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Allan v Dobbins & Ors [2024] QDC 169 (4 October 2024)
Last Updated: 4 October 2024
DISTRICT COURT OF QUEENSLAND
CITATION:
|
|
PARTIES:
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NOEL CHARLES ALLAN
(applicant)
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v
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GAYLE MAREE DOBBINS, DAVID WILLIAM ALLAN & COLLEEN PATRICIA
HARVEY
(Executors of the Estate of the late David Allan)
(respondents)
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FILE NO/S:
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D11/21
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DIVISION:
ORIGINATING COURT:
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Civil
District Court at Mackay
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DELIVERED ON:
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4 October 2024
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DELIVERED AT:
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Brisbane
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HEARING DATES:
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30 May 2023, 31 May 2023 and 17 October 2023 (final
written submissions 21 December 2023)
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JUDGE:
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Allen KC DCJ
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ORDER:
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- The
application is dismissed.
- Direct
that:
- the
applicant file any evidence and/or submissions on costs within 14 days;
- the
respondents file any evidence and/or submissions on costs within 14 days of
receipt of the applicant’s evidence and/or submissions;
- the
applicant file any submissions in reply within 7 days of receipt of the
respondents’ evidence and/or submissions.
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CATCHWORDS:
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SUCCESSION – FAMILY PROVISION – REQUIREMENT FOR ADEQUATE AND
PROPER MAINTENANCE – WHETHER APPLICANT LEFT WITH INSUFFICIENT
PROVISION
– CLAIMS BY
CHILDREN – claim by adult son – where the applicant had
been in a family farm partnership with the testator – where the
applicant had settled litigation with the testator following
|
|
upon dissolution of the partnership – where a lengthy period of
estrangement was followed by resumption of relationship –
where applicant
then received payments from testator for services – where testator’s
will provided for nominal bequest
to the applicant – competing claims of
sibling beneficiaries – whether applicant left without adequate
maintenance and
support
Chapman v Ingold; Estate of the Late Eleanor Merle Ingold
Singer v Berghouse (1994) 181 CLR 201
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COUNSEL:
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Mr SC Fisher for the applicant
Mr S McLennan for the respondents
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SOLICITORS:
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Wills & Estates Law Qld for the applicant
SB Wright Wright and Condie Solicitors for the respondents
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Introduction
- [1] The
applicant seeks an order pursuant to Part 4 of the Succession Act 1981
(Qld) (‘the Act’) that adequate provision be made for his proper
maintenance and support from the estate of his late father
David Allan
(‘the testator’).
- [2] The testator
died on 14 June 2020 aged 92 years. He was married to Audrey Florence Allan
(‘Mrs Allan’) who predeceased
him in 1999. The testator and Mrs
Allan had eight children, one of whom died in infancy.
- [3] The
applicant is the eldest child. The executors and primary beneficiaries of the
testator’s estate (‘the estate’)
are three of his children,
Gayle Maree Dobbins (‘Gayle’), Colleen Patricia Harvey
(‘Colleen’) and David William
Allan (‘David’) (together
‘the respondents’).
Relevant legislative provisions
41 Estate of deceased person liable for maintenance
(1) If any person (the deceased person) dies whether testate or intestate and
in terms of the will or as a result of the intestacy
adequate provision is not
made from the estate for the proper maintenance and support of the deceased
person’s spouse, child
or dependant, the court may, in its discretion, on
application by or on behalf of the said spouse, child or dependant, order that
such provision as the court thinks fit shall be made out of the estate of the
deceased person for such spouse, child or dependant.
Relevant legal principles
- [5] The
legal principles to be applied are not controversial. The Court is required to
carry out the two-stage process explained by
the High Court in Singer v
Berghouse1. The first stage, or ‘jurisdictional
question’, requires a determination of whether the applicant has been left
without
adequate provision for his proper maintenance and support, having
regard, amongst other things, to the applicant’s financial
position and
needs, the size and nature of the estate, the totality of the relationship
between the applicant and the testator, and
the relationships between the
testator and the respondents. These general principles apply equally to the case
of an adult son.2
- (1994)
181 CLR 201 at [208]-[209]; see also the helpful statement of principles in
Darveniza v Darveniza & Drakos as Executors of the estate of Bojan
Darveniza and Ors [2014] QSC 37 (‘Darveniza’) at
[16].
- See
Hughes v National Trustees, Executors and Agency Company of Australia Limited
[1979] HCA 2; (1979) 143 CLR 134 at 147-148; see also the helpful statement of principles
in Chapman v Ingold; estate of the Late Eleanor Merle Ingold [2015] NSWSC
1604 at [115].
The estate
- [6] The
assets of the estate are almost entirely composed of real estate at
Crystalbrook, a rural locality west of Proserpine in the
Whitsunday region.
Sugar cane production and grazing land are the dominant land uses in the
locality. The real estate is situated
at 2217 Crystalbrook Road and comprises
Lot 54 (98.91 hectares) and Lot 55 (150.25 hectares) on SP220405, COT 50762878.
The two adjoining
freehold titles have a total land area of 249.16 hectares. A
run down dwelling house is situated on Lot 55. Lots
54 and 55 have been valued respectively at $445,0000 and $765,000, totalling
$1,225,050. Taking into account remaining assets and liabilities, the value of
the estate is $1,131,966.01 before any legal fees
payable from the estate.
The Will
- [7] The
testator’s will is dated 28 March 2019 (‘the Will’). Under the
Will, Lot 54 is devised to David and Lot
55 is devised in equal shares to the
respondents.
- [8] There is a
bequest of a tractor, dozer and hut on Lot 55 to David.
- [9] There is a
bequest of $50 each to the applicant and the testator’s other children,
Rita, Heather and Beverly.
- [10] The Will
leaves the residue of the estate to be divided equally between David and
Gayle.
- [11] Clause 9 of
the Will states:
I declare that I have not made a provision in my Will for my son NOEL
CHARLES ALLAN to inherit any part of my property where my principal place of
residence is located as adequate provision has been made for NOEL CHARLES
ALLAN during my lifetime. Any further provision would see the beneficiaries
named in paragraph 7(a) and (b) of my will to inherit my properties
at 2217
Crystalbrook Road, Crystal Brook Queensland unfairly disadvantaged.
Statements of the testator regarding the applicant in previous
wills
- [12] The
testator made no provision for the applicant in wills executed in 2001 and 2015.
Both wills contained clauses in practically
identical terms to the following
effect:
I declare that I have not made a provision in this my
Will for my son Noel Charles Allan because over a number of years, my
late wife and I were in partnership with him and were involved in protracted
legal proceedings
with him to the extent that I believe he has received more
than his fair share of my estate during my lifetime. Although my late
wife and I
were in partnership with my son for many years, it is my opinion that he did not
contribute to the increase in value of
my estate, but to the decrease in
value.
The applicant’s financial position and needs
- [13] The
applicant is aged 68 and was aged 65 when the testator died. He has no
dependants.
- [14] In his
affidavit sworn on 5 March 2021, the applicant deposed that:
(1) he was self-employed and operated an earthmoving business;
(2) “Ordinarily, the business profits somewhere in the vicinity of
$80,000.00. However, because of COVID-19, the business ran
at a loss last year.
As such, I was forced to withdraw $10,000.00 from my superannuation to make ends
meet, and I am still repaying
the business’ debts now that things have
picked up.”
(3) his sale of property to David for $351,000.00 in 2018 was necessitated by
his need to meet obligations upon a property settlement
with his ex-wife;
(4) he lives in a property owned by his stepson rent free in exchange for
maintaining and caring for the property;
(5) he had net assets of $150,000.00 to $160,000.00 including $70,000.00
superannuation;
(6) he had monthly expenses of $1,170.00;
(7) he had recently been diagnosed with atrial fibrillation and accordingly
receiving specialist treatment and medication with consequent
expense;
(8) he has been diagnosed with sleep apnoea;
(9) he has possibly cancerous growths on his kidneys;
(10) he suffers from depression for which he is medicated.
- [15] During
evidence on 30 and 31 May 2023, the applicant testified:
(1) he has been receiving the aged pension since December 2022;
(2) he is able to live rent-free in the home he sold to his stepson
indefinitely;
(3) his aged pension covers his living expenses;
(4) he could not produce any income tax returns, had not filed returns for
the two prior financial years and did not recall the last
time he filed one;
(5) he could not produce any invoices for work that he had done over the
preceding 3 or 4 years;
(6) he had registered a new ABN on 14 December 2022;
(7) his business had not operated since 2022;
(8) he could not produce any family trust or company income tax returns;
(9) he had spent $25,000.00 from superannuation for medical expenses but
could not produce any documentation re same;
(10) he had not included 7 head of cattle, a truck and a water allocation
worth
$14,000.00 in his list of assets;
(11) the whole of the net proceeds of the sale of property to David in 2018
went towards discharging his mortgage liability;
(12) the whole net proceeds of the sale of his home to his stepson went to
his ex-wife;
(13) he did not provide documentation apart from the 2019 final property
order providing for a 30/70 division of assets with his ex-wife
to establish
what he actually received from the property settlement with his ex-wife.
- [16] In a report
dated 26 May 2023, Dr Steven Lum detailed the applicant’s treatment for
prostate cancer in November and December
2022 and stated:
It is
common to experience tiredness, urinary urgency and dysuria in the months
following this treatment. This could be quite problematic
for Mr. Allan with his
work as an excavator.
Mr Allan will require 6 monthly followup initially as part of a 10 year
surveillance program. The outcome of his disease with this
treatment is a likely
90 – 94% cure rate.
- [17] I accept
that the applicant was still suffering some residual effects from his treatment
at the time of his evidence in late
May 2023. I expect, based on the opinion of
Dr Lun,
that such effects would have since diminished such as to have no significant
effect upon the applicant’s occupational abilities.
- [18] Although
there are aspects of the applicant’s evidence as to his asset position
which are unsatisfactory, and he may have
understated his assets to some extent,
I do not conclude that militates in any significant way against his claim. I
cannot conclude
that the applicant has substantial assets over and above that
disclosed by him, including in the course of cross-examination. I conclude
that
the applicant has modest assets only, valued in the vicinity of
$150,000.00.
- [19] The
applicant’s evidence as to his past earnings and present and future
earning capacity is more problematic.
- [20] As noted
above, the applicant failed to adduce any documentary evidence to confirm his
income at the time of hearing or at any
time before. The only documents the
Court has touching on that matter are the cheque butts evidencing payments by
the testator to
the applicant for earthmoving and other services between 17
October 2008 and 1 February 2019. They do not assist in determining the
applicant’s total business earnings in the years preceding and following
the testator’s death so as to allow an assessment
of the applicant’s
earning capacity at the time of the testator’s death and
subsequently.
- [21] The
applicant’s testimony on the subject was most unsatisfactory. When
questioned as to his usual earnings in pre-COVID
years, he vacillated during
cross-examination and in re-examination between annual revenue of $100,000.00
producing a gross taxable
income of $70,000.00 and annual revenue of $80,000.00
producing a gross taxable income of $45,000.00 to $50,000.00, all of which
testimony is to be contrasted with his affidavit evidence of profits in the
vicinity of $80,000.00.
- [22] The
respondents submit that these deficiencies in the applicant’s evidence are
such as, for this reason alone, to require
dismissal of the application. The
respondents submit that the applicant did not “lead sufficient evidence of
(his) financial
situation”3, did not present “in at least
broad outline, the whole picture” of his financial situation and did not
“satisfactorily
prove” the “crucial element of (his) financial
situation (namely
3 Re Janson; Gash v Ruzicka [2020] VSC 449 (‘Re
Janson’) at [44].
income and expenditure)”4. To make an order without sufficient
evidence of the applicant’s need would be to “do no more than act on
speculation”5.
- [23] I am not
persuaded that, for such reason alone, the application should be dismissed.
Given the applicant’s age, his limited
assets, his diminishing capacity to
undertake physical labour, the size of the estate and the comparatively better
financial circumstances
of the respondents, determination of the application
turns not upon the deficiencies in the applicant’s evidence as to his
financial need but on consideration of other factors.
The financial circumstances of the respondents
- [24] I
will not engage in any detailed consideration of the financial circumstances of
the respondents. Despite some exploratory cross-examination
of the respondents,
the evidence as to their financial circumstances is largely uncontentious. I
accept the submission of the applicant
that each of the respondents is in a
significantly superior financial position to that of the applicant, at least
insofar as assets
are concerned.
Relationship between the testator and the applicant
- [25] As
a child, the applicant, like his siblings, worked on the family farm. The
applicant left school at 14 to work full-time on
the farm. He did not receive a
wage but was provided for. He entered into partnership with his parents in 1974
when he was aged 18.
- [26] The
applicant worked in partnership with his parents for 24 years until his parents
dissolved the partnership in 1998. During
that period of time, the applicant did
not draw any significant wages but received the following from his
parents:
(1) motor vehicles;
(2) holiday costs; and
(3) $185,000.00 from the sale of real estate by his parents in or about
1981,
$85,000.00 of which was applied to the working capital of the partnership.
4 Collings v Vakas [2006] NSWSC 393 at [66]- [67].
5 Re Janson (n 3) at [44].
- [27] The value
of the receipt of $100,000.00 in or about 1981 can be illustrated by the real
estate acquisitions the applicant was
able to make as a consequence:
(1) a house in February 1983 for $16,000.00, sold in 2020 for $299,000.00 to his
stepson;
(2) another house in March 1983 for $32,000.00, sold in 2009 for $265,000.00;
and
(3) about 6 hectares of farmland in August 1983 for $8,500.00, sold in 2004
for
$135,000.00.
- [28] In 1998,
the partnership was dissolved by the applicant’s parents. The applicant
instituted Supreme Court litigation seeking
an equal beneficial interest in the
farm owned by his parents. The litigation was settled in 2000 with the applicant
receiving a
substantial part of the partnership’s plant and equipment and,
in 2001, the testator transferring one-third of the farmland
valued at
$380,000.00 to the applicant. That land was sold to David for $351,000.00 in
2018.
- [29] The nature
of the relationship between the testator and the applicant upon the dissolution
of the partnership can be discerned
from the contents of the affidavit of the
testator and Mrs Allan sworn on 17 December 1998 (the references to the
“Defendant”
are to the applicant):
- I,
DAVID ALLAN say that on Monday 9 March, 1998 at about 9.30 a.m. I
was on the land assisting 2 employees of Whitsunday Surveyors to carry out
surveying
work. We came across the Defendant standing near a post. A pump action
shot gun was leaning against the post. I had a conversation
with the Defendant
and during the conversation the Defendant picked up the shot gun and said words
to the effect “if you don’t
get going I’ll shoot the three of
you”. The employees of Whitsunday Surveyors and I immediately put the pegs
and the
equipment we were using into the utility in which we were driving and we
let the area. I was frightened at the time about the Defendant’s
threat. I
reported the matter to my wife upon reaching our home and my wife and I now fear
that if the Defendant is antagonised he
may shoot us.
I
reported the incident of the shot gun to the Police in Proserpine on 10 March,
1998 and I gave a statement to Constable J Carruthers
of the Proserpine Police
at that time.
- Since
the shot gun incident we have locked the doors of our house at night and that is
something that we have never done for the whole
of our married lives and we do
this as we fear that the Defendant may carry out his threat.
- The
relationship between the Defendant and us has not been good for many years. On
numerous occasions I, DAVID ALLAN have suggested to the Defendant
how certain things should be done to manage the livestock however, when I have
made any suggestions
the Defendant has disagreed and we have not been able to
have a rational discussion about how the livestock should be handled or
about
other matters concerning the conduct of the partnership business including what
cattle should be kept and what cattle should
be sold. On numerous occasions the
Defendant has yelled at me and abused me whenever I have attempted to discuss
livestock matters
with him.
- The
incident with the shot gun referred to in paragraph 4 hereof brought matters to
a head between the partners.
...
- I
DAVID ALLAN say that my health is not good. I suffer from high
blood pressure and the medication I take for that is Coversyl and Tenormin and
I
also need to take a drug to help me to sleep at night. I AUDREY ALLAN
say that my health is not good. I am an epileptic and the medication I take
for that condition is Dilantin and I suffer from arthritis
and take Naprosyn for
the arthritis.
- The
unhappy situation between us and the Defendant is causing us a lot of emotional
stress and we need to have the matter resolved
as quickly as possible in the
interest of our health.
- [30] I reject
the submission by the applicant that I should not find that the shotgun incident
occurred because of the rule in Jones v Dunkel6 and the
failure of the respondents to call evidence from the surveyors who witnessed the
events. I note the applicant’s partial
admissions as to his presence with
a shotgun on the relevant occasion. I consider it implausible, as contended by
the applicant in
his testimony, that he first became aware of such an allegation
after the commencement of the family provision proceedings. I reject
his
denials. I am satisfied to the Briginshaw7 standard that the
events were as deposed to by the testator.
6 (1959) 105 CLR 298.
7 Briginshaw v Briginshaw [1938] HCA 34; (1938) 60 CLR 336.
- [31] I am not
satisfied that there is sufficient evidence to conclude to that standard that
the applicant was responsible for acts
of harassment of the testator and Mrs
Allan from 1998 to 2000 involving blockages of the testator’s gates.
- [32] The
testator blamed the applicant and the partnership dispute for Mrs Allan’s
death. The applicant was estranged from the
testator from 1998 until 2007.
Although living within one kilometre of each other on adjoining farms, they did
not speak for about
10 years.
- [33] The
applicant deposes that by 2008 he and the testator “were on relatively
good terms” and that he would drop in
to see him most days and make sure
he was OK. The applicant was the person who found the testator in distress
following a stroke
on 7 June 2019.
- [34] The Court
has no evidence other than that of the applicant as to the nature of his
relationship with the testator between 2007
and the death of the testator in
2020. The Court does not have the testator’s side of the story in that
regard.8 That said, there is some evidence that raises concerns as to
one aspect of that relationship during such period.
- [35] The
applicant did not depose to providing any farming services to the testator
during such period, either gratuitously or for
reward. The topic only arose when
the applicant was cross-examined on the contents of cheque butts evidencing
payments by the testator
to the applicant for farm work from 2008 to 2019. Those
cheque butts show payments by the testator to the applicant for services
including clearing regrowth in that period in an amount totalling more than
$200,000.00. There are troubling aspects of the applicant’s
testimony on
this topic:
(1) The applicant charged the testator his usual commercial rates.
(2) The volume of work ostensibly carried out given the nature of the
testator’s farming activities - the applicant gave evidence
he acceded to
the testator’s requests to carry out such work whether or not it may have
been economical.
- See
the comments of Dixon CJ in Pontifical Society for the Propagation of the
Faith v Scales [1962] HCA 19; (1962) 107 CLR 9 at 20.
(3) The evasive and unconvincing evidence of the applicant as to which of the
cheque butts contained his handwriting. I reject the
applicant’s implicit
submission that I should not reach my own conclusions as to disputed handwriting
in the absence of expert
evidence.9 I do not accept the evidence of
the applicant denying writing on, or expressing doubt as to whether he wrote on,
cheque butts numbered
404308, 606705, 404305, 404313, 589916, 589915,
988803, 958116, 875904, 958114, 809114, 875910, 958126, 288208, 875909,
288201, 875917, 106905, 106927, 288218, 000021, 000013, 172828, 172829,
000056, 000115, 000075, and 000119.
(4) The evidence suggests that two payments totalling $773.30 on 25 August
2016 by cheques 000118 and 000119 were for registration
and repair of the
applicant’s motorcycle and I reject the applicant’s evidence that
cheque 000119 in the amount of $270
was, coincidentally as to date, rather for
the repair of a piece of the testator’s farm equipment.
- [36] The
applicant’s false denials in his testimony on this topic suggest a
consciousness of guilt of his financial exploitation
of the testator. However, I
am unable to reach such a conclusion to the Briginshaw standard on the
evidence before me. The evidence at least suggests that the applicant may have
benefitted, in carrying out his business,
from the custom of the testator. At
best for the applicant, the evidence is neutral. It certainly does not advance
his claim. It
serves to highlight that a court is not in as good a position as a
competent testator to assess what provision is appropriate in
light of all their
dealings with a beneficiary. The testator would have been better placed than the
Court to make judgments as to
how any financial aspects of the relationship
between the testator and the applicant during this period might affect a just
assessment
of the applicant’s claim upon the estate.
Evidence of discreditable conduct of the applicant towards the
respondents and others
- [37] The
respondents contended that alleged discreditable conduct by the applicant
towards Gayle and others following the testator’s
hospitalisation on 7
June 2019 and his stroke on 11 June 2019 and the applicant’s alleged
frustration of attempts by the respondents
9 See Evidence Act 1977 (Qld), s 59(2).
to sell estate property to service the testator’s nursing home debt should
be taken into account in diminishing any claim of
the applicant upon the estate.
The applicant objected to the relevance of such evidence and I reserved my
ruling on its admissibility.
In the absence of evidence of knowledge of the
testator of such alleged matters, I uphold the objection to the evidence.
Relationships between the testator and the respondents
- [38] David
rejected an assertion by the applicant that he had been estranged from the
testator. There is no sufficient basis for finding
to the contrary.
- [39] All the
respondents lived as children on the family farm and contributed by their
labour, to varying degrees, to the farm work.
Upon leaving home, their
relationships with the testator and Mrs Allan continued in an unremarkable way.
They each provided significant
support to the testator during the trying period
when the testator and Mrs Allan were involved in litigation with the applicant
and
following Mrs Allan’s death. Following Mrs Allan’s death, they
would visit the testator and provide him with assistance
as their own personal
commitments permitted. Each continued to have a relationship with the testator
upon his hospitalisation and
facilitated his move to a nursing home.
- [40] Gayle gave
evidence she assisted the testator financially after the death of Mrs Allan. She
acknowledged the benefit to her and
her husband of a peppercorn lease and option
to buy land from the testator between 1998 and 2003.
- [41] David
acknowledged the benefit to him of a peppercorn lease and option to buy land
from the testator between 1998 and 2003.
- [42] The
respondents’ relationships with the testator were, in contrast to the
relationship between the testator and the applicant,
not marred by ill will or
any period of estrangement.
Consideration
- [43] I
proceed on the basis the applicant, despite the deficiencies in his evidence,
has established financial need. Financial need
is only one aspect of the
jurisdictional question of whether adequate provision has not been made for the
applicant; it is not
determinative.10 I proceed on the basis that the size of the estate
and the competing needs of the respondents are not factors which militate
against
further provision for the applicant. Those circumstances, along with the
demonstrable financial need of the applicant, are likewise
not determinative of
the jurisdictional question:
Section 41 does not give a court carte blanche to remake a will in a way that
may appear to be more just. It is a power that should be exercised
with the
restraint dictated by the terms of the section. The predicament in which a court
finds itself has been commented upon many
times. In Pontifical Society for
the Propagation of the Faith v Sales Dixon CJ observed that it was never
intended by the legislation that “freedom of testamentary disposition
should be so encroached
upon that a testator’s decision expressed in his
will have only a prima facie effect, the real dispositive power being vested
in
the Court”. Consideration of these applications must always proceed with
the understanding that the capacity of a court
to make an assessment is
necessarily limited, as the deceased cannot explain his or her reasons for the
disposition of the estate
or respond to the claims of an
applicant.11
(citations omitted)
- [44] The limits
of encroachment upon testamentary disposition in circumstances where a testator
is often far better placed than the
court to make a just assessment of all
claims on their estate is well established by authority. I gratefully adopt the
exposition
of such authority by Horneman-Wren SC DCJ in T v R &
Anor12.
- [45] The
decisive factor in the determination of this application is the nature of the
totality of the relationship between the applicant
and the testator,
including:
(1) those contributions by the applicant towards the testator’s estate
during his childhood and during the ensuing partnership
until its
dissolution;
(2) those benefits received by the applicant from the testator during the
testator’s lifetime;
(3) the personal relationship between the applicant and the testator.
10 Chan v Chan [2016] NSWCA 222 at [22].
11 Darveniza (n 1) at [17].
12 [2019] QDC 220 at [161]- [167]; see also Sgro v Thompson
[2017] NSWCA 326 at [80]- [87].
- [46] The
applicant submitted that the fact of his receipt of partnership assets in 2000
and farmland in 2001 should not be given any
significant weight in the
determination of the application:
The Applicant submits that these
items do not constitute an inter vivos benefit of the nature to be taken
into account by the Court because distributions following the resolution of the
partnership dispute
arose out of a partnership relationship, not a parent- child
relationship. The parent - child relationship is a matter of correlation,
not
causation of the transfer of one-third of the partnership assets and 600 acres
of land to him by the other partners (his parents).
- [47] Such
submissions do not sit comfortably with the following submissions also made by
the applicant:
The Applicant contends that he was promised that he
would inherit the farm and family business if he worked for his father... The
Applicant submits that the Court should order provision for him on his
Application because that would perfect the promise made by
the testator that he
would receive the farm and farm business if he worked for his father (and later
the farming partnership).
- [48] The
applicant made detailed submissions in reply as to why the respondents’
reliance on Vigola v Bostin13 is misconceived.
- [49] I do not
accept the applicant’s submissions. The assets received by the applicant
in 2000 and 2001 are clearly relevant
to the determination of this application.
Indeed, in all the circumstances of this case, the applicant’s receipt of
such property
is the decisive factor in the balance of all competing
considerations.
- [50] Considered
objectively, the financial benefits gained by the applicant during his childhood
and then partnership with his parents
and upon settlement of litigation
following the dissolution of the partnership were substantial. The applicant
was, by the time of
the transfer of real estate to him in 2001, at least
adequately compensated for his contributions to the farming business. As
compared
to the respondents, the opportunities given to the applicant by his
parents were to his significant financial advantage.14
13 [2005] HCA 11; (2005) 221 CLR 191 (‘Vigolo v Bostin’).
14 Compare Vigolo v Bostin (n 13) at 207 [36].
- [51] The
respondents do not rely upon Vigola v Bostin as an authority
determinative of the application but by way of illustration of an application of
settled principle in analogous circumstances.
Its assistance in that way permits
me to paraphrase Gleeson CJ15 in finding that the applicant was
adequately compensated for his contribution to the family farming business and,
indeed, advantaged
by comparison to the respondents. Any earlier promise by the
testator that the applicant would inherit the farm and family business
was
rendered of no consequence upon the applicant and his parents agreeing, at
arm’s length, to dissolve their financial relationship.
- [52] The Court
is not, on the evidence, in a position to gainsay the view of the testator,
expressed in his 2001 and 2015 wills, that
the applicant had received
“more than his fair share” of the estate during the testator’s
lifetime and the view
of the testator, as expressed in the Will, that adequate
provision had been made for the applicant during the testator’s lifetime
and that any further provision would unfairly disadvantage the respondents. I
share those views upon my consideration of the evidence.
- [53] As to
whether the fact of monies paid by the testator to the applicant, ostensibly for
services provided to the testator by the
applicant, during 2008 to 2019 may have
reinforced the testator’s views, only the testator could know.
- [54] In
considering a just disposition of his assets, the testator was not limited to a
financial analysis of the competing claims
of the applicant and the respondents
upon his estate. Notwithstanding the subsequent rapprochement, the testator
would have been
entitled to regard the behaviour of the applicant following the
dissolution of the partnership, in particular the shotgun incident
of 9 March
1998 and the subsequent lengthy estrangement, as diminishing any moral claim the
applicant had upon the estate. It is
clear that the shotgun incident had a
significant effect upon the testator and Mrs Allan. The testator believed that
the applicant’s
conduct, including his litigation against his parents,
hastened Mrs Allan’s death.
- [55] The
application fails on the jurisdictional question. The applicant has failed to
establish that the Will fails to make adequate
provision for his proper
maintenance and support.
- [56] The
application is dismissed.
15 Vigolo v Bostin ibid at 207-208 [37].
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