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ADAMSON (A PSEUDONYM) v THE KING [2024] SASCA 91 (1 August 2024)
South Australian Court of Appeal
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ADAMSON (A PSEUDONYM) v THE KING [2024] SASCA 91 (1 August 2024)
Last Updated: 2 August 2024
SUPREME COURT OF SOUTH AUSTRALIA
(Court of Appeal: Criminal)
DISCLAIMER - Every effort has been made to comply with suppression orders or
statutory provisions prohibiting publication that may
apply to this judgment.
The onus remains on any person using material in the judgment to ensure that the
intended use of that material
does not breach any such order or provision.
Further enquiries may be directed to the Registry of the Court in which it was
generated.
ADAMSON (A PSEUDONYM) v THE KING
[2024] SASCA 91
Judgment of the Court of Appeal
(The Honourable Justice Lovell, the Honourable Justice Doyle and
the Honourable Justice Bleby)
1 August 2024
CRIMINAL LAW - PARTICULAR OFFENCES - OFFENCES AGAINST THE PERSON - SEXUAL
OFFENCES - MAINTAINING SEXUAL RELATIONSHIP WITH CHILD AND
PERSISTENT SEXUAL
ABUSE OF CHILD
CRIMINAL LAW - EVIDENCE - PROPENSITY, TENDENCY AND CO-INCIDENCE - OTHER
MATTERS
CRIMINAL LAW - EVIDENCE - CHARACTER AND PRIOR CONVICTIONS
Following a trial by judge alone, the appellant was convicted of the offence
of maintaining an unlawful sexual relationship with a
child, contrary to s 50(1)
of the Criminal Law Consolidation Act 1935 (SA).
The appellant appeals on two grounds, each of which challenges the trial
judge’s directions in relation to evidence of discreditable
conduct
adduced at trial. The first ground relates to evidence as to the
appellant’s domestic violence against the complainant’s
mother
(‘the domestic violence evidence’). The second ground relates to the
complainant’s evidence that on two
occasions, the appellant made sexual
comments towards her (‘the sexual comments evidence’). The appellant
contends that
the trial judge failed to comply with his obligation under s
34R(1) of the Evidence Act 1929 (SA) to identify and explain the
permissible and impermissible uses of that evidence.
Held, per the Court, granting permission to appeal in relation to Ground 2
and allowing the appeal on Grounds 1 and 2:
- The
trial judge failed to adequately identify and explain the impermissible use of
the domestic violence evidence such that he did
not comply with the obligation
in s 34R(1) of the Evidence Act 1929 (SA);
- The
trial judge failed to adequately identify and explain the permissible use of the
sexual comments evidence such that he did not
comply with the obligation in s
34R(1) of the Evidence Act 1929 (SA); and
- This
is not an appropriate case to apply the proviso to the common form appeal
provisions in s 158(2) of the Criminal Procedure Act 1921 (SA).
Criminal Law Consolidation Act 1935 (SA) s 50(1);
Criminal Procedure Act 1921 (SA) ss 158(1)(b), 158(2); Evidence Act
1929 (SA) ss 13C, 34P(1), 34P(2), 34Q, 34R(1), referred to.
AK v Western Australia [2008] HCA 8; (2008) 232 CLR 438; Carr (a pseudonym) v The
King [2024] SASCA 69; Collins v The Queen [2020] SASCFC 96;
Filippou v The Queen [2015] HCA 29; (2015) 256 CLR 47; Hammer v The Queen [2022]
SASCA 75; HCF v The Queen [2023] HCA 35; (2023) 97 ALJR 978; Hofer v The Queen
[2021] HCA 36; (2021) 274 CLR 351; Huxley v The Queen [2023] HCA 40; (2023) 98 ALJR 62; JGS v
The Queen [2020] SASCFC 48; Kalbasi v Western Australia [2018] HCA 7; (2018) 264
CLR 62; Kane (a pseudonym) v The King [2024] SASCA 70; Magro v The
King [2022] SASCA 100; McPhillamy v The Queen [2018] HCA 52; (2018) 92 ALJR 1045;
MDM v The Queen (2020) 136 SASR 360; R v MDP [2023] QCA 134;
OKS v Western Australia [2019] HCA 10 ; (2019) 265 CLR 268; Perara-Cathcart v The
Queen [2017] HCA 9; (2017) 260 CLR 595; R v Bauer (a pseudonym) [2018] HCA 40; (2018) 266 CLR 56;
R v Becirovic [2017] SASCFC 156; R v Forrest (2016) 125 SASR 319;
R v Golubovic [2016] SASCFC 144; R v JMSA [2023] SADC 130; R v
Singh [2019] SASCFC 51; R v Taheri [2017] SASCFC 92; R v Tahiata
[2024] QCA 59; R v Tran [2017] SASCFC 99; Weiss v The Queen
[2005] HCA 81; (2005) 224 CLR 300, considered.
ADAMSON (A PSEUDONYM) v THE KING
[2024] SASCA 91
Court of Appeal – Criminal: Lovell, Doyle and Bleby JJA
- THE
COURT: Following a trial before a judge sitting without a jury, the
appellant was convicted of the offence of maintaining an unlawful sexual
relationship with a child, contrary to s 50(1) of the Criminal Law
Consolidation Act 1935 (SA). The complainant was his stepdaughter, SB.
- The
appellant appeals on two grounds, each of which challenges the trial
judge’s directions in relation to evidence of discreditable
conduct
adduced at trial. In particular, each involves a contention that the trial
judge failed to comply with his obligation under
s 34R(1) of the Evidence Act
1929 (SA) to identify and explain the permissible and impermissible uses of
that evidence.
- For
the reasons which follow, both grounds have been made good and this is not a
proper case in which to invoke the proviso to the
common form appeal provisions
in s 158(2) of the Criminal Procedure Act 1921 (SA). It follows
that the appeal should be allowed, with an order for a
retrial.
Background
- In
2018, the appellant was charged with maintaining an unlawful sexual relationship
with a child in contravention of s 50(1) of the Criminal Law
Consolidation Act.
- In
summary, it was alleged that, between 1999 and 2003, while in a relationship
with LK, the appellant engaged in numerous unlawful
sexual acts with LK’s
daughter, SB. Consistently with the particulars alleged in the information, SB
gave evidence to the
effect that the appellant:
(a) frequently put his hand down her pants and touched her vagina;
(b) inserted his penis into her vagina on more than one occasion, including an
occasion while she was sleeping, and an occasion in
a car while pulled over at a
truck stop;
(c) took her hand and placed it inside his track pants and onto his penis;
(d) instructed her to take her clothes off and clean her brother’s room
while he lay on a bed and watched; and
(e) instructed her to sit on his bed and watch pornography.
- When
the offending occurred, SB was aged between 10 and 12 years of age, and the
appellant was aged between 35 and 37 years of age.
The appellant’s
relationship with LK ended when SB was about 12 years of age.
- The
charge of maintaining an unlawful sexual relationship was first tried before a
jury in 2020. SB gave evidence by audio-visual
link. The jury was unable to
reach a verdict.
- In
2021, there was a second trial, before a different judge, but again sitting with
a jury. SB gave evidence by audio-visual link,
and a record of her evidence was
taken pursuant to s 13C of the Evidence Act. The jury was again
unable to reach a verdict.
- In
2023, there was a third trial. This time the trial proceeded before a judge
(‘the primary judge’) sitting without
a jury. The third trial was
essentially a trial ‘on the papers’. An audio-visual record of
SB’s evidence from
the second trial was received in evidence pursuant to
s 13D of the Evidence Act. The transcript of the balance of the
evidence from the second trial was tendered by consent, and closing addresses
were made.
- In
late 2023, the primary judge convicted the appellant of the offence charged, and
published his reasons for
verdict.[1]
The
evidence at trial
- The
prosecution case was based on the evidence of SB.
- SB
first came in contact with the appellant when her mother, LK, commenced a
relationship with the appellant. She was about three
years of age at the time.
At some point prior to SB commencing primary school (at the age of five), the
appellant commenced to live
with LK and SB.
- The
appellant and LK had two children together, JA and DA.
- When
SB was about 10 years of age, she and her family moved to Keith. On SB’s
evidence, the appellant commenced to sexually
abuse her while they were living
in Keith.
- SB
gave evidence of frequent indecent assaults. She said that the appellant would
get into her bed at night, put his hands down
her pants and touch her vagina.
She said that this touching happened frequently. She could not say how often,
but estimated a couple
of times per week, and said that it occurred more than 10
times. SB also described an occasion when she woke to ‘what felt
like him
pulling his penis out of my vagina’.
- SB
gave evidence of an occasion at their Keith address when the appellant took her
into JA’s bedroom and made her take her
clothes off. The appellant lay on
the bed, and watched SB as she cried. SB tried to put a blanket around herself,
but the appellant
took it away from her.
- There
was a further occasion at that address when the appellant made SB watch
pornography with him. There were also two occasions
at that address when the
appellant made sexual comments about SB in her presence. The first of these
involved the appellant pointing
to a picture of a woman and saying to SB that he
‘wanted [her] to come back with tits like that’. The second
involved
the appellant saying to SB ‘first I’m going to teach you
how to work on cars and then I’m going to teach you how
to have
sex’.
- The
appellant’s relationship with LK ended when SB was about 12 years of age.
LK, SB and her two siblings (JA and DA) moved
to an address in Murray Bridge.
The appellant continued to live in Keith, but occasionally visited the Murray
Bridge address.
- On
one occasion when the appellant visited, he took SB, JA and DA on a road trip.
At night, they pulled over into a truck stop.
The appellant asked SB to pull
her pants down and to get onto her hands and knees, like she was giving her
siblings a horse ride.
SB did as she was instructed, and the appellant inserted
his penis into her vagina. In giving evidence about this ‘car trip
incident’, SB said that the appellant threatened her by saying that he
would beat her mother with an 8 ball cue that he had
in the boot of the car if
she did not do as he asked. SB said that she believed the appellant as she had
seen what he had done to
her mother in the past.
- This
was consistent with SB’s evidence of the violence she had seen the
appellant inflict upon LK. She described three instances
of significant
violence. One involved the appellant punching LK, resulting in her receiving a
broken nose and being taken to hospital
in an ambulance. The second involved
the appellant dragging LK by the hair down some steps. The third involved the
appellant punching
LK with sufficient force to cause her to fall backwards and
hit her head on the corner of the stove. SB described other occasions
when she
heard the appellant and her mother arguing, and other sounds
(‘thuds’) and subsequent tears by her mother, consistent
with
further violence towards her mother. SB denied the suggestion put to her in
cross-examination that each of LK and the appellant
‘gave as good as they
got’; she said she had never seen her mother be violent towards the
appellant.
- SB
also gave evidence that, on the occasion of the car trip incident described
above, the appellant also indecently assaulted her
at his Keith address. The
appellant was lying on a mattress. The appellant asked SB to put her hand down
his pants and onto his
penis. SB then let the appellant put her hand underneath
his pants and onto his penis. On SB’s evidence, this was the final
incident of sexual offending against her.
- SB’s
evidence was that her initial complaint about the appellant’s offending
against her was to her mother, LK, on the
occasion of her 14th birthday. She
said that she had not told her mother earlier because she was scared of the
appellant.
- LK
gave evidence. She confirmed that SB made a complaint to her of sexual
offending against her by the appellant, and that she did
so on the occasion of
SB’s 14th birthday. LK also gave evidence of the appellant’s
violence against her, including in
the presence of SB.
- A
family friend of LK gave evidence. The balance of the evidence was tendered and
was comprised of various agreed facts, and agreed
evidence of JA and DA. This
evidence was addressed primarily to matters relevant to the family relationships
and timelines, although
JA’s evidence also included reference to regular
and significant violence by the appellant towards LK. Evidence of the
investigating
officer was also agreed, and included the tender of a record of
interview with the appellant in which he denied the offending, but
admitted
acting violently towards LK throughout their relationship.
- Although
evidence was led from these additional witnesses, the prosecutor accepted in her
closing address that the prosecution case
rested on the evidence of SB, and
hence that the judge was required to ‘scrutinise her evidence
carefully’.
- The
appellant called evidence from his mother, a member of his legal team, and a
medical practitioner, all of which related to what
was said to be distinctive
markings on his penis, being scarring consistent with surgical and accidental
trauma.
- The
appellant did not give evidence.
- The
defence case involved a denial of the offending, and a challenge to the
credibility and reliability of SB’s evidence.
SB was cross-examined to
the effect that the allegations were untrue and had been fabricated by SB.
There was an emphasis upon inconsistencies
and omissions in her evidence,
particularly in relation to the duration and timing of the offending. But there
was also a significant
challenge to the credit of SB, with the defence case
being that SB was motivated to lie, and to fabricate the allegations of sexual
abuse, by her hatred of the appellant as a result of his violence towards her
mother.
The discreditable conduct evidence
- As
mentioned at the outset of these reasons, the two grounds of appeal both relate
to the trial judge’s directions in relation
to the discreditable conduct
evidence adduced by the prosecution.
- The
first ground relates to the evidence adduced from SB, LK and JA as to the
appellant’s domestic violence towards LK, and
SB’s knowledge of that
violence (‘the domestic violence evidence’). The second ground
relates to the evidence
adduced from SB as to the two occasions upon which the
appellant made sexual comments about SB (‘the sexual comments
evidence’).
- There
is no dispute that both involved evidence of discreditable conduct. In both
cases the evidence was admitted without objection.
- The
domestic violence evidence was adduced in all three trials. The prosecution
relied upon it as relevant only by way of explanation
for the (late) timing of
SB’s complaint. In other words, SB’s knowledge of the
appellant’s violence towards her
mother was said to support her failure to
complain until after her mother’s relationship with the appellant had
finished, and
they were living separately from the appellant. The defence case
did not involve any challenge to the domestic violence evidence.
To the
contrary, the defence relied upon this evidence as providing a basis for
SB’s hatred of the appellant and her motive
to lie about the offending
against her.
- The
sexual comments evidence was not adduced at the first trial. It was adduced
during the second trial on the basis that it was
said to be relevant to the
nature of the relationship between SB and the appellant. The prosecutor
expressly disavowed any reliance
upon this evidence for any propensity use,
including any use involving any sexual interest by the appellant in SB that
might be probative
of a preparedness to act upon it.
- As
the evidence from the second trial was tendered in the third trial, the sexual
comments evidence formed party of the evidence
at the third trial. However,
neither party made any express reference to this evidence in their closing
addresses.
- As
summarised below, the trial judge made various references to these bodies of
discreditable conduct evidence in his reasons.
The trial
judge’s reasons
- The
trial judge commenced his reasons by setting out the charge, and giving himself
some orthodox general directions, including as
to the elements of the charged
offence. His Honour then embarked upon a relatively thorough summary of the
evidence at trial.
- In
summarising SB’s evidence, the trial judge included reference to
SB’s account of the sexual comments about her made
by the appellant in her
presence. His Honour also included reference to SB’s evidence as to the
violence by the appellant
to her mother that she had witnessed. When describing
the car trip incident, the trial judge mentioned SB’s evidence to the
effect that she believed the appellant’s threat about the 8 ball cue
because she had seen what he had done to her mother in
the past. Further, when
describing SB’s evidence of the complaint she made to her mother after her
relationship with the appellant
had finished, the trial judge mentioned
SB’s evidence to the effect that she had not told her mother earlier
because she was
scared of the accused given the violence she had witnessed.
- In
then summarising the parties’ addresses, the trial judge noted the
parties’ respective arguments in relation to the
domestic violence
evidence, with the prosecution emphasising its relevance to the timing of
SB’s complaint, and the defence
emphasising its relevance in support of
SB’s motive to lie. His Honour did not mention the sexual comments
evidence in this
context, which is not surprising given that it did not feature
in the parties’ closing addresses.
- Turning
to the operative section of the trial judge’s reasons, his Honour
commenced with some observations about the fact that
the appellant did not give
evidence, the appellant’s denial of the offending in his record of
interview, and the onus of proof.[2]
The trial judge then turned to what he described as the ‘uncharged
acts’. He gave himself the following directions
in relation to the
domestic violence evidence (at [179]):
The complainant and LK gave
evidence of specific incidents of violence inflicted by the accused upon LK. I
bear in mind that the
only relevance of that evidence goes to the potential
reason the complainant did not complain to her mother at the time of the alleged
sexual offending, out of fear that upon being confronted ... the accused would
become violent towards LK; and in the context of the
complainant’s
evidence regarding the car trip incident when she said that the accused had
threatened to use a pool cue to beat
the complainant’s mother, if the
complainant did not do as she was told. The evidence was therefore relevant to
enable an
assessment of the complainant’s evidence as to her reaction to
that threat. I bear in mind that I would need to be satisfied
as to the
accuracy and reliability of the evidence relating to the accused’s
infliction of violence upon LK before I could
use the evidence in that way.
- He
then gave himself the following directions in relation to the sexual comments
evidence (at [180]):
I bear in mind in relation to the evidence of
the complainant that the accused had said things to her of a sexual nature is
only relevant
if I accept that such things were said, in the context of some
sexual interest in the complainant on the part of the accused. Even
accepting
that the accused made those comments, does not mean that he is more likely to
have perpetrated the sexual acts.
- After
giving himself these directions, the trial judge addressed the
complainant’s evidence. He addressed some of the challenges
to her
evidence, before stating that he did not consider that the inconsistencies
relied upon by the defence when considered, either
individually or collectively,
undermined the credibility or reliability of her evidence in relation to the
charged acts.[3]
- The
trial judge addressed the defence submission that SB had a motive to
lie.[4] His Honour rejected the
submission she had a motive to lie, or to fabricate the allegations of sexual
offending, noting that by
the time SB complained about the offending to her
mother, the appellant had long since been ‘out of her life’.
- Turning
to the complaint evidence, the trial judge accepted SB’s evidence to the
effect that she had not said anything about
the appellant’s conduct whilst
her mother was still in a relationship with the appellant because of her concern
about the ramifications
for her mother given the violence she had
witnessed.[5] His Honour noted the
inconsistency between the evidence of SB and the evidence of LK as to the
content of the complaint SB ultimately
made to her mother. Whilst inclined to
prefer the complainant’s version of the complaint, his Honour said that
‘ultimately
we take the view that the inconsistency does not undermine the
complainant’s evidence, but that the only use we can make of
the complaint
evidence is to explain the way in which the matter first came to
light’.[6]
- In
the next sections of his reasons, the trial judge addressed the forensic
disadvantage to the appellant given the time that had
passed since the offending
occurred;[7] addressed the issues in
the evidence as to the timing and duration of the alleged
offending;[8] and explained his
rejection of the defence submissions as to the implausibility of certain aspects
of SB’s evidence (being
essentially her evidence in relation to the car
trip incident, and her failure to notice anything distinctive about the
appellant’s
penis).[9]
- The
trial judge concluded his reasons with the
following:[10]
Conclusion
To state what must be obvious, the task involved in considering the evidence
and determining the charges, is to ultimately consider
the evidence and make a
finding as to whether or not the prosecution has proved each element of a
charged offence beyond reasonable
doubt.
As I have said, I accept the complainant as a truthful and reliable witness.
I accept her account of events beyond reasonable doubt.
I find that the accused committed two or more, indeed many more, acts of
indecent assault by getting into bed with the complainant
late at night, and
touching her vagina.
I find that the accused committed both acts of gross indecency in the
circumstances deposed to by the complainant. Her account of
each was detailed
and compelling.
As to the first act of unlawful sexual intercourse, I am unable to find
beyond reasonable doubt on the evidence of the complainant
that the accused
penetrated the complainant’s vagina with his penis on that occasion. I
find however that the accused had
at least inserted his penis between the
complainant’s legs, after pulling her clothing down below her buttocks. I
find beyond
reasonable doubt that in doing so he committed another indecent
assault.
I find beyond reasonable doubt that on the car trip to Adelaide the accused
penetrated the complainant’s vagina with his penis,
albeit briefly, and
that he thereby committed an act of unlawful sexual intercourse.
I find beyond reasonable doubt that the accused committed an indecent assault
during the mattress incident by taking the complainant’s
hand and placing
it on his penis.
It follows that I find the charged offence proven beyond reasonable doubt and
must therefore return a verdict of guilty.
Grounds of appeal
- As
mentioned, the appellant relies upon two grounds of appeal, the first
challenging the trial judge’s directions in relation
to the domestic
violence evidence, and the second challenging his directions in relation to the
sexual comments evidence:
- The
learned trial judge erred in law by failing to identify and explain the purposes
for which the evidence of the appellant’s
violence may not be used,
contrary to s 34R(1) of the Evidence Act 1929 (SA) (see [179] of the
Reasons).
- The
learned trial judge erred in law by misdirecting himself as to the use that
could be made of the evidence that the appellant had
made remarks of a sexual
nature to the complainant (see [180] of the Reasons).
- Before
addressing these grounds more directly, it is appropriate to make some general
observations about a trial judge’s obligations
under s 34R(1) of the
Evidence Act.
A trial judge’s obligations under s
34R(1) of the Evidence Act
- Division
3 of Part 3 of the Evidence Act contains various provisions relating to
the admissibility and use of discreditable conduct evidence. Of particular
significance
in the present case are ss 34P, 34Q and 34R. They relevantly
provide as
follows:
34P—Evidence
of discreditable conduct
(1) In the trial of a
charge of an offence, evidence tending to suggest that a defendant has engaged
in discreditable conduct, whether
or not constituting an offence, other than
conduct constituting the offence (discreditable conduct
evidence)—
(a) cannot be used to
suggest that the defendant is more likely to have committed the offence
because he or she has engaged in
discreditable conduct; and
(b) is inadmissible for that purpose (impermissible use);
and
(c) subject to subsection (2), is inadmissible for any other
purpose.
(2) Discreditable
conduct evidence may be admitted for a use (the permissible use)
other than the impermissible use if, and only if—
(a) the judge is
satisfied that the probative value of the evidence admitted for a permissible
use outweighs any prejudicial effect
it may have on the defendant; and
(b) in the case of evidence admitted for a permissible use that relies on a
particular propensity or disposition of the defendant
as circumstantial
evidence of a fact in issue—the evidence has strong probative value
having regard to the particular issue
or issues arising at trial.
(3) ...
(4) ...
(5) ...
34Q—Use
of evidence for other purposes
Evidence that under this Division is not admissible for 1 use must not
be used in that way even if it is relevant and admissible for
another use.
34R—Trial
directions
(1) If evidence is admitted under section 34P, the judge must (whether
or not sitting with a jury) identify and explain the purpose for which the
evidence may, and may not,
be used.
(2) ...
- Section
34P(1) thus provides that discreditable conduct evidence is not admissible, and
may not be used, to suggest that the defendant is more likely
to have committed
the offence because he or she has engaged in the discreditable conduct. This
proscribed form of reasoning, defined
in the legislation as ‘the
impermissible use’, is sometimes described as bare, general, basic or
simplistic propensity
reasoning. It is also sometimes referred to colloquially
as ‘bad person’ reasoning.
- Discreditable
conduct evidence is only admissible, and able to be used for a
‘permissible use’, if it satisfies the requirements
of s 34P(2). If
the permissible use is a use that does not rely upon any particular propensity
or disposition on the part of the defendant, then
the probative value of the
evidence in that use must outweigh any prejudicial effect it may have on the
defendant (s 34P(2)(a)). If the permissible use does rely upon a particular
propensity or disposition on the part of the defendant, then the evidence must
not only be more probative than prejudicial in that use, but also have a strong
probative value having regard to the particular issue
or issues arising at trial
(s 34P(2)(b)).
- Under
s 34Q, discreditable conduct evidence, even if admissible for one or more
uses, must not be used for any inadmissible use.
- Section
34R(1) provides that, where discreditable conduct is admitted, the trial judge
must give directions as to the use for which that evidence
may, and may not, be
used. There are several significant features of this section. It is mandatory
in its terms. It is expressed
as applying both to judges sitting with a jury
and judges sitting alone. It imposes an obligation to give directions which
‘identify
and explain’ the uses. It involves an obligation to give
directions both as to the use(s) for which the evidence may be used
(the
permissible uses), and the use(s) for which it may not be used (the
impermissible uses). The permissible uses will be those
which satisfy the
requirements of s 34P(2). The impermissible uses will be ‘the
impermissible use’ identified in s 34P(1), and any other use which
does not satisfy the requirements of s 34P(2).
- There
are a number of authorities addressing the content of a trial judge’s
obligation under s 34R(1). Whilst acknowledging the mandatory and prescriptive
terms in which the section is expressed, these authorities make it plain that
the section does not prescribe any particular form of words, and does not
require that directions be given in relation to every conceivable
use that might
be made of any discreditable conduct evidence. What is required will depend to
some extent upon the forensic context
of the particular
trial.[11]
- For
example, in Perara-Cathcart v The
Queen,[12] the High Court held
that the trial judge, who gave a general direction warning against simplistic or
bare reasoning, complied with
his obligation under s 34R(1). The trial
judge was not required to warn against a more specific impermissible use which
was identified during the appeal, but which
had not featured in the addresses at
trial, and did not otherwise form part of the forensic contest at trial.
- The
importance of considering the content of the trial judge’s obligation
under s 34R(1) in the context of the issues at trial was emphasised in the
following passage from Doyle J’s reasons in R v
Tran:[13]
I thus
agree with Vanstone J that it was not necessary in the circumstances of this
case for the trial judge to go further than he
did, and expressly warn himself
against the bare or general propensity reasoning proscribed by s 34P(1)
(that is, using the wording of the “impermissible use” identified in
that subsection). While the trial judge was obliged
under s 34R(1) to
identify and explain the uses that “may, and may not” be made of the
evidence of discreditable conduct, the extent
of this obligation is not to be
determined in the abstract, and does not extend to identifying or explaining
every conceivable or
theoretical line of impermissible reasoning. The nature
and extent of the directions required by s 34R(1) will be dictated by the
circumstances of the case, and the real issues in the
trial.[14] What is necessary will
depend upon the forensic issues in the case, and the cases of, and addresses by,
the prosecution and defence.[15]
The issue is ultimately whether the directions are sufficient to ensure that the
fact-finder understood the permissible use of the
evidence of discreditable
conduct, and that there was no occasion for concern that the evidence of
discreditable conduct might be
used for an impermissible
use.[16]
While a direction that reflects the wording of the impermissible use
identified in s 34P(1) will often be required, that will not always be
so.[17] In
R v Forrest,[18]
the absence of such a warning bespoke inadequacy and error because the
prosecutor’s address had left open, if not encouraged,
bare or general
propensity reasoning of the proscribed type, and the trial judge’s
directions did not clearly identify the
quite limited and particular permissible
use of that evidence. Similarly, in R v
Golubovic,[19] it was
significant that the trial judge did not ever properly identify the permissible
use of the evidence of discreditable conduct.
By way of contrast, in the
present case, the trial judge clearly and accurately described the permissible
use that might be made
of the evidence of discreditable conduct. The line of
reasoning that this permissible use engaged was quite distinct from the general
or bare propensity line of reasoning that s 34P(1) proscribes. The former
turned upon an overall consideration of the evidence of the charged and
uncharged conduct so as to deduce
a pattern or system that might assist in
characterising individual transactions. It did not employ the sequential
reasoning from
particular discreditable acts that is the hallmark of the
impermissible bare or general propensity reasoning.
In circumstances where (i) the trial judge made abundantly clear the
permissible use of the evidence of discreditable conduct; (ii)
that permissible
use engaged a line of reasoning that did not give rise to any risk of, or
occasion for, bare or general propensity
reasoning; and (iii) the addresses of
the parties did not otherwise invite or suggest such reasoning, it was not
necessary for the
trial judge to go further than the general warning he gave
himself against inferring guilt of any particular charge from mere satisfaction
that the appellant engaged in the uncharged acts.
- In
understanding the above passage from R v Tran, it is important to bear in
mind that the trial judge in that case did give himself a direction not to
engage in a (crude) form of
impermissible bad person reasoning. His Honour
directed himself that he ‘would not be in a position to convict on any
count
just because there is a significant amount of uncharged conduct that may
be proved against the
accused’.[20] It was in that
context that the Court held that s 34R(1) did not require that the trial judge
go further and give a direction that conformed more closely to the wording of
the impermissible
use in s
34P(1).[21]
- In
applying this passage in Kane (a pseudonym) v The
King,[22] this Court recently
dismissed an appeal in circumstances where the trial judge did not expressly
direct the jury not to use ‘bad
person’ reasoning in relation to a
particular item of discreditable conduct evidence (referred to as ‘the
invasive images
allegation’). However, that was in circumstances where
(i) there were no submissions which had invited the jury to make any
impermissible use of that evidence, (ii) the evidence emerged in the context of
(and appeared only to be relevant to) a particular
issue which arose during the
cross-examination of the complainant and then barely featured during the balance
of the case, and (iii)
the trial judge had elsewhere given a direction not to
engage in bad person reasoning which was not only ‘clear and
strong’,
but also expressed in general terms which the jury would have
understood extended to the invasive images
allegation.[23]
Ground
1: the domestic violence evidence
- The
trial judge’s directions in relation to the use of the domestic violence
evidence were contained in paragraph [179] of
his reasons, and have been set out
above. In short, the trial judge directed himself that ‘the only
relevance’ of that
evidence was as potential explanations for the timing
of SB’s complaint, and for SB’s reaction to the threat made by
the
appellant during the car trip incident.
- The
trial judge concluded his directions in that paragraph by reminding himself that
he could only use the domestic violence evidence
in the permissible ways
mentioned if he was satisfied as to the accuracy and reliability of that
evidence. Whilst his Honour did
not subsequently make any express findings in
relation to that evidence, his Honour’s reasons included a general
statement
that he accepted SB as a truthful and reliable
witness,[24] and his consideration
of the timing of SB’s complaint was premised upon SB having witnessed
violence towards her mother.[25]
Accordingly, it is appropriate to proceed on the basis that the trial judge did
accept SB’s evidence in relation to the domestic
violence perpetrated by
the appellant upon LK.
- The
appellant contends that the trial judge’s directions in paragraph [179]
failed to comply with the trial judge’s obligation
under s 34R(1). In
particular, they did not include any direction against using that evidence for
the impermissible use described in s 34P(1), being the impermissible
simplistic or bad person propensity reasoning.
- In
responding to this challenge to the adequacy of the trial judge’s
directions, the respondent relies upon the combination
of the following matters.
First, the trial judge clearly and accurately identified the permissible uses of
the domestic violence
evidence. Secondly, his Honour said that this was
‘the only relevance’ of the evidence, thus expressly excluding any
other use of that evidence. Thirdly, the trial judge warned himself against
simplistic bad person propensity reasoning in paragraph
[180], albeit in the
context of his directions about the sexual comments evidence rather than the
domestic violence evidence. Fourthly,
neither party suggested in their closing
addresses or otherwise, that the trial judge should invoke any process of
reasoning in relation
to the domestic violence evidence that might have engaged
the impermissible simplistic propensity reasoning proscribed by s 34P(1).
Fifthly, the impugned directions were in the context of a trial by judge alone,
rather than directions to a jury. Sixthly, the
balance of the trial
judge’s reasons for verdict do not contain any basis for suggesting that
the trial judge in fact engaged
in any impermissible reasoning in respect of the
domestic violence evidence. To the contrary, the only express use made of the
evidence
was in explaining the timing of SB’s complaint. And even then,
his Honour only relied upon the complaint evidence as explaining
the way in
which SB’s allegations first came to light.
- Dealing
with each of these matters in turn, it may first be accepted that the accuracy
and precision with which the trial judge describes
the permissible use of
discreditable conduct evidence may inform what is necessary to adequately direct
in relation to the impermissible
use of that
evidence.[26] However, it will not
ordinarily overcome a failure to give any direction at all in relation to an
impermissible use of that evidence
which arises on the evidence at trial.
- Secondly,
whilst the trial judge’s reference to the permissible uses as ‘the
only relevance’ of the evidence gives
some guidance as to the trial
judge’s understanding of how the evidence may, and implicitly may not, be
used, it is important
not to overlook the terms of s 34R(1). That section is
expressed in terms which include an obligation to ‘identify and
explain’ the purposes for which the
evidence may not be used. In other
words, the section contemplates more than a direction to the effect that the
evidence may not
be used for any purpose other than the identified permissible
use(s) of that evidence. It contemplates that the trial judge will
go further
and identify and explain the impermissible use(s) of that evidence. It would
seem that the rationale for requiring directions
of this nature is to ensure
that the impermissible uses are identified and understood so that they may be
consciously excluded from
the decision-making process. It thus involves a
recognition of the risk that the finder of fact might otherwise slip into an
impermissible
form of reasoning, even if only subconsciously.
- Thirdly,
it is true that the trial judge expressly warned himself against bad person
reasoning in the context of his directions about
the sexual comments evidence.
Whilst this demonstrates an awareness of the impermissibility of such simplistic
reasoning, we do
not think it was sufficient to discharge his Honour’s
obligation to direct himself against such reasoning in relation to the
domestic
violence evidence. Unlike the ‘clear and strong’ direction against
bad person reasoning given in Kane (a pseudonym) v The King, it was not
given in terms which addressed the risk of such reasoning in relation to
discreditable conduct evidence more generally.
- Fourthly,
it is also true that no party invited the trial judge to engage in the
simplistic form of bad person propensity reasoning
expressly proscribed by
s 34P(1). However, it does not follow that this impermissible use was not
one that needed to be addressed under s 34R(1). As mentioned, there will be
cases, like Perara-Cathcart v The Queen, where a (theoretically
available) impermissible use is sufficiently removed from the forensic contest
at trial as to not require
any express direction. However, that will rarely, if
ever, be the case in relation to the impermissible use expressly proscribed
by s
34P(1).
- Fifthly,
in circumstances where the obligation in s 34R(1) is articulated in terms
which expressly apply to a trial judge ‘whether or not sitting with a
jury’, there is limited
scope for any difference in approach to the
directions that must be given in the case of trials by judge alone. Without
ruling out
the possibility that the adequacy of the particular terms in which
the directions are expressed may depend upon whether they are
addressed to a
judge or jury, it is difficult to see how this difference in the mode of trial
can affect the permissible and impermissible
uses which must be identified and
explained. The terms in which s 34R(1) is drafted reveal a legislative
intention that judges, despite their training and experience, must nevertheless
expressly and consciously
identify and explain both the permissible and
impermissible uses of discreditable conduct evidence. While it ought to be
obvious
to a judge that they must not engage in the simplistic propensity
reasoning which is defined as ‘the impermissible use’
under
s 34P(1), and relatively easy for the judge to avoid doing so, the terms of
s 34R(1) nevertheless require that a trial judge expressly direct himself
or herself against what has been described as the ‘natural
human instinct
to engage in base propensity
reasoning’.[27]
- Finally,
whilst an understanding of the forensic contest at trial will inform the content
of the directions that must be given under
s 34R(1), compliance with the
obligation under that section does not turn upon any consideration of whether
the judge or jury, as the case
may be, has in fact made some impermissible use
of the evidence. Even if a trial judge’s reasons for verdict provide a
sound
basis for inferring that the judge has not engaged in impermissible
reasoning, this does not mean that there has been compliance
with s 34R(1).
The obligation under that section, while directed towards reducing the risk of
impermissible reasoning being invoked, is expressed
in mandatory terms which
address the content of the directions that must be given rather than an outcome
that must be achieved.
- In
summary, we consider that the trial judge was required by s 34R(1) to
identify and explain the impermissible use of the domestic violence evidence
proscribed under s 34P(1). He was required to direct himself not to engage
in any process of reasoning to the effect that any violence the appellant was
found
to have engaged in towards SB’s mother made it more likely that he
committed any of sexual acts alleged by SB. His description
of ‘the only
relevance’ of the domestic violence evidence did not adequately
‘identify and explain’ the use
for which that evidence was not to be
used. Nor was his warning against the impermissible use in the context of the
sexual comments
evidence adequate for this purpose. The fact that the parties
did not seek to invoke any impermissible use of the domestic violence
evidence,
and that the trial judge’s reasons for verdict suggest that there is
little, if any, risk that his Honour in fact
engaged in impermissible reasoning
in respect of that evidence, is not sufficient to achieve compliance with s
34R(1).
- In
the circumstances, we are satisfied that the trial judge’s directions in
relation to the domestic violence evidence did
not comply with s 34R(1), and
hence that Ground 1 has been made out.
Ground 2: the sexual
comments
- The
trial judge’s directions in relation to the use of the sexual comments
evidence were contained in paragraph [180] of his
reasons, and have been set out
above. In short, the trial judge directed himself that this evidence, if
accepted, was only relevant
‘in the context of some sexual interest in the
complainant on the part of the accused’. His Honour added, however, that
acceptance of the evidence did not mean that the appellant was more likely to
have perpetrated the sexual acts.
- In
challenging the adequacy of these directions, the appellant accepts that the
trial judge adequately identified and explained the
impermissible bad person
propensity use proscribed by s 34P(1). However, the appellant complains that
the trial judge misdescribed the permissible use, and indeed did so in terms
which involved
confusion with an impermissible propensity use.
- To
explain, the permissible use of the sexual comments evidence relied upon by the
prosecutor, and not objected to by the defence,
did not involve any reference to
a sexual interest in SB by the appellant. The permissible use of that evidence
was confined to
its use as explaining the nature of the relationship between SB
and the appellant, and hence in providing a more complete picture
of the context
in which the alleged offending occurred. This was not a propensity use, and
hence did not need to satisfy the ‘strong
probative value’ required
for the admission of evidence for a particular propensity use under s 34P(2)(b).
It was enough that the probative value of the evidence outweighed any
prejudicial effect.
- The
prosecutor expressly disavowed any reliance upon the sexual comments evidence as
supporting any particular propensity use, based
upon a sexual interest in SB,
under s 34P(2). In so doing, the prosecutor was no doubt mindful of the
authorities in single complainant cases suggesting that evidence of a sexual
interest by a defendant in a complainant is unlikely to possess the
‘strong probative value’ required for that evidence
to be under
s 34P(2)(b) unless it is probative of a tendency to act on that interest.
We refer in this respect to the reasons of the High Court in McPhillamy v The
Queen[28] and R v
Bauer (a pseudonym),[29] and the
reasons of this Court in MDM v The
Queen.[30]
- Consistently
with this position at trial, the respondent accepted, on appeal, that the sexual
comments evidence, while admissible
for the relationship use identified by the
prosecutor at trial, was not admissible for any propensity use dependent upon
the appellant
having a sexual interest in SB.
- To
summarise, there were three potential uses of the sexual comments evidence: the
permissible relationship use, the impermissible
sexual interest use and the
impermissible bad person use.
- Returning
to the appellant’s complaint about the adequacy of the trial judge’s
directions in relation to the sexual comments
evidence, the appellant contends
that in directing himself as to the permissible use of this evidence the trial
judge not only misdescribed
the permissible relationship use, but did so in
terms which embraced the impermissible sexual interest use. In this way, the
trial
judge failed to comply with his obligation under s 34R(1). Whilst Ground
2 was expressed in terms of a failure to identify and explain the permissible
use of the sexual comments evidence
(the relationship use), it might equally
have been expressed as a failure to warn against an impermissible use of that
evidence (the
sexual interest use).
- In
responding to this challenge to the trial judge’s directions the
respondent submits that, in circumstances where the prosecutor
had expressly
disavowed any reliance upon a sexual interest use, his Honour’s use of the
words ‘sexual interest’
in paragraph [180] ought to be understood as
merely an infelicitous description of the permissible relationship use rather
than a
direction permitting the impermissible sexual interest use. In our view,
this asks too much of this Court. While it is appropriate
to allow some
flexibility in the way a permissible use is identified and explained when
considering directions in a trial by judge
alone, the difficulty here is that
the words used by the judge are not only an inaccurate description of the
permissible use, but
they also invoke the very words (‘sexual
interest’) that are routinely used in the authorities to describe a use
which
the parties agree was impermissible in the circumstances of the present
case. As a consequence, this Court cannot have any confidence
from the terms of
the directions that the trial judge properly understood the permissible and
impermissible uses of the sexual comments
evidence.
- The
respondent makes the further point that, even accepting that the trial judge
misdescribed, and potentially misunderstood, the
permissible relationship use of
the sexual comments evidence, this is of no consequence given the limited
significance of that evidence
at the trial (as exemplified by the absence of any
reference to it in the parties’ closing addresses), and the fact that the
trial judge made no further reference to it in the balance of the operative
section of his reasons.
- We
accept the factual premise of this argument, namely that the sexual comments
evidence was of limited significance at trial, and
did not feature in any
express way in the operative section of the trial judge’s reasons.
However, we do not accept that this
is an answer to the complaint that the trial
judge failed to comply with his obligations under s 34R(1). As already
explained, s 34R(1) is mandatory and prescriptive. Determining whether it
has been complied with involves a focus on the terms of the directions given
in
relation to the discreditable conduct evidence, rather than any attempt to
divine the use that the finder of fact might ultimately
make of that
evidence.
- For
the reasons given, Ground 2 has been made out.
Common form appeal
provisions
- The
appellant contends that the trial judge’s failure to comply with his
obligation to give the directions required by s 34R(1) of the Evidence
Act involved a ‘wrong decision on any question of law’ for the
purposes of the second limb of the common form appeal provisions
(s 158(1)(b) of the Criminal Procedure Act 1921 (SA)). The
appellant further contends that, subject only to the application of the proviso
in s 158(2) of the Criminal Procedure Act, he is entitled to an
order setting aside the verdict below and ordering that there be a retrial.
- The
respondent, on the other hand, while accepting that a failure to comply with s
34R(1) involves an error of law, nevertheless
contends that the notion of a
‘wrong decision on any question of law’ under the common form appeal
provisions involves,
or carries with it, a threshold requirement of materiality.
Put another way, the respondent contends that only errors of law which
are
capable of affecting the outcome of a trial are sufficient to justify the
appellate court’s intervention.
- The
appellant disputes that there is any threshold requirement of materiality
inherent in the second limb of the common form appeal
provisions. He contends
that, having established an error of law in failing to comply with s 34R(1) of
the Evidence Act, the Court must allow the appeal, subject only to any
application of the proviso.
- In
support of this approach, the appellant relies upon the High Court’s
consideration of the three limbs of the common form
appeal provisions in
Filippou v The Queen.[31] In
that case, French CJ, Bell, Keane and Nettle JJ said that the question for the
second limb (‘wrong decision of any question
of law’) was
‘whether the judge has erred in law in the sense of a departure from trial
according to law’.[32] Their
Honours later added that this included ‘misdirections on matters of
substantive law as well as misdirections on matters
of adjectival
law’.[33] Importantly, both
of these statements were supported by footnote references to a passage from the
Court’s reasons in Weiss v The
Queen[34] in which their Honours
referred to a miscarriage of justice under the old Exchequer rule encompassing
‘any departure from trial according to law, regardless of the
nature or importance of that departure’.
- The
appellant argues that, given the High Court’s continued support for the
approach taken to the common form appeal provisions
in Weiss v The Queen,
it was appropriate that this Court take the approach it contended for. The
appellant relies in this respect upon the relatively
recent decision of the
Queensland Court of Appeal in R v
Tahiata.[35] The Court in that
case accepted that the second limb of the common form appeal provisions did not
import any threshold requirement
of materiality; that it did not require any
consideration of the nature and effect of the error, or its capacity to affect
the verdict.
Relying upon the High Court’s continued adherence to the
approach described in Weiss v The Queen, the Court took the view that
these considerations only became relevant when applying the proviso.
- In
our view, the position is not as clear cut as the appellant suggests. There is
some support in the authorities for a threshold
requirement of materiality when
considering whether an error of law is a wrong decision on a question of law for
the purposes of
the common form appeal provisions.
- For
example, in Filippou v The
Queen,[36] Gageler J described
the second limb of the common form appeal provisions as involving ‘any
error of law which was material
to the way in which the trial judge arrived at
the ultimate finding of guilt’. Then, in Hofer v The
Queen,[37] Gageler J undertook a
more detailed consideration of the Court’s reasons in Weiss v The
Queen, and in particular the Court’s reference to the Exchequer rule.
His Honour explained that Weiss v The Queen was primarily concerned with
the proper approach to the proviso, rather than the precise metes and bounds of
the three limbs of the
common appeal provisions. In his Honour’s view,
the Exchequer rule, and the Court’s reference to that rule in Weiss v
The Queen, should not be understood as encompassing errors or irregularities
which could not have affected the result of the trial. Whilst
his
Honour’s reasons were focussed upon the third limb of the common form
appeal provisions, they may nevertheless be seen
as providing some support for a
threshold requirement of materiality in respect of all three limbs of those
provisions.
- This
would be consistent with Gordon J’s summary of those provisions in
Hofer v The Queen. In describing the importance of distinguishing
between the two steps of first, deciding whether a ground of appeal was
established
and second, considering whether the proviso may be applied, her
Honour said that the former required an error which might have made
a
difference:[38]
The text
of the provision reveals a fundamental difference between the two steps of
first, deciding whether a ground of appeal is
established and second,
considering whether the proviso may (not must) be applied. One of the three
kinds of grounds of appeal (verdict
that is unreasonable or cannot be supported
on the evidence; wrong decision on any question of law; and on any other ground
whatsoever
there has been a miscarriage of justice) will not be established if
the mistake made at trial was one which could have had no effect
on the outcome
of the trial. That is, when considering whether a ground of appeal is
established it is necessary and sufficient
for the appellate court to conclude
that the error might have made a difference.
- It
is also noteworthy that Kiefel CJ, Keane and Gleeson JJ in Hofer v The
Queen,[39] when referring to the
relevant passage from the Court’s reasons in Weiss v The Queen,
spoke of any departure from a trial according to law ‘to the prejudice of
the accused’.
- Recently,
in HCF v The Queen,[40]
albeit when addressing the third limb of the common form appeal provisions,
Edelman and Steward JJ, in dissent as to the outcome,
noted the differing
approaches in Hofer v The Queen, and expressed their support for Gordon
J’s approach, being an approach which focusses upon the capacity for the
error or irregularity
to affect the outcome, rather than whether it might or
might not have actually done so. Their Honour’s spoke of an error or
irregularity which had the capacity for practical injustice, or the capacity to
prejudice consideration of the defendant’s
case, but noting that this
would generally follow from a failure to observe the rules of procedure and
evidence. The majority (Gageler
CJ, Gleeson and Jagot JJ) also took an approach
which emphasised the need to consider the capacity for the error or irregularity
to have affected the outcome, at least in respect of the third limb of the
common form appeal
provisions.[41]
- In
summary, it seems that the High Court is yet to reach a settled position in
relation to the existence, and precise nature, of
any threshold requirement of
materiality in relation to the second and third limbs of the common form appeal
provisions. The issue
may be addressed by the High Court in the upcoming appeal
from the Queensland Court of Appeal’s decision in R v
MDP.[42]
- All
of that said, it is not necessary for this Court to express a concluded view as
to whether the second limb of the common form
appeal provisions carries a
threshold requirement of materiality. Whilst contending for a threshold
requirement, the respondent accepts
that it is a low threshold and ultimately
conceded that it would be satisfied in the circumstances of the present case.
In other
words, the respondent accepts that if this Court were to conclude that
the trial judge failed to comply with s 34R(1) of the Evidence Act
in the ways contemplated by Grounds 1 and 2, then it would be appropriate to
proceed on the basis that the trial judge made a wrong
decision on a question of
law, with the result that the appeal should be allowed, subject only to the
proviso. The failures complained
of had at least some capacity to influence the
Court’s assessment of the evidence, and hence to influence the conduct and
outcome
of the trial. However, the respondent maintained its submission that,
because the trial judge’s reasons do not suggest that
his Honour in fact
used the evidence impermissibly, this would be an appropriate case in which to
invoke the proviso and dismiss
the appeal on that basis.
The
proviso
- For
this Court to apply the proviso, and dismiss the appellant’s appeal,
s 158(2) of the Criminal Procedure Act requires that the respondent
establish that ‘no substantial miscarriage of justice has actually
occurred’.
- Applying
the approach required by Weiss v The
Queen,[43] as interpreted by
subsequent High Court decisions, it is a necessary, but not sufficient,
condition of the application of the proviso
that the appellate court be
satisfied, on the whole of the record (including the verdict), that the
defendant was proved guilty of
the offence charged. The standard of proof is,
of course, proof beyond reasonable doubt. In the case of a trial with a jury,
the
assessment is not an exercise in divining or predicting what the jury, or
some hypothetical jury, might have done. Rather, it involves
the appellate
court’s own assessment of the evidence, but mindful of the disadvantages
of proceeding on the record, without
having seen or heard the witnesses give
evidence in the context of the trial as a whole. In some cases, such as where
there are
significant issues of contested credibility, the natural limitations
of the appellate task will prevent satisfaction that a substantial
miscarriage
of justice has not occurred.
- An
equivalent approach applies in cases involving a trial before a judge sitting
without a jury.[44]
- In
undertaking the above appellate task, it is relevant to consider the nature and
effect of the error(s) made by the trial
judge.[45] That is because there
will be some cases in which it may be said that the error would not, or at least
should not, have had any
significance to the verdict. However, in other cases,
the nature of the error(s) will prevent the appellate court from being able
to
assess whether guilt was proved to the criminal standard.
- In
inviting this Court to apply the proviso, the respondent submitted that it was
apparent from the trial judge’s reasons that
neither his failure to warn
against bad person reasoning in relation to the domestic violence evidence, nor
his failure to accurately
describe the permissible use of the sexual comments
evidence, influenced his reasoning, or affected the verdict. As explained, the
only explicit use the judge made of the domestic violence evidence was in the
context of relying upon the complaint evidence as explaining
how the allegations
came to light; and the trial judge did not make any explicit use of the sexual
comments evidence. The trial
judge’s reasons do not include any reference
to the judge engaging in impermissible reasoning in respect of either the
domestic
violence evidence or the sexual comments evidence.
- Whilst
these are relevant considerations, they are not conclusive. Even accepting, as
we do, that the judge did not expressly engage
in any impermissible reasoning,
it is difficult to rule out that possibility. The operative section of his
Honour’s reasoning,
reproduced earlier in these reasons, is relatively
succinct. Whilst his Honour identified various matters taken into account, his
operative reasoning is ultimately expressed in relatively conclusory terms. In
the circumstances, it is not possible for this Court
to be confident that his
Honour’s approach, and in particular his assessment of the
complainant’s credibility and reliability
in relation to her allegations
of sexual offending by the appellant, was not influenced, even if only
subconsciously, by any impermissible
reasoning relating to the appellant’s
discreditable conduct.
- It
may be accepted that a judge is less likely than a jury to have slipped into
such reasoning, but in the absence of adequate directions,
we do not think this
Court can be sufficiently confident that this did not occur. Indeed, the
express extension of the obligation
under s 34R(1) (to identify and explain
the permissible and impermissible uses of discreditable conduct evidence) to
trial judges
is predicated upon an assumption that there is otherwise a risk
that even a judicial officer might err in this way. In the circumstances,
this
Court must be careful not to ascribe too much weight to the judge’s
verdict.[46]
- In
circumstances where this was a trial that turned on the credibility and
reliability of the complainant, and where there was a
significant contest in
relation to these matters, we do not think it is appropriate for this Court to
reach a view as to whether
the appellant’s guilt was proved beyond
reasonable doubt. Just as was the case in the recent decision of this Court in
Carr (a pseudonym) v The
King,[47] we do not think this
Court can be satisfied from a consideration of the record that the complainant
was incontrovertibly truthful
and reliable.
- The
consideration that this was a trial largely ‘on the papers’, while
relevant, is not a complete
answer.[48] It still leaves this
Court in the difficult position of being unable to satisfactorily resolve
difficult, and strongly contested,
issues as to the credibility and reliability
of the complainant’s evidence.
- All
things considered, we do not consider that this is an appropriate case in which
to apply the proviso.
Conclusion and orders
- A
judge of this Court granted the appellant leave to appeal in relation to Ground
1. To the extent that he requires leave to appeal
in relation to Ground 2, it
should be granted.
- We
allow the appeal, set aside the verdict of guilty, and order that there be a
retrial.
[1] R v JMSA [2023] SADC
130 (‘Reasons’).
[2] Reasons at [176]-[178].
[3] Reasons at [181]-[183].
[4] Reasons at [184]-[186].
[5] Reasons at [187].
[6] Reasons at [189].
[7] Reasons at [190]-[193].
[8] Reasons at [194]-[197].
[9] Reasons at [198]-[199].
[10] Reasons at [200]-[207]
(citations omitted).
[11] R v Golubovic [2016]
SASCFC 144 at [80] (Blue J, Nicholson and Doyle JJ agreeing).
[12] Perara-Cathcart v The
Queen [2017] HCA 9; (2017) 260 CLR 595 at [62]- [67] (Kiefel, Bell and Keane JJ).
[13] R v Tran [2017]
SASCFC 99 at [163]- [165]; subsequently applied in R v Singh [2019] SASCFC
51 at [53] (Doyle J, Peek and Parker JJ agreeing); JGS v The Queen [2020]
SASCFC 48 at [97] (Lovell J, Peek and Bampton JJ agreeing); Hammer v The
Queen [2022] SASCA 75 at [59] (Livesey P, Bleby and David JJA); Magro v
The King [2022] SASCA 100 at [95] (Lovell, Bleby and David JJA).
[14] Perara-Cathcart v The
Queen [2017] HCA 9; (2017) 260 CLR 595 at [53], [62], [66]; R v Taheri [2017]
SASCFC 92 at [37].
[15] R v Golubovic [2016]
SASCFC 144 at [80].
[16] Perara-Cathcart v The
Queen [2017] HCA 9; (2017) 260 CLR 595 at [57]- [58], [66].
[17] Perara-Cathcart v The
Queen [2017] HCA 9; (2017) 260 CLR 595 at [52].
[18] R v Forrest (2016)
125 SASR 319 at [44]-[47].
[19] R v Golubovic [2016]
SASCFC 144 at [69], [70], [80], [86]-[87].
[20] R v Tran [2017]
SASCFC 99 at [16].
[21] R v Tran [2017]
SASCFC 99 at [24] (Vanstone J, Kelly J agreeing), [163]-[165] (Doyle J).
[22] Kane (a pseudonym) v The
King [2024] SASCA 70 at [65] (Doyle JA, Kourakis CJ and David JA
agreeing).
[23] Kane (a pseudonym) v The
King [2024] SASCA 70 at [66]- [77] (Doyle JA, Kourakis CJ and David JA
agreeing).
[24] Reasons at [201].
[25] Reasons at [187].
[26] R v Tran [2017]
SASCFC 99 at [164] (Doyle J), referring in this respect to R v Golubovic
[2016] SASCFC 144 at [86]- [87] (Blue J, Nicholson and Doyle JJ agreeing), and
R v Forrest (2016) 125 SASR 319 at [47] (Kourakis CJ, Kelly and
Lovell JJ agreeing).
[27] Collins v The Queen
[2020] SASCFC 96 at [157] (Blue J, Peek and Stanley JJ agreeing).
[28] McPhillamy v The
Queen [2018] HCA 52; (2018) 92 ALJR 1045 at [27] (Kiefel CJ, Bell, Keane and Nettle
JJ).
[29] R v Bauer (a
pseudonym) [2018] HCA 40; (2018) 266 CLR 56 at [51] (the Court).
[30] MDM v The Queen
(2020) 136 SASR 360 at [10] (Kourakis CJ, Kelly J agreeing).
[31] Filippou v The Queen
[2015] HCA 29; (2015) 256 CLR 47.
[32] Filippou v The Queen
[2015] HCA 29; (2015) 256 CLR 47 at [9].
[33] Filippou v The Queen
[2015] HCA 29; (2015) 256 CLR 47 at [13].
[34] Weiss v The Queen
[2005] HCA 81; (2005) 224 CLR 300 at [18].
[35] R v Tahiata [2024]
QCA 59 at [35]- [69] (Flanagan JA, Bowskill CJ and Buss AJA agreeing).
[36] Filippou v The Queen
[2015] HCA 29; (2015) 256 CLR 47 at [84].
[37] Hofer v The Queen
[2021] HCA 36; (2021) 274 CLR 351 at [98]- [123].
[38] Hofer v The Queen
[2021] HCA 36; (2021) 274 CLR 351 at [130].
[39] Hofer v The Queen
[2021] HCA 36; (2021) 274 CLR 351 at [41].
[40] HCF v The Queen
[2023] HCA 35; (2023) 97 ALJR 978 at [75]- [82]; see also Huxley v The Queen [2023] HCA 40; (2023) 98
ALJR 62 at [40]- [44] (Gordon, Steward and Gleeson JJ).
[41] HCF v The Queen
[2023] HCA 35; (2023) 97 ALJR 978 at [2].
[42] R v MDP [2023] QCA
134.
[43] Weiss v The Queen
[2005] HCA 81; (2005) 224 CLR 300 at [41]- [45] (the Court); see, for example, Kalbasi v
Western Australia [2018] HCA 7; (2018) 264 CLR 62 at [15] (Kiefel CJ, Bell, Keane and
Gordon JJ), [112]-[113] (Nettle J).
[44] AK v Western
Australia [2008] HCA 8; (2008) 232 CLR 438 at [52]- [59] (Gummow and Hayne JJ); Filippou
v The Queen [2015] HCA 29; (2015) 256 CLR 47 at [15] (French CJ, Bell, Keane and Nettle
JJ); R v Becirovic [2017] SASCFC 156 at [286] ff (Lovell and
Hinton JJ).
[45] Weiss v The Queen
[2005] HCA 81; (2005) 224 CLR 300 at [43]- [44] (the Court); Kalbasi v Western Australia
[2018] HCA 7; (2018) 264 CLR 62 at [15] (Kiefel CJ, Bell, Keane and Gordon JJ), [113] (Nettle
J).
[46] OKS v Western
Australia [2019] HCA 10 ; (2019) 265 CLR 268 at [29] (Bell, Keane, Nettle and Gordon
JJ).
[47] Carr (a pseudonym) v The
King [2024] SASCA 69 at [24] (Kourakis CJ, Lovell and Doyle JJA).
[48] Pell v The Queen
[2020] HCA 12; (2020) 268 CLR 123 at [36]- [38] (the Court).
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