way reliable". Dr Brereton, an expert psychiatrist
instructed by the Crown, said in his report that "[a]lmost the entirety of
Mr Carter's evidence would need to be corroborated before
I would consider
his reliability had been sufficiently demonstrated".
- Three
of the experts who gave evidence in the Court of Criminal Appeal also raised
concerns about the potential for further exacerbation
of Mr Carter's
unreliability by the effect of his psychosis if Mr Carter had been involved
as a perpetrator, or if he feared being
accused of being a perpetrator. One of
them noted the particular concern that at the time of the assault Mr Carter
was under an arrest
warrant for a previous assault. Hearsay evidence of
statements allegedly made by Mr John Karpany, the applicant's co-accused,
and
relied upon by the Crown on this application, described Mr Carter as
having struck Mr Docoza with Mr Carter's own dumbbell. And
Mr
Carter's treating psychiatrist at Hillcrest Hospital described
Mr Carter's concerns about the legal implications of his position.
Notably,
also, all of the physical evidence found at the crime scene (including
Mr Carter's dumbbell that Mr Carter said had been
used to strike
Mr Docoza) belonged to either Mr Carter or the deceased; none of it
belonged to the applicant.
- No
explanation was given on this appeal for why Mr Carter was apparently never
treated by the police as a suspect. At trial, counsel
for the applicant sought a
direction from the trial judge based on the possibility that Mr Carter was
an accomplice, saying "You
cannot avoid the accomplice role by accepting what
[Mr Carter] says at face value". Indeed, hearsay evidence elicited by the
Crown
from Ms J Carter included a statement by Mr Karpany that
Mr Carter had hit the deceased "a couple of times on the back with a
dumbbell
... up towards the neck". It is notable that although
Ms J Carter later recanted every hearsay suggestion in her pre-trial
witness
statements that the applicant was involved in the assault, she did not
recant the evidence related to Mr Carter's involvement.
- At
the applicant's trial, no expert medical evidence was presented concerning
Mr Carter's mental illness or the effect of his psychosis
on his ability to
give a reliable account of what occurred on 4 April 1984. The essential
purpose of the application under s 353A
of the Criminal Law
Consolidation Act 1935 (SA) ("the CLC Act") to the Court of Criminal Appeal
for a further appeal from the applicant's conviction was to bring such fresh
expert evidence to
the attention of the Court for the first time.
- The
Court of Criminal Appeal heard the application for permission as though it were
an appeal but refused permission for the applicant
to appeal on the basis that
the fresh expert evidence was not compelling and that it was not in the
interests of justice for permission
to be granted. The Court of Criminal Appeal
further concluded that had permission been granted the appeal would have been
dismissed
on the basis that there was no substantial miscarriage of
justice[83].
- The
applicant seeks special leave to appeal against the decision of the Court of
Criminal Appeal. In circumstances in which it appeared
that a large volume of
material may have needed to be considered in order to determine whether the
applicant had been the subject
of a substantial miscarriage of justice, the
ground of the application for special leave to appeal concerning this expert
medical
evidence was referred by Keane, Edelman and Steward JJ for
consideration by a Full Court to be heard as though it were an appeal.
The
application did not raise any novel issue of legal principle for resolution by
this Court. But a miscarriage of justice loomed
very large.
- The
aspect of the miscarriage of justice that loomed large at the special leave
hearing concerned the reliability of Mr Carter's
evidence concerning the
assault on Mr Docoza. However, the applicant sought also to raise a further
proposed ground of appeal asserting
that new pathological evidence demonstrated
that Mr Docoza may have died by natural causes rather than by drowning as
Dr Manock,
a forensic pathologist, had suggested at trial. Although the two
matters were not unrelated, the panel hearing the special leave
application in
the first instance was not satisfied that the new pathological evidence relating
to cause of death would substantially
add to the proposed ground of appeal
concerning the reliability of Mr Carter's evidence. The issues for
determination on the hearing
of the special leave application before this
enlarged Court therefore reduce to three:
(i) whether the fresh expert evidence of the three psychiatrists and the two
psychologists was "compelling" for the purposes of s
353A(6)(b) of the CLC
Act;
(ii) if so, whether it was in the interests of justice for this fresh evidence
to be considered on a further appeal for the purposes
of s 353A(1) of the
CLC Act. This issue turned upon whether the Court of Criminal Appeal was
correct to receive additional propensity and other evidence led
by the Crown,
much of which was not fresh in any way; and
(iii) if the fresh evidence should have been admitted, whether it established
that there was a substantial miscarriage of justice.
- For
the reasons below, special leave to appeal to this Court should be granted and
the appeal should be allowed. The Court of Criminal
Appeal should have concluded
that the fresh expert evidence was compelling and that it was in the interests
of justice for the evidence
to be considered on a further appeal. Having heard
the application as though it were an appeal, the Court of Criminal Appeal should
also have concluded that there was a substantial miscarriage of justice and
allowed the appeal.
The approach taken in these reasons
- These
reasons follow the following format. First, we set out the legal
framework for this application concerning the central issue of when fresh
evidence is "compelling".
- Secondly,
we set out the evidence relevant to this application, namely the different
versions of the assault given by, or attributed to, Mr
Carter. In that
context it is important to separate (i) the versions of the assault that
were given at trial, which included accounts
given directly by Mr Carter,
as well as hearsay accounts given by other witnesses of what Mr Carter, or
other persons, had told them,
from (ii) the hearsay accounts of what
Mr Carter had said that were not in evidence at the trial.
- The
relevance to this appeal of accounts falling into the latter category, namely
the hearsay versions of the assault allegedly given
by Mr Carter not in
evidence at trial, was extremely opaque. Some aspects of the hearsay versions of
the assault demonstrated esoteric
knowledge that an assault had occurred but
none demonstrated esoteric knowledge of any detail of the assault (who committed
the assault?
Was there any assistance? How was the assault committed?). Nor was
any of the hearsay evidence about any of the details of the assault
independently verified or
corroborated[84]. As one of
the experts put it, "having a person repeat a version ... again and again
doesn't mean that [it is] true"—in short,
Mr Carter could not
corroborate himself. Nor could the hearsay evidence of Mr Carter's
pre-trial versions of the assault bolster
his credibility through consistent
repetition by him even if those versions were entirely consistent, which they
certainly were not:
they were shifting and inconsistent and involved aspects
that were plainly fantasy and aspects that were contradicted by evidence
at
trial.
- The
only relevance of the hearsay evidence of Mr Carter's pre-trial accounts of
the detail of the assault lies in the suggestion
by the Court of Criminal Appeal
that there was a gap in the assessment of Mr Carter's unreliability by the
expert witnesses who considered
some, but not all, of those pre-trial hearsay
statements by Mr Carter. But those pre-trial hearsay statements—which
included
statements from Mr Carter that he had seen the Devil and drunk
blood and which contained inconsistencies with his evidence at trial,
as well as
references to matters that it is known could not have occurred—could only
have reinforced the evidence of all the
experts about the effect of his
psychosis at the time, the consequent unreliability of his evidence of the
detail of the assault
at trial, and the need for that detail to be corroborated
in every essential respect by independent evidence.
- Thirdly,
we describe the most significant errors and inconsistencies in Mr Carter's
accounts of the assault. These errors are divided into
two categories. The first
category concerns the errors and inconsistencies in Mr Carter's pre-trial
statements, including to staff
at the hospital to which he was admitted on the
same day as the assault. Separately from the Court of Criminal Appeal's
assertion
that these statements demonstrated a gap in the experts' assessment of
Mr Carter's reliability, at times in this application these
statements were
relied upon (impermissibly) apparently to bolster Mr Carter's trial
evidence. Neither of these approaches to the
pre-trial statements is correct.
The extent of errors and inconsistencies in Mr Carter's pre-trial
statements reinforces the experts'
assessment and detracts even further from
Mr Carter's reliability. The second category that we consider concerns the
most significant
errors and inconsistencies in Mr Carter's evidence at
trial.
- Fourthly,
we consider the evidence concerning alleged admissions that were said to have
been made by Mr Karpany concerning the assault. Not
only was the evidence
of these alleged admissions not admissible against the applicant but the
relevant part of that evidence was
subsequently recanted by the witness who gave
it.
- Fifthly,
we set out in detail the Crown case against the applicant as it related to the
crucial matter of the assault. In particular, we
consider two essential elements
that the Crown was required to prove beyond reasonable doubt: (i) that the
applicant was present
at the scene of the assault on Mr Docoza; and
(ii) that the applicant took part in that assault. There was corroboration
of Mr Carter's
evidence that the applicant was at, or was close to, the
scene of the assault at the relevant time. But there was no corroboration
of
Mr Carter's evidence that the applicant was a principal or a participant in
the assault.
- Sixthly,
it is necessary for us to consider in detail the fresh expert evidence. This
evidence concerns both the reliability of Mr Carter
and his suggestibility.
The fresh expert evidence of Dr Brereton, instructed by the Crown, and
Professor Coyle, instructed by the
applicant, was the most detailed and
clear in stating that Mr Carter's psychosis at the time of assault meant
that all details of
his account of the assault at trial needed to be
corroborated before they could be accepted. Their evidence was internally
consistent
and was consistent with each other's evidence. Dr Brereton was
the only witness who was asked specifically to comment on the findings
of
Professor Coyle's report and, subject to one minor disagreement regarding
how Mr Carter's symptoms were to be classified, which
Dr Brereton described
as "academic", Dr Brereton expressed agreement with Professor Coyle.
Dr Furst was also provided with Professor
Coyle's report after
Dr Furst had provided his written report. During oral examination,
Dr Furst did not express disagreement with
any of Professor Coyle's
conclusions, and indicated express agreement with Professor Coyle's views
on suggestibility. All of the
written reports and oral evidence provided by the
other experts were otherwise consistent with Professor Coyle's reasoning
and conclusions.
- Seventhly,
we identify and summarise the significant areas of agreement among some or all
these expert witnesses. There were at least seven
matters on which multiple
experts agreed including, critically, the fact that there was no way of knowing
whether what Mr Carter
claimed to have seen had occurred or was a
hallucination, absent independent corroboration.
- Eighthly,
we explain that the fresh expert evidence meets the legal test for being
"compelling" within the meaning of s 353A(6) of the CLC Act, which
requires that the evidence be "reliable", "substantial" and "highly probative in
the context of the issues in dispute at the
trial". There was no dispute that
the expert evidence was reliable and
substantial[85]. And the
evidence was highly
probative[86]. Other evidence
relied upon by the Crown does not detract from this conclusion. Importantly,
none of the other evidence relied upon
by the Crown provides any substantial
corroboration for the essential detail of Mr Carter's account of the
applicant's involvement
in an assault on Mr Docoza. And the pre-trial
hearsay evidence relied upon by the Crown concerning statements by
Mr Carter in fact
provides further support for the expert evidence about
the unreliability of Mr Carter.
- Ninthly,
we explain that it is in the interests of justice for the fresh and compelling
expert evidence to be considered on appeal pursuant
to s 353A(1) of the CLC
Act. The Crown sought to adduce new evidence in three categories to demonstrate
that the admission of the fresh and compelling expert
evidence was not in the
interests of justice. None of the evidence in those categories is admissible for
the purpose of identifying
the applicant as an assailant. Most is not fresh.
None is compelling. And even if the Crown evidence were fresh and compelling, it
provides no substantial corroboration for any of the details of the assault that
Mr Carter witnessed and, in important respects,
provides further support
for the compelling nature of the fresh expert evidence.
- The
first category (alleged esoteric knowledge of Mr Carter based on others'
statements recounting conversations with Mr Carter)
does no more than place
Mr Carter at the scene of, and support his involvement in, the assault. The
second category (alleged esoteric
knowledge of Mr Karpany based on hearsay
evidence of admissions by Mr Karpany) also goes no further than that. To
the extent that
the witness who gave that evidence suggested that the hearsay
evidence implicated the applicant in the assault, that account was
inadmissible
against the applicant and, in any event, was recanted by the witness. Moreover,
the Crown did not seek to rely on this
evidence as proof that the applicant was
involved in the assault[87].
The final category was the alleged propensity evidence based upon the
applicant's prior conviction in 1981 of attempted rape. Even
if that propensity
evidence were admissible, which it is not, it provides no substantial
corroboration for Mr Carter's account of
the assault and may even raise
further issues concerning whether Mr Carter's account was based upon
confabulation or suggestion.
It is also notable, in the context of the attempted
rape offence being said to be one of propensity, that the applicant fully
admitted
the offence of attempted rape to the Parole
Board[88], in stark contrast
to his repeated denial of the offence of murder for nearly 40 years.
- Finally,
we set out the conclusion that necessarily arises from considering the fresh and
compelling evidence of the experts on appeal, particularly
the evidence to the
effect that Mr Carter's evidence of the assault needed to be corroborated
in every respect in order to sustain
a conviction of the applicant. As the Crown
properly accepted, the case would never have gone to trial if Mr Carter's
account needed
to be corroborated to this extent. It follows that there has
been, and continues to be, a substantial miscarriage of justice within
the
meaning of s 353A(3) of the CLC Act. For the reasons described below, the
conviction must be quashed and an acquittal entered. There is, at least, a
significant possibility
that an innocent person has been
convicted.
Legal framework: "Compelling" evidence, the "interests
of justice", and a "substantial miscarriage of justice"
The issue of compelling evidence
- Section 353A
of the CLC Act relevantly
provided[89] as
follows:
"(1) The Full Court may hear a second or subsequent appeal against conviction by
a person convicted on information if the Court is
satisfied that there is fresh
and compelling evidence that should, in the interests of justice, be considered
on an appeal.
(2) A convicted person may only appeal under this section with the permission of
the Full Court.
(3) The Full Court may allow an appeal under this section if it thinks that
there was a substantial miscarriage of justice.
(4) If an appeal against conviction is allowed under this section, the Court may
quash the conviction and either direct a judgment
and verdict of acquittal to be
entered or direct a new trial.
...
(6) For the purposes of subsection (1), evidence relating to an offence
is—
...
(b) compelling if—
(i) it is reliable; and
(ii) it is substantial; and
(iii) it is highly probative in the context of the issues in dispute at the
trial of the offence.
(7) Evidence is not precluded from being admissible on an appeal referred to in
subsection (1) just because it would not have been
admissible in the earlier
trial of the offence resulting in the relevant conviction."
- The
Court of Criminal Appeal correctly treated the expert evidence as "fresh" and
accepted that it was both "reliable" and
"substantial"[90]. The real
question was whether it met what has been called the "third
criterion"[91] in the
definition of the word "compelling" set out above; namely, was it "highly
probative"[92]? In
considering the "third criterion" it is important to focus upon the "issue" for
which the fresh evidence was led to determine
whether it was or was not "highly
probative" in relation to that issue. As this Court observed in Van Beelen v
The Queen[93]:
"Evidence that meets the criteria of reliability and substantiality will often
meet the third criterion of being highly probative
in the context of the issues
in dispute at the trial, but this will not always be so. The focus of the third
criterion is on the
conduct of the trial. What is encompassed by the expression
'the issues in dispute at the trial' will depend upon the circumstances
of the
case."
- The
requirement that the fresh evidence be "highly probative" is tied to the context
of the issues in dispute at the trial. The probative
value of the fresh evidence
is to be considered "in the context of the issues in dispute at the trial of the
offence". The central
issue in dispute at trial was whether the applicant killed
Mr Docoza as Mr Carter alleged in his account of the assault. That is
the context in which the fresh evidence in this case falls to be considered.
Related to that, counsel for the applicant said the
following, after referring
to the warning in the closing statement by the Crown for the jury to be very
careful about Mr Carter's
evidence:
"I think your Honour should give a warning to be very careful about
[Mr Carter's] evidence. He falls exactly within a new, perhaps
special,
category, a witness who is manifestly unreliable because of his illness and
manifestly wrong and for those reasons the warning
should be very very strong. I
am saying you ought to tell them to be careful of his evidence."
- The
trial judge directed the jury to exercise "considerable caution" in relation to
Mr Carter's evidence. His Honour also directed
the jury that they must
"scrutinise [Mr Carter's] evidence with special care". But his Honour did
not treat Mr Carter as falling
within any new or special category of
unreliability. And his Honour therefore did not give any direction that
substantial corroboration
was required for every aspect of Mr Carter's
evidence upon which it was essential for the jury to convict. That was
ultimately the
point upon which the fresh expert evidence from the psychiatrists
and psychologists was relied upon as highly probative.
- A
consideration of the probative value of the fresh evidence does not permit any
appellate court, including this Court, to attempt
to retry the case. As
explained below, even the ultimate question for the Court, once permission to
appeal is granted, is not whether
an appellant is guilty. The ultimate question
is whether there was a "substantial miscarriage of justice". As explained below,
in
the context of an appeal based on fresh evidence that is relied upon to
demonstrate error or irregularity in the original trial,
that ultimate question
requires the appellate court to be satisfied only that the error or irregularity
had the capacity to affect
the result of the trial and that the Crown has not
shown that the appellant's conviction was nevertheless
inevitable.
The issue of the interests of justice
- In
Van Beelen v The Queen, this Court
said[94]:
"Jurisdiction
under s 353A(1) is further conditioned on the Full Court's satisfaction
that it is in the interests of justice to consider
the fresh and compelling
evidence on appeal. Commonly, where fresh evidence is compelling, the interests
of justice will favour considering
it on appeal."
- There
is an obvious reason that the interests of justice will commonly favour
considering, on a new or second appeal, evidence that
is fresh and compelling.
That reason is that fresh and compelling evidence can provide a strong
foundation for a conclusion that
there was a substantial miscarriage of justice.
But, in exceptional circumstances, that will not be the case. One exceptional
circumstance
described by the Court in Van Beelen v The
Queen[95] is where "an
applicant has made a public confession of guilt".
The issue of a
substantial miscarriage of justice
- In
Baini v The
Queen[96] this
Court considered the content of what an applicant or appellant must establish to
demonstrate a substantial miscarriage of justice
based upon an irregularity or
error at trial. In those circumstances, it is enough for an applicant or
appellant to demonstrate the
error and for the appellate court not to be
satisfied that the error made no difference to the outcome. That method of
establishing
a substantial miscarriage of justice has been reiterated in this
Court in the context of a first appeal: it means that once the appellant
shows
that an irregularity or error of law had the capacity to
affect the result of the trial then, as a practical matter, the Crown will be
required to show that the appellant's conviction was nevertheless
inevitable[97]. The same test
should apply in the context of establishing the same type of substantial
miscarriage of justice on a second or subsequent
appeal[98].
- The
test for a substantial miscarriage of justice is more rigorous when the appeal
is based on fresh evidence that does not demonstrate
any irregularity or error
in the original trial but is instead based on evidence that might have supported
the defence case or weakened
the prosecution case. In such a case, "[t]he
underlying rationale for a court of criminal appeal setting aside a conviction
on the
ground of fresh evidence" is that the miscarriage of justice arose from
"the absence of that evidence from the
trial"[99] rather than the
evidence showing that there was a "wrong decision on any question of law or
other irregularity at the
trial"[100]. In that
circumstance, it has been held that for fresh evidence to establish a
substantial miscarriage of justice there must be "a
significant possibility that
the jury, acting reasonably, would have acquitted the appellant had the fresh
evidence been before it
at the
trial"[101].
The
manner in which these issues arise on this application
- The
manner in which the fresh evidence was relied upon by the applicant before the
Court of Criminal Appeal was not crystal clear.
On one view, the fresh evidence
was led only to establish the possible effect on the jury if they had heard the
evidence concerning
Mr Carter's unreliability due to his schizoaffective
disorder, given his acute psychosis and hypomania at the time of the assault
that he described. On that view, the ultimate issue is, as it was in Van
Beelen v The
Queen[102], whether the
Court considered that there was a significant possibility that the jury, acting
reasonably, would have acquitted the
applicant had the fresh expert evidence
been before it at the trial.
- The
better view, however, is that the fresh evidence was relied upon to demonstrate
error in the trial judge's direction to the jury
concerning how they were to
treat the evidence of Mr Carter. On that view, the ultimate issue is
whether the error alleged had the
capacity to affect the result of the trial
and, if so, whether the Crown had shown that the applicant's conviction was
nevertheless
inevitable. This basis for leading the fresh evidence was clarified
during oral argument in this Court. The Crown did not object
to this
clarification of the applicant's case on appeal. Importantly, senior counsel for
the applicant emphasised that the fresh
evidence of developments in medical
knowledge of schizoaffective disorder was led to demonstrate that the trial
judge's direction
failed adequately to warn the jury about what use could be
made of Mr Carter's evidence. Specifically, the applicant contended that
the fresh expert evidence demonstrated that the trial judge should have directed
the jury that Mr Carter's evidence could only be
accepted if it were
independently corroborated by other evidence. As we have explained, the trial
judge did not so direct.
The different versions of the assault
described by Mr Carter
- The
aspects of Mr Carter's evidence that are most relevant to this application
concern his evidence about the assault on Mr Docoza.
Some aspects of
Mr Carter's evidence about events prior to the assault, or subsequent to
the assault, were corroborated. Some were
not. Some aspects appear to have been
correct. Some appear plainly to have been wrong. But, for the reasons explained
by the expert
witnesses, and as set out below, the reliability or otherwise of
Mr Carter's evidence about relatively mundane events preceding or
following
the assault provides no support for the reliability of his critical evidence
about the details of the assault on Mr Docoza.
- In
the discussion that follows of the different versions of the assault that have
been attributed to, or given by, Mr Carter, it
is necessary to distinguish
between two sources from which accounts of the assault are drawn. First, there
are witness statements
and other documents, such as police and hospital notes,
that were prepared before the applicant's trial and which were not
tendered or repeated at the trial. These statements, some of which were recanted
or later
altered, describe conversations with Mr Carter in which
Mr Carter is said to have recounted details of the assault. Secondly, there
is the evidence that was given at the applicant's trial. It is
important to identify the relevance to the applicant's appeal of the first
category of evidence that was led before the
Court of Criminal Appeal.
- As
the applicant clarified during oral argument in this Court, the fresh expert
evidence was led before the Court of Criminal Appeal
to demonstrate that the
trial judge's direction failed adequately to warn the jury about what use could
be made of Mr Carter's evidence
given recent developments in medical
knowledge of schizoaffective disorder. In short, the error by the trial judge
was failing to
direct the jury that every essential aspect of Mr Carter's
evidence required substantial corroboration. Both the question of whether
that
fresh expert evidence was highly probative "in the context of the issues in
dispute at the trial of the offence" and the question
of whether any established
error in the trial judge's direction occasioned a substantial miscarriage of
justice are therefore questions
that require consideration of the evidence at
trial. The only relevance of the first category above—the hearsay
evidence of pre-trial statements given by, or attributed to,
Mr
Carter—therefore lies in their use for a non-hearsay purpose: that
is, as a foundation for the fresh expert evidence as evidence
of
Mr Carter's state of
mind[103], evidence
demonstrating Mr Carter's psychiatric condition, or evidence of esoteric
knowledge which demonstrates that Mr Carter may
have been present at, or
that he perpetrated, the assault on
Mr Docoza[104]. Those
matters are central to issues in dispute at the trial which concern the
reliability of Mr Carter's account by which the applicant
allegedly
perpetrated the assault on Mr Docoza.
- Nevertheless,
before the Court of Criminal Appeal, the Crown sought to rely upon evidence of
pre-trial hearsay allegedly from Mr
Carter as though that evidence provided
independent support for the reliability of Mr Carter's evidence at trial
that the applicant
perpetrated the assault. In circumstances in which there was
no dispute that Mr Carter was a witness to an assault on Mr Docoza,
the pre-trial hearsay could only support Mr Carter's reliability if, in a
self-levitating way, Mr Carter's evidence at trial could
somehow become
more reliable because he had repeated it before trial. Even if the hearsay
statements could be used in this way (which
they cannot and which the Court of
Criminal Appeal did not assert), the submission is flawed on its own terms. Some
of the hearsay
versions of what Mr Carter said before trial were retracted
or altered. And, in important respects, the pre-trial statements were
not
consistent with Mr Carter's evidence at
trial.
Mr Carter's alleged statements to Ms J Carter in
the early hours of the morning (4 April 1984)
- The
first version of the assault that was said to have been given by Mr Carter
appears in evidence given by Mr Carter's sister, Ms
J Carter.
Ms J Carter was also the former partner of Mr Karpany, having
separated from him towards the end of March 1984. She had
previously
reported Mr Karpany for assaulting her but on 9 or 10 April 1984
she went to court to have the charge dropped.
- Ms J
Carter initially provided statements which were typed by the police and tendered
at the applicant's committal proceedings. In
a statement taken on
14 April 1984, Ms J Carter said that on Tuesday,
3 April 1984 (which she later corrected to Wednesday,
4 April
1984), between 4.30 am and 5.00 am, Mr Carter
came to the front door of her house and "seemed to be confused like he didn't
know
what was going on". He told her: "Me and [Mr Karpany] was on the way
home, but he jumped out the taxi and went with [the applicant].
Sis, I saw
[Mr Karpany] and [the applicant] bash this fellah, then I told them 'Eh
that'll do—I don't want to be no witness
to a murder'".
- There
were difficulties with Ms J Carter's statements. It appears from her
cross-examination at trial that her first statement, typed
by police, had been
shown to her but that she had not signed it and that she was not provided with a
copy of it by the police. A
second statement, again typed by police, was also
unsigned. In cross-examination at trial she said that she had not read her
statement
(although it is unclear whether she was referring to one or both
statements).
- In
any event, Ms J Carter departed from the content of those earlier
statements in her oral evidence at the committal hearing. At
that hearing, she
said that Mr Carter had told her that something terrible had happened but
that he did not say anything about this
terrible thing and did not give her any
idea about what it was about. But she then added that Mr Carter had said to
her that "I don't
want to be no witness to no murder" and that she asked
Mr Carter "who was the fellow that he bashed up". Also in cross-examination
at the committal hearing, Ms J Carter said that on that day when
Mr Carter had come home, he told her that he had been with "Ringo
and [the
applicant]" and had seen "something terrible". It was agreed that "Ringo" was a
reference to Mr Karpany. Ms J Carter said
that Mr Carter told her
"I don't want to be—no matter". She then confirmed that this was all that
Mr Carter had said to her.
In re-examination, Ms J Carter reiterated
that Mr Carter had not mentioned anything about a bashing
on 4 April 1984. Rather, she had "gathered it was a bashing
because [Mr Carter] said to [her] 'I
don't want to be no witness to a
murder'". She said that Mr Carter told her "I saw something terrible, Sis"
but that "he didn't say
what he saw".
- At
trial, Ms J Carter distanced herself even further from her written
statements made before the committal hearing. She gave evidence
that she was
"confused when [she] would have made that [police] statement". She said that she
saw Mr Carter at her house on Wednesday,
4 April 1984 between
5 am and 6 am. In examination in chief, she gave no evidence about any
conversation with her brother other than
to say, in response to a question about
whether they talked, that Mr Carter was "muttering" and that Mr Carter
spoke to her father.
Under cross-examination, she said that she could not hear
them talking.
- Ms J
Carter also gave evidence at trial of admissions by Mr Karpany, several
days later on 8 April 1984 and on 9 or 10 April 1984,
discussed below. The trial judge properly directed the jury that those
admissions by Mr Karpany were not evidence against the
applicant.
Mr Carter's alleged statements to
Ms B Carter at 9.30 am (4 April 1984)
- The
next of the possible versions of the assault attributed to Mr Carter
concerned a written statement given by another of Mr Carter's
sisters,
Ms B Carter, and tendered at the applicant's committal hearing. That
version was said to derive from a conversation that
she had with Mr Carter
at around 9.30 am on Wednesday, 4 April 1984. She said that
Mr Carter "was really disturbed—he was ranting
and raving really
loudly, he was running around the house and carrying on". She continued, saying
that Mr Carter said "I seen it
last night. I seen [Mr Karpany] and
[the applicant] kill that boy". Her statement continued saying that
Mr Carter told her that when
he was walking back from a caravan:
"'... I seen [Mr Karpany] and [the applicant] fighting with the young lad.'
And [Ms B Carter] said [to Mr Carter] '...—what
do you
mean—were they trying to rape him?' as they are both like that. He said
'They were far away and I run up and tried to
stop them' and then he just
stopped right in the middle of this sentence and he wouldn't say anything more
and he kept on saying
'They're the devil—they're the devil. They are
really going to get it this time.'"
- Notably,
this appears to be the first suggestion that the applicant and Mr Karpany
might have been trying to rape Mr Docoza. Ms B
Carter's witness
statement appears to suggest that the possibility of "rape" came from her, and
was not a detail that was independently
volunteered by Mr Carter to
Ms B Carter. The significance of this is discussed later in these
reasons in the context of the experts'
evidence on suggestibility.
- The
transcript of Ms B Carter's oral evidence at the committal hearing was
not available on this application. But at trial, the Crown
conceded that it
would not lead any evidence of a conversation between Ms B Carter and
Mr Carter. At trial, therefore, Ms B Carter
gave no evidence of
any conversation with Mr Carter.
Mr Carter's statements
to Father Pearson at 2 pm (4 April 1984)
- Mr Carter
saw Father Pearson at his church at around 2.00 pm on
4 April 1984. Father Pearson gave a police statement in which he
said the following:
"When I spoke to him on his arrival, he was
talking about being possessed by the devil. He said he had drunk blood the night
before.
He also made mention of saving a man from being beaten on the River
Torrens. He was raving about a lot of things which I can't remember,
mainly
because it was quite obvious that he was mentally unstable."
- This
conversation was not part of the evidence given by Father Pearson at trial.
At trial, Father Pearson was asked only whether
Mr Carter had said
things to Father Pearson during that interaction that indicated that
Mr Carter was not well. Father Pearson
agreed.
Mr Carter's statements at Hillcrest Hospital
- On
the afternoon of 4 April 1984, Father Pearson drove
Mr Carter to a psychiatric institution, Hillcrest Hospital. Notes made by
the hospital staff on 4 April 1984 included the following:
"Wants to play football for Port Adelaide this year because he is a top
footballer. Yesterday saved a drug addict's life—by
intervening when he
saw 2 Aboriginal men beating up a drug addict & throwing him in the river.
[He] said he is planning to ring
the director [sic] of the Advertiser to tell
him about it, & the story will be on the front page tomorrow.
He also described being 'psychic' by which he meant that he could put me to
sleep & walk out of the room. However, he decided
not to do this.
He had a fight at home yesterday—he says because his mother has been
popping pills & taking his money. This argument became
heated, & his
brother punched him."
- In
subsequent interviews at Hillcrest Hospital on 5, 6 and 7 April 1984,
social workers and nurses recorded Mr Carter's repeated
statements that: he
was a millionaire; that he had saved a drug addict from drowning and had fought
off attackers of a young man;
that he had fought off two men by using "nun
chukas" that he had taken from his bag; that the two men were trying to rape the
young
man and that the two men had raped the young man. Mr Carter would
later tell a nurse that he was "unsure of how [the] victim was
undressed".
- On
10 April 1984, a psychiatric nurse recorded statements made to him by
Mr Carter on that day as follows:
"Today he asked me when the Police were coming to see him and he also told me
that these men may have used a 50lb weight he had in
his bag. He said they might
have tied it about his feet or his throat to make him sink in the river."
- None
of these statements was in evidence at the trial.
Mr Carter's statements to the police
(11 April 1984 and 18 April 1984)
- On
11 April 1984, while at Hillcrest Hospital, Mr Carter gave a
statement to Detective Peglar where Mr Carter said the following
regarding the applicant ("Derek"), Mr Karpany ("John" or "Johnny") and
Mr Docoza ("Stephen"):
"John and Derek wanted to have sex with Stephen and Stephen didn't want any part
of it. John and Derek started kicking and punching
Stephen all over the body. I
saw that Stephen had blood all over his face. He was saying 'leave me alone,
leave me alone.' Stephen
was crying out for help. I told them to lay off him and
leave him alone. The next thing I saw was that somebody, I'm not sure who,
started hitting him with a barbell. The one I had in my bag. They were sort of
dropping it on him, not actually bashing him with
it. I didn't want any part of
it so I left and went back to the pie car[t] on North Terrace, under the
Morphett Street Bridge. The
bloke there knows me, and he gave me a glass of
water. I then went up the steps, got onto the bridge and walked along the
bridge.
When I go to the River, I could see Derek and John, but I couldn't see
Stephen.
When Derek initially got angry at Stephen because Stephen wouldn't give him sex,
somebody produced a knife and they started cutting
his trousers off. I told them
to lay off him then they put the knife away and just pulled his trousers off. I
saw them throw the
trousers into the river just where they were bashing him. He
was wearing black trousers, and he had fawn like desert boots."
- At
trial, Detective Peglar referred to a conversation that he had had with
Mr Carter but gave no evidence about any of the contents
of the
conversation. He said only that, as a consequence of the conversation, a search
of the river was conducted at the location
of the assault. He said that
following that search he conducted a search of Mr Carter's premises where a
dumbbell was located which
formed part of a pair with the dumbbell found in the
river.
- On
18 April 1984, while still at Hillcrest Hospital,
Detective Zeuner and Detective Sergeant Thomas conducted a further
interview
of Mr Carter. They noted: "Carter very unstable of mind and would
not be capable of being a witness". In a police action message
it was said:
"Spoke to Gary Carter at Hillcrest. Nothing further. Cannot be used." No
evidence was given at trial of this
conversation.
Mr Carter's evidence at trial on
7 March 1985
- It
is necessary to set out in full the relevant part of Mr Carter's evidence
at trial by which he gave an account of the assault
that was far more detailed
than any account that he had given in the previous 11 months. In evidence
in chief, he described the assault
as involving the applicant ("Derek"),
Mr Karpany ("John" or "Johnny") and Mr Docoza ("Stephen"):
"Q. When you got down to the river, you sat down. Did you all sit down.
A. Yes.
Q. What happened then.
A. Then Stephen was there and Derek asked him for sex and Stephen said no and
Derek started bashing into him and then Johnny joined
in and then he rolled down
the bank and they ducked his head underneath the water and I helped him up and I
said 'Leave him alone'
and [they] was frightening me and I pulled him up on the
bank and then Derek got the weight and started hitting him with the weight
and
he was going unconscious and that and he was screaming out 'Leave me alone leave
me alone' and I freaked out and I ran back towards
the Pie Cart.
Q. Did you see Stephen Docoza alive again, or at all again after you ran
away.
A. When I left, no. After, I didn't see him at all after.
Q. You said that Derek started getting into him. What was Derek doing to him.
A. Punching him, kicking him.
Q. Whereabouts was he punching and kicking him.
A. On the body, all over the place.
Q. You said John joined in; what did John do.
A. He was punching and kicking too.
Q. Whereabouts did he punch and kick.
A. All over the body.
Q. You said that Stephen ended up—I think you said he rolled.
A. Yes.
Q. He actually rolled into the river.
A. That's right.
Q. What did they do to him; what happened when he actually rolled into the
river.
A. He fell in the water and he come up to his neck in the water and they were
ducking his head underneath the water.
Q. Who was doing that.
A. Derek.
Q. What was John doing while Derek was ducking his head underneath the
water.
A. He was standing there.
Q. How did Derek duck Stephen's head under the water.
A. By the shoulder and the head.
Q. You told us that you got Stephen out.
A. Yes.
Q. And that Derek used the barbell.
A. Yes, that's right.
Q. When you left, was Stephen out of the water or in the water.
A. In the water.
Q. What was happening to him.
A. He was in agony and pain and he's shouting—
Q. Derek saw the barbell and started using it. Where did he hit Stephen with the
barbell.
A. On the body and face and head.
Q. How did Stephen come to go into the water for the second time; how did he get
in there the second time.
A. They still got stuck into him.
Q. You said that when you left you freaked out and you left and Stephen was in
the water.
A. That's right.
Q. Did anyone have hold of him; what were they doing—were they doing
anything to him when you left when he was in the water.
A. Derek was ducking his head underneath the water.
Q. This time, how was he doing that.
A. With his hand, grabbed his head and ducking it underneath the water.
Q. At that time, when you left, was Stephen making any noise or was he
unconscious or what.
A. No, he was conscious and then he was saying 'Leave me alone' and that.
Q. When you went down the river that night, can you remember what Stephen was
wearing.
A. I can't remember.
Q. Did he have some sort of trousers and some sort of top on.
A. Yes.
Q. As you went down there, did he have some type of clothing on.
A. I think he had a shirt on and trousers and sort of desert boots.
Q. When they were bashing him, did anything happen to his clothing.
A. Derek and Johnny stripped him naked.
Q. How did they take his clothing off.
A. With a knife—Derek had a knife.
Q. What part of the clothing did he use the knife on.
A. The trousers.
Q. Did he take the trousers right off.
A. Yes.
Q. Can you remember now how they got the shoes off and the shirt off.
A. No, I don't.
Q. You have told us that Mr Docoza the first he went into the water, he
rolled in and he was in the water again when you left.
A. That's right.
Q. When did they take his clothes off.
A. When they started bashing him first, when Derek and Johnny joined
in—when Johnny joined in.
Q. What happened to your weight.
A. I think that fell into the river."
- During
examination in chief, Mr Carter marked the spot where he said that the
applicant held Mr Docoza's head underwater on a photograph
of the river
bank and timber landing. Mr Carter indicated the location as at the end of
a timber landing at the edge of the water,
which was in front of the Australian
National Railways rowing shed. The edge of the timber landing nearest to the
water had a step
down to a wooden ledge. Under cross-examination, Mr Carter
distanced himself from the assault by saying that he did not go down to
the
timber landing when pulling Mr Docoza out of the water. He said that he
also did not stand on the step from the landing to the
wooden ledge. When
further pressed, and shown the photograph which he had marked during examination
in chief, Mr Carter said that
he could not remember whether he walked on to
the landing. Later in his cross-examination, Mr Carter said that he had
stood on the platform, and that he had pulled Mr Docoza out of the
water from the platform without entering the water himself.
- While
describing the assault, Mr Carter gave evidence that he saw the Devil after
Mr Docoza fell into the river and said that he
(Mr Carter) was
"freaking out" and was looking for his cassette case. Mr Carter said that
the Devil spoke to him but he said that
he did not know what the Devil
said.
- Mr Carter
gave evidence that he had not been drinking alcohol before he went to the river
but that the applicant "was pretty drunk"
and was the drunkest of all of them,
staggering around and slurring his speech. In cross-examination, Mr Carter
reiterated that the
applicant had cut the trousers off Mr Docoza with a
knife and that Mr Docoza had been stripped completely naked. He agreed that
there
was no doubt in his mind about that. He said that Mr Docoza had no
jumper on but was wearing a shirt, which was removed. He agreed
that he was
"quite sure" that the shirt was removed ("came off"). He also agreed with the
suggestion that the blows with the dumbbell
were "hard blows" while
Mr Docoza was lying on the ground and he described and demonstrated those
blows to the jury.
- As
will be explained below, significant details of Mr Carter's account of the
assault were wrong, and significant other details were
likely to be wrong.
- Towards
the conclusion of his cross-examination, Mr Carter accepted that he was
feeling "a bit confused" and that, when he was watching
the events occur, he had
a feeling that it was all unreal. As noted, Mr Carter said that shortly
after seeing the assault he also
saw the Devil inside his head. He accepted that
he had been confused and agitated at the time and that it was likely that his
brain
was "all tight and tense" because that was how things were when he was
sick.
Errors and inconsistencies in Mr Carter's accounts of
the assault
The pre-trial hearsay
- The
pre-trial hearsay of things Mr Carter himself allegedly said cannot be used
to bolster Mr Carter's own reliability and, in effect,
to militate against
the fresh expert evidence concerning developments in medical knowledge of
schizoaffective disorder. There are
three insurmountable obstacles to any
reliance upon this material. Each obstacle is independently sufficient to
require the pre‑trial
hearsay to be disregarded.
- First,
the pre-trial hearsay evidence is not fresh evidence. Its value is only as
foundational material upon which the experts could express
an opinion about
Mr Carter's state of mind.
- Secondly,
and in any event, some of the pre-trial hearsay statements were recanted, some
were altered either before trial or during trial,
and some were irrelevant or
inconsistent with Mr Carter's evidence at trial. An example of the shifting
nature of some of those pre-trial
hearsay statements is the hearsay of
Ms J Carter which changed from her first statement to her second
statement, and then from her
second statement to her oral evidence at the
committal hearing, and then from her oral evidence at the committal hearing to
her evidence
at trial.
- Thirdly,
the pre-trial hearsay concerning Mr Carter's accounts of the assault
positively undermines the reliability of Mr Carter's accounts
of the
assault with the potential to cast doubt upon the jury verdict, even if it had
been admissible for the limited purposes described
above. In
particular:
(i) The jury were not aware that the first suggestion that the applicant and
Mr Karpany had attempted to rape Mr Docoza may have
been made
initially by Ms B Carter, not by Mr Carter. This could have been
significant in light of the expert evidence discussed
below about the
suggestibility of persons with schizoaffective disorder.
(ii) The jury were not aware that, in Mr Carter's earlier statements, he
claimed to have defended Mr Docoza with nun chukas. There
was no
evidence that Mr Carter had any nun chukas, still less any nun chukas with
him at the time of the assault.
(iii) The jury were not aware that Mr Carter had made earlier statements
asserting that the applicant and Mr Karpany might have tied
Mr Carter's dumbbell to Mr Docoza's feet or throat. The forensic
evidence at trial was contrary to such assertions.
(iv) The jury were not aware that prior to trial Mr Carter had told a nurse
at Hillcrest Hospital that he was "unsure of how [the]
victim was undressed".
Mr Carter's evidence at trial had been that Mr Docoza's trousers had
been cut off by the applicant, using
a knife.
(v) The jury were not aware of Mr Carter's earlier statements in which he
denied any knowledge of the person who had hit Mr Docoza
with
Mr Carter's dumbbell. These statements were contrary to Mr Carter's
evidence at trial that the applicant had hit Mr Docoza with
Mr Carter's dumbbell.
(vi) The jury were not aware that one of the nurses at Hillcrest Hospital
recalled a statement by Mr Carter that he had "saved [Mr
Docoza's]
life by putting some drugs in his mouth". This statement was contrary to
Mr Carter's repeated assertions during the trial that he had given
Mr Docoza three or four pills (which
he thought were "Panadol" or
"[h]eadache pills") on the way down to the River Torrens because Mr Docoza
"wasn't feeling well". In
these accounts, Mr Carter asserted that he had
handed pills to Mr Docoza, not that he had himself put pills "in
[Mr Docoza's] mouth"
or that the pills were at all intended to "save" or
provide any kind of emergency medical relief to Mr Docoza.
(vii) Although the jury were aware that Mr Carter had seen the Devil and
had described himself as a professional footballer wanting
to play for Port
Adelaide, the pre-trial hearsay evidence included other fantasies, such as
Mr Carter being a millionaire, his professed
psychic abilities, and his
drinking of blood.
- One
of the most remarkable aspects of the various accounts of the assault given by
Mr Carter is that the account that he gave in
his evidence at trial was, by
a long way, the most detailed and comprehensive account. As one of the
psychologists who gave expert
evidence before the Court of Criminal Appeal
observed, the detail of Mr Carter's evidence at trial, albeit sometimes
contradictory
and containing inconsistencies and errors, contrasted starkly with
the lack of detail about events before and after the assault.
The
significant inconsistencies and errors in Mr Carter's evidence at
trial
- As
to the evidence that Mr Carter actually gave at trial concerning the
assault, the trial judge correctly said to the jury that
"[t]here is no doubt
that in some important respects he [was] mistaken".
- First,
contrary to Mr Carter's evidence about his sobriety and the applicant being
drunk at the time of the assault, a police officer,
Constable Griggs, who
spoke with them both shortly after the assault gave evidence that he did not
think that the applicant was affected
by alcohol. But Constable Griggs said
that Mr Carter was affected by alcohol in light of "the way he spoke and by
his actions".
- Secondly,
Mr Carter's evidence concerning the manner in which the dumbbell had been
used to strike Mr Docoza was put to Dr Manock, a forensic
pathologist,
in nearly identical terms. Dr Manock agreed that the injuries that he
examined were "totally and absolutely inconsistent
with the description" given
by Mr Carter. The trial judge told the jury that Mr Carter "was
clearly mistaken in believing that [the
applicant] laboured [Mr Docoza]
with the barbell", offering an alternative that the applicant "picked it up,
that [Mr Docoza] may
have been struck [with] one or more glancing blows,
but the fact remains that Dr Manock's evidence undoubtedly proves that
Carter
was mistaken as to the use made by [the applicant] of the barbell".
- Thirdly,
Mr Carter's evidence that Mr Docoza's trousers were cut off with a
knife was not supported by any other evidence. Despite a search
by police
divers, no knife was located. There was no other evidence that Mr Karpany
or the applicant was carrying a knife at any
stage that day. Indeed,
Mr Carter was the only person said to have been carrying a bag (which had
contained Mr Carter's dumbbell
and which Mr Carter had said also
contained nun chukas). But no knife was located in that bag. There was no
evidence of any cuts
on Mr Docoza's legs that could have supported the
cutting of Mr Docoza's trousers with a knife.
- Fourthly,
Mr Carter's evidence of Mr Docoza being stripped naked of all his
clothes, evidence about which he said there was no doubt in his
mind, was wrong.
Mr Docoza's body was found wearing a "collared shirt and a Windcheater with
a turtle neck, long sleeved". As the
trial judge told the jury, Mr Carter
was "clearly mistaken, you may well think, in believing that all of
[Mr Docoza's] clothes were
removed".
- Fifthly,
Mr Carter's evidence that the first occasion that Mr Docoza rolled
down the embankment into the water and came "up to his neck in
the water and
they were ducking his head underneath the water" may be inconsistent with the
evidence of the shallow water at that
point on the embankment close to the edge
of the timber decking.
- Sixthly,
Mr Carter gave inconsistent accounts during his evidence in chief and
cross-examination as to whether he pulled Mr Docoza out of
the water while
standing on the "lawn" or from the timber landing itself. Relatedly, and
notably, Mr Carter gave evidence that he
pulled Mr Docoza out of the
water after Mr Docoza rolled down the embankment. Mr Carter said that
he did this by "putting [his] arms
underneath [Mr Docoza's] arms and
help[ing] him out by the shoulders". In response to a question in
cross-examination as to whether
he got wet while pulling Mr Docoza out of
the water, Mr Carter replied "No, I'm not quite sure". Mr Carter's
clothes remaining dry
appears to contradict his other recollections that
Mr Docoza was laying on his back in the river, was conscious and was
"pretty heavy".
- Seventhly,
Mr Carter said that after he pulled Mr Docoza out of the water the
applicant struck Mr Docoza with Mr Carter's dumbbell and
Mr Docoza
went back into the water at the timber landing where the
applicant began pushing his head under water again. Shoes that were identified
as those owned by Mr Docoza and the dumbbell were found close to that
timber landing. Once again, Mr Carter's account is inconsistent
with the
depth of the water at the landing. On 13 April 1984, a police diver
found the dumbbell in the water, positioned such that
half of it was directly
underneath the end section of the timber landing. He was able to retrieve the
dumbbell from the bottom by
placing his arm in the water. He could not recall if
he even needed to stand on the step down from the timber landing, above the
water to retrieve the dumbbell from the bottom. Another police diver gave
evidence that even two metres out from the landing, where
Mr Docoza's boots
were found, the water was only two to three feet deep (approximately 60 to
90 cm deep).
- Eighthly,
Mr Carter's evidence regarding the applicant ducking Mr Docoza's head
repeatedly underwater on two separate occasions while Mr Docoza
was "screaming
out" appears to be inconsistent with Dr Manock's finding from the autopsy
that "there was no swallowed water at all".
The evidence that Mr Docoza did
not swallow any water infects many of the critical aspects of Mr Carter's
account of the assault,
and not merely his statement that Mr Docoza was
"screaming out". For instance, Mr Carter also described the applicant as
"holding
[Mr Docoza] down for a while and bringing him up and then go[ing]
back down again", and Mr Docoza "shouting '[l]eave me alone, leave
me
alone'" when he came out of the water.
Mr Karpany's alleged
admissions and their irrelevance to these proceedings
- On
19 April 1984, Ms J Carter gave a typed police statement
about what Mr Karpany had said to her on Sunday, 8 April 1984,
which
was about four days after the assault. This statement sought to "add the
following" detail to the statement provided on 14 April
1984. She
described how Mr Karpany had said that Mr Carter ("Beau ... my brother
Garry [sic]") had "also hit [Mr Docoza] on the back with the dumb
bell" (emphasis added), and that "they", which presumably included
Mr Carter, picked Mr
Docoza up and threw him in the river.
- At
trial, Ms J Carter said that she had asked Mr Karpany "Who is the
fellow you bashed" and that Mr Karpany had said "Beau [Mr Carter]
had
to open his mouth". Ms J Carter said that Mr Karpany then said that
"Derek [the applicant] was hitting the bloke" and that Mr
Karpany had seen
him and "just joined in". Ms J Carter said that Mr Karpany said
that they had bashed "[j]ust one white bloke" and
that "they chucked the bottom
half of his trousers for fingerprints, they chucked it in the water". Ms J
Carter said that when she
asked Mr Karpany why they had done it,
Mr Karpany responded that "they had bashed him that much that they were
looking at five years
so they just went all the way" and that the applicant
"wanted to have sex with [Mr Docoza]".
- Importantly,
at trial, Ms J Carter repeated the assertion contained in her police
statement of 19 April 1984 that Mr Karpany had
said "that
[Mr Carter] had hit [Mr Docoza] a couple of times on the back with a
dumbbell". Ms J Carter said that Mr Karpany had indicated
that
Mr Carter had struck Mr Docoza on the upper part of the spine towards
the neck. Under cross-examination, it was put to Ms J
Carter that this
conversation did not take place. She disagreed and insisted that it did.
- This
version of the assault was denied by Mr Karpany but it was admissible
against Mr Karpany. It would not have been admissible
against
Mr Carter if Mr Carter had been charged. Nor was it admissible against
the applicant. Nevertheless, it is notable that although
the Crown in this
application relied upon Mr Karpany's admissions as supporting the
reliability of Mr Carter's account of the assault
at trial,
Mr Karpany's admissions involved Mr Carter, and not the applicant (as
Mr Carter claimed), attacking Mr Docoza with the
dumbbell. On this
application, no explanation was forthcoming as to why the police never treated
Mr Carter, in respect of whom there
appears to have been an arrest warrant
for a previous assault, as being a possible suspect.
- Before
the Court of Criminal Appeal, evidence was led of an interview on
4 June 1989 between a private investigator and Ms J Carter.
In
that interview, Ms J Carter allegedly recanted parts of her evidence
at the committal hearing about the conversation that she
had with
Mr Karpany on Sunday,
8 April 1984[105].
The parts that Ms J Carter was said by the private investigator to have
recanted were all the parts (not given by her at the trial)
in which she said
that Mr Karpany had referred to the applicant's involvement in the assault.
Ms J Carter allegedly said to the private
investigator:
"[Mr Karpany] told me that he and [Mr Carter] were there, but he did
not say anything about [the applicant].
[Mr Karpany] did not say that [the applicant] had been there.
I can't remember if he said anybody else was there.
He said that he bashed a white fellow up.
He did not say why he was bashed up."
- The
reliance on this evidence and its admissibility are addressed in greater detail
below[106].
The nature of the case concerning the assault and the
directions
The Crown case against the applicant
- There
were two central aspects to the Crown case against the applicant at trial. The
first aspect was to establish that the applicant
was at the scene of the assault
so that he had the opportunity to commit the assault. At trial, the applicant
gave an unsworn statement
from the dock asserting that he was not present at the
scene. Mr Carter's evidence was only one component of this aspect of the
Crown
case.
- There
was undoubtedly evidence which provided some corroboration of Mr Carter's
evidence that the applicant was at, or close to,
the scene of the assault at the
time it took place. That evidence is considered below in the context of an
assessment of whether
the fresh evidence was compelling. In broad terms, it
included: identification evidence of various witnesses; evidence of possible
blood on the applicant's person and clothing; and evidence from
Ms M Bromley (the wife of the applicant's step-brother) that on the
morning of 4 April 1984 she noticed dry mud on the applicant's
trousers and that the applicant washed his clothes and shoes, which
had mud on
them, and when asked why he was doing so he replied "it gives me something to
do".
- The
second aspect to the Crown case was to prove that the applicant took part in an
assault on Mr Docoza. It is that aspect that
is central to this appeal. The
Crown case was that the applicant was a principal and a participant in a joint
enterprise to murder
Mr Docoza. The only evidence in the Crown case against
the applicant which could establish that the applicant was a principal or
a
participant in a joint enterprise was the evidence of Mr Carter. The
evidence that placed the applicant at, or around, the scene
of an assault does
not provide substantial corroboration of the evidence of Mr Carter as to
how the assault occurred or who committed
it. If the evidence of Mr Carter
needed to be substantially corroborated in every important respect, the evidence
that supported
the applicant's presence at, or about, the scene of an assault
cannot provide that corroboration.
The trial judge's
direction
- The
relevant part of the trial judge's charge to the jury concerning
Mr Carter's evidence was as follows:
"Whilst on the subject of witnesses, I want to say something about Gary Carter.
He undoubtedly has a mental illness; undoubtedly,
as [counsel for the applicant]
said, he was more affected by that illness on the night in question than he was
when he gave evidence
before you. You must, therefore, approach Gary Carter's
evidence with considerable caution, especially bearing in mind as the Crown
...
put to you, that his evidence is so crucial to the Crown case. You must
scrutinise his evidence with special care. It is open
to you to act on his
evidence if you are convinced of its accuracy, and you should not do so without
first giving careful heed to
the warning that I am now giving you. There is no
doubt that in some important respects he is mistaken. I say 'mistaken' because
I
do not think that anyone seriously suggests that he was lying. He was clearly
mistaken, you may well think, in believing that all
of Docoza's clothes were
removed. He was clearly mistaken in believing that the accused, Bromley,
laboured Docoza with the barbell.
You may decide that he was right in saying
that Bromley picked it up, that he may have been struck one or more glancing
blows, but
the fact remains that Dr Manock's evidence undoubtedly proves
that Carter was mistaken as to the use made by Bromley of the barbell.
Counsel mentioned other matters as well and you will bear them in mind when
considering whether you can accept any part of Carter's
evidence. [The Crown]
argued that notwithstanding all that the defence has put to you, and some of
which I mentioned, Carter was
supported by independent evidence to a substantial
extent, and I direct you that if after scrutinizing his evidence, and bearing
in
mind the warning I have just given you, if that support, if you find it exists,
persuades you to accept some or a great deal of
what he has said, you may do
so".
- Although
the trial judge gave a fair warning to the jury about the reliability of
Mr Carter's evidence, the most notable part of
this direction was that it
permitted, possibly even encouraged, the jury to accept Mr Carter's
evidence of the assault if the jury
were satisfied that other aspects of
Mr Carter's evidence were corroborated to a substantial extent.
- The
adequacy of the foregoing direction was the subject of an appeal and then a
further application for special leave to appeal to
this Court in 1986. The
application for special leave was heard over two days by a bench of five judges
who reserved their decision
for several weeks before delivering reasons refusing
special leave to
appeal[107]. The argument
before the Court was similar to that presented on this occasion with one very
large difference: although the applicant
impugned the adequacy of the direction
in the 1986 application it was not submitted at that time that the jury should
have been told
that Mr Carter's evidence concerning the assault was
required to be corroborated in every significant respect. The submission was
only that the jury should have been directed that it was dangerous to convict
the applicant without substantial corroboration of
Mr Carter's evidence in
every respect. Thus, Gibbs CJ, with whom Mason, Wilson and Dawson JJ
agreed,
noted[108]:
"In
support of the applications for special leave it was argued that the fact that
Carter was a schizophrenic made his evidence so
inherently unreliable that it
was necessary for the learned trial judge to direct the jury that it would be
dangerous for them to
act on it unless it was corroborated and to explain to
them what evidence was capable of amounting to corroboration."
- Gibbs CJ
accepted that an "appropriate" warning to the jury might be justified in the
case of a witness suffering from a mental disability.
His Honour
said[109]:
"If
it appears that a witness whose evidence is important has some mental disability
which may affect his or her capacity to give
reliable evidence, common sense
clearly dictates that the jury should be given a warning, appropriate to the
circumstances of the
case, of the possible danger of basing a conviction on the
testimony of that witness unless it is confirmed by other evidence. The
warning
should be clear and, in a case in which a lay juror might not understand why the
evidence of the witness was potentially
unreliable, it should be explained to
the jury why that is so. There is no particular formula that must be used; the
words used must
depend on the circumstances of the case."
- Nevertheless,
Gibbs CJ reviewed the warning given here by the trial judge and found that
it was "sufficient"[110].
Brennan J was of the same opinion. His Honour
said[111]:
"In the absence of expert evidence, the jury might have given too much emphasis
to his appearance in the witness-box without having
regard to the possible
effect of his condition in his capacity to observe and recollect. But his Honour
gave the jury a warning,
directing their attention precisely to the danger of
acting on Carter's evidence where it was unsupported by other evidence. No more
was needed."
- In
evaluating the sufficiency of the trial judge's direction this Court then had no
expert evidence before it concerning the nature
of Mr Carter's
psychological impairment. Sufficiency was assessed without any medical evidence
whatsoever. As Brennan J
noted[112] "[t]here was no
medical evidence as to the nature, severity and significance of Carter's mental
disorder".
- For
the first time that expert evidence has now been provided. The question is
whether it mandates a different conclusion. In particular,
in light of the
expert evidence the issue is not merely whether the jury should have been
directed as to the dangers of convicting
by reference to any evidence of
Mr Carter that was not corroborated. The issue is whether the jury should
have been told that they
must not convict in the absence of substantial
corroboration of any aspect of Mr Carter's evidence upon which reliance was
placed.
- This
application has not been argued on the basis that Mr Carter's evidence
should have been excluded in its entirety, although it
may very well have been
excluded at a trial conducted in 2023 rather than one conducted in 1985. The
applicant's contention is that
the fresh expert evidence establishes that the
direction that should have been given is that Mr Carter's evidence must
have been
corroborated in any respect upon which it was relied, in particular
each aspect of his account of the assault which was central to
the finding of
the applicant's guilt.
The fresh expert evidence concerning
reliability of Mr Carter
- The
Court of Criminal Appeal relevantly summarised the fresh expert evidence as
follows[113]:
"Since 1984 there has been an expansion of knowledge and understanding in
relation to the condition of schizoaffective disorder.
It is now well recognised
that cognitive impairment in memory functioning may be associated with
schizoaffective disorder and that
patients so affected are much more likely to
have memory defects than was appreciated at the time of the trial in 1985,
although
the existence of such cognitive deficits was known in 1985. The
consensus of expert opinion is that most persons suffering from schizoaffective
disorder are unreliable historians due to impairment in memory function and the
difficulty they experience in distinguishing between
real events and delusions
when they are psychotic. Accounts given by persons suffering schizoaffective
disorder may not be reliable absent independent corroboration."
- Senior
counsel for the applicant agreed with the accuracy of the foregoing save for the
last sentence. He contended that the fresh
expert evidence supported the
proposition that accounts given by persons suffering acute symptoms of
schizoaffective disorder are
not "reliable" unless corroborated in almost every
respect. If that proposition is correct, then the direction given by the trial
judge was inadequate; the warning was too weak. Senior counsel for the Crown
very properly agreed that if Mr Carter's evidence required
this level of
independent support there would have been no case that could have been put to a
jury. Whilst there was independent
evidence that placed the applicant in the
vicinity of the crime on the night in question, some identification evidence
which placed
the applicant with Mr Carter, Mr Karpany and
Mr Docoza on the same night, and some other circumstantial evidence that
suggested that
the applicant might in some way have been involved with the
assault, the only evidence that the applicant had in fact assaulted
Mr
Docoza was Mr Carter's recollection as an eyewitness. That
particular recollection had no real independent support from any evidence
before the jury. In fact, as discussed previously, aspects of the evidence
were
directly contradicted by the forensic evidence led at trial.
- For
the foregoing reasons, the proposition advanced by senior counsel for the
applicant is a more accurate statement of the effect
of the fresh expert
evidence. The proposition that accounts given by persons suffering acute
symptoms of schizoaffective disorder
are not "reliable" unless corroborated in
almost every respect is supported by the fresh evidence of every expert before
the Court
of Criminal Appeal. Importantly, although every expert accepted that
Mr Carter, like other persons with schizoaffective disorder,
was capable of
giving reliable evidence, and although evidence given by Mr Carter might
have been reliable, it was not possible to
know which aspects of
Mr Carter's evidence were reliable. No expert suggested that it was
possible to extrapolate from a conclusion
that some evidence given by
Mr Carter about mundane events was accurate to conclude that
Mr Carter's specific evidence about the
critical assault was reliable. The
expert evidence, when properly considered in context, was to the opposite
effect.
A 1985 report from Dr Barrett
- The
fresh expert evidence made reference to a very brief report by Dr Barrett
dated 8 February 1985 and a short statement from Dr
Barrett dated
6 August 1984, neither of which had been tendered in evidence at the
applicant's trial. Dr Barrett was a psychiatrist
at Hillcrest Hospital who
treated Mr Carter. He observed that at the time that Mr Carter was
admitted to Hillcrest Hospital on 4
April 1984, Mr Carter's mood
was "extremely elated, euphoric and expansive. This constellation is commonly
referred to in psychiatric
terms as a hypo-manic phase of a psycho-affective
disorder". Dr Barrett observed that Mr Carter's illness was "difficult
to control"
and that Mr Carter "remained hypomanic for several weeks and
could not be adequately controlled with major tranquillisers". He was
not
discharged until more than four months later on 9 August 1984.
- Dr Barrett
expressed the view that the deterioration that led to Mr Carter's condition
was not wholly caused by witnessing the assault.
Indeed, in the Court of
Criminal Appeal, the Court was not prepared to accept, or to reject, the
conclusion that witnessing an assault
had precipitated the deterioration of
Mr Carter's
condition[114].
Dr Barrett observed that the deterioration that led to Mr Carter's
admission had commenced four weeks earlier when Mr Carter had
ceased taking
his medication and had been using alcohol and illicit drugs. Dr Barrett
added:
"Furthermore, Mr Carter's concerns about the legal implications of his
position, and particularly his fear of reprisal if he were
to provide evidence
concerning the assault, perpetuated his psychosis."
As explained below, it is notable that the fresh evidence of
Dr Brereton, Dr Hook and Dr Sugarman all made reference to the
possibility
of Mr Carter's involvement in the assault, or at least a fear
that he would be suspected to have been involved, as enhancing the
unreliability
of Mr Carter's account of the assault.
- In
relation to the ability of Mr Carter to give evidence at trial
Dr Barrett concluded his 1984 statement as follows:
"In my
opinion his mental state has stabilized sufficiently to enable him to understand
the proceedings of the court and to competently
give evidence to the court. It
is also my opinion that a distinction in quality can be drawn between his
delusional beliefs and the
account which he gave of events which allegedly took
place on the date of his admission. Where as the former are characterized by
the
grandiose belief that he is someone who has exceptional power and qualities, the
latter account is not. That is to say it is
my [opinion] that his description of
events was not a product of delusional thinking or of hallucinated
experience."
- To
varying degrees, that conclusion was disputed by every expert who gave evidence
before the Court of Criminal Appeal, with the
benefit of 35 years of
advances in medical knowledge and understanding of schizoaffective
disorder.
The fresh expert evidence of Dr Brereton
- First,
there is the expert evidence of Dr Brereton, who was instructed by the
Crown. He is a consultant forensic psychiatrist, a
clinical lecturer at the
University of Adelaide, and the "Head of Unit" for prison mental health with the
forensic mental health
services in South Australia. He described in detail how
there have been "substantial advances in the state of knowledge regarding
the
effects of schizophrenia on cognition and memory between 1984 and today". In
particular, in his evidence in chief he described
the advances in understanding
of cognitive impairments and schizophrenia and how it was now (but not in 1984)
"[v]ery much the consensus"
that even after other symptoms of schizophrenia or
schizoaffective disorder were treated, cognitive deficits "remain fairly
persistent".
- Dr Brereton's
evidence in his report was that by the time of the offence Mr Carter's
mental state had been deteriorating for several
weeks and that Mr Carter
was "acutely psychotic". He was of the opinion that being "grossly affected" by
his illness, "this would
have influenced [Mr Carter's] perception,
interpretation, memory and account of the actual events he witnessed and
participated in.
... His illness would have affected his cognitive functioning
globally and so it would not be possible to distinguish some aspects
of his
recollections and assertions as unaffected by his mental illness and therefore
accurate." Whilst Dr Brereton accepted that
Mr Carter was capable of
providing an accurate account of what happened, there was nonetheless "no way of
determining an accurate
recollection from an inaccurate one" and the "likelihood
he was inaccurate is extremely high".
- Subject
to what Dr Brereton described as an "academic" disagreement regarding the
characterisation of Mr Carter's symptoms (an issue
that was said to be "not
that clinically relevant" to the issue of reliability), Dr Brereton
expressed agreement with Professor Coyle's
contention that that
Mr Carter was a "very unreliable witness" and that there was "simply no way
of knowing what he claimed to have
seen did occur". Thus, "[a]lmost the entirety
of Mr Carter's evidence would need to be corroborated before
[Dr Brereton] would consider
his reliability had been sufficiently
demonstrated".
- Dr Brereton
was instructed that "[t]here were aspects of Mr Carter's evidence that were
independently corroborated". Critically,
for the purposes of his report,
Dr Brereton was asked the following questions:
"What effect
would independent support of the account given by Carter as to the events of 3
to 4 April 1984 have on your opinion as
to the reliability of his
evidence at trial? What types of support do you consider are significant to the
question of reliability
of a person suffering such a mental illness? Is it
possible to answer such a question?"
- This
was the answer given by Dr Brereton in his report:
"Essentially, I believe Mr Carter's evidence is so inherently unreliable
that almost the entirety of his account would have to be
corroborated to begin
to consider him reliable. Even in these circumstances I would have grave
concerns about relying in any significant
way on aspects of his evidence that
were uncorroborated. For example, evidence from a pathologist might precisely
confirm Mr Carter's account of the nature of an assault but I would still
not consider him a reliable witness in identifying who had produced the
injuries. Essentially, in practical terms, I believe it would be very
difficult to reach a point where Mr Carter could be considered as a
reliable witness and still require him as a witness other than to strengthen an
existing case."
(emphasis added)
- Dr Brereton's
concern about "who had produced the injuries" is a matter of some significance.
In particular, Dr Brereton expressed
his agreement with Dr Barrett's
1985 opinion that "Mr Carter's ongoing concerns about the legal
ramifications of the offence, and
a fear of reprisal, perpetuated his
psychosis".
- But
Dr Brereton disagreed with Dr Barrett's 1984 opinion, and explained
that Dr Barrett was "incorrect" when Dr Barrett said (as
Dr Brereton paraphrased) that "it was possible to draw a distinction
between Mr Carter's delusional beliefs and his description of
the offence,
and [Dr Barrett's] assertion that the latter was not related to the
former". Dr Brereton said that he "would have grave
concerns about relying
in any significant way on aspects of [Mr Carter's] evidence that were
uncorroborated".
- Dr Brereton
did not depart from any of this reasoning in his oral examination in chief or in
cross-examination by counsel for the
applicant. In cross-examination he
accepted, as he had in his report, that some individuals with schizoaffective
disorder might have
an accurate recall of events in which they participated.
They might be able to get all details correct. He explained that whether
an
individual suffering from schizoaffective disorder would be able to do so might
depend on factors such as: (i) the nature and
severity of their symptoms;
(ii) the amount of sleep when manic "would be very relevant";
(iii) the use of drugs or alcohol "would
also be very relevant"; and
(iv) it was possible that "if you were asking something that was simple and
concrete and emotionally
neutral, you could expect to get a more reliable
account".
- Four
areas of exchange in Dr Brereton's cross-examination must be understood in
the context that Mr Carter fell into the category
of person who satisfied
every one of Dr Brereton's factors designating an inability to give a
reliable account of an event that was
not emotionally neutral.
- First,
there were exchanges where Dr Brereton confirmed that it was possible for
people with schizoaffective disorder to give accurate
and reliable accounts of
events. Plainly, Dr Brereton was speaking, in the abstract, about people
for whom the factors he described
were not present or did not have effect. Even
then, those cases were said to be rare:
"Q. In people that you have seen, even when they're still in the acute phase, so
where they are suffering from grandiose delusions,
still suffering from the
symptoms of schizoaffective disorder, they are still able to give an accurate
recall of events to which
they have been a participant or that they have
seen.
A. No.
Q. They have never been able to do that.
A. They have sometimes, but frequently, and I would say more often than not, it
would be inaccurate."
- Secondly,
there were exchanges in cross-examination where Dr Brereton recognised that
a person with schizoaffective disorder might have improved
cognition a year
after the event. But he insisted that the reliability of that account would
depend upon its substantial corroboration:
"Q. So, to look at whether Mr Carter himself suffered cognitive deficits it
would then be important to look at what he was able to
recall one year later,
and what of that was supported by other people, which would tend to suggest its
accuracy.
A. Yes, absolutely, in the parts that were supported by other people. I
suppose my concern that I tried to put in the report is that despite that any
parts that aren't confirmed you must regard with
suspicion."
(emphasis added)
- Thirdly,
there were exchanges where Dr Brereton recognised that although it was
impossible from a purely clinical perspective to know whether
any account given
by Mr Carter was accurate or not, the accuracy of that account could, of
course, be determined by reference to
other corroborating information. But that
accuracy would be limited to those matters for which the information was
corroborated.
The following was an exchange in response to a question from the
Court of Criminal Appeal:
"Q. Is this the proposition, a person suffering from a schizoaffective disorder
gives evidence about two events, X and Y. The fact
of the occurrence of Y is
independently corroborated. What does that say about the reliability of the
account of event X.
A. When—I think you have to come down to the fact that when somebody is so
unwell that what they're saying is inherently unreliable
about X, even if you've
got—even if you're shown that Y is correct."
Dr Brereton accepted that the independent corroboration of Y could
support the reliability of X if X and Y involved the same set of
events and
differed only in "matters of small detail" but he added that "when you start to
try and join the dots like we're doing
with X, Y and Z, that is—that's
fundamentally broken down by the process of psychosis in the first place".
- Fourthly,
there were exchanges where Dr Brereton was asked, in the abstract, about a
person who was shown "to be accurate in many different
aspects". In those
exchanges it was not put to Dr Brereton that, even if Mr Carter's
inaccuracies about mundane events were disregarded
and only his accuracies were
considered, the accuracy of recall of mundane events supported the accuracy of
recall of an emotionally
charged event. Nor was it put to Dr Brereton that
if the person was shown to be significantly inaccurate in relation to important
details of an emotionally charged event, the occurrence of other details of that
same event could be accepted. And even in relation
to the abstract example,
Dr Brereton said that evidence of many accuracies of the account of the
person with schizoaffective disorder
only "points in [the] direction" of
accuracy on other matters and that "it's still hard to say unless you've got
some explicit testing,
but I agree with what you're saying, I just don't think
it's as straightforward as that. I agree it's an indication, it points in
that
direction, but I wouldn't want to extrapolate too far from
that."
The fresh expert evidence of Dr Hook
- Dr Hook
is another qualified psychiatrist who had previously worked full time for five
years in schizophrenia treatment, rehabilitation
and research. He has been a
Fellow of the Royal Australian and New Zealand College of Psychiatrists
since 1991. He worked for a period
at a rehabilitation facility with
approximately 200 inpatients with long-term psychiatric disabilities and he was
directly responsible
for about half of those patients. In his report,
Dr Hook referred to Dr Barrett's statement and report where Dr Barrett
described
Mr Carter as being "overtly psychotic, delusional and
hypomanic".
- Like
Dr Brereton, Dr Hook disagreed with Dr Barrett's assertion in
Dr Barrett's 1984 statement, with Dr Hook saying that "it is simply
not possible to make a clear-cut distinction between psychotic manifestations
and 'rational' thinking in [the case] of an individual
who is acutely
psychotic". He explained that "[s]ome statements may be obviously delusional,
but frequently there is also confusion
between objective reality and fantasy,
and misinterpretation of objective events". Like Dr Brereton,
Dr Hook confirmed that "[e]ven once an acute psychotic phase has passed,
this does not mean that the individual
is now able to accurately recollect
and/or reality-test material that emerged whilst psychotic". One of the reasons
for this is that
there "may [be] distortions in recall due to confabulation" or
"'delusional memory', which is a false recollection held with delusional
intensity".
- In
Dr Hook's opinion, "expert evidence would have been essential to assist the
jury in making a proper assessment of Mr Carter as
a witness". In his
report he said that it was arguable that the direction of the trial judge was
"insufficient". Dr Hook accepted
that a person suffering from
schizoaffective disorder who is in remission "may be capable of [giving accurate
evidence]" but (also
like Dr Brereton) Dr Hook considered that all
factors needed to be considered, including the severity of the illness and how
the
information was elicited, and Dr Hook therefore agreed that a witness
in that position might be reliable about some things but not
others.
Dr Hook was of the view that Mr Carter's evidence was of "low
reliability" because when he witnessed the assault he was suffering
from
schizoaffective disorder.
- Dr Hook
also agreed that Mr Karpany's admissions or statements to
Ms J Carter "would be some corroboration" of what Mr Carter
witnessed.
Plainly, however, Dr Hook was speaking of corroboration in a
colloquial sense. Mr Karpany's admissions could not corroborate
Mr Carter's
account of the assault in evidence against the applicant
because those admissions were not admissible against the
applicant[115].
- As
to the effect of Mr Carter's involvement in the assault upon his evidence,
Dr Hook said:
"The presence of psychosis does not necessarily mean that there is no awareness
of actions or of potential consequences. If Mr Carter
was a perpetrator, or
involved in a way that he perceived he might be criticized, he may well have
become very alarmed by his own
actions and sought the safety of hospitalisation.
In this context, the creation of a story that he was merely a witness to the
assault
could reduce any sense of horror or guilt he might have experienced
regarding his actions, and redirect attention to other suspects."
Dr Hook also observed that "it is also possible that with increasing
awareness of his situation over time he was keen to minimise
his involvement as
far as possible".
- Once
again, the evidence of Dr Hook in cross-examination must be understood in
the context of the whole of his evidence.
- First,
when Dr Hook agreed in cross-examination that grandiose delusions are a
different type of event than recounting a bashing, the expressed
premise of the
question was to assume that Mr Carter's circumstances did not apply:
"putting to one side for a moment that he saw
the devil and heard the devil
talking to him".
- Secondly,
much of Dr Hook's other evidence in cross-examination was also given in the
abstract when he observed that people in the acute stages
of schizoaffective
disorder are capable of recalling their own acts and that, following recovery
from psychosis, some people will
be able to recognise "an event that they
previously saw" but which they now understand as having been "misinterpreted or
misunderstood",
whereas others will be unable to do so. Dr Hook agreed that
whether a patient maintained a fixed, inaccurate belief after remission
of other
symptoms of schizoaffective disorder "will depend on many different variables"
and explained that the "best guide is their
history to date, so [that] if a
person has a longstanding history of, say, a chronic disorder without full
remission, you are not
expecting them to go into full remission". Dr Hook
confirmed in re-examination that none of the matters raised in cross-examination
changed his view about the low reliability of Mr Carter's evidence at
trial.
- Thirdly,
although Dr Hook said that he saw no evidence that Mr Carter was
confabulating when giving his testimony in court, Dr Hook also
explained
that his concern about the low reliability of Mr Carter's evidence was
based mostly on the fact that Mr Carter's presence
at the assault was while
he was suffering from psychosis, rather than on the inconsistencies in
Mr Carter's statements and evidence.
The fresh expert
evidence of Dr Furst
- Next,
there is the fresh expert evidence of Dr Furst who is a consultant forensic
psychiatrist.
- It
was Dr Furst's opinion that Mr Carter was probably psychotic and manic
for several weeks after 4 April 1984, including when Mr
Carter
was interviewed by the police, and that most forensic and general psychiatrists
would advise against such a person being examined
in that state. Given that
Mr Carter was delusional and manic at the time, in Dr Furst's view, it
would be "difficult to determine
with any degree of certainty or reliability
what events really took place and what memories were based on delusional
interpretations,
hallucinations and/or false memories".
- Dr Furst
was also of the opinion that the trial judge's direction was insufficient
because "it probably fail[ed] to convey the extent
to which Mr Carter was
mentally impaired/mentally ill on the night in question, especially having
regard to his florid symptoms of
psychosis and mania observed in Mr Carter
after his admission to the Hillcrest Hospital". Dr Furst said that "when
the jury have
seen a person almost a year later who's looking apparently stable
and intact it is very hard for a lay person to imagine, if you
will, how
floridly manic and pressured and psychotic Mr Carter would have been the
previous year".
- Dr Furst
also gave evidence that although it was a remote "possibility" that a true
memory could return after a psychotic episode
had concluded and the person was
medicated, he did not think that this possibility would occur. He said that this
return of true
memory would depend upon factors such as the person's capacity to
remember what they were believing at the time as well as any residual
cognitive
deficits. Dr Furst said that the medication that Mr Carter was given
"probably doesn't have much bearing on sorting out
real from not real".
- Nothing
in the cross-examination of Dr Furst detracted from this evidence. Once
again, the cross-examination of Dr Furst must be
understood in its context.
For instance, in cross-examination Dr Furst agreed that his opinion about
Mr Carter's unreliability did
not take into account any independent
corroboration of some of Mr Carter's evidence and he accepted that "a trier
of fact would be
entitled, notwithstanding [Mr Carter's] schizoaffective
disorder, to look at other evidence that supports him and find that he was
in
fact reliable". But that was not assent to the proposition that Mr Carter
could be found to be reliable beyond the matters for which there was
other evidence that supported him. It plainly was not assent to a proposition
that pointing to some
corroboration of Mr Carter's evidence of a mundane
event was sufficient to make Mr Carter's evidence about an emotionally
charged
event reliable.
- Indeed,
very shortly before Dr Furst accepted the proposition that other evidence
could support the reliability of Mr Carter, Dr
Furst made it clear
that this support was limited to the content of that other evidence. He said
that the inconsistencies were enough
to demonstrate the risk of unreliability of
Mr Carter's evidence and that "the other aspects of the independent
information ... would
be, in my view, of more value to the court to determine
what happened than the evidence given by Mr Carter".
- In
cross-examination, Dr Furst also confirmed that he could not identify any
aspect of Mr Carter's evidence as confabulation but
Dr Furst also said
that "you could have real memory and real events with a delusional event with
delusional memory that could be
there by itself or implanted by an hallucination
telling someone that something has happened, and then other gaps can be
confabulation".
The fresh expert evidence of
Professor Coyle
- The
next fresh expert evidence came from the first of the two psychologists.
Professor Coyle practises as a forensic and clinical
psychologist and
psychopharmacologist. He holds a position as Professorial Associate or Adjunct
Professor at four Australian universities
and is a consultant expert in
medico-legal psychology at the International Criminal Court in The Hague.
Professor Coyle's practice
includes diagnosis of persons with
schizoaffective disorder although he has also been involved, in conjunction with
psychiatric colleagues,
in the treatment of patients with schizophrenia. The
importance of Professor Coyle's evidence concerned his expertise concerning
diagnosis, and symptoms, rather than treatment. Of all of the experts,
Professor Coyle's answers were the most precise and carefully
expressed.
- In
his expert report, Professor Coyle said that "[i]t is beyond any doubt
whatsoever that there have been extraordinary advances
since 1985 in knowledge
with respect to memory, cognition, interrogative suggestibility in individuals
generally and more specifically
those suffering from psychotic disorders such as
schizoaffective disorder". He continued:
"In the light of these profound advances in scientific knowledge since [the
applicant's] trial I cannot conceive of an appropriately
qualified forensic
psychologist or forensic psychiatrist now accepting that Mr Carter's
evidence was in any way reliable."
- Professor Coyle
said that in the cases that he could recall observing since 1975, some of the
individuals' accounts:
"... have been complete fabrications, monstrous fabrications. With others, there
has been a germ of truth, with others there has
been a bit more than a germ of
truth. Nonetheless, there ha[ve] been embellishments in all of those cases".
In referring to "fabrications", Professor Coyle clarified that this
means an "unconscious fabrication" or "confabulation".
- Professor Coyle
was of the view that the trial judge's direction to the jury was "not adequate"
having regard to the current knowledge
concerning memory deficits and
schizoaffective disorder. He said that at the time that Mr Carter allegedly
witnessed the murder of
Mr Docoza "his capacity to discriminate between
actual events and hallucinations must have been profoundly compromised. There is
simply no way of knowing what he claimed to have seen did occur or whether it
was a hallucination." He gave the example of the "vivid
description" by
Mr Carter "of Mr D[o]coza being bludgeoned with a barbell" and said
that the "manifestly wrong" nature of this description
"brings into question
virtually everything Mr Carter claims to have recalled on the night in
question".
- Professor Coyle
accepted that Mr Carter was not incapable of being accurate and noted that
there seemed to be collateral evidence
that some of what he said was supported.
But Professor Coyle explained that Mr Carter's ability to recall what
he saw would have
been grossly affected and that it was not possible to be
certain about anything he claimed to have observed. He said that the very
"definition of psychosis" is that the person "can't tell reality from fact" and
he added "[i]f they can't tell reality from fact,
how can we be certain that
what they are saying was reality or was delusions? We can't. We don't know.
There is no way of knowing."
- In
cross-examination, Professor Coyle was asked whether independent
corroboration of Mr Carter's answers could prove that the answers
were
reflective of accurate recall. Like the other experts, Professor Coyle
accepted this proposition but qualified it by saying
that "it is not perceived
from that because some answers are accurate, that other parts of his recall had
not been altered, affected
or replaced". He concluded his cross-examination with
the following answer to the question of whether he agreed that Mr Carter
might
be accurate in areas where there was no independent
corroboration:
"No, I don't. What you are conflating there is that how do you determine if
someone's accurate? By having collateral information.
If you don't have
collateral information you can't determine if they are accurate or not. The way
to approach that is to rephrase
the issue and say was he capable of having some
accuracy in recollection? Yes. What parts were accurate? I don't know. Some
parts
are clearly inaccurate, some parts have changed and so on. It's not a
question that you can ask and get a simple answer in this situation.
Clearly,
all the factors that I've tried my best to explain to assist the court,
interacted in this case. The end result being that
it's just quite clear that
schizoaffective disorder would have affected his recall, we know that from the
literature, we know that,
but that does not tell us how badly it affected his
recall in all areas. Some areas are almost certainly going to be affected more
than others, but on what basis and how, we can't tell at this point in time."
The fresh expert evidence of Dr Sugarman
- The
other psychologist to give fresh expert evidence was Dr Sugarman.
Dr Sugarman is a conjoint senior lecturer at the Department
of Psychiatry
at the University of New South Wales and a registered psychologist who has
practiced in clinical neuropsychology and
clinical psychology since 1990 and who
has held numerous senior positions.
- Dr Sugarman
described how since the late 1980s "[n]eurocognitive impairment, namely [the]
difficulty in reliably processing information,
especially abstract concepts,
resulting in concreteness and suggestibility" has come to be recognised "as a
core feature of [psychotic]
disorder[s]". He explained that "verbal learning and
memory are the most impaired cognitive characteristics in these [psychotic]
patients and these tend to be long lasting impairments".
- Dr Sugarman
said that there was "a significant chan[c]e" that Mr Carter's recall was
unreliable due to his suggestibility, confabulation,
psychosis and described
cognitive incapacity. In Dr Sugarman's opinion Mr Carter was clearly
delusional with command hallucinations
and grandiosity.
- Dr Sugarman
accepted that some of Mr Carter's evidence might be correct. But
Dr Sugarman said that Mr Carter had been delusional
or at least ill
for at least four weeks before the assault, and certainly confused, so that "one
wouldn't be able to determine what
was real and what was not". He described how
despite improvements in Mr Carter's symptoms of psychosis, such as
delusions and hallucinations,
by the time of trial other aspects stayed
impaired: despite "the improvement in their presentation and appearance
unfortunately the
underlying brain didn't show, from our point of view, much
improvement".
- Dr Sugarman
was particularly concerned about Mr Carter's interview with police, in
light of Mr Carter's suggestibility, his level
of agitation, and
Mr Carter's level of worry about a warrant for his arrest for an assault
that he had previously committed. Dr Sugarman
concluded that "there is a
significant chan[c]e [Mr Carter's] recall would be unreliable and subject
to both suggestibility and confabulation".
He also said that "if a patient
acquire[d] information while acutely unwell" the information can still be
retained a year later and
if the "system recovers ... most cognitive deficits
don't ... So the fact they retain th[e] information ... doesn't tell me that
there is veracity to it. In fact, false memories are remarkably detailed and
real."
- Dr Sugarman
also emphasised the difference between Mr Carter's professed recall at
trial of (i) the more mundane events prior to,
or subsequent to, the
assault that Mr Carter described, and (ii) the assault itself.
Dr Sugarman set out pages of examples where
Mr Carter's evidence about
the more mundane events prior to or subsequent to the assault involved
uncertainty or lack of recall and
contrasted that with the detail of
Mr Carter's account of the assault. Dr Sugarman denied that the
ability to give more detail was
indicative of reliability. He explained that
"details especially, even false details will make us believe what we see is true
or
what we said is true". Dr Sugarman said in his report:
"... I am interested only in [Mr Carter's] ability to recall the events of
the murder with increasing clarity it seemed, but not
much else surrounding
these events from what I can read here. His lack of insight or recall of the
more florid delusions at the time
while on the stand would indicate he was
severely ill and processing information poorly at the time of his witnessing
whatever occurred
at the Torrens."
- Dr Sugarman's
conclusions were aptly described in his answers in cross-examination when he
agreed that he would not act on things
that Mr Carter had told him unless
he were able to confirm aspects of what Mr Carter told him from other
sources or other people.
The only "caveat" (as he described it although it was
no caveat at all) was that "[Mr Carter] may in fact incorporate information
from other people which isn't his immediate recall or his recall but what he has
heard and incorporated to fill gaps in his memory".
The fresh
expert evidence concerning suggestibility of Mr Carter
- A
separate aspect of the reliability of Mr Carter's evidence arose from
uncertainty about whether any of his evidence had been the
production of
suggestion. Although Mr Carter's suggestibility was not at the forefront of
the applicant's submissions on this application,
it is notable that there was
significant expert evidence concerning the problems caused by suggestibility of
individuals suffering
from schizoaffective disorder.
- Dr Sugarman
said that there is a significant chance Mr Carter's recall would be subject
to suggestibility. Dr Sugarman noted that
when Mr Carter was
interviewed by police, Mr Carter was generally "ingratiating, grandiose,
compliant, psychotic and suggestible".
Mr Carter told police that "he
wanted to join them because he couldn't cheat them". He said that the Devil told
him to run for "a
light at the end of the tunnel". Dr Furst gave
evidence that Mr Carter's psychotic and manic state when he was interviewed
by police "could have made him more susceptible
to the authority of police, such
as suggestions and prompting, and he may have been trying to 'please them'". He
added that Mr Carter
"would probably also have struggled to contain his
thoughts, think logically and think clearly about questions put to him as a
consequence
of thought disorder, disinhibition and pressure of speech".
Professor Coyle said that "Mr Carter was clearly prone to
interrogative
suggestibility—as anyone suffering from a psychotic
condition in which they cannot distinguish fact from hallucination must
be since
they have no firm basis on which to judge real memories from
hallucinations".
- Dr Furst
accepted that people with schizoaffective disorder can pick up cues in quite a
subtle way unrelated to the intentions of
others around them. Although
Dr Furst was unable to identify any particular evidence that had been the
product of suggestion by the
police to Mr Carter, Dr Hook did so. He
raised doubt about Mr Carter's witness statements to the police. He
described the witness
statements as reporting "events in a reasonably clear
sequence, without the digressions and irrelevancies that would be expected
if a
person were thought disordered" and he noted the curiosity that "there is no
mention of any psychotic content in any of his
statements (particularly the
appearance of the devil which Mr Carter refers to at trial)".
- Dr Hook
considered that Mr Carter's statements to police did not reflect his
spontaneous utterances at the time but "were structured
to a significant degree
by the interviewer" which may "have created a false impression of rationality
and accuracy". Dr Hook said
that "I don't amaze easily but I think I would
be pretty amazed if [Mr Carter were able to start at the beginning and
finish at the
end in the way that this statement has unfolded]".
- Dr Hook's
observations are further reinforced by another curiosity concerning
Mr Carter's "reasonably clear" statement to Detective
Peglar on
11 April 1984, which was taken while Mr Carter was still acutely
hypomanic. A week later, on 18 April 1984, following Mr
Carter's
interview with Detective Zeuner and Detective Sergeant Thomas, they
observed: "Carter very unstable of mind and would not
be capable of being a
witness". Dr Furst's and Dr Hook's reliance upon Mr Carter's
statement to the police is relevant to the compelling
nature of their fresh
evidence.
- Dr Hook
also gave evidence that "delusions regarding homosexual advances are a
long-recognised risk factor for violence in psychosis,
so it is of some interest
that this theme emerges in his version of events". Although it likely would
further have enhanced his concerns
about the role of suggestion in
Mr Carter's accounts, Dr Hook does not appear to have been instructed
that the first mention in any
of Mr Carter's accounts of the applicant
attempting to rape Mr Docoza came as a suggestion from
Ms B Carter.
Summary and effect of the expert evidence
- There
were significant areas of agreement between all of the expert witnesses.
- First,
there was general agreement in the expert evidence that the state of knowledge
about schizoaffective disorder had substantially
increased since 1984.
Professor Coyle was the clearest about the nature of the increased
knowledge, referring to the well-established
understanding that has developed
since 1984 that "not only are there defects in cognition with schizo-affective
disorder, but memory
defects are almost universal to that condition, and that is
the thrust of the literature".
- Secondly,
each of Dr Brereton, Professor Coyle, and Dr Sugarman explained
that there was no way of knowing whether anything that Mr Carter
claimed to
have seen had occurred or was a hallucination absent independent corroboration.
Dr Furst did not express the proposition
quite as strongly although he
thought that it would be difficult to determine the accuracy of anything
Mr Carter claimed to have
seen with any degree of reliability. And
Dr Hook thought that a person with schizoaffective disorder would be
capable of giving accurate
evidence while in remission but all the factors
needed to be considered including the severity of the illness. In
Mr Carter's case,
Dr Hook thought that Mr Carter's evidence was
of "low reliability".
- In
particular, none of the experts suggested that an accurate recall of some (but
not all) events by a person with schizoaffective
disorder would generally
corroborate, and provide support for the accuracy of, the person's account of
other events. The general
tendency of the expert evidence was to treat accurate
accounts on one matter by a person with schizoaffective disorder as irrelevant
to accounts on another matter where that other matter is known to involve
inaccuracies.
- Even
in the abstract where it is not known that a person with schizoaffective
disorder is inaccurate about any matter, the relevant
factors to consider in
determining whether accuracy on one matter could support accuracy on another
were described by Dr Brereton
as including: (i) the nature and
severity of the person's symptoms; (ii) the amount of sleep; (iii) the
use of drugs or alcohol;
and (iv) whether or not the matters recalled were
emotionally neutral.
- Relevantly,
in the early hours of the morning following the assault described by
Mr Carter, Mr Carter had had little sleep, he presented
as hypomanic,
and, according to Dr Barrett, Mr Carter had used illicit drugs and
alcohol. And the relevant part of Mr Carter's account
(unlike the mundane
events preceding or following the assault) was the assault on Mr Docoza,
which was neither simple nor emotionally
neutral. It is notable that the only
point in Mr Carter's narrative of events during which he said that the
Devil appeared and spoke
to him was at the time that Mr Carter allegedly
witnessed the assault.
- Thirdly,
the expert evidence, and particularly that of Dr Brereton, supports the
conclusion that in Mr Carter's case the independent corroboration
of
Mr Carter's account concerning mundane events has little relevance for the
reliability of Mr Carter's account concerning the emotionally
charged
events of the assault.
- Fourthly,
as a consequence of what is, at best, the low reliability of Mr Carter's
evidence due to his psychosis, each of Dr Hook, Dr Furst
and
Professor Coyle expressed concern about the adequacy of the trial judge's
direction in encapsulating the extent of the psychological
impairment under
which Mr Carter was labouring.
- Fifthly,
although some of the pre-trial hearsay was not provided to the experts, the
alleged statements of Mr Carter that were provided as
part of those
pre-trial hearsay accounts undermine Mr Carter's reliability rather than
support it. As set out above, the statements
alleged to have been made by
Mr Carter prior to his police statements were to Ms J Carter,
Ms B Carter, Father Pearson, and medical
staff at Hillcrest
Hospital. The account of Ms J Carter changed substantially across her
statements from before the committal hearing,
at the committal hearing, and at
trial. The account provided by Ms B Carter involved what appears to be
her suggestion to Mr Carter
of the possibility of an attempted rape and
Mr Carter's description of the applicant and Mr Karpany as the Devil.
The account provided
by Father Pearson that is attributed to Mr Carter
concerned the Devil and drinking blood. And the account recorded in the
Hillcrest
Hospital staff notes contained numerous inconsistencies with
Mr Carter's evidence at trial.
- Sixthly,
and importantly in light of Dr Barrett's report in 1985 about
Mr Carter's concerns regarding the legal implications of his position
which
perpetuated his psychosis, each of Dr Brereton, Dr Hook and
Dr Sugarman expressed concern about the reliability of Mr Carter's
account of the assault if Mr Carter had been involved, or if he feared
being accused of being involved, as a perpetrator and not
merely a witness.
Without corroboration of the details of the assault, the possibility that
Mr Carter might have been involved in the assault itself,
or even merely
concerned about his involvement in the assault, renders his account of the
assault even more unreliable in light of
his schizoaffective disorder.
Dr Sugarman noted the particular concern that Mr Carter was under an
arrest warrant for a previous
assault.
- Seventhly,
the fresh expert evidence also points to the dangers of suggestibility. It can
be accepted that it was not positively established
that any of Mr Carter's
beliefs were the product of suggestion. Indeed, absent independent evidence or
sudden insight by Mr Carter,
it would be extremely difficult ever to prove
that any of the evidence of Mr Carter or any of the details that he gave of
the assault
were caused by a suggestion. For instance, although Mr Carter
accepted the suggestion first made by Ms B Carter of an attempted
rape,
it could never be known whether that suggestion had played a part in his
account unless Mr Carter came to a realisation that his
recollection of the
account had been shaped by that suggestion. Dr Sugarman also speculated,
but could not know, that Mr Carter's
suggestibility may have contributed to
the apparent "increasing clarity" of Mr Carter's recall of events at the
time of the assault,
especially when contrasted with the lack of detail
concerning events before and after the assault.
- Ultimately,
the absence of any positive demonstration that any of Mr Carter's evidence
was the product of suggestion does not remove
the element of unreliability that
arises from the degree of suggestibility of persons suffering from
schizoaffective disorder and
the possibility that Mr Carter had
incorporated suggestions into his account of the assault. That possibility
further enhances the
unreliability of Mr Carter's evidence.
- All
of the foregoing evidence supports a conclusion that the trial judge's direction
to the jury was insufficient. Indeed, three
of the five experts expressly said
so. More than "considerable caution" was needed in assessing Mr Carter's
evidence. Instead, all
aspects of Mr Carter's evidence concerning the
assault needed substantial corroboration by some form of independent support.
Although
it was possible that Mr Carter's evidence on this important and
emotionally charged matter of the assault could have been accurate,
the only way
that there could be any confidence that the account on this matter was accurate,
given Mr Carter's psychotic and hypomanic
condition at the time the assault
took place, was if the details of Mr Carter's account were corroborated in
all essential respects
from sources other than Mr Carter. That is the
effect of this fresh expert evidence and, had this fresh evidence been led at
the
applicant's trial, the trial judge would have been constrained to direct the
jury in the manner contended for above, requiring substantial
corroboration on
every aspect of Mr Carter's account in order to convict the applicant.
- Accordingly,
the fresh expert evidence establishes that the trial judge in this case
misdirected the jury with respect to Mr Carter's
evidence, being the
evidence of the Crown's "central" or "principal" witness against the
applicant[116].
The
fresh expert evidence is "compelling"
- Plainly
the fresh expert evidence is compelling in the sense that it is highly probative
of the key issue in dispute at the applicant's
trial, namely Mr Carter's
reliability and, as was raised in submissions in the absence of the jury, the
adequacy of the trial judge's
direction on that issue. But does the independent
evidence said to support Mr Carter's testimony require any different
conclusion?
Does it preclude characterisation of the expert evidence as
compelling evidence? The Court of Criminal Appeal held that it did. They
reached
that conclusion on the basis that the experts were not taken to other
independent evidence that supported Mr Carter's testimony.
As the Court
reasoned[117]:
"Of
present critical importance, each of the experts acknowledged that persons with
this illness, even in the acute phase, have been
able to recall events
accurately and that Carter was capable of accurately recalling the
subject event. In the present case, as it happens, there is considerable
evidence supporting Carter's
account and the experts conceded that they had not
considered all of the evidence which could be said to support Carter's evidence;
they conceded that if aspects of his evidence were supported by other evidence,
this would be relevant to whether his recall was
in fact essentially
correct.
Although the experts are not to be criticised on this account, the fact is
that they were not provided with all of the evidentiary
material to which we
have referred above which supports Carter's account of events occurring on the
banks of the Torrens on the night
of 3 to 4 April 1984. In the
particular circumstances here, this significantly diminishes the weight to be
given to their opinions
as to the reliability of Carter's trial evidence."
(emphasis in original)
- It
is notable that the independent evidence either (i) concerns events before
or after the assault, which provides very little corroboration
of the events of
the alleged assault itself, or (ii) is pre-trial hearsay evidence that is
inadmissible against the applicant as
proof of the truth of its contents,
although it may be admissible as further evidence of Mr Carter's state of
mind that the experts
might have considered but which, ultimately, can
only provide further support for Mr Carter's unreliability.
- None
of the independent evidence, individually or collectively, provides substantial
corroboration for the essential details of Mr
Carter's account of the
applicant's involvement in an assault on Mr Docoza. Most fundamentally, the
pre-trial hearsay evidence concerning
the state of mind of Mr Carter
provides further support for the expert evidence about the unreliability of
Mr Carter.
- As
explained earlier in these reasons, the independent evidence includes evidence
led at trial and the unsworn hearsay accounts of
what Mr Carter said to
others after the assault, which were not adduced at trial. The evidence led at
trial can be further separated
into three categories: (i) the evidence of
four witnesses who were in the city of Adelaide on the night of the assault;
(ii) circumstantial
evidence that supports Mr Carter's testimony that
the applicant was at the scene of the crime when Mr Docoza was assaulted;
and (iii)
the evidence at trial of
Ms M Bromley.
Categories (i) and (ii) of
trial evidence: evidence supporting an assault and the presence of the applicant
and Mr Carter at the scene
- As
to category (i) of the trial evidence, the four witnesses were a taxi
driver, a plain-clothed railway officer and two members
of the South Australia
Police. On this application, there was much focus upon the problematic
identification evidence of the applicant
by the taxi driver on the night in
question. Whilst there were evident difficulties with the taxi driver's
identification of the
applicant, his evidence was supported by his recollection
that the applicant said that he had just been released from jail (the applicant
had in fact been released from detention the day before the assault). More
generally, the evidence of the four witnesses clearly
places the applicant in
the vicinity of the crime on the night in question. This evidence identified the
applicant as: running away
from the police when spotted; hiding in bushes; being
found with a "fresh red splash, which appeared ... to be blood" on the shoulder
of his shirt; being seen with a "stain on the front of his shirt which appeared
similar to blood"; and, according to only a single
railway officer, in an
observation not made by either of the police officers who saw the applicant,
having "some blood on his hands"
and "some blood" underneath his lip.
- The
circumstantial evidence which supports Mr Carter's claim that he witnessed
the attack on Mr Docoza was: that Mr Docoza's body
was located near
where Mr Carter said the assault took place; that Mr Docoza's trousers
had been removed (although Mr Carter had
recalled that Mr Docoza had
been stripped of all his clothing); that Mr Carter had observed that
Mr Docoza had been wearing desert
boots, and shoes of this kind were
located near where the assault had taken place; forensic evidence that the
deceased had bruises
to his forearm, forehead and scalp; and that
Mr Carter's dumbbell was located in the river near where Mr Carter
said the assault
took place.
- All
of the foregoing plainly supports a conclusion that the applicant and
Mr Carter may have been present at the scene of an assault
on
Mr Docoza. It also provides corroboration for Mr Carter's evidence to
the extent that an assault on Mr Docoza occurred and that
Mr Carter
was present at, or may have been involved in, that assault. But it provides no
substantial corroboration for Mr Carter's
account of the applicant's
involvement in that assault.
- The
strongest aspect of the evidence in support of the applicant's presence at an
assault is the possibility of some blood on the
applicant or his clothes. But
this evidence was inconsistent. It is noteworthy that the asserted observations
of blood on the applicant
were made at around 4 am at a time when police
officers had been looking for people in the dark by "[s]hining [a] torch on to
the
bank". The inconsistent evidence of blood on the applicant was given by
three people who saw the applicant at the same time: a railway
officer
(Mr Moyle) and two police officers (Constables Wilkinson and Griggs). A
fourth person who was present, another railway officer
(Mr Parker), was not
called to give evidence by the Crown. The identification of the applicant, and
the alleged observations of blood
on him or his clothing, came after
Constable Wilkinson had shone her torch in the bushes on the embankment and
had seen a man whom
she identified as the applicant stuck in some "prickle
bushes" and who had to be "assisted out".
- The
railway officer (Mr Moyle) did not take any notes about this encounter. He
did not notice any blood on the applicant's shirt,
which he said was a "browny
colour". He initially said that there was "some blood" on the back of the
applicant's hands. He then
said that the blood might only have been on one of
the applicant's hands. He said that he also noticed blood underneath the
applicant's
lip. Mr Moyle could not recall any of the details of the
conversation between the police officers and the applicant and he does not
appear to have asked the applicant about the blood that he said that he had seen
on the back of the applicant's hand or hands and
underneath the applicant's lip.
Mr Moyle said that he had not taken much notice of the applicant's
clothing, although he said that
the applicant was carrying a dark jacket or
jumper.
- Neither
of the two police officers (Constable Wilkinson, whose surname was Burden
at the time of trial, and Constable Griggs) gave
any evidence of any blood on
the applicant's hand or hands or underneath his lip. Constable Wilkinson
said that the applicant was
wearing a "light coloured shirt" which had "a fresh
red splash, which appeared to [her] to be blood", and which she said was "at
the
top on the shoulder part". She later indicated a position described by counsel
as "either on the left shoulder, or on the right
shoulder on the front of the
shirt". Constable Wilkinson's evidence was that she asked the applicant
where "he got the blood from"
and the applicant replied that he had been in a
fight in a pub. Another police officer (Constable Griggs, who was
accompanying Constable
Wilkinson) said that the applicant was wearing a
"light shirt" with "a stain on the front of his shirt which appeared similar to
blood".
- The
evidence of Constables Wilkinson and Griggs has some curiosities. The Crown
case, and almost all the evidence, was that the applicant
was wearing a blue
woollen jacket over his shirt. That blue woollen jacket was tendered in
evidence. Mr Carter had described the
applicant as wearing a "jumper". And
Mr Carter's evidence was that after the applicant and Mr Karpany had
run away from the police,
and before Constables Wilkinson and Griggs had spoken
with the applicant, a "policeman and police woman" (who could only have been
Constables Wilkinson and Griggs) asked Mr Carter if he had "seen two
Aboriginals with jackets on". And in the applicant's unsworn
statement to the
jury from the dock, the applicant also described himself as wearing a light
brown checked shirt and a blue jacket
(which he had borrowed from his
step-brother) on that evening. Ms M Bromley also described him as
having left the house on the evening
of the assault wearing the blue woollen
jacket, which was new and had been borrowed by the applicant from her husband.
- There
was no explanation for how Constables Wilkinson and Griggs could have seen
a stain on what they said was the applicant's "light
coloured shirt" if the
applicant was wearing a blue woollen jacket. Perhaps to avoid contradicting
Mr Carter's evidence, or perhaps
because Mr Moyle said that he "didn't
take much notice of [the applicant's] clothing", the Crown did not rely on the
evidence of
Mr Moyle to suggest that the applicant was carrying a
dark jacket so that Constables Wilkinson and Griggs could have seen the shoulder
of what they said was the applicant's light coloured
shirt. The closing address
by the Crown instead misdescribed Constable Wilkinson's evidence, with the
prosecution asserting that
"[Constable Wilkinson] thought it was blood on his
jacket" (emphasis added).
- In
the applicant's unsworn statement to the jury, he said that he got in an
argument with a "white bloke" in a car park across the
road from a pub that
evening. The applicant said:
"The white bloke took a swing at me and I hit him once. His mate stopped us and
I left. I don't now know if there was blood on my
jacket, but I do know that I
had to wash it the next day because I had got it dirty with either food, booze
or in the blue in the
carpark, or in the bushes on Festival Drive and I wanted
to give it back to my step-brother clean."
- Even
if the applicant's account of being in a fight were to be rejected, the evidence
of Constables Wilkinson and Griggs about their
observations at night
(without suggestion of the use of a torch for those observations) would need to
be transmogrified from (i)
observations of a blood stain on a light shirt
to (ii) observations of a blood stain on a blue woollen jacket. And even
with that
transmogrification, no forensic evidence was led at trial to confirm
that what was suggested to be blood was in fact blood, or, if
it was blood,
whose blood it may have been, or how it got on the applicant. Indeed, even if it
could be concluded that the stains
on the blue woollen jacket had been caused by
a small amount of blood, Dr Manock's evidence tends against the possibility
that the
blood was from Mr Docoza, consistently with the Crown case that
the applicant had assaulted Mr Docoza in the close-range manner and
for the
extended period described by Mr Carter. Dr Manock's evidence
concerning the injury to Mr Docoza's lip was that Mr Docoza
would have
bled "copiously".
- As
for the fact that Mr Docoza's body was found with no trousers or underpants
and no shoes or socks, this provides only weak corroboration
of Mr Carter's
evidence that Mr Docoza had refused to have sex with the applicant so the
applicant had attempted to rape Mr Docoza
by stripping him naked, using a
knife to cut off Mr Docoza's trousers and then throwing the trousers in the
river. There was no evidence
of any cuts to Mr Docoza's legs, and certainly
no evidence of any cuts that were consistent with a knife being used to cut off
Mr
Docoza's trousers during a struggle. No knife was ever recovered. No
other witnesses ever gave evidence of seeing the applicant with
a knife. Unlike
Mr Carter, there is no evidence that the applicant carried a bag. And
although Mr Docoza's shoes and a sock were
recovered from the river, his
trousers were never found.
- In
short, whether the applicant assaulted Mr Docoza causing his death, or was
part of any joint enterprise to assault Mr Docoza and
cause his death, on
the Crown's case, could be proved only by Mr Carter's evidence. It is in
this context that the fresh expert evidence
remains compelling. On the critical
issues of who assaulted Mr Docoza, and how the assault occurred, the jury
should have been warned
that they could not accept this particular, but
critical, aspect of Mr Carter's evidence unless it was substantially
corroborated
in every particular respect.
Category (iii) of
trial evidence: the evidence of Ms M Bromley
- Ms M Bromley,
the wife of the applicant's step-brother, saw the applicant when he was
returning to her home in the early morning
on 4 April 1984. She
observed dry mud on the applicant's trousers and on his new shoes. She later saw
the applicant using a washing
machine to wash his clothes, including the shoes.
When Ms M Bromley asked the applicant why he was washing his new
shoes, he replied
"it gives me something to do". Ms M Bromley also
said that there was a stain of clay coloured material on a jacket the applicant
had borrowed from her husband, and pointed out the stain to the jury when the
jacket was tendered as an exhibit.
- This
evidence again provides some support for the presence of the applicant at the
River Torrens in the early hours of the morning
on 4 April 1984. But,
again, it provides little or no corroboration for the essential details of the
assault as described by Mr Carter.
The fresh evidence concerning the
unreliability of Mr Carter's evidence concerning those essential details
remains compelling.
The unsworn hearsay evidence not adduced at
trial
- The
Court of Criminal Appeal also relied on the unsworn pre-trial hearsay evidence
of statements attributed to Mr Carter, on the
committal hearing transcript
of the cross-examination of some of the makers of those statements, and on notes
made by hospital
staff[118]. Those matters
have been addressed above. In short, even if they were admissible, these hearsay
statements attributed to Mr Carter
cannot corroborate Mr Carter's own
evidence. The Court of Criminal Appeal was correct that not all of these
statements were provided
to the experts. But, for the reasons set out above, the
opinion of the experts could not have been anything other than strengthened
by
the provision of any of these statements. As explained below, to the extent that
the statements suggested esoteric knowledge by
Mr Carter that placed him at
the scene of an assault, that is a matter that the experts relied upon as
enhancing the unreliability
of Mr Carter's evidence and, in legal terms,
requiring substantial corroboration in every essential respect. To reiterate,
the presence
at an emotionally charged event at a time when Mr Carter was
suffering acute symptoms of psychosis and hypomania, combined with the
possibility as noted by the some of the experts that Mr Carter might have
participated in the assault, strengthens the conclusion
that no aspect of
Mr Carter's account of the assault could be accepted without substantial
corroboration. Other aspects of those
statements, including their factual
inaccuracies and inconsistencies, and the delusions (such as describing the
Devil and drinking
of blood), further strengthen the reasoning of the
experts.
The receipt of the fresh expert evidence is in the
"interests of justice"
- Below,
the Court of Criminal Appeal relied upon the following example to permit the
Crown to lead evidence, which did not satisfy
the requirements of s 353A,
to demonstrate that it was not in the interests of justice to order a new
appeal, even assuming that
the expert evidence was properly to be characterised
as compelling. The Court
reasoned[119]:
"Of
course, the correct construction of s 353A is not to be stated in terms of
the illustrative example (a subsequent public confession)
used by the High Court
in Van Beelen; this merely speaks to an application of the statute to a
particular set of facts. We consider that the correct construction of
s
353A is that, even though fresh evidence proffered by an applicant may
appear to satisfy each of the three requirements of 'compelling'
in
s 353A(6)(b), permission to appeal may nevertheless be rejected if the
respondent places additional evidence before the Court
which establishes that
there is no significant possibility that a jury in the trial of the applicant,
acting reasonably, would have
acquitted the appellant had the totality of the
evidence proffered by both the applicant and the respondent been before
it. In these circumstances the appropriate conclusion is that it is not in
the interests of justice that the applicant's evidence be considered on an
appeal."
(emphasis in original)
- The
foregoing reasoning was relied upon to permit the Crown to adduce evidence of
three classes: first, evidence said to be of esoteric
knowledge held by
Mr Carter; secondly, evidence said to be of esoteric knowledge held by
Mr Karpany; and thirdly, propensity evidence
based upon the applicant's
prior conviction in 1981 of attempted rape. But for the reasons that follow, and
with respect, that reasoning
is incorrect.
Admission of
responsive evidence "in the interests of justice"
- Section 353A(1)
of the CLC Act authorised the Full Court to receive and consider evidence which
is both "fresh" and "compelling" in the sense in which these words
are defined
by s 353A(6). Section 353A(1) did not do so for the purpose of
determining whether the conviction should be quashed but
for the more easily
satisfied purpose of determining whether there should be a hearing of a "second
or subsequent appeal against
conviction".
- It
can be accepted that s 353A is not limited to the tender by an applicant of
evidence that is fresh and compelling. It can extend
also to the tender of
responsive evidence by the Crown that meets those requirements. But it does not
authorise the Court to receive
and rely upon any new or further evidence from
the Crown which does not otherwise meet the express requirements of the
provision
itself. Section 353A is a gateway provision designed to limit the
material that should be considered on a second or subsequent appeal.
It would,
in that respect, be entirely anomalous and illogical to place upon an applicant
the burden of meeting s 353A in respect
of fresh evidence, but not the
Crown. The language and purpose of s 353A in this respect is supported by
its statutory context and
history[120].
- Provision
for the content of "fresh" evidence in s 353A(1) is made in s 353A(6),
which relevantly states:
"For the purposes of subsection (1), evidence relating to an offence
is—
(a) fresh if—
(i) it was not adduced at the trial of the offence; and
(ii) it could not, even with the exercise of reasonable diligence, have been
adduced at the trial".
- The
fresh evidence that the Crown seeks to tender on the second or subsequent appeal
must also be "compelling" in the sense of being
reliable, substantial, and
highly probative in the context of the issues in dispute at the trial of the
offence[121]. The highly
probative nature of responsive evidence from the Crown might derive from its
ability substantially to undermine the fresh
evidence of an applicant. In rarer
cases, responsive evidence from the Crown might have independent and highly
probative force. An
example of the latter is the circumstance of a recent public
confession referred to in Van Beelen v The
Queen[122], and relied
upon by the Court of Criminal Appeal below.
- Perhaps
most fundamentally, the fresh and compelling evidence that the Crown seeks to
tender as responsive evidence must also be
admissible. The requirement for
admissibility is not removed by s 353A(7), which provides that "[e]vidence
is not precluded from
being admissible on an appeal referred to in
subsection (1) just because it would not have been admissible in the
earlier trial of
the offence resulting in the relevant conviction". That
subsection might arguably permit the Crown to tender fresh and compelling
evidence that would not have been admissible under the rules of evidence at the
time of trial but which would be admissible under
the rules of evidence at the
time of the appeal[123].
But it does not abolish the rules of evidence.
- No
substantive attempt was made by the Crown, short of "embrac[ing]" the reasons of
the Court of Criminal Appeal, to suggest that
any of the three classes of
evidence upon which it relied met the requirements of s 353A. None
do.
The asserted esoteric knowledge of Mr Carter
- The
esoteric knowledge of Mr Carter concerned his awareness of what had
occurred when Mr Docoza was assaulted which was not available
to be
discovered in the public domain. This knowledge was divided into what
Mr Carter appears to have known before the first media
publication of the
murder, and the period thereafter. For the former period, the Crown relied upon
the evidence given of Mr Carter's
statements to Ms J Carter,
Ms B Carter, Father Pearson and Hillcrest Hospital staff, shortly
after the assault and described above.
The second period related principally to
the information given by Mr Carter to police which helped them locate the
site of the assault.
- We
have discussed this pre-trial hearsay evidence above to the extent that it was
relied upon by the Crown, and by the Court of Criminal
Appeal, as evidence of
Mr Carter's state of mind which had not been considered by the experts in
their assessment of his psychiatric
condition and as evidence of esoteric
knowledge with respect to facts surrounding the assault. There was no objection
in the Court
of Criminal Appeal or in this Court to the use of that evidence for
that purpose. Accordingly, we proceeded there on the assumption
that the
evidence was fresh and compelling when used for that purpose.
- But,
as explained earlier in these reasons, the same is not true of the evidence as
evidence of esoteric knowledge tendered for proof
of the truth of
Mr Carter's identification of the applicant as one of the assailants. Even
if we were to assume that the statements
were admissible for that purpose, the
problem remains that those statements are not fresh. And the statements were not
compelling.
Indeed, in Ms J Carter's case, the statements had changed over
time until 1989 when she recanted them entirely to the extent that
they
implicated the applicant.
- Finally,
even if the pre-trial hearsay statements were admissible as responsive evidence
concerning the interests of justice under
s 353A, they do not undermine the
cogent and compelling nature of the expert evidence. They establish only that
Mr Carter's evidence
can be accepted as reliable to the extent that he
claims to have been present at the scene of an assault on Mr Docoza. But,
as explained
above, that matter only strengthens the premises relied upon by the
experts for their reasoning that all aspects of Mr Carter's account
of the
assault that he witnessed or participated in should have been corroborated. The
emotionally charged nature of the event at
a time when Mr Carter was
suffering acute symptoms of psychosis and hypomania, combined with the
possibility that Mr Carter might
have participated in the assault,
strengthens the conclusion that no aspect of Mr Carter's account of the
assault could be accepted
without substantial corroboration.
The
asserted esoteric knowledge of Mr Karpany
- The
esoteric knowledge of Mr Karpany comprised the statements that he had made
to Ms J Carter admitting the assault and implicating
the applicant.
Ms J Carter gave evidence at trial about these admissions but it was
led only against Mr Karpany. As noted above,
Ms J Carter also
later recanted any suggestion that Mr Karpany had made any reference to
involvement by the applicant in the assault.
- The
Crown did not contend that the esoteric knowledge of Mr Carter and
Mr Karpany could directly prove that the applicant assaulted
Mr Docoza[124].
Nonetheless, it was said that this evidence enhanced the reliability of
Mr Carter's testimony, which included his allegation that
the applicant had
committed an assault. Thus, the Court of Criminal Appeal reasoned that the
knowledge had two aspects. The first
was that it contradicted any suggestion
that Mr Carter's evidence was the product of suggestions from others.
Insofar as it is relevant
to the present application, the second aspect was
described as
follows[125]:
"It proceeds in the following stages.
− First, the evidence before this Court of Carter's statements to a number
of persons in April 1984, and of Karpany's statements
to [Ms J Carter] on
Sunday 8 April 1984, establishes the fact that both Carter and Karpany
had knowledge that a young man had been
violently assaulted on the bank of the
River Torrens, that clothing had been removed from him, and that he had been
thrown into the
river.
− Second, that only a person who had been present could have had that
knowledge.
− Third, the fact that Carter and Karpany had this esoteric knowledge
founds an inference that Carter's evidence that there
was an attack on the
deceased participated in by Karpany is not wholly delusional or wholly
unreliable; rather, the occurrence of
an attack on the deceased in which Karpany
participated is positively supported by that display of esoteric knowledge.
− Fourth, the above inference also strongly opposes the applicant's
contentions that Dr Manock's findings that the deceased
died at the hands
of another and his exclusion of a natural cause of death are incorrect."
- The
fourth stage quoted above from the Court of Criminal Appeal's description is not
relevant to the present application before this
Court.
- Even
assuming that the alleged hearsay statements attributed to Mr Karpany are
admissible to show these aspects of esoteric
knowledge[126], it was
never submitted by any counsel in the Court of Criminal Appeal, and never
suggested by the Court of Criminal Appeal, that
these alleged hearsay statements
attributed to Mr Karpany could be used beyond the extent to which they were
esoteric. The statements
could be used against the applicant, the Court of
Criminal Appeal said, "because first, [they tend] to demonstrate that Carter's
evidence that there was an assault on the deceased participated in by Karpany is
not wholly delusional; and second, [the statements]
strongly oppose[] the
applicant's contentions that Dr Manock's exclusion of a natural cause of
death, and his findings that the deceased
died at the hands of another, are
incorrect"[127].
- If
there were any doubt about the unavailability of the hearsay evidence of
Mr Karpany's alleged admissions to be used otherwise
against the applicant,
such doubt was removed by the Court of Criminal Appeal correctly accepting the
Crown's concession that Ms
J Carter's statement about Mr Karpany's
alleged admissions could not be used as evidence that the applicant participated
in an assault
on Mr Docoza (even apart from the evidence that Ms J
Carter had recanted that aspect of her statement in 1989). In this Court, the
Crown properly did not take any issue with that reasoning of the Court of
Criminal Appeal.
- The
reason that the Court of Criminal Appeal was correct to conclude that the
alleged hearsay statements attributed to Mr Karpany
could not be used to
support Mr Carter's account of the applicant's participation in an assault
on Mr Docoza, and the reason that
the Crown was correct not to take any
issue with that reasoning in this Court, is because that aspect of the
statements attributed
to Mr Karpany is neither esoteric knowledge nor does
it satisfy any other exception to the hearsay rule. If hearsay evidence of
Mr
Karpany's alleged admissions were admitted to corroborate
Mr Carter's evidence of the applicant's involvement in an assault on
Mr
Docoza, then that corroboration could only be founded on the basis that
the admissions are proof of the truth of that involvement.
No such exception
exists. No party suggested that one existed or should be recognised. This Court
should not now recognise an exception,
at least not without any submissions on
the point.
- Ms J
Carter's hearsay evidence (later recanted) of Mr Karpany's alleged
statements about the applicant's involvement in the assault
could not be used in
evidence against the applicant: the general proposition that applies is that
"[w]hat is said out of court and
not in the presence of the co-accused is not
evidence in the trial of the other
accused"[128]. To admit the
statements as corroboration of Mr Carter, assuming the truth of the
contents of the statements, would be to allow evidence
to be admitted through
the back door when it could not be admitted through the front. To apply the
remarks of Professor Tapper to
this
context[129]:
"The reception of such later assertions as testimonial evidence of their truth
would have been an obvious infringement of the hearsay
rule, and it may have
been felt, much as was argued in Blastland, that it would be anomalous to
allow in the declarations of intention to prove indirectly what more direct
assertions were not allowed
to prove."
- Once
the basis upon which the Crown sought to rely upon the hearsay evidence of
Mr Karpany's admissions is thus understood, that
evidence suffers the same
obstacles as the evidence of Mr Carter's esoteric knowledge. It is not
fresh. It is not compelling. And,
even if admitted, it contradicts part of the
evidence of Mr Carter and thus strengthens the conclusions, and the
compelling nature,
of the fresh expert evidence.
The asserted
propensity evidence
- The
asserted propensity evidence comprised the applicant's conviction in 1981 for
attempted rape of a 15-year-old boy in the city
of Adelaide. For the purpose of
assessing this evidence, the Court of Criminal Appeal summarised the narrative
of events at this
earlier trial as well as the trial judge's summing up. The
Court also received copies of the applicable information, trial transcript
and
sentencing remarks. In addition, the Crown relied upon affidavits or sworn
statements from witnesses who had given evidence at
the trial in 1981. The Court
of Criminal Appeal briefly described the content of three of these witnesses'
affidavits. It also relied
upon an affidavit of the then Director of Forensic
Science SA who confirmed as correct the evidence given at the trial by a
Dr Scott
concerning certain blood grouping evidence.
- The
Crown also relied upon an affidavit of Ms Nelson QC who, as Presiding
Member of the Parole Board of South Australia, gave evidence
that the applicant
had admitted that he had committed the crime for which he had been convicted in
1981.
- All
of this evidence was said to demonstrate that the applicant had a propensity
comprising the following three interrelated components:
"(a) a disposition or proclivity to demand sex from males in public places;
and
(b) a disposition or proclivity to become frustrated or angry if the sexual
advance is rebuffed, and to act on that anger/frustration
by physically
assaulting the person notwithstanding the advances are made in a public place
and there is a risk of detection; and
(c) a willingness to act upon that disposition, particularly after the
consumption of alcohol and when he is, or notwithstanding
he is, in the company
of Mr Karpany".
- If
this evidence were admissible propensity evidence, about which we entertain
serious doubt, it would have been evidence that could
have been, but was not,
adduced at the original 1985 trial of the applicant. For that reason, the
evidence is not fresh. Nor is it
compelling, in the sense of being highly
probative in the context of the issues in dispute at the trial of the offence.
Much of the
probative force of the asserted propensity evidence depended upon an
acceptance of the accuracy of the evidence of Mr Carter's descriptions
of
the assault. But, as previously noted, there is a real possibility that
Mr Carter's evidence concerning a sexual advance by the
applicant was
itself the product of a suggestion by Ms B Carter which, in turn,
might itself have been prompted by the applicant's
prior conviction.
Ms B Carter's evidence was that it was her who had raised with
Mr Carter the possibility of an attempted rape by
the applicant and
Mr Karpany, with her saying that "they are both like that". The admission
of the asserted propensity evidence was
not highly probative.
Conclusion on the interests of justice
- It
follows that none of the responsive evidence should have been relied upon by the
Court of Criminal Appeal in determining what
was in the interests of justice.
And, for the reasons set out earlier, the hearsay evidence of pre-trial
statements attributed to
Mr Carter was admissible only as evidence
concerning his state of mind. The fact that the expert witnesses did not
consider all of
that material does not weigh against the applicant, because that
material only provided further support for the experts' conclusions
about the
extremely unreliable nature of Mr Carter's evidence.
- It
was, therefore, plainly in the interests of justice that the fresh and
compelling expert evidence be considered for the purposes
of s 353A in a
second or subsequent appeal.
Substantial miscarriage of
justice
- Given
the concession properly made by the Crown that if Mr Carter's evidence did
need to be corroborated in almost all respects then
no case could have been put
to a jury, it follows that the trial judge's direction was inadequate. The Crown
was quite correct to
assume that such an error had the capacity to affect the
result of the trial and that it could not be shown that the applicant's
conviction was nevertheless inevitable.
- Even
if this case had required demonstration of the higher threshold—that there
be a significant possibility that the jury,
properly instructed, acting
reasonably, and armed with the expert evidence, would have acquitted the
applicant[130]—then
that threshold would have been satisfied. The Crown was correct to concede in
oral submissions that the case "would never
get to the jury" if it had been
known that the evidence of Mr Carter needed to be corroborated in every
respect. The absence of any
substantial corroboration of Mr Carter's
evidence on the essential facts which the jury needed to accept in order to
convict the
applicant, as opposed to merely "matters of small
detail"[131] of mundane
events, plainly establishes that the applicant's conviction was a substantial
miscarriage of justice. There is "a significant
possibility ... that an innocent
person has been
convicted"[132].
Relief
- For
the foregoing reasons there must be a grant of special leave.
- There
was no dispute that this Court is in the same position as the Court of Criminal
Appeal and capable of making any order "as
ought to have been [made]" by the
Court of Criminal Appeal, including orders by the Court of Criminal Appeal
granting permission
to appeal and disposing of the
appeal[133]. Indeed, the
jurisdiction of this Court is to pronounce the judgment which the Court of
Criminal Appeal should have
pronounced[134]. We would
therefore order that: special leave to appeal be granted; the appeal be allowed;
the order of the Court of Criminal Appeal
of the Supreme Court of South
Australia be set aside and, in lieu thereof, an order be made that permission to
appeal be granted;
the appeal to the Court of Criminal Appeal be allowed; and
the applicant's conviction be quashed pursuant to s 353A(4) of the CLC
Act.
- In
all the circumstances, including, for example, the death of Ms J Carter,
the loss of the original exhibits, and the time spent
by the applicant in prison
since 1984, there could be no suggestion of an order for any new trial. None was
suggested. In circumstances
in which a new trial is not appropriate there should
be an order for an
acquittal[135].
[1] Coulter v The Queen (1988)
164 CLR 350 at 356.
[2] Smith Kline & French
Laboratories (Aust) Ltd v The Commonwealth [1991] HCA 43; (1991) 173 CLR 194 at
217‑218 (citations omitted).
[3] Mount Bruce Mining Pty Ltd v
Wright Prospecting Pty Ltd [2015] HCA 37; (2015) 256 CLR 104 at 117 [52], 133 [112], 134
[119].
[4] Section 35A(b) of the Judiciary
Act 1903 (Cth).
[5] R v Bromley [2018] SASCFC
41 at [2], [4].
[6] R v Bromley [2018] SASCFC
41.
[7] Section 353A has been repealed and
re‑enacted as s 159 of the Criminal Procedure Act 1921 (SA)
but continues to apply to this proceeding by operation of Sch 2,
item 41 of the Summary Procedure (Indictable Offences) Amendment Act
2017 (SA).
[8] R v Bromley [2018] SASCFC
41 at [3], [162].
[9] [2017] HCA 48; (2017) 262 CLR 565.
[10] Van Beelen v The Queen
[2017] HCA 48; (2017) 262 CLR 565 at 577 [28].
[11] Van Beelen v The Queen
[2017] HCA 48; (2017) 262 CLR 565 at 578 [30].
[12] R v Bromley and Karpany
(1985) 122 LSJS 454.
[13] R v Bromley and Karpany
(1985) 122 LSJS 454 at 467.
[14] R v Bromley and Karpany
(1985) 122 LSJS 454 at 462.
[15] R v Bromley and Karpany
(1985) 122 LSJS 454 at 462.
[16] Bromley v The Queen
[1986] HCA 49; (1986) 161 CLR 315 at 318.
[17] Bromley v The Queen
[1986] HCA 49; (1986) 161 CLR 315 at 319.
[18] Bromley v The Queen
[1986] HCA 49; (1986) 161 CLR 315 at 320.
[19] Bromley v The Queen
[1986] HCA 49; (1986) 161 CLR 315 at 325.
[20] Bromley v The Queen
[1986] HCA 49; (1986) 161 CLR 315 at 326.
[21] Bromley v The Queen
[1986] HCA 49; (1986) 161 CLR 315 at 326.
[22] eg, B v The Queen [1992] HCA 68; (1992)
175 CLR 599 at 615‑616.
[23] R v Bromley [2018]
SASCFC 41 at [38].
[24] R v Bromley [2018]
SASCFC 41 at [139]‑[140].
[25] R v Bromley [2018]
SASCFC 41 at [196].
[26] R v Bromley [2018]
SASCFC 41 at [213].
[27] R v Bromley [2018]
SASCFC 41 at [214].
[28] R v Bromley [2018]
SASCFC 41 at [214].
[29] R v Bromley [2018]
SASCFC 41 at [216].
[30] R v Bromley [2018]
SASCFC 41 at [375]‑[377].
[31] R v Bromley [2018]
SASCFC 41 at [375].
[32] The statement of 11 April
1984 is extracted below at [122]. The statements of 30 April 1984 and
24 July 1984 are not in evidence.
[33] R v Bromley [2018]
SASCFC 41 at [140].
[34] R v Bromley [2018]
SASCFC 41 at [139].
[35] R v Bromley [2018]
SASCFC 41 at [140].
[36] R v Bromley [2018]
SASCFC 41 at [140].
[37] R v Bromley [2018]
SASCFC 41 at [38(1)].
[38] The propensity evidence
concerned Bromley's earlier conviction for attempted rape.
[39] R v Bromley [2018]
SASCFC 41 at [156].
[40] R v Bromley [2018]
SASCFC 41 at [415].
[41] eg, Bannon v The Queen
[1995] HCA 27; (1995) 185 CLR 1 at 22; Cross on Evidence, 13th Aust ed (2021) at
1319‑1320 [33520]; Ross on Crime, 9th ed (2022) at 380‑381
[3.5345].
[42] R v Bromley [2018]
SASCFC 41 at [77].
[43] R v Bromley [2018]
SASCFC 41 at [79].
[44] R v Bromley [2018]
SASCFC 41 at [90].
[45] R v Bromley [2018]
SASCFC 41 at [94].
[46] R v Bromley [2018]
SASCFC 41 at [82].
[47] R v Bromley [2018]
SASCFC 41 at [98].
[48] R v Bromley [2018]
SASCFC 41 at [99]‑[100].
[49] R v Bromley [2018]
SASCFC 41 at [1].
[50] R v Bromley [2018]
SASCFC 41 at [124].
[51] R v Bromley [2018]
SASCFC 41 at [125].
[52] R v Bromley [2018]
SASCFC 41 at [226].
[53] R v Bromley [2018]
SASCFC 41 at [226].
[54] R v Bromley [2018]
SASCFC 41 at [227].
[55] R v Bromley [2018]
SASCFC 41 at [230(ii)].
[56] R v Bromley [2018]
SASCFC 41 at [230]‑[237].
[57] R v Bromley [2018]
SASCFC 41 at [224].
[58] R v Bromley [2018]
SASCFC 41 at [118], [188].
[59] R v Bromley [2018]
SASCFC 41 at [113].
[60] R v Bromley [2018]
SASCFC 41 at [119].
[61] R v Bromley [2018]
SASCFC 41 at [120].
[62] R v Bromley [2018]
SASCFC 41 at [121].
[63] R v Bromley [2018]
SASCFC 41 at [102]‑[103].
[64] R v Bromley [2018]
SASCFC 41 at [104]‑[106].
[65] R v Bromley [2018]
SASCFC 41 at [107].
[66] R v Bromley [2018]
SASCFC 41 at [340].
[67] R v Bromley [2018]
SASCFC 41 at [341].
[68] R v Bromley [2018]
SASCFC 41 at [342].
[69] R v Bromley [2018]
SASCFC 41 at [132].
[70] R v Keogh [No 2] (2014)
121 SASR 307 at 347 [141].
[71] R v Bromley [2018]
SASCFC 41 at [53].
[72] R v Bromley [2018]
SASCFC 41 at [127]‑[128].
[73] R v Bromley [2018]
SASCFC 41 at [129].
[74] R v Bromley [2018]
SASCFC 41 at [127]‑[130].
[75] [2019] HCA 10 ; (2019) 265 CLR 268.
[76] [2019] HCA 10 ; (2019) 265 CLR 268 at 278 [26] ,
279 [30].
[77] R v Keogh [No 2]
(2014) 121 SASR 307 at 347 [141].
[78] R v Bromley [2018]
SASCFC 41 at [344].
[79] R v Bromley [2018]
SASCFC 41 at [377], [507].
[80] R v Bromley [2018]
SASCFC 41 at [508].
[81] R v Bromley [2018]
SASCFC 41 at [19] per Peek, Stanley and Nicholson JJ.
[82] Doney v The Queen [1990] HCA 51; (1990)
171 CLR 207 at 211 per Deane, Dawson, Toohey, Gaudron and McHugh JJ,
quoting R v Kilbourne [1973] AC 729 at 758.
[83] R v Bromley [2018]
SASCFC 41 at [377], [388], [509] per Peek, Stanley and Nicholson JJ.
[84] cf Kamleh v The Queen
[2005] HCA 2; (2005) 79 ALJR 541 at 545 [16] per Gleeson CJ and McHugh J; [2005] HCA 2; 213
ALR 97 at 101.
[85] R v Bromley [2018]
SASCFC 41 at [376] per Peek, Stanley and Nicholson JJ.
[86] cf R v Bromley [2018]
SASCFC 41 at [377] per Peek, Stanley and Nicholson JJ.
[87] R v Bromley [2018]
SASCFC 41 at [406] per Peek, Stanley and Nicholson JJ.
[88] cf R v Bromley [2018]
SASCFC 41 at [467] per Peek, Stanley and Nicholson JJ.
[89] On 5 March 2018,
s 353A was repealed but then re-enacted, in almost identical terms, as
s 159 of the Criminal Procedure Act 1921 (SA).
[90] R v Bromley [2018]
SASCFC 41 at [375]- [376] per Peek, Stanley and Nicholson JJ.
[91] Van Beelen v The Queen
[2017] HCA 48; (2017) 262 CLR 565 at 577 [28] per Bell, Gageler, Keane, Nettle and
Edelman JJ.
[92] R v Bromley [2018]
SASCFC 41 at [377] per Peek, Stanley and Nicholson JJ.
[93] [2017] HCA 48; (2017) 262 CLR 565 at 577 [28]
per Bell, Gageler, Keane, Nettle and Edelman JJ.
[94] [2017] HCA 48; (2017) 262 CLR 565 at 578 [30]
per Bell, Gageler, Keane, Nettle and Edelman JJ.
[95] [2017] HCA 48; (2017) 262 CLR 565 at 578 [30]
per Bell, Gageler, Keane, Nettle and Edelman JJ.
[96] [2012] HCA 59; (2012) 246 CLR 469 at 479 [26]
per French CJ, Hayne, Crennan, Kiefel and Bell JJ.
[97] See Awad v The Queen
[2022] HCA 36; (2022) 96 ALJR 1082 at 1096 [78] per Gordon and Edelman JJ; [2022] HCA 36; 405 ALR 589
at 605. See also [2022] HCA 36; (2022) 96 ALJR 1082 at 1088 [26]- [27] per Kiefel CJ and
Gleeson J; [2022] HCA 36; 405 ALR 589 at 595.
[98] See Van Beelen v The Queen
[2017] HCA 48; (2017) 262 CLR 565 at 575 [23] per Bell, Gageler, Keane, Nettle and
Edelman JJ.
[99] Mickelberg v The Queen
[1989] HCA 35; (1989) 167 CLR 259 at 301 per Toohey and Gaudron JJ.
[100] Gallagher v The Queen
[1986] HCA 26; (1986) 160 CLR 392 at 395 per Gibbs CJ.
[101] Van Beelen v The Queen
[2017] HCA 48; (2017) 262 CLR 565 at 575 [22] per Bell, Gageler, Keane, Nettle and
Edelman JJ, citing Mickelberg v The Queen [1989] HCA 35; (1989) 167 CLR 259.
[102] [2017] HCA 48; (2017) 262 CLR 565.
[103] See Walton v The Queen
[1989] HCA 9; (1989) 166 CLR 283 at 301-302 per Wilson, Dawson and Toohey JJ.
[104] See Kamleh v The Queen
[2005] HCA 2; (2005) 79 ALJR 541 at 545 [16] per Gleeson CJ and McHugh J; [2005] HCA 2; 213
ALR 97 at 101.
[105] R v Bromley [2018]
SASCFC 41 at [355], [428] per Peek, Stanley and Nicholson JJ.
[106] See below at
[387]-[394].
[107] Bromley v The Queen
[1986] HCA 49; (1986) 161 CLR 315.
[108] Bromley v The Queen
[1986] HCA 49; (1986) 161 CLR 315 at 318.
[109] Bromley v The Queen
[1986] HCA 49; (1986) 161 CLR 315 at 319.
[110] Bromley v The Queen
[1986] HCA 49; (1986) 161 CLR 315 at 320.
[111] Bromley v The Queen
[1986] HCA 49; (1986) 161 CLR 315 at 326.
[112] Bromley v The Queen
[1986] HCA 49; (1986) 161 CLR 315 at 325.
[113] R v Bromley [2018]
SASCFC 41 at [38(1)] per Peek, Stanley and Nicholson JJ (emphasis
added).
[114] R v Bromley [2018]
SASCFC 41 at [168] per Peek, Stanley and Nicholson JJ.
[115] See below at
[387]-[394].
[116] R v Bromley [2018]
SASCFC 41 at [3], [9] per Peek, Stanley and Nicholson JJ.
[117] R v Bromley [2018]
SASCFC 41 at [139]- [140] per Peek, Stanley and Nicholson JJ.
[118] See R v Bromley
[2018] SASCFC 41 at [176]- [185] per Peek, Stanley and Nicholson JJ.
[119] R v Bromley [2018]
SASCFC 41 at [388] per Peek, Stanley and Nicholson JJ (footnote
omitted).
[120] See especially South
Australia, House of Assembly, Parliamentary Debates (Hansard),
28 November 2012 at 3952, referring to CLC Act, Pt 10. See also CLC
Act, ss 332, 337 (as in force immediately before their repeal and
re-enactment in Criminal Procedure Act 1921 (SA), ss 142, 147).
[121] CLC Act,
s 353A(6)(b).
[122] [2017] HCA 48; (2017) 262 CLR 565.
[123] For discussion of the
legislative background to equivalent provisions under the law of New South
Wales, see Attorney General for New South Wales v XX [2018] NSWCCA 198; (2018) 98 NSWLR 1012
at 1027-1032 [73]- [91] per Bathurst CJ, Hoeben CJ at CL and
McCallum J. See especially at 1032 [88]-[90].
[124] R v Bromley [2018]
SASCFC 41 at [406] per Peek, Stanley and Nicholson JJ.
[125] R v Bromley [2018]
SASCFC 41 at [405] per Peek, Stanley and Nicholson JJ.
[126] cf Kamleh v The Queen
[2005] HCA 2; (2005) 79 ALJR 541 at 545 [16] per Gleeson CJ and McHugh J; [2005] HCA 2; 213
ALR 97 at 101.
[127] R v Bromley [2018]
SASCFC 41 at [424] per Peek, Stanley and Nicholson JJ.
[128] Bannon v The Queen
[1995] HCA 27; (1995) 185 CLR 1 at 22 per Dawson, Toohey and Gummow JJ.
[129] Tapper, Cross and Tapper
on Evidence, 11th ed (2007) at 613-614, referring to R v Blastland
[1986] AC 41, see especially at 53 per Lord Bridge.
[130] Van Beelen v The
Queen [2017] HCA 48; (2017) 262 CLR 565 at 575 [22], 578 [32], 591 [75] per Bell, Gageler,
Keane, Nettle and Edelman JJ.
[131] See the evidence of Dr
Brereton described above.
[132] Pell v The Queen
[2020] HCA 12; (2020) 268 CLR 123 at 165 [119], 166 [127] per Kiefel CJ, Bell,
Gageler, Keane, Nettle, Gordon and Edelman JJ. See also Chamberlain v
The Queen [No 2] [1984] HCA 7; (1984) 153 CLR 521 at 531 per Gibbs CJ and
Mason J; Chidiac v The Queen [1991] HCA 4; (1991) 171 CLR 432 at 444 per
Mason CJ; M v The Queen [1994] HCA 63; (1994) 181 CLR 487 at 494 per Mason CJ,
Deane, Dawson and Toohey JJ.
[133] Judiciary Act
1903 (Cth), s 37.
[134]
Craig v The King [1933] HCA 41; (1933) 49 CLR 429 at 444
per Evatt and McTiernan JJ; Pantorno v The Queen [1989] HCA 18; (1989) 166 CLR 466
at 475 per Mason CJ and Brennan J.
[135] See R v A2 [2019] HCA 35; (2019) 269
CLR 507 at 565-572 [175]- [192] per Edelman J.
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