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Peter Whalley Homes Pty Ltd v Queensland Building and Construction Commission [2020] QCAT 454 (16 November 2020)
Last Updated: 2 December 2020
QUEENSLAND CIVIL AND
ADMINISTRATIVE
TRIBUNAL
CITATION:
|
Peter Whalley Homes Pty Ltd v Queensland Building and Construction
Commission [2020] QCAT 454
|
PARTIES:
|
PETER WHALLEY HOMES PTY LTD (applicant)
|
|
v
|
|
QUEENSLAND BUILDING AND CONSTRUCTION COMMISSION
(respondent)
|
APPLICATION NO:
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GAR112-16
|
MATTER TYPE:
|
Building matters
|
DELIVERED ON:
|
16 November 2020
|
HEARING DATE:
|
25 September 2019
|
HEARD AT:
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Townsville
|
DECISION OF:
|
|
ORDER:
|
The decision of the Queensland Building and
Construction Commission dated 8 April 2016 to issue Peter Whalley Homes Pty Ltd
with a
Direction to Rectify No. 42267 to rectify building work said to be
defective or incomplete is set aside and substituted with the
decision that in
the circumstances it would be unfair to give that direction.
|
CATCHWORDS:
|
PROFESSIONS AND TRADES – BUILDERS – STATUTORY POWER TO REQUIRE
RECTIFICATION OF DEFECTIVE OR INCOMPLETE BUILDING WORK
– where applicant
constructed a kit home – complaints of defective building work –
investigation by regulator –
applicant directed to rectify building work
– direction to rectify withdrawn and converted to request to rectify
defects –
re-inspection of dwelling showed no further action required by
regulator – internal review by home owners – direction
to rectify
reinstated – internal review identified a Category 1 defect in the
dwelling – applicant issued with a direction
to rectify – whether
building work was defective – whether it would be unfair to direct the
applicant to rectify building
defects
PRACTICE AND PROCEDURE –
EVIDENCE – EXPERT EVIDENCE – joint expert report – where
competing opinions and assessments
expressed by each expert – competing
expert evidence – whether an examination is required of the substance of
opinions
expressed – primary duty of the Tribunal – Tribunal not
bound by the rules of evidence – whether a discretion should
be exercised
to accept hearsay evidence which unnecessarily disadvantages a party
Queensland Building and Construction
Commission Act (1991 (Qld), s 3(a)(ii), s 3(b), s 72, s 72(5), s 87 and
Schedule 2.
Queensland Civil and Administrative Tribunal Act 2009 (Qld), s 18, s
19, s 20, s 20(1), s 20(2), s 21, s 24(1), s 28(2), s 28(3)(a), s
28(3)(b), s 28(3)(c), s 32Alsco Pty Ltd v VICA Mircevic [2013] VSCA
229Boland v Yates Property Corporation Pty Ltd [1999] HCA 64; (1999) 74 ALJR
209Drake v Minister for Immigration and Ethnic Affairs (1979) 24 ALR
577G & A Lanteri Nominees Pty Ltd v Fishers Stores Consolidated Pty
Ltd [2007] VSCA 4Holtman v Sampson [1985] 2 Qd R
472Kehl v Board of Professional Engineers of Queensland [2010] QCATA
58Kioa v West [1985] HCA 81; (1985) 159 CLR 550Makita (Aust) Pty Ltd v
Sprowles [2001] NSWCA 305; (2001) 52 NSWLR 705, 743. McNab Constructions Australia Pty
Ltd v Queensland Building Services Authority [2010] QCA 380Pappas v
Queensland Building Services Authority [2002] QDC 290Q M Properties
Pty Ltd v Belscorp Pty Ltd [2019] QCA 138 Queensland Building and
Construction Commission v Whalley [2018] QCATA 38Shi v Migration
Agents Registration Authority [2008] HCA 31; (2008) 235 CLR 286Spencer v The
Commonwealth (1907) 5 CLR 418 The Commonwealth v Milledge [1953] HCA 6; (1953)
90 CLR 157The King v The War Pensions Entitlement Appeal Tribunal and
Another; ex parte Bott (1933) 50 CLR 228
Whalley v Queensland Building and Construction Commission [2017]
QCAT 15
|
|
|
Applicant:
|
P Whalley
|
Respondent:
|
R Ensbey, Special Counsel, Gadens Lawyers
|
REASONS FOR DECISION
Introduction
- [1] The
applicant in this matter is Peter Whalley Homes Pty Ltd (‘the
applicant’). The applicant’s principal is
Peter Benjamin Whalley
(‘Mr Whalley’). The respondent is the Queensland Building and
Construction Commission (‘QBCC’).
- [2] On 28 March
2013, the applicant entered into a contract with Vic and Kerry Riella
(‘the owners’) for the construction
of a kit home at in the suburb
of West End, Townsville (‘the
house’).[1]
- [3] The work
commenced on or about 11 July 2013 and was completed on or about 10 December
2013. On 16 June 2014, the owners lodged
a complaint with the QBCC in relation
to alleged defective work carried out by the applicant at the
house.[2]
- [4] After
undertaking an investigation into the owners’ complaints, the QBCC decided
to issue the applicant with a direction
to rectify and/or complete work carried
out to the owners’ house.[3]
The applicant seeks a review of that
decision.[4]
The
Tribunal’s role
- [5] Conditional
on the provisions of the Queensland Building and Construction Commission Act
1991 (Qld) (‘QBCC Act’), the Queensland Civil
and Administrative Tribunal Act 2009 (Qld) (‘QCAT Act’)
and the Queensland Civil and Administrative Tribunal Rules 2009 (Qld)
(‘QCAT Rules’), Tribunal proceedings are conducted at the
discretion of the Tribunal. When exercising that discretion, the Tribunal is
obliged to apply fair procedures that are adapted to the circumstances of each
particular case.[5] The rules of
natural justice must be complied
with,[6] and accordingly, the Tribunal
must act fairly.[7]
- [6] A crucial
point the Tribunal should be mindful of is that unlike a judicial review, the
Tribunal’s function in administrative
or merit reviews is to review the
decision, not the process by which it was arrived at, nor the reasons for making
it. Accordingly,
the Tribunal is not required to identify an error in either
the process or the reasoning that led to the decision being made and
there is no
presumption that the original decision is
correct.[8]
- [7] In the
conduct of the proceedings, the Tribunal has the discretion to inform itself in
any way it considers appropriate,[9]
and although the Tribunal is not bound by the rules of
evidence,[10] this does not
generally mean that those rules should be overlooked. Every effort or attempt
must be made to administer substantial
justice and the Tribunal should not
ignore those rules and resort to methods of inquiry that unnecessarily places
one party at a
disadvantage whilst favouring the evidence of the other
party.[11]
- [8] Returning to
the QBCC Act, an objective of this legislation is to achieve a reasonable
balance between the interests of building contractors and
consumers.[12] A further objective
is to provide remedies for defective
work.[13]
- [9] As the
applicant does not agree with the QBCC’s decision to issue a direction to
rectify the building work,[14] the
QBCC Act provides an opportunity for the applicant to apply to the
Tribunal for a review of that
decision.[15] By undertaking that
review, the Tribunal effectively ‘stands in the
shoes’[16] of the original
decision maker, and the review must be a fresh hearing on the merits of the
application.[17] Any decision
reached by the Tribunal must be based on the material before the Tribunal at the
time of the review hearing[18] with
a view of reaching the correct and preferable
decision.[19]
- [10] Besides
being a party to these proceeding, the QBCC has a distinct role to play. It is
obliged to use its best endeavours to
assist the Tribunal to reach the correct
and preferable decision. Although the QBCC’s role may be non-adversarial,
and it is
obliged to assist the Tribunal, this does not automatically mean the
QBCC cannot thoroughly test the evidence relied upon by the
applicant.[20]
- [11] In regard
to a determination on the merits of the application, it is theoretically
conceivable that in some proceedings there
may be many months or even a year or
more since the original decision was made, as it has occurred in this matter.
Therefore, it
is only logical that when reaching a determination of what is the
correct and preferable decision, the Tribunal is generally obliged
to have
regard to the best and most current information
available.[21] Therefore, the
question for the determination of the Tribunal is not whether the original
decision was the correct or preferable
one on the material before the original
decision maker, but rather whether the Tribunal’s decision is the correct
or preferable
one based on the material before the Tribunal at the
hearing.[22]
- [12] In arriving
at a conclusion of what is the correct and preferable decision, there is a
discretionary authority for the Tribunal
to either confirm or amend the
QBCC’s decision; or set aside the QBCC’s decision and substitute
that decision with its
own decision; or set aside the QBCC’s decision and
return the matter for consideration to the QBCC with directions the Tribunal
considers appropriate.[23]
Background
- [13] The
applicant constructed a kit home for the owners at their property. Because the
owners were dissatisfied with some of the
workmanship undertaken by the
applicant on their house, they complained to the QBCC. Thirteen items were
identified in their complaint.
- [14] The QBCC
advised the applicant of the circumstances of the owners’
complaint.[24] The applicant
responded and in doing so, addressed each of the thirteen items of complaint.
At that stage, the house had not been
handed over to the owners as they still
owed money to the applicant and other contractors who undertook work on the
house.
- [15] At a
subsequent time,[25] the QBCC
received an additional complaint from the owners relating to an alleged defect
to the painting of the internal and external
doors of the house. The applicant
was advised of the additional complaint.
- [16] The QBCC
undertook an investigation. Mr Kevin Cameron (‘Mr Cameron’), who is
the QBCC’s Building Inspector
carried out an inspection at the
house.[26] At the conclusion of his
investigation, Mr Cameron completed an Initial Inspection Report outlining his
findings and observations.[27]
- [17] Sometime
later, the QBCC arrived at a position that the applicant should rectify the
identified defects discovered at the owners’
house. Correspondence was
sent to the applicant attaching a Direction to Rectify and/or Complete No. 40354
(‘first direction’).[28]
The first direction related to the identification of two specific Category 1
defects and a single Category 2
defect.[29] They were –
(a) The kitchen server window and a number of the external windows
were not externally weather
sealed;[30]
(b) The barge capping located at the rear verandah required
flashing;[31] and
(c) The rear door jamb was not square which prohibited the installation of a
security door.[32]
- [18] Following a
meeting between the applicant, Mr Cameron and the Building Certifier, Mr Milton
Stennett (‘Mr Stennett’),
it was determined that the first direction
would be withdrawn and replaced with a Request to Rectify. Correspondence was
sent to
both the applicant and the owners attaching a copy of the Request to
Rectify.[33]
- [19] At a later
time,[34] Mr Cameron returned to the
house and carried out a re-inspection to assess the status of the rectification
work carried out by the
applicant. Subsequently, Mr Cameron completed a
Re-Inspection Report in which his findings and observations were
noted.[35] An observation of this
report shows that Mr Cameron specifically noted that the QBCC proposed to take
no further action unless the
windows failed and allowed water
penetration.[36]
- Resulting
from that re-inspection and the Re-inspection Report, the QBCC sent
correspondence to the owners and the applicant advising
that because Item 1 was
a Category 2 defect, the QBCC were not notified by the owners within the
required time period which applied
to that
category.[37] Therefore, the QBCC
would not be issuing a Direction to Rectify to the applicant for this item. In
relation to the remaining two
items of the Request to Rectify, the QBCC
determined that those items had been satisfactorily rectified by the
applicant.[38]
- [21] The owners
were dissatisfied with that outcome and applied for an internal review of the
QBCC’s decision.[39] In
undertaking the internal review, the QBCC’s Senior Technical Internal
Review Officer and Building Inspector, Mr Stephen
Ferguson (‘Mr
Ferguson’) carried out an inspection of the house. A further Inspection
Report was completed outlining
Mr Ferguson’s findings and
observations.[40]
- [22] It was
later determined by Ms June Blaney (‘Ms Blaney’), the QBCC’s
Internal Review Officer[41] that the
applicant had carried out defective building work in relation to window head
flashings.[42] It was recommended
that a direction to rectify should be issued to the applicant.
- [23] Correspondence
was then sent to the applicant attaching a Direction to Rectify and/or Complete
No. 40913 (‘second
direction’).[43] However, in
error, this direction was left blank. No description was provided of the
building work to be rectified.[44]
- [24] After
discovering the QBCC’s error in omitting the particulars of the building
work to be rectified, the applicant wrote
to the QBCC and identified this
error.[45] He also pointed out that
he had earlier emailed the QBCC’s Internal Review Officer where he asked
two questions; did the windows
leak?, and had there been a complaint by the
owners that the windows leaked? He suggested that he had not received a reply
to those
questions.[46]
- [25] It would
seem that the direction inadvertently omitted from the second direction related
specifically to a single defect –
- The
construction of the external facade of the dwelling is not in accordance with
the Building Code of Australia Part 3.5.3.6 in that
flashings have not been
installed to the openings in the wall.
- [26] In
responding to the applicant’s correspondence where the error in the second
direction was identified, the QBCC apologised
for the oversight in not attaching
the details of the direction. An extension of time was provided for the
applicant to comply with
the direction.
- In
that letter, the QBCC confirmed to the applicant that it considered that the
windows did not comply with or satisfy the requirements
of the Building Code of
Australia[47] (‘the building
code’). Although the QBCC recognised that the applicant’s argument
that the construction method
is an alternative solution, the QBCC’s
position was that no relevant documentation had been provided to show that the
construction
method had been certified as an internal solution to meet the
performance requirements of the building code.
- [28] The QBCC
acknowledged the applicant’s argument that the building work had not
failed and there had not been any water ingress.
However, the QBCC confirmed to
the applicant that the failure of building work to perform is only one factor to
be considered in
assessing whether the building work was defective.
Non-compliance with the building code is considered defective building work and
may be grounds for the issuing of a direction.
- [29] The QBCC
correctly identified to the applicant that the QBCC was responsible for
maintaining proper standards within the building
industry, and compliance with
the building code is important in ensuring that building work performs as
expected. The QBCC went
on to further indicate to the applicant that the window
items had been investigated and were subject to a formal internal review
which
found that it was appropriate for a direction to be
issued.[48]
- [30] The
applicant later provided the QBCC with an engineer’s report commissioned
from Mr Steve McKenzie (‘Mr
McKenzie’).[49] Mr McKenzie
is registered consultant engineer and is the Director of Steve McKenzie
Consulting Engineers (‘SMCE’).
He is a registered professional
engineer and a member of the Institute of Engineers Australia. He has over 40
years’ experience
as a draftsman and an engineer.
- [31] In his
report (‘the SMCE report’), Mr McKenzie identified two issues.
Firstly, he commented on what seemed to be
confusion in the notice to rectify.
This was in reference to the complaint about the kitchen server window (items 2
and 3 of the
complaint) which did not need rectification, whereas all other
windows under complaint item 3 required rectification. The second
issue related
to the QBCC insisting that the installation of the windows did not conform to
the building code. Mr McKenzie disagreed
with that assessment. He provided
certified drawings of the window installation which he showed the flashing
materials did conform
to the relevant standards.
- [32] Consequently,
the applicant did not comply with the second direction. The QBCC then wrote to
the owners to advise that the applicant’s
certifier had provided an
alternative solution, and as a consequence the second direction had been
complied with.[50] The QBCC also
wrote to the applicant advising that the QBCC at that stage reached a
determination that the direction to rectify
had been complied with. The
applicant was thanked for his co-operation throughout the investigation and
advised that no further
action will be taken in regard to this
matter.[51]
- [33] Despite
accepting that the applicant had satisfactorily rectified the defective work, it
seems that on the day prior to writing
to the applicant and advising that it
would not be taking any further action, the QBCC’s Internal Review Unit
was engaged to
undertake a second internal review. A structural engineering
company was also engaged to provide a report. That company was NJA
Consulting
Pty Ltd (‘NJA Consulting’). The purpose of the report was to give
an opinion in relation to the requirement
for window head flashings in external
walls of dwellings.[52]
- [34] Some four
months after the NJA Consulting report was completed, and almost 12 months after
the QBCC deemed that no further action
was to be taken against the applicant
because it was accepted that he had complied with the second direction, Mr
Ferguson overturned
this decision. Persuaded by the findings of NJA Consulting
report, he determined that the work undertaken by the applicant had not
been
satisfactorily rectified.
- [35] The QBCC
then wrote to the applicant advising of its latest review and its determination
to overturn that earlier
decision.[53] The QBCC then issued
a direction notice to the applicant for the defect to be rectified (‘final
direction’). The item
in the Direction to Rectify was –
Due date for completion – 16 May 2016
You are directed to rectify the following defective or incomplete building
work by the Due date for completion.
- The
construction of the external facade of the dwelling is not in accordance with P
2.2.2 of the Building Code of Australia in that
flashings have not been provided
to the wall openings.[54]
- [36] In arriving
at that decision, the QBCC considered that the direction item had not been
satisfactorily rectified on the basis
that the applicant had not –
..... complied with Part 2.2.2 of the Building Code of Australia in
that the flashings have not been provided to the top of the openings
in external
walls and there is not any evidence that an alternative solution has been
provided.[55]
- [37] Emphasis
has been placed upon a view reached that the applicant had not complied with the
building code. The building code provides
that the external wall (including
openings around windows and doors) must prevent the penetration of water that
would cause unhealthy
or dangerous conditions, or the loss of amenity for
occupants; and it must also prevent undue dampness or deterioration of building
elements.[56] The QBCC concluded
that the applicant had engaged in Category 1 defective building works as defined
in the QBCC Rectification of
Building Works Policy. The QBCC’s
explanations for that decision are discussed later in these reasons.
- [38] On the same
day that the final direction was issued, the QBCC wrote to the owners and
advised them of its decision.[57]
- [39] The
applicant applied to the Tribunal for a review of that final
decision.[58] When the matter first
came before the Tribunal, the application was considered and determined on the
papers.[59] The Tribunal’s
decision on that occasion was to set aside the QBCC’s
decision.[60] The QBCC appealed the
Tribunal’s decision. The appeal was allowed and the applicant’s
application to review the QBCC’s
decision was remitted back to the
Tribunal for reconsideration.[61]
- [40] At a later
time, the Tribunal gave directions relating to the completion of a Joint
Expert’s Report.[62] That
report was later competed by Mr McKenzie and Darren McDonald (‘Mr
McDonald’).[63]
QBCC’s Reasons for Decision
- [41] By way of
some additional background information, when providing his reasons for making
the decision to issue the notice to the
applicant, Mr Ferguson succinctly
outlined the legislative framework. That is, defective building work includes
work that is faulty
or
unsatisfactory.[64] For work that
involves the use of a manufactured product, that work may be defective if the
product has been used, constructed or
installed in a way that does not comply
with the product manufacturer’s instructions.
- [42] Mr Ferguson
then went on to differentiate what comprises Category 1 and Category 2 defective
building work. Category 1 defective
building work means defective building work
that is faulty or unsatisfactory because it does one or more of the following
–
(a) adversely affects the structural performance of a
building.
(b) adversely affects the health and safety of persons residing in or
occupying a building.
(c) adversely affects the functional use of a building.
(d) allows water penetration into the building.
- [43] Category 2
defective building work does not include defective building work other than
structural defective building work, or
Category 1 defective building work or
residential construction causing subsidence. However, it does include defective
building work
that is faulty or unsatisfactory because –
(a) it does not meet a reasonable standard of construction or
finish expected of a competent holder of a contractor’s licence
of the
relevant class; or
(b) it has caused a settling in period defect in a new building.
- [44] In
undertaking a site inspection, Mr Ferguson found that the wall openings for
windows and doors on the house had not been provided
with head flashings within
the external cladding and on top of the windows and doors. This resulted in the
applicant being directed
to rectify the defective building works, namely the
flashings. The applicant’s engineer then provided an alternative solution
indicating the installation method was an alternative provision under the
building code and therefore complied with the performance
provisions of the
building code. In submissions to the QBCC, the applicant’s certifier said
–
that as the dwelling is in a ‘C3’ wind code the
deemed to satisfy provision of the BCA are not appropriate in this instance
and
the engineers design provided compliance under the performance
provisions.[65]
- [45] Mr
Ferguson’s reasons went on to say that it was noted that the
engineer’s details were not provided as part of the
decision notice and
approved plans that the certifier lodged to the local
authority.[66] Acknowledged by Mr
Ferguson was an earlier decision by Bill Piper (‘Mr Piper’) that the
works complied with the building
code and therefore the direction had been
satisfied. Mr Piper was the Manager of the QBCC’s Service Centre at
Townsville.
- [46] However, Mr
Ferguson could not determine if Mr Piper had classed the works as complying with
the deemed to satisfy solution of
the relevant building code provisions, or
whether Mr Piper had deemed that the applicant had provided an alternative
solution under
the building code’s performance provisions.
- [47] It was also
acknowledged by Mr Ferguson that Mr Piper had indicated in his correspondence to
the applicant that there was an
alternative solution provided by the
applicant’s engineer. However, Mr Ferguson considered that the engineer
had not provided
any evidence of suitability, nor a verification method to
determine that the flashings to the openings provided an alternative solution
to
satisfy the performance requirements. Furthermore, the applicant had not
provided an alternative solution approved by the certifier,
nor had the
certifier issued a notice confirming an alternative solution to the local
authority and provided an amended decision
notice with alternative solution. An
observation of this is, within the management of its own investigation, there
was seemingly
a differing of opinions by QBCC personnel.
- [48] Undeniably,
an objective of the building code performance provisions is to protect the
building from damage caused by external
moisture entering the
building.[67] The building work
must prevent the penetration of water that could cause unhealthy or dangerous
conditions, or loss of amenity for
the occupants; and it must prevent dampness
or deterioration of building elements. Mr Ferguson noted that the certifier had
already
issued a final certificate and there was no provision within the
legislation to allow the certifier to provide and alternate solution
after the
building work had been completed and a final certificate
issued.[68]
- [49] Mr Ferguson
considered the SMCE report provided by Mr McKenzie. It was noted that the SMCE
report indicated that the in-situ
construction method of the installation of the
window to the house without an additional flashing complied with the building
code
because there was a 30 millimetre aluminium fin provided to the window
which satisfied Part 3.5.3.6 of the building code. Mr Ferguson
noted that the
applicant had not provided any evidence that the material provided to the head
of the window complied with the requirements
of the Australia
Standards[69] as detailed in the
engineer’s diagram.[70]
- [50] Reference
was then made by Mr Ferguson to the NJA Consulting
report.[71] That report considered
the requirements for flashings above windows in external walls of a domestic
construction. The report was
undertaken and completed without an actual
inspection of the owners’ house. Instead, reliance was placed upon an
appraisal
of communications between the author of the report and various
organisations, along with a number of documents relevant to this matter,
including[72] –
- Building Code of
Australia 2013;
- SMCE
report;[73]
- Owners’
email;[74]
- Bradnams
Drawing;
- Capital
Aluminium Window Flashing Installation recommendations;
- Australian
Window Association Timber Frame Head installation;
- Weathertex
Drawing;
- Building
Connection Publication “Flashing of Windows”
- AS2047;
- QBCC Inspection
Report;[75] and
- Acacia Building
Approvals email.[76]
- [51] It was
noted that although the NJA Consulting report forms part of the material relied
upon by Mr Ferguson to reach his decision,
the author of report, John Van de
Hoef (‘Mr Van de Hoef’) was not called to give evidence at the
hearing.[77] His report includes
opinions expressed by other
individuals,[78] of which he
extracted and utilised those opinions to form the basis of his own opinion. Mr
Van de Hoef goes so far as to apply to
the report information he obtained from
representatives from companies involved in the building industry during
telephone conversations,[79] and
those opinions expressed to him remained untested.
- [52] The
requirements for flashings above windows in walls of a domestic constructions
were considered in that report. In reaching
his decision, Mr Ferguson
referenced the NJA Consulting
report[80] and identified Mr Van de
Hoef’s conclusion –
Regardless of the
recommendation provided in the report prepared by SCME or the opinion provided
by the building certifier, on the
basis of the advice of the window
manufacturer, the cladding manufacturer and the Australian Window Association,
it is recommended
that a head flashing be provided to window (sic) in similar
situations to the subject site. Any failure to install a suitable window
head
flashing has the direct consequences of likely voiding the warranty that may
have been provided by either the window manufacturers
or the cladding
manufacturer in circumstances where water penetration into the dwelling is found
to occur at some point in the
future.[81]
- [53] Based on
the advice provided by the NJA Consulting report, Mr Ferguson was ultimately
persuaded to concur with Mr Van de Hoef’s
findings. That is, a flashing
was to be provided to the
window.[82] So far as accepting the
conclusions of this report, my view differs from Mr Ferguson. Although the
QCAT Act provides that the rules of evidence do not apply to proceedings
in the Tribunal,[83] the Tribunal is
afforded a discretion as to what weight should be applied to that evidence.
Notwithstanding that, a cautious approach
should be taken with respect to
accepting the findings of the NJA Consulting report and I should be mindful of
the principle of accepting
evidence that unnecessarily places one party at a
disadvantage whilst favouring the evidence of the other party. Although I
consider
that the report was fundamentally based on the opinion, comments and
theories of others, and Mr Ferguson was persuaded by its findings,
those same
factors were not determinative in the ultimate decision reached on this
occasion.
- [54] The
Tribunal’s responsibility in considering all of the information just
discussed, including the QBCC’s reasons,
is that first and foremost there
is no presumption that Mr Ferguson’s decision was
correct.[84] As the Tribunal is
effectively ‘standing in the shoes’ of Mr
Ferguson,[85] the review of his
decision must be undertaken by way of a fresh hearing on the merits of the
applicant’s application.[86]
- [55] There has
been a passing of a significant amount of time since Mr Ferguson’s
decision, and the law is well settled on the
point that the Tribunal is
generally obliged to have regard to the best and most current information
available[87] and any decision the
Tribunal reaches must be based on the material before the Tribunal at the time
of the review hearing.
- [56] Afterall,
the question is not whether Mr Ferguson’s decision was the correct or
preferable one on the material before him,
but rather whether the
Tribunal’s decision is the correct or preferable one based on the material
before the Tribunal at the
review
hearing.[88]
Issues
considered
- [57] The QBCC
Act provides a discretionary power to require the rectification of defective
building work.[89]
- [58] In
undertaking a review into this matter, consideration should be given to all the
circumstances, in particular the following
four main issues –
(a) Was the installation of the external facade on the
owners’ house building work?
(b) Was the applicant or its representative the relevant person who carried
out the building work?
(c) Was the installation of the external facade of the owners’ house
defective?
(d) Should discretion be exercised to issue a direction to the applicant?
Was the work undertaken by the applicant actually work building
work?
- [59] The
Tribunal is required to examine whether the work carried out by the applicant
was building work. Building work is defined
in the QBCC Act to consist
of a number of things, including the erection or construction of a
building.[90] A building generally
includes any fixed structure. The owners’ house is such a structure.
- [60] There is no
dispute between the parties that the work complained about was the construction
of the external facade on the house.
- [61] The
external facade is part of the house, and thus forms part of the building work
undertaken. Therefore, I am satisfied that
the construction of external facade
falls within the ambit of the definition of building work as provided within the
QBCC Act.
Was the applicant the relevant person who
carried out the building work?
- [62] The
evidence is that the applicant contracted with the owners to build their
house.[91] The applicant, being a
company[92] engaged its principal,
Mr Whalley, to undertake the building work.
- The
parties do not dispute the applicant was the building contractor for the
construction of the owners’
house[93] Therefore, I am satisfied
that the applicant is responsible for the carrying out the building work.
Was the construction of the external facade defective?
- [64] Defective
work is defined within the QBCC Act to include building work which is
faulty or unsatisfactory.[94]
- [65] There is a
requirement for the installation of the external facade to comply with the
manufacturer’s instructions and the
building code. That requirement also
extends to the installation being carried out by a suitably qualified person, in
accordance
with the installation guidelines, and in that regard, I
wholeheartedly accept that Mr Whalley was suitably qualified to carry out
the
installation of the external facade.
- [66] The
building code provides the minimum necessary requirements for safety, health,
amenity and sustainability in the design and
construction of new buildings and
as I have already referred to, the installation of the external facade must
comply with the building
code.
- Evidence
was heard from Mr Ferguson. While also being the QBCC’s original decision
maker,[95] he is currently the
QBCC’s Manager of Technical Resources. In undertaking his inquiries into
this matter, Mr Ferguson carried
out an inspection of the owners’
house.[96] He completed an
inspection report[97] which contains
his observations and comments.[98]
I note that his inspection of the owners’ house was carried out almost 15
months prior to him issuing the direction to the
applicant. I also note that
his assessment did not purely focus on the items identified in the first and
second notices, but instead
it was a revisit of all of the owners’
original complaints.
- [68] The first
complaint item investigated by Mr Ferguson related to the windows in the main
bedroom of the owners’ house.
The owners were concerned that the windows
were not set out as per the design drawings for the dwelling. The house was a
kit home
which had been provided to the applicant for construction. The
pre-nailed wall frames were set out and constructed by the kit home’s
manufacturer. It was Mr Ferguson’s opinion that the applicant had
installed the wall frames according to the design of the
house. He correctly
concluded that the applicant was not responsible for the design, nor the setting
out of the house. Therefore,
the applicant had not engaged in defective
building works in relation to this item of
complaint.[99]
- [69] The second
complaint item related to the owners’ concern about the gaps at the top or
base of the window frame. At that
time, it had been raining quite heavily and
the owners complained of moisture sitting on top of the window frame. The
owners were
also concerned about gaps between the external cladding and the
aluminium window frame and whether the building work was sufficient
to prevent
moisture or vermin entering the
house.[100]
- [70] Mr Ferguson
noted that the window subject to the complaint was located within the verandah
of the house and adjacent to the carport.
Although he was unable to fully
access the roof area, he acknowledged the roof covering and flashings appeared
to be in place.
He also found that although there were some minor gaps between
the ends of the board, the inspection identified that the cladding
boards
covered the aluminium fins of the window frame and the side flashings prevented
moisture and vermin entry to the house. Mr
Ferguson noted that a head flashing
had not been provided to the window, however the cladding had been installed in
accordance with
the manufacturer’s specification. There seem to be no
identifiable issues with regard to the workmanship relating to this
complaint,
and Mr Ferguson was satisfied the building code did not include a provision in
relation to vermin proofing.
- [71] In regard
to the third complaint item, the owners were concerned that the tops and the
base of the windows to the house had
not been sealed to prevent the ingress of
moisture and vermin into the house. Mr Ferguson found that there were some
minor gaps
between the ends of the board, however the cladding boards were
provided as part of the kit home and they covered the aluminium fins
of the
window frame and the side flashings preventing moisture entry to the house. The
cladding boards were installed in accordance
with the manufacturer’s
specifications and he was not able to find any evidence of moisture ingress or
vermin entry into the
house.
- [72] However, he
found that it was evident that the head flashings had not been provided to the
tops of the aluminium windows. It
was noted that the windows of the bedroom and
living area were located under the verandah overhang. Overhang measured 2.4
metres
at the living area and 1.0 metre at the bedrooms. The rear window had
not been provided with an overhang or soffit.
- [73] It was Mr
Ferguson’s opinion that a requirement of the building code’s
performance requirement indicated that external
walls must prevent water ingress
into a dwelling.[101] He further
opined that the building code’s acceptable construction method indicated
that a flashing installed to an external
opening must satisfy the performance
requirement of the building
code.[102] His report on this
complaint item suggested that the applicant was not able to confirm that an
alternative solution had been provided
to achieve the performance
requirement.[103]
- [74] The fourth
complaint item related to barge capping that required fixing. At the time of Mr
Ferguson’s inspection, the
applicant had rectified that
defect.[104]
- [75] In respect
of the fifth complaint item, this related to a suggestion that the short edge
flooring boards to the verandah was
not secured. Mr Ferguson was of the opinion
that the applicant had installed the decking boards in accordance with the
Timber Queensland
Timber Deck data sheet and he was convinced that there were no
concerning issues relating to this
complaint.[105]
- [76] In regard
to complaint items 6 to 11, Mr Ferguson was of the view that no further action
was required in regard to those
complaints.[106]
- [77] Complaint
item 12 related to the concern raised by the owners about the method used to
nail the flooring to the verandah. Mr
Ferguson identified that the components
were provided as part of the kit home and the applicant appropriately installed
the flooring.
- [78] In respect
to complaint item 13, it was established that the applicant had installed the
window in accordance with the manufacturer’s
specification and this was
not deemed to be defective building
works.[107]
- [79] In
conclusion, Mr Ferguson’s investigation established that the only
complaint item where a direction was required to be
given to the applicant
related to complaint item 3. This related to what Mr Ferguson viewed as a
failure of the applicant to construct
the external facade of the dwelling in
accordance with the building code. That is, the flashing had not been installed
to the openings
in the wall.[108]
- [80] A common
theme in the complaints raised by the owners about the windows was a concern of
water ingress into the house. Mr Ferguson
was not aware of any complaint by the
owners that they had experienced any ingress of water. Nor was there any
evidence to support
any hypothesis that water ingress had occurred.
Nevertheless, in response to those points, Mr Ferguson was of the view that he
would
expect that the flexible sealant installed to the window was providing a
short-term preventative measure in lieu of the long-term
protection afforded by
a flashing system.[109] In his
opinion, moisture may still be affecting the building elements and not
presenting to the interior of the dwelling, although
it is noted that there is
no tangible evidence presented to the Tribunal to support that theory.
- [81] Mr Ferguson
confirmed that although he had undertaken an inspection of the house, in
particular the window which he deemed was
defective building work, he was not
able to determine which method of construction was utilised by the applicant in
relation to that
window. However, he was firm in his opinion that he was able
to determine that the suitable flashing had not been provided regardless
of what
construction methodology was
utilised.[110]
- [82] Mr
Stennett, an accredited building certifier, told the Tribunal that he had the
opportunity to read the QBCC’s reasons
for its decision. He specifically
referred to paragraphs 58 to 67 of those reasons which discuss the building
code’s performance
requirements.[111] The QBCC
inferred –
The building, being in a cyclonic location, is
located in an area with a design wind speed of more than NS. 3.5.3.1(d) applies
regardless
of the design wind speed for buildings in the area. The limitation
in 3.5.3.1(a) applies to the installation of wall cladding in
accordance with
3.5.3.1(b). To interpret 3.5.3.1 otherwise would be to place a lesser
requirement for the weatherproofing of buildings
in cyclonic
areas.[112]
- [83] In respect
to what was applicable for the wall cladding to the owners’ house, Part
3.5.3.1 of the building code provides
that compliance with this part of the
building code satisfies the performance requirement P2.2.2 for wall cladding,
providing that
–
(a) the building is located in an area with
a design wind speed of not more than W41; and
(b) wall cladding is installed according to the appropriate part of the
building code for the type of cladding utilised; and
(c) .......
(d) Openings in cladding are flashed in accordance with Part 3.5.3.6.
- [84] Part
3.5.3.6 of the building code provides that for flashings to wall openings, the
openings in external wall cladding exposed
to the weather must be flashed as
follows:
(a) All openings must be adequately flashed using materials
that comply with AS 2904.
(b) Flashings must be securely fixed not less than 25mm under the cladding
and extend over the ends and edges of the framing of the
opening.[113]
- [85] In Mr
Stennett’s opinion, those provisions of the building code are only
relevant where the dwelling is located in an area
with a design wind speed of
not more than N3, and the owners’ house was located in an area with a
design wind speed of more
than N3. He went on to opine that therefore, because
the owners’ house existed in a design wind speed area, those provisions
of
the building code relied upon by the QBCC do not
apply.[114]
- [86] Mr Stennett
explained his reasoning by adopting the verification methods provided for in
Part V2.2.1 of the building code. He
said that for the purposes of compliance
with the relevant provisions of the building code, his assessment was that when
the owners’
house was compared to the relevant risk factor score scale
displayed in Part 2.2.1(a), the house had a high risk score of 1.
- [87] Mr
Stennett’s overall opinion was that the windows of the owners’ house
were fully compliant with the building code
performance requirements. His
opinion, in my view, warrants consideration.
- [88] When Mr
McKenzie gave evidence, he was primarily of the opinion that the flashing on the
subject window complied with 3.5.3 of
the building code and he disagreed with
any suggestion that it did not comply.
- [89] In his SMCE
report, Mr McKenzie expressed an opinion that he found it odd that the kitchen
server window did not need rectification,
but the window subject to the
complaint required rectification. He went on to express a view that the main
issue appears to be the
QBCC’s representatives insisting that the
installation of the windows did not conform with the building code’s
recommendations.
In his opinion, he found those assertions incorrect.
- [90] Mr McKenzie
went on to explain that the glazing at present conforms to the building code
performance requirement P2.2.2 (weatherproofing)
as well as the building code
3.5.3.6 (flashings to wall openings). He added a certified sketch to his report
regarding the installation
of aluminium framed windows to timber framing. He
pointed out that both a perimeter flashing and building paper had been installed
around the opening for a minimum of 300mm compliance with building code
3.5.3.6(a). He also said that the aluminium glazing frame
has a fin to the
perimeter which is 30mm long and this satisfies building code 3.5.3.6(b).
- [91] Furthermore,
he expressed a view that he disagreed with the opinions arrived at by the
QBCC’s representatives. His attached
certified drawings of the window
installation showing that the flashing material conformed with AS/NZS 2904
– Damp-proof courses
and flashings, as well as complying with part 1.2
– Acceptance of design and construction of the building code.
- [92] Mr
McKenzie’s overall opinion in this matter was based on two things. His
historical observations of the building and
his experience as an engineer. He
accepted that he had not carried out any testing and he had not inspected the
windows during their
installation. He relied upon the advice provided to him
from Mr Stennett regarding the actual method used by the applicant to install
the windows. Pausing at this point, I note that although Mr McKenzie may not
have inspected the windows during their installation,
nor had any experts relied
upon by the QBCC undertaken any inspection of the windows during installation.
- [93] Mr McKenzie
had also been engaged by the applicant as an expert for the compilation of the
joint experts’ report.[115]
In compliance with the Tribunal’s directions, a joint experts’
report was completed by Mr McKenzie and Mr McDonald.
When asked to give an
opinion about whether the window conformed to the building code requirements
P2.2.2 (weatherproofing) as well
as 3.5.3.6 (flashings), Mr McDonald considered
that the window installation did not comply with the deemed to satisfy
provisions.[116] Whereas Mr
McKenzie indicated that he relied upon expert judgement in the absence of any
other test data to conclude the window
installation (window with no head
flashing) complied with the
requirements.[117]
- [94] In regard
to the flashing methods used and whether they complied with the standard deemed
to comply provision, and whether the
flashings as installed satisfy the
performance provisions, both experts had differing views. Mr McDonald’s
response was not
a did not comply whereas Mr McKenzie said that they
did.
Discussion
- [95] It is
evident that there are competing views expressed by the experts engaged by both
parties. The issues concerning competing
evidence has been the subject of
discussion in many jurisdictions and if evidence tendered as expert opinion
evidence is to be admissible,
it must be agreed or demonstrated that there is a
field of specialised knowledge. There must also be an identified aspect of the
field in which the witness demonstrates their specified training, study or
experience which allows them to become an
expert.[118] I accept that the
evidence of Mr McDonald and Mr McKenzie is expert evidence. I also accept that
the evidence of Mr Stennett should
also fall into this category.
- [96] Identified
earlier in these reasons was a common theme within the owners’ complaints
as to whether the window in question
would be susceptible to water ingress into
the house.
- [97] The
conclusion drawn by the QBCC and its experts is that any failure to install a
suitable window head flashing was not in compliance
with the building code and
the likelihood of water ingress into the owners’ house in the future. The
‘future’
is a term which is indeterminate. The life of the
owners’ house is valued at 50 years. If the term ‘future’
were
to be applied to this house, at what point does that occur, albeit the
limitation of time provided for a Category 1 defect.
- [98] The window
subject to the complaint is similar in construction to the other external
windows. There is no suggestion that they
had been constructed differently.
The cladding boards covered the aluminium fins of the window frames, the side
flashings prevented
moisture and vermin entry to the house and no head flashing
was provided. There were no discernible issues regarding the workmanship
to
those other windows.
- [99] If it is
accepted the other external windows without head flashings complied with the
relevant regulations, then weight would
have to be given to the evidence of Mr
Stennett and Mr McKenzie so far as the effectiveness of the window in question.
Another consideration
is the applicant’s argument that there was no
evidence that the window failed and allowed water ingress. Given the highly
unusual and unprecedented rain event experienced in Townsville during late
January to early February 2019, if that window in question
was defective, then
it would be expected and highly probable that those conditions would have
exposed that defect. There is no evidence
of that happening.
- [100] A further
feature of this matter is that since construction of the owners’ house,
there is no known complaint by the owners
of the house experiencing water
ingress, either through the window in question or at any other part of the
house. At best, all that
is relied upon by the QBCC was the expectation the
flexible sealant installed to the window would only provide a short-term
preventative
measure in lieu of the long-term protection afforded by a flashing
system.[119] No explanation was
provided as to the meaning of ‘short term’ and no evidence was
provided of the life span of the flexible
sealant product used by the applicant.
- [101] By the
time of the inspections carried out by the QBCC, the house had already been
constructed for over 12 months. In the interim,
it experienced a Category 1
cyclone. Notwithstanding this, there was no evidence of water ingress to the
house. In addition to
that, during the period of late January to early February
2019, Townsville experienced record rain falls unseen in that area. All
of
those events occurred ‘in the future’ after the completion of the
house. No information was provided by to the Tribunal
of any concerns of water
ingress resulting for those adverse rain conditions experienced at that
time.
- Of
interest was the opinion expressed by Mr Stennett that the window complied with
the building code,[120]
particularly regarding the construction of the house to a Category C2 wind
rating, which is a greater rating than Category N3.
- [103] It seems
that an overarching feature of this matter is the competing opinions expressed
by the various experts. In Queensland,
the courts have previously identified
that in cases where the experts differ, logic and common sense must be applied
in deciding
which expert view is to be preferred or accepted. In Holtman v
Sampson, the Queensland Court of Appeal held –
The primary duty of a tribunal is to find ultimate facts, and so
far as is reasonably possible to do so, to look not merely to the
expertise of
the expert witnesses, but to examine the substance of the opinion expressed; and
in doing so, the tribunal may not accept
the opinion of an expert witness, and
in cases where the experts differ, the tribunal will apply logic and common
sense to the best
of its ability in deciding which view is to be preferred or
which parts of the evidence are to be
accepted.[121]
- [104] The issue
relating to competing experts was canvassed by the Queensland Court of Appeal in
a more recent case. In Q M Properties Pty Ltd v Belscorp Pty Ltd the
court observed –
In considering this issue it is as well to
bear in mind some matters established by the authorities. The determination of
value is
a question of fact, to be decided upon the evidence of experts
conversant with the subject matter. Lay evidence or common sense
does not have
to be disregarded in deciding whether to accept (wholly or in part) the
competing assessments of the
experts.[122]
- [105] Identified
by the Victoria Court of Appeal in Alsco Pty Ltd v VICA Mircevic was a
method of the Tribunal’s function when faced with competing opinions. The
court observed –
When faced with competing opinions, which
are both supported by sound reasoning, the tribunal's function is to decide the
issue at
hand and that may require the tribunal to accept one opinion over the
other....
The Court went on to say –
......the tribunal's persuasion to prefer one opinion over another may well
be based on factors such as that the expert's opinion
was tested under
cross-examination, or that the opinion was given by a person eminent in his or
her field, or that the opinion was
supported by clinical
observations.[123]
- [106] Depending
upon the particular circumstances it appears that the common approach taken by
the courts is that a commonsense approach
is required having considerations so
far as justice, fairness, equity and fault are
involved.[124]
- [107] Regarding
this matter, in particular the pertinent issue relating to the window flashings,
there were competing opinions expressed
by the experts, in particular the
positions adopted by Mr McDonald and Mr McKenzie in the joint expert report.
- [108] It seems
that the test is the application of logic and common sense. In Q M
Properties Pty Ltd v Belscorp Pty Ltd the court arrived at a position that
common sense does not have to be disregarded when reaching a decision as to
whether the competing
assessments of the experts should be accepted.
Should discretion be exercised to issue a direction to the
Applicant?
- [109] It is
recognised that the Tribunal has previously found that a direction to rectify in
a legal sense is not given solely for
the benefit of the homeowner, but rather
to ensure proper standards in the
industry.[125]
- [110] Notwithstanding
that, there is a requirement for all reasonably relevant circumstances to be
considered. There is also discretion
conferred upon to the Tribunal that it is
not required to issue a direction to the applicant if the Tribunal is satisfied
that, in
the circumstances, it would be unfair to the applicant for that
direction to be given.[126] This
requires the Tribunal to consider the justice of giving such a direction, and
liberates it from giving a direction if it is
satisfied that in the
circumstances it would be
unfair.[127] Where that
discretion is exercised unfavorably, the person affected has a right of
review.[128]
- [111] Both
parties rely heavily on the opinions expressed by the respective experts. The
opinions expressed or relied upon by each
party about the quality or
effectiveness of the building work, and whether it complied with the building
code are completely opposite
in regard to the essential elements of the matter.
Quite succinctly outlined in the authorities discussed earlier, there is an
overarching
principle that when faced with competing expert evidence,
commonsense should not be discarded.
- In
applying the principle which the court arrived at in Holtman v
Sampson,[129] I have
given consideration to not merely to the expertise of the expert witnesses, but
an examination was undertaken of their evidence
about the building work to the
external facade. I accept and prefer that opinions expressed by Mr Stennett and
Mr McKenzie over
those expressed by Mr McDonald and Mr Ferguson so far as
compliance of the building work with the building code. In applying a logical,
practical and commonsense approach to the circumstances of this matter, there
has been no failure of the workmanship of the window
that contravenes P2.2.2 of
the building code.
- [113] Having
reached that conclusion, I am the satisfied that the correct and preferrable
decision is to set aside the QBCC’s
decision made on 8 April 2016 to issue
the applicant with a direction to rectify building work said to be defective or
incomplete,
and substitute that decision with the Tribunal’s own decision
that in the circumstances, it would be unfair to give that direction.
[1] QBCC’s SOR-2, pages 28
– 31.
[2] QBCC’s SOR-3, pages 32
– 50.
[3] Direction to rectify and/or
complete No. 42267 issued by the QBCC on 08/04/2016.
[4] Application filed
06/05/2016.
[5] Kioa v West [1985] HCA 81; (1985) 159
CLR 550, 585.
[6] Queensland Civil and
Administrative Tribunal Act 2009 (Qld), s 28(3)(a).
[7] Queensland Civil and
Administrative Tribunal Act 2009 (Qld), s 28(2).
[8] Queensland Civil and
Administrative Tribunal Act 2009, s 20; Kehl v Board of Professional
Engineers of Queensland [2010] QCATA 58, [9].
[9] Queensland Civil and
Administrative Tribunal Act 2009 (Qld), s 28(3)(c).
[10] Queensland Civil and
Administrative Tribunal Act 2009 (Qld), s 28(3)(b).
[11] The King v The War
Pensions Entitlement Appeal Tribunal and Another; ex parte Bott (1933) 50
CLR 228, 256.
[12] Queensland Building and
Construction Commission Act 1991 (Qld), s 3(a)(ii) and Schedule 2. A
consumer generally means a person for whom, building work is carried out.
[13] Queensland Building and
Construction Commission Act 1991 (Qld), s 3(b).
[14] Queensland Building and
Construction Commission Act 1991 (Qld), Schedule 2. Building work means and
includes the erection or construction of a building.
[15] Queensland Building and
Construction Commission Act 1991 (Qld), s 87; Queensland Civil and
Administrative Tribunal Act 2009 (Qld), s 18.
[16] Queensland Civil and
Administrative Tribunal Act 2009 (Qld), s 19.
[17] Queensland Civil and
Administrative Tribunal Act 2009 (Qld), s 20(2).
[18] Drake v Minister for
Immigration and Ethnic Affairs (1979) 24 ALR 577, 589.
[19] Queensland Civil and
Administrative Tribunal Act 2009 (Qld), s 20(1).
[20] Queensland Civil and
Administrative Tribunal Act 2009 (Qld), s 21.
[21] Shi v Migration Agents
Registration Authority [2008] HCA 31; (2008) 235 CLR 286, 299.
[22] Drake v Minister for
Immigration and Ethnic Affairs (1979) 24 ALR 577, 589.
[23] Queensland Civil and
Administrative Tribunal Act 2009 (Qld), s 24(1).
[24] By email on 24/06/2014.
[25] On 11/07/2014.
[26] The inspection was carried
out on 21/07/2014.
[27] QBCC’s SOR-10, pages
94 – 113.
[28] First Direction to Rectify
issued 15/08/2014.
[29] QBCC’s SOR-11, pages
119 – 123.
[30] Items 2 and 3 on the
owners’ QBCC complaint form; QBCC’s Initial Inspection Report /
Statement of Reasons dated 21/07/2014:
QBCC’s SOR-10, pages 96 –
99.
[31] Item 4 on the owners’
QBCC complaint form; QBCC’s Initial Inspection Report / Statement of
Reasons dated 21/07/2014:
QBCC’s SOR-10, page 100.
[32] Item 6 on the owners’
QBCC complaint form; QBCC’s Initial Inspection Report / Statement of
Reasons dated 21/07/2014:
QBCC’s SOR-10, page 103.
[33] QBCC’s SOR-12 pages
119 – 123.
[34] On 1 October 2014.
[35] QBCC’s SOR-13, pages
124 – 129. Mr Cameron’s Re-Inspection Report / Statement of Reasons
dated 24/10/2014.
[36] QBCC’s SOR-13, page
125.
- [37] Queensland
Building and Constriction Commission Board Policy provides that a Category 2
defect is one that is a non-structural defect.
Generally, for a Category 2
defect, the lodgement of a complaint has to be made within 6 months following
the completion of the
building work.
[38] QBCC’s
SOR-14, pages 130 – 146. QBC’s letter to owners dated
21/11/2014.
[39] On 09/12/2014.
[40] QBCC’s SOR-15, pages
147 – 155. Mr Ferguson’s Inspection Report dated 30/01/2015.
[41] Ms June Blaney
[42] Ms June Blaney, the
QBCC’s Internal Review Officer made this finding on 04/02/2015.
[43] Issued on 06/03/2015.
[44] QBCC’s SOR-16, pages
156 – 158. Issued 06/03/2015.
[45] QBCC’s SOR-17, pages
161 – 164. Mr Whalley’s letter dated 18/03/2015.
[46] This query was emailed to
the QBCC on 09/02/2015. QBCC’s SOR-17, page 177.
- [47] The
Building Code of Australia provides the minimum necessary requirements for
safety, health, amenity and sustainability in the
design and construction of new
buildings.
[48]
QBCC’s SOR-18, pages 178 – 179. QBCC’s letter to the
applicant dated 02/04/2015.
[49] Mr McKenzie’s
Consultant Engineer Report sent on 14/04/2015. QBCC’s SOR-20, pages 182
– 185.
[50] QBCC’s SOR-22, page
190. QBCC’s letter to the owners dated 21/04/2015.
[51] QBCC’s SOR-23, page
193. QBCC’s letter to the applicant dated 22/04/2015.
[52] QBCC’s SOR-24, pages
195 – 228. NJA Consulting Pty Ltd provided their report to the QBCC on
01/12/2015.
[53] QBCC’s SOR-25, page
229. QBCC’s letter to the applicant dated 05/04/2016.
[54] QBCC’s SOR-26, page
239. QBCC’s submissions dated 18/10/2019, page 1, paragraphs 1 – 2.
Direction to rectify
and/or complete No. 42267.
[55] QBCC’s SOR-25, page
238. QBCC’S letter to the applicant dated 05/04/2016.
[56] The Building Code of
Australia Vol 2, P2.2.2 – Weatherproofing.
[57] QBCC’s SOR-26, page
242. QBCC’s letter to the owners dated 08/04/2016.
[58] Applicant’s
application filed 06/05/2016.
[59] Pursuant to the provisions
of the Queensland Civil and Administrative Tribunal Act 2009 (Qld), s
32.
[60] Whalley v Queensland
Building and Construction Commission [2017] QCAT 15.
[61] Queensland Building and
Construction Commission v Whalley [2018] QCATA 38.
[62] Tribunal’s Directions
dated 08/05/2019.
[63] An engineer engaged by the
QBCC.
[64] Queensland Building and
Construction Commission Act (1991 (Qld), Schedule 2.
[65] QBCC’s SOR-25, page
235. The term BCA is a reference to the Building Code of Australia.
[66] The local authority is the
Townsville City Council.
[67] Building Code of Australia
– Vol 2, Part 2.2; F2.2.2 Weathering and dampness.
[68] QBCC’s SOR-25, page
236.
[69] Australian Standards 2904
– Damp-proof.
[70] QBCC’s SOR-25, page
236.
[71] QBCC’s SOR-24, pages
195 – 228. Engineering report of Mr John Van de Hoef, Engineer of NJA
Consulting Pty Ltd dated
01/12/2015.
[72] NJA Consulting Report,
dated 01/12/2015, page 1.
[73] Dated 14/04/2015.
[74] Dated 07/05/2015.
[75] Dated 27/01/2015.
[76] Dated 20/04/2015.
[77] The author of the NJA
Consulting Report was Mr John Van de Hoef, Senior Structural Engineer.
[78] Tracey Gramlick from the
Australian Window Association, email dated 25/11/2015; Conal O’Neill from
Weathertex, email dated
23/11/2015
[79] Representatives from
Weathertex, Australian Window Association and Bradnams.
[80] QBCC’s SOR-24, pages
195 – 228. Engineering report of Mr John Van de Hoef, Engineer of NJA
Consulting Pty Ltd dated
01/12/2015.
[81] QBCC’s SOR-24, page
202.
[82] QBCC’s SOR-25, page
237.
[83] Queensland Civil and
Administrative Tribunal Act 2009 (Qld), s 28(3)(b).
[84] Queensland Civil and
Administrative Tribunal Act 2009, s 20; Kehl v Board of Professional
Engineers of Queensland [2010] QCATA 58, [9].
[85] Queensland Civil and
Administrative Tribunal Act 2009 (Qld), s 19.
[86] Queensland Civil and
Administrative Tribunal Act 2009 (Qld), s 20(2).
[87] Shi v Migration Agents
Registration Authority [2008] HCA 31; (2008) 235 CLR 286, 299.
[88] Drake v Minister for
Immigration and Ethnic Affairs (1979) 24 ALR 577, 589.
[89] Queensland Building and
Construction Commission Act 1991 (Qld), s 72.
[90] Queensland Building and
Construction Commission Act 1991 (Qld), Schedule 2 –
Dictionary.
[91] QBCC’s SOR-2, pages
28 – 31.
[92] Queensland Building and
Construction Commission Act 1991 (Qld), Schedule 2. Company means any body
corporate.
- [93] Queensland
Building and Construction Commission Act 1991 (Qld), Schedule 2. The term
‘building contractor’ generally means a person who carries on a
business that consists of
or includes carrying out building work and includes a
subcontractor who carries out building work for a building contractor.
Queensland Building and Construction Commission Act 1991 (Qld),
Schedule 2 – Dictionary.
[94] Queensland
Building and Construction Commission Act 1991, Schedule 2 –
Dictionary.
- [95] At
the time of making the final decision, Mr Ferguson held a position within the
QBCC as a Senior Technical Internal Review
Officer.
[96]
Inspection undertaken on 22/01/2015.
[97] Inspection Report dated
27/01/2015.
[98] Exhibit 7. Statement of
Stephen Ferguson dated 03/06/2019, Annexure SF-1.
[99] Exhibit 7. Statement of
Stephen Ferguson dated 03/06/2019, Annexure SF-1, page 6. Complaint Item 1.
[100] Exhibit 7. Statement of
Stephen Ferguson dated 03/06/2019, Annexure SF-1, page 7. Complaint Item 2.
[101] The Building Code of
Australia, P2.2.2.
[102] The Building Code of
Australia, 3.5.3.6.
[103] Exhibit 7. Statement of
Stephen Ferguson dated 03/06/2019, Annexure SF-1, page 8. Complaint Item 3.
[104] Exhibit 7. Statement of
Stephen Ferguson dated 03/06/2019, Annexure SF-1, page 9.
[105] Exhibit 7. Statement of
Stephen Ferguson dated 03/06/2019, Annexure SF-1, page 9.
[106] Exhibit 7. Statement of
Stephen Ferguson dated 03/06/2019, Annexure SF-1, page 10.
[107] Exhibit 7. Statement of
Stephen Ferguson dated 03/06/2019, Annexure SF-1, page 11.
[108] Exhibit 7. Statement of
Stephen Ferguson dated 03/06/2019, Annexure SF-1, page 12.
[109] Exhibit 7. Statement of
Stephen Ferguson dated 03/06/2019, paragraph 7.
[110] Exhibit 7. Statement of
Stephen Ferguson dated 03/06/2019, paragraphs 9 – 10.
[111] Exhibit 5. Statement of
Milton Stennett dated 13/04/2019, paragraphs 3 – 4.
[112] QBCC’S SOR,
paragraph 63.
[113] To assist, the building
code provides drawings of the typical window flashing detail.
[114] Exhibit 5. Statement of
Milton Stennett dated 13/04/2019, paragraphs 5 – 7.
[115] Exhibit 2.
[116] Exhibit 2, page 3.
[117] Exhibit 2, page 4.
[118] Makita (Aust) Pty Ltd
v Sprowles [2001] NSWCA 305; (2001) 52 NSWLR 705, 743.
[119] Exhibit 7. Statement of
Stephen Ferguson dated 03/06/2019, paragraph 7.
- [120] Building
Code of Australia – Volume 2, Part 3.5.3.1 – Acceptable construction
practice.
- [121] [1985]
2 Qd R 472.
- [122] [2019]
QCA 138, [154] citing Spencer v The Commonwealth (1907) 5 CLR 418, 432;
G & A Lanteri Nominees Pty Ltd v Fishers Stores Consolidated Pty
Ltd [2007] VSCA 4, [22];
The Commonwealth v Milledge [1953] HCA 6; (1953) 90 CLR 157,
162; Holtman v Sampson [1985] 2 Qd R 472, 474; Boland v Yates
Property Corporation Pty Ltd [1999] HCA 64; (1999) 74 ALJR 209,
221.
[123] [2013]
VSCA 229, [95].
[124] Pappas v Queensland
Building Services Authority [2002] QDC 290.
[125] Don Mackay Pty Ltd v
QBSA [2009] QCCTB 259 endorsing and approving the Tribunal’s earlier
approach in Feoderoff v QBSA [2005] CCT QO35, [23].
[126] Queensland Building
and Construction Commission Act 1991 (Qld), s 72(5).
[127] McNab Constructions
Australia Pty Ltd v Queensland Building Services Authority [2010] QCA 380,
[72].
[128] McNab Constructions
Australia Pty Ltd v Queensland Building Services Authority [2010] QCA 380,
[25].
- [129] [1985]
2 Qd R 472.
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