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Allan v Dobbins & Ors [2024] QDC 169 (4 October 2024)

Last Updated: 4 October 2024

DISTRICT COURT OF QUEENSLAND

CITATION:
Allan v Dobbins & Ors [2024] QDC 169
PARTIES:
NOEL CHARLES ALLAN
(applicant)

v

GAYLE MAREE DOBBINS, DAVID WILLIAM ALLAN & COLLEEN PATRICIA HARVEY
(Executors of the Estate of the late David Allan)
(respondents)
FILE NO/S:
D11/21
DIVISION:
ORIGINATING COURT:
Civil
District Court at Mackay
DELIVERED ON:
4 October 2024
DELIVERED AT:
Brisbane
HEARING DATES:
30 May 2023, 31 May 2023 and 17 October 2023 (final
written submissions 21 December 2023)
JUDGE:
Allen KC DCJ
ORDER:
  1. The application is dismissed.
  1. Direct that:
    1. the applicant file any evidence and/or submissions on costs within 14 days;
    2. the respondents file any evidence and/or submissions on costs within 14 days of receipt of the applicant’s evidence and/or submissions;
    3. the applicant file any submissions in reply within 7 days of receipt of the respondents’ evidence and/or submissions.
CATCHWORDS:
SUCCESSION – FAMILY PROVISION – REQUIREMENT FOR ADEQUATE AND PROPER MAINTENANCE – WHETHER APPLICANT LEFT WITH INSUFFICIENT PROVISION – CLAIMS BY
CHILDREN – claim by adult son – where the applicant had
been in a family farm partnership with the testator – where the applicant had settled litigation with the testator following

upon dissolution of the partnership – where a lengthy period of estrangement was followed by resumption of relationship – where applicant then received payments from testator for services – where testator’s will provided for nominal bequest to the applicant – competing claims of sibling beneficiaries – whether applicant left without adequate maintenance and support
Briginshaw v Briginshaw [1938] HCA 34; (1938) 60 CLR 336
Collings v Vakas [2006] NSWSC 393
Chan v Chan [2016] NSWCA 222
Chapman v Ingold; Estate of the Late Eleanor Merle Ingold
Darveniza v Darveniza & Drakos as Executors of the Estate of Bojan Darveniza and Ors [2014] QSC 37 Hughes v National Trustees, Executors and Agency Company of Australia Limited [1979] HCA 2; (1979) 143 CLR 134
Jones v Dunkel (1959) 105 CLR 298
Pontifical Society for Propagation of Faith v Scales [1962] HCA 19; (1962) 107 CLR 9
Re Janson; Gash v Ruzicka  [2020] VSC 449 
Sgro v Thompson [2017] NSWCA 326
Singer v Berghouse (1994) 181 CLR 201
T v R & Anor [2019] QDC 220
COUNSEL:
Mr SC Fisher for the applicant
Mr S McLennan for the respondents
SOLICITORS:
Wills & Estates Law Qld for the applicant
SB Wright Wright and Condie Solicitors for the respondents

Introduction

Relevant legislative provisions

41 Estate of deceased person liable for maintenance

(1) If any person (the deceased person) dies whether testate or intestate and in terms of the will or as a result of the intestacy adequate provision is not made from the estate for the proper maintenance and support of the deceased person’s spouse, child or dependant, the court may, in its discretion, on application by or on behalf of the said spouse, child or dependant, order that such provision as the court thinks fit shall be made out of the estate of the deceased person for such spouse, child or dependant.

Relevant legal principles

  1. (1994) 181 CLR 201 at [208]-[209]; see also the helpful statement of principles in Darveniza v Darveniza & Drakos as Executors of the estate of Bojan Darveniza and Ors [2014] QSC 37 (‘Darveniza’) at [16].
  2. See Hughes v National Trustees, Executors and Agency Company of Australia Limited [1979] HCA 2; (1979) 143 CLR 134 at 147-148; see also the helpful statement of principles in Chapman v Ingold; estate of the Late Eleanor Merle Ingold [2015] NSWSC 1604 at [115].

The estate

54 and 55 have been valued respectively at $445,0000 and $765,000, totalling

$1,225,050. Taking into account remaining assets and liabilities, the value of the estate is $1,131,966.01 before any legal fees payable from the estate.

The Will

I declare that I have not made a provision in my Will for my son NOEL CHARLES ALLAN to inherit any part of my property where my principal place of residence is located as adequate provision has been made for NOEL CHARLES ALLAN during my lifetime. Any further provision would see the beneficiaries named in paragraph 7(a) and (b) of my will to inherit my properties at 2217 Crystalbrook Road, Crystal Brook Queensland unfairly disadvantaged.

Statements of the testator regarding the applicant in previous wills

I declare that I have not made a provision in this my Will for my son Noel Charles Allan because over a number of years, my late wife and I were in partnership with him and were involved in protracted legal proceedings with him to the extent that I believe he has received more than his fair share of my estate during my lifetime. Although my late wife and I were in partnership with my son for many years, it is my opinion that he did not contribute to the increase in value of my estate, but to the decrease in value.

The applicant’s financial position and needs

(1) he was self-employed and operated an earthmoving business;

(2) “Ordinarily, the business profits somewhere in the vicinity of $80,000.00. However, because of COVID-19, the business ran at a loss last year. As such, I was forced to withdraw $10,000.00 from my superannuation to make ends meet, and I am still repaying the business’ debts now that things have picked up.”

(3) his sale of property to David for $351,000.00 in 2018 was necessitated by his need to meet obligations upon a property settlement with his ex-wife;

(4) he lives in a property owned by his stepson rent free in exchange for maintaining and caring for the property;

(5) he had net assets of $150,000.00 to $160,000.00 including $70,000.00 superannuation;

(6) he had monthly expenses of $1,170.00;

(7) he had recently been diagnosed with atrial fibrillation and accordingly receiving specialist treatment and medication with consequent expense;

(8) he has been diagnosed with sleep apnoea;

(9) he has possibly cancerous growths on his kidneys;

(10) he suffers from depression for which he is medicated.

(1) he has been receiving the aged pension since December 2022;

(2) he is able to live rent-free in the home he sold to his stepson indefinitely;

(3) his aged pension covers his living expenses;

(4) he could not produce any income tax returns, had not filed returns for the two prior financial years and did not recall the last time he filed one;

(5) he could not produce any invoices for work that he had done over the preceding 3 or 4 years;

(6) he had registered a new ABN on 14 December 2022;

(7) his business had not operated since 2022;

(8) he could not produce any family trust or company income tax returns;

(9) he had spent $25,000.00 from superannuation for medical expenses but could not produce any documentation re same;

(10) he had not included 7 head of cattle, a truck and a water allocation worth

$14,000.00 in his list of assets;

(11) the whole of the net proceeds of the sale of property to David in 2018 went towards discharging his mortgage liability;

(12) the whole net proceeds of the sale of his home to his stepson went to his ex-wife;

(13) he did not provide documentation apart from the 2019 final property order providing for a 30/70 division of assets with his ex-wife to establish what he actually received from the property settlement with his ex-wife.

It is common to experience tiredness, urinary urgency and dysuria in the months following this treatment. This could be quite problematic for Mr. Allan with his work as an excavator.

Mr Allan will require 6 monthly followup initially as part of a 10 year surveillance program. The outcome of his disease with this treatment is a likely 90 – 94% cure rate.

that such effects would have since diminished such as to have no significant effect upon the applicant’s occupational abilities.

3 Re Janson; Gash v Ruzicka  [2020] VSC 449  (‘Re Janson’) at [44].

income and expenditure)”4. To make an order without sufficient evidence of the applicant’s need would be to “do no more than act on speculation”5.

The financial circumstances of the respondents

Relationship between the testator and the applicant

(1) motor vehicles;

(2) holiday costs; and

(3) $185,000.00 from the sale of real estate by his parents in or about 1981,

$85,000.00 of which was applied to the working capital of the partnership.

4 Collings v Vakas [2006] NSWSC 393 at [66]- [67].

5 Re Janson (n 3) at [44].

(1) a house in February 1983 for $16,000.00, sold in 2020 for $299,000.00 to his stepson;

(2) another house in March 1983 for $32,000.00, sold in 2009 for $265,000.00; and

(3) about 6 hectares of farmland in August 1983 for $8,500.00, sold in 2004 for

$135,000.00.

I reported the incident of the shot gun to the Police in Proserpine on 10 March, 1998 and I gave a statement to Constable J Carruthers of the Proserpine Police at that time.

  1. Since the shot gun incident we have locked the doors of our house at night and that is something that we have never done for the whole of our married lives and we do this as we fear that the Defendant may carry out his threat.
  2. The relationship between the Defendant and us has not been good for many years. On numerous occasions I, DAVID ALLAN have suggested to the Defendant how certain things should be done to manage the livestock however, when I have made any suggestions the Defendant has disagreed and we have not been able to have a rational discussion about how the livestock should be handled or about other matters concerning the conduct of the partnership business including what cattle should be kept and what cattle should be sold. On numerous occasions the Defendant has yelled at me and abused me whenever I have attempted to discuss livestock matters with him.
  3. The incident with the shot gun referred to in paragraph 4 hereof brought matters to a head between the partners.

...

  1. I DAVID ALLAN say that my health is not good. I suffer from high blood pressure and the medication I take for that is Coversyl and Tenormin and I also need to take a drug to help me to sleep at night. I AUDREY ALLAN say that my health is not good. I am an epileptic and the medication I take for that condition is Dilantin and I suffer from arthritis and take Naprosyn for the arthritis.
  2. The unhappy situation between us and the Defendant is causing us a lot of emotional stress and we need to have the matter resolved as quickly as possible in the interest of our health.

6 (1959) 105 CLR 298.

7 Briginshaw v Briginshaw [1938] HCA 34; (1938) 60 CLR 336.

(1) The applicant charged the testator his usual commercial rates.

(2) The volume of work ostensibly carried out given the nature of the testator’s farming activities - the applicant gave evidence he acceded to the testator’s requests to carry out such work whether or not it may have been economical.

  1. See the comments of Dixon CJ in Pontifical Society for the Propagation of the Faith v Scales [1962] HCA 19; (1962) 107 CLR 9 at 20.
(3) The evasive and unconvincing evidence of the applicant as to which of the cheque butts contained his handwriting. I reject the applicant’s implicit submission that I should not reach my own conclusions as to disputed handwriting in the absence of expert evidence.9 I do not accept the evidence of the applicant denying writing on, or expressing doubt as to whether he wrote on, cheque butts numbered 404308, 606705, 404305, 404313, 589916, 589915,

988803, 958116, 875904, 958114, 809114, 875910, 958126, 288208, 875909,

288201, 875917, 106905, 106927, 288218, 000021, 000013, 172828, 172829,

000056, 000115, 000075, and 000119.

(4) The evidence suggests that two payments totalling $773.30 on 25 August 2016 by cheques 000118 and 000119 were for registration and repair of the applicant’s motorcycle and I reject the applicant’s evidence that cheque 000119 in the amount of $270 was, coincidentally as to date, rather for the repair of a piece of the testator’s farm equipment.

Evidence of discreditable conduct of the applicant towards the respondents and others

9 See Evidence Act 1977 (Qld), s 59(2).

to sell estate property to service the testator’s nursing home debt should be taken into account in diminishing any claim of the applicant upon the estate. The applicant objected to the relevance of such evidence and I reserved my ruling on its admissibility. In the absence of evidence of knowledge of the testator of such alleged matters, I uphold the objection to the evidence.

Relationships between the testator and the respondents

Consideration

determinative.10 I proceed on the basis that the size of the estate and the competing needs of the respondents are not factors which militate against further provision for the applicant. Those circumstances, along with the demonstrable financial need of the applicant, are likewise not determinative of the jurisdictional question:

Section 41 does not give a court carte blanche to remake a will in a way that may appear to be more just. It is a power that should be exercised with the restraint dictated by the terms of the section. The predicament in which a court finds itself has been commented upon many times. In Pontifical Society for the Propagation of the Faith v Sales Dixon CJ observed that it was never intended by the legislation that “freedom of testamentary disposition should be so encroached upon that a testator’s decision expressed in his will have only a prima facie effect, the real dispositive power being vested in the Court”. Consideration of these applications must always proceed with the understanding that the capacity of a court to make an assessment is necessarily limited, as the deceased cannot explain his or her reasons for the disposition of the estate or respond to the claims of an applicant.11

(citations omitted)

(1) those contributions by the applicant towards the testator’s estate during his childhood and during the ensuing partnership until its dissolution;

(2) those benefits received by the applicant from the testator during the testator’s lifetime;

(3) the personal relationship between the applicant and the testator.

10 Chan v Chan [2016] NSWCA 222 at [22].

11 Darveniza (n 1) at [17].

12 [2019] QDC 220 at [161]- [167]; see also Sgro v Thompson [2017] NSWCA 326 at [80]- [87].

The Applicant submits that these items do not constitute an inter vivos benefit of the nature to be taken into account by the Court because distributions following the resolution of the partnership dispute arose out of a partnership relationship, not a parent- child relationship. The parent - child relationship is a matter of correlation, not causation of the transfer of one-third of the partnership assets and 600 acres of land to him by the other partners (his parents).

The Applicant contends that he was promised that he would inherit the farm and family business if he worked for his father... The Applicant submits that the Court should order provision for him on his Application because that would perfect the promise made by the testator that he would receive the farm and farm business if he worked for his father (and later the farming partnership).

13 [2005] HCA 11; (2005) 221 CLR 191 (‘Vigolo v Bostin’).

14 Compare Vigolo v Bostin (n 13) at 207 [36].

15 Vigolo v Bostin ibid at 207-208 [37].


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