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Supreme Court of Western Australia |
Last Updated: 15 December 2020
JURISDICTION : SUPREME COURT OF WESTERN AUSTRALIA
IN CRIMINAL
CITATION : THE STATE OF WESTERN AUSTRALIA -v- RAO [No 2] [2020] WASC 467
CORAM : FIANNACA J
HEARD : 25 MARCH & 23 APRIL 2020
DELIVERED : 15 DECEMBER 2020
PUBLISHED : 15 DECEMBER 2020
FILE NO/S : SO 1 of 2018
BETWEEN : THE STATE OF WESTERN AUSTRALIA
Applicant
AND
JAMES WILLIAM RAO
Respondent
Dangerous sexual offender – High risk serious offender – Review – Supervision order – Enactment of High Risk Serious Offenders Act 2020 (WA)
Legislation:
Dangerous
Sexual Offenders Act 2006
(WA)
High
Risk Serious Offenders Act 2020
(WA)
Result:
Supervision
order
made
Category:
B
Representation:
Counsel:
Applicant
|
:
|
Mr M T Trowell
QC
|
Respondent
|
:
|
Mr S D Freitag
SC
|
Solicitors:
Applicant
|
:
|
The State of Western
Australia
|
Respondent
|
:
|
Not applicable
|
Cases
referred to in decision:
(a) an early offence in 1977;
(b) a series of offences committed between 2008 to 2010, for which he was sentenced on 17 November 2011; and
(c) the most recent offences committed in early 2017.
According to the evidence, until a person is made the subject of a Division 2 order, they are not eligible for the services of the Department's Forensic Psychology Service. At the same time, as was the evidence in this case, the lack of such service may be a central consideration in relation to whether the person is detained in custody or released under supervision. As I have discussed below, this Catch-22 is neither in the interests of [the respondent] nor, as is the paramount consideration under the Act, the interests of the community.
The unfortunate reality is that [the respondent] has essentially remained untreated since that time. I say 'unfortunate' because [the respondent] has now been in custody for a year since his last offence (including almost four months since his sentence expired), with no treatment being provided during that time. This is the case, notwithstanding that all assessments of him, including the program completion report for the Sex Offender Maintenance Program dated 20 April 2017, have identified [the respondent] as having unmet treatment needs.
The reason for this lack of any treatment is, as I noted at the beginning of these reasons, that until a person is made the subject of a Division 2 order, they are not eligible for the services of the Department's Forensic Psychology Service. This is apparently so, even where the fact that such services will ultimately need to be provided is obvious.
I described this earlier as a Catch-22. And indeed it is.
It is, in my view, in the interests of the community, and its protection from offending, that an offender with known treatment needs have those treatment needs addressed before consideration is given to their release under supervision not, as is the case, afterwards. Logically, it might also be thought that the benefits of such treatment might be manifest the sooner the treatment commences. It is not in the interests of the community that the risks of a person such as [the respondent] should stagnate, and potentially worsen, as a consequence of a lack of treatment.
It is also, obviously, in [the respondent's] interests that treatment commences as soon as possible.
As it is, treatment for [the respondent] cannot commence until I make an order on this application.
[The respondent] has expressed a desire for such treatment and I accept that he is sincere in that regard. There is, therefore, some cause for optimism that he will respond positively to individual treatment and that having undergone that treatment will have developed sufficient skills and insight into his offending as to be able to be safely managed in the community. It is, in particular, in the development of insight and awareness that [the respondent] requires treatment.
(1) the respondent's CDO continues in effect and is taken to have been made under the HRSO Act; and
(2) the application must now be treated as having been made pursuant to s 64 and s 66 of the HRSO Act and be determined under the provisions of the HRSO Act.
(1) whether the respondent is still a high risk serious offender; and
(2) if so, whether the appropriate restriction order is a CDO or release into the community on a supervision order.
Although I have reached that view on the basis of the ordinary meaning of the provisions of both statutes, having regard to the context of the provisions within the statutes and the objects underlying the statutes, the construction is confirmed, in my opinion, by the second reading speech made to the Legislative Assembly in respect of theHigh Risk Offenders Bill 2019
by the Honourable Attorney General. The Attorney informed the House that the bill was intended to 'extend the Supreme Court's ability to make a continuing detention order or supervision order to serious violent offenders in the same manner as the provisions contained in the [DSO Act]'. He went on to say:
'In doing so, this bill fully preserves the provisions that apply in respect of dangerous sexual offenders in the [DSO Act].'
Whether or not that has been achieved remains to be seen upon analysis of the provisions. However, in my opinion, as the concepts and criteria in both statutes are substantially the same, the jurisprudence established in respect of the DSO Act remains relevant in construing and applying [the HRSO Act], with appropriate adaptation in cases involving non‑sexual offences.
In my opinion the case law decided under the DSO Act in relation to applications for review of continuing detention orders and supervision orders remains relevant to the determination of such applications under the provisions of the [HRSO] Act. Accordingly, the cases to which I refer in dealing with the legal principles applicable to the determination of the application under the [HRSO] Act will be cases that have been concerned with proceedings under the DSO Act.
(1) While an offender is subject to a continuing detention order, the State may apply to the Supreme Court for the offender's detention under the order to be reviewed.
(2) The State must apply under subsection (1) so as to ensure that reviews are carried out –
(a) as soon as practicable after the end of the period of 1 year commencing when the offender is first in custody on a day on which the offender would not have been in custody had the continuing detention order not been made; and
(b) as soon as practicable after the end of the period of 2 years commencing when the detention was most recently reviewed under this section or section 65.
(3) The periods mentioned in subsection (2)(a) and (b) are extended by any period during which the offender is in custody serving a sentence of imprisonment.
(1) As soon as practicable after an application is made under section 64 or 65, the court must give directions for the hearing of the application.
(2) Subject to subsection (3), the application must be heard, and the review must be carried out, as soon as it is practicable to do so in accordance with any directions given by the court.
(3) The court may adjourn the hearing of the application, and the carrying out of the review where good cause is shown.
(1) On a review under section 66 of an offender's detention –
(a) if the court does not find that the offender remains a high risk serious offender it must rescind the continuing detention order; or
(b) if the court finds that the offender remains a high risk serious offender it must –
(i) affirm the continuing detention order; or
(ii) subject to section 29, rescind the continuing detention order and make a supervision order.
(2) In deciding whether to make an order under subsection (1)(b)(i) or (ii), the paramount consideration is to be the need to ensure adequate protection of the community.
An offender is a high risk serious offender if the court dealing with an application under this Act finds that it is satisfied, by acceptable and cogent evidence and to a high degree of probability, that it is necessary to make a restriction order in relation to the offender to ensure adequate protection of the community against an unacceptable risk that the offender will commit a serious offence.
(1) In this Act a continuing detention order in relation to an offender is an order that the offender be detained in custody for an indefinite term for control, care, or treatment.
(2) A continuing detention order has effect in accordance with its terms from the time the order is made until rescinded by a further order of the court.
(1) In this Act a supervision order in relation to an offender is an order that the offender, when not in custody, is to be subject to stated conditions that the court considers appropriate, in accordance with section 30.
(2) A supervision order has effect in accordance with its terms –
(a) from a date stated in the order; and
(b) for a period stated in the order.
(3) The date from which a supervision order has effect must not be earlier than 21 days after the date the order is made unless the court is satisfied that the implementation of the order from an earlier date is practically feasible.
The requirement is not that the risk that the offender will commit a serious offence must be at some high percentage of probability. A risk that the offender will commit a serious offence may be less than 50% yet still be an unacceptable risk. It is the necessity to make a restriction order in relation to the offender to ensure adequate protection of the community against an unacceptable risk that the offender will commit a serious offence that must be proved by acceptable and cogent evidence and to a high degree of probability.
An unacceptable risk of the kind described in s 7(1) is a risk which is unacceptable having regard to a variety of considerations which may include the likelihood of the offender offending, the type of offence the offender is likely to commit (if that can be predicted), the serious consequences for the victim if the offender commits a further offence and the serious consequences for the offender if a continuing detention order or supervision order is made. That is, the court is required to consider whether, having regard to the likelihood of the offender offending and the offence likely to be committed, the risk of that offending is so unacceptable that, notwithstanding that the offender has already been punished for the offences they have committed, it is necessary in the interests of the community to ensure that they are subject to further control or detention.
By reason of the definition of 'high risk serious offender' contained in s 7(1), before the court can find under s 68(1)(b) that the offender remains a high risk serious offender it must be satisfied that it is necessary to make a restriction order in relation to the offender to ensure the adequate protection of the community against the relevant risk. Moreover, by reason of s 68(2), if the court finds that the offender remains a high risk serious offender it is the need to ensure the adequate protection of the community that is to be the paramount consideration for the court in deciding whether to affirm the continuing detention order or to make a supervision order.
Of course, if ... his Honour had been satisfied that he had before him all relevant evidence concerning possible conditions which might be imposed on a supervision order, but was simply left in doubt as to whether such an order would adequately protect the community, then, having regard to s 17(2), it would have been necessary for him to have made a continuing detention order.
(1) A court cannot make, affirm or amend a supervision order in relation to an offender unless it is satisfied, on the balance of probabilities, that the offender will substantially comply with the standard conditions of the order as made, affirmed or amended.
(2) The onus of proof as to the matter described in subsection (1) is on the offender.
(3) This section does not apply to the making of an interim supervision order.
(2) A supervision order has effect in accordance with its terms –
(a) from a date stated in the order; and
(b) for a period stated in the order.
(3) The date from which a supervision order has effect must not be earlier than 21 days after the date the order is made unless the court is satisfied that the implementation of the order from an earlier date is practically feasible.
The clear intention of the review process is to allow for the possibility of a change of circumstances. Detention under the DSO Act is not a punishment for past offending, rather it is a protective mechanism designed to prevent the risk of future serious sexual offending from being realised. If circumstances change such that the risk of reoffending reduces or can be better managed in the community, then the continuing need for detention must be consideredEvidence in these proceedings
The risk of reoffending may change over time. It may be affected by age, health or the successful completion of treatment. The availability of new technology or resources in the community may also affect whether the risk of reoffending can be managed on a supervision order. The justification for making a detention order is the existence of an unacceptable risk of serious sexual offending that cannot be adequately controlled by conditional release. However, detention also serves the purpose of allowing treatment and care in a secure environment: s 17 DSO Act. This confirms an obligation on the part of the prison authorities to facilitate change by offering programs and access to counselling.
If the risk changes or resources improve to enable more efficacious conditions then the need for detention may dissipate. In these circumstances continuing detention may be unjust.
The review process is intended to ensure that detention only continues where necessary. It mitigates the otherwise potentially draconian effect of imprisoning people for crimes that they have not committed. Reviews are not, therefore, merely a welfare check, rather they are an exercise of judicial power to affirm, vary or rescind a detention order. Continuing detention should not be ordered unless that course is justified by the circumstances existing at the time of the review. The court should choose the order that is least invasive of the person's right to be at liberty, whilst ensuring an adequate degree of protection of the community.
(a) Prisoner information in respect of the respondent from the Department of Corrective Services, last accessed on 7 January 2020;
(b) The respondent's charge history as a prisoner, last accessed on 7 January 2020;
(c) The respondent's substance use test results as a prisoner, last accessed on 7 January 2020;
(d) Prison management and placement information in respect of the respondent, dated 2 April 2019;
(e) Prison medical progress notes in respect of the respondent, last accessed on 3 March 2020;
(f) Dangerous Sex Offender Treatment Progress Report by Dr Ben Bannister, Forensic Psychologist, dated 24 February 2020;
(g) Psychiatric Report of Dr Gosia Wojnarowska, Forensic Consultant Psychiatrist, dated 8 March 2020; and
(h) A Community Supervision Assessment report of Ms Kimberly Comery, Senior Community Corrections Officer (SCCO), dated 12 March 2020.
(a) An interview with the respondent on 31 January 2020;
(b) A meeting with Ms Place on 4 March 2020;
(c) A phone conversation on 9 March 2020 with Ms Kimberley Comery, the SCCO who has had responsibility for monitoring the respondent's circumstances and administering the requirements of the DSO Act while he has been subject to the CDO;
(d) A Department of Corrective Services report in respect of 'incidents and occurrences' concerning the respondent while in custody for the period from 5 March 2019 to 7 January 2020;
(e) The respondent's charge history as a prisoner for the period from 25 March 2019 to 7 January 2020;
(f) The respondent's substance use test results as a prisoner, for the period from 5 March 2019 to 7 January 2020;
(g) Prison management and placement information in respect of the respondent, dated 2 April 2019; and
(h) Prison medical progress notes in respect of the respondent for the period from 26 March 2019 to 1 January 2020 inclusive.
(a) An interview with the respondent on 18 February 2020;
(b) An interview with Ms Place on 14 February 2020;
(c) Interviews with Ms Comery in respect of her monitoring of the respondent's circumstances and her community supervision assessment;
(d) The psychiatric, psychological and neuropsychological reports prepared in respect of the respondent for the Division 2 Hearing;
(e) The Community Supervision Assessment reports prepared in respect of the respondent for the Division 2 Hearing;
(f) A proposed DSO Management Plan in respect of the respondent prepared by another SCCO on 2 July 2018;
(g) Various Treatment Plan Reports, a Case Formulation Report and Treatment Case Notes prepared by Ms Place from 30 June 2019 to 10 February 2020 in respect of the treatment to be delivered and actually delivered to the respondent; and
(h) The BOM in these proceedings, the contents of which are outlined at [75] above.
(i) Relationships: To develop an understanding of intimate and other relationships; also including development of empathy and perspective.
(ii) Emotion Management: To develop appropriate emotion management and coping skills.
(iii) Problem Solving Skills: To develop problem solving skills including assertiveness.
(iv) Responsibility: To achieve an internal locus of control for his behaviour rather than externalising responsibility to others.
(v) Sexual Offending: To achieve and understanding of his sexual offences.
(vi) Deviant Sexual Interests: To develop an understanding of his deviant sexual interests as well as strategies to reduce or appropriately manage these.
(vii) Cognitive Distortions: To challenge cognitive distortions relating to his sexual offences and achieve acceptance of responsibility.
(viii) Risk Management: To identify risk factors for reoffending to develop risk management strategies.
(ix) Release Plan: To develop a detailed release plan and supports.
That was not my impression ... during my conversation with Ms Place. So she acknowledges that at times there are inconsistencies. She was able to give me examples, but that’s not certainly present throughout all the sessions. [It] does exist, but it’s not prevailing behaviour of [the respondent]. That ... was my understanding of what Ms Place told me.
This means that out of 100 sexual offenders with the same risk score, 4 would be charged or convicted of a new sexual offence after 5 years in the community. Conversely, 96 would not be charged or convicted of a new sexual offence during that time period.
(i) Acceptance of offending and the process of grooming associated with that.
(ii) Acceptance that he is a sexual offender and will be viewed as such by community.
(iii) Being aware of 'red flags' that he may face in the community, being circumstances that place him at high risk of reoffending.
(iv) Being aware of how he destroyed other people's lives.
(v) Acceptance of his sexual preference and a commitment not to act on his sexual urges.
(vi) Being aware of the feelings and needs of others.
(vii) Understanding that he requires a structure in his life and that he needs to keep a diary of his sexual thoughts/feelings and a separate diary of movements within the community.
(viii) Understanding how to regulate his emotions and how his moods are a risk factor in his offending.
(ix) Improving his communication style.
(x) Gaining insight into who he is as a person: 'the other side of me'.
(xi) Learning how to appropriately express his emotions.
How do we know when he's manipulating the system or whether he is genuinely expressing what is happening with him? --- Yes. Well, the reality is that we can't, but the reality is also that both those things may be occurring. It's not necessarily one or the other. Like I said ... he has had quite a number of years of his life engaging with the world in a very transactional way, and ... to some extent, that's likely to be his default. And what I noticed that Ms Place did in the treatment of him was engage in a significant amount of challenging, be that of cognitive distortions or externalised locus of control, or these sort of issues, and it's those sort of things that really bring someone's genuineness under the microscope, if you will.
But you're absolutely right that certainly while someone remains in prison and isn't in the community to have those articulated treatment gains tested, it is impossible to know for certain.
Even with someone like [the respondent] who has been used to or has tended to manipulate people for a long period of time, it still is difficult to do that successfully and I'm thinking particularly in terms of manipulating, for example, Ms Place over 31 sessions of at least an hour’s worth of counselling. It's difficult to do that successfully for any length of time and, certainly, knowing, as I mentioned before, Ms Place does and did so – very much so – challenge [the respondent] on a number of different inconsistencies and cognitive distortions and these sorts of things.
It does. It certainly suggests ... that he does have an increased internalised locus of control. And to explain further, the reason that's important, effectively, is because it means that he then feels that he has some agency over his behaviour as in it's ... within his powers to change outcomes. And that's in turn important because it speaks to what ultimately we would want to see someone designated a DSO behaving like at the end of a supervision order which is to demonstrate a degree of self-management. And certainly if they are taking the position that the position they find themselves in is the responsibility of everybody but them it certainly takes that responsibility away.
Annexure
_________________________________________________________
SUPERVISION ORDER MADE BY THE HON JUSTICE FIANNACA ON 15 DECEMBER 2020
_________________________________________________________
The Court, having found pursuant to section 7 and section 68(1) of the High Risk Serious Offenders Act 2020 that the Respondent is a serious danger to the community, orders that the Respondent be the subject of a supervision order, pursuant to section 68(1)(b) of the High Risk Serious Offenders Act 2020, for a period of 5 years from 11 January 2021, on the following conditions:
You, JAMES WILLIAM RAO, must:
STANDARD CONDITIONS REQUIRED BY THE ACT
ADDITIONAL CONDITIONS
Residence
Attendance at programs or treatment
Reporting to WA Police
Disclosure/Exchange of Information
Restrictions on contact with Victims
Criminal conduct
Curfew
Prevention of high-risk situations
(a) the contact is authorised in advance by the CCO and such contact is supervised at all times by an adult approved in advance by the CCO;
(b) the contact is necessary to complete a commercial transaction and limited to the minimum contact required to complete the transaction, and another adult is present.
('Contact' under this condition and the following two conditions means any form of interaction or communication whether by word, gesture, expression or touch and whether in person, in writing, by telephonic or electronic means, but does not include the bare minimum of interaction or communication necessary between an adult and child to promptly and civilly terminate any inadvertent or uninvited interaction or communication);
I
certify that the preceding paragraphs comprise the reasons for decision of the
Supreme Court of Western Australia.
EP
Research Orderly to the
Honourable Justice Fiannaca
15 DECEMBER 2020
[1]
The State of Western
Australia v Rao [2019] WASC 93
(Rao).
[2]
Rao [37] -
[59].
[3]
Exhibit 1, Book of Materials (BOM) 38 (Department of Justice 'Managements and
Placement – Sentenced'
report).
[4]
Rao
[124].
[5]
Rao [113] -
[114].
[6]
Rao [115] - [116];
[126].
[7]
Rao [117] -
[118].
[8]
Rao [121] -
[122].
[9]
Rao
[131].
[10]
Rao [69]; [119];
[142].
[11]
Rao [14]. See also
[131]; [133] -
[135].
[12]
Rao
[141].
[13]
Rao
[141].
[14]
Rao [134] –
[140].
[15]
HRSO Act, s 2(1)(a) and Compilation
table.
[16]
The term 'commencement day' has relevance for the purposes of s 124, and is
defined in s 122 to mean 'the day on which this section
comes into operation',
which, by virtue of s 2(1)(c) and the proclamation referred to below, was 26
August
2020.
[17]
HRSO Act, s 123.
[18] The State of Western Australia v ZSJ [2020] WASC 330 (ZSJ).
[19]
HRSO Act, s
28(1).
[20]
BOM 97 (Dr Wojnarowska's report
[19]).
[21]
ZSJ [30] -
[34].
[22]
ZSJ [30] -
[31].
[23]
ZSJ [34] -
[63].
[24]
The State of Western
Australia v Narrier [2020] WASC 349
(Narrier)
[30].
[25]
The relevant date for the purposes of s 64(2)(a) is 25 March 2020, the CDO
having commenced on 25 March
2019.
[26]
Director of Public
Prosecutions (WA) v Pindan [No 3] [2017] WASC 107 [24],
(Pindan).
[27] Pindan [25]; Director of Public Prosecutions (WA) v Williams [2007] WASCA 206; (2007) 35 WAR 297, [60], [66] - [68] (Williams); Director of Public Prosecutions (WA) v GTR [2008] WASCA 187; (2008) 38 WAR 307 [20] - [25] (Steytler P & Buss JA).
[28]
DSO Act, s 33(2);
Pindan
[27].
[29]
The State of Western
Australia v West [No 6] [2019] WASC 427 [21];
ZSJ
[44].
[30]
Narrier
[40].
[31]
Narrier
[40].
[32]
Narrier
[40].
[33]
Narrier [41] -
[43].
[34]
Pindan [27].
[35] The State of Western Australia v Latimer [2006] WASC 235, Director of Public Prosecutions (WA) v Decke [2009] WASC 312 (Decke), as cited by Hall J in Director of Public Prosecutions (WA) v Griffiths [2015] WASC 393 [22].
[36] Pindan [27].
[37] Decke [14]; Williams [57].
[38]
Williams
[86].
[39]
Director of Public
Prosecutions (WA) v Hart [2019] WASC 4
(Hart).
[40]
Hart
[52].
[41]
Hart [52];
Narrier [113].
[42]
Hart
[50].
[43]
Hart
[50].
[44]
The State of Western
Australia v Paul Douglas Allen also known as Paul Alan Francis Deverell
[No 5] [2019] WASC 359
(Allen).
[45]
Allen
[7] ‑ [11].
[46]
BOM 87 (Dr Bannister's report
[7]).
[47]
BOM 106 (Community Supervision Assessment report, p
2).
[48]
BOM 86, 91 and 92 (Dr Bannister's report, in particular the 'Reason for
Referral' and 'Opinions'); ts 206.
[49]
BOM 87 (Dr Bannister's Report
[5]).
[50]
BOM 87 (Dr Bannister's report
[7]).
[51]
ts
166.
[52]
ts
166.
[53]
ts
166.
[54]
ts 170.
[55]
BOM
97.
[56]
ts
180.
[57]
ts
203.
[58]
ts 170;
201.
[59]
BOM 88 at
[8].
[60]
BOM 88 at
[8].
[61]
BOM 88 at
[9].
[62]
BOM 88 at
[11].
[63]
BOM 89 at
[12].
[64]
ts
198.
[65]
BOM 89 at
[13].
[66]
BOM 89 at
[13].
[67]
ts
188.
[68]
BOM 89 at
[14].
[69]
BOM 89 at
[15].
[70]
ts
210.
[71]
Dr Bannister thought it was three sessions: ts
210.
[72]
BOM 89 at
[16].
[73]
ts 210 –
211.
[74]
ts
211.
[75]
BOM 90 at
[19].
[76]
BOM 91 at
[24].
[77]
BOM 91 at
[24].
[78]
BOM 91 at
[27].
[79]
BOM 90 at [19] -
[22].
[80]
BOM 91 ‑ 92 at
[29] ‑ [31].
[81]
ts
167.
[82]
ts
167.
[83]
BOM 100 at
[34].
[84]
Rao
[63].
[85]
ts
168.
[86]
ts
168.
[87]
BOM 101 at
[39].
[88]
BOM 97 at
[20].
[89]
ts
166.
[90]
ts
184.
[91]
BOM 96 ‑ 97 at [16].
[92]
ts
183.
[93]
BOM
103.
[94]
ts
166.
[95]
Rao at
[140].
[96]
ts
167.
[97]
ts 167;
181.
[98]
ts
167.
[99]
BOM 99 at
[29].
[100]
BOM 97 at
[19].
[101]
ts
182.
[102]
ts
187.
[103]
ts
188.
[104]
ts
190.
[105]
ts
191.
[106]
ts
192.
[107]
ts
195.
[108]
ts
196.
[109]
ts
197.
[110]
ts 201. The transcript has an error, referring to Ms Place as 'misplaced' which
distorts the meaning of the answer. I have made
the appropriate correction on
the basis of my notes and recollection of the
evidence.
[111]
ts
202.
[112]
ts
202.
[113]
BOM
107.
[114]
BOM
107.
[115]
ts
204.
[116]
BOM 91 at
[27].
[117]
ts
209.
[118]
ts
206.
[119]
ts
207.
[120]
ts
207.
[121]
ts
207.
[122]
ts
192.
[123]
BOM
106.
[124]
ts 173, 176
,178.
[125]
ts
176.
[126]
ts
184.
[127]
ts
169.
[128]
ts 174.
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