[Home]
[Databases]
[WorldLII]
[Search]
[Feedback]
Land and Environment Court of New South Wales |
Last Updated: 14 November 2008
NEW SOUTH WALES LAND AND ENVIRONMENT COURT
CITATION:
Ryding v
Kempsey Shire Council [2008] NSWLEC 306
PARTIES:
APPELLANT
Richard Ryding
RESPONDENT
Kempsey Shire
Council
FILE NUMBER(S):
60005 of 2008
CATCHWORDS:
Appeal :- appeal on conviction and sentence from local court - collateral
challenge to validity of clean up notice on judicial review
grounds - whether
jurisdictional facts satisfied - whether procedural fairness accorded before
issue of the notice - whether reasonable
measures required - appeal on
conviction and sentence dismissed
LEGISLATION CITED:
Crimes
(Appeal and Review) Act 2001 s 31, s 37, s 39
Crimes (Sentencing Procedure)
Act 1999 s 10
Protection of the Environment Operations Act 1997 s 91, s 93, s
94
Protection of the Environment Operations (General) Regulation 1998 cl
60
CASES CITED:
Advanced Arbor Service Pty Ltd v Strathfield
Municipal Council [2006] NSWLEC 485
Associated Provincial Picture Houses Ltd
v Wednesbury Corporation [1947] EWCA Civ 1; [1948] 1 KB 223
Camilleri’s Stock Feeds Pty
Ltd v Environment Protection Authority (1993) 32 NSWLR 683
Cliftleigh Haulage
Pty Ltd v Byron Shire Council [2005] NSWLEC 692
Gray v Woollahra Municipal
Council [2004] NSWSC 112
Histollo Pty Ltd v Director-General of National
Parks and Wildlife Service (1998) 45 NSWLR 661
Liverpool City Council v
Cauchi [2005] NSWLEC 675; (2005) 145 LGERA 1
Pace Farm Eggs Products Pty Limited v Newcastle
City Council [2006] NSWCCA 403 ; (2006) 151 LGERA 260
CORAM:
Pain J
DATES OF
HEARING:
5 November 2008
JUDGMENT DATE:
11 November
2008
LEGAL REPRESENTATIVES
APPELLANT
Mr T S Hale
SC
SOLICITORS
Falvey Associates
RESPONDENT
Mr S
Docker
SOLICITORS
Wrights Legal
JUDGMENT:
THE LAND AND
ENVIRONMENT COURT
OF NEW SOUTH
WALES
Pain J
11 November
2008
60005 of 2008 Ryding v Kempsey Shire
Council
JUDGMENT
1 Her Honour: On 12 March
2008, the Local Court at Kempsey found the Appellant guilty of failing to pay
the prescribed fee within 30 days of
being given a clean up notice issued under
s 91 of the Protection of the Environment Operations Act 1997 (the POEO
Act). The notice required erosion control measures to be carried out at a
property at Gregory Street, South West Rocks
(the property). The offence was a
breach of s 94(4) of the POEO Act. The Local Court found the charge proved but
recorded no conviction
against the Appellant pursuant to s 10 of the Crimes
(Sentencing Procedure) Act 1999 (the Sentencing Procedure Act) on the basis
that the Appellant enter into a good behaviour bond for 12 months.
2 The
Appellant has appealed to this Court pursuant to s 31(1) of the Crimes
(Appeal and Review) Act 2001 (the Appeal and Review Act) against both the
conviction and the sentence. Subsections 37(1) and (2) of the Appeal and Review
Act
provide:
(1) An appeal is to be dealt with by way of rehearing on the basis of certified transcripts of evidence given in the original Local Court proceedings, except as provided by section 38.
(2) Fresh evidence may be given, but only by leave of the Land and
Environment Court which may be granted only if the Court is satisfied
that it is
in the interests of justice that the fresh evidence be given.
3 Section
39 of the Appeal and Review Act provides:
39 Determination of
appeals
(1) The Land and Environment Court may determine an
appeal against conviction:
(a) by setting aside the conviction,
or
(b) by dismissing the appeal.
(2) The Land and
Environment Court may determine an appeal against sentence:
(a)
by setting aside the sentence, or
(b) by varying the sentence,
or
(c) by dismissing the
appeal.
...
Appeal against conviction
4 While
no conviction was recorded against the Appellant, for the purpose of the appeal
the Appellant has the same right as if he
had been convicted of the offence, s
10(5) of the Sentencing Procedure Act. The order that the bond be imposed
pursuant to s 10(1)(b)
of the Sentencing Procedure Act is also a sentence for
the purpose of the Appeal and Review Act by virtue of the definition of sentence
in s 3(1) of the Appeal and Review Act. The nature of a rehearing in an appeal
of this nature was identified in Cliftleigh Haulage Pty Ltd v Byron Shire
Council [2005] NSWLEC 692 at [17]- [20] by Talbot J. His Honour noted at
[18]:
In Histollo Pty Ltd v Director-General of National Parks and
Wildlife Service (1998) 45 NSWLR 661 James J after referring to
Camilleri’s Stock Feeds [Camilleri’s Stock Feeds Pty Ltd
v Environment Protection Authority (1993) 32 NSWLR 683] reiterated at 678
...where... there is a challenge to correctness of the trial
judge’s ultimate conclusion, it is not incumbent on the appellant
to show
that such conclusion was not open to the trial court in the sense of being a
conclusion to which on the evidence, it should
not have come. It is merely
necessary to persuade this Court on a review of the evidence that guilt is not,
to the necessary standard,
proved by the prosecutor.
5 I need not
find error in the magistrate’s decision as part of this appeal
determination.
Relevant legislation
6 Section 89 of the POEO
Act states that a clean up notice means a notice under Pt 4.2. Part 4.2 contains
s 91 – s 94. Section
91 of the POEO Act provides:
91
Clean-up by occupiers or polluters
(1)
Notices
The appropriate regulatory authority may, by notice
in writing, do either or both of the following:
(a) direct an
occupier of premises at or from which the authority reasonably suspects that a
pollution incident has occurred or is
occurring,
(b) direct a person
who is reasonably suspected by the authority of causing or having caused a
pollution incident,
to take such clean-up action as is specified
in the notice and within such period as is specified in the notice.
Note. pollution incident and clean-up action
are defined in the Dictionary.
...
(5)
Offence
A person who, without reasonable excuse, does not
comply with a clean-up notice given to the person is guilty of an offence.
Maximum penalty:
(a) in the case of a
corporation—$1,000,000 and, in the case of a continuing offence, a further
penalty of $120,000 for each
day the offence continues, or
(b) in the
case of an individual—$250,000 and, in the case of a continuing offence, a
further penalty of $60,000 for each day
the offence
continues.
7 Section 94 of the POEO Act provides:
94
Fee
(1) The purpose of this section is to enable a regulatory
authority to recover the administrative costs of preparing and giving clean-up
notices.
(2) A person who is given a clean-up notice by a
regulatory authority must within 30 days pay the prescribed fee to the
authority.
(3) The regulatory authority may:
(a)
extend the time for payment of the fee, on the application of a person to whom
subsection (2) applies, or
(b) waive payment of the whole or any part
of the fee, on the authority’s own initiative or on the application of a
person
to whom subsection (2) applies.
(4) A person who does not
pay the fee within the time provided under this section is guilty of an offence.
Maximum penalty: 200 penalty units.
8 The fee
prescribed by cl 60 of the Protection of the Environment Operations (General)
Regulation 1998 is $320.
9 The Appellant mounted a collateral
challenge to the validity of the clean up notice before the Local Court. If
successful that would
have resulted in the clean up notice being held to be
invalid with the effect that no notice was served. Consequently there could
be
no breach of s 94(4) because no obligation to pay the prescribed fee could
arise. The magistrate accepted that such a challenge
was available but held that
the notice was validly issued and that a breach of s 94(4) had therefore
occurred. It was also common
ground in this appeal that a collateral challenge
to the validity of the clean up notice on the basis of judicial review grounds
was available; see Gray v Woollahra Municipal Council [2004] NSWSC 112
and Liverpool City Council v Cauchi [2005] NSWLEC 675; (2005) 145 LGERA 1 at [41]- [42].
That is also the basis of the Appellant’s appeal proceedings before me.
There is otherwise no challenge to the issuing or
service of the written clean
up notice dated 17 August 2006.
Evidence
10 The evidence
consisted of the transcript of proceedings before the Local Court on 12 March
2008 and the exhibits before that court.
These consisted of witness statements
by Mr Nelson, the Council officer who issued the clean up notice (exhibit 1),
and Mr Davies,
another council officer who took photographs of the property on
16, 18 and 21 August 2006 (exhibit 2), a copy of those photographs
(exhibit 3)
and a weather report (exhibit 4). Additional evidence rejected by the magistrate
was also sought to be relied on by the
Appellant’s counsel pursuant to s
37(2) of the Appeal and Review Act but I did not grant that application for the
reasons given
in a separate ex tempore decision delivered in the course of the
hearing.
11 The evidence discloses that, following a complaint to the
Respondent, Mr Nelson attended the property in the afternoon of 16 August
2006.
His witness statement says:
3. On or about 16 August, 2006 as a result of
my employment I became aware that Council received a complaint in relation to
works
being done at the site of the old school house at Gregory Street, South
West Rocks. As a result of that complaint I drove to the
site of the old school
house at Gregory Street, South West Rocks. Mr Michael Davies, an employee of
Kempsey Shire Council came with
me. When I arrived at the site I could see from
the street that the site had apparently been cleared of various trees and
vegetation.
I saw that trees and vegetation had been uprooted from the ground
and put into stockpiles. I saw substantial amounts of disturbed
and upturned
soil with no grass or vegetation holding the soil to the ground. I saw that some
limbs had been removed from various
trees, and that various trees had been
damaged. I saw various items of heavy machinery and trucks on the
site.
4. I then entered the site with Mr Davies and approached one
of the workmen and said words to the following effect: “Who’s
in
charge here?” The workman directed us to the defendant Mr Richard
Ryding.
5. I had a conversation with Mr Ryding in words to the
following effect:
I said “We are Kempsey Shire Council
Officers. Is it okay for us to come onto the site and take
photos?”
He said “Yes”.
6. Mr
Davies and I then walked around the site with Mr Ryding. I saw Mr Davies taking
photographs at the site.
7. As a result of what I saw on site I
suspected that it was likely that in the event of wind or rain the disturbed and
upturned soil
was likely to be washed off the site into neighbouring land and/or
into the nearby waterway. I was a particularly [sic] concerned about the
disturbed and upturned soil escaping from the south west corner of the site.
After forming this suspicion I then
had a conversation with Mr Ryding in words
to the following effect:
I said “There are no controls in
place to stop that earth washing away if it rains”.
He said
“I’ll do that after we have finished the work. I’m going to
put up controls and use geo-tech style fabric.
I am also going to mulch that
vegetation.”
I said “Those controls needed to be in
place before to you [sic] did these works. I am issuing you with a verbal
clean-up order. I don’t think I will fine you but that will depend of what
my manager says. I’ll follow this order up with a written clean-up
notice.”
12 He issued a written clean up notice to Mr Ryding
the Appellant on 17 August 2006. The clean up notice stated:
I, Grant
Nelson, an authorised officer under Section 187 of the Protection of the
Environment Operations Act 1997 [“the Act”],
conducted an inspection
in accordance with Section 196 of the Act, of the premises to which this notice
refers at 3:00 pm on the
16 August 2006 and observed areas of vegetation
clearing on the subject premises. The resultant exposed material (soil/earth) is
in such a position as could pollute adjacent properties. No erosion and sediment
controls were in place, to prevent such a pollution
incident from
occurring.
Kempsey Shire Council, being the Appropriate Regulatory
Authority under the Act, hereby directs that you, Richard Ryding (as the person
responsible for the vegetation clearing) or a nominated representative, take the
following clean-up action by the stated times and
dates. This direction
considered a follow-up to directions verbally provided to you during the site
inspection on the 16th August
2006:
(a) Install and maintain sediment
control fencing and any other controls necessary to prevent soil/exposed earth
from leaving the
premises or entering the local stormwater system by 5.00 p.m.
Friday 18 August 2006. Guidelines for sediment and erosion control
are contained
in Council’s DCP no. 36 Guidelines for Engineering and Subdivision.
Relevant material has been attached for your
information.
Note:
All sediment control fencing is to be trenched into the ground a minimum of
200mm.
(b) To ensure long term stability of the disturbed area you
shall seed the disturbed area with a quick growing grass seed mix, alternatively
the area shall be suitably mulched. This action shall be completed by 5.00 p.m.
Friday 18 August 2006.
...
The clean up notice stated
on the last page that the administrative fee of $320 may be waived if an
application to do so is made or
the time for payment may be extended. This is
provided for by s 94(3) of the POEO Act.
13 It is not disputed that the
work being carried out by the Appellant on the land was essentially completed
when Mr Nelson went onto
the property on 16 August 2006. There is no evidence
that Mr Nelson was aware of that fact. There is also oral evidence in the
transcript
at p 31 suggesting that the Appellant put in place the sediment
fencing required by the clean up notice dated 17 August 2006 in the
afternoon of
16 August 2006 after Mr Nelson left the site. There is also evidence from the
Appellant in the transcript at p 31 suggesting
that the laying of mulch
commenced and was completed on 16 August 2006. The photographs taken by Mr
Davies show that on 21 August
2006 there were still large areas of the property
that did not have mulch laid down however.
(i) Failure to be satisfied
about jurisdictional facts
14 The grounds of challenge to the clean up
notice included that Mr Nelson had failed to be satisfied of two matters that
were jurisdictional
facts and therefore the clean up notice was invalid. Section
91 states that a notice can be issued by a regulatory authority under
subsection
(1)(a) to a person who is reasonably suspected of causing or having caused a
pollution incident to undertake clean up
action. There is no dispute that Mr
Nelson is properly authorised to act on behalf of the regulatory authority. It
is not disputed
that the Appellant was the person who undertook the tree
clearing activity which gave rise to the clean up notice being issued. The
Dictionary to the POEO Act defines “pollution incident”
as:
... an incident or set of circumstances during or as a consequence of
which there is or is likely to be a leak, spill or other escape
or deposit of a
substance, as a result of which pollution has occurred, is occurring or is
likely to occur. It includes an incident
or set of circumstances in which a
substance has been placed or disposed of on premises, but it does not include an
incident or set
of circumstances involving only the emission of any
noise.
The Dictionary defines “clean-up action, in relation to
a pollution incident” as:
(a) action to prevent, minimise, remove,
disperse, destroy or mitigate any pollution resulting or likely to result from
the incident,
...
“Substance” is also defined
as “matter or thing”. “Pollution” is defined as
“(a) water pollution, or (b) air pollution, or (c) noise pollution,
or (d) land pollution”. “Water pollution” is defined
as
...
(c) placing in or on, or otherwise introducing into
or onto, the waters (whether through an act or omission) any matter, whether
solid, liquid or gaseous, that is of a prescribed nature, description or class
or that does not comply with any standard prescribed
in respect of that
matter,
and, without affecting the generality of the foregoing,
includes:
(d) placing any matter (whether solid, liquid or
gaseous) in a position where:
(i) it falls, descends, is washed, is
blown or percolates, or
(ii) it is likely to fall, descend, be
washed, be blown or percolate,
into any waters, onto the dry bed of
any waters, or into any drain, channel or gutter used or designed to receive or
pass rainwater,
floodwater or any water that is not polluted,
or
...
“Land pollution” is defined
as:
land pollution or pollution of land means placing
in or on, or otherwise introducing into or onto, the land (whether through an
act or omission) any matter, whether
solid, liquid or gaseous:
(a) that causes or is likely to cause degradation of the land,
resulting in actual or potential harm to the health or safety of human
beings,
animals or other terrestrial life or ecosystems, or actual or potential loss or
property damage, that is not trivial, or
(b) that is of a prescribed
nature, description or class or that does not comply with any standard
prescribed in respect of that
matter,
but does not include placing
in or on, or otherwise introducing into or onto, land any substance excluded
from this definition by
the regulations.
(a) No likelihood of
land pollution – jurisdictional fact
15 The Appellant argued that
the basis for issuing the clean up notice was that land pollution was going to
occur because it refers
to pollution of adjacent properties in the first
paragraph (see extract at par 12) and that means land pollution. In order to
issue
a notice on that basis, Mr Nelson had to reasonably suspect that the
soil/earth on the subject land was likely to cause degradation
of the adjoining
land resulting in actual or potential harm in accordance with the definition of
land pollution in the POEO Act (see
par 14). There was no basis on which he
could have concluded that land pollution as defined in the POEO Act was likely
to occur.
Finding
16 There is no specific form for a written
clean up notice identified in the POEO Act or Regulation except that s 91(1)
refers to
clean up action specified in the notice and to the period specified in
the notice. As submitted by the Respondent and as is clear
from the terms of the
clean up notice issued, the erosion control measures specified are directed to
the prevention of water pollution.
The POEO Act or Regulation does not specify
that the type of pollution to be addressed must be identified in a clean up
notice. The
notice issued by Mr Nelson clearly contemplates a likelihood of
water pollution as defined in the dictionary to the POEO Act given
that the
measures described are to prevent soil leaving the premises and entering the
local stormwater system. The fact that Mr Nelson
referred in the opening
paragraph of the notice to pollution of adjacent properties, which is said by
the Appellant to refer to the
definition of land pollution in the POEO Act, does
not mean the notice must be directed to land pollution only. While the opening
words refer to pollution of adjacent properties that is general wording which
could cover a range of pollution, including water pollution.
17 Clean up
notices while provided for under statute are not intended to be drafted by
lawyers but by officers of a regulatory authority
who may or may not have legal
training. Provided the notice is unambiguous and clear in what it seeks to
achieve, as this does, an
approach akin to strict legal drafting should not be
applied. That imposes an unrealistic burden on those drafting such notices.
The
Appellant is unsuccessful on this ground.
(b) No reasonable suspicion
of water pollution – jurisdictional fact
18 A further
jurisdictional fact said not to be satisfied by the Appellant was that there was
no basis on which Mr Nelson could have
reasonably suspected that pollution was
likely to occur when he visited the property on 16 August 2006 and when he
issued the clean
up notice on 17 August 2006. There was no rain on 16 August
2006. The Appellant told Mr Nelson that he was going to put up controls
and use
geo-tech style fabric and mulch when the work was completed. The clearing work
was almost complete when Mr Nelson came onto
the site. The measures required by
the clean up notice were undertaken after Mr Nelson left the site on the same
day. It should have
been obvious to Mr Nelson that the works and therefore the
erosion control measures would be implemented either that day or shortly
thereafter. The Appellant told Mr Nelson that it was impossible to erect
sediment control fences when the whole property was covered
by camphor laurel
trees (transcript p 28). At the time the clean up notice was issued on 17 August
2006 there was no possibility
of a pollution incident occurring because all the
erosion control measures specified in the notice were in place.
19 In
order to have a reasonable suspicion Mr Nelson had to be aware of all reasonable
facts, including by making proper inquiries
about what and when erosion control
measures were to be implemented. He failed to ask the Appellant when he was
going to implement
erosion control measures. If he had asked he would have been
told that was to be done that day.
20 The Respondent submitted that
there was clear evidence on which Mr Nelson was able to form a reasonable
suspicion that a pollution
incident had occurred, as defined in the POEO Act. It
includes circumstances where there is likely to be an escape of a substance
as a
result of which pollution has occurred or is likely to occur. Pollution includes
placing matter where it is likely to be washed
or blown into any water, drain or
gutter designed to receive stormwater. “Likely” was held by the
Court of Appeal in
Pace Farm Eggs Products Pty Limited v Newcastle City
Council [2006] NSWCCA 403 ; (2006) 151 LGERA 260 at [54] – [69] per Handley JA, Kirby J
concurring, to mean a real and not remote chance or possibility, rather than
more probable than
not. That Mr Nelson was able to reach such a suspicion is
clear from his witness statement where he states what he saw when he arrived
at
the property and as shown in the photographs taken on 16 August 2006 by Mr
Davies in exhibit 3. There were large areas of exposed
soil and fallen
vegetation including trees. The site was sloping, steeply in some places and a
waterway and drain were in close proximity.
There were no measures in place to
control erosion when he arrived. He stated that he considered:
it was
likely that in the event of wind or rain the disturbed and upturned soil was
likely to be washed off the site into neighbouring
land and/or into the nearby
waterway. (exhibit 1).
His evidence should be accepted in the
absence of any challenge in the Local Court. The measures put in place after Mr
Nelson left
the property support the measures required in the clean up notice.
The soil had been placed so that it was likely to be washed or
blown into the
drain and/or waterway and there was a set of circumstances where it was likely
that soil would escape to the drain.
21 It is Mr Nelson’s
intentions when issuing the clean up notice that are relevant not those of the
Appellant. If the Appellant’s
argument is accepted anybody could avoid a
clean up notice simply by promising to do the necessary work. The argument that
it was
impossible to erect a sediment fence earlier is irrelevant because the
relevant time was when Mr Nelson inspected the site on the
afternoon of 16
August 2006 and it was not impossible at that stage.
Finding
22 I essentially agree with and adopt the
Respondent’s arguments as set out at par 20 – 21. Further, I would
expect that
the formation of a reasonable suspicion of a pollution incident must
be arrived at close to the time of issuing a clean up notice.
Whether that has
occurred must depend on the circumstances of a particular case.
23 The
decision to issue the notice was made by Mr Nelson at 3pm on 16 August 2006
before the erosion controls were put in place on
the property. That is reflected
in the opening paragraph of the notice. In Mr Nelson’s witness statement,
extracted in part
at par 11, he issued a verbal clean up order on 16 August 2006
and said that he would follow that order up with a written clean up
notice.
Verbal clean up orders are provided for by s 93 of the POEO Act. Section 93(4)
states that such directions have the same
effect as a written notice. He issued
the written clean up notice the subject of these proceedings on 17 August 2006.
While there
was some debate about whether the verbal direction on 16 August 2006
was a valid clean up notice because it lacked a time frame in
which to do the
work, I do not need to resolve that issue. Mr Nelson issued a verbal order,
confirming that he arrived at a reasonable
suspicion that a pollution incident
as defined in the POEO Act would occur at 3pm on 16 August 2006. That suspicion
was the foundation
for issuing the written clean up notice the next day. There
is no evidence that Mr Nelson knew the work had been completed when he
issued
the written notice on 17 August 2006. The Appellant did not tell him. There was
no obligation on him to further enquire after
the visit on 16 August 2006 about
whether measures had been implemented. The Appellant is unsuccessful on this
ground.
(ii) Failure to accord procedural fairness
24 In the
course of oral submissions the Appellant’s counsel also relied (without
notice) on an additional ground of failure
to accord procedural fairness,
relying on Cauchi. In Cauchi McClellan J held that a s 91 clean up
notice was invalidly issued because procedural fairness had not been accorded to
the recipients
of the notice. The recipients were not told that the council
intended to issue a clean up notice so that they could make submissions
before
that occurred. The lack of procedural fairness alleged by the Appellant was Mr
Nelson failing to ask the Appellant when the
erosion control measures of
installing sediment fences and mulching were intended to be put in
place.
Finding
25 I agree with the Respondent’s
submission that there was no lack of procedural fairness in this matter. Whether
there is a
breach of procedural fairness must always depend on the particular
circumstances and the statutory context for the issuing of clean
up notices.
That context was usefully discussed in Cauchi at [24] – [25] where
his Honour noted that there is no right of appeal against a clean up notice but
that it could be applied
in a range of circumstances including emergency
situations. McClellan J also stated at [53] that he was not establishing a
statement
of general application in relation to the obligation to accord
procedural fairness because of the wide range of circumstances in
which such
notices are issued. I consider the circumstances of that case are quite
different to this matter. In Cauchi very large amounts of fill were
brought on to a property over an extended period which was very costly to
remove. This case concerns
straightforward erosion control measures which the
Appellant told Mr Nelson he intended to implement at the end of the
job.
26 In this case according to Mr Nelson’s witness statement set
out in part at par 11, Mr Nelson attended the site and saw it
was in a state
which gave rise to a reasonable suspicion that pollution was likely to occur. He
spoke to the Appellant and raised
his concerns with him. The Appellant had the
chance to respond and did so. The circumstances do not suggest there was a
further obligation
on Mr Nelson to inquire when the erosion control measures
would be put in place. It is not obvious that even if he had and was told
it
would be done that day that would suggest he should not have issued the clean up
notice. The effect of the notice is to require
preventative action in a certain
time frame. If the Appellant was going to do the work anyway it placed an
obligation on him to do
it in a certain time. If the Council officer has formed
a reasonable suspicion of a pollution incident occurring then he is able
to
issue a notice if he considers it necessary to do so.
27 The POEO Act
does not specify any particular procedures must be followed subject to the
general requirement that procedural fairness
must be accorded. There is no
obligation on Mr Nelson to provide an opportunity to the Appellant to undertake
the measures and return
to establish that these have been undertaken before
deciding to issue a notice. Such an obligation would place an unworkable burden
on local council officers exercising their powers to issue a clean up
notice.
28 To the extent there is an unreasonable burden placed on the
recipient of the clean up notice by the imposition of the administrative
fee
that can be alleviated by applying for time to pay or for a fee waiver under s
94(3). The Appellant is unsuccessful on this ground.
(iii) Notice
issued beyond power
29 The Appellant argued that the issuing of a clean
up notice was beyond power if it required unreasonable clean up action when the
terms of the statute are considered. Section 91(1) refers directly to clean up
action where a regulatory authority reasonably suspects
that a pollution
incident has occurred. “Reasonably suspected” in s 91 suggests that
the action must be reasonable in
all the circumstances. Further the clean up
action must not be manifestly unreasonable in the Wednesbury sense; see
Associated Provincial Picture Houses Ltd v Wednesbury Corporation [1947] EWCA Civ 1; [1948]
1 KB 223. Mr Nelson failed to properly exercise his discretion due to his lack
of experience or understanding of sediment fencing. His oral
evidence in the
Local Court was that he had no experience in constructing sediment fences. In
the conversation he had with the Appellant
when he attended the property on 16
August 2006 he referred to the need for the installation of fences before the
Appellant did the
works but that was physically impossible to achieve given the
presence of camphor laurel trees.
30 The Respondent argued that the
Appellant must overcome a high hurdle to establish the requisite level of
unreasonableness. There
is no basis to argue the measures required by the notice
were unreasonable. They were clearly considered necessary by both Mr Nelson
and
the Appellant who intended to implement them, according to what he told Mr
Nelson. It is irrelevant to consider whether they
were impossible to implement
beforehand, rather Mr Nelson arrived to find that none were in place. At the
time he formed the view
that they were necessary the measures could have been
implemented.
Finding
31 For the reasons stated by the
Respondent (par 30) this ground also fails. Mr Nelson expressed the view to the
Appellant that the
erosion control measures should have been put up earlier,
which view the Appellant contests on the basis that was not physically
possible
to achieve. As submitted by the Respondent, the measures were able to be
implemented at the time Mr Nelson attended the
property on 16 August 2006. The
measures required in the notice are not unreasonable in the statutory context
and/or in a Wednesbury sense in these circumstances. The Appellant is
unsuccessful on this ground.
32 The notice is valid and a breach of s
94(4) by the Appellant occurred. There is no basis on which to overturn the
conviction of
the Local Court. The appeal against conviction is
dismissed.
Appeal against sentence
33 The Appellant also argued
that the sentence imposed by the magistrate was too harsh and asked that the
sentence be set aside. His
counsel argued that no behaviour bond should be
imposed. The offence was trivial and there is no evidence of environmental harm.
The Appellant wanted to engage in a collateral attack on the clean up notice
because he did not believe it should have been issued.
34 The Respondent
referred to sentencing principles in s 3A of the Sentencing Procedure Act,
Camilleri's Stock Feeds Pty Ltd v Environment Protection Authority (1993)
32 NSWLR 683 and s 241 of the POEO Act which identifies matters to be considered
in imposing penalty. The maximum penalty is 200 penalty units
under s 94 of the
POEO Act, $22,000 as one penalty unit equals $110 under s 17 of the Sentencing
Procedure Act. This is a substantial
penalty demonstrating the legislature does
consider it is important. There is no environmental harm caused by the offence,
which
is an objective and mitigating factor. However in terms of the
Appellant’s state of mind, he deliberately chose not to pay
the fee. Nor
did he apply to waive the fee despite this being referred to by Mr Nelson on 18
August 2006 in conversation with the
Appellant. There is a need for deterrence
in relation to upholding the integrity of the planning and development system;
see Advanced Arbor Service Pty Ltd v Strathfield Municipal Council [2006]
NSWLEC 485.
35 Subjective factors which favour the Appellant are the lack
of prior convictions from which the Court may infer he is of good character.
He
has not shown remorse however. Further, the Appellant could have avoided
committing the offence by paying the fine or applying
for it to be waived.
Finding on sentence
36 The Appellant has not placed before me
any material specific to the sentencing considerations identified in s 21A of
the Sentencing
Procedure Act or in s 241 of the POEO Act. It is agreed there has
been no environmental harm caused as a result of the offence. Essentially
his
counsel has made brief submissions that the magistrate imposed an unnecessarily
harsh sentence because the offence is trivial.
While I must consider this matter
anew in this appeal it is instructive to consider the magistrate’s
reasoning, particularly
as there is no material before me that was not before
the magistrate. The magistrate’s reasons for imposing the good behaviour
bond of 12 months was that the Appellant was continuing to undertake similar
work and an element of deterrence was necessary. “The intention... is
to regulate and ensure that he complies with EPA requirements throughout the
business that he conducts in this
area” (transcript p
39).
37 There is nothing presented to me by the Appellant which suggests
I should overturn the sentence imposed by the magistrate. As submitted
by the
Respondent the maximum penalty does suggest the offence is not trivial albeit
that the amount of the clean up notice administrative
fee is relatively small.
The aim of clean up notices is clearly to require prompt action to be taken to
protect the environment and
to enable a regulatory authority such as local
council to cover the cost of issuing such notices. The notices are an important
part
of the regulatory framework for environmental protection under the POEO
Act. There was a deliberate decision by the Appellant not
to pay the fee. He
continues in the same area of work as gave rise this offence.
38 There
is utility in the magistrate’s decision to require a good behaviour bond
of 12 months in these circumstances and I
do not consider it is harsh. An order
discharging the person on condition of the imposition of a good behaviour bond
under s 10(1)(b)
of the Sentencing Procedure Act may be made if the Court is
satisfied under s 10(2) that it is inexpedient to inflict any punishment
other
than nominal punishment (subsection (a)) or that it is expedient to release the
person on a good behaviour bond (subsection
(b)).
39 Another matter
suggesting I should not reduce the sentence imposed is that the Appellant did
not apply for a waiver of the administrative
fee as provided under s 94(3) of
the POEO Act. This was specifically referred to by Mr Nelson in a conversation
with the Appellant
on 18 August 2006. It is also stated on the last page of the
clean up notice he received. If his primary objection to the notice
was the
payment of the administrative fee, as his counsel submitted, that was an obvious
avenue he failed to avail himself of. There
is no explanation of why he did not
apply for a waiver. Rather he has pursued a collateral attack on the notice as a
point of principle
and has been unsuccessful.
40 The appeal against
sentence should be dismissed.
Costs
41 Under s 49(4) of the
Appeal and Review Act the Court can order costs as seem just. The Respondent has
argued that if the appeal
fails costs should follow the event. The
Appellant’s counsel has essentially agreed with that proposition. Section
70 concerning
limitations on the award of costs against public prosecutors is
not relevant. Under s 72 of the Appeal and Review Act the Court must
order costs
be paid to the registrar of the original Local Court within a stated time. In
the absence of any circumstance suggesting
that costs should not follow the
event, the Appellant having been entirely unsuccessful should pay the
Respondent’s costs of
these proceedings. I will allow two months (60 days)
to pay those costs to the Kempsey Local Court.
Orders
42 The
Court makes the following orders:
1. The appeal against conviction is
dismissed.
2. The appeal against sentence is dismissed.
3. The Appellant
is to pay the Respondent’s costs of the appeal as agreed or assessed to
the registrar of the Kempsey Local
Court within 60 days of the amount of costs
being either agreed or assessed.
AustLII:
Copyright Policy
|
Disclaimers
|
Privacy Policy
|
Feedback
URL: http://www.austlii.edu.au/au/cases/nsw/NSWLEC/2008/306.html