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[2020] NSWCA 185
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Carter v Hastings River Greyhound Racing Club [2020] NSWCA 185 (21 August 2020)
Last Updated: 2 February 2021
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Court of Appeal Supreme Court
New South Wales
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Case Name:
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Carter v Hastings River Greyhound Racing Club
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Medium Neutral Citation:
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Hearing Date(s):
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19 March 2020
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Date of Orders:
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21 August 2020
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Decision Date:
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21 August 2020
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Before:
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Gleeson JA at [1] White JA at [2] Simpson AJA at [9]
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Decision:
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1. Appeal dismissed. 2. The appellant to pay the
respondent’s cost of the appeal.
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Catchwords:
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TORTS – negligence – general principles – Civil Liability
Act 2002 (NSW) – personal injury – operating a catching pen gate at
a greyhound race – whether “recreational activity”
–
whether par (c) of the definition of “recreational activity” in
Civil Liability Act, s 5K imposes an “artificial meaning” to the
word “recreational” – potential anomalous consequence of
literal
construction – whether activity dangerous – obvious risk
– whether respondent in breach of duty to appellant –
whether
respondent ought to have taken precautions against risk of harm –
causation – contributory negligence STATUTORY INTERPRETATION
– departure from literal meaning – whether additional words can be
read into statute to avoid
potential unintended consequences – whether
ordinary meaning of defined terms can be used in construction of the statutory
definition of the term – unreasonable consequences – activities
caught under the definition of “recreational activity”
asserted to
have an unacceptable reach
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Legislation Cited:
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Civil Liability Act 2002 (NSW), Pt 9, ss 3B, 5B, 5C, 5D, 5E, 5F, 5G, 5H,
5K, 5L, 5R, 5S, 50, 60, 61 Civil Liability Amendment (Personal
Responsibility) Act 2002 (NSW) Fire and Rescue Act 1989 (NSW), s
69(2) Interpretation Act 1987 (NSW), ss 6, 33 Workers Compensation (Bush
Fire, Emergency and Rescue Services) Act 1987 (NSW) Workers Compensation Act
1987 (NSW), Pt 5, Div 3, ss 4, 151Z(1)
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Cases Cited:
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Texts Cited:
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J Goudkamp, Tort Law Defences (Hart Publishing, 2013, Oxford) P Herzfeld
and T Prince, Interpretation (2nd ed, 2020, Thomson Reuters)
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Category:
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Principal judgment
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Parties:
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Jason Bruce Carter (Appellant) Hastings River Greyhound Racing Club
(Respondent)
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Representation:
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Counsel: F Austin (Appellant) J E Sexton SC/D P Kelly
(Respondent)
Solicitors: Byrnes Lawyers (Appellant) HWL Ebsworth
Lawyers (Respondent)
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File Number(s):
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2019/220052
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Decision under appeal:
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Court or Tribunal:
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Supreme Court of New South Wales
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Jurisdiction:
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Common Law Division
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Citation:
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Date of Decision:
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27 June 2019
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Before:
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Harrison AsJ
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File Number(s):
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2016/304492
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[Note: The Uniform Civil Procedure Rules 2005 provide (Rule 36.11)
that unless the Court otherwise orders, a judgment or order is taken to be
entered when it is recorded in the Court's computerised
court record system.
Setting aside and variation of judgments or orders is dealt with by Rules 36.15,
36.16, 36.17 and 36.18. Parties should in particular note the time limit of
fourteen days in Rule 36.16.]
HEADNOTE
[This headnote is not to be read as part of the judgment]
The appellant suffered a serious injury to his left leg in an incident that
occurred at a greyhound racing track in Wauchope. The
greyhound racing track was
controlled and managed by the respondent, the Hastings River Greyhound Racing
Club (“the Club”).
The appellant brought proceedings against the
Club claiming that his injuries were caused by its negligence. The claim was
governed
by the Civil Liability Act 2002 (NSW) (“the
CLA”).
The appellant’s injury occurred while he was voluntarily assisting the
Club by operating a “catching pen gate”.
His task required him to
let a lure (which the dogs chase around the track) pass through a gap between
the inside rail and the gate,
and then to close the gate to divert the dogs into
a catching pen. During the race, the appellant was distracted by a dog that had
fallen, recovered, and continued to run; while so distracted, he was struck in
the leg by the lure which travels at around 70 kilometres
per hour.
By s 5L of the CLA a defendant is not liable in negligence for harm suffered
by a plaintiff as a result of the materialisation of an obvious
risk of a
dangerous recreational activity. By pars (b) and (c) of s 5K,
“recreational activity” is defined to include:
“(b) any pursuit or activity engaged in for enjoyment,
relaxation or leisure, and
(c) any pursuit or activity engaged in at a place (such as a
beach, park or other public open space) where people ordinarily engage
in sport
or in any pursuit or activity for enjoyment, relaxation or
leisure”.
The parties joined in identifying the relevant
activity as “the operation of the catching pen gate” (as distinct
from
participating in greyhound racing generally). The primary judge identified
the relevant risk of harm as “serious injury [to
the plaintiff] from being
struck by the lure if standing in its path during a greyhound race”. She
held that the appellant
was engaged in a recreational activity, as defined in
both s 5K(b) and (c) of the CLA.
The primary judge held that that risk was “an obvious risk” and
that operating the catching pen gate was a dangerous recreational
activity; thus
his injury resulted from the materialisation of an obvious risk of that
activity. Accordingly, the defence under s 5L of the CLA (which affords a
complete answer to the appellant’s claim) succeeded.
The primary judge found, for the purposes of s 5B of the CLA, that the Club
owed the appellant a duty of care and that the risk of injury was foreseeable
and not insignificant, but
that because the risk of injury was low, she was not
satisfied that a reasonable person in the position of the Club would have taken
the precautions propounded by the appellant. She found that the appellant had
proved factual causation (under s 5D(1)(a) of the CLA) but that he had failed to
prove that it was appropriate for the scope of the Club’s liability to
extend to the
harm caused (s 5D(1)(b)). She accordingly found that the
appellant had failed to establish that the Club should be held liable for his
injury. Finally, lest
she be wrong, the primary judge determined that for the
purposes of s 5R of the CLA (contributory negligence) the appellant bore 50% of
the responsibility for his injury and then assessed the heads of damage
that
were not agreed upon.
On appeal the appellant challenged:
(i) the finding that, in operating the catching pen gate, he engaged in a
dangerous recreational activity (grounds 1-4);
(ii) the finding that he had failed to establish that the Club had breached
the duty of care it owed to him (grounds 5-8);
(iii) the finding, pursuant to s 5D(1)(b) of the CLA that,
notwithstanding that factual causation had been proved, the Club was not to be
held responsible for the appellant’s
injuries (grounds 9-11); and
(iv) the apportionment of contributory negligence at 50% (grounds 12,
13).
With respect to the first challenge, the crux of the appellant’s
argument was that, if applied literally, s 5L has a potentially unacceptably
wide operation with unintended consequences and as such would give the defined
term (“recreational
activity”) an “artificial meaning”.
The essence of the submission was that the words the words “any pursuit
or
activity” in par (c) should be construed as “any pursuit or activity
of a recreational character” – that is, by reference to, or
inclusive of, the very term the subject of the definition. Underlying the
submission
was the proposition that any activity or pursuit, to come within par
(c), must itself be of a recreational character (something that
is not expressly
included in the text).
Held, dismissing the appeal (per Simpson AJA, Gleeson and White JJA
agreeing):
With respect to the appellant’s first challenge:
1. The goal of the activity undertaken is relevant to determining whether the
activity is or is not a recreational activity (at least
within par (b) of the
definition). The stated “goal” of the appellant operating the
catching pen gate was to assist in
the conduct of races 5 and 8. It was not
something from which, on the evidence, the appellant derived, or sought to
derive, “enjoyment
or relaxation” or which he undertook for the
purpose of “leisure”. The finding that the activity of operating the
catching pen gate was a recreational activity within par (b) of s 5K was
erroneous: at [50]-[51].
Belna Pty Ltd v Irwin [2009] NSWCA 46; Motorcycling Events Group
Australia Pty Ltd v Kelly (2013) 86 NSWLR 55; [2013] NSWCA 361; Goode v
Angland (2017) 96 NSWLR 503; [2017] NSWCA 311 applied.
2. The definition of recreational activity extends the meaning of
“recreational activity” beyond activities that have
a recreational
purpose: Goode v Angland (2017) 96 NSWLR 503; [2017] NSWCA 311. Even if
there were an anomaly arising from the application of the definition, it is not
the task of the court in construing legislation
to repair any damage caused by
the drafting of the legislation. Neither s 33 of the Interpretation Act 1987
(NSW) nor a consideration of the “context” in which the CLA was
enacted support the appellant’s argument. No principled
reason was
identified for departing from the literal words of s 5K(c), or for reading those
words as they are modified in the way
proposed by the appellant: at [75], [80],
[97], [99].
Esso Australia Pty Ltd v Australian Workers' Union (2017) 263 CLR 551;
[2017] HCA 54
applied.
3. The test of dangerousness is objective, but whether a particular activity
is dangerous may depend on the circumstances. There is
no reason to doubt the
factual findings of the primary judge that the operation of the catching pen
gate involved a significant risk
of physical harm. The lure travelled on a rail
at more than 70 kilometres per hour and presented an obvious danger to anybody
standing
in its way: [105], [110].
Fallas v Mourlas (2006) 65 NSWLR 418; [2006]
NSWCA 32 referred to.
With respect to the appellant’s second and third challenges:
4. There was no error in the reasoning or the conclusions of the primary
judge that the appellant had failed to establish that a reasonable
person in the
position of the Club would have taken the precautions that the appellant
contended ought to have been taken: at [124].
With respect to the appellant’s fourth challenge:
5. The fact that the appellant was a volunteer did not affect his
responsibility to take care for his own safety. That the appellant’s
attention was “divided and distracted” by the fallen dog emphasises
his own level of responsibility. Even if it were
concluded that the Club was
liable to some extent for the appellant’s injury, it would not be correct
to interfere with the
assessment of contributory negligence: [130]-[131].
Hrybynyuk v Mazur [2004] NSWCA 374; (2004) Aust Torts Reports 81-774
referred to.
JUDGMENT
- GLEESON
JA: I agree with the orders proposed by Simpson AJA and with her
Honour’s reasons, noting however that the difference of opinion
in
Singh bhnf Ambu Kanwar v Lynch [2020] NSWCA 152 concerning the
identification of an obvious risk under s 5L of the Civil Liability Act
2002 (NSW) is not significant for the disposition of this appeal. As Simpson
AJA observes at [112], there is no challenge in the present
case to the finding
that the risk that resulted in the appellant’s injury was obvious.
- WHITE
JA: I have had the advantage of reading in draft the reasons for judgment
of Simpson AJA. I agree generally with her Honour’s reasons.
The
observations which follow assume a familiarity with those reasons and the
legislative provisions in question.
- In
Singh bhnf Ambu Kanwar v Lynch [2020] NSWCA 152, Leeming JA discussed the
authorities and principles relevant to whether the use of a particular
descriptive defined term with its
own usual connotations or denotations can
itself influence the construction of the definition of the term (at [80]-[132]).
Simpson
AJA notes (at [59] and [60]) that all members of the Court in
Singh agreed with Leeming JA’s analysis of this issue, but that
Singh neither decided that it was permissible to allow the meaning of
“recreational” in the term to be defined to influence
the
interpretation of the definition, nor that it was impermissible to do so.
- This
appeal is not a vehicle for deciding that question. I agree with Simpson
AJA’s reasons that para (c) of the definition
of “recreational
activity” in s 5K of the Civil Liability Act does expand the
ordinary meaning of “recreational activity”. I agree that para (c)
of the definition of “recreational
activity” is not to be read down
so that it applies only a recreational pursuit or a recreational activity
engaged in at a
place described in para (c). As was said in Goode v
Angland (2017) 96 NSWLR 503; [2017] NSWCA 311 and Singh bhnf Ambu Kanwar
v Lynch, such a construction gives no regard to the word “any”
in the phrase “any pursuit or activity”. The construction
propounded
by the appellant would not in any way enlarge the ordinary meaning of
“recreational activity” and would render
para (c) otiose.
- The
appellant supported his construction of the definition of “recreational
activity” in s 5K(c) by reference to possible other cases where a literal
interpretation might be said to be unintended. In particular, the appellant
submitted that on a literal interpretation of the definition of
“recreational activity”, a volunteer bush fire fighter
fighting a
fire in a national park or similar bushland (whether a national park or not)
used for enjoyment, relaxation or leisure,
would be engaging in a “pursuit
or activity” (fire fighting) in a place that would be included within the
definition
of “recreational activity” in para (c) of the definition
in s 5K, and that the fire fighter’s engagement in that pursuit or
activity would be a dangerous recreational activity because it involved
a
significant risk of physical harm.
- A
member of a fire brigade employed by the Government of New South Wales in the
service of the Crown (Fire and Rescue Act 1989 (NSW) s 69(2)) who
suffered injury in fighting the fire as a result of negligence of his employer
could sue for damages at common
law unconstrained by the requirements of the
Civil Liability Act: (s 3B(1)(f)); although constrained by Div 3 of
Pt 5 of the Workers Compensation Act 1987 (NSW). But, it was submitted
for the appellant, a volunteer fire fighter injured in fighting a fire in such a
place, who would otherwise
have a good claim against the Crown for negligence in
the conduct of the fire fighting activities, would find his or her claim barred
by a literal interpretation of s 5L, because the harm suffered was the
materialisation of an obvious risk of a dangerous recreational
activity. This
was because, so the argument went, on a literal construction of para (c) of
s 5K, the fire fighter would be engaged
in an activity at a place where
people ordinarily engaged in a pursuit or activity for enjoyment, relaxation or
leisure (e.g. in
the national park where the fire was raging) and the activity
in which the fire fighter was engaged at that place involved a significant
risk
of physical harm.
- I
am prepared to assume, without deciding, that in such circumstances a volunteer
fire fighter injured through the negligence of the
relevant authority of the
Crown responsible for fighting the fire, would be precluded from maintaining an
action for common law damages
by reason of s 5L and the definition of
“recreational activity” in s 5K(c). If that be the case, it may be
an unintended
consequence of the width of the definition of “recreational
activities” in s 5K. But, as Simpson AJA observes with reference
to
Esso Australia Pty Ltd v Australian Workers Union (2017) 263 CLR 551;
[2017] HCA 54
, it is not the Court’s function to construe a provision as
if it had a meaning Parliament did not intend it to have in order
to overcome
unintended consequences, particularly, to avoid hypothetical potential
consequences.
- I
agree with the orders proposed by Simpson AJA.
- SIMPSON
AJA: On 25 April 2015 the appellant, Jason Carter, suffered serious injury
to his left leg in an incident that occurred at a greyhound
racing track in
Wauchope, an inland town in the mid north coast area of NSW. The greyhound
racing track was controlled and managed
by the respondent (the Hastings River
Greyhound Racing Club, to which I will refer as “the Club”). The
appellant brought
proceedings against the Club claiming that his injuries were
caused by its negligence. The claim was governed by the provisions of
the
Civil Liability Act 2002 (NSW) (“the CLA”). After a four day
hearing Harrison AsJ, the primary judge, upheld a defence under s 5L of the CLA
and gave judgment for the Club and ordered the appellant to pay its costs:
Carter v Hastings River Greyhound Racing Club [2019] NSWSC 780. Because s
5L affords a complete defence to a claim in negligence, it was not (strictly)
necessary that the primary judge determine whether the
Club was negligent. The
parties had reached partial agreement with respect to the quantum of damages to
which the appellant would,
if successful, have been entitled. Against the
possibility that her decision was wrong her Honour stated her views with respect
to
the issue of negligence, assessed the outstanding damages issues, and also
the partial defence of contributory negligence.
- The
appellant appeals against the orders. Neither party has challenged the damages
assessment.
Background Facts
- The
background facts are largely uncontroversial.
- From
about 2009 the appellant was involved in greyhound racing as a hobby. As at 2015
he owned and trained 8 to 10 dogs which he entered
in local race meetings and in
trials, including those conducted by the Club. Some description of how a
greyhound race meeting is
conducted was given in affidavit form by the president
of the Club, Mr Rex Nairn (as well as by the appellant and other witnesses).
Mr
Nairn was not called to give oral evidence and no challenge was made to the
description he gave. There are, however, some gaps
in the description, which
have to be filled by inference.
- The
following is largely drawn from Mr Nairn’s affidavits.
- Four
persons, each of whom performs a different function, are required to operate
greyhound race meetings. They are (i) a starter;
(ii) a lure driver; (iii) a
“catching pen gate operator”; and (iv) a return gate operator.
- In
the case of race meetings conducted by the Club those functions are all
performed by volunteers who receive no remuneration (other
than, in the case of
the starter and lure driver, reimbursement for some expenses).
- The
task of the lure driver is to control a mechanical device (“lure”)
which is constructed of a fabric covered rubber
sponge and a tail, affixed to a
metal bar that is, in turn, screwed into a metal carriage that propels the lure
around the inside
rail of the track on which the dogs race. It is powered by a
petrol motor. The lure runs along rollers and through pulleys positioned
at
intervals less than a metre from the inside rail. It is controlled by the lure
driver (referred to by Mr Nairn also as “the
hare driver”). It
travels at approximately 73 kilometres per hour. The dogs chase the lure.
- A
“catching pen gate” is located near the start of the back straight.
It is about 7.5 metres wide, 1.2 metres high and
is attached by hinges and a
metal cable parallel to the outer fence of the racing track, leaving the racing
track unobstructed. At
the start of and throughout the race, the catching pen
gate is left open, forming part of the outer fence.
- The
purpose of the gate is to catch the greyhounds after a race is complete and
“quarantine” them in a catching pen. This
prevents them continuing
to chase the lure. After the lure and the dogs have passed the finish line, and
the lure has passed the
catching pen gate, the catching pen gate is closed
across the track to prevent the dogs continuing to run, thus causing them to
enter
the catching pen.
- When
the gate is in the “closed” position it runs at right angles to the
outer fence and blocks the racing track. It is
manually manoeuvred from the open
to the closed position. That manoeuvre is the task of the catching pen gate
operator.
- On
25 April 2015 (Anzac Day) a race meeting was taking place at the Wauchope track.
The appellant was present with three of his dogs
which were entered in separate
races. Prior to the start of the fourth race the catching pen gate was operated
by Mr Stephen Baker,
a member of the Club committee. Mr Baker had to leave for
personal reasons, and encountered the appellant. He asked the appellant
to
operate the catching pen gate for races 5 and 8, which the appellant agreed to
do. He had never previously operated the catching
pen gate for a race, although
he had done so for trials. He was given no instruction in its operation. He said
that he agreed to
operate the gate “as a gesture of goodwill” and to
“help out” the Club.
- Race
5 commenced. The appellant moved the gate across the race track to the partially
closed position, leaving space for the lure
to travel through. He watched the
race. One dog fell, but (apparently) recovered and continued to run, although
well behind the others.
The appellant maintained observation on that dog, while
aware that the other dogs were running around the track, and that the fallen
dog
was losing ground. The main body of dogs passed the finishing line, still in
pursuit of the lure.
- While
the appellant’s attention was distracted by the dog that had fallen he was
struck in the left leg by the lure. As the
lure was on a track it is plain that
the appellant was standing in its path. He was knocked off his feet, his lower
leg and foot
pinned under the bottom of the gate. An ambulance attended, the
appellant was taken to hospital and underwent surgery. Given the
issues in the
appeal, it is unnecessary to go further into the detail of his
injury.
The appellant’s claim
- The
appellant pleaded that, as occupiers of the premises, the Club owed him a duty
to take reasonable care to avoid a risk of injury
to him as an entrant or as a
volunteer, and that that duty covered the “static condition” and the
activities being carried
out on the premises. So much was not in issue.
- The
appellant’s case, as expressed in an Amended Statement of Claim in the
language of the CLA, was that the injury that he suffered was reasonably
foreseeable and could have been prevented by the exercise of reasonable care.
He
specifically pleaded three precautions (one of which was the provision to him of
adequate training and instruction) that he claimed
could have been taken by the
Club in order to avoid the injury that he suffered. These are more fully set out
at [118] below.
The defence
- By
way of defence the Club denied the allegations of negligence. It pleaded the
common law defence of volenti non fit injuria and invoked a number
of specific provisions of the CLA. It pleaded, pursuant to s 5B thereof,
that it had taken the precautions that a reasonable person in its position would
have taken. It pleaded that the appellant’s
claim did not meet the
causation requirements stated in s 5D in that any negligence on its part
was not a necessary condition of the harm suffered by the appellant, and that it
was not appropriate
for the scope of its liability to extend to that harm.
- The
Club further pleaded:
(i) that the risk of injury was an obvious
risk within the meaning of s 5F of the CLA, and that, therefore, pursuant
to s 5G, the appellant was presumed to have been aware of the risk, and
that, pursuant to s 5H, it had no duty to warn the appellant of the risk
(the appellant had not pleaded failure to warn as a particular of
negligence);
(ii) that the injury was a result of the materialisation of an obvious risk
of a dangerous recreational activity in which the appellant
engaged and that,
pursuant to s 5L of the CLA, it was not liable in negligence for the harm
suffered by him;
(iii) that the appellant was, at the time of the injury, intoxicated, and
that, therefore, s 50 of the CLA precluded an award of damages;
(iv) that, if the appellant suffered any injury for which the Club had or may
have had liability, that injury was caused or contributed
to by the
appellant’s own negligence, to the extent that, pursuant to s 5S of
the CLA, no award of damages would result.
- Although
it was not pleaded, on the hearing the Club also invoked Pt 9 of the CLA, which
deals with the liability (as potential defendants) of volunteers. The Club
submitted that, as a community organisation,
it was entitled to the protection
afforded to volunteers by ss 60 and 61.
- The
onus of establishing any of the defences pleaded rested on the Club: Fallas v
Mourlas (2006) 65 NSWLR 418; [2006] NSWCA 32 at [24] and [123]; Menz v
Wagga Wagga Show Society Inc [2020] NSWCA 65 at [41]
The
primary judgment
- The
primary judge noted (at [145]) that no submissions had been directed to the
common law defence of volenti non fit injuria and that it was not
necessary to address that pleading.
- Appropriately,
(in accordance with authority) her Honour dealt first with the defences that
could have afforded a complete answer
to the appellant’s claim: Paul v
Cooke (2013) 85 NSWLR 167; [2013] NSWCA 311 at [54]- [57]; Goode v Angland
(2017) 96 NSWLR 503; [2017] NSWCA 311 at [185]; Menz v Wagga Wagga Show
Society Inc [2020] NSWCA 65 at [39].
- The
primary judge rejected the defence of intoxication (at [133]) and the defence
under Pt 9 of the CLA (at [144]).
- For
the purposes of ss 5B, 5F and 5L of the CLA the primary judge identified
the relevant risk of harm as:
“... serious injury [to the plaintiff] from being struck by the lure if
standing in its path during a greyhound race.”
(at [56]).
She held that that risk was “an obvious risk” (at
[67]).
- She
found that, in operating the catching pen gate, the appellant was engaged in a
dangerous recreational activity and thus that his
injury resulted from the
materialisation of an obvious risk of that activity. Accordingly, she upheld the
defence under s 5L of the CLA (at [117]).
- That
finding was sufficient to dispose of the proceedings. Nevertheless, her Honour
considered, on a contingent basis, the remaining
issues.
- She
found, for the purposes of s 5B of the CLA (uncontroversially) that the
Club owed the appellant a duty of care and that the risk of injury was
foreseeable (at [168])
and not insignificant (at [170]) but (more
controversially) that the appellant had failed to demonstrate any breach of
duty.
- Although,
for the purposes of s 5D(1)(a) of the CLA, she found that the appellant had
proved “factual causation”, the primary judge also found that he had
failed
to prove that it was appropriate for the scope of the Club’s
liability to extend to the harm caused (s 5D(1)(b)) (at [203]). She
accordingly found that the appellant had failed to establish that the Club
should be held liable for his injury.
- For
the purposes of s 5R of the CLA (contributory negligence) the primary judge
determined that the appellant bore 50% of the responsibility for his injury
(at
[212]).
- Finally,
her Honour assessed those heads of damage that had not been
agreed.
The Notice of Appeal
- By
his Notice of Appeal the appellant challenges:
(1) the finding that,
in operating the catching pen gate, he engaged in a dangerous recreational
activity (grounds 1-4);
(2) the finding that he had failed to establish that the Club had breached
the duty of care it owed to him (grounds 5-8);
(3) the finding, pursuant to s 5D(1)(b) of the CLA that, notwithstanding
that factual causation had been proved, the Club was not to be held responsible
for the appellant’s
injuries (grounds 9-11); and
(4) the apportionment of contributory negligence at 50% (grounds 12, 13).
- The
issues for determination are, therefore, those that arise under s 5B,
s 5D, s 5K, s 5L and s 5R of the CLA.
- There
being no Notice of Contention, it is unnecessary further to consider the issues
of intoxication and the defence applicable to
volunteers. Nor is there any issue
about the quantification of damages.
Grounds 1-4: CLA, s 5L
– materialisation of an obvious risk of a dangerous recreational
activity
- Section
5L provides a complete defence where the injury the subject of the claim results
from “the materialisation of an obvious risk
of a dangerous recreational
activity”. It is convenient to set out the complete terms of
s 5L:
“5L No liability for harm suffered from obvious risks
of dangerous recreational activities
(1) A person (the defendant) is not liable in
negligence for harm suffered by another person (the plaintiff) as
a result of the materialisation of an obvious risk of a dangerous recreational
activity engaged in by the plaintiff.
(2) This section applies whether or not the plaintiff was
aware of the risk.”
Section 5L has been described as
“a liability-defeating rule”: Goode at [185] citing J
Goudkamp, Tort Law Defences (Hart Publishing, 2013, Oxford) at 2. In
Fallas v Mourlas (at [10]) Ipp JA commented on the complexities that
arise in the application of s 5L, when regard is had to the definitions of the
terms used.
- A
number of the terms used in s 5L called for
explanation:
“recreational activity” is defined
inclusively in s 5K as:
“(a) any sport (whether or not the sport is an organised
activity), and
(b) any pursuit or activity engaged in for enjoyment,
relaxation or leisure, and
(c) any pursuit or activity engaged in at a place (such as a
beach, park or other public open space) where people ordinarily engage
in sport
or in any pursuit or activity for enjoyment, relaxation or
leisure”.
It is worth noting that the sole purpose of the
definition of “recreational activity” is to explain that term as it
is
used in Div 5 of Pt 1A of the CLA (in which s 5L appears). Part 1A is
concerned with “Negligence”. Division 5 is concerned with
“Recreational activities”.
“dangerous recreational activity” is defined in s 5K
as:
“a recreational activity that involves a significant risk of physical
harm”.
“obvious risk” is also defined in
s 5K, by the adoption of the meaning given to that phrase in s 5F,
which provides:
“5F Meaning of ‘obvious risk’
(1) For the purposes of this Division, an obvious
risk to a person who suffers harm is a risk that, in the circumstances,
would have been obvious to a reasonable person in the position
of that
person.
(2) Obvious risks include risks that are patent or a
matter of common knowledge.
(3) A risk of something occurring can be an obvious risk even
though it has a low probability of occurring.
(4) A risk can be an obvious risk even if the risk (or a
condition or circumstance that gives rise to the risk) is not prominent,
conspicuous or physically observable”.
- The
primary judge, correctly, observed (at [98]) that, in order to make out a
defence under s 5L, a defendant must establish:
(1) that the
plaintiff engaged in a “recreational activity” [within at least one
of the three limbs of the s 5K definition];
(2) that that activity carried an “obvious risk” of harm, [as
defined in s 5F];
(3) that the harm suffered by the plaintiff resulted from the materialisation
of that risk; and
(4) that the “recreational activity” was dangerous, in the sense
that it involved a significant risk of physical harm,
within the s 5K
definition.
(a) recreational activity
- The
starting point in the consideration of a defence raised under s 5L is to
identify the “activity” which is said to be a “recreational
activity” within one or more of the three
limbs of s 5K. Although it
might appear, in this case, that the relevant activity was greyhound racing, the
parties were united in identifying the
relevant activity
as:
“... the operation of the catching pen gate”.
- The
question that thus arose was whether that activity was:
(a) a
“sport”; or
(b) a “pursuit or activity engaged in for enjoyment, relaxation or
leisure”; or
(c) a “pursuit or activity engaged in at a place ... where people
ordinarily engage in sport or in any pursuit or activity for
enjoyment,
relaxation or leisure”.
- The
primary judge held that the operation of the gate was not a sport, but that it
was a “pursuit or activity in which the appellant
engaged for enjoyment,
relaxation or leisure” within par (b) (at [91]) and, in any event, took
place at a location within par
(c) (at [96]). In [91] she explained her
conclusion with respect to par (b):
“.... the plaintiff in this case participated in the activity in question
for more than one stated purpose. The plaintiff submitted
that he operated the
gate ‘as an official duty’ on behalf of the Club. His purpose, in
that narrow sense, was to divert
the dogs off the track to prevent them from
catching and mauling the lure. More broadly, the plaintiff participated in
community
greyhound racing as a hobby and for personal enjoyment. He gave
evidence that his occasional winnings and prestige in placing were
not his
primary goal, and that he ‘did not do it for the money’. The
plaintiff stated that he agreed to operate the gate
‘as a gesture of
goodwill’ and because ‘he wanted to help out’ the people and
the club that he cared for.
The entirety of the plaintiff’s evidence is
that he undertook the activity of opening the gate for the enjoyment, relaxation
or leisure involved in facilitating the relevant greyhound races. For these
reasons, it is my view that the activity falls within
para (b) [of s
5K].”
- The
appellant challenges that conclusion. He argued that, in the passage extracted,
the primary judge erred:
“.... by conflating the broader recreational activity of greyhound racing
(which the appellant undoubtedly did as a hobby and
for personal enjoyment) with
the relevant alleged recreational activity – operating the catching pen
gate.”
He argued that the fact that a volunteer might gain
some sense of satisfaction or enjoyment in undertaking the particular
recreational
activity “is beside the point”, that any such sense of
satisfaction or enjoyment was a “by-product”, and
that there was no
evidence that the appellant undertook the operation of the gate for enjoyment,
relaxation or leisure.
- In
my opinion there is substance in the appellant’s contention in this
respect. There was nothing in the appellant’s evidence
that supported the
proposition that he engaged in the activity of operating the catching pen gate
(as distinct from attending and
participating in the greyhound race meeting) for
“enjoyment, relaxation, or leisure”. Rather, he was prevailed upon
to
undertake a task with which he was not familiar and which, so far as the
evidence goes, afforded him no satisfaction but was a distraction
from the
purpose for which he had attended the meeting.
- The
goal of the activity undertaken is relevant to determining whether the activity
is or is not a recreational activity (at least
within par (b) of the
definition): Belna Pty Ltd v Irwin [2009] NSWCA 46; Motorcycling
Events Group Australia Pty Ltd v Kelly (2013) 86 NSWLR 55; [2013] NSWCA 361
at [103]; Goode at [203]. The stated “goal” of the appellant
in acceding to Mr Baker’s request was to assist in the conduct of races
5
and 8. It was not something from which, on the evidence, the appellant derived,
or sought to derive, “enjoyment or relaxation”
or which he undertook
for the purpose of “leisure”. It may well have been otherwise had
the activity in question been
found, in more general terms, to have been
greyhound racing, or attendance at a greyhound race meeting. But the combined
attitude
of the parties narrowed the identification of the relevant activity to
the operation of the catching pen gate. That the appellant
may have derived some
satisfaction from performing a service for the Club does not equate to pursuing
that activity with the goal
of deriving enjoyment or relaxation or for
leisure.
- I
therefore accept that the finding that the activity of operating the catching
pen gate was a recreational activity within par (b)
of s 5K was erroneous.
- It
is then necessary to consider the subsequent finding that, in any event, the
activity of operating the catching pen gate came within
par (c), as a
“pursuit or activity engaged in at a place where people ordinarily engage
in sport or in any pursuit or activity
for enjoyment, relaxation or
leisure.” This was the main focus of the appeal. On a literal
interpretation of par (c), there
could be little doubt that that activity comes
within par (c), and so the primary judge found, at [91]. But the appellant
argued
that the literal interpretation gives an “artificial meaning”
to the word “recreational”, or to the concept
of “recreational
activity”.
- Issues
with respect to the construction of the definition of “recreational
activity” in s 5K have presented previously. In Goode the
issues specifically concerned par (a) of the definition. The question there for
determination was whether the term “sport”,
in the first limb of the
definition, encompassed professional, as distinct from non-professional,
horseracing. Put simply, the argument
(as I understand it to have been) was that
professional horseracing is not recreational in nature and therefore is not a
recreational
activity, notwithstanding that it is a “sport”; the
exclusion of liability provided by s 5L is directed to activities of a
recreational nature, not professional sporting activities.
- This
Court rejected the argument. Leeming JA explained the structure of the s 5K
definition, which he described as “triply disjunctive”. The first
limb of the definition, par (a), his Honour pointed
out, is directed to the
characterisation of the activity in question; the second limb, par (b), is
directed to the purpose of the
activity; and the third limb, par (c), is
focussed on the location in which the activity takes place: see [190]-[194]. In
par (a)
no distinction is drawn between sports participated in for recreational
purposes, and professional sports. That was as far as it
was necessary to go.
The court was not called upon to consider the reach of par (c). His Honour did,
however, say:
“193. ... the purpose of the triply disjunctive
definition is necessarily to extend the scope of ‘recreational
activities’
beyond those which have a recreational
purpose.”
- The
point of the appellant’s argument, both before the primary judge and in
this Court, with respect to par (c), was that, if
applied literally, s 5L has a
potentially unacceptably wide operation with unintended consequences; a literal
interpretation would give the defined term
(“recreational activity”)
an “artificial meaning”. I take it that what was intended to be
conveyed by that
was that the scope of activities encompassed is artificially
and unacceptably wide. I will return in due course to the reasons advanced
in
support of that proposition.
- The
solution the appellant proposed to the problem that he perceived in the
application of par (c) was to interpret that limb of the
definition as
“coloured” by the word “recreational”. The essence of
the submission, as I understood it, was
that the words “any pursuit or
activity” in par (c) should be construed as “any pursuit or activity
of a recreational character” – that is, by reference to, or
inclusive of, the very term the subject of the definition. Underlying the
submission
was the proposition that any activity or pursuit, to come within par
(c), must itself be of a recreational character (something that
is not expressly
included in the text). Since operating the catching pen gate was not
recreational in character, so the argument
went, it was not captured by par (c)
of the definition.
- The
primary judge rejected that submission. She said:
“96. Operating a catching pen gate is an activity. It
occurs at a place where people ordinarily engage in greyhound racing,
which is a
pursuit or activity for enjoyment, relaxation or leisure. I cannot see any
construction of par (c) which does not squarely
capture operating the catching
pen gate as a recreational activity for the purposes of s 5K. It is
therefore, in my determination, a recreational activity probably under par (b),
and certainly under par (c) of the legislative
definition.”
- Since
the argument in this case took place, a five judge bench of the Court was
convened to determine a challenge to the correctness
of the decision in
Goode. A similar argument was there advanced. Judgment was delivered on
23 July 2020: Singh bhnf Ambu Kanwar v Lynch [2020] NSWCA 152.
- In
Singh, Leeming JA (with whom all members of the Court on this issue
agreed) discussed at some length authorities concerning whether a defined
term
may be used in the construction of the definition of that term. Ultimately, it
was unnecessary to reach a conclusion because,
even if the word
“recreational” could inform the meaning of the first limb of the
definition (“any sport”)
it could not undercut “the generality
of ‘any sport’” in the first limb of the definition (at
[131]-[132]).
- Singh
does not therefore decide that it is impermissible to allow the meaning of
“recreational” in ordinary language to influence
the interpretation
of an expansive definition. But neither does it decide that it is permissible to
do so.
- It
was only the first limb of s 5K that was in question in Singh. The
construction of the second and third limbs did not arise. But there is no reason
to think that the principles of construction
applied in that case should not
also apply to par (c).
- I
said that I would return to the argument advanced on behalf of the appellant in
support of the proposition that a literal interpretation
of par (c) results in
artificiality. The asserted unacceptable reach of a literal interpretation of
par (c) of s 5K was illustrated by reference to hypothetical situations
that might be caught by such an interpretation. A person walking through
a park
on the way home, or for exercise, a spectator at a sporting event, or a vendor
of food and drink, it was hypothesised, would
be engaged in pursuits or
activities “at a place ... where people ordinarily engage in sport or in
any pursuit or activity
for enjoyment, relaxation or leisure” and would
therefore come within par (c).
- That
is correct, but it is of little, if any, consequence. That is because, as
indicated above, the only purpose of the definition
is to explain the term
“recreational activity” as used in Pt 1A Div 5, and s 5L denies
liability only where the recreational activity is a dangerous one and the risk
of the activity that materialises and causes
injury is obvious, as defined in s
5F. (Section 5M, also in Div 5, denies liability where the risk of a
recreational activity is subject to a “risk warning”).
- Ordinarily,
it could not be said that walking or exercising in a park, spectating at a
sports event or providing catering services
are activities that “involve
significant risk of physical harm” and are therefore
“dangerous” within the
meaning given to that term in s 5K; for
s 5L to operate to deny liability it would be necessary that an “obvious
risk” of the activity that materialises and causes
injury be identified.
That these activities may come within the third limb of the definition of
“recreational activity”
is therefore inconsequential.
- The
appellant placed heavy emphasis on the fact that in performing his role as
catching pen gate operator he was a volunteer. Reference
was made to the
importance of “voluntarism” in organised amateur sports and
recreational activities in Australia. The
appellant submitted that there were
“powerful contextual reasons” for the proposition that par (c) was
not intended to
apply to volunteers.
- In
general those “contextual reasons” identified asserted potential
anomalies in the application of s 5L of the CLA if a literal interpretation were
given to the words “any pursuit or activity” as they appear in par
(c).
- Two
of the asserted anomalies may be mentioned. First, s 3B(1)(f) and (g) of the CLA
exclude from its operation (inter alia) civil liability for compensation or
damages arising under the Workers Compensation Act 1987 (NSW) (“the
WCA”). Thus, it was argued, it could be seen that the words “any
pursuit or activity” do not,
and could not have been intended to, extend
to “employment activity”.
- That
argument should be rejected. That the operation of the CLA is excluded in
respect of certain proceedings does not affect the
correct construction of the
language used in its provisions.
- It
may be noted in passing (as mention was made of volunteer firefighters and
lifesavers) that liability under the Workers Compensation (Bush Fire,
Emergency and Rescue Services) Act 1987 (NSW) is also, by s 3B(1)(g),
excluded from the operation of the Act. This has the effect of protecting
volunteers, such as members
of the Rural Fire Service, emergency service workers
and rescue association workers (including surf lifesavers) from the restrictive
provisions of the CLA.
- It
was then argued that a literal interpretation of par (c) creates an artificial
distinction between volunteers and employees.
- That
argument too, should be rejected. Non fault liability of employers for
compensation payable to injured employees has long been
governed by workers
compensation legislation expressly directed to the employment relationship. In
more recent times the liability
of employers for common law damages has also
been incorporated into that legislation, although in modified form. An injured
employee
is entitled to pursue any rights he or she may have in accordance with
that specific legislation. There is no artificial division
created by the
exclusion from the CLA of claims by employees against employers for work related
injuries.
- A
second asserted anomaly also arises out of the exclusion of the WCA. Section
151Z(1) entitles an employer who is liable under the
WCA to pay compensation
(for a work injury, as defined in s 4 thereof) to indemnity from any other
person who is “liable to
pay ....damages” (s 151Z(1)(d)).
- The
policy of s 151Z(1) is:
“11. ... to adjust the responsibilities between two
liabilities in circumstances where an injured worker could pursue either
or both
of the available remedies ... [and is] directed at ensuring that the employer
does not bear the final burden of paying compensation
to a worker when the
worker has been injured in circumstances where there is liability in another
person to pay damages”: QBE Workers Compensation (NSW) Ltd v Dolan
(2004) 62 NSWLR 42; [2004] NSWCA 458.
- Unless
subject to another exclusion under s 3B(1), the “other person” would
have the benefit of the more restrictive provisions
of the CLA and may not be
“liable to pay ... damages”. On the appellant’s argument, the
policy of s 151Z(1) would
be defeated, because the employer would be unable to
recover indemnity unless the other person was liable to pay damages.
- These
arguments are unpersuasive. The legislature has determined, plainly as a policy
matter, that work injuries within the purview
of WCA are to continue to be dealt
with under legislation specifically directed to injuries of that nature, as are
the relative liabilities
of those liable to pay compensation or damages. What
are asserted to be anomalies may, or may not, when tested, prove to be so. The
interaction of the WCA and the CLA is best left to consideration in a case where
the issues actually arise. For the moment I am unpersuaded
that any potential
anomaly casts light on the construction to be given to the language of par (c)
of s 5K. In Esso Australia Pty Ltd v Australian Workers' Union (2017) 263
CLR 551;
[2017] HCA 54
the majority (Kiefel CJ, Keane, Nettle and Edelman JJ)
said even if there were such an anomaly (or anomalies), it is not the task
of
the court in construing legislation to repair any damage caused by the drafting
of the legislation:
“52. The Court’s ability to construe a statutory
provision in a manner that departs from the natural and ordinary
meaning of the
terms of the provision in the context in which they appear is limited to
construing the provision according to the
meaning which, despite its terms, it
is plain that Parliament intended it to have. It is not the Court’s
function to attempt
to overcome unintended consequences of the intended
operation of a provision by construing the provision as if it had a meaning that
Parliament did not intend it to have. To do so would go beyond the judicial
function of construing legislation according to established
precepts of
statutory construction and into the legislative realm of amending the Act by
reference to what it may be supposed Parliament
might have provided if it had
considered the specific circumstances before the Court.” (citations
omitted)
- In
submissions in reply to those of the Club, the appellant
asserted:
“9. All cases concerning the definition may be
determined by asking two questions: Does the activity fit within the ordinary
meaning of recreational activity? If so, then it is covered. If not: Does the
activity fit within the extended meaning as defined
by the subject matter of the
definition?”
This formulation recognises that the
definition, framed inclusively as it is, extends the ordinary meaning of the
term “recreational
activity”, as stated clearly by Leeming JA in
[193] of Goode.
- Since
the definition is an inclusive one, the ordinary meaning of “recreational
activity” is not excluded, and the first
part of the appellant’s
proposition is correct. The second part of the proposition assumes that it is
permissible to construe
a definition (or parts thereof) by reference to its
subject matter. For the reasons given above, that assumption has not been shown
to be valid.
- The
submission went on:
“10. On the plain text and straightforward context of
the provision, the activity being undertaken by the appellant was
not
recreational in nature and therefore not within the ordinary meaning of the
defined expression. He was undertaking a volunteer
activity. Such class of
activity is by nature altruistic. It encompasses selfless unpaid activities the
purpose of which is to assist
others for collective good (ie a community
service).”
- All
of this is true, but irrelevant. The submission continued:
“Second, it did not fit within the extended
meaning provided by the subject matter of the triply disjunctive definition. It
was not a sport per para (a) and there was no evidence to suggest it was
objectively or subjectively undertaken for a purpose set
out in para (b). That
is where the inquiry ends. Para (c) is
irrelevant.”
- It
was not explained why par (c) is irrelevant. It is, in truth, highly relevant.
The proposition depends upon acceptance of the earlier
proposition, that the
phrase “any pursuit or activity” as used in s 5K(c) means more
than is contained within it –
that it means “any pursuit or
activity of a recreational character”. It contradicts the
observation of Leeming JA in Goode, extracted above (at [54]), that the
definition extends the meaning of “recreational activity” beyond
activities that
have a recreational purpose. Far from expanding the term
“recreational activity”, such a construction would limit it
to its
ordinary meaning.
- The
appellant steered clear of confronting the true import of his contention that
the word “recreational” should “colour”
the construction
to be given to the definition: the true import of the contention is that
additional words, not enacted by the legislature,
should be read into par (c).
No authority was advanced in support of the legitimacy of such an approach.
- Two
things dictate rejection of the proposed approach. First, the same collocation
of words appears in par (b) of s 5K. It would,
at the least, be incongruous to
construe the term “any pursuit or activity” in par (c) as including
the words “of
a recreational character”, and the same term in par
(b) as not including those words. Yet to include the words in par (b) would
result in tautology. As a general rule of statutory construction a word or
phrase used in a statute is to be given the same meaning
throughout. The general
rule is subject to rebuttal, depending on the circumstances of any individual
case: see the discussion in
P Herzfeld and T Prince, Interpretation (2nd
ed, 2020, Thomson Reuters) at [5.170]-[5.180].
- There
is no indication anywhere in Div 5 of Pt 1A of the CLA, or, for that matter, any
other part of the CLA, that the drafters intended
that a different meaning
be given to the term used in the two successive paragraphs.
- Second,
the starting point of the construction of a statute is the text of the provision
in question: Alcan (NT) Alumina Pty Ltd v Commissioner of Territory Revenue
(Northern Territory) (2009) 239 CLR 27; [2009] HCA 41 at [47]. That is not
however, the end point of the exercise. In The Queen v A2; The Queen v
Magennis; The Queen v Vaziri [2019] HCA 35; (2019) 93 ALJR 1106, Kiefel CJ
and Keane J, at [31]-[37], explained the correct approach to statutory
construction. While that exercise commences with
a consideration of the words of
the provision itself, it requires, at the outset, consideration of the context
in which the provision
was enacted. That context includes the mischief which it
may be seen that the statute is intended to remedy. There is nothing in
the
context of the CLA that supports the construction proposed by the appellant.
Indeed, as will be seen below, the opposite is the
case.
- In
similar vein the appellant relied on s 6 of the Interpretation Act
1987 (NSW) and (by implication) s 33. Section 6
provides:
“Definitions that occur in an Act or instrument apply to the construction
of the Act or instrument except insofar as the context
or subject-matter
otherwise indicates or requires.”
- The
appellant’s contention in this respect stopped short of maintaining, as s
6 would appear to permit, that the “context
or subject matter”
indicates or requires the abandonment of the definition; rather, his contention
appears to have been intended
to urge that the “context or subject
matter” of the CLA (or Pt 1A, Div 5, or possibly s 5K or s 5L – the
submission
did not particularise) indicates or requires that the term “any
pursuit or activity” be read as if modified to accommodate
a restricted
application of that term, so as to exclude such pursuits or activities as are
not recreational in character.
- There
is no basis on which that proposition should be accepted. In Goode (at
[191]-[193]) Leeming JA placed some emphasis on the use of the word
“any” at the commencement of each paragraph. The
inclusion of
“any” underlines the breadth of the word or term that it
quantifies.
- Section
33 of the Interpretation Act requires that, in the interpretation of a
statutory provision, a construction that would promote “the purpose or
object underlying”
the provision is to be preferred to one that does
not.
- Both
that and the consideration of “context” as required by the reasoning
in A2 call for some examination of the circumstances of the enactment of
the CLA.
- The
CLA was introduced into the New South Wales Parliament in two stages amid what
was said to be an “insurance crisis”
arising out of escalating
awards of damages for claims for personal injury resulting from alleged
negligence. The first stage, which
encompassed only Parts 1 and 2, dealt with
awards of damages and imposed significant limitations on the assessment of
damages, compared with what had been permitted
under common law principles.
- The
second stage (which introduced Pts 1A and Pts 3-10) addressed, in detail,
questions of liability. Some indication of the intent and object of the
legislation can be found in the title
of the Act when passed: Civil Liability
Amendment (Personal Responsibility) Act 2002 (NSW).
- Introducing
the first stage, the Premier made it clear that the intention of the package of
“reforms” was to address what
was perceived
as:
“... the damage that the public liability crisis is doing to our sporting
and cultural activities, small businesses and tourism
operators, and our local
community.” New South Wales Legislative Assembly, Parliamentary
Debates (Hansard), 28 May 2002 at 2085.
- That
intention was confirmed in the Second Reading Speech when the Civil Liability
(Personal Responsibility) Bill (2002) NSW was introduced
on 23 October 2002. The
Premier said:
“Our stage one and proposed stage two reforms have already led to
announcements by the insurance industry that new public liability
insurance
products will be made available to New South Wales community organisations. But
I emphasise that these reforms are not
only a response to the current problems
regarding insurance. It is important to remember that these reforms are not only
about reducing
premiums. The insurance crisis served to highlight just how far
the law has drifted away from the concept of personal responsibility.”
New
South Wales Legislative Assembly, Parliamentary Debates (Hansard), 23
October 2002 at 5764.
In explaining individual provisions in the
Bill, the Premier said:
“It is only for the most limited and exceptional circumstances where any
departure can be justified. The bill will limit claims
that arise from an
inherent or obvious risk, or from the plaintiff’s own contributory
negligence. There will be a presumption
that a person is aware of obvious risks,
as was recommended in the Ipp Report. Similarly, there will be no duty to warn
of an obvious
risk, providing that no written law requires such a warning in a
particular case. Nor will there be any liability for the obvious
risks of
particularly dangerous sports and other risky activities. The bill will also
codify the current law so that there is no
liability for the materialisation of
inherent risks.” New South Wales Legislative Assembly, Parliamentary
Debates (Hansard), 23 October 2002 at 5765.
- An
Explanatory note purported to explain Pt 1A, Div 5 in the following
way:
“(v) Division 5 (recreational activities) deals with
liability for harm resulting from a recreational activity. There will
be no
liability for harm resulting from an obvious risk of a dangerous recreational
activity. ...”
- The
Explanatory note does not accurately record what was enacted as s 5L, at least
in its literal interpretation. It is correct so
far as pars (a) and (b) go. But
when par (c) is applied, s 5L excludes liability for “any pursuit or
activity”, whether
recreational or not, provided that it is engaged in at
a relevant (recreational) location. That omission does not bear upon the proper
construction of par (c).
- This
brief history casts substantial light on the purposes and objects underlying the
CLA, which was unmistakably designed to limit
sharply the circumstances in which
injured persons could claim damages from those who otherwise would or might (at
common law) have
borne responsibility for the injury.
- Neither
the application of s 33 nor a consideration of the “context” in
which the CLA was enacted assists the appellant’s
argument.
- In
Singh (at [211]) McCallum JA and I urged caution in the application of s
5L, insofar as it is necessary to determine, as a fact, whether
a risk that
materialises and causes injury is an obvious risk of the activity in question. I
do not resile from that view, although
it is fair to note that it was not
adopted by the three other members of the Court. It is not, I think,
inconsistent with the recognition
that the purpose and object of the CLA was to
limit, and limit drastically, the circumstances in which damages may be
recovered for
negligently inflicted personal injury, and the quantum
thereof.
- No
principled reason has been identified for departure from the literal words of s
5K(c), or for reading those words as they are modified
in the way proposed by
the appellant. In that respect it may be reiterated that the denial of liability
of a defendant afforded by
s 5L requires the defendant to establish:
- that the sport,
pursuit or activity in question was a dangerous one (as defined in s 5K);
and
- that the injury
on which the plaintiff sues resulted from the materialisation of a risk of that
sport, pursuit or activity; and
- that the risk
was obvious, as defined in s 5F.
- The
effect of acceptance of the appellant’s construction would write out of
existence each of pars (b) and (c) of s 5K and render
them redundant – it
would mean that “recreational activity” means “recreational
activity in the ordinary
sense of that term”, unextended by the inclusive
and expansive definition. If the term “any pursuit or activity”
as
used in par (c) is to be given that expanded meaning, it ought to be given the
same meaning in par (b), which would render that
paragraph tautological. And
such a construction would contradict the decision in Goode.
- That
disposes of grounds (1)-(3) of the appeal, each of which I would
reject.
(b) was the activity dangerous?
- By
ground 4 of the appeal the appellant challenges the finding that the activity of
operating the catching pen gate was a dangerous
recreational activity, the focus
of this ground being on the finding of dangerousness. The issues that arise in
this respect are
entwined with those that arise in the consideration of whether
the risk the materialisation of which resulted in the appellant’s
injury
was an obvious one, and also of whether the injury was foreseeable, as required
by s 5B(1)(a).
- The
primary judge found (at [117]) that that activity did involve significant risk
of physical harm and was therefore dangerous. In
doing so, she pointed to
pleadings of the appellant that asserted that injury to him in undertaking that
activity was foreseeable.
- Where
a s 5L defence is raised, both parties have to tread delicately. On the one
hand, in order to succeed in establishing negligence,
a plaintiff must show that
risk of injury was foreseeable (CLA s 5B(1)(a)). On the other hand, to defeat a
defence under s 5L, the
plaintiff must resist the defendant’s contention
that the activity was dangerous and that the risk was obvious. The converse
applies to the defendant, who must resist the plaintiff’s claim that the
risk was foreseeable but nevertheless (if that fails)
establish that the
activity was dangerous and that the risk was obvious. Although, for the purposes
of s 5B of the CLA, the appellant
maintained (as he had to) that the activity
involved a foreseeable risk of injury, he also maintained that the activity was
not dangerous
within the s 5K definition.
- The
test of dangerousness is objective: Fallas v Mourlas at [13] and [136].
But whether a particular activity is dangerous may depend on the circumstances.
In Fallas v Mourlas Ipp JA observed:
“36. Factors such as time, place, competence, age,
sobriety, equipment and even the weather may make dangerous a recreational
activity which would not otherwise involve a risk of harm (and the converse may
be the case). A cliff walk in daytime may be safe
but at night it may be
dangerous. Walking along the edge of a cliff may be dangerous at any time but
walking on a country road not.
Waterskiing may not be dangerous for a competent
skier but the same may not be said for a novice. A recreational activity may
[be]
dangerous for a child but not for an adult. Participating in a recreational
activity might be safe for a sober person but dangerous
for one who is
intoxicated. Fencing with appropriate protective equipment might not be
dangerous but the same could not be said for
fencing without protection. Sailing
in calm seas for a short period might be safe, but sailing in a raging gale
might be classified
as dangerous.”
- The
appellant submitted:
“38. ... the evidence is that the appellant was standing
in front of the gate and in the path of the lure, so that after
it struck him,
it pinned him against the steel gate. The appellant had not received any
training or instruction from anyone associated
with the respondent. The
appellant had never previously operated the gate at a race meet, only at a few
trials involving his own
dogs. The appellant was distracted by a dog that had
fallen and was running far behind the pack. On the totality of the
circumstances,
he was not engaged in a recreational activity that involves a
significant risk of physical harm because that risk was not inherent
in, or an
incident of the activity of opening and shutting a catching pen; rather, it was
a risk that arose from the respondent’s
negligence: Alameddine, at
[43]-[46].”
- In
support of his claim that the Club was in breach of its duty to him the
appellant asserted (Amended Statement of Claim, par 15(a)
that the Club
ought to have taken precautions against the risk of injury, inter alia, because
“the probability of the occurrence
of the risk was relatively high”.
When later considering the issue of breach of duty the primary judge found that
the risk
of injury by operating the catching pen gate was foreseeable (CLA s
5B(1)(a)) (at [168]) and not insignificant (CLA s 5B(1)(b)) (at
[170]). In
relation to the s 5L defence she went further and found:
“115 ...I am satisfied that the likelihood that a person
in the position of the plaintiff would suffer injury if standing
in the path of
the lure while operating the closing [sic] pen gate was a risk which had a real
chance of materialising.”
- I
am not persuaded that the circumstances cited (set out in [106] above) support
the appellant’s proposition that the activity
was not dangerous. On the
contrary, if the absence of any training or instruction (which the appellant
pleaded as a precaution that
the Club ought to have taken) have any bearing on
the question, it was to support the respondent’s proposition that the
activity
was dangerous. So also was the fact that the appellant had not
previously operated the gate at a race as distinct from trials. If
the
appellant’s distraction by the fallen dog cast any light on whether the
activity was dangerous, it, again, supported the
respondent’s
position.
- The
submission made on behalf of the appellant was that the risk of injury was not
one that was “inherent in, or an incident
of” the activity of
operating the catching pen gate. That language is drawn from the decision of
this Court in Alameddine v Glenworth Valley Horse Riding Pty Ltd [2015]
NSWCA 219; (2015) 324 ALR 355 at [43]- [46]. The proposition does reflect what
Macfarlan JA (with whom Campbell AJA and I agreed) said in Alameddine.
The question there in issue was not whether the activity was dangerous but
whether the risk that materialised was obvious. There
are, however, significant
overlaps in the two questions. Macfarlan JA went on to give several instances of
cases in which it had
been held that the injury in question did not result from
the materialisation of an obvious risk.
- I
see no reason to doubt the factual findings of the primary judge, that the
operation of the catching pen gate involved a significant
risk of physical harm.
The lure travelled on a rail at more than 70 kph. Although there was a
“lure driver” and it may
be assumed that its travel could have been
arrested if danger threatened, it may also be assumed that such an exercise
would have
taken some time. The lure presented an obvious danger to anybody
standing in its way. I agree with the primary judge that the activity
of
operating the catching pen gate was a dangerous one. I would therefore reject
ground 4.
- The
consequence of these findings is that the primary judge was correct to conclude
that the defence under s 5L of the CLA was made
out. Since s 5L is a
“liability-defeating” provision, that is sufficient to dispose of
this appeal. It is therefore possible
to deal briefly with the remaining
grounds.
(c) obvious risk
- No
ground of appeal expressly challenged the finding that the risk that resulted in
the appellant’s injury was obvious, but
the following is included for
completeness.
- Identification
of the risk asserted to be an obvious risk is an essential preliminary task in
the determination of a defence under
s 5L. The degree of particularity or
generality with which the risk is defined may dictate the outcome of the
defence.
- In
Singh a jockey in a horse race deliberately rode his mount in such a way
as to cause a collision with another horse, resulting in serious
injury to Mr
Singh, who was riding a third horse. The parties propounded vastly different
formulations of the risk, from the very
general (on behalf of the defendant) to
the particular (on behalf of the plaintiff). This Court divided on whether the
risk was obvious.
Leeming JA (with whom, in this respect, Basten JA and Payne JA
agreed) observed that the obviousness of a risk is a question of fact
(at
[137]). Their Honours agreed that, in that case, the risk that a jockey would
deliberately ride so as to cause a collision was
obvious. McCallum JA and I took
the opposite view. There was no difference of opinion with respect to the
principles which apply
to the determination of what is an obvious risk. The
difference was as to the application of the principles.
Grounds
5-8: breach of duty
- Section 5B
of the CLA provides:
“5B General principles
(1) A person is not negligent in failing to take precautions
against a risk of harm unless–
(a) the risk was foreseeable (that is,
it is a risk of which the person knew or ought to have known), and
(b) the risk was not insignificant, and
(c) in the circumstances, a reasonable person in the person's
position would have taken those precautions.
(2) In determining whether a reasonable person would have
taken precautions against a risk of harm, the court is to consider the
following
(amongst other relevant things)–
(a) the probability that the harm would
occur if care were not taken,
(b) the likely seriousness of the harm,
(c) the burden of taking precautions to avoid the risk of
harm,
(d) the social utility of the activity that creates the risk
of harm.”
- Section
5C provides:
“5C Other princples
In proceedings relating to liability for negligence–
(a) the burden of taking precautions to avoid a risk of harm
includes the burden of taking precautions to avoid similar risks of
harm for
which the person may be responsible, and
(b) the fact that a risk of harm could have been avoided by
doing something in a different way does not of itself give rise to
or affect
liability for the way in which the thing was done, and
(c) the subsequent taking of action that would (had the action
been taken earlier) have avoided a risk of harm does not of itself
give rise to
or affect liability in respect of the risk and does not of itself constitute an
admission of liability in connection
with the risk.”
- As
also mentioned above, it was uncontroversial that the Club owed the appellant a
duty of care; the primary judge accepted that the
risk of injury to him was
foreseeable and not insignificant. She held, however, that the appellant had not
established any breach
of that duty.
- As
mentioned above, the appellant pleaded three precautions that he alleged the
Club ought to have taken. These
were:
(i) delegating the task of operating the
catching pen gate to an employee or other person properly trained in its
operation;
(ii) providing the appellant with adequate training and
instruction in avoiding being struck by the lure; and
(iii) incorporating a flap in the gate to enable the lure to
pass through the closed gate so as to not require the operator to partially
close the gate and then fully close the gate once the lure had passed (i.e. the
gate could simply go from open to closed, and a flap
could be opened or closed
from a safe position to let the lure past).
Each was rejected by the primary judge, and each was maintained on
appeal.
- In
rejecting the first and second of these precautions the primary judge
said:
“186. Operating the catching pen gate is a relatively
simple task. The plaintiff had already operated the catching pen gate
competently on previous occasions, and gave evidence that he was aware of the
risk of colliding with the lure if he stood in its
path ... The plaintiff has
not provided any evidence that some form of further assessment, training or
instruction would have lowered
the probability of the harm occurring (s
5B(2)(a)), as the evidence is that the plaintiff was already aware of the
procedure required
of him.”
- In
rejecting the third asserted precaution (modification of the gate) the primary
judge said:
“180. The accident occurred at a country greyhound race
track. Nearby Taree and Kempsey do not have either any [sic] of these
proposed
modifications in place. The two major metropolitan tracks in Queensland, Ipswich
and Albion Park have the flap in the catching
pen gate, but the operator stands
on the other side of the gate, not in front like at the Wauchope track. The
plaintiff provided
no evidence that anyone else at any of these tracks had been
injured by standing in the path of the lure.
181 Having considered all the evidence provided, it is my view
that the burden of taking these steps was not necessary, because
it would be
most unusual for a reasonable person operating the catching pen gate to be so
distracted that he would remain standing
in the path of the oncoming lure. Thus,
the probability that the harm would occur if the precautions were not taken was
low (s 5B(2)(a)).
I also agree that stepping up into the platform cage
arrangement, as required to mount the modified gate, in itself could cause an
accident. I note here as well that the social utility of operating the catching
pen gate is that it facilitates country greyhound
races to be run for the
enjoyment of enthusiasts, of which the plaintiff is one (s 5B(2)(d)).
182. Hence, under the circumstances, it is my view that the
plaintiff has failed to demonstrate that a reasonable person would
have made the
modifications in [the third asserted [precaution, the modification of the gate]
to avoid the risk of harm.”
- With
respect to these paragraphs the appellant submitted:
“42. The primary judge engaged in retrospective reasoning
by focusing subjectively on what the plaintiff actually did; and
failed to give
proper and adequate consideration to the fact of his voluntarism in undertaking
a duty or task on behalf of the respondent
in the context of his complete lack
of training or instruction, inexperience at a competitive race meeting with a
full complement
of dogs, the significance of the risk of injury in undertaking
the task in such circumstances and whilst being distracted, the
appellant’s
expert evidence as to practical and inexpensive [sic] of the
precautions, the ease and convenience of utilising a trained and experienced
operator, the fact that other clubs had reduced the risk by incorporating a flap
in the corner of the gate and that of the respondent
following the
appellant’s injury without evidence of inconvenience or disproportionate
costs.”
- The
appellant did not attempt to identify what would have been involved in
“training and instructing” him not to stand
between the gate and the
inside railing so that he was not in the way of the lure. To state the
proposition is to state the obvious.
Other than reinforcing that obvious
proposition by a direction to avoid standing near the rail on which the lure
ran, it is difficult
to contemplate what more the Club might have done, by way
of training or instruction and the appellant’s submissions did not
throw
any light on that contention.
- Installation
of a flap would operate as now exists at other race tracks following the
appellant’s injury. The operator stands
on the outside of the track in an
elevated position, not needing to be on the track at all except to move the gate
to a closed position
at the beginning of the race. This obviates the risk that
the operator will stand in the path of the lure as the function can be
performed
at a distance from the lure’s path. Because the risk of injury was in any
event, low, the primary judge was not satisfied
that a reasonable person in the
position of the Club would have taken the precautions.
- I
see no error in the reasoning or the conclusions of the primary judge in respect
of any of the proposed precautions. I would therefore
reject these grounds of
appeal.
Grounds 9-11: Causation
- Section
5D of the CLA relevantly provides:
5D General principles
(1) A determination that negligence caused particular harm
comprises the following elements–
(a) that the negligence was a
necessary condition of the occurrence of the harm (factual
causation), and
(b) that it is appropriate for the scope of the negligent
person's liability to extend to the harm so caused (scope of
liability).
(2) In determining in an exceptional case, in accordance with
established principles, whether negligence that cannot be established
as a
necessary condition of the occurrence of harm should be accepted as establishing
factual causation, the court is to consider
(amongst other relevant things)
whether or not and why responsibility for the harm should be imposed on the
negligent party.
...
(4) For the purpose of determining the scope of liability, the
court is to consider (amongst other relevant things) whether or
not and why
responsibility for the harm should be imposed on the negligent
party.
By s 5E, the plaintiff always bears the onus of
proving, on the balance of probabilities, any fact relevant to the issue of
causation.
- It
is to be observed that the issues relevant to causation depend upon a finding of
negligence. Since the primary judge did not find
negligence on the part of the
Club the discussion of causation is entirely hypothetical, on the assumption
that some breach of duty
(in this case, failing to take one or more of the
postulated precautions) had been established.
- The
primary judge found that factual causation had been established, but held
that:
“203. ...with respect to s 5D(1)(b), it is my view that
the responsibility for the harm suffered should not be imposed on
the defendant.
Under the circumstances, it was unlikely that a volunteer who had prior
experience operating the catching pen gate
would disregard the central
requirement of the task by standing in the way of the lure. Therefore, while the
plaintiff has established
‘factual causation’ under the first limb
of s 5D(1)(a) with respect to the precaution of modifying the gate, he has not
established ‘scope of liability’ under the second limb of s
5D(1)(b). The plaintiff has therefore failed to prove on
the balance of
probabilities that the defendant’s alleged negligence caused the
particular harm suffered.”
- I
would accept that, had the appellant established that any of the three
postulated precautions ought to have been taken, there was
no reason why the
scope of the Club’s liability should not extend to the harm caused. In
light of the primary judge’s
findings with respect to those precautions,
and my concurrence with those findings, that argument is an arid one. I would
therefore
reject grounds 9-11, based on the absence of any finding that the Club
was negligent. There was no negligence that caused the appellant’s
injury
Grounds 12, 13: contributory negligence
- The
primary judge assessed the appellant’s share of liability for his injury
at 50%. By grounds 12 and 13 the appellant challenges
that determination.
Recognising that the assessment of contributory negligence is essentially a
matter for the first instance judge,
the appellant nevertheless submitted that,
having regard to four “uncontroversial facts”, the assessment was
erroneous.
The four asserted “uncontroversial facts”
were:
• the respondent asked the appellant as a volunteer to
undertake the task (albeit relatively simple) on a race day with no
forewarning
and without proper or adequate inquiry as to his training or experience and
without supervision in circumstances where
the magnitude for harm was
significant if done incorrectly;
• the appellant was in fact untrained or instructed in
the operation of the gate;
• the appellant was in fact inexperienced in operating
the gate during a competitive race meeting with the full complement
of dogs;
• the appellant’s attention was divided and
distracted as a result of a dog having fallen at the first turn and been
well
behind the pack.”
- The
facts listed might be properly characterised as “uncontroversial”,
but they do not necessarily throw light on the
assessment of the
appellant’s proper share of responsibility for his injury. That he was a
volunteer did not affect his responsibility
to take care for his own safety:
Hrybynyuk v Mazur [2004] NSWCA 374 at [24]; [2004] NSWCA 374; (2004) Aust Torts Reports
81-774. I have already dealt with the issue of training or instruction. It is
true that the appellant was inexperienced in operating the
gate during a
competitive race meeting but he had some experience in doing so in trials, and,
in any event, it requires little training
or instruction to remain away from a
rail on which a mechanical lure is moving at high speed. That the
appellant’s attention
was “divided and distracted” by the
fallen dog rather emphasises his own level of responsibility.
- Even
if I were to conclude that the Club was liable to some extent for the
appellant’s injury, I would not interfere with the
assessment of
contributory negligence.
- The
consequence of these conclusions is that, in my opinion, the appeal must be
dismissed.
- The
orders I propose are:
1. Appeal dismissed;
2. The appellant to pay the respondent’s costs of the
appeal.
**********
Amendments
26 August 2020 - paragraphs [26] and [56] - corrected formatting
17 September 2020 - paragraph [83] - grammatical error
paragraph [84] - spelling error
02 February 2021 - Removal of appeal book references.
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URL: http://www.austlii.edu.au/au/cases/nsw/NSWCA/2020/185.html