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[2013] NSWCCA 260
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R v Clarke [2013] NSWCCA 260 (8 November 2013)
Last Updated: 17 December 2024
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Court of Criminal Appeal Supreme Court
New South Wales
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Case Name:
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R v Clarke
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Medium Neutral Citation:
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Hearing Date(s):
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22 May 2013
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Decision Date:
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8 November 2013
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Before:
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Hoeben CJ at CL at [1] Rothman J at [12 ] McCallum J at [28]
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Decision:
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Leave to appeal granted; appeal allowed; sentence imposed in the District
Court quashed and in lieu thereof applicant sentenced to
an aggregate sentence
of imprisonment with a non-parole period of 3 years commencing on 21 July 2011
and expiring on 20 July 2014
and a balance of term of 2 years expiring on 20
July 2016.
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Catchwords:
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CRIME - sentencing - aggregate sentences - parity - where sentence imposed
on co-offender very lenient and (by majority) erroneously
so - application of
principles stated in R v Green; R v Quinn
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Legislation Cited:
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Cases Cited:
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Category:
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Sentence
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Parties:
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Michael Clarke (applicant) Regina (respondent)
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Representation:
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Solicitors: Australian Criminal Law Specialists (appellant) Solicitor
for Public Prosecutions (Crown)
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File Number(s):
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2009/210610
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Publication Restriction:
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None
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Decision under appeal:
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Date of Decision:
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21 July 2011
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Before:
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Williams DCJ
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File Number(s):
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2009/210610
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JUDGMENT
- HOEBEN
CJ at CL: I have read the judgment of McCallum J and while I agree with her
Honour's conclusions in relation to manifest excess and aggregate
sentencing, I
cannot agree with her Honour's conclusions as to parity.
- I
disagree with her Honour on two bases. I have concluded that the sentence
imposed on Mr Raman was not only remarkably lenient but
was erroneously so. I
have also concluded that the parity principle is not properly engaged in this
case, i.e. that there are significant
differences between the applicant and Mr
Raman which would not give rise to a "justifiable sense of grievance" on the
part of the
applicant.
- While
I accept that Mr Raman was comparatively young (21), there is little else in the
circumstances of his case which justifies his
very light sentence. In accordance
with the findings of Madgwick ADCJ, Mr Raman was offered a chance to participate
for money in
a commercial-type break enter and steal in company with others and
he agreed. This was a serious offence with a maximum penalty of
imprisonment for
20 years and a standard non-parole period of 5 years.
- The
existence of a standard non-parole period, while not having the importance which
it had before Muldrock v R [2011] HCA 39; 244 CLR 120, is still relevant
as an important guidepost in the sentencing process. In R v Nguyen
[2013]
NSWCCA 195
the Court (Beazley P, Johnson J and RA Hulme J) said:
"62 In approaching this ground of appeal, it is necessary to keep in mind the
confines of the permissible use of the standard non-parole
period in view of the
decision in Muldrock v The Queen. The standard non-parole period and the
maximum sentence are two legislative guideposts, with the objective seriousness
of an offence
to be assessed wholly by reference to the nature of the offending:
Muldrock v The Queen at 132 [27].
63 There is force in the Crown submission that the standard non-parole period
may be a more significant factor on sentence of an
offender where there is
little operating in the offender's favour on sentence. Its significance in a
particular case may vary. In
Muldrock v The Queen, it was said that the
standard non-parole period said "little about the appropriate sentence for
this mentally retarded offender and this offence": Muldrock v The
Queen at 133 [32]. In other cases, its significance may well be greater:
AB v R at [51]. The present case falls into the latter category.
64 The Crown submission, in effect, is that greater weight should have been
given in this case to the standard non-parole period
attaching to the s.33(1)(a)
offence.
...
67 In this case, the finding of objective seriousness (mid-range offending), and
the very limited nature of other matters to be taken
into account as part of the
instinctive synthesis, suggests error in the sentencing outcome given the
non-parole period and head
sentence imposed, where the statutory guideposts laid
down a standard non-parole period of seven years and a maximum sentence of
25
years' imprisonment.
68 In a case such as this, it may be said that the standard non-parole period
has greater significance, and that the reasons required
under s.54B(4) should
articulate a basis upon which the ultimate sentencing outcome may be understood
in the context of these statutory guideposts.
The reasons in this case do not
assist in understanding the sentence imposed for the s.33(1)(a) offence against
the finding of mid-range offending."
- The
same reasoning and criticism can be directed at the sentence imposed on Mr Raman
by Madgwick ADCJ and his Honour's reasons. His
Honour's approach bespeaks error
and as already indicated, the sentence is erroneously lenient. That is an
important consideration
when assessing whether or not the applicant has a
"justifiable sense of grievance".
- For
the reasons outlined by McCallum J, I am satisfied that the sentencing judge in
this case had the remarks on sentence in respect
of Mr Raman before him when
sentencing the applicant. The sentencing judge concluded that the parity
principle did not apply but
did take into account the leniency of the sentence
imposed on Mr Raman (see [52] hereof). His Honour was justified in concluding
that the parity principle did not apply.
- The
differences between the applicant and Mr Raman were significant. The most
obvious was that the applicant was convicted of two
serious offences, both of
which involved a "planned and professional activity by a criminal gang". They
were committed purely for
commercial gain and the amount of equipment and
motorcycles stolen in each case was substantial. The damage occasioned to the
premises
in each case was also substantial. Unlike Mr Raman, who appears to have
been brought into the matter at the last moment, the offences
of which the
applicant was convicted were "coolly planned and executed for the sole purpose
of unlawful enrichment". The applicant's
part in that planning was significant
in that his father's car was involved in the two offences. The applicant, while
young (25),
was still older than Mr Raman.
- It
follows that I am not satisfied that, looked at objectively, there was a proper
basis for any justified sense of grievance on the
part of the applicant.
- Even
if there were, there is the consideration to which I have previously referred
that the sentence imposed on Mr Raman was erroneously
lenient. In that regard,
the majority (French CJ, Crennan and Kiefel JJ) said in Green v The Queen;
Quinn v The Queen [2011] HCA 49; 244 CLR 462 at [33]:
"33 There is a question whether a sentence which would otherwise be appropriate
can be reduced on the ground of disparity to a level
which, had there been no
disparity, would be regarded as erroneously lenient. In Lowe that
question was answered explicitly in the affirmative by Mason J and less
explicitly but to like effect by Dawson J, with whom
Wilson J agreed. It has
also been answered in the affirmative in a number of cases in the Court of
Criminal Appeal of New South Wales.
On the other hand, as Simpson J correctly
pointed out in R v Steele, the existence of a discretion, where
unjustified disparity is shown, to reduce a co-offender's sentence to one which
is inadequate
does not amount to an obligation to do so. Certainly, the
discretion of the Court of Criminal Appeal to reduce a sentence to a less
than
adequate level would not require it to consider reducing the sentence to a level
which would be, as Street CJ put it in R v Draper, "an affront to the
proper administration of justice." Moreover, if the relevant sentencing
legislation, on its proper construction,
does not permit an inadequate sentence
to be imposed, there can be no discretion on appeal to impose one. Whether or
not the discretion
to reduce a sentence to an inadequate level is available,
marked and unjustified disparity may be mitigated by reduction of the sentence
appealed against to a level which, although lower, is still within the range of
appropriate sentences."
- For
the above reasons, even if the parity principle were to apply, I would not be
prepared to reduce the sentence imposed by Williams
DCJ because to do so would
reduce it to an inadequate level.
- The
orders which I propose are:
(1) leave to appeal granted;
(2) appeal dismissed.
- ROTHMAN
J: I have had the advantage of reading, in draft, the reasons for judgment
of McCallum J and, since that time, the reasons for judgment
of Hoeben CJ at CL.
As their Honours propose outcomes to different effect, it falls to me to choose
which is the more appropriate
one. This is no easy task, for the reasons of each
of my colleagues in reaching their respective conclusions are both principled
and persuasive.
- I
agree with Hoeben CJ at CL that the sentence imposed on the appellant's
co-offender, Mr Raman, was erroneously lenient. Yet the
Crown did not appeal the
leniency of the sentence and the issue arises as to whether there is disparity
and whether, if there be
disparity, the Court ought, in that circumstance,
exercise its discretion to remedy the disparity: Green v The Queen;
Quinn v The Queen [2011] HCA 49; (2011) 244 CLR 462 (Green &
Quinn) at [33].
- As
the High Court explained in Green & Quinn, the principle of parity in
sentencing is an incident of equal justice. In Green & Quinn at [28],
French CJ, Crennan and Kiefel JJ said:
"It [equal justice] requires, so far as the law permits, that like cases be
treated alike. Equal justice according to law also requires,
where the law
permits, differential treatment of persons according to differences between them
relevant to the scope, purpose and
subject matter of the law."
- In
Jimmy v The Queen [2010] NSWCCA 60; (2010) 77 NSWLR 540 (Jimmy), a
judgment issued prior to the judgment in Green & Quinn, I
said:
"Because Campbell JA has summarised a number of previous judgments of this Court
and of the High Court of Australia, it is unnecessary
to recite the details of
those judgments. The principle of parity in sentencing derives, as the High
Court has made clear, from an
application of the fundamental principle of equal
justice: Postiglione v R [1997] HCA 26; (1997) 189 CLR 295, per Dawson
and Gaudron JJ at 301-302, citing with approval Lowe v R [1984] HCA 46;
(1984) 154 CLR 606 at 610-611, per Mason J, 617-618, per Brennan J, 610, per
Gibbs CJ, at 613, per Mason J and at 623, per Dawson J.
Equal justice requires that like should be treated alike and that the difference
in treatment of different persons should be rational:
see Postiglione,
supra. Equal justice is a principle that is fundamental to the exercise of
judicial power ....
In Andrews, supra, McIntyre J recited the principle by reference to the
Aristotelian principle of formal equality, namely, that "things that
are alike
should be treated alike, while things that are unalike should be treated unalike
in proportion to their unalikeness": Ethica Nichomacea, trans. W. Ross,
Book V3, at p. 1131a-6 (1925)." (Jimmy at [254]-[256].)
- Whether
one traces the principle to Solon's "isonomia" (see Green & Quinn at
[28] n 35) or to Aristotle, its application is fundamental to our notions of
democracy and prevents or ameliorates capriciousness
in the application of the
law.
- In
Green & Quinn, the High Court, for the first time, recognised that
the parity principle operated even in circumstances where the co-offenders are
charged with different offences. At [30], the plurality said:
"The foundation of the parity principle in the norm of equality before the law
requires that its application be governed by consideration
of substance rather
than form. Formal identity of charges against the offenders whose sentences are
compared is not a necessary condition
of its application. Nevertheless, as
Campbell JA recognised in Jimmy v The Queen, there can be significant
practical difficulties in comparing the sentences of participants in the same
criminal enterprise who have
been charged with different crimes. The greater the
difference between the crimes, the greater the practical difficulties,
particularly
where disparity is said to arise out of a sentence imposed on a
co-offender who has been charged with an offence that is less serious
than that
of the appellant. The existence of those difficulties may be accepted. So too
may the inability of a court of criminal
appeal to undertake, under the parity
rubric, a de facto review of prosecutorial charging discretions. Those practical
difficulties
and limitations, however, do not exclude the operation of the
parity principle. The effect given to it may vary according to the
circumstances
of the case, including differences between the offences with which co-offenders
are charged." (Green & Quinn at [30], per French CJ, Crennnan and
Kiefel JJ.)
- It
is rare for the criminal involvement and the subjective circumstances of
different participants in a criminal enterprise to be
identical. As a
consequence, the parity principle is most often applied in a manner that seeks
to impose different sentences on co-offenders
to reflect rationally the
differences in their circumstances. Necessarily, such an exercise involves an
evaluation upon which reasonable
people may differ, but not to an extent that
the different sentences no longer reflect due discrimination between the
offenders.
- The
foregoing exemplifies the imperfect or imprecise nature of all applications of
the parity principle. Even where a judicial officer
has a view that offenders
are relevantly identical, such a view is evaluative and, at least to that
extent, imprecise.
- Therefore,
the assessment of Hoeben CJ at CL that there exist relevant differences between
the appellant and his co-offender, with
which I agree, does not relieve the
Court of the task of determining whether the disparity in sentence does not
rationally reflect
those differences.
- As
to the last mentioned assessment, I agree with McCallum J that the differences
between the sentences imposed on the appellant and
his co-offender do not
rationally reflect the differences in offending or offender.
- Arising
from the foregoing conclusion, there remains one fundamental issue, namely,
whether, as a result of the erroneously lenient
sentence imposed on the
appellant's co-offender, the Court ought base any comparison of sentence, for
parity purposes, on that sentence
or exercise its discretion as a result.
- In
Green & Quinn the High Court dealt with a similar issue in the
context of a Crown appeal against sentence, in the course of which the plurality
discussed whether there existed a discretion to reduce a sentence to a less than
adequate level as a result of the application of
the parity principle. The High
court said:
"There is a question whether a sentence which would otherwise be appropriate can
be reduced on the ground of disparity to a level
which, had there been no
disparity, would be regarded as erroneously lenient. In Lowe that
question was answered explicitly in the affirmative by Mason J and less
explicitly but to like effect by Dawson J, with whom
Wilson J agreed. It has
also been answered in the affirmative in a number of cases in the Court of
Criminal Appeal of New South Wales.
On the other hand, as Simpson J correctly
pointed out in R v Steele, the existence of a discretion, where
unjustified disparity is shown, to reduce a co-offender's sentence to one which
is inadequate
does not amount to an obligation to do so. Certainly, the
discretion of the Court of Criminal Appeal to reduce a sentence to a less
than
adequate level would not require it to consider reducing the sentence to a level
which would be, as Street CJ put it in R v Draper, 'an affront to the
proper administration of justice.' Moreover, if the relevant sentencing
legislation, on its proper construction,
does not permit an inadequate sentence
to be imposed, there can be no discretion on appeal to impose one. Whether or
not the discretion
to reduce a sentence to an inadequate level is available,
marked and unjustified disparity may be mitigated by reduction of the sentence
appealed against to a level which, although lower, is still within the range of
appropriate sentences." (Green & Quinn at [33], per French CJ,
Crennan and Kiefel JJ.)
- It
is strictly unnecessary to determine whether a discretion exists to reduce a
sentence to an inadequate level. In my view, the sentence
proposed by McCallum J
is at the bottom of the range of adequate sentences and rationally allows for
the differences between the
appellant and his co-offender.
- Nevertheless,
I make it clear that my view is that the structure of the legislation governing
sentencing in this State and the role
of the Court on appeal, together with the
role in law of a sentencing judge (and this Court) in sentencing an offender,
would not
allow the fixing of an inadequate or inappropriate sentence.
- I
agree with both Hoeben CJ at CL and McCallum J that the sentence imposed on the
appellant is not manifestly excessive and is within
the range available to the
sentencing judge.
- For
the foregoing reasons, I agree with the orders proposed by McCallum J.
- McCALLUM
J: Michael Clarke was, after trial, found guilty of two aggravated offences
of breaking into premises and committing a serious indictable
offence (larceny)
contrary to s 112(2) of the Crimes Act 1900. The circumstance of
aggravation was that he was in company. The jury acquitted him of three further
counts of the same offence.
- An
appeal against the two convictions was dismissed by this Court: see Clarke v
R [2012] NSWCCA 272. The applicant had also sought leave to appeal against
the sentence passed on him. That application was stood over to a date to be
fixed after the determination of the conviction appeal. This judgment determines
the sentence appeal.
- The
maximum penalty for the offences is imprisonment for 20 years. The offences
carry a standard non-parole period of 5 years: see
s 54B of the Crimes
(Sentencing Procedure) Act 1999 and item 12 of the Table. The applicant was
sentenced by Williams DCJ, who had presided over the trial. His Honour imposed
an aggregate
term of imprisonment for 6 years with a non-parole period of
3½ years.
- The
two counts on which the applicant was found guilty were counts 4 and 5 on the
indictment. The circumstances of those offences
were summarised by Hoeben JA (as
his Honour then was) in the judgment on the conviction appeal. The following is
a summary drawn
primarily from his Honour's judgment at [5] to [10] and [20] to
[38].
Count 4
- The
first offence was committed on Friday 11 September 2009 at Sutto's Motorcycle
Supply. Shortly before 1am that morning an alarm
was activated at the premises.
The proprietor attended and found that the main roller door had been
"ram-raided". The roller door
had been forced off its tracks with a wooden
pallet, causing substantial damage. The lock on a fire door had also been
forced, apparently
with an axe. A number of trail bikes and motorcycle
accessories had been stolen.
- A
portion of those events was recorded on CCTV. The footage showed a 4WD vehicle
towing a box trailer with enclosed top and sides
entering and exiting the
driveway. Three persons wearing hoodies ran out just before the 4WD exited.
- Shortly
after that time, call charge records placed the applicant's mobile telephone in
the area of the M4 Motorway at St Clair and
then in Minchinbury. At around the
same time a 4WD Nissan Patrol belonging to the applicant's father was
photographed at the M7/M4
Motorway Interchange entry toll collection point. It
was towing a trailer containing motocross bikes similar to those stolen from
Sutto's Motorcycle Supply. At 1.15am the Nissan Patrol was photographed at the
M7 Elizabeth Drive exit, the exit closest to the applicant's
home. A photograph
found on the applicant's SIM card depicted a trail bike of the same make and
model as one stolen during the offence.
Count 5
- The
second offence was committed on Wednesday 16 September 2009 at the premises of R
& D Husqvana at Emu Plains. At around 1am
the owner, Mr Stefan Appelgren,
received an intruder alarm activation by SMS to his mobile telephone. He left
home immediately and
drove to the premises.
- Upon
arrival, Mr Appelgren saw a white Nissan Patrol towing a box trailer emerge from
the driveway next to his business premises and
onto Old Bathurst Road. It was
the applicant's father's vehicle. There were trail bikes in the back of the
trailer. Mr Appelgren
followed the Nissan Patrol and saw it stop to allow two
unknown males to get out before it continued along Old Bathurst Road. Mr
Appelgren continued to follow the Nissan Patrol to the M4 Motorway and called
the police.
- Highway
Patrol officers and a Polair helicopter conducted a pursuit of the Nissan
Patrol, which was recorded by way of video from
the Polair helicopter. At
Cowpasture Road, Edensor Park the Nissan Patrol stopped and the two occupants
ran into a residential area.
They were located and arrested shortly afterwards.
One was the applicant. The other was Mr Terrence Raman.
- The
applicant was interviewed by police that night. He said that earlier that day
some mates of his had wanted him to "move some stuff
from a trailer". He had met
them at the "Miller Pub" the day before. Their names were "Bill" and
"Mohammed".
- He
picked them up at 11.30pm. On the way he saw his mate Terry Raman and picked him
up as well. The appellant was then offered $1,500
by "Bill" and "Mohammed" to
assist them to bring a trailer back. He drove to Emu Plains as a result.
- They
arrived at R & D Husqvana. Another unknown male in a white tabletop utility
towing a box trailer was there. Either "Bill"
or "Mohammed" said they were going
to ram the roller doors of R & D Husqvana. The appellant told them that he
did not want to
be involved. He was told it was too late. Either "Bill" or
"Mohammed" took an axe from the back of the Nissan Patrol. The appellant
assisted "Bill" and "Mohammed" and the other male because of a threat by
"Mohammed" that they "were going to kill us". The appellant
complied with their
orders, which were yelled at him, by driving off with the motorcycles taken from
the premises.
- The
appellant then drove the Nissan Patrol from the premises and was confronted on
the road by Mr Appelgren. At this stage "Bill"
and "Mohammed" got out of the
vehicle. The appellant and Raman continued in the Nissan Patrol towing the seven
stolen trail bikes
onto the M4. He saw the police attempting to pull him over,
but panicked and failed to stop.
- The
appellant denied any involvement in the break and enter at "Sutto's", which was
the only other offence about which he was asked
in the ERISP. Following the
conclusion of the ERISP, the appellant asked to speak to police further (by way
of an unrecorded conversation)
and volunteered that he had lied when he told
them that the other two men were named "Bill" and "Mohammed". In fact, their
names
were Matt Russell and Brett Williams.
- Matt
Russell and Brett Williams were called by the Crown to give evidence in the
trial and denied any involvement.
Remarks on sentence
- The
judge opened his remarks on sentence with the following statement:
It is clear from the evidence that the five break enter and steals with which he
was charged were professional and planned attacks
on motor cycle shops in the
metropolitan area to steal motor cycles and trail bikes and equipment.
- That
finding must of course be understood in the context that the applicant was
acquitted of the first three counts on the indictment.
Accordingly, the measure
of his role in counts 4 and 5 could not be informed by the degree of
professionalism and planning involved
in counts 1, 2 and 3.
- The
applicant was sentenced on 21 July 2011, before the publication of the decision
of the High Court in Muldrock v R [2011] HCA 39. In accordance with the
principles then binding upon his Honour, the judge first considered whether the
offences were within the middle
of the range of objective seriousness for that
offence. His Honour found that they were, for the following reasons:
First, they were part of a planned and professional activity by a criminal gang.
Secondly, they were committed purely for commercial
gain. Thirdly, the amount of
equipment and motor cycles stolen in each case was substantial. Fourthly, the
damage occasioned to the
premises in each case was also substantial.
- Against
those findings, the judge said:
The only factors that might allow the court to not impose the standard
non-parole period is the fact that these were Mr Clarke's
first offences and it
will be his first time in custody and the sentences will involve a degree of
accumulation. I would, for similar
reasons, including his prior good record and
the good prospects of rehabilitation, be prepared to find special circumstances.
- The
judge had regard to a pre-sentence report and a report from a psychologist
tendered at the proceedings on sentence. His Honour
evidently accepted a
relatively optimistic assessment of the applicant's rehabilitation recorded in
the pre-sentence report. His
Honour appears further to have accepted, on the
strength of the psychologist's report, that the applicant was clinically
depressed
at the time of his offending. However, his Honour rejected the
proposition that the applicant's mental state was causally related
to his
offending, finding that the offences were "coolly planned and executed for the
sole purpose of unlawful enrichment". His Honour
found that there was a need for
general deterrence but no need for personal deterrence in the
circumstances.
- It
is not clear whether the judge accepted that the applicant was remorseful. His
Honour recorded a statement to that effect made
by the psychologist in his
report, but noted (separately) that the applicant had maintained his innocence
of the offences.
- Sentence
was passed in the following terms:
Having regard to those matters I make the following orders. He is convicted. On
each count he is sentenced to 5 years imprisonment
with a non-parole period of 3
years. I specify an aggregate total term of 6 years imprisonment and I set a
single non-parole period
of 3½ years.
- In
specifying an aggregate term, the judge evidently intended to exercise the power
under s 53A of the Crimes (Sentencing Procedure) Act to impose an
aggregate term instead of imposing a separate sentence for each offence.
However, his Honour also pronounced an order
imposing a separate sentence for
each offence. That was no doubt intended to reflect the requirement of s
53A(2)(b) to indicate to the offender the sentence that would have been imposed
for each offence had separate sentences been imposed instead
of an aggregate
sentence. The importance of fulfilling that requirement was recently explained
by R A Hulme J in R v Nykolyn [2012] NSWCCA 219 at [58]; Hall J agreeing
at [51]:
The importance of proper compliance with the requirement to indicate the
separate sentences that would have been imposed arises for
at least four
reasons. First, it assists a sentencing judge in application of the totality
principle, an important factor in the
assessment of the aggregate sentence to be
imposed. Secondly, it exposes for appellate review how it is that the aggregate
sentence
was arrived at: see R v Brown at [17] per Grove AJ. Thirdly, it
allows victims of crime and the public at large to understand the level of
seriousness with which
a court has regarded an individual offence. Fourthly, it
assists this Court to assess an appropriate new aggregate sentence if one
or
some of the underlying convictions are quashed on appeal.
- However,
it is important to appreciate that, when the power under s 53A is exercised,
there is only one sentence imposed and it is the aggregate sentence. Any term of
imprisonment identified for each individual
offence is recorded for indicative
purposes only (for the good reasons stated by Hulme J). It should not be
expressed as a separate
sentencing order.
Grounds of
appeal
- The
notice of appeal identified a single ground of appeal in respect of the
sentence, as follows:
The sentence was too harsh in accordance with the principles of parity with the
co-offender Terrence Raman re count 5.
- It
should be noted that the offence in count 5 was alleged to have been committed
in the company of three others. However, two were
never apprehended.
Accordingly, the only possible comparator for parity was the sentence passed on
Mr Raman.
- At
the hearing of the sentence appeal, the applicant was granted leave to add an
additional ground that the sentence imposed was manifestly
excessive. It is
appropriate to consider that ground first.
Consideration of the
ground of manifest excess
- As
already noted, the sentence imposed was an aggregate sentence. The indicative
sentences themselves are not amenable to appeal,
although it has been accepted
that an erroneous approach in the indication of the sentence that would have
been imposed may well
reveal error in the aggregate sentenced reached: R v
Brown [2012] NSWCCA 199 at [17] per Grove AJ; Macfarlan JA and I agreeing at
[1] and [2] respectively.
- Accordingly,
the question is whether, leaving aside the parity ground, an aggregate sentence
of imprisonment for 6 years with a non-parole
period of 3½ years is
manifestly excessive having regard to the circumstances of counts 4 and 5 and
his Honour's findings as
to the applicant's subjective circumstances.
- It
is well established that, in order to establish a ground of manifest excess in
the absence of any patent error in the sentencing
process, an offender must
establish that the sentence was unreasonable or plainly unjust so as to fall
outside the broad sentencing
discretion of the court at first instance. I do not
think that has been established in the present case. The ground was principally
sought to be supported by reference to the statistics maintained by the Judicial
Commission of New South Wales. Those statistics,
whilst helpful, do not
determine the range of appropriate sentencing. When regard is had to the maximum
penalty and the standard
non-parole period for the present offences and the
seriousness of the offences, I do not think that it can be concluded that the
aggregate sentence imposed was outside the range.
Consideration
of the parity ground
- The
parity ground is more difficult. Mr Raman pleaded guilty to the same offence as
count 5 on the indictment against the applicant.
Raman was sentenced by Madgwick
DCJ on 3 August 2010. He told police that two of the co-offenders picked him up
and asked him whether
he wanted to make some money by "picking up some bikes".
He had agreed to go with them, but told police that he took no active part
in
the commission of the offence. He said that he just sat in the car for ten
minutes "having a smoke". He further told police that
he had no knowledge of any
bikes being in the trailer until one fell on the road whilst the men were being
pursued by police. Madgwick
DCJ rejected that account as "a ridiculous story".
His Honour found that Mr Raman "was offered the chance to participate, for
money,
in a commercial-type break enter and stealing in company and he
agreed".
- Mr
Raman entered his plea of guilty at an early stage and was allowed a 25%
reduction to the prison sentence that would otherwise
have been imposed. He had
a prior conviction for the same offence, albeit as a juvenile. He was 21 years
old at the time of the present
offence (the applicant was 25). The judge stated
that Mr Raman came from "an excellent family, hardworking people who have stood
by him". His Honour noted that it appeared, from a psychologist's report, that
Mr Raman may have had a learning difficulty at school
which went unnoticed and
that had led to his being "work shy", progressing to regular use of cannabis by
the age of 16.
- Madgwick
DCJ said:
[Mr Raman] told a further lie, namely that he feared for his safety if he did
not carry out the instructions from his co-offenders.
But there were no
instructions to be given because, according to him, he was sitting quietly in
the car having a smoke while they
did all the work. I do not believe for a
second the claim that there was any element of duress at all.
- His
Honour rejected a submission that Mr Raman had good prospects of rehabilitation,
finding that he did not appear to have a proper
understanding of "the
seriousness of his position". His Honour noted, however, that Mr Raman was
young, that this was his first serious
adult offence and that it would be his
first time in gaol, expressing the view that Mr Raman "would likely learn more
about criminality
in gaol than out of it". His Honour was satisfied that Mr
Raman had played "only a subordinate part" in the offence, adding "I doubt,
frankly, that he would have the energy or the wit to plan the whole thing
himself".
- Mr
Raman was sentenced to a term of imprisonment for a period of 18 months
suspended upon his entering into a bond to be of good behaviour
for the period
of the sentence. Taking account of the discount for the plea, the starting point
for the sentence passed was imprisonment
for 2 years.
- It
is not clear whether the sentencing judge had the remarks on sentence in respect
of Mr Raman before him. His Honour expressly stated
that he did not (at ROS
6.2), but that evidently prompted the Crown to provide further material during
the remarks on sentence. The
judge then recorded that the Crown had "just now"
handed up "a bail report" for Mr Raman. His Honour subsequently referred to "the
transcript of the proceedings on sentence for Mr Raman" as being "not very
helpful". The judge's remarks do not otherwise reveal
what was handed up by the
Crown, but the record of the proceedings describes the Raman remarks on sentence
as being part of Exhibit
A in the applicant's sentencing proceedings.
- On
the issue of parity, his Honour said:
In my view there is no issue of parity, particularly in light of the jury's
verdict on count 4 of the indictment and their rejection
of the defence of
duress in regard to count 5. The transcript of the proceedings on sentence for
Mr Raman is not very helpful but
while I consider the issue of parity is not
applicable, I am concerned that the sentence that Mr Clarke receives is not so
disproportional
to Mr Raman's sentence as to create a question in regard to the
justiciability of the sentence to be imposed on Mr Clark and bring
into
disrepute the interests of justice. Had it not been for the way Mr Raman was
dealt with I would have imposed a higher penalty
than the one that I intend to
pose.
- The
remarks on sentence in respect of Mr Raman disclose that his complaint of duress
was also rejected.
- As
noted by the learned sentencing judge, the sentence imposed on Mr Raman was
remarkably lenient. However, I do not think it can
be characterised as being
erroneously so, having regard to Mr Raman's youth and the fact that he was not
suggested to have been involved
in any planning of the offence. There was no
Crown appeal against Raman's sentence.
- In
comparing the two sentences, it is necessary to bear in mind the fact that the
applicant received an aggregate sentence. I see
no reason in principle why, in
order to determine whether there has been equal justice, a sentence passed on a
co-offender may not
be compared with an aggregate sentence, taking due account
of the other offences comprehended within the aggregation. A primary
consideration
in that exercise will of course be to consider the indicative
sentence for the equivalent offence. That is one of the functions of
the
requirement under s 53A(2) for the judge to identify the sentence that would
have been passed if not an aggregate sentence. It does complicate the task but
that is no warrant for overlooking the norm of equal justice, in my view.
- It
cannot be disputed that the difference between a sentence of 2 years (adding
back the discount for the plea) and the indicative
sentence of 5 years
imprisonment with a non-parole period of 3 years for count 5 specified by
Williams DCJ in respect of the applicant
is stark. The critical question is
whether the disparity is objectively unjustifiable.
- Plainly,
there are some distinctions between the two co-offenders. The most important is
the fact that the applicant was found guilty
of two offences whereas Mr Raman
was sentenced for only one. Mr Raman was also younger, although the applicant
was also relatively
young. Conversely, Mr Raman had a prior conviction for the
same offence whereas the applicant had no significant priors (only two
traffic
offences).
- It
may be inferred from the remarks on sentence of Williams DCJ that his Honour
considered the applicant to have been involved in
the planning of the offences.
As already noted, some care must be taken in that respect not to allow the
evidence in respect of the
three offences of which he was acquitted to inform an
assessment of his involvement in the two of which he was convicted. However,
since the offences involved the use of the applicant's father's car, he plainly
had a higher degree of involvement in the planning
than Mr Raman.
- Even
allowing for those distinctions, in my view the disparity between the two
sentences is unjustifiable. The difference between
the terms of imprisonment
itself is marked. When there is added to that the consideration that Mr Raman
received the additional leniency
of having his sentence wholly suspended, the
inevitable conclusion in my view is that a sense of grievance on the part of the
applicant
is justifiable.
- The
existence of a justifiable sense of grievance is a ground for intervention,
since unjustifiable disparity is an infringement of
the equal justice norm:
Green v R; Quinn v R [2011] HCA 49 at [32]. In that case, the High
Court considered whether a sentence which would otherwise be appropriate can be
reduced on the ground of
disparity to a level which, had there been no
disparity, would be regarded as erroneously lenient. It was noted in that
context that
the existence of a discretion to reduce a sentence to one which is
inadequate does not amount to an obligation to do so.
- As
already stated, however, whilst I would accept that the sentence passed on Mr
Raman was very lenient, I do not think it was erroneously
so. The sentence
passed on the applicant was not lenient. In my view, it would be open to reduce
the sentence in some degree without
producing a sentence that fails adequately
to reflect the objective seriousness of the applicant's offending.
- The
issue is complicated by the fact that the applicant received an aggregate
sentence where there is no parity argument in respect
of the other count. That
complication necessarily informs the exercise of this Court's discretion. Due
regard must be had to the
fact that the hypothetical term indicated by the
learned sentencing judge in respect of count 4 has not been impugned or
suggested
to reveal error in the aggregate sentence reached. Further, I see no
error in the judge's assessment that the measure of objective
criminality was
the same for each offence. However, the term indicated for count 5 reveals error
in the sense explained by the High
Court in Green v R; Quinn v R in that
there is unjustifiable disparity with the sentence passed on a co-offender. That
combination of circumstances is plainly
anomalous.
- Notwithstanding
that complication, I am persuaded that this Court should intervene. The
perception of an unjustifiable disparity is
not cloaked by the aggregation of
the sentence, nor is it removed by its mathematical dissection. Those
considerations merely indicate
that the application of the principle of equal
justice is necessarily imperfect.
- In
re-sentencing the applicant, I would again impose an aggregate sentence. On the
strength of the findings of the learned sentencing
judge, which have not been
successfully challenged, but in order also to reflect the principle of parity, I
indicate that the sentence
that would have been imposed for count 5 if not for
the aggregate sentence is a term of imprisonment of 3 years and 4 months. As
I
have acknowledged, in the unusual circumstances of this appeal the result is
that there is an anomaly between my indicative term
for count 5 and the learned
sentencing judge's indicative term for count 4. Further, the aggregate sentence
I propose will be a lesser
sentence than that term. For the reasons already
explained, I do not think that should preclude our intervening and I am
persuaded
that we should intervene. In my view, this Court should impose an
aggregate sentence of 5 years with a non-parole period of 3 years.
- The
orders I propose are:
(1) That leave to appeal be granted;
(2) That the appeal be allowed;
(3) That the sentence imposed in the District Court be quashed and in lieu
thereof that the applicant be sentenced to an aggregate
sentence of imprisonment
with a non-parole period of 3 years commencing on 21 July 2011 and expiring on
20 July 2014 and a balance
of term of 2 years expiring on 20 July 2016. The
first date on which the applicant will be eligible for release on parole is 20
July
2014.
**********
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