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YARRAN -v- THE STATE OF WESTERN AUSTRALIA [2019] WASCA 159 (17 October 2019)
Last Updated: 26 February 2021
JURISDICTION : SUPREME
COURT OF WESTERN AUSTRALIA
TITLE
OF COURT : THE COURT OF APPEAL
(WA)
CITATION : YARRAN
-v- THE STATE OF WESTERN AUSTRALIA [2019] WASCA 159
CORAM : BUSS
P
MAZZA
JA
BEECH
JA
HEARD : 20
MAY 2019
DELIVERED : 17
OCTOBER 2019
FILE
NO/S : CACR 116 of 2018
BETWEEN : LUCAS
JAMES YARRAN
Appellant
AND
THE
STATE OF WESTERN AUSTRALIA
Respondent
FILE
NO/S : CACR 117 of 2018
BETWEEN : ROSS
JAMES BOAG
Appellant
AND
THE
STATE OF WESTERN AUSTRALIA
Respondent
FILE
NO/S : CACR 118 of 2018
BETWEEN : ROSS
JAMES BOAG
Appellant
AND
THE
STATE OF WESTERN AUSTRALIA
Respondent
FILE
NO/S : CACR 152 of 2018
BETWEEN : LEROY
DANIEL SMITH
Appellant
AND
THE
STATE OF WESTERN AUSTRALIA
Respondent
FILE
NO/S : CACR 153 of 2018
BETWEEN : LEROY
DANIEL SMITH
Appellant
AND
THE
STATE OF WESTERN AUSTRALIA
Respondent
Jurisdiction : SUPREME
COURT OF WESTERN AUSTRALIA
Coram : HALL
J
Citation : [2018]
WASCSR 108
File
Number : INS 47 of 2017
Criminal
law - Homicide offences -
Criminal Code
(WA), s 272 - Whether threats or
intimidation caused deceased's act - Whether deceased's act an unreasonable or
disproportionate response
to the threats or intimidation - Relevance of an
unreasonable or disproportionate response by the deceased to causation under
s 272
of the Code - Whether judge erred in failing to identify for the jury
the question of whether the deceased's response to the threats
or intimidation
was unreasonable or disproportionate
Criminal law - Defences -
Exculpatory factors - Defence of accident under s 23B of the Code -
Whether, in a homicide charge where
s 272 of the Code is relied upon by the
State, the deceased's act is an event for the purposes of s 23B of the
Code
Legislation:
Criminal
Code (WA), s 7, s 23B, s 268, s 270, s
272, s 277, s
280
Result:
CACR
116 of 2018
Leave to appeal on
ground 2 granted
Leave to appeal
on grounds 1 and 3 refused
Appeal
allowed
The judgment of conviction on
the count of manslaughter is set
aside
There be a new trial on the
count of manslaughter
CACR 117 of
2018
Leave to appeal
refused
Appeal
dismissed
CACR 118 of
2018
Leave to appeal on grounds 4 and
7 granted
Leave to appeal on grounds
1, 3, 5 and 6 refused
Appeal
allowed
The judgment of conviction on
the count of manslaughter is set
aside
There be a new trial on the
count of manslaughter
CACR 152 of
2018
The application for an extension
of time within which to appeal is
granted
Leave to appeal on ground 2
granted
Leave to appeal on grounds 1
and 3 refused
Appeal
allowed
The judgment of conviction on
the count of manslaughter is set
aside
There be a new trial on the
count of manslaughter
CACR 153 of
2018
Leave to appeal
refused
Appeal
dismissed
Category:
A
Representation:
CACR
116 of
2018
Counsel:
Appellant
|
:
|
S B Watters
|
Respondent
|
:
|
A L Forrester
SC
|
Solicitors:
Appellant
|
:
|
MacLean Legal
|
Respondent
|
:
|
Director of Public
Prosecutions (WA)
|
CACR
117 of
2018
Counsel:
Appellant
|
:
|
A O Karstaedt
|
Respondent
|
:
|
A L Forrester
SC
|
Solicitors:
Appellant
|
:
|
NR Barber Legal
|
Respondent
|
:
|
Director of Public
Prosecutions (WA)
|
CACR
118 of
2018
Counsel:
Appellant
|
:
|
A O Karstaedt
|
Respondent
|
:
|
A L Forrester
SC
|
Solicitors:
Appellant
|
:
|
NR Barber Legal
|
Respondent
|
:
|
Director of Public
Prosecutions (WA)
|
CACR
152 of
2018
Counsel:
Appellant
|
:
|
S B Watters & K
Burgoyne
|
Respondent
|
:
|
A L Forrester
SC
|
Solicitors:
Appellant
|
:
|
Kevin Burgoyne
|
Respondent
|
:
|
Director of Public
Prosecutions (WA)
|
CACR
153 of
2018
Counsel:
Appellant
|
:
|
K Burgoyne
|
Respondent
|
:
|
A L Forrester
SC
|
Solicitors:
Appellant
|
:
|
Kevin Burgoyne
|
Respondent
|
:
|
Director of Public
Prosecutions (WA)
|
Case(s)
referred to in decision(s):
BUSS
P:
- The
appellant in CACR 116 of 2018 (Mr Yarran), the appellant in
CACR 117 and 118 of 2018 (Mr Boag) and the appellant in CACR 152
and 153 of 2018 (Mr Smith) were jointly charged on an indictment containing
seven counts.
- Count 1
alleged that on 3 August 2015, at Ridgewood, Mr Yarran, Mr Boag
and Mr Smith stole from Cody Watson, with violence and in
circumstances of
aggravation, money, a mobile telephone, methylamphetamine and a silver neck
chain, the property of Mr Watson, contrary
to s 392 of the
Criminal Code (WA) (the Code).
- Count 2
alleged that, on the same date and at the same place as in count 1,
Mr Yarran, Mr Boag, Mr Smith and SH stole from William
Wilton,
with violence and in circumstances of aggravation, money, a mobile telephone,
methylamphetamine and a bracelet, the property
of Mr Wilton, contrary to
s 392 of the Code.
- Count 3
alleged that, on the same date and at the same place as in count 1,
Mr Yarran, Mr Boag, Mr Smith and SH stole from Peta Fairhead,
with threats of violence and in circumstances of aggravation, a mobile
telephone, a handbag and a motor vehicle key, the property
of Ms Fairhead,
contrary to s 392 of the Code.
- Count 4
alleged that, on the same date as in count 1, at Ridgewood and elsewhere,
Mr Yarran, Mr Boag and Mr Smith unlawfully detained
Mr Watson, contrary to s 333 of the Code.
- Count 5
alleged that, on the same date and at the same place as in count 4,
Mr Yarran, Mr Boag and Mr Smith unlawfully detained
Mr
Wilton, contrary to s 333 of the Code.
- Count 6
alleged that, on the same date and at the same place as in count 4,
Mr Yarran, Mr Boag and Mr Smith unlawfully detained
Ms
Fairhead, contrary to s 333 of the Code.
- Count 7
alleged that, on the same date as in count 1, at Joondalup,
Mr Yarran, Mr Boag and Mr Smith unlawfully killed
Ms Fairhead,
contrary to s 280 of the Code.
- On
21 March 2018, after a joint trial in the Supreme Court before Hall J
and a jury, Mr Yarran, Mr Boag and Mr Smith were convicted
of all
of the counts in the indictment.
- On
8 June 2018, the trial judge imposed sentence.
- Mr Yarran
was sentenced as follows:
(a) Count 1:
5 years' imprisonment;
(b) Count 2: 5 years' imprisonment;
(c) Count 3: 5 years' imprisonment;
(d) Count 4: 3 years' imprisonment;
(e) Count 5: 3 years' imprisonment;
(f) Count 6: 3 years' imprisonment; and
(g) Count 7: 8 years' imprisonment.
- His Honour
ordered that the sentence for count 4 commence upon Mr Yarran having
served two years of the sentence for count 1 and
that the sentence for
count 7 commence upon Mr Yarran having served one year of the
sentence for count 4. The other sentences were
ordered to be served
concurrently. The total effective sentence was therefore
11 years' imprisonment. The total effective sentence
was backdated to
4 August 2016. A parole eligibility order was made.
- Mr Boag
was sentenced as follows:
(a) Count 1:
4 years 6 months' imprisonment;
(b) Count 2: 4 years
6 months' imprisonment;
(c) Count 3: 4 years
6 months' imprisonment;
(d) Count 4: 3 years' imprisonment;
(e) Count 5: 3 years' imprisonment;
(f) Count 6: 3 years' imprisonment; and
(g) Count 7: 8 years' imprisonment.
- His Honour
ordered that the sentence for count 4 commence upon Mr Boag having
served 18 months of the sentence for count 1 and that
the sentence for
count 7 commence upon Mr Boag having served one year of the
sentence for count 4. The other sentences were ordered
to be served
concurrently. The total effective sentence was therefore 10 years
6 months' imprisonment. The total effective sentence
was backdated to
9 August 2016. A parole eligibility order was made.
- Mr Smith
was sentenced as follows:
(a) Count 1:
4 years 6 months' imprisonment;
(b) Count 2: 4 years
6 months' imprisonment;
(c) Count 3: 4 years
6 months' imprisonment;
(d) Count 4: 3 years' imprisonment;
(e) Count 5: 3 years' imprisonment;
(f) Count 6: 3 years' imprisonment; and
(g) Count 7: 8 years' imprisonment.
- His Honour
ordered that the sentence for count 4 commence upon Mr Smith having
served 18 months of the sentence for count 1 and that
the sentence for
count 7 commence upon Mr Smith having served one year of the
sentence for count 4. The other sentences were ordered
to be served
concurrently. The total effective sentence was therefore 10 years
6 months' imprisonment. The total effective sentence
was backdated to
4 August 2016. A parole eligibility order was made.
- Each
of Mr Yarran, Mr Boag and Mr Smith has appealed against his
conviction on count 7 (that is, the offence of manslaughter).
- Each
of Mr Boag and Mr Smith has also appealed against sentence.
- In
my opinion, the trial judge misdirected the jury on the defence of accident
under s 23B of the Code in relation to the charge
of manslaughter. I would
therefore allow each of Mr Yarran's, Mr Boag's and Mr Smith's
appeal against his conviction for manslaughter.
The judgments of conviction for
manslaughter should be set aside and a new trial on that count should be
ordered. As I will explain,
it is unnecessary to deal with the appeals against
sentence. My reasons for those conclusions are as
follows.
Appeals against conviction:
the State's case at trial on count 7
- The
State's case at trial in respect of count 7 is summarised in Mazza and
Beech JJA's reasons. I will not repeat the summary except
to the extent
necessary to explain my reasons.
- Section 272
of the Code provides, relevantly, that a person 'who, by threats or intimidation
of any kind ... causes another person
to do an act ... which results in the
death of that other person, is deemed to have killed him'.
- The
State's case was that Mr Yarran, Mr Boag and Mr Smith were joint
principals, within s 7(a) of the Code, in that each of them
did an act or a
series of acts that threatened or intimidated Ms Fairhead.
- The
State alleged that Mr Yarran, Mr Boag and Mr Smith, by threats or
intimidation, caused Ms Fairhead to do an act (namely, open
the door of a
moving motor vehicle in which she was a passenger, while not wearing a seatbelt,
and exit the vehicle), which resulted
in her death.
- On
the evening of 2 August 2016, Mr Yarran, Mr Boag and
Mr Smith were at a house in Ridgewood. They were living or staying at the
house. SH, a female friend of hers and Georgia McEwan were visiting the
house.
- During
the evening Mr Yarran asked SH, the female friend of hers and
Ms McEwan whether they knew of anyone they 'could roll for gear',
meaning
rob for methylamphetamine. SH said she knew someone who she could bring to the
house. Mr Boag and Mr Smith were present
when the plan to rob someone
for methylamphetamine was formulated and put into effect.
- SH
contacted Mr Watson by text message and by telephone. She asked him to
come to the Ridgewood house. She also asked him whether
he had any
methylamphetamine. SH gave Mr Watson the impression that she had a sexual
interest in him. She told Mr Watson that she
and one other friend were the
only people at the house.
- When
Mr Watson received the communications from SH he was with Mr Wilton
and Ms Fairhead. They were in Ms Fairhead's motor vehicle,
a Toyota
Prado 4-wheel drive. Ms Fairhead agreed to drive Mr Watson to the
Ridgewood house.
- At
about 1.50 am on 3 August 2016, Mr Watson, Mr Wilton and
Ms Fairhead arrived at the Ridgewood house in Ms Fairhead's motor
vehicle.
SH and her female friend were waiting outside the house to meet them.
SH invited Mr Watson, Mr Wilton and Ms Fairhead to enter
the
house. Before and after they entered the house, Mr Watson, Mr Wilton
and Ms Fairhead were threatened or intimidated by Mr Yarran,
Mr Boag and Mr Smith.
- The
alleged threats or intimidation included verbal threats, physical intimidation,
depriving Mr Watson, Mr Wilton and Ms Fairhead
of their liberty,
and physical violence against Mr Watson and Mr Wilton in
Ms Fairhead's presence during a protracted incident.
- In
particular, the threats and intimidation
included:
(a) Mr Yarran, Mr Boag and
Mr Smith confronting Ms Fairhead and the others, while armed, outside
the house;
(b) Mr Yarran, Mr Boag and Mr Smith confining
Ms Fairhead and the others in the house and then separating them;
(c) Mr Yarran, in Ms Fairhead's presence, becoming
angry and slamming a machete into a coffee table in the lounge room;
(d) Mr Yarran, in Ms Fairhead's presence, hitting
Mr Watson on the forehead with the machete, drawing blood;
(e) Mr Yarran, Mr Boag and Mr Smith stealing
from Mr Watson, Mr Wilton and Ms Fairhead;
(f) Mr Yarran ordering Ms McEwan, in a threatening
way while holding the machete, to strip-search Ms Fairhead;
(g) Mr Yarran, Mr Boag and Mr Smith forcing
Ms Fairhead and the others into Ms Fairhead's motor vehicle while
armed;
(h) Mr Yarran threatening to kill Ms Fairhead and
the others by burning the vehicle with them in it;
(i) Mr Yarran, Mr Boag and Mr Smith being
armed with the machete, baseball bats and Mr Watson's knife over the course
of the incident;
(j) Mr Yarran, in Ms Fairhead's presence,
demanding drugs; and
(k) the tone of voice used during the incident.
- Mr Yarran,
Mr Boag and Mr Smith threatened to strike Mr Watson,
Mr Wilton and Ms Fairhead with the machete and the baseball bats
if
they did not get into Ms Fairhead's motor vehicle. Mr Wilton was
jabbed with the end of a baseball bat. Mr Watson, Mr Wilton
and
Ms Fairhead were being held against their will. Mr Yarran got into
the driver's seat of the vehicle. Ms Fairhead was in the
front passenger
seat. Mr Watson was in the rear compartment, Mr Wilton was in the
middle of the back passenger seat with Mr Boag
and Mr Smith on either
side of him. Mr Yarran, Mr Boag and Mr Smith took the machete
and the baseball bats with them when they got
into the vehicle.
- Mr Yarran
drove Ms Fairhead's motor vehicle erratically. He threatened to drive the
vehicle into the bush and to burn it with Mr
Watson, Mr Wilton and
Ms Fairhead inside. Ms Fairhead then said words to the effect of
'sorry, I can't do this' or 'I can't handle
this'. She reached for the machete,
which was between the driver's seat and the centre console. Mr Yarran
attempted either to grab
Ms Fairhead or the machete. The vehicle swerved.
Ms Fairhead opened the door adjacent to her and fell from the vehicle.
- When
Ms Fairhead fell from the vehicle she struck the road and suffered
traumatic head injuries. She appears to have lost consciousness
immediately and
to have been bleeding significantly. Although she did not die immediately,
Ms Fairhead did not survive. The cause
of her death was the traumatic head
injuries which she suffered upon striking the road after falling from the
vehicle.
Appeals against conviction:
Mr Yarran's, Mr Boag's and Mr Smith's cases at trial on
count 7
- Mr Yarran's,
Mr Boag's and Mr Smith's cases at trial on count 7 are summarised
in Mazza and Beech JJA's reasons. I will not repeat
the summary except to
the extent necessary to explain my reasons.
- Mr Yarran,
Mr Boag and Mr Smith contended at trial in relation to count 7
that early in the morning on 3 August 2016, Mr Yarran,
Mr Boag,
Mr Smith, Mr Watson, Mr Wilton and Ms Fairhead left the
Ridgewood house in Ms Fairhead's motor vehicle to collect drugs.
Mr Watson, Mr Wilton and Ms Fairhead acted willingly. None of
them was compelled to do anything.
- Mr Yarran
contended that Ms Fairhead's decision to leave the motor vehicle was
inexplicable. Her action was undertaken voluntarily
while under the influence
of methylamphetamine and in response to recent domestic violence from her
partner. Nothing said or done
by Mr Yarran caused Ms Fairhead to
decide to leave the vehicle. Defence counsel submitted that it was not
reasonably foreseeable
by Mr Yarran or anyone that Ms Fairhead would
decide to leave the vehicle. Her death was not a reasonably foreseeable
consequence
of anything said or done by Mr Yarran.
- Mr Boag
contended that Ms Fairhead's decision to leave the motor vehicle was not a
reasonable response to anything said or done by
him. Defence counsel submitted
that Ms Fairhead's decision to leave the vehicle was not reasonably
foreseeable. Further, Ms Fairhead's
action in leaving the vehicle was not
a reasonable response to any threats or intimidation previously engaged in by
Mr Boag.
- Mr Smith
contended that during the journey in the motor vehicle Ms Fairhead jumped
or fell out of the vehicle to her death. She
may or may not have intended to
die. In any event, nothing said or done by Mr Smith had anything to do
with her death. Ms Fairhead's
action in jumping or falling out of the
vehicle was attributable to a combination of unfortunate life circumstances that
had nothing
to do with Mr Smith or anyone else who was present at the
Ridgewood house on the night in question.
- Mr Yarran
gave evidence at the trial. Mr Boag and Mr Smith did not give
evidence.
Appeals against conviction:
relevant provisions of Chapter XXVIII of the Code
- Chapter XXVIII
of the Code is headed 'Homicide: Suicide: Concealment of birth'. It comprises
s 268 to s 291.
- The
relevant provisions of ch XXVIII, for the purposes of these appeals against
conviction, are s 268, s 270, s 272, s 277 and
s
280(1). Those provisions
read:
- Killing
a person is unlawful
It is unlawful to kill any person unless such killing is authorised or justified
or excused by law.
- Term
used: kill
Any person who causes the death of another, directly or indirectly, by any means
whatever, is deemed to have killed that other person.
- Causing
death by threat
A person who, by threats or intimidation of any kind, or by deceit, causes
another person to do an act or make an omission which
results in the death of
that other person, is deemed to have killed him.
- Unlawful
homicide is murder or manslaughter
Any person who unlawfully kills another is guilty of a crime which, according to
the circumstances of the case, may be murder or
manslaughter.
- Manslaughter
(1) If a person unlawfully kills another person under such circumstances as not
to constitute murder, the person is guilty of manslaughter
and is liable to
imprisonment for life.
Alternative offence: s. 281, 284, 290, 291 or 294 or
Road Traffic Act 1974 s.
59.
Appeals against conviction:
relevant provision of Chapter V of the Code
- Chapter
V of the Code is headed 'Criminal responsibility'. It comprises s 22 to
s 36. The relevant provision of ch V, for the purposes
of these
appeals against conviction, is s 23B. It
provides:
Accident
(1) This section is subject to the provisions in Chapter XXVII and section 444A
relating to negligent acts and omissions.
(2) A person is not criminally responsible for an event which occurs by
accident.
(3) If death or grievous bodily harm -
(a) is
directly caused to a victim by another person's act that involves a deliberate
use of force; but
(b) would
not have occurred but for an abnormality, defect or weakness in the victim,
the other person is not, for that
reason alone, excused from criminal responsibility for the death or grievous
bodily harm.
(4) Subsection (3) applies -
(a) even
if the other person did not intend or foresee the death or grievous bodily harm;
and
(b) even if the
death or grievous bodily harm was not reasonably foreseeable.
Appeals against conviction:
the trial judge's written handout to the jury on count 7
- The
trial judge gave a written handout to the jury in relation to, relevantly,
count 7.
- The
jury handout explained the elements of the offence charged in count 7 (that
is, the offence of manslaughter) as follows:
Unlawful Killing (Count 7)
The elements of unlawful killing (manslaughter) are;
- That
the accused (identity);
- Killed
another person, that is caused that person's death, directly or indirectly, by
any means whatever; and
- That
the killing was unlawful, that is it was not authorised, justified or excused by
law.
- The
jury handout explained causing death by threats or intimidation under s 272
of the Code as
follows:
Causing Death by Threats or
Intimidation
The law provides that a person who, by threats or intimidation of any kind,
causes another person to do an act which results in the
death of that other
person, is deemed to have killed him or her.
The relevant questions for you are;
- Did
the accused make threats or perform acts of intimidation as alleged by the
State?
- Did
any such threats or intimidation cause Ms Fairhead to open the car
door?
- Did
that act of opening the car door result in Ms Fairhead's
death?
As to causation, the threats or intimidation do not have to be the sole, direct
or immediate cause of Ms Fairhead's act. It is sufficient
if you are
satisfied beyond reasonable doubt that they were, as a matter of objective fact,
a cause, provided that it was a cause
that contributed substantially or
significantly to the doing of the act. In deciding causation you should apply
your common sense
to the facts as you find them to be.
- The
jury handout explained the defence of accident under s 23B of the Code as
follows:
Accident
The law provides that a person is not criminally responsible for an event which
occurs by accident. An event occurs by accident
if it was a consequence which
was not intended or foreseen by the accused and would not reasonably have been
foreseen by an ordinary
person. Where the issue of accident is raised by the
defence, as it has been here, it is for the prosecution to disprove it beyond
reasonable doubt. It can do that either by proving that the accused did intend
or foresee the event or by proving that the event
would reasonably have been
foreseen by an ordinary person.
Appeals against conviction:
the trial judge's directions to the jury in his summing up in relation to
count 7
- The
trial judge's directions to the jury in his summing up in relation to
count 7 were consistent with the explanations in the jury
handout as to the
elements of the offence of manslaughter, causing death by threats or
intimidation under s 272 of the Code and the
defence of accident under
s 23B of the Code.
- As
to causing death by threats or intimidation under s 272 of the Code,
his Honour directed the jury in his summing up as
follows:
To kill a person means to cause the death of that person directly or indirectly
by any means whatever.
Now, the law provides that a person who by threats or intimidation of any kind
causes another person to do an act that results in
the death of that other
person is deemed to have killed him or her. If you turn to the third of the
handouts that I've given you,
you'll see that that's headed Causing Death by
Threats or Intimidation. So that first paragraph reflects what I've just told
you:
The law provides that a person who by
threats or intimidation of any kind causes another person to do an act which
results in the
death of that other person is deemed to have killed him or
her.
The law here provides for cases where a person is driven to do a dangerous act
due to fear, a desire to escape or a hope of self‑preservation
by the
conduct of another person. That's what the prosecution alleges here, namely
that the accused together made threats to and
intimidated Ms Fairhead and
that those threats and intimidation caused her to do an act which resulted in
her death. Now, it's not
to the point to say that it was Ms Fairhead's act
that caused her death. The question is what caused her to act as she did and in
particular was her act caused by the accused.
The act which Ms Fairhead is alleged to have done is open the door of a
moving car in circumstances where she was not wearing a seatbelt.
Now, there's
some evidence that she may have pushed herself out of the car. Mr Wilton
gave some evidence about that, but the prosecution
say[s] it doesn't matter
because whether she fell or jumped, it is clear that she deliberately opened the
car door. Now, there seems
to be no dispute that she did that. The issue is
did the accused cause her to do it by threats or intimidation.
So, the relevant questions for you are, and this is reflected in the handout,
one, did the accused make threats or perform acts of
intimidation as alleged by
the State. Two, did any such threats or intimidation cause Ms Fairhead to
open the car door and three,
did that act of opening the car door result in
Ms Fairhead's death. Now, the alleged threats and intimidation are
constituted by,
it's alleged, the use of weapons and threats in the house, the
demands for drugs, the order that Ms Fairhead be strip-searched if
you find
that that occurred.
The demand that she get into the car with the others and there is allegedly an
express threat and Mr Wilton gave evidence of this,
to take the car out to
the bush and burn it with them in it. So the first thing you have to decide is
whether those things occurred
and in respect of each accused, whether he
participated in doing those things. As to causation, the threats or
intimidation do not
have to be the sole, direct or immediate cause of
Ms Fairhead's act.
It is sufficient if you are satisfied beyond reasonable doubt that [they] were,
as a matter of objective fact, a cause provided that
it was a cause that
contributed substantially or significantly to the doing of the act. And that's
reflected in the last paragraph
on that handout that I gave you. In deciding
that question of causation, you should apply your common sense to the facts as
you
find them to be.
Now, you've heard some evidence about Ms Fairhead's domestic circumstances
at around the time that this occurred, and a report -
in fact two reports that
she made to the police, including one that she made to the police about her
partner the day before she died.
There is disputed evidence as to whether she
was on the phone to her partner whilst she was in the car and you have some
phone records,
although it's suggested to you that there may be other ways to
contact a person other than using the telephone network.
There is evidence that before leaving the car she said words to the effect,
'Sorry, I can't do this.' You are entitled to take that
evidence into account,
but don't be diverted from the principal question which is whether threats or
intimidation by the accused
were a significant or substantial cause of her
actions. If they were, then it does not matter that she may have had other
reasons
in her life to be sad or upset.
As to whether Ms Fairhead's act of opening the door resulted in her death,
the question for you is whether her death was, as a matter
of objective fact, a
consequence of that act. Now, it's a matter for you but you may well think that
opening the door of a moving
car when not wearing a seatbelt is an inherently
dangerous thing to do. There is a risk of falling out and suffering injuries,
you
might well think.
We know that that is in fact what happened. You heard from Dr McCreath as
to the traumatic head injuries that were the immediate
medical cause of death.
It's a matter for you but you may well have little difficulty concluding that
Ms Fairhead's death was a
result of her opening the car door, falling from
the car, hitting the road and suffering head injuries (ts 1236 -
1239).
- As
to the defence of accident under s 23B of the Code, the trial judge
directed the jury in his summing up as follows:
Now, there is another passage which is on the first handout that I gave you on
criminal responsibility. If I could ask you to turn
back to that, and on the
second page of that you'll see there's a heading Accident. Now, if you're
satisfied that the accused, or
any of them, did cause Ms Fairhead to open
the car door, there is another issue you must resolve and that's whether her
death was
foreseeable[.]
The law provides that a person is not criminally responsible for an event which
occurs by accident. You've heard counsel mention
this. Accident has a very
particular meaning in the criminal law. An event occurs by accident if it was a
consequence which was
not intended or foreseen by the accused and would not have
reasonably been foreseen by an ordinary person.
So there are two elements to accident, one subjective and one objective. An
event will not be an accident unless two requirements
are met. First, the event
must not be intended or foreseen by the accused. That's the subjective element.
And secondly, the events
[sic] must be one which would not reasonably have been
foreseen by an ordinary person. That's the objective element.
Where the issue of accident is raised by the defence, as it has been here, it's
for the prosecution to disprove it beyond reasonable
doubt. It can do that
either by proving that the accused did intend or foresee the event, or by
proving that the event [would] reasonably
have been foreseen by an ordinary
person.
In this case the prosecution accepts that the accused did not intend that
Ms Fairhead would die and did not foresee it, so you can
put that to one
side. Rather, what the prosecution say[s] is that her death was objectively
reasonably foreseeable by an ordinary
person in these circumstances.
So the question for you is are you satisfied beyond reasonable doubt that an
ordinary person in the circumstances of the accused
would reasonably have
foreseen that the death of Ms Fairhead was a possible outcome. A possible
outcome is one that is realistically
possible, excluding possibilities that are
no more than remote or speculative. An ordinary person would of course be
sober. That
is, not affected by alcohol or drugs.
Your determination of this issue requires you to evaluate all of the relevant
circumstances, including any actions or threats that
had preceded getting into
the car, the manner of driving, whether there were weapons in the car, how an
ordinary person in the position
of the accused would have perceived
Ms Fairhead's emotional condition, and how an ordinary person in the
position of the accused
would have perceived that their actions had affected or
may affect Ms Fairhead.
If you're satisfied that Ms Fairhead's death was reasonably foreseeable,
then accident is excluded. In this event, and assuming
that the elements of the
offence are otherwise proven, the accused in question would be guilty of
count 7. If you are not satisfied
that the death was reasonably
foreseeable or any of the elements of the offence are not proven, then the
accused in question would
be not guilty of count 7 (ts 1239 -
1240).
Appeals against conviction:
grounds of appeal
- Ultimately,
Mr Yarran and Mr Smith relied upon three grounds in their appeals
against conviction. The grounds are identical. Ultimately,
Mr Boag relied
upon six grounds in his appeal against conviction. All of the applications for
leave to appeal against conviction
were referred to the hearing of the
appeals.
- The
grounds of appeal are set out in Mazza and Beech JJA's reasons. It is
sufficient, for the purposes of my reasons, to reproduce
Mr Yarran's and
Mr Smith's grounds 1 and 2 and Mr Boag's grounds 4 and
7.
- Mr Yarran's
and Mr Smith's grounds 1 and 2
read:
- There
was a miscarriage of justice when, in relation to Count 7 on the Indictment
(manslaughter), His Honour failed to direct the
jury that if the deceased
unintentionally fell from the vehicle at the time of her fall then that falling
would have been a novus
actus interveniens that would break the chain of
causation in relation to Section 272 of the
Criminal Code.
- There
was a miscarriage of justice when, in relation to Count 7 on the Indictment
(manslaughter), His Honour failed to adequately
direct the jury as to
matters the State needed to establish to prove
guilt;
Particulars
2.1. His Honour failed to direct the jury adequately/or at all that the
State needed to establish that the deceased's jumping from
the car at the point
in time she did was not an act that was either irrational nor unreasonable or
disproportionate to any threats
or intimidation operating at the time;
2.2 His Honour failed to direct the jury adequately/or at all that the
State needed to establish that the deceased's fear or apprehension
was
well-founded or reasonable in all the circumstances;
2.3 His Honour failed to direct the jury adequately/or at all that the
State needed to establish that the alleged act of escape or
self‑preservation must be the natural consequences [sic] of the
appellant's behaviour.
- Mr Boag's
grounds 4 and 7
read:
- The
learned judge erred in misdirecting the jury (at T 1240) as to the requirement
of reasonable foreseeability in relation to the
defence of accident (s 23B of
the Criminal Code), by identifying the
issue as foreseeability of death occurring, instead of foreseeability of the
deceased opening the door of the
moving vehicle and exiting the vehicle, giving
rise to a miscarriage of
justice.
...
- The
learned Judge erred in
law:
(a) in
failing to direct the jury to the effect that the chain of causation between the
accused's alleged threats or intimidation
and the deceased's act would be broken
and the deeming provision in s 272 would not be engaged, if the deceased's
act was unreasonable
or disproportionate; and
(b) in deciding
(at T 1039, 1040) that this issue was sufficiently dealt with by telling the
jury that legal causation required the
relevant threats or intimidation to be a
substantial or significant cause,
resulting in a miscarriage of justice.
- The
issues raised by Mr Yarran's and Mr Smith's grounds 1 and 2 and
Mr Boag's grounds 4 and 7 in relation to the proper construction
of
s 272 and s 23B are linked. It is therefore convenient to deal with
those grounds together.
Appeals against conviction:
Mr Yarran's and Mr Smith's ground 2 and Mr Boag's ground 7: the
trial judge's approach
- At
trial the prosecutor raised with the trial judge, before his Honour
commenced his summing up, the State's contention that 'whether
Ms Fairhead's reaction was in any way reasonable is not part of s 272
[of the Code]' (ts 1037). That issue was then discussed between
his Honour, the prosecutor and defence counsel.
- Ultimately,
his Honour informed the prosecutor and defence counsel that he was inclined
to think that any suggestion that Ms Fairhead's
action '[broke] the chain
of causation' would be 'sufficiently dealt with by telling the jury that
... legal causation requires [that
any threats and intimidation] be a
substantial or significant cause' of her action (ts 1039). His Honour
added that 'if the jury
is satisfied [that any threats and intimidation were] a
substantial and significant cause [of Ms Fairhead's action], then that
would
seem to negative any possibility that [her action] was an overreaction'
(ts 1040).
Appeals against conviction:
Mr Boag's ground 4: the trial judge's approach
- The
trial judge directed the jury on the defence of accident under s 23B of the
Code by stating that the relevant 'event', for the
purposes of s 23B, was
Ms Fairhead's death. His Honour did not direct the jury that the
relevant 'event' or a relevant 'event',
for the purposes of s 23B, was
Ms Fairhead's act in opening the door of the moving vehicle and exiting the
vehicle.
Appeals against conviction:
Mr Yarran's and Mr Smith's ground 2 and Mr Boag's ground 7: the
appellants' submissions
- Counsel
for Mr Boag submitted that:
(a) The novus
actus interveniens principle is inherent in the concept of causation.
(b) The principle is applicable to s 272 of the
Code.
(c) Ms Fairhead's action in opening the door of the
moving motor vehicle and exiting the vehicle was, at least arguably, an
overreaction,
or an unreasonable or disproportionate response, to any threats
and intimidation from Mr Yarran, Mr Boag and Mr Smith.
(d) It was open to the jury to consider that
Ms Fairhead's actions were, in all the circumstances, an overreaction, or
an unreasonable
or disproportionate response, to any threats and
intimidation.
(e) The trial judge erred in deciding that the issue of
whether Ms Fairhead's actions were an overreaction, or an unreasonable or
disproportionate response, could be dealt with sufficiently by directing the
jury that legal causation required that any relevant
threats and intimidation be
a substantial or significant cause of Ms Fairhead's action.
- Similarly,
counsel for Mr Yarran and Mr Smith submitted that his Honour
erred in failing to direct the jury that the jury had to
be satisfied beyond
reasonable doubt that Ms Fairhead's action in 'jumping from [the vehicle]
at the point in time she did' was not
an unreasonable or disproportionate
response to any threats and intimidation operating at the time. It was also
submitted that his
Honour erred in failing to direct the jury that the
State had to establish that 'the alleged act of escape or self-preservation
[was]
the natural consequence of' any operative threats and intimidation at the
time.
Appeals against conviction:
Mr Yarran's and Mr Smith's ground 2 and Mr Boag's ground 7: the
State's submissions
- Counsel
for the State argued that the concept of novus actus
interveniens does not apply to
s 272. The trial judge had
directed the jury to consider whether the threats and intimidation induced by
the appellants was 'a cause that
contributed substantially or significantly to
the doing of the act'. It did not have to be 'the sole, direct or immediate
cause'
(ts 1238). In considering whether causation was satisfied, the
members of the jury were to apply their common sense to the facts
as they found
them. Counsel argued that there was no basis to impugn these directions.
Section 272 is to be construed by reference
to the relevant provisions of
the Code as a whole. Section 272 is a deeming provision, in that if the
terms of s 272 are satisfied,
the accused will be deemed to have killed the
victim. In determining the issue of causation under s 272, the ordinary
principles
of causation apply. Nothing in s 272 suggests that the 'act' of
the victim must be reasonable or proportionate. The terms of s
272 make
clear that the response of the victim is not a novus actus
interveniens if it is caused by the
threats or intimidation of the accused. Rather, in circumstances where the
actions of the victim are unreasonable
or disproportionate to the threats or
intimidation of the accused, the question of criminal responsibility is
determined by reference
to s 23B (appeal ts 74) and was captured by
his Honour's directions regarding the defence of accident. In any case,
Ms Fairhead's
act of opening the door of the moving car was not
unreasonable or disproportionate in the circumstances.
Appeals against conviction:
Mr Boag's ground 4: Mr Boag's submissions
- Counsel
for Mr Boag submitted that the trial judge erred in law in the directions
his Honour gave on the defence of accident under
s 23B of the Code by
stating that the relevant 'event' was Ms Fairhead's death.
- It
was submitted that the relevant 'event', for the purposes of s 23B, was
Ms Fairhead's act in opening the door of the moving vehicle
and exiting the
vehicle.
Appeals against conviction:
Mr Boag's ground 4: the State's submissions
- Counsel
for the State argued that the relevant 'event', for the purposes of s 23B,
was Ms Fairhead's death. Counsel cited
TB v The State of Western
Australia
in support of the State's argument that, in circumstances where
s 23B operates to excuse an accused from criminal responsibility for
some
consequential event that attracts criminal liability, the relevant 'event', for
the purposes of s 23B, must be the event that
incurs criminal liability,
which, in this case, was Ms Fairhead's death. The 'event' is the 'end
result'. There are no 'intermediate
events' (appeal ts 83). Therefore,
there was no basis upon which to impugn the trial judge's directions to the jury
in respect of
the defence of accident.
Appeals against conviction:
Mr Yarran's and Mr Smith's ground 2 and Mr Boag's grounds 4
and 7: the common law of causation and accident,
prior to the enactment of the
Code, in relation to homicide involving fright, escape or self-preservation by
the victim
- In
Stephen, A Digest of the Criminal Law
(1894, 5th ed), 'homicide' was
defined in Article 239 as 'the killing of a human being by a human being'.
- In
Article 240, 'killing' was defined as follows:
Killing is causing the death of a person by an act or omission but for which the
person killed would not have died when he did, and
which is directly and
immediately connected with his death. The question whether a given act or
omission is directly and immediately
connected with the death of any person is a
question of degree dependent upon the circumstances of each particular
case.
The author
stated that Article 240 was subject to the provisions of Articles 241
and 242.
- Article 241
stated the common law of causation in relation to homicide when the accused's
act was 'the remote cause of death or one
of several causes'. Article 241
provided, relevantly:
A person is deemed to have committed homicide, although his act is not the
immediate or not the sole cause of death in the following
cases -
...
(c) If by actual violence or threats of violence he causes a person to do some
act which causes his own death, such act being a mode
of avoiding such violence
or threats, which under the circumstances would appear natural to the person
injured (footnote omitted).
- The
author gave the following illustration of the proposition in par (c) of
Article 241: A violently beats and kicks B, his wife,
on the edge of a
pond. She, to avoid his violence, throws herself into the pond and is drowned.
A has killed B.
- The
author cited R v
Evans
in support of the proposition in par (c) of Article 241. In
Evans, the
indictment charged 'first that the prisoner killed his wife by beating, secondly
by throwing her out of the window, and thirdly
and fourthly, that he beat her
and threatened to throw her out of the window and to murder her; and that by
such threats she was
so terrified that through fear of his putting his threats
into execution she threw herself out of the window, and of the beating
and the
bruises received by the fall died'. The court (Heath, Gibbs and Bayley JJ)
were of the opinion 'that if [the wife's] death
was occasioned partly by the
blows and partly by the fall, yet if she was constrained by her husband's
threats of further violence,
and from a well-grounded apprehension of his doing
such further violence as would endanger her life, he was answerable for the
consequences
of the fall, as much as if he had thrown her out of the window
himself'.
- In
R v
Grimes,
the Full Court of the Supreme Court of New South Wales (Windeyer, Innes and
Foster JJ) approved
Evans in the course
of dismissing appeals against conviction for murder. The appellants and the
victim were travelling in the same compartment
in a railway carriage. The
appellants robbed and brutally assaulted the victim. The victim, fearing that
his life would be in danger
if he remained in the carriage, jumped from the
train and was killed. At the trial, the Chief Justice of New South Wales
directed
the jury:
If, then, you are satisfied that [the victim] left the window immediately after
the robbery and wounding took place, and if you are
satisfied that, though [the
victim] was not actually put through the window by the prisoners, yet that when
he jumped through he
had a well-founded and reasonable fear or apprehension that
if he stayed in the carriage he would be subjected to such further violence
as
would endanger his life, and if he left the carriage thinking that by doing so
he had a better chance of saving his life than
by staying in, and was killed in
the fall, then the prisoners are guilty of murder, and are just as responsible
for the man's death
as if they had taken him in their hands and thrown him out
of the window (213).
The Full Court held that the direction was correct.
- Article 244
in Stephen, A Digest of the Criminal
Law, stated that manslaughter was 'unlawful homicide without malice
aforethought' and that murder was 'unlawful homicide with malice
aforethought'.
Article 244 explained the meaning of malice aforethought.
- Article
231 stated that it was not a crime 'to cause death or bodily harm accidentally
by an act which is not unlawful, unless such
act is accompanied by an omission,
amounting to culpable negligence, as defined in Article 232, to perform a legal
duty'. Article
231 then
stated:
An effect is said to be accidental when the act by which it is caused is not
done with the intention of causing it, and when its
occurrence as a consequence
of such act is not so probable that a person of ordinary prudence ought, under
the circumstances in which
it is done, to take reasonable precautions against
it.
- At
common law, the defence of accident on a count of murder may arise in two
different senses. First, 'accident' may arise in the
context where it is
necessary for the jury to consider whether the fatal act was an unwilled
occurrence and not voluntary. Secondly,
'accident' may arise in the context
where it is necessary for the jury to consider whether the death was an
unintended consequence
of a willed act. Where the notion of 'accident' is used
at common law to mean an unintended consequence of a willed act, the defence
should be dealt with under the element of murderous
intention.
Appeals against conviction:
Mr Yarran's and Mr Smith's ground 2 and Mr Boag's grounds 4 and
7: the law of causation, in relation
to homicide involving fright, escape or
self-preservation by the victim, embodied in Sir Samuel Griffith's draft
Criminal Code
- The
Criminal Code Act 1902 (WA) (the 1902
Act) established a Code of Criminal Law. Section 2 of the 1902 Act
provided that on and from 1 May 1902, the provisions
contained in the Code of
Criminal Law set forth in the First Schedule to the 1902 Act shall be the law of
Western Australia 'with
respect to the several matters therein dealt with'. The
Code of Criminal Law adopted substantially Sir Samuel Griffith's draft Criminal
Code, which had been enacted in Queensland by the
Criminal Code Act 1899 (Qld).
- By
s 2 of the Criminal Code Act Compilation
Act 1913 (WA) (the 1913 Compilation Act), the 1902 Act as amended was
repealed, and the compiled Act set forth in Appendix B to the 1913 Compilation
Act was enacted under the title of the
Criminal Code Act 1913 (WA).
- Sir
Samuel Griffith sent his draft Criminal Code (the draft Griffith Code) to the
Attorney‑General of Queensland with a letter
dated 29 October
1897.
- In
the letter Sir Samuel Griffith noted:
(a) The pages
of the draft were arranged in two columns, the proposed provisions of the Code
being printed in the right-hand column,
and the sources from which they were
derived, or other analogous provisions, being stated or referred to in the
left-hand column.
(b) Where the source was statute law, the corresponding
provisions of the statute were reprinted from Sir Samuel's Digest of the
Statutory
Criminal Law of Queensland of 1896.
(c) In other cases, the sources or analogous provisions were
indicated by a reference to the section of the draft Bill introduced
into the
House of Commons in 1880 (the 1880 Bill), which was based on a Draft Code of
Criminal Law of 1879 (the 1879 Draft Code)
prepared by Lord
Blackburn, Justice Barry (of Ireland), Justice Lush and Sir James
Fitzjames Stephen, or other authority to which
Sir Samuel had had recourse,
with such notes as appeared to be desirable to elucidate any particular
provision.
(d) When the proposed provision was 'undoubted Common Law',
Sir Samuel had not thought it necessary to do more than say so.
- Chapter
XXVIII of the draft Griffith Code was headed 'Homicide: Suicide: Concealment of
birth'. It comprised s 298 to s 322. Sir
Samuel Griffith stated
in a footnote to the heading that he believed the provisions of ch XXVIII,
except when otherwise stated, expressed
the common law.
- Section 268
of the Code, as enacted by the 1902 Act and the 1913 Compilation Act, was
identical to s 298 of the draft Griffith Code.
Sir Samuel Griffith's
note to s 298 in the left‑hand column stated,
'Common Law'. Section 268 of the
Code has not been amended since its enactment.
- Section 270
of the Code, as enacted by the 1902 Act and the 1913 Compilation Act, was
relevantly identical to the first paragraph
of s 300 of the draft Griffith
Code. The balance of s 300 is not relevant for present purposes. Sir
Samuel Griffith's note to s
300 stated, in effect, that the proposed
provision reflected s 162 of the 1880 Bill. The note did not refer to the
common law.
Section 270 of the Code was amended in 1991, but the amendment
is not relevant for present purposes.
- Section 272
of the Code, as enacted by the 1902 Act and the 1913 Compilation Act, was
identical to s 302 of the draft Griffith Code.
Sir Samuel Griffith's
note to s 302 stated, in effect, that the proposed provision reflected
s 163 of the 1880 Bill. The note did
not refer to the common law.
Section 272 of the Code has not been amended since its enactment.
- Section 277
of the Code, as enacted by the 1902 Act and the 1913 Compilation Act, was
identical to s 308 of the draft Griffith Code.
Sir Samuel Griffith
did not make a note to s 308. Section 277 of the Code was amended in
1972, 1974, 1986 and 2008, but the amendments
are not relevant for present
purposes.
- Section 280
of the Code, as enacted by the 1902 Act and the 1913 Compilation Act, was
relevantly identical to s 311 of the draft
Griffith Code. Sir Samuel
Griffith's note to s 311 stated, in effect, that the proposed provision
reflected s 173 of the 1880 Bill.
The note did not refer to the common
law. Section 280 was amended in 2008, 2011 and 2015, but the amendments
are not relevant for
present purposes.
Appeals against conviction:
Mr Yarran's and Mr Smith's ground 2 and Mr Boag's grounds 4 and
7: criminal responsibility and accident
as embodied in the draft Griffith
Code
- Chapter
V of the draft Griffith Code was headed 'Criminal responsibility'. It comprised
s 24 to s 38.
- The
first paragraph of s 23 of the Code, as enacted by the 1902 Act and the
1913 Compilation Act, was identical to the first paragraph
of s 25 of the
draft Griffith Code. The balance of s 25 is not relevant for present
purposes.
- Before
the enactment of the Criminal Law Amendment
(Homicide) Act 2008 (WA), s 23 of the Code
read:
Subject to the express provisions of this Code relating to negligent acts and
omissions, a person is not criminally responsible for
an act or omission which
occurs independently of the exercise of his will, or for an event which occurs
by accident.
Unless the intention to cause a particular result is expressly declared to be an
element of the offence constituted, in whole or
part, by an act or omission, the
result intended to be caused by an act or omission is immaterial.
Unless otherwise expressly declared, the motive by which a person is induced to
do or omit to do an act, or to form an intention,
is immaterial so far as
regards criminal responsibility.
- By
s 4 of the Criminal Law Amendment
(Homicide) Act, s 23 was repealed and replaced by new sections 23,
23A and 23B. Section 4 commenced on 1 August 2008.
- It
is unnecessary to refer to the new s 23.
- At
the material time, s 23A of the Code
provided:
Unwilled acts and omissions
(1) This section is subject to the provisions in Chapter XXVII and section 444A
relating to negligent acts and omissions.
(2) A person is not criminally responsible for an act or omission which occurs
independently of the exercise of the person's will.
- At
the material time, s 23B of the Code was in the terms I have set out at
[42] above.
- Section 23A
reproduces, in substance, the first part of the first paragraph of the former
s 23 of the Code in relation to unwilled
acts and omissions. The case law
on the first part of the first paragraph of the former s 23 is relevant to
the interpretation and
application of the current s 23A.
- Section 23B(1)
and s 23B(2) reproduce, in substance, the second part of the first
paragraph of the former s 23 of the Code in relation
to accident. The case
law on the second part of the first paragraph of the former s 23 is
relevant to the interpretation and application
of the current s 23B(1) and
s 23B(2).
- At
all material times before 4 April 2011 (when the
Criminal Code and Other Legislation Amendment
Act 2011 (Qld) came into operation), the provisions of s 23(1) of
the Criminal Code (Qld) (the
Queensland Code) with respect to:
(a) unwilled acts
and omissions were relevantly identical to the provisions of the first part of
the first paragraph of the former
s 23 of the Code and the current
s 23A of the Code with respect to unwilled acts and omissions; and
(b) accident were relevantly identical to the provisions of
the second part of the first paragraph of the former s 23 of the Code
and
the current s 23B(1) and s 23B(2) of the Code with respect to
accident.
- At
all material times, s 13(1) of the
Criminal
Code (Tas) (the Tasmanian Code)
has been analogous to the former s 23 of the Code. By s 13(1), '[n]o
person shall be criminally responsible
for an act, unless it is voluntary and
intentional; nor, except as hereinafter expressly provided, for an event which
occurs by chance'.
- In
Vallance v The
Queen,
the High Court construed and applied s 13(1) of the Tasmanian Code.
- Dixon
CJ observed that the phrase 'nor ... for an event which occurs by chance' is
'somewhat difficult' and 'it is only by specific
solutions of particular
difficulties raised by the precise facts of given cases that the operation of
such provisions as s 13 can
be worked out judicially' (61).
His Honour noted that Sir James Fitzjames Stephen did not draw
s 13 of the Tasmanian Code and that
such a provision was not included in
the 1879 Draft Code (61 - 62).
- In
Stevens v The
Queen,
Gleeson CJ and Heydon J said, in the context of s 23 of the Queensland
Code, that the word 'accident' is 'of notoriously imprecise
connotation' and
that many deaths in circumstances that constitute manslaughter 'could properly
be described as accidental' [16].
Their Honours suggested that the comments
they had made might account for Dixon CJ's description of the phrase
'nor ... for an event
which occurs by chance' in s 13(1) of the
Tasmanian Code as 'somewhat difficult' [16].
- In
Vallance,
Kitto J was of the view that, in a provision relating to a consequence of
an act done voluntarily and intentionally, and denying
criminal responsibility
for that consequence if it has occurred 'by chance', the expression 'by chance'
is 'an expression which,
Janus-like, faces both inwards and outwards,
describing an event as having been both unexpected by the doer of the act and
not reasonably
to be expected by any ordinary person, so that it was at once a
surprise to the doer and in itself a surprising thing' (65).
- In
Kaporonovski v The
Queen,
Gibbs J (Stephen J agreeing) distinguished between the unwilled
physical acts or omissions of the accused apart from their consequences,
on the
one hand, and the 'accidental outcome of his willed acts', on the other, for the
purposes of s 23 of the Queensland Code (226
- 227). Although the two
parts of s 23 dealt with related matters, they were quite distinct
(226).
- Gibbs J
said the first part of s 23, namely that a person is not criminally
responsible for an act which occurs independently of
the exercise of his or her
will, requires that the act for which a person is criminally responsible shall
be his or her own act,
and an act which results from the exercise of his or her
will (226 - 227). That is, the first rule, insofar as it applies to acts
of the
accused himself or herself, requires that those acts should be of his or her own
volition (227). The accused should have
willed that the acts themselves should
happen (227).
- His Honour
noted that the first part of s 23 is not concerned with the consequences of
an act which the accused has willed (227).
It is the second part of s 23,
namely that a person is not criminally responsible for an event which occurs by
accident, that exculpates
an accused from liability for the accidental outcome
of his or her willed acts (227).
- Gibbs J
held that the word 'act' in the first part of s 23 (that is, the part of
s 23 which deals with unwilled acts) is not intended
to embrace the
consequences as well as the action that produced them (231). So, the 'act' to
which the first part refers is some
physical action or movement, apart from its
consequences (231).
- His Honour
held that an event occurs by accident, within the second part of s 23, 'if
it was a consequence which was not in fact
intended or foreseen by the accused
and would not reasonably have been foreseen by an ordinary person' (231).
- In
R v
Falconer,
Mason CJ, Brennan and McHugh JJ made these observations about the
distinction between 'act' and 'event' in s 23 of the
Code:
The first limb of s. 23 requires the act to be willed; the second limb relates
to events consequent upon the act: it excludes from
criminal responsibility
consequences of the act which are not only unintended but unlikely and
unforeseen: see Vallance
v The Queen ((1961) [1961] HCA 42; 108 CLR 56);
Mamote‑Kulang v The
Queen ((1964) [1964] HCA 21; 111 CLR 62). In wilful murder, the offender must have a
specific intention to cause the death of the deceased or of some other person
(the Code,
s. 278) at the time when he does the act which causes the death;
death is not the 'act' but the intended consequence. It follows
that, under the
Code as under the common law, it is the death‑causing act which must be
willed, not the death itself: see
Timbu Kolian v The
Queen ((1968) [1968] HCA 66; 119 CLR 47). The 'act' in s. 23 has been differently
described in judgments delivered in this Court: see
Vallance;
Timbu
Kolian;
Kaporonovski v
The Queen ((1973) [1973] HCA 35; 133 CLR 209). In our opinion, the true meaning of
'act' in s. 23 is that which Kitto J in
Vallance ((1961)
108 CLR at p 64) attributed to
'act' in s. 13(1) of the Tasmanian Code, namely, a bodily action which, either
alone or in conjunction with some quality
of the action, or consequence caused
by it, or an accompanying state of mind, entails criminal responsibility. That
meaning accords
with the judgment of Menzies J in
Vallance ((1961)
108 CLR at pp 71 - 72) and was adopted by Gibbs and Stephen JJ in
Kaporonovski
((1973) 133 CLR at pp 231, 241), respectively. That view distinguishes between
'act' and 'event' in s. 23, so that it is immaterial
to the operation of the
first limb of the section that the actor's mental state does not encompass the
consequences of what he is
doing (38).
- In
R v Van Den
Bemd,
the respondent was convicted of manslaughter. During a fight in a bar the
respondent struck the deceased on the left side of the
neck. Death was caused
by haemorrhage. The deceased may have had some predisposition to a haemorrhage
because of a natural infirmity
or because he had consumed alcohol. The Court of
Appeal of Queensland (Davies and McPherson JJA & de Jersey J)
allowed the respondent's
appeal against conviction on the ground that the trial
judge had misdirected the jury upon the meaning of s 23 of the Queensland
Code. The Court of Appeal
said:
The test of criminal responsibility under s 23 is not whether the death is
an 'immediate and direct' consequence of a willed act
of the accused, but
whether death was such an unlikely consequence of that act an ordinary person
could not reasonably have foreseen
it. In the present context that means that
the relevant question was whether the jury were satisfied beyond reasonable
doubt that
[the deceased's] death was not such an unlikely consequence of the
punches delivered by the accused that it could not have been foreseen
by an
ordinary person in the position of the accused.
- A
majority of the High Court dismissed the Crown's application for special leave
to appeal. Mason CJ, Deane, Dawson, Toohey and
Gaudron JJ
said:
The outcome of the case depends upon the application and interpretation of the
words 'an event which occurs by accident' in the context
of s. 23 of
The Criminal Code (Q.). That question
is essentially one of statutory construction, the answer to which does not
depend upon an important point of
principle. As Dixon C.J. observed in
Vallance v The
Queen ((1961) [1961] HCA 42; 108 CLR 56, at p 61; see also
Kaporonovski v The
Queen [1973] HCA 35; (1973) 133 CLR 209, at p 220, per Walsh J. ('each case
presents a different problem')), with reference to s. 13 of
The Criminal Code (Tas.) (a provision
comparable to s 23):
'[I]t is only by specific solutions of particular difficulties raised by the
precise facts of given cases that the operation of such
provisions as s. 13 can
be worked out judicially.'
The words of the section are inherently susceptible of bearing the meaning
placed upon them by the Court of Appeal of Queensland.
The interpretation given
to the section by that Court is one which favours the individual and reflects
accepted notions of culpability
and responsibility for criminal conduct.
Moreover, it is an interpretation which derives support from comments made in
some judgments
of this Court, particularly Gibbs J. (with whom
Stephen J. agreed) in
Kaporonovski v The
Queen ((1973) [1973] HCA 35; 133 CLR 209) (139).
- In
R v Taiters; Ex parte
Attorney-General,
the Court of Appeal of Queensland (Macrossan CJ, Pincus JA &
Lee J) made these observations about the references to 'act' and
'event' in
s 23 of the Queensland Code:
It should now be taken that in the construction of s 23 the reference to
'act' is to 'some physical action apart from its consequences'
and the reference
to 'event' in the context of occurring by accident is a reference to 'the
consequences of the act'. Even if, as
has been said, there can on occasion be
some difficulty, in an exceptional case, in distinguishing the border line
between act and
event so viewed, this theoretical distinction is clear. Taking
an example from
Kaporonovski
itself, the thrusting of the glass by the accused was the act and the injury to
the victim's eye which constituted the grievous bodily
harm was the event. A
number of occurrences can as a result of the operation of one or more chains of
causation follow upon the
doing of an act. However, s 23 is concerned to
excuse from criminal liability so the relevant event for the purpose of the
section
should be taken to be the one which, apart from the operation of the
section, would constitute some factual element of an offence
which might be
charged. In cases when grievous bodily harm is charged the state of bodily harm
will be the relevant event and when
unlawful killing is charged, the death will
be the relevant event (335).
- In
Stanik v The
Queen,
Anderson J said:
It appears now to be settled that the reference to 'event' in s 23 is a
reference to the consequential event, that is, the event
consequential upon the
'act or omission': R v
Taiters [1996] QCA 232; (1996) 87 A Crim R 507 at 509. An event occurs by accident
within the meaning of s 23 if it was a consequence which was not, in fact,
intended or foreseen
by the accused and would not reasonably have been foreseen
by an ordinary person:
Kaporonovski v The
Queen [1973] HCA 35; (1973) 133 CLR 209 per Gibbs J at 231.
An event will not therefore be an accident
unless two requirements are met. Firstly, the event must not be intended or
foreseen by
the accused. That is the subjective element. Secondly, the event
must be one which would not reasonably have been foreseen by an
ordinary person.
That is the objective element [83]. (emphasis added)
See also
Hussaini v The State of
Western
Australia.
- In
Ugle v The
Queen,
the appellant was convicted after trial of murder. The trial judge directed the
jury on the law of self-defence, but did not separately
put to the jury whether
there might have been an unwilled act by the appellant within s 23 of the
Code. The High Court allowed the
appellant's appeal, set aside the conviction
and ordered a new trial on the basis that the trial judge's summing up had not
given
effect to the possibility of an unwilled act within s 23. Gummow and
Hayne JJ (Gaudron J relevantly agreeing) noted that s 23 deals
with two subjects, namely unwilled acts and events occurring by accident [25].
Their Honours said that the evidence adduced at the
appellant's trial did
not raise an issue about an event that
occurred by accident, but there was an issue about whether there may have been
an unwilled act. Gummow and
Hayne JJ then made these observations about the distinction between 'acts'
and 'events' in s 23:
The distinction which is made in s 23 between 'acts' and 'events' is not
without difficulty. In the joint reasons of three Justices
in
R v Falconer
((1990) [1990] HCA 49; 171 CLR 30 at 38, per Mason CJ, Brennan and McHugh JJ) it was said
of s 23 of the Criminal Code
that:
[t]he first limb of s 23 requires the act to be willed; the second limb
relates to events consequent upon the act: it excludes
from criminal
responsibility consequences of the act which are not only unintended but
unlikely and unforeseen.
At least a majority of the members of the Court held in
Falconer that the
'act' of which s 23 speaks is, in a context like the present, the
'death‑causing act ... not the death itself'
(R v Falconer
[1990] HCA 49; (1990) 171 CLR 30 at 38, per Mason CJ, Brennan and McHugh JJ; at 81, per
Gaudron J. See also
Vallance v The
Queen [1961] HCA 42; (1961) 108 CLR 56;
Mamote-Kulang v The
Queen [1964] HCA 21; (1964) 111 CLR 62;
Timbu Kolian v The
Queen [1968] HCA 66; (1968) 119 CLR 47;
Kaporonovski v The
Queen [1973] HCA 35; (1973) 133 CLR 209). It is not necessary to consider whether that
formulation of the meaning to be given to 'act' in s 23 leaves some
unanswered questions.
For present purposes, it is enough to notice that a
distinction is to be drawn between the 'act', with which the first or unwilled
act limb of s 23 deals, and the 'event', with which the second or accident
limb deals [26].
- In
Taiters, Macrossan
CJ, Pincus JA and Lee J examined the degrees of likelihood
comprehended by the objective and subjective elements of the
defence of
accident:
If the outcome of some action is regarded as certain or even just more probable
than not, it cannot legitimately be called accidental.
Even if there is a
substantial likelihood although something less than a preponderance of
probability that a particular outcome
will occur and the risk of the outcome is
voluntarily accepted by the one acting, it should not, if it results, be called
accidental.
On the other hand, something which a reasonable man might think of
as no more than a remote possibility which does not call to be
taken into
account and guarded against can, when it happens, be fairly described as
accidental.
The references which have been made in the cases to 'reasonably' and 'ordinary
person' in the context under discussion, give an emphasis
to the fact that the
relevant test calls for a practical approach and is not concerned with
theoretical remote possibilities. It
directs inquiry to what would be present
in the mind of an ordinary person acting in the circumstances with the usual
limited time
for assessing probabilities, this being a factor which is
applicable to a great deal of human activity. However, it should not be
accepted that some real risk of an outcome which an ordinary person in the
circumstances would have been conscious of, can be disregarded
by the doer of an
action, yet still, if it eventuates, be called accidental within the meaning of
the section. In the subjective
part of the expression being considered under
s 23 ('an event which occurs by accident'), i.e. when it is necessary to
consider 'foreseen'
by the accused, the same degrees of likelihood will be
regarded as those discussed in connection with the objective test
(338).
- It
is now well established by the case law that where an accused has been charged
with murder or manslaughter and a willed act of
the accused caused the victim's
death and the State case relies on s 270 of
the Code, then the death will be the relevant 'event' for the purposes of
s 23B. In those circumstances, if the accused satisfies the evidential
onus in relation to the defence of accident under s 23B, the State can
disprove accident, within s 23B, if it proves beyond reasonable
doubt
either that, subjectively, the accused intended or foresaw the victim's death as
a possible outcome or consequence of the accused's
act or omission or that,
objectively, the victim's death would reasonably have been foreseen by an
ordinary person, in the accused's
position, as a possible outcome or consequence
of the accused's act or omission (excluding, in each case, possibilities that
are
no more than remote and speculative).
- As
Gleeson CJ and Heydon J observed in
Stevens, '[i]t is
not difficult to think of cases in which "death" results from a willed act which
produces an unintended and unforeseeable
consequence'
[16].
Appeals against conviction:
Mr Yarran's and Mr Smith's ground 2 and Mr Boag's grounds 4 and
7: the law of causation, in relation
to homicide involving fright, escape or
self-preservation by the victim, embodied in the
Crimes Act 1900 (NSW)
- When
the offences the subject of
Royall v The
Queen
and McAuliffe v The
Queen
were committed, s 18 of the Crimes Act
1900 (NSW) defined murder and manslaughter as
follows:
(1) (a) Murder shall be taken to have been committed
where the act of the accused, or thing
by him omitted to be done, causing the death
charged, was done or omitted with reckless indifference to human life, or
with intent to kill or inflict grievous bodily harm upon some person,
or done in
an attempt to commit, or during or immediately after the commission, by the
accused, or some accomplice with him, of a
crime punishable by penal servitude
for life or for 25 years.
(b) Every other punishable homicide shall be taken to be manslaughter.
(2) (a) No act or omission which was not malicious, or for which the accused had
lawful cause or excuse, shall be within this section.
(b) No punishment or forfeiture shall be incurred by any person who kills
another by misfortune only, or in his own defence. (emphasis
added)
- The
Crimes Act has not, at any material
time, included a provision comparable to s 272, the former s 23 or the
current s 23B of the Code.
- In
Royall and
McAuliffe,the High Court construed the provision in s 18(1)(a) of the
Crimes Act that murder 'shall be taken
to have been committed where the act of the
accused ... causing the death
charged, was done ... with reckless indifference to human life, or with
intent to kill or inflict grievous bodily harm upon some person'
(emphasis
added). In particular, the High Court examined the law of causation, in the
context of homicide involving fright, escape
or self-preservation by the victim,
embodied in s 18(1)(a).
- In
Royall, the
appellant was convicted after trial of murder contrary to s 18(1)(a) of the
Crimes Act. The victim fell to her
death from a window on the sixth floor of a block of flats. How she came to
fall from or through the window
was uncertain. It was necessary for the
prosecution to identify an act of the accused which caused the victim to fall.
The trial
judge left three alternative possibilities to the jury. One
possibility was that the victim had jumped from the window in response
to the
accused's aggressive conduct. A majority of the High Court held that the trial
judge's directions on causation and intent
in relation to that possibility were
adequate. McHugh J disagreed, but held that no miscarriage of justice had
occurred. The High
Court addressed the question of causation at common law in
the context of a victim who dies as a result of his or her own act in
the course
of attempting to escape from the accused; in particular, whether the victim's
reaction was an over-reaction and hence
a coincidence which was sufficient to
break the chain of causation.
- Mason
CJ was of the opinion that:
(a) generally speaking,
'an act done by a person in the interests of self-preservation, in the face of
violence or threats of violence
on the part of another, which results in the
death of the first person, does not negative causal connection between the
violence
or threats of violence and the death'; and
(b) the deceased's intervening act does not break the chain
of causation (388).
- His Honour
noted that the governing principle at common law had been expressed in various
different ways. After reviewing the different
formulations, his Honour
said that, in the context of causation, the principle was best formulated as
follows:
[W]here the conduct of the accused induces in the victim a well-founded
apprehension of physical harm such as to make it a natural
consequence (or
reasonable) that the victim would seek to escape and the victim is injured in
the course of escaping, the injury
is caused by the accused's conduct. Whether
it is necessary for the prosecution to establish also that the mode of escape
adopted
is a natural consequence of the victim's apprehension for his or her
safety does not arise here for the deceased had no means of
escape other than
jumping out of the window in the situation posited. The question could arise
only in circumstances where the victim
does something irrational or unexpected,
in which event it might be more difficult to establish that the injury sustained
was a consequence
of the accused's act and not the product of the victim's
voluntary act. In such a situation much may turn on the nature and extent
of
the well-founded apprehension of the victim; and it is to be expected that
persons fearful for their own safety forced to react
on the spur of the moment
will not always make a sound or sensible judgment and may act
irrationally.
In the English cases the natural consequence test has been linked to the concept
of foreseeability. Because the natural consequence
test inevitably invites
conjecture about the likelihood of an occurrence, it is impossible to
divorce completely the application
of the test from the concept of
foreseeability. However, in my view, to
invite the jury to consider foreseeability would be more likely, at least
in the majority of cases, to confuse than to clarify
the issue of
causation. In many cases, for much the same reason, I see no point
in linking that issue to the accused's state of mind. On the other hand,
in
some situations, the accused's state of mind will be relevant to that issue as,
for example, where there is evidence that the
accused intended that injury
should result in the way in which it did and where, in the absence of evidence
of intention, the facts
would raise a doubt about causation (389 - 390).
(emphasis added)
- Brennan J
commented that the basic proposition relating to causation in homicide is that
the accused's conduct need not be the 'sole,
direct or immediate cause of the
[victim's] death', but must 'contribute significantly' to the death (398).
However, when a victim's
death is not caused directly by the accused's conduct,
but by something done by the victim or by a third person in response to the
accused's conduct, a question arises as to whether the chain of causation
has been broken (398). His Honour said it is well established
that
'the death may be held to have been caused by an accused's conduct though the
direct or immediate cause of death is a final
fatal step taken by the victim
where that step is taken in an attempt to preserve himself or herself from
physical harm which unlawful
conduct on the part of the accused has induced the
victim to fear, provided the victim's attempt at self‑preservation is
reasonable
having regard to the nature of the accused's conduct and the fear it
was likely to have induced (or, as I would prefer, provided
the attempt is
proportionate to that conduct and the fear it was likely to have induced)'
(398). His Honour elaborated:
In such a case, the taking of the final fatal step is not a novus actus
interveniens breaking the chain of causation:
Pagett ((1983) 76
Cr App R, at pp. 288-289), per Robert Goff LJ. On the other hand, where
the victim's attempt at self-preservation is
not reasonable (or proportionate),
the chain of causation is broken and the victim's death is not treated as having
been caused by
the accused's conduct. Subject to a qualification presently to be
mentioned, the question whether the chain of causation is broken
by the victim's
taking of the final fatal step is a question of fact to be answered by reference
to the objective circumstances.
Nevertheless, an accused cannot be held
criminally responsible for a death that has been caused in fact by his conduct
if the final
fatal step taken by the victim was neither foreseen nor reasonably
foreseeable. Foresight or reasonable foreseeability marks the
limit of the
consequences of conduct for which an accused may be held criminally responsible
(398 ‑ 399).
- Brennan J
held that 'whether an accused whose conduct has led to a death is criminally
responsible for the death when the death has
been caused by a final fatal step
taken by the victim ... depends on the reasonableness (or proportionality) of
the victim's attempt
at self‑preservation
and the accused's foresight, or the
reasonable foreseeability, of the possibility that a final fatal step might be
taken by the victim
in response to the accused's conduct' (399) (original
emphasis).
- His Honour
said that the tests at common law for determining whether the accused is
criminally responsible for the victim's death,
when a victim's death is not
caused directly by the accused's conduct but by something done by the victim in
response to the accused's
conduct, are those which would be applied under the
Western Australian, Queensland and Tasmanian Codes to determine whether the
final
fatal step taken by the victim was an event that has occurred 'by
accident' or 'by chance':
The question whether the accused is criminally responsible for the victim's
death when the death was directly and immediately caused
by the victim's taking
of the final fatal step is resolved at common law by applying the same tests as
those which would be applied
under the several Criminal Codes to determine
whether such a final fatal step is an event that has occurred 'by accident' or
'by
chance'. The first stage of the test is whether the victim's taking of the
step is a novus actus interveniens breaking the chain
of causation; the second
stage of the test is whether, at the time when the accused engaged in the
unlawful conduct which induced
in the victim the fear that caused him or her to
take the final fatal step, the taking of such a step was not in fact foreseen by
the accused and would not reasonably have been foreseen by an ordinary person:
Vallance v The
Queen ((1961) [1961] HCA 42; 108 CLR 56, at pp 61, 65, 82);
Kaporonovski v The
Queen ((1973) [1973] HCA 35; 133 CLR 209, at pp 231 - 232);
Stuart v The Queen
((1974) [1974] HCA 54; 134 CLR 426, at p 438).
These propositions are subject to a qualification in cases where the accused
intends his conduct to cause the death of his victim.
In such cases, foresight
is subsumed in the intent and, as the ultimate result of the accused's conduct -
the death of the person
who took that step - is intended, it is immaterial that
the victim's attempt at self-preservation is objectively unreasonable (or
disproportionate) having regard to the nature of the accused's
conduct and the fear it is likely to induce (399 - 400).
- As
I have mentioned, the term 'by accident' is used in the former s 23 and the
current s 23B of the Code and in the former s 23(1) of the Queensland
Code and the term 'by chance' is used in s 13(1) of
the Tasmanian
Code.
- Deane
and Dawson JJ expressed the following views about the breaking of the chain
of causation at common law where the victim over-reacts
to the accused's
threatening acts or words:
If, in a case of fright or self-preservation, the victim over-reacts to the
threatening acts or words of the accused, that may be
sufficient to break the
chain of causation. That proposition is sometimes put in terms of reasonable
foreseeability: when the act
done in self-preservation is 'unreasonable' it
negatives causal connexion:
Roberts ((1971) 56
Cr App R, at p 102); Hart and Honoré,
Causation in the Law, 2nd ed (1985), p
332. On occasions foreseeability may play some part in a jury's inquiry into
the cause of death but, in directing
a jury,
it is, for practical purposes, desirable to
keep causation and intent separate as far as possible and to avoid the
introduction of
questions of foreseeability in relation to causation. It
is, we think, going too far to say, as the Full Court of the Supreme Court of
South Australia did in Reg
v Hallett ([1969] SASR 141, at p 149), that '[f]oresight by the accused
of the possibility or probability of death or grievous bodily harm
from his act,
though very relevant to the question of malice aforethought, has nothing to do
with the question of causation', but
in
a fright or self-preservation case, where the
question is whether the victim's reaction was an over-reaction and therefore a
coincidence,
the matter is best dealt with in terms other than those of
foreseeability. A direction that the victim's fear or apprehension must
be well-founded or well-grounded or reasonable in all the circumstances
will
adequately raise the issue, as will a direction that the act of escape or
self‑preservation must be the natural consequence
of the accused's
behaviour. It is for the jury to decide those questions: see
Grimes and Lee
((1894) 15 NSWR (L), at p 223). Although it would not necessarily be wrong
to do so, there is generally no need to elaborate the
requirement of
causation which is implicit in these directions, other than to make
clear that the prosecution must establish that
the accused caused the
act of escape or self-preservation upon which the prosecution
relies (412 - 413). (emphasis added)
- Toohey
and Gaudron JJ said that the proper approach to causation at common law, in
the context of a victim who dies as a result of
his or her own act in the course
of attempting to escape from the accused, is as
follows:
The question whether an act of the applicant caused the death was one to be
answered as a question of objective fact. It did not
depend upon the
applicant's appreciation of the consequences of any act of his. The Full Court
of the Supreme Court of South Australia
observed in
Reg v Hallett
([1969] SASR 141, at p 149):
'Foresight by the accused of the possibility or probability of death or
grievous bodily harm from his act, though very relevant
to the question of
malice aforethought, has nothing to do with the question of causation.'
Of this observation, Howard's Criminal
Law, 5th ed (1990), p 35, n 48 comments:
'It may well be argued that attempting to divorce causal responsibility from
foreseeability of risk is spurious. Everyday attributions
of causal
responsibility are immediately affected by foreseeability and estimates of
risk; probability is a guide to life ... The
position expressed in
Hallett is also
difficult to reconcile with the fright or self-preservation cases where the
long‑standing rule is that D is not causally
responsible where V's death
is attributable to an unreasonable reaction on the part of V or some third
party.'
Conceding the force of these comments, we are
nevertheless of the opinion that the members of a jury are less likely to be
confused if foreseeability is not introduced into
the direction on
causation and if the jury are told that whether an act of the accused
caused the death is 'a question to be determined by them applying their
common
sense to the facts as they find them':
Campbell ([1981]
WAR at p 290; (1980) 2 A Crim R, at p 161). Consistent with this approach,
the jury may be told that, if the victim's reaction
to the act of the accused
said to have caused the death was quite disproportionate to the act or was
unreasonable, the chain of causation
was broken (424 - 425). (emphasis
added)
- McHugh J
referred to the 'but for' test:
If [Royall's] conduct ... induced the deceased to jump out of the window so as
to avoid further attack, it might be thought that
'but for' the attack the
deceased would not have lost her life and that the applicant, therefore, had
caused her death. But this
Court has recently rejected the proposition that in
the law of negligence the test of causation at common law is the 'but for' test:
March v Stramare (E &
MH) Pty Ltd ((1991) [1991] HCA 12; 171 CLR 506). In criminal cases, the common law has
also refused to apply the 'but for' test as the
sole test of causation. Nevertheless,
the 'but for' test is a useful tool in criminal law for determining whether a
causal link existed
between an accused's act or omission and the relevant injury
or damage. But before a person will be held criminally liable for his
or her
act or omission, the causal link between that act or omission and the injury or
damage must be sufficiently cogent to justify
attributing
causal responsibility, i.e. legal
responsibility, to that person (440). (first emphasis added; second emphasis in
original)
- His Honour
made the following statement of principle on causation at common law in criminal
cases which, notwithstanding his Honour's
different view on the correctness
of the trial judge's directions, appears to be consistent with the approach of
the other members
of the High Court:
Causation is a question of fact:
Reg v Evans &
Gardiner [No.
2] ([1976] VR 523, at p 527);
Reg v Pagett
((1983) [1983] EWCA Crim 1; 76 Cr App R 279, at pp 290 - 291). To constitute a cause for the
purposes of the criminal law, it is not necessary that an act or omission be the
sole or main cause of a wrong:
Pagett ((1983) 76
Cr App R, at p 290). But, as I have indicated, the purpose of the legal
doctrine of causation is to attribute legal responsibility,
not to determine the
factors which played a part in the happening of an event or occurrence. It is
for this reason that the common
law doctrine of causation has not accepted that
a person is criminally responsible for an event or occurrence simply because his
or her act or omission was a causa sine qua non of that event or occurrence.
If, as a matter of commonsense, an ordinary person
would not hold an accused's
act or omission to be a cause of the event or occurrence, it is irrelevant that
it was a causa sine qua
non of that event or occurrence: cf
Campbell v The
Queen ([1981] WAR 286, at p 290; (1980) 2 A Crim R, at p 161)
(441).
- McHugh J
noted that, in most criminal cases, the issue of causation is not
difficult:
In most criminal cases, the issue of causation is not controversial. If an
accused's act or omission is causally linked with the
event or occurrence, it is
always only one of the conditions which were jointly necessary to produce the
event or occurrence. Ordinarily,
however, the application of the commonsense
test of causation is enough to determine whether the accused's act or omission
was sufficiently
significant to make him or her 'causally responsible' for the
event or occurrence in question (441).
- However,
his Honour said that difficult issues of causation may arise where an
accused's act or omission would not have brought about
the relevant event or
occurrence without the intervention of a subsequent act of the victim or a third
party. In cases of that kind,
courts 'have sought to use more specific tests
for determining whether "but for" acts or omissions of the accused were
"causally
responsible" for the event or occurrence' (441). His Honour held
that, in a case such as
Royall, 'an accused
should not be held to be guilty unless his or her conduct induced the victim to
take action which resulted in harm to
him or her and that harm was either
intended by the accused or was of a type which a reasonable person could have
foreseen as a consequence
of the accused's conduct' (451). His Honour added
that, in determining whether a reasonable person could have foreseen the harm
which
the victim suffered, 'any irrational or unreasonable conduct of the victim
will be a variable factor to be weighed according to all
the circumstances of
the case' (451). See also
Osland v The
Queen.
- In
McAuliffe, the two
appellants were convicted after trial of murder contrary to s 18(1)(a) of
the Crimes Act. The appellants and
another youth decided to go to a park to assault someone. At the park, two of
the offenders attacked a man
who was standing near the top of a high cliff.
They kicked him and beat him with a stick. The other offender then kicked the
victim
in the chest. This caused the victim to fall into a puddle amid rocks
about 3 m - 5 m from the edge of the cliff. The offenders
departed. The
next day the victim's body was found in the sea at the bottom of the cliff. At
the trial of the appellants for murder,
the judge directed the jury that the
prosecution had to establish, beyond reasonable doubt, a common intention on the
part of the
offenders to bash someone, that an act on the part of one of them
which caused death was done with the intention of inflicting grievous
bodily
harm on the victim, and that the appellants either shared the common intention
of inflicting grievous bodily harm or contemplated
that the infliction of
grievous bodily harm by one or other of the offenders was a possible incident in
the common criminal enterprise.
- The
appellants complained, on appeal to the High Court, that the trial judge had
failed to direct the jury that if the victim had
acted unreasonably and had
simply walked in the wrong direction for reasons unrelated to the injuries he
received, other than his
proximity to the cliff edge, then the chain of
causation would be broken. The High Court rejected that complaint. Brennan CJ,
Deane,
Dawson, Toohey and Gummow JJ observed that the trial judge, on a
number of occasions, reminded the jury that an act of the victim
was capable of
providing an intervening cause of death and of breaking the chain of causation
which commenced with the assault upon
the victim by the appellants and the other
youth. The trial judge suggested to the jury several possible explanations of
the manner
in which, upon the evidence, the victim may have met his death,
without indicating that the suggested possibilities were exhaustive
(118).
- Brennan
CJ, Deane, Dawson, Toohey and Gummow JJ noted that the trial judge did not
direct the jury with respect to the reasonable
foreseeability of any action on
the victim's part. However, their Honours said the case was 'a relatively
simple one' and such a
direction was not required (119). The trial judge did,
however, deal with a possible response of the victim to the actions of the
offenders, saying:
As a matter of law where the conduct of a person for which the accused is
responsible induces in the victim a well-founded apprehension
of physical harm,
such as to make it a reasonable consequence that the victim would seek to
escape, then the fact that the death
occurs in the course of that escape does
not break the chain of causation so long as
the response of the victim is reasonable or proportionate having regard to the
nature of the conduct of the accused or
for which the accused is responsible,
and the fear it is likely to have provoked (119). (emphasis
added)
- Brennan
CJ, Deane, Dawson, Toohey and Gummow JJ referred to
Royall, and
said:
It was observed in this Court in
Royall v The Queen
((1991) [1991] HCA 27; 172 CLR 378 at 390, 412 - 413, 425)
that in directing a jury on causation of
death in fright, escape or self-preservation cases, it is ordinarily undesirable
to focus
attention upon foreseeability. In that case, a direction of the
kind given by the trial judge here was approved. There is, in our view, no
substance in the appellants'
complaints about the trial judge's directions in
relation to causation (119). (emphasis added)
- The
references by their Honours in
McAuliffe to the
High Court's judgment in
Royall were to the
reasons of Mason CJ (390), Deane and Dawson JJ (412 - 413) and Toohey and
Gaudron JJ (425).
Appeals against conviction:
Mr Yarran's and Mr Smith's ground 2 and Mr Boag's grounds 4 and
7: the proper approach to the construction
of the Code
- The
proper approach to the construction of the Code was enunciated by Dixon and
Evatt JJ in Brennan v
The
King:
[The Code is] intended to replace the common law, and its language should be
construed according to its natural meaning and without
any presumption that it
was intended to do no more than restate the existing law. It is not the proper
course to begin by finding
how the law stood before the Code, and then to see if
the Code will bear an interpretation which will leave the law
unaltered.
See also
Kaporonovski (236);
Stuart v The
Queen.
- As
Gibbs J noted in
Stuart:
(a) 'it
may be justifiable to turn back to the common law where the Code contains
provisions of doubtful import, or uses language
which had previously acquired a
technical meaning, or on some such special ground'; but
(b) 'it should be remembered that the first duty of the
interpreter of [the provisions of the Code] is to look at the current text
rather than at the old writing which has been erased; if the former is clear,
the latter is of no relevance' (437).
See also
Vallance (74 - 75);
Boughey v The
Queen.
- The
focus of statutory construction is on the text, context and purpose of the
provision.
- In
SZTAL v Minister for
Immigration & Border
Protection,
Kiefel CJ, Nettle and Gordon JJ said:
The starting point for the ascertainment of the meaning of a statutory provision
is the text of the statute whilst, at the same time,
regard is had to its
context and purpose
(Project Blue Sky Inc v
Australian Broadcasting Authority (1998) 194 CLR 355 at [69] - [71]; [1998] HCA 28; 72
ALJR 841; Alcan (NT)
Alumina Pty Ltd v Commissioner of Territory Revenue
[2009] HCA 41
; (2009) 239 CLR 27 at
[47]
; [
2009] HCA 41
; 83 ALJR 1152). Context should be regarded at this first stage and not at
some later stage and it should be regarded in its widest sense
(CIC Insurance Ltd v
Bankstown Football Club Ltd (1997) 187 CLR 384 at 408; 71 ALJR 312).
This is not to deny the importance of the natural and ordinary meaning of a
word, namely how it is ordinarily understood in discourse,
to the process of
construction. Considerations of context and purpose simply recognise that,
understood in its statutory, historical
or other context, some other meaning of
a word may be suggested, and so too, if its ordinary meaning is not consistent
with the statutory
purpose, that meaning must be rejected.
Appeals against conviction:
Mr Yarran's and Mr Smith's ground 2 and Mr Boag's grounds 4 and
7: their merits
- By
s 268 of the Code, '[i]t is unlawful to kill any person unless such killing
is authorised or justified or excused by law'.
- Section 270
of the Code provides that any person who 'causes the death of another, directly
or indirectly, by any means whatever,
is deemed to have killed that other
person'.
- By
s 277 of the Code, any person who 'unlawfully kills another is guilty of a
crime which, according to the circumstances of the
case, may be murder or
manslaughter'.
- Although
s 270 defines when a person is deemed, as a matter of law, to have killed
another person, s 270 is, in substance, a provision
with respect to
causation. See Martin v
The Queen (No
2).
- Section 271,
s 272, s 273, s 274 and s 275 of the Code are concerned with
causation in particular circumstances. Section 271 relates
to death from
an act or omission at childbirth; s 272 to causing death by threats or
intimidation; s 273 to acceleration of death;
s 274 to death from
bodily injury which might have been avoided or prevented by proper precautions
or care; and s 275 to the death
of a person as a result of surgical or
medical treatment administered reasonably properly and in good faith after the
person has
suffered grievous bodily harm.
- Section 271,
s 272, s 273, s 274 and s 275 do not limit the generality of
the causation requirement in s 270. See
Martin (No 2)
(139); Krakouer v The
State of Western
Australia.
I refer, in particular, to the expression 'directly or
indirectly' in s 270 (emphasis
added). See also
TB.
- In
Martin (No 2), it
was said that each of s 271, s 272, s 273, s 274 and
s 275 states a rule as to causation that applies in a 'commonly encountered
difficult [case]', within the general field of operation of s 270. The
rule is stated 'expressly and clearly for the particular
case ... for the
avoidance of doubt' (139).
- In
Campbell v The
Queen,
the appellant was charged on indictment with unlawfully killing the deceased,
who was an occupant of a car which collided with a
car driven by the appellant.
The jury acquitted the appellant of unlawful killing, but convicted him of
causing the death of the
deceased by driving a motor vehicle in a manner
(including speed) that was, having regard to all the circumstances of the case,
dangerous
to the public or to any person, contrary to s 59(1) of the
Road Traffic Act 1974 (WA). The
appellant appealed on the ground that the trial judge had failed properly to
direct the jury as to causation. The appeal
was allowed. Burt CJ (Jones
& Smith JJ agreeing) said in relation to the submission that the trial
judge should have directed
the jury that the appellant's conduct must be found
to have been a substantial cause of the deceased's
death:
Whether in this context it be permissible or helpful to introduce the word
'substantial' in a direction to the jury upon causation
is a question upon which
I would prefer at present to express no opinion. It would seem to me to be
enough if juries were told that
the question of cause for them to decide is not
a philosophical or a scientific question, but a question to be determined by
them
applying their common sense to the facts as they find them they
appreciating that the purpose of the enquiry is to attribute legal
responsibility in a criminal matter (290).
- In
Royall, that
statement of Burt CJ in
Campbell was
approved by Mason CJ (387), Deane and Dawson JJ (411 - 412) and Toohey and
Gaudron JJ (423, 425).
- As
noted in Colvin E, Causation in Criminal
Law (1989) 1 Bond Law Review
253, 259, two general tests have been applied in dealing with causation
in the criminal law. One is the 'substantial cause' test and
the other is the
'reasonable foreseeability' test. The 'substantial cause' test is retrospective
in that it involves evaluating
whether, by reference to all the facts and
circumstances which have occurred, the accused's conduct had a substantial role
in bringing
about the result. The 'reasonable foreseeability' test is
prospective in that it involves evaluating whether the result was a reasonably
foreseeable consequence of the accused's conduct.
- Section 270
does not specify the nature or strength of the causal connection between the act
or omission of the accused, on the one
hand, and the death, on the other. The
reference in s 270 to 'directly or indirectly' suggests that a person may
cause the death
of another even though there is a degree of remoteness between
the person's act or omission and the
death.
- By
s 270, properly construed, factual causation in a criminal trial, where the
accused is alleged to have killed the deceased, requires
the alleged conduct of
the accused to have in fact caused the deceased's death. The relevant conduct
of the accused does not have
to be the sole, direct or immediate cause of the
deceased's death. It is sufficient, for the purposes of factual causation, if
the
relevant conduct was, in fact, a cause. The tribunal of fact is to
determine factual causation by applying common sense to the facts
as the
tribunal finds them.
See Krakouer
[76] (McLure JA); TB
[124].
- However,
even if the State's case in relation to factual causation is made out, it
remains necessary for the State to establish legal
causation. In other words,
factual causation is a necessary, but not of itself a sufficient,
condition of criminal liability. See
Krakouer [77]
(McLure JA);
TB [125].
- By
s 270, properly construed, legal causation in a criminal trial, where the
accused is alleged to have killed the deceased, is concerned
with the
attribution of criminal responsibility; in particular, with whether the factual
connection between the alleged conduct of
the accused and the deceased's
death is sufficient to justify moral culpability and, therefore, criminal
responsibility. It is
established in relation to s 270 that legal
causation requires that the alleged conduct of the accused must have
substantially or
significantly contributed to the deceased's death. It is for
the tribunal of fact to decide whether or not the contribution of the
relevant conduct of the accused was substantial or significant.
See Krakouer
[23], [30] ‑ [31], [39] (Steytler P; Wheeler JA
agreeing), [77] (McLure JA);
TB [126].
- In
TB, I construed
s 272 in the context of appeals against conviction for manslaughter. It is
convenient to reproduce at [152] ‑
[160] below my reasoning and
conclusions (with which Mazza JA and Chaney J agreed) on the issues of
construction which arose in that
case.
- The
critical concepts in s 272 are, relevantly, those embodied in the words
'causes' and 'results'.
- Where:
(a) an
accused is tried on a count of unlawful killing;
(b) the State relies upon s 272; and
(c) the case is a fright, escape or self-preservation
case,
the State must
prove beyond reasonable doubt, relevantly, the following.
- First,
the accused made threats or performed acts of intimidation as alleged by the
State.
- Secondly,
the alleged threats or intimidation 'caused' the victim to do an act or make an
omission.
- Thirdly,
the alleged act done or omission made by the victim 'resulted' in his or her
death.
- If
the State proves those matters then the accused is
deemed by s 272 to have killed
the victim.
- Section 272
is to be distinguished from s 270 of the Code in
that:
(a) in s 270, the word 'causes' relates
to the connection between the alleged means employed by the accused, on the one
hand, and
the death of the victim, on the other;
(b) in s 272, the word 'causes' relates to the
connection between the alleged threats or intimidation of the accused, on the
one hand,
and the alleged act done or omission made by the victim, on the
other;
(c) in s 272, the word 'causes' does not relate to the
connection between the alleged threats or intimidation of the accused, on the
one hand, and the death of the victim, on the other; and
(d) in s 272, unlike s 270, the moral culpability
of the accused arises expressly from the statutory text, namely the express
reference
in s 272 to the accused's 'threats or intimidation'.
- As
to whether the accused's alleged threats or intimidation 'caused' the victim to
do an act or make an omission, within
s 272:
(a) the State must identify the alleged
act done or omission made by the victim which was 'caused' by the alleged
threats or intimidation
of the accused;
(b) the tribunal of fact must determine whether, as a matter
of objective fact, the accused's alleged threats or intimidation 'caused'
the
victim to do the alleged act or make the alleged omission;
(c) as to factual causation, the accused's alleged threats
or intimidation do not have to be the sole, direct or immediate cause of
the
victim's alleged act or omission; it is sufficient, for the purposes of factual
causation, if the tribunal of fact is satisfied
beyond reasonable doubt that the
alleged threats or intimidation were, as a matter of objective fact, a cause;
and the tribunal of
fact is to determine factual causation by applying common
sense to the facts as the tribunal finds them; and
(d) as to legal causation, the tribunal of fact must be
satisfied beyond reasonable doubt that, as a matter of objective fact, the
accused's alleged threats or intimidation contributed substantially or
significantly to the doing of the victim's alleged act or
the making of the
victim's alleged omission.
- As
to whether the victim's alleged act or omission 'resulted' in his or her death,
within s 272:
(a) the word 'results', in the
context of the phrase 'do an act or make an omission which results in the death
of that person', connotes
that the victim's death was a consequence of the
victim's alleged act or omission; and
(b) the tribunal of fact must be satisfied beyond reasonable
doubt that, as a matter of objective fact, the victim's alleged act or
omission
'resulted' in his or her death (that is, the death was, as a matter of objective
fact, a consequence of the alleged act
or omission).
- It
has not been authoritatively determined whether the concept
of novus actus
interveniens has any role or scope for
operation where an accused is tried on a count of unlawful killing, the
case is a fright, escape or self‑preservation
case and the State relies
upon the deeming provision in s 272.
- The
appellant in TB was
tried before a judge alone in the Children's Court. The trial judge made all
required findings of fact and published written
reasons for judgment.
- In
TB, it was
unnecessary to decide:
(a) in the context of
s 272, whether an accused's alleged threats or intimidation will have
'caused' the victim to do an act or make
an omission, within s 272, if the
victim's alleged act or omission was unreasonable or disproportionate (having
regard to all of
the circumstances, including the nature of the accused's
alleged threats or intimidation and the fear they were likely to have induced),
even though the accused's alleged threats or intimidation substantially or
significantly contributed to the victim doing the alleged
act or making the
alleged omission; or
(b) in the context of s 23B, whether an accused is not
criminally responsible for the victim's alleged act or omission in response
to
the accused's alleged threats or intimidation if the victim's alleged act or
omission was unreasonable or disproportionate (having
regard to all of the
circumstances, including the nature of the accused's alleged threats or
intimidation and the fear they were
likely to have induced) because, in those
circumstances, the victim's alleged act or omission will have been 'an event
which [occurred]
by accident', within s 23B.
- It
was unnecessary in
TB to resolve those
points because, in any event, this court was satisfied beyond reasonable doubt,
on the findings of fact made by
the trial judge (which were either unchallenged
or not challenged successfully in the appeal), that the act done by the victim
in
TB in response
to the appellants' threats and intimidation was not unreasonable or
disproportionate [169], [184].
- It
is necessary, however, in the present case to decide those points.
- In
my opinion, the reasoning and conclusions of the High Court in
Royall in relation
to s 18(1)(a) of the Crimes Act
do not resolve the points which arise, in the present case, in relation to
s 272 and s 23B. First, as I have mentioned, the
Crimes Act has not, at any material
time, included a provision comparable to s 272, the former s 23 or the
current s 23B of the Code. Secondly, the word 'causing', within the phrase
'where the act of the accused ... causing the
death charged', in s 18(1)(a)
of the Crimes Act related to the
connection between the alleged act of the accused, on the one hand, and the
death of the victim, on the other. By
contrast, in s 272, as I have
mentioned, the word 'causes' relates to the connection between the alleged
threats or intimidation
of the accused, on the one hand, and the alleged act
done or omission made by the victim, on the other. The word 'causes' in
s 272
does not relate to the connection between the alleged threats or
intimidation of the accused, on the one hand, and the death of the
victim, on
the other. Thirdly, the points which arise, in the present case, in relation to
s 272 and s 23B must be resolved upon
a proper construction of
s 272 and s 23B in the context of the Code as a whole including, in
particular, in the context of the interaction
between s 272 and s 23B.
- In
Royall, Mason CJ
(390), Deane and Dawson JJ (412) and Toohey and Gaudron JJ (425)
accepted that at common law the concept of reasonable
foreseeability underpins
at least some of the rules of causation in the criminal law. However, their
Honours rejected the concept
of reasonable foreseeability as a test, in the
context of s 18(1)(a) of the Crimes
Act, of whether the victim's response to the accused's alleged threats or
intimidation (that is, the victim's taking of the final fatal
step) broke the
chain of causation between the accused's alleged threats or intimidation, on the
one hand, and the victim's death,
on the other. Their Honours adopted, instead,
a test based upon whether the victim's response was reasonable or proportionate
having
regard to the nature of the accused's alleged conduct and the fear it was
likely to have induced. Their Honours did not refer to
s 23 of the Code or
s 23(1) of the Queensland Code (as in force at the time) or to s 13(1)
of the Tasmanian Code.
- In
Royall,
Brennan J (398 - 400) formulated the test, in the context of
s 18(1)(a) of the Crimes Act, of
whether the victim's response to the accused's alleged threats or intimidation
(that is, the victim's taking of the final fatal
step) broke the chain of
causation between the accused's alleged threats or intimidation, on the one
hand, and the victim's death,
on the other, 'by applying the same tests as those
which would be applied under the several Criminal Codes to determine whether
such
a final fatal step is an event that has occurred "by accident"
or "by chance"' (399). As is apparent from [118] and [120] above,
his Honour said, in essence, that:
(a) The
first stage of the test is whether the victim's taking of the final fatal step
is a novus actus interveniens breaking the
chain of causation; that is, whether,
having regard to the nature of the accused's conduct and the fear it was likely
to have induced,
the victim's attempt at self‑preservation was reasonable
or proportionate.
(b) The second stage of the test is whether, at the time the
accused engaged in the unlawful conduct which induced in the victim the
fear
that caused him or her to take the final fatal step, the taking of such a step
was not in fact foreseen by the accused and would
not reasonably have been
foreseen by an ordinary person.
- A
number of observations may be made about Brennan J's formulation of the
test in Royall.
First, his Honour formulated the test as an answer to '[t]he question
whether the accused is criminally
responsible for the victim's death when the death was directly and
immediately caused by the victim's taking of the final fatal step' (399)
(emphasis
added). Secondly, his Honour referred to the victim's 'final
fatal step', and not to the victim's 'death', in stating that the tests
under
s 18(1)(a) of the Crimes Act were
those that would be applied under the several Criminal Codes to determine
whether such a final fatal step was 'an event' which
had occurred 'by accident'
(within s 23 of the Code or s 23(1) of the Queensland Code as in force
at the time) or 'by chance' (within s 13(1) of the Tasmanian Code).
Thirdly,
the first stage of the test formulated by his Honour involves an
evaluation of the reasonableness or proportionality of the victim's
response in
taking the final fatal step, having regard to the nature of the accused's
conduct and the fear it was likely to have
induced. Fourthly, the second stage
of the test formulated by his Honour involves a determination as to whether
the taking of the
final fatal step by the victim was, subjectively, actually
foreseen by the accused and, also, an assessment as to whether, in all
the
circumstances, the taking of the final fatal step by the victim was,
objectively, reasonably foreseeable by an ordinary person.
Fifthly, the first
and second stages of the test formulated by his Honour were those to be
applied in the context of s 18(1)(a) of the
Crimes Act. Sixthly, although
his Honour did not expressly refer to s 272 of the Code (or the
equivalent provision in s 295 of the Queensland
Code), it is apparent that
his Honour considered that any issue as to whether an accused was
criminally responsible under s 272 of
the Code (or s 295 of the
Queensland Code) for the victim's 'final fatal step', where the final fatal step
was alleged to be unreasonable
or disproportionate, was to be resolved under
s 23 of the Code (or s 23(1) of the Queensland Code as in force at the
time) by determining
whether the final fatal step was 'an event' which had
occurred 'by accident'.
- This
court has held, in effect, that the 'substantial cause' test of causation
applies under s 270 and s 272. In particular, as
I have mentioned,
this court has held that legal causation under s 270 and s 272
requires that the alleged conduct of the accused
must have substantially or
significantly contributed to the victim's death, in the case of s 270, and
that the alleged conduct of
the accused must have substantially or significantly
contributed to the victim's act or omission, in the case of s 272. See
Krakouer [23], [30]
- [31], [39], [77];
TB [162].
- Accordingly,
an accused who:
(a) by any means whatever,
substantially or significantly contributes to the victim's death, within
s 270; or
(b) by threats or intimidation of any kind, substantially or
significantly contributes to the victim doing an act or making an omission
which
results in the victim's death, within s 272,
is deemed to have killed the victim.
- If
an accused is deemed by s 272 to have killed the victim, the accused's
killing of the victim will be unlawful (under s 268) and
the accused will
be criminally responsible for the killing and liable to be convicted, according
to the circumstances of the case,
of murder (under s 279) or manslaughter
(under s 280), unless the accused discharges the evidential onus in
relation to an 'authorisation'
or a 'justification' or an 'excuse' by law (under
s 268) and the State fails to negative the 'authorisation' or
'justification' or
'excuse' beyond reasonable doubt.
- The
reference to 'by law' in s 268, in the context of the phrase 'authorised or
justified or excused by law', is to an authorisation
or justification or excuse
found in the Code or some later statute. The reference to 'by law' does not
include an authorisation or
justification or excuse at common law. See s 2
and s 4 of the Criminal Code Act
1913 (WA) which, in effect, make the Code the exclusive source of the law
of Western Australia in all indictable offences with only the
exceptions which
s 4 specifies. See also
Timbu Kolian v
The Queen;
R v
Patel.
- An
'excuse' within s 268 includes, relevantly, circumstances in which, by
virtue of the Code, a person is not criminally responsible
for having killed
another person, including for a deemed killing within s 272.
- In
my opinion, if an accused is deemed to have killed the victim because the
accused's threats or intimidation substantially or significantly
contributed to
the victim doing an act or making an omission which resulted in the victim's
death, within s 272, the victim's response
will not be a novus actus
interveniens. Relevantly, the causal connection established upon satisfaction
of the 'substantial cause'
test will not be broken, and the deeming provision in
s 272 will not fail to be engaged, if the victim's act or omission was an
unreasonable
or disproportionate response to the accused's threats or
intimidation.
- On
a proper construction of the provisions of the Code with respect to homicide and
the provisions of the Code with respect to criminal
responsibility, there is a
distinction between the concept of and test for causation under s 272 and
the concept of and test for
the defence of accident under s 23B.
Section 272 is concerned with deemed causation in relation to a person's
death. Section 23B
is concerned with criminal responsibility; relevantly,
with criminal responsibility for a death which the accused is deemed, by
s
272, to have caused.
- The
concept of the defence of accident under s 23B is broader in scope than the
concept of causation under s 272. For example, in
a particular case, the
defence of accident under s 23B may apply even though the 'substantial
cause' test of causation under s 272
is satisfied. In other words, an
accused whose threats or intimidation substantially or significantly contributed
to the victim
doing an act or making an omission which resulted in the victim's
death, within s 272, may nevertheless be excused by s 23B from
criminal responsibility for the death.
- In
my opinion, if the accused's threats or intimidation substantially or
significantly contributed to the victim doing an act or
making an omission which
resulted in the victim's death, within s 272, whether the accused is
criminally responsible for the death
where the victim's response to the threats
or intimidation was unreasonable or disproportionate is to be determined by
reference
to the provisions of ch V of the Code; in particular, by
reference to s 23B.
- Section 23B(2)
states that a person is not criminally responsible 'for an event which occurs by
accident'. Section 23B(2) does not
expressly or impliedly confine the
number of 'events' which, in a particular case, may potentially occur by
accident. The number
of 'events' and the nature of each 'event' which, in a
particular case, may potentially occur 'by accident' depends upon the factual
elements of the charged offence for which the accused is alleged to be
criminally responsible and the facts and circumstances of
the case.
- Section 270
contains one potential 'event' for the purposes of the defence of accident under
s 23B, namely the death of the victim.
See [110] above.
- By
contrast, s 272 contains two potential 'events' for the purposes of the
defence of accident under s 23B. The first 'event' is
the victim's alleged
act or omission in response to the accused's alleged threats or intimidation.
The second 'event' is the victim's
death which results from his or her alleged
act or omission.
- The
victim's alleged act or omission in response to the accused's alleged threats or
intimidation, within s 272, will be an 'event'
which occurs 'by accident',
within s 23B, if:
(a) the victim's alleged act
or omission in response to the accused's alleged threats or intimidation was
unreasonable or disproportionate,
having regard to all the circumstances,
including the nature of the accused's alleged threats or intimidation and the
fear they were
likely to have induced; and
(b) subjectively, the accused did not intend or foresee the
victim's alleged act or omission as a possible outcome or consequence
of the
accused's alleged threats or intimidation and, objectively, the victim's alleged
act or omission would not reasonably have
been foreseen by an ordinary person,
in the accused's position, as a possible outcome or consequence of the accused's
threats or
intimidation (excluding, in each case, possibilities that are no more
than remote and speculative).
- If,
in a particular case, the tests I have enunciated are satisfied, the victim's
alleged act or omission in response to the accused's
alleged threats or
intimidation will be an event that was both unexpected by the accused and not
reasonably to be expected by an
ordinary person, so that, as Kitto J
observed in
Vallance, the event
was 'at once a surprise to [the accused] and in itself a surprising thing'
(65).
- If
the accused satisfies the evidential onus in relation to the application of the
defence of accident under s 23B to the first 'event'
within s 272
(namely, the victim's alleged act or omission in response to the accused's
alleged threats or intimidation), the State
can disprove accident if it proves
beyond reasonable doubt that:
(a) the victim's
alleged act or omission in response to the accused's alleged threats or
intimidation was not unreasonable or disproportionate,
having regard to all of
the circumstances, including the nature of the accused's alleged threats or
intimidation and the fear they
were likely to have induced; or
(b) subjectively, the accused intended or foresaw the
victim's alleged act or omission as a possible outcome or consequence of the
accused's alleged threats or intimidation or that, objectively, the victim's
alleged act or omission would reasonably have been foreseen
by an ordinary
person, in the accused's position, as a possible outcome or consequence of the
accused's threats or intimidation (excluding,
in each case, possibilities that
are no more than remote and speculative).
- If
the State fails to negate accident, the victim's alleged act or omission in
response to the accused's alleged threats or intimidation
will be 'an event
which occurs by accident', within s 23B(2). The accused will not be
criminally responsible for the death which
he or she is deemed by s 272 to have
caused.
- My
analysis of the application of the defence of accident under s 23B to the
first 'event' within s 272 (namely, the victim's alleged
act or omission in
response to the accused's alleged threats or intimidation) is supported by the
observations of Brennan J in
Royall
(398 ‑ 400); in particular, by his Honour's statement that
‘whether the accused is criminally
responsible for the victim's death when the death was directly and
immediately caused by the victim's taking of the final fatal step is resolved
at
common law by applying the same tests as those which would be applied under the
several Criminal Codes to determine whether
such a final fatal step is an event
that has occurred "by accident" or "by chance"' (399) (emphasis added).
- The
victim's death which results from his or her alleged act or omission, within
s 272, will be an 'event' which occurs 'by accident',
within s 23B,
if, subjectively, the accused did not intend or foresee the victim's death as a
possible outcome or consequence of
the victim's alleged act or omission and,
objectively, the victim's death would not reasonably have been foreseen by an
ordinary
person, in the accused's position, as a possible outcome or consequence
of the victim's alleged act or omission (excluding, in each
case, possibilities
that are no more than remote and speculative).
- If,
in a particular case, the tests I have enunciated are satisfied, the victim's
death which results from his or her alleged act
or omission will be an event
that was both unexpected by the accused and not reasonably to be expected by an
ordinary person, so
that, as Kitto J observed in
Vallance, the event
was 'at once a surprise to [the accused] and in itself a surprising thing'
(65).
- If
the accused satisfies the evidential onus in relation to the application of the
defence of accident under s 23B to the second
'event' within s 272
(namely, the victim's death which results from his or her alleged act or
omission), the State can disprove accident
if it proves beyond reasonable doubt
that, subjectively, the accused intended or foresaw the victim's death as a
possible outcome
or consequence of the victim's alleged act or omission or that,
objectively, the victim's death would reasonably have been foreseen
by an
ordinary person, in the accused's position, as a possible outcome or consequence
of the victim's act or omission (excluding,
in each case, possibilities that are
no more than remote or speculative). If the State fails to negate accident, the
victim's death
which results from his or her alleged act or omission will be 'an
event which occurs by accident', within s 23B(2). The accused
will not be
criminally responsible for the death which he or she is deemed by s 272 to have
caused.
- I
acknowledge that the opinions I have expressed in relation to the operation of
s 23B, in the context of s 272, differ from the
analysis in
TB. However, in
TB, the State and
the appellants ran their cases at trial and in the appeals on the basis
that:
(a) the only relevant 'event', for the
purposes of the defence of accident, was the victim's death; and
(b) the critical question was whether the State had negated
accident by proving, beyond reasonable doubt, that, objectively, the victim's
death would reasonably have been foreseen by an ordinary sober person (of the
age of each of the juvenile appellants and with his
knowledge of the relevant
facts and circumstances) as a possible outcome or consequence of the threats and
intimidation (excluding
possibilities that were no more than remote and
speculative) [278] ‑ [283].
- Also,
as I have mentioned, it was unnecessary in
TB to decide, in
the context of s 23B, whether an accused is not criminally responsible for
the victim's alleged act or omission in
response to the accused's alleged
threats or intimidation if the victim's alleged act or omission was unreasonable
or disproportionate,
having regard to all of the circumstances, including the
nature of the accused's alleged threats or intimidation and the fear they
were
likely to have induced.
- In
the present case, the trial judge considered that any suggestion that
Ms Fairhead's action '[broke] the chain of causation' would
be
'sufficiently dealt with by telling the jury that ... legal causation requires
[that any threats and intimidation] be a substantial
or significant cause' of
her action (ts 1039). His Honour was of the view that 'if the jury is
satisfied [that any threats and intimidation
were] a substantial and significant
cause [of Ms Fairhead's action], then that would seem to negative any
possibility that [her action]
was an overreaction' (ts 1040).
- In
my opinion, his Honour was in error in the views he expressed. The
requirement of legal causation that, as a matter of objective
fact, the
appellants' alleged threats or intimidation be a substantial or significant
cause of Ms Fairhead's alleged action focussed
upon the strength of any
causal connection between the appellants' conduct and Ms Fairhead's
response. The determination of that
issue did not raise for consideration
whether Ms Fairhead's alleged action was unreasonable or disproportionate,
having regard to
all of the circumstances, including the nature of the
appellants' alleged threats or intimidation and the fear they were likely to
have induced. Any consideration of whether Ms Fairhead's alleged action
was unreasonable or disproportionate was separate and distinct
from the
determination of whether the appellants' alleged threats or intimidation were a
substantial or significant cause of her
alleged action.
- A
trial judge must leave a defence to the jury if, at the close of the evidence,
there is evidence which, taken at its highest in
favour of the accused, could
lead a reasonable jury, properly instructed, to have a reasonable doubt as to
whether the State had
negatived the defence, even if the accused's counsel has
not put that defence and even if counsel has expressly abandoned it. See
Pemble v The
Queen;
Van Den Hoek v The
Queen;
Fingleton v The
Queen;
Braysich v The
Queen.
- On
the evidence adduced at the trial, questions arose as
to:
(a) whether Ms Fairhead's action in
opening the door of a moving motor vehicle in which she was a passenger, while
not wearing a seatbelt,
and exiting the vehicle, was an unreasonable or
disproportionate response to the appellants' alleged threats or intimidation
having
regard to all of the circumstances, including the nature of the
appellants' alleged threats or intimidation and the fear they were
likely to
have induced; and
(b) whether, subjectively, any of the appellants intended or
foresaw Ms Fairhead's action as a possible outcome or consequence of
the
appellants' alleged threats or intimidation or whether, objectively,
Ms Fairhead's action would reasonably have been foreseen
by an ordinary
person, in the appellants' position, as a possible outcome or consequence of the
appellants' threats or intimidation
(excluding, in each case, possibilities that
were no more than remote or speculative).
- It
was necessary for the trial judge to direct the jury under s 23B in
relation to Ms Fairhead's alleged action in response to the
appellants'
alleged threats and intimidation by giving a direction in accordance with [182]
above. His Honour's failure to give
that direction occasioned a
miscarriage of justice.
- Also,
his Honour had to consider whether, on the evidence and the issues in
contest, it was necessary to give a direction in accordance
with [187] above. I
note, however, that the State accepted at the trial that the appellants did not
intend that Ms Fairhead would
die and did not foresee it.
- It
was unnecessary for his Honour to direct the jury to the effect
that:
(a) the State had to prove that
Ms Fairhead's action was not 'irrational', as asserted in
particular 2.1 of Mr Yarran's and Mr Smith's
ground 2;
(b) the State had to prove that Ms Fairhead's fear or
apprehension was 'well‑founded', as asserted in particular 2.2 of
Mr Yarran's
and Mr Smith's ground 2; or
(c) the State had to establish that Ms Fairhead's
alleged action was the 'natural consequence' of the alleged threats and
intimidation,
as asserted in particular 2.3 of Mr Yarran's and
Mr Smith's ground 2.
- The
State did not have to prove those matters. They are not integral aspects of the
tests for accident under s 23B in relation to
the first 'event' or the
second 'event' within s 272.
- My
reasoning and conclusions in relation to the issues raised by Mr Yarran's
and Mr Smith's ground 2 and Mr Boag's grounds 4 and
7 are
different from the submissions advanced by their counsel on those grounds.
However, the substance of material aspects of Mr
Yarran's and
Mr Smith's ground 2 and of Mr Boag's grounds 4 and 7 has
been made out. His Honour misdirected the jury on the defence
of accident
under s 23B in relation to the charge of manslaughter.
- I
would therefore allow each of Mr Yarran's, Mr Boag's and
Mr Smith's appeal against his conviction for manslaughter. The judgments
of conviction for manslaughter should be set aside and a new trial on that count
should be ordered.
Appeals against conviction:
Mr Yarran's and Mr Smith's ground 1
- Counsel
for Mr Yarran and Mr Smith submitted that the trial judge erred in
failing to direct the jury that if Ms Fairhead inadvertently
fell from the
vehicle and, when she fell:
(a) Ms Fairhead
did not intend to fall from the vehicle; and
(b) Ms Fairhead's fall was not as a result of her
deliberately jumping from the vehicle to escape threats or intimidation and her
fall was not as a result of Mr Yarran deliberately swerving the vehicle so
as to cause her to fall,
then Ms Fairhead's fall would have been a novus actus
interveniens that broke the chain of causation for the purposes of s 272 of
the Code.
- As
I have explained:
(a) the requirement of factual
causation, in the context of s 272, is that the accused's alleged threats
or intimidation were, as
a matter of objective fact, a cause of the victim's
alleged act or omission; and
(b) the requirement of legal causation, in the context of
s 272, is that the accused's alleged threats or intimidation were, as a
matter of objective fact, a substantial or significant cause of the victim's
alleged act or omission.
- The
State's case at trial was that:
(a) the appellants'
alleged threats and intimidation caused Ms Fairhead to open the door of a
moving motor vehicle in which she was
a passenger, while not wearing a seatbelt,
and to exit the vehicle; and
(b) Ms Fairhead's action resulted in her death.
- In
the present case, his Honour gave directions in accordance with [203]
above. If the jury was satisfied beyond reasonable doubt
that the appellants'
alleged threats or intimidation substantially or significantly contributed to
Ms Fairhead's action in opening
the door of a moving motor vehicle in which
she was a passenger, while not wearing a seatbelt, and exiting the vehicle, that
causal
connection would not be broken, and the deeming provision in s 272
would not fail to be engaged, by any of the matters raised in
ground 1.
His Honour was not required to direct the jury to the effect alleged in
Mr Yarran's and Mr Smith's ground 1.
- Mr Yarran's
and Mr Smith's ground 1 is without
merit.
Appeals against conviction:
Mr Yarran's and Mr Smith's ground 3
- I
agree with Mazza and Beech JJA, generally for the reasons they give, that
there is no merit in Mr Yarran's and Mr Smith's
ground
3.
Appeals against conviction:
Mr Boag's grounds 1, 3, 5 and 6
- I
agree with Mazza and Beech JJA, generally for the reasons they give, that
there is no merit in Mr Boag's grounds 1, 3, 5 and
6.
Appeals against sentence by
Mr Boag and Mr Smith
- Each
of the appeals against sentence by Mr Boag and Mr Smith challenges the
individual sentence imposed by the trial judge for count
7 (being the
manslaughter offence) and the total effective sentence. Neither of the appeals
challenges any of the individual sentences
for any of the other counts.
- The
individual sentences imposed on Mr Boag are set out at [13] above. The
individual sentences imposed on Mr Smith are set out
at [15] above. The
individual sentences imposed on them were identical. His Honour ordered
that the individual sentence imposed
on each of Mr Boag and Mr Smith
for count 4 (3 years' imprisonment) commence upon him having served
18 months of the individual sentence
for count 1 (4 years
6 months' imprisonment) and that the individual sentence for count 7
(8 years' imprisonment) commence upon him
having served 1 year of the
sentence for count 4. All of the other individual sentences were ordered
to be served concurrently.
The total effective sentence imposed on each of
Mr Boag and Mr Smith was therefore 10 years 6 months'
imprisonment.
- If,
as I would order, the judgment of conviction for count 7 (being the
manslaughter offence) is set aside and a new trial on that
count is ordered, the
individual sentences for counts 1, 2, 3, 4, 5 and 6 will remain undisturbed
and the total effective sentence
in respect of
those
counts, namely 4 years 6 months'
imprisonment, will continue to be served. That total effective sentence of
4 years 6 months' imprisonment
is equal to the individual sentence of
4 years 6 months' imprisonment imposed for each of counts 1, 2
and 3. The backdating of the
total effective sentence to 9 August 2016, in
the case of Mr Boag, and to 4 August 2016, in the case of
Mr Smith, and the parole
eligibility order made in respect of each of them,
will remain undisturbed.
- It
is apparent from the trial judge's sentencing remarks that the individual
sentences he imposed were not influenced by totality
considerations.
- In
the circumstances, it is unnecessary to determine the appeals against
sentence.
The orders to be made
- I
agree with the orders proposed by Mazza and
Beech JJA.
MAZZA
& BEECH JJA:
Introduction
- On
21 March 2018, Lucas Yarran, Ross Boag and Leroy Smith were each convicted
after trial of three counts of aggravated armed robbery,
three counts of
deprivation of liberty and one count of manslaughter. The State case against
them on the manslaughter count relied
on s 272 of the
Criminal Code (WA). That section
provides that a person 'who, by threats or intimidation of any kind, or by
deceit, causes another person to do
an act or make an omission which results in
the death of that other person, is deemed to have killed' the person.
- On
8 June 2018, they were sentenced as
follows:
(1) Mr Yarran: a total effective
sentence of 11 years' imprisonment.
(2) Mr Boag: a total effective sentence of
10 years 6 months' imprisonment.
(3) Mr Smith: a total effective sentence of
10 years 6 months' imprisonment.
- Each
of Mr Yarran, Mr Boag and Mr Smith appeals his conviction on the
count of manslaughter. They do not appeal their convictions
on the other counts.
Mr Boag and Mr Smith also appeal their sentences.
- For
the reasons that follow, we would uphold the appeals against conviction and
order a retrial on the count of manslaughter. Consequently,
it is not
appropriate to determine the appeals against sentence, which should be
dismissed.
- In
summary, we would uphold the appeals against conviction because, in our
respectful opinion:
(1) On a proper construction of
s 272 of the Code, a conclusion that the deceased's response to the
accused's threats or intimidation
(or deceit) was unreasonable or
disproportionate may prevent satisfaction of the requirement, under s 272
of the Code, that the threats
or intimidation (or deceit) caused the deceased to
do the act. Whether it does so is a question for the jury, and to which the
jury's
attention should be directed.
(2) The defence case at trial included a contention, fairly
arising on the evidence, that the deceased's act of opening the door of
a moving
car whilst not wearing a seatbelt was an unreasonable or disproportionate
response to whatever threats or intimidation might
have occurred.
(3) Defence counsel sought a direction from the judge to
that effect.
(4) The judge declined to give such a direction, saying that
this issue was encompassed by the requirement that the threats or intimidation
were a substantial or significant cause of the deceased's act.
(5) In the circumstances of the trial, more was required
than the direction, in general terms, that the threats or intimidation must
be a
substantial or significant cause of the deceased's act. The jury's attention
needed to be directed to the question of whether,
in opening the car door, the
deceased's response to such threats or intimidation as the jury found to have
occurred was an unreasonable
or disproportionate response. In deciding whether
the accused's threats or intimidation substantially or significantly contributed
to the deceased's act, the jury could take into account whether, in their view,
the deceased's act was an unreasonable or disproportionate
response to the
threats or intimidation. In the circumstances, a direction to the effect
outlined in [294] below was
required.
The State case at trial
- The
State case at trial in respect of the count of manslaughter was, in summary,
that Mr Yarran, Mr Boag and Mr Smith, by threats
or intimidation,
caused the deceased (Ms Peta Fairhead) to do an act, namely, open the door
of a moving car while not wearing a seatbelt,
which resulted in her
death.
The State case was that s 272 of the Code deemed Mr Yarran,
Mr Boag and Mr Smith to have killed Ms Fairhead. Its case was
put on
the basis that Mr Yarran, Mr Boag and Mr Smith were joint
principals because they all did an act or acts in a series of acts that
resulted
in Ms Fairhead being threatened or
intimidated.
- On
the evening of 2 August 2016, Mr Yarran, Mr Boag and
Mr Smith were at a house in Ridgewood at which they were living or staying.
SH, a co-accused on two of the aggravated armed robbery counts at trial, and a
female friend of hers, were visiting the house, together
with Georgia McEwan.
SH was 15 years old and Ms McEwan was 17 years
old.
- The
group had congregated in a room near the front of the house that was being used
as a lounge room. Mr Yarran asked the others
whether they knew anyone they
could 'roll for
gear'.
SH said she knew a few people and started using her mobile phone. Not long
after, she said something like, 'I have
someone'.
That someone was Cody Watson. SH had not met Mr Watson before, but had
connected with him through Facebook. The pair exchanged
messages that evening
discussing drugs and intimacy and Mr Watson expressed a desire to meet her.
The State alleged that the messages
were an act on SH's part and, at that stage,
SH and Mr Yarran, at least, had formed a plan to lure Mr Watson to the
Ridgewood address
to rob
him.
- At
the time of the messages, Mr Watson was four wheel driving in Mundaring
with William Wilton and Ms Fairhead in Ms Fairhead's Toyota
Prado.
Following the exchange of messages, Ms Fairhead agreed to drive
Mr Watson to the address in Ridgewood, and Mr Wilton went
along for
the
journey.
- At
around 1.50 am on 3 August 2016, Mr Watson, Mr Wilton and
Ms Fairhead arrived at the address in Ridgewood. SH and her female
friend
were waiting outside to meet them. SH invited the three inside the house. When
Mr Watson, Mr Wilton and Ms Fairhead got
to the front door of the
house, three males came running at them. Two of the males, Mr Boag and
Mr Smith, were armed with baseball
bats. The third male, Mr Yarran,
was armed with a large
machete.
- While
wielding the machete, Mr Yarran demanded drugs from Mr Watson.
Mr Watson tried to explain why he was there, but was struck
in the leg with
the baseball bat wielded by Mr Smith. Mr Watson and Ms Fairhead
then ran back towards the Prado, but were stopped.
Mr Wilton attempted to
defuse the situation by explaining why they were at the house. Mr Yarran
calmed down and shook Mr Wilton's
hand. Mr Watson, Mr Wilton and
Ms Fairhead were then ushered into the lounge room near the front of the
house. SH, her female friend
and Ms McEwan were already in the lounge
room.
- Mr Watson
had been carrying an ornamental knife when he arrived at the house. This knife
was taken from Mr Watson at some point
either before he entered the house
or once he was inside. Mr Boag got hold of Mr Watson's knife and used
it and the baseball bat
as weapons during the rest of the
incident.
- At
first, the mood in the lounge room was friendly. Mr Yarran even apologised
for his earlier behaviour. However, Mr Yarran then
became very angry. He
slammed a coffee table in the lounge room with the
machete.
He demanded drugs again. He put the blade of the machete up against
Mr Watson's head and hit his forehead, drawing blood. Mr Yarran
then
got angry that Mr Watson was bleeding on the floor. At this point, SH, her
female friend and Ms McEwan left the lounge
room.
- Mr Yarran
demanded that Mr Watson and Mr Wilton strip so they could be searched.
They both complied. When Mr Wilton was searched,
his mobile phone, some money
and a small amount of methylamphetamine were taken from him. When
Mr Watson was searched, his mobile
phone and some methylamphetamine were
taken from him. Ms Fairhead was in the lounge room while Mr Watson
and Mr Wilton were strip-searched,
and had her mobile phone and car keys
taken from
her.
- Mr Yarran,
and possibly Mr Smith, then took Ms Fairhead to the main bedroom of
the house. Ms Fairhead was pushed into the bedroom,
where SH, her female
friend and Ms McEwan were situated. Mr Yarran told Ms McEwan to
strip-search Ms Fairhead while holding the
machete in his
hand.
Inside the bedroom, Ms Fairhead was crying and began to undress.
Ms McEwan told her she did not have to undress and tried to comfort
her.
- While
Ms Fairhead was in the bedroom, Mr Yarran took Mr Wilton down the
hallway into the laundry. He held the machete to Mr Wilton's
neck and said
he was giving Mr Wilton a chance to tell him what else he had on him. He
punched Mr Wilton in the face. Mr Boag then
came into the laundry. He
grabbed Mr Wilton's right hand and put it on the laundry cabinet. Using
the knife he had taken from Mr
Watson, he pressed the blade into
Mr Wilton's finger, leaving a
mark.
- While
Mr Boag remained in the laundry with Mr Wilton, Mr Yarran and
Mr Smith returned to the bedroom and brought Ms Fairhead out.
Ms McEwan was told to stay in the bedroom, which she did. She heard lots
of yelling coming from the lounge room, and heard Mr Yarran
saying
humiliating things to Mr Watson and
Mr Wilton.
- Mr Yarran
said he was going to search Ms Fairhead's car and took Ms Fairhead
with him. When he returned to the house, he made Mr
Wilton, Mr Watson
and Ms Fairhead sit on a couch in the lounge room. Mr Boag, who by
that stage had the machete, grabbed Mr Wilton's
hand and held his little
finger on the coffee table. He raised the machete and swung it at
Mr Wilton's finger, but let go of Mr
Wilton's hand so Mr Wilton
was able to pull his finger out of the way. The machete hacked into the coffee
table.
- Mr Smith
demanded that Mr Wilton hand over a bracelet he was wearing, with which
demand Mr Wilton reluctantly complied. Mr Smith
then demanded that
Mr Watson hand over a neck chain he was wearing and he pulled it off
Mr Watson's neck.
- Mr Yarran,
Mr Boag and Mr Smith then took Mr Watson, Mr Wilton and
Ms Fairhead outside and made them get in the Prado. Ms Fairhead
was
made to sit in the front passenger seat while Mr Yarran got into the
driver's seat. Mr Yarran tucked the machete between the
centre console and
his seat. Mr Wilton was made to sit in the middle of the back passenger
seat while Mr Boag and Mr Smith sat on
either side of him.
Mr Watson was made to get in the very back of the Prado. No one wore a
seat
belt.
- Mr Yarran
drove erratically and threatened to kill Mr Watson, Mr Wilton and
Ms Fairhead by taking the car out bush and burning it
with them in it. At
some point, after Mr Yarran had been driving for a while, Ms Fairhead
opened the passenger door. She reached
for the machete. Mr Yarran went to
grab either her or the machete, the car swerved and Ms Fairhead either fell
or jumped out of the
car, along with the machete. She fell onto the road and
suffered a serious head
injury.
- After
a short time of further erratic driving, Mr Yarran turned the Prado back
and returned to where Ms Fairhead was lying on the
road. Mr Smith
retrieved the machete and handed it to Mr Yarran. Mr Smith,
Mr Boag and Mr Wilton then put Ms Fairhead, who was
unconscious
and bleeding from the back of her head, in the passenger seat of the car.
Mr Yarran drove the car at speed towards Joondalup
Hospital, where
Mr Boag and Mr Smith pulled Ms Fairhead out of the car and left
her lying outside the main entrance. They then jumped
back in the car and
Mr Yarran drove
off.
- Not
long afterwards, two hospital security guards found Ms Fairhead and one of
them, along with some other hospital staff, performed
CPR. Members of the
Medical Emergency Team followed and took over treatment. However,
Ms Fairhead was unable to be revived and passed
away.
- The
State case was that all of Mr Yarran, Mr Boag and Mr Smith were
liable for manslaughter because they each did an act or acts
in a series of acts
that resulted in Ms Fairhead being threatened or intimidated. The threats
or intimidation were said to have
resulted from a combination of words and
actions, including:
(1) Mr Yarran,
Mr Boag and Mr Smith confronting Ms Fairhead and the others,
while armed, outside the
house;
(2) Mr Yarran, Mr Boag and Mr Smith confining
Ms Fairhead and the others in the house and then separating
them;
(3) Mr Yarran, in Ms Fairhead's presence, getting
angry and slamming the machete into the coffee table in the lounge
room;
(4) Mr Yarran, in Ms Fairhead's presence, hitting
Mr Watson on the forehead with the machete, drawing
blood;
(5) Mr Yarran, Mr Boag and Mr Smith, in
Ms Fairhead's presence, strip-searching Mr Wilton and Mr Watson
and stealing from them and
her;
(6) Mr Yarran's order to Ms McEwan to strip-search
Ms Fairhead, said in a threatening way with the machete in his
hand;
(7) Mr Yarran, Mr Boag and Mr Smith forcing
Ms Fairhead and the others into Ms Fairhead's Prado while
armed;
(8) Mr Yarran's threat to kill Ms Fairhead and the
others by burning the car with them in
it;
(9) Mr Yarran, Mr Boag and Mr Smith being
armed with baseball bats, a machete and Mr Watson's knife over the course
of the
incident;
(10) Mr Yarran, in Ms Fairhead's presence,
demanding more
drugs;
and
(11) the tone of voice used during the
incident.
- In
the State case at trial, it did not matter whether Ms Fairhead fell or
jumped out after she opened the door of the
Prado.
All that mattered was whether she opened the car door intending to exit the
vehicle,
and whether she did so as a result of the threats or intimidation by
Mr Yarran, Mr Boag and
Mr Smith.
The prosecutor made detailed submissions in closing to rebut the inference
invited by the defence, that Ms Fairhead opened the door
because of a
domestic situation with her
then-partner.
- The
State submitted in closing that, bearing in mind what had gone on at the house,
the only reasonable inference was that it was
the combination of the threatening
and intimidating acts of the three appellants that caused Ms Fairhead to
open the door of the
car and to try to reach for the
machete.
It was, the prosecutor said, 'an act by a threatened and intimidated woman who
was desperate to escape from the terrifying situation
she was
in'.
- In
respect of the defence of accident, the State case was that when one considers
the circumstances in which Ms Fairhead's death
occurred, including all that
occurred between the time she arrived at the house and the time she opened the
car door, one would have
no difficulty in being satisfied that
Ms Fairhead's death was reasonably
foreseeable.
The defence cases at trial
in summary
- The
judge stated that, while each of Mr Yarran, Mr Boag and Mr Smith
put a separate case, the defence cases were, in
essence:
[T]hat whilst there was an initial confrontation outside the house that that was
a mistake, in effect. A mistake that was reasonably
caused because there had
been some incident about a week earlier in which some men, who were described as
Africans, had come to the
house and run through or at least attempted to run
through the house.
That it was in this context that they had armed themselves and confronted Mr
Wilton, Mr Watson and Ms Fairhead outside the front.
But when they realised
their mistake, they didn't persist in that. That things were then amicable. That
they went into the house.
There was mutual drug use. When the drugs were
finished there was then an agreement to all go together voluntarily to get more
drugs.
That there was no robbery, there was no stealing. And there was nothing
done to cause [Ms] Fairhead to jump from the car.
- Each
of the appellants' cases at trial in respect of their count of manslaughter are
described in more detail below.
Mr Yarran's case at
trial
- Mr Yarran's
case at trial in respect of his count of manslaughter was that
Ms Fairhead's decision to leave the motor vehicle was
an inexplicable
action voluntarily engaged in by Ms Fairhead while under the influence of
methamphetamine and in response to a domestic
violence situation she had been
experiencing with her then-partner, and that the jury could not be satisfied
beyond reasonable doubt
that anything done by Mr Yarran caused her to
decide to do
so.
- Mr Yarran
was the only accused who gave evidence at trial. His case was that
Mr Boag, Mr Smith, Mr Watson, Mr Wilton, Ms Fairhead
and he were embarking on an early morning journey in Ms Fairhead's Prado to
collect
drugs.
- Mr Yarran's
case was that Ms Fairhead was upset and distressed on 2 April 2016,
owing to domestic violence issues she was experiencing
with her
then-partner.
His case was that it was difficult, bordering on impossible, to isolate the
reality of this domestic violence background from the
decision made by
Ms Fairhead to leave the
vehicle.
- Further,
Mr Yarran's case was that Ms Fairhead had been using methylamphetamine
earlier that night and that other drugs were in her
system.
- Mr Yarran's
case was that it is always difficult, in circumstances where someone has
voluntarily decided to leave a moving motor
vehicle, to attribute causal blame
to somebody
else.
The jury would have to be satisfied to a very high degree that the conduct of
Mr Yarran in and around the relevant period of time
was threatening,
violent and essentially
horrendous.
Even if the jury accepted the State case as to what Mr Yarran did at its
highest, her decision to leave the Prado was inexplicable;
it was not possible
to say, even if it were accepted that Mr Yarran had been violent, that he,
or his actions, caused Ms Fairhead
to make her
decision.
Indeed, Mr Yarran actually reached out to try to stop Ms Fairhead
falling
out.
Further, counsel pointed to evidence that Ms Fairhead had said, 'Sorry, I
can't do
this'.
- Ultimately,
Mr Yarran's case was that, given the evidence of drug use and domestic
violence, it was simply not possible to arrive
at the view beyond reasonable
doubt that it was anything done by Mr Yarran which was a significant cause
of Ms Fairhead's decision
to leave the
vehicle.
- In
respect of the defence of accident, Mr Yarran's case was that it was not
reasonably foreseeable to him, or anyone, that Ms Fairhead
would make the
decision to jump out of the moving
car,
and Ms Fairhead's death was not a reasonably foreseeable
consequence.
Mr Boag's case at
trial
- Similarly
to Mr Yarran, Mr Boag's case was that the purpose for leaving the
house in the Prado was to go somewhere else to source
more drugs. There was no
forcing anybody to do
anything.
- Mr Boag's
case was that he was not responsible for Ms Fairhead's death because it was
not possible to know what was on Ms Fairhead's
mind at the time she went
out of the
car.
In opening, counsel said that her reaction in exiting the car was not a
reasonable response to whatever might have happened before
that.
- Ms Fairhead
intending to exit the car because of threats and intimidation was not the only
reasonable inference that could be drawn;
her domestic violence situation, the
troubles she was having in that respect that very day, her consumption of drugs,
her mood at
the time and her actions at the time gave rise to an equally
available inference that Ms Fairhead was endeavouring to self-harm.
Even
if this was not to the level of Ms Fairhead intending to commit suicide, it
was reasonably open to the jury to infer that Ms
Fairhead was trying to
harm herself to teach her partner a
lesson.
- Mr Boag's
case was that Ms Fairhead's actions were not reasonably
foreseeable,
and that, whatever had been going on beforehand, it was not a reasonable
response for Ms Fairhead to leap out of the car because
of threats and
intimidation.
Mr Smith's case at
trial
- Mr Smith's
case was that the six people willingly got into the Prado to go elsewhere to get
more drugs after the drugs had run out
at the house. They were on the way when
Ms Fairhead jumped or fell out of the car to her death. She may or may not
have meant to
die, but either way nothing Mr Smith did or said that night
had anything whatsoever to do with her
death.
- Mr Smith's
case was that this was not a case of manslaughter but a case of a woman driven
to the edge by a combination of unfortunate
life circumstances that had nothing
to do with anyone present at the house that night. Those life circumstances
included a marriage
breakdown, a separation from three young children who were
in the car of her ex-husband, intravenous methylamphetamine use and other
drug
use, a domestic violence situation which had been escalating over the preceding
10 to 11 days, a violent, abusive and mentally
unstable ex-partner from whom
Ms Fairhead had finally taken the step of leaving, and a mind and body
affected by drugs and alcohol
at the time of her
death.
The judge's direction to the
jury
- At
the outset, the judge identified what he suggested were the essential issues.
His Honour observed that it was not in issue that
Mr Watson,
Mr Wilton and Ms Fairhead went to the house in Ridgewood in the early
hours of the morning on 3 August 2016, and that
sometime later Ms Fairhead
received fatal injuries after falling or jumping from a moving
car.
The judge identified the matters in issue, broadly speaking,
as:
(1) whether each of Mr Watson,
Mr Wilton and Ms Fairhead were robbed and, if so, whether each accused
was a party to those acts of
robbery;
(2) whether each of Mr Watson, Mr Wilton and
Ms Fairhead were forced to stay in the house and then get into the car with
threats of
violence and thereby were unlawfully detained, and whether each of
the male accused was a party to that detention; and
(3) whether Ms Fairhead's action in opening the door of
the moving car and falling or jumping out was caused by threats or intimidation
and whether each of the male accused was a party to such threats or
intimidation.
- His Honour
explained to the jury the ways in which the law provides that a person may be
responsible for an
offence.
He informed the jury that:
(1) Each of the
following persons is deemed to have taken part and be guilty of an offence that
has been committed:
(a) every person who actually does the act or makes the
omission which constitutes the offence;
(b) every person who does or omits to do an act for the
purpose of aiding or enabling another person to commit the offence; and
(c) every person who aids another person in committing the
offence.
(2) When an offence consists of numerous acts and those acts
have been done by more than one person, if two or more people act in
concert,
each of them doing one or more of the acts which together constitute the offence
are all guilty of the
offence.
(3) To act in concert means to act together with the same
purpose.
- In
the general part of his summing up, the judge identified that the State case was
that the three male accused (the three appellants)
were alleged to be joint
principals in respect of all counts, that is, the prosecution alleged that they
acted in concert to commit
each of the offences, each of them doing one or more
acts and those acts together constituting each
offence.
The acts relied upon included the use of weapons to threaten or intimidate,
conducting searches of the people concerned, taking property
from them and
forcing the three alleged victims into the
car.
The judge added that the State said, alternatively, that Mr Yarran was the
principal offender and Mr Boag and Mr Smith aided Mr Yarran
in
the commission of the
offence.
Whether the judge's reference to the State's alternative case was to be taken as
encompassing the manslaughter count is raised by
ground 1 of Mr Boag's
appeal against conviction.
- The
judge provided the jury with a page headed 'Criminal Responsibility', which set
out substantially the same matters. His Honour
read passages from that
sheet to the
jury.
- After
dealing with a number of matters that are not presently relevant,
his Honour turned to the elements of the offence of
manslaughter.
His Honour explained that there were three elements: the identity of the
accused; the killing of another person; and that the killing
was
unlawful.
His Honour identified that there was no real issue as to identity or
unlawfulness and that the jury might think the only issue was
whether the
accused were responsible for the killing of
Ms Fairhead.
- His Honour
then said as
follows:
To kill a person means to cause the death of that person directly or indirectly
by any means whatever.
Now, the law provides that a person who by threats or intimidation of any kind
causes another person to do an act that results in
the death of that other
person is deemed to have killed him or her. If you turn to the third of the
handouts that I've given you,
you'll see that that's headed Causing Death by
Threats or Intimidation. So that first paragraph reflects what I've just told
you:
The law provides that a person who by threats or intimidation of any kind causes
another person to do an act which results in the
death of that other person is
deemed to have killed him or her.
The law here provides for cases where a person is driven to do a dangerous act
due to fear, a desire to escape or a hope of self-preservation
by the conduct of
another person. That's what the prosecution alleges here, namely that the
accused together made threats to and
intimidated Ms Fairhead and that those
threats and intimidation caused her to do an act which resulted in her death.
Now, it's not
to the point to say that it was Ms Fairhead's act that caused
her death. The question is what caused her to act as she did and in
particular
was her act caused by the accused.
The act which Ms Fairhead is alleged to have done is open the door of a
moving car in circumstances where she was not wearing a seatbelt.
Now, there's
some evidence that she may have pushed herself out of the car. Mr Wilton gave
some evidence about that, but the prosecution
say[s] it doesn't matter because
whether she fell or jumped, it is clear that she deliberately opened the car
door. Now, there seems
to be no dispute that she did that. The issue is did the
accused cause her to do it by threats or intimidation.
So, the relevant questions for you are, and this is reflected in the handout,
one, did the accused make threats or perform acts of
intimidation as alleged by
the State. Two, did any such threats or intimidation cause Ms Fairhead to
open the car door and three,
did that act of opening the car door result in
Ms Fairhead's death. Now, the alleged threats and intimidation are
constituted by,
it's alleged, the use of weapons and threats in the house, the
demands for drugs, the order that Ms Fairhead be strip-searched if
you find
that that occurred.
The demand that she get into the car with the others and there is allegedly an
express threat and Mr Wilton gave evidence of this,
to take the car out to the
bush and burn it with them in it. So the first thing you have to decide is
whether those things occurred
and in respect of each accused, whether he
participated in doing those things. As to causation, the threats or intimidation
do not
have to be the sole, direct or immediate cause of Ms Fairhead's act.
It is sufficient if you are satisfied beyond reasonable doubt that there were,
as a matter of objective fact, a cause provided that
it was a cause that
contributed substantially or significantly to the doing of the act. And that's
reflected in the last paragraph
on that handout that I gave you. In deciding
that question of causation, you should apply your common sense to the facts as
you find
them to be.
Now, you've heard some evidence about Ms Fairhead's domestic circumstances
at around the time that this occurred, and a report -
in fact two reports that
she made to the police, including one that she made to the police about her
partner the day before she died.
There is disputed evidence as to whether she
was on the phone to her partner whilst she was in the car and you have some
phone records,
although it's suggested to you that there may be other ways to
contact a person other than using the telephone network.
There is evidence that before leaving the car she said words to the effect,
'Sorry, I can't do this.' You are entitled to take that
evidence into account,
but don't be diverted from the principal question which is whether threats or
intimidation by the accused
were a significant or substantial cause of her
actions. If they were, then it does not matter that she may have had other
reasons
in her life to be sad or upset.
As to whether Ms Fairhead's act of opening the door resulted in her death,
the question for you is whether her death was, as a matter
of objective fact, a
consequence of that act. Now, it's a matter for you but you may well think that
opening the door of a moving
car when not wearing a seatbelt is an inherently
dangerous thing to do. There is a risk of falling out and suffering injuries,
you
might well think.
We know that that is in fact what happened. You heard from Dr McCreath as
to the traumatic head injuries that were the immediate
medical cause of death.
It's a matter for you but you may well have little difficulty concluding that
Ms Fairhead's death was a result
of her opening the car door, falling from
the car, hitting the road and suffering head injuries.
- As
can be seen, in the course of that part of his Honour's direction, he
directed the jury's attention to a handout headed 'Causing
Death by Threats or
Intimidation'. That handout succinctly summarised relevant legal principles as
follows:
Causing Death by Threats or
Intimidation
The law provides that a person who, by threats or intimidation of any kind,
causes another person to do an act which results in the
death of that other
person, is deemed to have killed him or her.
The relevant questions for you are;
- Did
the accused make threats or perform acts of intimidation as alleged by the
State?
- Did
any such threats or intimidation cause Ms Fairhead to open the car
door?
- Did
that act of opening the car door result in Ms Fairhead's
death?
As to causation, the threats or intimidation do not have to be the sole, direct
or immediate cause of Ms Fairhead's act. It is sufficient
if you are
satisfied beyond reasonable doubt that they were, as a matter of objective fact,
a cause, provided that it was a cause
that contributed substantially or
significantly to the doing of the act. In deciding causation you should apply
your common sense
to the facts as you find them to be.
- In
the passage set out at [262] above, the
judge identified that the act which Ms Fairhead was alleged to have done is
open the door of a moving car in circumstances
where she was not
wearing[109]seatbelt.
The State case was that it did not matter whether she
fel[110]r
jumped.
The judge observed that there appeared to be no dispute that she deliberately
opened the car door; the issue was whether the accused
caused her to do so by
threats or
i[111]midation.
- The
judge explained that the first question, whether the accused made threats or
performed acts of intimidation as alleged by the
State, required attention to
whether the State had proved the threats or intimidation it alleged. Those were
said by the State to
be the use of weapons and threats in the house, the demands
for drugs, the order that Ms Fairhead be strip‑searched, the demand
she get into the car with the others and the threat to take the car out to the
bush and burn it with Ms Fairhead, Mr Watson and Mr
Wilton in
it.
The judge identified that the jury had to decide whether those things occurred,
and, in respect of each accused, whether he participated
in doing those
things.
- The
second question identified by the judge, causation, required the jury to
determine whether, applying common sense to the facts
found by them, the threats
found by the jury to have been made contributed substantially or significantly
to the doing of the
act.
The judge referred to evidence about Ms Fairhead's domestic circumstances
and to disputed evidence as to whether she was on the phone
to her partner while
she was in the car, together with evidence that before leaving the car she said
words to the effect of, 'Sorry,
I can't do
this'.
The judge observed that the jury were entitled to take that evidence into
account, but told them not to be diverted from the principal
question, namely
'whether threats or intimidation by the accused were a significant or
substantial cause of her actions [in opening
the car door when she was not
wearing a
seatbelt]'.
The judge observed that, if they were, it would not matter that she may have had
other reasons in her life to be sad or upset.
- The
third question identified by the judge was whether Ms Fairhead's act of
opening the door resulted in her death. The judge explained
to the jury that
this required them to determine whether Ms Fairhead's death was, as a
matter of objective fact, a consequence of
her
act.
The judge then made some comments on the facts in that respect, observing that
it was a matter for the
jury.
His Honour repeated that it was a matter for the jury, but observed that
they 'may well have little difficulty concluding that Ms
Fairhead's death
was a result of her opening the car door, falling from the car, hitting the road
and suffering head
injuries'.
- The
judge next turned to the question of accident. His Honour gave directions
by reference to a document entitled 'Criminal Responsibility'
which included a
heading 'Accident'. The judge directed the jury in
relation to accident in the following
terms:
Now, there is another passage which is on the first handout that I gave you on
criminal responsibility. If I could ask you to turn
back to that, and on the
second page of that you'll see there's a heading Accident. Now, if you're
satisfied that the accused, or
any of them, did cause Ms Fairhead to open
the car door, there is another issue you must resolve and that's whether her
death was
foreseeable[.]
The law provides that a person is not criminally responsible for an event which
occurs by accident. You've heard counsel mention
this. Accident has a very
particular meaning in the criminal law. An event occurs by accident if it was a
consequence which was not
intended or foreseen by the accused and would not have
reasonably been foreseen by an ordinary person.
So there are two elements to accident, one subjective and one objective. An
event will not be an accident unless two requirements
are met. First, the event
must not be intended or foreseen by the accused. That's the subjective element.
And secondly, the events
[sic] must be one which would not reasonably have been
foreseen by an ordinary person. That's the objective element.
Where the issue of accident is raised by the defence, as it has been here, it's
for the prosecution to disprove it beyond reasonable
doubt. It can do that
either by proving that the accused did intend or foresee the event, or by
proving that the event was reasonably
have been [sic] foreseen by an ordinary
person.
In this case the prosecution accepts that the accused did not intend that
Ms Fairhead would die and did not foresee it, so you can
put that to one
side. Rather, what the prosecution say[s] is that her death was objectively
reasonably foreseeable by an ordinary
person in these circumstances.
So the question for you is are you satisfied beyond reasonable doubt that an
ordinary person in the circumstances of the accused
would reasonably have
foreseen that the death of Ms Fairhead was a possible outcome. A possible
outcome is one that is realistically
possible, excluding possibilities that are
no more than remote or speculative. An ordinary person would of course be sober.
That
is, not affected by alcohol or drugs.
Your determination of this issue requires you to evaluate all of the relevant
circumstances, including any actions or threats that
had preceded getting into
the car, the manner of driving, whether there were weapons in the car, how an
ordinary person in the position
of the accused would have perceived
Ms Fairhead's emotional condition, and how an ordinary person in the
position of the accused
would have perceived that their actions had affected or
may affect Ms Fairhead.
If you're satisfied that Ms Fairhead's death was reasonably foreseeable,
then accident is excluded. In this event, and assuming that
the elements of the
offence are otherwise proven, the accused in question would be guilty of count
7. If you are not satisfied that
the death was reasonably foreseeable or any of
the elements of the offence are not proven, then the accused in question would
be
not guilty of count 7.
- The
judge gave a brief summary of some aspects of the
evidence.
He outlined the direct evidence from Ms McEwan, Mr Wilton and
Mr Watson. Ms McEwan's evidence included
that:
(1) After the people (namely
Ms Fairhead, Mr Wilton and Mr Watson) arrived, Mr Yarran
slammed a machete down on the
table.
(2) Subsequently, Mr Yarran brought Ms Fairhead
into the bedroom and screamed at
Ms McEwan to check
Ms Fairhead and to strip‑search her, acting in a threatening way,
with a machete in his
hand.
(3) Ms Fairhead was hysterical, telling Ms McEwan
about her children and saying she 'just wanted to get home to her
kids'.
- Mr
Watson's evidence, as outlined by the judge, included
that:
(1) After they arrived at the house there was
an initial confrontation. Things then calmed down, after which more demands
were made
and he was hit, or 'sliced', with the machete by
Mr Yarran.
(2) They, the three of them, were forced into the car, he
being in the very back of the car with limited ability to see what
Ms Fairhead
was
doing.
- Mr
Wilton's evidence included that, after a period of calm, there were demands made
by Mr Yarran. Mr Yarran also threatened to cut
one of
Mr Wilton's fingers both with a knife and subsequently with a machete.
There was also a time where Mr Yarran searched Ms
Fairhead's car while
Mr Boag watched over Mr Wilton, and at that time Mr Wilton was
hit with the back of the machete on the foot
or the
shin.
They were then forced into the car. Mr Wilton said that 'they were
threatening to take the car out the bush and burn it out with
us in
it'.
This passage of his Honour's remarks is challenged by ground 3 of
Mr Boag's appeal against conviction.
- The
judge then gave a brief summary of the cases for the parties. His Honour
outlined the State case as being that the four accused
entered into a plan to
rob someone and steal their drugs, in which they all participated. Further, the
three male accused then participated
in taking the three victims into the car,
depriving them, in the house and in the car, of their liberty, making threats
and continuing
the threats and intimidation that had occurred in the house. The
State further said that the threats and intimidation were a significant
or
substantial cause of Ms Fairhead opening the car door, which, on the State
case, resulted in her
death.
- The
judge outlined the defence cases of the three appellants in the way described at
[242[130]]
above.
Following submissions from defence counsel, the following morning the judge gave
a more detailed summary of the cases for the respective
parties. The judge's
summary of the defence cases is incorporated in our earlier outline of those
cases.
- In
relation to the State case, the judge said,
relevantly:
(1) In respect of the manslaughter
count, the State case was that the three accused were each liable as joint
principals as each had
done acts and made statements that threatened or
intimidated Ms Fairhead and caused her to open the car
door.
(2) The prosecutor had reminded the jury of Ms McEwan's
evidence as to the state of Ms Fairhead when she was in the bedroom, which
she described as hysterical, frantic and
petrified.
(3) Whether Ms Fairhead jumped or fell did not matter,
because she opened the door and as a result of her act she died, and that act
was caused by the threats or
intimidation.
(4) Mr Yarran's evidence that Ms Fairhead was on the
telephone was contradicted by Mr Watson and Mr Wilton, whose evidence
was supported
by telephone
records.
(5) While Ms Fairhead may have been upset, that did not
mean that the threats and intimidation did not cause her to act as she
did.
(6) The State case was that the death was reasonably
foreseeable by an ordinary person in all the
circumstances.
Legal principles
- Chapter XXVIII
of the Code contains provisions creating homicide offences, including,
relevantly, murder and manslaughter. Section
277 of the Code provides that
any person who unlawfully kills another is guilty of a crime which, according to
the circumstances
of the case, may be murder or manslaughter. Section 279
of the Code prescribes the circumstances in which a person who unlawfully
kills
another commits the offence of murder. Section 280 of the Code provides
that if a person unlawfully kills another person under
such circumstances as not
to constitute murder, the person is guilty of manslaughter. Thus an element of
both homicide offences
under the Code is that the accused 'kills' the
deceased.
- In
Krakouer v The State of
Western
Australia,
McLure JA said as
follows:
Under s 270 of the Criminal Code
(WA), any person who causes the death of another, directly or indirectly,
by any means whatsoever, is deemed to have killed that other
person. Sections
272 to 275 deal with causation in particular situations: causing death by
threats (s 272), acceleration of death
(s 273), where death might have
been prevented by proper precautions (s 274) and injuries causing death as
a result of subsequent treatment
(s 275). However, these specific sections do not, in my view, limit the
generality of the causation requirement
in s 270. The common law
principles of causation provide guidance in that regard.
This statement was adopted by Buss JA, with whom
Mazza JA and Chaney J agreed, in
TB v The State of Western
Australia.
We will return to the relationship between s 270 of the Code, on the one
hand, and s 271 - 275, on the other, later in these reasons.
- In
this case, the State relied on s 272 of the Code, which provides that a
person 'who, by threats or intimidation of any kind, or
by deceit, causes
another person to do an act or make an omission which results in the death of
that other person, is deemed to have
killed him'.
- In
TB, Buss JA,
with whom Mazza JA and Chaney J agreed, outlined the following legal
principles relevant to s 270 and s 272 of the Code
in terms we
respectfully adopt:
(1) Under s 270 of the
Code, the State must establish both factual causation and legal
causation.
Factual causation requires that the conduct of the accused in fact caused the
deceased's death. Determining whether that is so involves
applying common sense
to the facts to determine whether the relevant conduct was a cause of the
death.
Legal causation requires that the alleged conduct of the accused has
substantially or significantly contributed to the deceased's
death.
(2) Where an accused is tried on a charge of unlawful
killing involving fright, escape or self‑preservation, in which the State
relies on s 272 of the Code, the State must prove beyond reasonable doubt
three things:
(a) the accused made threats or performed acts of
intimidation as alleged by the State;
(b) the alleged threats or intimidation 'caused' the victim
to do an act or make an omission; and
(c) the alleged act done or omission made by the victim
'resulted' in his or her
death.
(3) The causal inquiries in a s 272 case are materially
different from the causal inquiry dictated under s 270 of the Code. In
s
270, the word 'causes' relates to the connection between the alleged
means employed by the accused and the death of the victim.
By contrast, under
s 272, the causal inquiry relates to the connection between the alleged
threats or intimidation of the accused
and the act done or omission made by the
victim, not the death of the
victim.
(4) As to whether the accused's alleged threats or
intimidation 'caused' the victim to do an act or make an omission, within
s 272:
(a) the State must identify the alleged act done or
omission made by the victim which was 'caused' by the alleged threats or
intimidation
of the accused;
(b) the tribunal of fact must determine whether, as a
matter of objective fact, the accused's alleged threats or intimidation 'caused'
the victim to do the alleged act or make the alleged omission;
(c) as to factual causation, the accused's alleged threats
or intimidation do not have to be the sole, direct or immediate cause of
the
victim's alleged act or omission; it is sufficient, for the purposes of factual
causation, if the tribunal of fact is satisfied
beyond reasonable doubt that the
alleged threats or intimidation were, as a matter of objective fact, a cause;
and the tribunal of
fact is to determine factual causation by applying common
sense to the facts as the tribunal finds them; and
(d) as to legal causation, the tribunal of fact must be
satisfied beyond reasonable doubt that, as a matter of objective fact, the
accused's alleged threats or intimidation contributed substantially or
significantly to the doing of the victim's alleged act or
the making of the
victim's alleged
omission.
(5) As to whether the victim's alleged act or omission
'resulted' in his or her death, within s 272:
(a) the word 'results', in the context of the phrase 'do an
act or make an omission which results in the death of that person', connotes
that the victim's death was a consequence of the victim's alleged act or
omission; and
(b) the tribunal of fact must be satisfied beyond
reasonable doubt that, as a matter of objective fact, the victim's alleged act
or
omission 'resulted' in his or her death (that is, the death was, as a matter
of objective fact, a consequence of the alleged act
or
omission).
(6) It is important to keep separate the elements of
s 272, and their application to the facts and circumstances, from the
provisions
of s 23B of the Code, concerning accident, and any application
those provisions may have to the relevant facts and
circumstances.
(7) The concept embodied in the word 'causes' in s 272
does not require, or implicitly involve as an element, the reasonable
foreseeability
of the victim's alleged act or omission in response to the
accused's alleged threats or intimidation. Similarly, the concept embodied
in
the word 'results' in s 272 does not require, or implicitly involve as an
element, the reasonable foreseeability of the victim's
death as a consequence of
his or her alleged act or
omission.
- In
TB, Buss JA
also observed that whether the notion of
novus actus interveniens had any scope
for operation in a case in which the State relies on s 272 of the Code had
not been authoritatively determined, and
did not need to be determined in that
case.
In particular, his Honour observed that it was unnecessary to decide
whether the chain of causation between the accused's alleged
threats or
intimidation, on the one hand, and the victim's alleged act or omission, on the
other, will be broken, and the deeming
provision in s 272 not engaged, if
the victim's alleged act or omission was unreasonable or disproportionate, after
taking into account
all of the circumstances, including the nature of the
accused's alleged threats or intimidation and the fear they were likely to
have
induced.
As will be seen, in our view, that question arises in this case, and is decisive
of the appeals.
Grounds of appeal
- Mr
Boag advances six grounds of appeal, all in relation to the count of
manslaughter. His appellant's case originally included seven
grounds of appeal,
but, at the hearing of the appeal, he abandoned
ground 2.
The remaining grounds all complain of the judge's direction to the jury, and are
in the following terms (maintaining the original
numbering):
- The
learned Judge erred in law in misdirecting the jury, alternatively, not
directing the jury adequately on the issue of the legal
basis of the appellant's
responsibility for the charged offence of manslaughter, thereby giving rise to a
miscarriage of
justice.
Particulars
(a) In relation to determining the liability of each accused on the basis that
the accused persons allegedly had acted in concert
and were joint principals,
his Honour directed the jury in terms of whether
any of the totality of the alleged
threats and acts of intimidation made or performed by all the accused were a
substantial or significant
cause of the deceased's act resulting in her death,
whereas the jury should have been directed in terms of whether the alleged
threats
or acts of intimidation made or performed by the particular accused
person under consideration were a substantial or significant
cause of the
deceased's death.
(b) Having regard to the possibility that the jury or some of its members
determined the appellant's guilt on the basis that he was
an aider pursuant to
s 7(b) or s 7(c) of the Criminal
Code, a miscarriage of justice occurred by reason of the fact that a
proper consideration of the Appellant's liability also required a
consideration
of the provisions of s 8 of the Code, and there was no jury direction in
relation to s 8 in respect of Count 7 and
in particular in relation to
whether the commission of the alleged offence the subject of Count 7 was a
probable consequence of the
prosecution of an unlawful
purpose.
- [Abandoned]
- The
learned Judge erred in fact in misdirecting the jury (at 1256) as to the
complainant Wilton saying in evidence: 'They were threatening
to take the car
out the bush and burn it out with us in it', giving rise to a miscarriage of
justice.
Particulars
The jury were not told that the complainant Wilton stated in
evidence a short time later that only the accused Yarran said this as
opposed to
any of the other accused, and that this was only alleged to have been said in
the car when it was moving and after it
had travelled some distance.
- The
learned judge erred in misdirecting the jury (at T 1240) as to the
requirement of reasonable foreseeability in relation to the
defence of accident
(s 23B of the Criminal Code), by
identifying the issue as foreseeability of death occurring, instead of
foreseeability of the deceased opening the door of the
moving vehicle and
exiting the vehicle, giving rise to a miscarriage of justice.
- The
learned Judge erred in not directing the jury in relation to the effect the
deceased's significant drug intoxication at the relevant
time, in particular her
high degree of intoxication from the intravenous use of methylamphetamine, may
have had on her actions in
opening the car door and exiting the moving vehicle,
and the potential of that drug intoxication to have been a cause or the
effective
cause of her doing so whether as a result of hallucinations, altered
perception or otherwise, and / or to have caused the deceased
to overreact with
the consequence that her act constituted a
novus actus interveniens which broke
the chain of causation, giving rise to a miscarriage of justice.
- The
learned Judge in his directions to the jury ought to have commented critically
on the State's failure to adduce expert evidence
as to the likely or possible
effects that the deceased's significant drug intoxication would have had on her,
as being causally relevant
to her actions on the night, including whether her
actions were or may have been an overreaction, and the failure to do so gave
rise
to a real possibility of a miscarriage of justice.
- The
learned Judge erred in
law:
(a) in failing to direct the jury to the effect that the chain of causation
between the accused's alleged threats or intimidation
and the deceased's act
would be broken and the deeming provision in s 272 would not be engaged, if
the deceased's act was unreasonable
or disproportionate; and
(b) in deciding (at T 1039, 1040) that this issue was sufficiently dealt
with by telling the jury that legal causation required the
relevant threats or
intimidation to be a substantial or significant cause,
resulting in a miscarriage of justice. (original emphasis)
- Mr
Yarran and Mr Smith appeal their convictions on the count of manslaughter on
identical grounds. Initially, there were four grounds
of appeal, but
ground 4 was
abandoned.
Similarly to Mr Boag's appeal, the grounds all complain of the judge's
direction to the jury. The grounds are in the following
terms:
Ground 1
- There
was a miscarriage of justice when, in relation to Count 7 on the Indictment
(manslaughter), His Honour failed to direct the
jury that if the deceased
unintentionally fell from the vehicle at the time of her fall then that falling
would have been a novus
actus interveniens that would break the chain of
causation in relation to Section 272 of the
Criminal
Code.
Ground 2
- There
was a miscarriage of justice when, in relation to Count 7 on the Indictment
(manslaughter), His Honour failed to adequately
direct the jury as to
matters the State needed to establish to prove
guilt;
Particulars:
2.1 His Honour failed to direct the jury adequately/or at all that the State
needed to establish that the deceased's jumping from
the car at the point in
time she did was not an act that was either irrational nor unreasonable or
disproportionate to any threats
or intimidation operating at the time;
2.2 His Honour failed to direct the jury adequately/or at all that the State
needed to establish that the deceased's fear or apprehension
was
well‑founded or reasonable in all the circumstances;
2.3 His Honour failed to direct the jury adequately/or at all that the State
needed to establish that the alleged act of escape or
self‑preservation
must be the natural consequences [sic] of the appellant's
behaviour.
Ground 3
- There
was a miscarriage of justice when, in relation to Count 7 on the Indictment
(manslaughter), His Honour failed to adequately
or at all direct the jury,
in relation to Section 272 of the Criminal Code, that the State needed to
prove the alleged act done by
the deceased resulted in her
death;
Particulars:
3.1 His Honour failed to delineate between the 'act' and 'result' regarding
Section 272 of the Code.
- Orders
were made in each appeal referring the application for leave to appeal to the
hearing of the
appeal.
Mr Smith also requires an extension of time to appeal.
- It
is convenient to begin by dealing with the ground that is, in substance, common
to all appeals, and which, in our opinion, must
be
upheld.
Mr Boag's
ground 7: Mr Yarran and Mr Smith's ground 2: unreasonable
or disproportionate responses to threats or intimidation
Summary>
- Ground 7
of Mr Boag's appeal and ground 2 of Mr Yarran and Mr Smith's
appeals raise, in substance, the same question. That question
is whether the
judge erred in failing to direct the jury that if the deceased's act was an
unreasonable or disproportionate response
to the threats or intimidation, those
threats or intimidation could not be said to have caused the deceased's act,
with the result
that the verdict must be not
guilty.
- For
the reasons that follow, we would uphold these grounds of appeal. In summary,
in our opinion, that is because:
(1) On a proper
construction of s 272 of the Code, a conclusion that the deceased's
response to the accused's threats or intimidation
(or deceit) was unreasonable
or disproportionate may prevent satisfaction of the requirement, under
s 272 of the Code, that the threats
or intimidation (or deceit) caused the
deceased to do the act. Whether it does so is a question for the jury to
determine, and to
which the jury's attention should be directed.
(2) The defence case at trial included a contention, fairly
arising on the evidence, that the deceased's act of opening the door of
a moving
car whilst not wearing a seatbelt was an unreasonable or disproportionate
response to whatever threats or intimidation might
have occurred.
(3) Defence counsel sought a direction from the judge to
that effect.
(4) The judge declined to give such a direction, saying that
this issue was encompassed by the requirement that the threats or intimidation
were a substantial or significant cause of the deceased's act.
(5) In the circumstances of the trial, more was required
than the direction, in general terms, that the threats or intimidation must
be a
substantial or significant cause of the deceased's act. The jury's attention
needed to be directed to the question of whether,
in opening the car door, the
deceased's response to such threats or intimidation as the jury found to have
occurred was an unreasonable
or disproportionate response. In deciding whether
the accused's threats or intimidation substantially or significantly contributed
to the deceased's act, the jury could take into account whether, in their view,
the deceased's act was an unreasonable or disproportionate
response to the
threats or intimidation. In the circumstances, a direction to the effect
outlined in [294] below was
required.
Are unreasonable or
disproportionate responses to threats or intimidation relevant under s 272
of the Code?>
- We
begin with the question of whether a finding that the deceased's act was an
unreasonable or disproportionate response to threats
or intimidation (or
deceit)
has any role or scope for operation in a charge under s 272 of the Code. As
we have said, that question was identified, but was not
necessary to resolve, in
TB.
- In
TB,
Buss JA analysed the individual judgments of the High Court in
Royall v The
Queen
in some detail. We adopt that analysis, without repeating it. His Honour
came to the following conclusions as to the effect of
the decisions of the High
Court in Royall and
in McAuliffe v The
Queen
concerning common law
States:
The High Court held by a majority in
Royall, and
unanimously in
McAuliffe, that
in a fright, escape or
self‑preservation case, where the question is whether the victim's
reaction was an over‑reaction
to alleged violence, threats or intimidation
by the accused, the chain of causation will be broken if the victim's reaction
was,
in all the circumstances, including the nature of the accused's alleged
conduct and the fear it was likely to have provoked, unreasonable
or
disproportionate. The High Court held that, at least ordinarily, it is
undesirable for the jury to be directed upon reasonable foreseeability in
relation to an intervening act and the chain of causation, and the focus should
be upon whether the victim's response was, in all
the circumstances, reasonable
or proportionate. (emphasis added)
- In
McAuliffe,
Brennan CJ, Deane, Dawson, Toohey and Gummow JJ approved a direction
in the following
terms:
As a matter of law where the conduct of a person for which the accused is
responsible induces in the victim a well-founded apprehension
of physical harm,
such as to make it a reasonable consequence that the victim would seek to
escape, then the fact that the death
occurs in the course of that escape does
not break the chain of causation so long as
the response of the victim is reasonable or proportionate having regard to the
nature of the conduct of the accused or
for which the accused is responsible,
and the fear it is likely to have provoked. (emphasis
added)
- The
respondent submits that these principles, enunciated in a common law context,
have no application in the context of s 272 of
the Code, which provides a
separate structure for the elements of a homicide
offence.
- In
so submitting, the respondent accepts that a person whose threats cause another
person to do an act that results in their death
will not be criminally
responsible for the death if the deceased's act was unreasonable or
disproportionate.
However, the respondent submits that that outcome is not brought about by any
notion of intervening cause embedded in the concept
of causation within
s 272 of the Code. Rather, it arises because, in the hypothesised
circumstances: (1) the threats would not have
been a substantial or significant
cause of the deceased's act; or (2) the death would have been an accident, so
that criminal responsibility
would be avoided through the operation of
s 23B of the
Code.
- It
is well established, in the context of s 270 of the Code, that common law
principles as to causation apply to, or inform, causation,
as embodied in the
word 'causes' in
s 270.
In TB, Buss JA
held that ordinary principles of causation apply in considering the causal nexus
required by s 272 of the Code between the
threats and the act of the
deceased.
- We
accept that the principles enunciated in the different statutory context of
common law States cannot be directly transplanted
into s 272 of the Code.
The decisions of the High Court in
Royall and
McAuliffe concerned
a statute requiring conventional causation between the accused's act and the
deceased's death, of a kind analogous to s
270 of the Code, rather than to
s 272. As explained in
TB, s 272 of
the Code does not require causation between an act of the accused and the
deceased's death. Rather, it involves a two‑step
process: (1) threats
causing an act of the deceased; and (2) the deceased's act resulting in death.
In that manner, s 272 of the
Code creates liability for a person's death in
a distinctive setting in which the most proximate cause of death is the
deceased's
own act.
- Given
that, in a s 272 case, the most proximate cause of the death is the
deceased's own act, the causal link between the accused's
threats and the
deceased's act is of critical significance in the attribution to the accused of
criminal responsibility for the death
of the deceased. Viewed in that
framework, the considerations which underpin and justify the common law position
in fright, escape
or self-preservation cases seem to us to apply with
substantially equal force in the framework of s 272 of the Code. However,
in
that different framework those considerations have a somewhat different
operation. As already noted, an element of an offence under
s 272 of the
Code is that the accused's threats caused the deceased's act. Whether that
element has been proved is a question for
the jury. In determining that
question, the jury apply their common sense to the facts, as they find them, and
consider whether
the accused's threats substantially or significantly
contributed to the deceased's act. In that framework, in our view, it is for
the jury to decide whether the unreasonableness of the deceased's response (if
they so find) means that the causation element has
not been proved. In other
words, in deciding whether the accused's threats substantially or significantly
contributed to the deceased's
act, the jury may take into account whether, in
their view, the deceased's act was an unreasonable or disproportionate response
to
the threats. So, whereas, at common law, an unreasonable or disproportionate
response by the deceased will break the chain of causation
between the accused's
act and the deceased's death, under s 272 of the Code, in our view, an
unreasonable or disproportionate response
by the deceased may break the chain of
causation between the accused's threats and the deceased's act. Whether it does
so is a question
for the jury, and the jury's attention should be directed to
that question.
- For
these reasons, in our view, on a proper construction of s 272 of the Code,
if the jury considers that the deceased's act in
response to the accused's
threats was an unreasonable or disproportionate response to the threats, it is
open to the jury to find
that, for this reason, the causal requirement under
s 272 of the Code - that the threats caused the deceased's act - is not
satisfied.
In a case where, on the evidence, there is a question as to the
unreasonableness or disproportion of the deceased's response, whether
the
unreasonableness or disproportion of the deceased's response means the causation
requirement in s 272 is not satisfied is a question
for the jury. The
question should be identified for the jury, and the jury directed to the
following
effect:
(1) The
jury should consider whether the deceased's act in response was unreasonable or
disproportionate, taking into account all
the circumstances, including the
nature of the accused's threats or intimidation (or deceit), as they find it to
be, and the fear
(or misapprehension) the threats or intimidation (or deceit)
were likely to have induced.
(2) If the jury so find, they may take that into account in
determining the element of causation - that the accused's threats (or
intimidation or deceit) substantially or significantly contributed to the
deceased's act in response. Whether the unreasonableness
or disproportion of
the deceased's act in response means that the causation element is not satisfied
is a matter for the jury.
(3) The onus remains on the prosecution to satisfy the jury
beyond reasonable doubt that the accused's threats (or intimidation or
deceit)
substantially or significantly contributed to the deceased's doing of the act.
- To
the extent it so submits, we do not accept the respondent's submission that the
requirement for the accused's threats to have
been a substantial or significant
cause of the deceased's act removes any need to identify for the jury the
relevance of an unreasonable
or disproportionate response by the deceased to the
question of whether the State has satisfied the causation requirement in
s 272
of the Code. In
Krakouer,
McLure JA observed that the legal test of causation - that the act
substantially or significantly contributed to the relevant consequence
- answers
questions relating to, among other things, the effect of 'intervening acts of
the
victim'.
We agree that any issue of unreasonable or disproportionate response feeds into
the legal test of causation. However, that does
not determine, or reflect, the
manner in which a jury is to be directed. As the decision in
Krakouer itself
illustrates, whether a broad direction as to causation, to the effect that
causation requires a substantial or significant
contribution, is sufficient will
depend upon the circumstances of the case; in some cases, a more specific
direction is
required.
McLure JA cited
Royall for the
observation that the legal test of causation answers questions relating to
intervening acts of the victim. The judgments
in
Royall (with the
exception of McHugh J) make clear that, in a common law fright, escape or
self-preservation case, it is not sufficient
to direct the jury in general terms
by reference to whether the accused's acts were a substantial or significant
cause of death.
In such a case, the jury must be directed that an unreasonable
or disproportionate response by the deceased will break the chain
of causation
between the accused's act and the deceased's
death.
In our view, for corresponding reasons, in a case concerned with s 272 of
the Code, where a question as to the unreasonableness or
disproportion of the
deceased's act arises on the evidence, the jury should be directed in the manner
outlined in the preceding paragraph.
- Further,
we do not accept the respondent's submission that the availability of the
accident defence in relation to the event of death
does the work of, or removes
the need or justification for, any notion of an unreasonable or disproportionate
response by the deceased
as a limit inherent in causation in s 272 of the
Code. The causation element in s 272 of the Code is conceptually distinct
from,
and analytically anterior to, the question of whether the death was an
event that occurred by accident pursuant to the provisions
of s 23B of the
Code.
In that respect, the Code position mirrors the position at common law, where, as
explained in
Royall, notions of
foreseeability are best kept separate from the judge's direction on the issue of
causation.
We reiterate our
conclusion expressed at [293]
above.
- We
turn now to explain why, in our respectful opinion, it was necessary in this
case for the judge to identify, as a question for
the jury's determination,
whether Ms Fairhead's act in opening the car door was an unreasonable or
disproportionate response to such
threats or intimidation as the jury found to
have occurred.
The need for a direction in
this case as to an unreasonable or disproportionate response >
- In
both opening and closing submissions, defence counsel contended that, on any
view of the facts, Ms Fairhead's response to the
threats or intimidation,
in opening the car door, was unreasonable or disproportionate. For
example:
(1) In opening, counsel for Mr Boag
said that Ms Fairhead's reaction in exiting the car was not a reasonable
response to whatever
might have happened before
that.
(2) In closing, Mr Boag's counsel contended that,
whatever had been going on beforehand, it was not a reasonable response for
Ms Fairhead
to leap out of the car because of threats and
intimidation.
(3) In closing, Mr Yarran's counsel contended that,
even if the jury accepted the State case as to what Mr Yarran did at its
highest,
Ms Fairhead's decision to leave the vehicle was inexplicable, and
it could not be said that Mr Yarran caused her to make that
decision.
- In
our view, on the evidence at trial generally, and on the State case viewed
alone, a question fairly arose as to whether the deceased's
act in opening the
door was an unreasonable or disproportionate response to whatever threats or
intimidation the jury found to have
occurred. The respondent submits that
Ms Fairhead's act of opening the door of the moving car whilst not wearing
a seatbelt was
not unreasonable or disproportionate after taking into account
all of the circumstances, including the nature of the appellant's
and his
co‑offenders' threats and intimidation and the fear they were likely to
have induced in
her.
In our view, this court is not in a position to come to that conclusion, given
the absence of findings of fact as to precisely what
threats or intimidation
were established by the evidence. In that regard, the position may be
contrasted with TB,
in which the findings of fact made by the primary judge enabled this court to
come to its own conclusion on the question of whether
the deceased's response to
the threats was unreasonable or disproportionate. In this case, that was a jury
question.
- Counsel
for Mr Boag sought a direction by the judge to the jury that a part of the
defence case was that the deceased's act was a
disproportionate or unreasonable
overreaction to whatever threats or intimidation had
occurred.
- The
judge did not give any such direction.
- The
prosecutor opposed the giving of such a direction, submitting that, under
s 272 of the Code, there was no requirement that the
deceased's reaction be
in any way
reasonable.
The prosecutor suggested that a requirement of reasonableness 'seems to fly in
the face of the whole principle in
Royall',
and that the deceased's response does not have to be a reasonable
act.
- In
the course of the exchange with counsel, the judge said he was inclined to think
that any question as to the reasonableness of
the deceased's response was
sufficiently dealt with by telling the jury that legal causation requires that
the threats or intimidation
be a substantial or significant cause, a proposition
accepted by the
prosecutor.
The respondent, in effect, supports that
position.
The judge added that if the jury were satisfied that the threats or intimidation
were a substantial or significant cause, that would
negative any possibility
that the deceased's act was an
overreaction.
For the reasons in [295] above, and the
reasons immediately below, in our respectful view, the judge needed to expressly
identify the relevance of whether
the deceased's act was an overreaction to the
threats or intimidation to the issue of whether the threats or intimidation
substantially
or significantly contributed to the deceased's act of opening the
door.
- A
central element of the defence cases was that the reason for Ms Fairhead's
conduct in opening the car door was her fragile mental
state and her domestic
problems with her partner, in circumstances where she had taken drugs. That
aspect of the defence cases invited
the jury to infer that there was a different
and independent cause for Ms Fairhead's conduct in opening the door. The
judge referred
to that aspect of the defence case in the context of his
direction as to the need for the threats to be a significant or substantial
cause of the deceased's
act.
See [262] and [266] above. To our mind, there is a real
risk, if not a high probability, that the jury would have focused on the issues
raised by these
matters in determining whether the threats or intimidation were
a substantial or significant cause, without considering any question
of whether
the deceased's act was an unreasonable or disproportionate overreaction.
- As
already noted, whether a broad direction as to causation, to the effect that
causation requires a substantial or significant contribution,
is sufficient will
depend upon the circumstances of the
case.
In Krakouer,
Steytler P (Wheeler JA agreeing) held that, in the circumstances of
that case, the jury needed more than the general direction as
to substantial or
significant cause. We reach a like conclusion in the present case. In our
respectful opinion, the circumstances
of this case required more than the
general direction as to substantial or significant contribution. In our
respectful view, in
circumstances where the evidence at trial and the parties'
cases raised an issue as to whether the deceased's act was an unreasonable
or
disproportionate response to the threats or intimidation of the accused, and in
the circumstances outlined in [304]
above, the judge was required to direct the jury in the manner outlined in [294] above. The failure to do so in this
case was an error that occasioned a miscarriage of justice.
- For
these reasons, we would grant leave to appeal on, and uphold, ground 7 of
Mr Boag's appeal and ground 2 of Mr Yarran and Mr Smith's
appeals.
Mr Boag's ground 4:
identification of the relevant event for the purposes of s 23B of the
Code
- Ground 4
of Mr Boag's appeal contends that the judge erred in his direction
concerning the defence of accident by identifying the
deceased's death as the
relevant event, when a relevant question for the jury was whether the deceased's
act, in opening the door
of the moving vehicle, was an event which occurred by
accident.
- Section 23B
of the Code provides that a person is not criminally responsible for an event
which occurs by accident. In s 23B, 'event'
is a reference to a
consequence of an accused's act or
omission.
'Criminally responsible' means 'liable to punishment as for an
offence'.
- The
reference in s 23B to not being criminally responsible for an
event is a reference to an event that
is one of the circumstances alleged to render the accused liable to
punishment.
Put another way, an 'event', for the purposes of s 23B, is the consequence
of an accused's act or omission, which consequence constitutes
an element of an
offence for which the accused would, but for the operation of s 23B, be
criminally responsible. That was the view
adopted by the Queensland Court of
Appeal (Macrossan CJ, Pincus JA and Lee J) in
R v
Taiters,
reflected in the following passage, which has been cited with approval in this
court many
times:
It should now be taken that in the construction of s 23 the reference to
'act' is to 'some physical action apart from its consequences'
and the reference
to 'event' in the context of occurring by accident is a reference to 'the
consequences of the act'. Even if, as
has been said, there can on occasion be
some difficulty, in an exceptional case, in distinguishing the border line
between act and
event so viewed, this theoretical distinction is clear. Taking
an example from
Kaporonovski
itself, the thrusting of the glass by the accused was the act and the injury to
the victim's eye which constituted the grievous bodily
harm was the event. A
number of occurrences can as a result of the operation of one or more chains of
causation follow upon the
doing of an act.
However, s 23 is concerned to excuse
from criminal liability so the relevant event for the purpose of the section
should be taken
to be the one which, apart from the operation of the section,
would constitute some factual element of an offence which might be
charged.
In cases when grievous bodily harm is charged the state of bodily harm
will be the relevant event and when unlawful killing is charged,
the death will
be the relevant event. (emphasis added)
- In
essence, Mr Boag submits
that:
(1) Where
the State relies upon s 272 of the Code to establish a homicide offence,
one of the elements of that homicide offence is
that the accused's threats (or
intimidation or deceit) caused the deceased to do an act. Thus, the deceased's
act:
(a) is alleged to be a consequence of the accused's act(s);
and
(b) as so alleged, is an element of the offence.
(2) In this manner, the deceased's act is a consequence of
the accused's act(s) to which liability to punishment under s 272 of the
Code attaches if death results from it, unless the accused is relieved from such
liability by, relevantly, s 23B of the Code.
(3) Consequently, applying what was said in
Taiters, the
deceased's act is an 'event' for the purposes of s 23B of the Code.
- While
there is force in these submissions, for the reasons that follow, having regard
to the structure of ch XXVIII of the Code as
a whole, we do not accept
them.
- There
are many cases in which it has been said that on a charge of unlawful killing
under the Code, death is the relevant
event.
We accept that those statements were made in the context of, or in contemplation
of, the general case of a charge of unlawful killing
under s 270 in which
the only element of the offence concerned with consequence is the death of the
deceased. Thus, these statements
should not, of themselves, be taken as
excluding the possibility that, in the particular case of a charge of unlawful
killing relying
on s 272, there may be an additional relevant event.
However, for the reasons below, we think what is said in these cases reflects
the position in all homicide offences under the Code.
- As
outlined at [275] above, ch XXVIII of
the Code creates (relevantly for present purposes) two homicide offences: murder
and manslaughter. One element
of both offences is that the killing is unlawful;
by s 268 of the Code, it is unlawful to kill any person unless such killing
is
authorised or justified or excused by law. Another element of both offences
is that the accused 'kills' the deceased. The meaning
of the word 'kills' is
elucidated by the provisions of s 270 ‑ 275 of the Code.
These provisions do not themselves create any
offence.
- Section 270
of the Code provides that any person who causes the death of another, directly
or indirectly, by any means whatever,
is
deemed to have killed that other
person. Similarly, s 271, s 272, s 273 and s 275 of the
Code are concerned with when a person is
deemed to have killed another person.
Each provides that this will be so in particular circumstances.
Section 271 relates to death from
an act or omission at childbirth; s 272 to causing
death by threats or intimidation or
deceit; s 273 to acceleration of
death; and s 275 to the
death of a person as a result of
surgical or medical treatment after the person has suffered grievous bodily
harm.
- In
this manner, s 271, s 272, s 273 and s 275 of the Code
elucidate the element of killing in the homicide offences provided by s
279
and s 280 of the Code. By its nature, killing involves bringing about
death. The purpose and effect of these provisions is to
prescribe circumstances
in which a person is deemed to have killed another, thereby rendering the person
liable to punishment, either
for the offence of manslaughter or for the offence
of murder, for the death of that other. As already explained, s 272 of the
Code
involves proof of two causal steps: (1) the accused's threats (or
intimidation or deceit) causes the deceased's act; and (2) death
results from
the deceased's act. In this framework, the causal connection between the
accused's threats (or intimidation or deceit)
and the deceased's act is an
intermediate step in the causal chain linking the accused's threats (or
intimidation or deceit) with
the death. Upon proof of the two causal steps, the
accused is deemed to have killed the deceased, thereby rendering the accused
liable to punishment for the offence of murder or the offence of manslaughter,
subject to any question of authority, justification
or excuse for the
killing.
It is the death, not the deceased's act, for which the accused is rendered
liable to punishment for the offence of manslaughter or
the offence of murder.
That being so, the death is the critical event to which the accused's liability
to punishment attaches.
In my respectful opinion, there is no occasion, or
justification, for identifying any other result of the accused's act, apart from
the death, as an event for the purposes of s 23B of the Code. In
particular, in a homicide offence relying on s 272, the deceased's
act
cannot be said to be an event for the purposes of s 23B of the Code.
- As
already noted, Mr Boag relies heavily on what was said in
Taiters.
However, in our view, what is said in
Taiters does not
assist Mr Boag's contention. In the italicised portion of the passage set
out at [309] above, their Honours
identified the relevant event as 'the
one which ... would constitute some factual element of an offence which
might be charged' (emphasis added). This statement of principle
identifies the
event in a singular manner: for any given offence, there is, for the purposes of
s 23B, a single relevant event -
the one which would constitute an element
of that offence. That is consistent with, and supports, our analysis. For the
offences
of murder and manslaughter, the event is the one constituting an
element of the offence, namely the death of the deceased.
- In
our view, the conclusion in [315] above
does not give rise to any unjust consequences of a kind that would militate
against it, taking into account the following
two matters. First, the
application of the defence of accident to the event of death seems to us to be
sufficient to avoid injustice
to an accused. An event occurs by accident if the
actor did not intend or foresee it, and if it was not reasonably foreseeable by
an ordinary person in the position of [194]
accused.
If, in the circumstances in which the accused acted, death was intended,
foreseen or reasonably foreseeable, we see no reason, as
a matter of justice,
why the accused should escape criminal liability for the death on the ground
that the deceased's act in response
to the accused's threats (or intimidation or
deceit) was itself not intended, foreseen or reasonably foreseeable.
- Secondly,
for the reasons already given, if the deceased's act in response was
unreasonable or disproportionate, the jury may decide
that the causation element
in s 272 of the Code is, on that account, not made out, so that the accused will
not be liable to punishment
for the death. The issue of whether the deceased's
act was an unreasonable or disproportionate response will occupy much of the
same ground as any issue of the foreseeability of that act, rendering the latter
issue of limited practical consequence. In at least
most circumstances, only if
the deceased's act was an unreasonable or disproportionate response to the
accused's threats (or intimidation
or deceit) would that act be unforeseeable,
and thus an accident. Generally at least, if the deceased's act is a reasonable
response
to the threats (or intimidation or deceit), it will be reasonably
foreseeable by a person in the position of the accused.
- Further,
although not a matter carrying significant weight, we note that acceptance of Mr
Boag's contention would make directions
to juries in s 272 cases liable to
be more convoluted and complex.
- We
accept that Mr Boag's contention is, as Buss P explains in his
reasons, supported by the obiter observations of Brennan J in
Royall.
While the views of Brennan J on the proper construction of the
Criminal Code Act 1899 (Qld) are
entitled to substantial weight, for the reasons above, we have, with respect,
come to a different view.
- For
these reasons, while we would grant leave to appeal on Mr Boag's
ground 4, we would not uphold it.
Mr Boag's appeal against
conviction: other grounds of appeal
Mr Boag's ground 1:
the legal basis of Mr Boag's criminal responsibility>
- Ground 1
contends that the judge misdirected, or inadequately directed, the jury on the
legal basis of Mr Boag's responsibility for
the offence of manslaughter.
The ground is particularised in two ways. Particular (a) asserts that the
judge erred in directing
the jury to determine whether any of the totality of
the alleged threats and acts performed by all of the accused were a substantial
or significant cause of the deceased's act, when the jury should have been
directed to determine whether the threats or intimidation
by the
individual accused were a substantial
or significant cause of the deceased's death.
- Mr Boag's
submissions in support of his ground 1(a) rely heavily on what is said in
the decision of this court in
Krakouer.
Mr Boag points to statements in that case to the effect that an accused
will not be held criminally responsible for a death unless
his or her act is a
substantial or significant cause of the
death.
Mr Boag's reliance on these statements overlooks the nature of the State
case against him and his two co‑accused. As already
outlined,
and as the judge explained to the
jury,
the State case was that each of Mr Yarran, Mr Boag and Mr Smith
were liable for manslaughter because they all did an act or acts
in a series of
acts which, together, resulted in Ms Fairhead being threatened or
intimidated. That is a conventional application
of s 7(a) of the Code, in
that the reference to 'every person who ... does the act' in s 7(a), when
read with s 10(c) of the Interpretation
Act 1984 (WA), encompasses all persons who, acting in concert, do an act
or one or more acts in a series of acts constituting the
offence.
- What
is said in Krakouer
does not detract from the operation of s 7(a) of the Code in this manner.
The question in
Krakouer was
whether the appellant had caused the deceased's death in circumstances where the
appellant had struck the deceased with a post
to the back of his head, while the
deceased was already lying on the ground as a result of a blow with a mallet
administered by a
co‑accused. The evidence was that the earlier blow
would itself have caused the deceased to die. In
Krakouer, the
accused was not alleged to have acted in concert with the co‑offender and
done one or more of a series of act for the
purposes of s 7(a) of the Code.
In this case, the judge's direction correctly required the jury to consider the
question of causation by reference to
the totality of the threats or
intimidation found by the jury to have occurred.
- For
these reasons, there is no merit in ground 1(a).
- Particular
(b) of ground 1 contends that:
(1) some of the
jury may have determined the appellant's guilt on the basis that he was guilty
under s 7(b) or s 7(c) of the Code; and
(2) as a consequence, the judge was required to direct the
jury in relation to s 8 of the
Code.
- In
our view, there is no merit in either of these contentions. First, the State
case in relation to count 7 relied solely on s 7(a) of the
Code.
When the judge directed the jury in relation to count 7, his Honour
directed accordingly, and made no mention of any basis of liability
under
s 7(b) or s 7(c) of the
Code.
By contrast, when the judge directed as to the other offences, he specifically
referred to the alternative bases on which an accused
might be a party to the
offence.
- Mr Boag
fixes on other parts of his Honour's direction, put in general terms, where
there is reference to aiding as an alternative
basis of
liability.
Those references to the alternative of aiding plainly related to the other
counts, in respect of which the State case was put on
the alternative bases
that: (1) all accused were principal offenders; or (2) Mr Boag and
Mr Smith aided Mr Yarran.
- Secondly,
even if the first step of Mr Boag's argument were accepted, the fact that a
case was made under s 7(b) or s 7(c) of the Code would not have
obliged the judge to give a direction in relation to s 8 of the Code. To
the contrary, to have done so would have been erroneous and unfair to
Mr Boag and the other appellants.
- For
these reasons, there is no merit in ground 1(b). We would refuse leave to
appeal on ground 1.
Mr Boag's ground 3:
the effect of Mr Wilton's evidence>
- Ground 3
asserts that the judge erred in fact in misdirecting the jury as to the effect
of the evidence of Mr Wilton. The judge
said that Mr Wilton gave
evidence
that:
They were threatening to take the car out the bush and burn it out with us in
it.
- Mr Boag
complains that his Honour failed to point out to the jury that, in response
to the next question asked of him, Mr Wilton
said that it was
Mr Yarran who said
that.
Mr Boag submits that, as this related to an important aspect of the State
case, there is a real possibility that the omission to
refer to this latter
aspect of Mr Wilton's evidence resulted in a miscarriage of
justice.
- There
is no merit in this ground. The judge emphasised to the jury that they were the
sole judges of the facts, that he would be
referring only to some of the
evidence and that his failure to refer to other parts did not detract from
whatever importance the
jury judged it to
have.
Later in his direction, the judge further emphasised that he would not be
referring to all of the evidence, and would not go through
the evidence in great
detail.
His Honour also observed that in relation to Mr Wilton's evidence, he
proposed to refer to only two passages, namely those at ts
243 and
246.
- A
ground of appeal alleging that the judge misstated the evidence or the facts can
succeed only if there is a miscarriage of justice,
which will be so if, and only
if, it is reasonably possible that the misstatement of fact by the judge may
have affected the
verdict.
Mr Boag falls well short of demonstrating any reasonable possibility that
the judge's failure to point out that Mr Wilton said that
the relevant
words were spoken by Mr Yarran may have affected the verdict of the jury.
We would refuse leave to appeal in respect
of
ground 3.
Mr Boag's ground 5:
the deceased's drug intoxication was a novus
actus interveniens>
- By
ground 5, Mr Boag contends that the judge erred in failing to direct
the jury that the deceased's significant drug intoxication
may have influenced
her actions in opening the car door, including that it may have caused
hallucinations or altered perceptions
that led to her opening of the door,
giving rise to a novus actus
interveniens.
- In
support of the ground, Mr Boag points to evidence that Ms Fairhead had
consumed methylamphetamine on the evening in
question.He
also points to evidence given by Mr Yarran, under cross‑examination
by the State, as to the tendency of people who have taken
methylamphetamine to
hallucinate, particularly if they stay up for long periods of
time.
Consequently, Mr Boag submits, the judge was required to direct the jury in
relation to the deceased's drug intoxication and to explain
how that
intoxication was relevant to the issues, including to causation and to whether
the deceased's actions may have been unreasonable
or
disproportionate.
- There
is no merit in this ground. There was no admissible evidence as to the effects
of methylamphetamine generally, or, in particular,
as to any tendency of those
who have consumed methylamphetamine to hallucinate. The judge properly told the
jury that a witness
cannot give opinion evidence about the effect of drugs on
others unless they are a qualified
expert.
Mr Yarran's evidence as to the effect of methylamphetamine on others was
not admissible.
Mr Boag's ground 6:
the State's failure to adduce expert evidence required critical comment>
- Ground 6
asserts that the judge erred in failing to comment critically on the State's
failure to adduce expert evidence as to the
likely or possible effects of the
deceased's significant drug intoxication. The ground, and the submissions in
support of
it,
assert that such evidence would have been relevant to whether her actions were
an overreaction and therefore a novus actus
interveniens. The ground asserts that the State's failure to call such
evidence should have attracted critical comment from the judge to avoid
a
miscarriage of
justice.
- In
oral argument, counsel for Mr Boag made clear that he accepted that the
State had no duty to call a witness of the kind referred
to in
ground 6.
That concession was properly made. In light of that concession, in the
circumstances of this case there is no basis to contend that
the failure to call
any witness of the kind referred to gave rise to a miscarriage of
justice.
Mr Yarran and Mr Smith's
appeals against conviction: other grounds of appeal
Mr Yarran and
Mr Smith's ground 1: failure to direct in relation to
novus actus interveniens>
Ground 1:
Mr Yarran and Mr Smith's submissions
- Mr Yarran
and Mr Smith submit that the judge should have instructed the jury as to
the possible application of the defence of
novus actus
interveniens.
The intervening act relied upon by Mr Yarran and Mr Smith in
ground 1 is Ms Fairhead inadvertently falling from the car at a point
in time when (1) she did not intend to so fall and (2) that fall was not (a) as
a result of her deliberately jumping from the car
to escape threats or
intimidation, nor (b) because, at the time the door was open, the car was
deliberately swerved so as to cause
her to
fall.
- Mr Yarran
and Mr Smith submit that Ms Fairhead's act of inadvertently falling
from the car was an act so independent of the acts
of Mr Yarran and
Mr Smith that it should be regarded in law as the cause of the
Ms Fairhead's death to the exclusion of their
acts.
- Mr Yarran
and Mr Smith submit that they discharged the evidential burden for the
defence of novus actus interveniens to
be left to the jury, because, taken at its highest, there was evidence that
supported the possibility that Ms Fairhead's fall
from the car was
inadvertent.
- In
the alternative, Mr Yarran and Mr Smith submit that Ms Fairhead
may have voluntarily exited the car (perhaps as a successful attempt
at
suicide), which would also have constituted a
novus actus
interveniens.
They rely on evidence at trial that Ms Fairhead was engaged in an abusive
relationship with an ex-partner and was assaulted the day
prior to the incidents
leading to her death, as well as evidence that Ms Fairhead was visibly
upset before arriving at the house
and had been in telephone contact with her
ex-partner throughout the
day.
- Consequently,
Mr Yarran and Mr Smith submit that the judge erred by not directing
the jury as to the possible application of the
defence of
novus actus interveniens, giving rise
to a substantial miscarriage of
justice.
Ground 1: disposition
- The
gravamen of Mr Yarran and Mr Smith's primary submission on
ground 1 is that Ms Fairhead's inadvertent fall from the car should
have been regarded as a novus actus
interveniens - in other words, it was an act so independent of the acts
of the appellants that it should be regarded in law as the cause of death
to the
exclusion of the appellants' acts. For the reasons that follow, taking into
account the facts and circumstances of the case,
and the State case at trial,
Ms Fairhead's inadvertent fall from the car cannot be seen as an
intervening cause, and the judge's
direction reveals no error.
- As
already explained, the State case was that:
(1) the
appellants' threats and intimidation caused Ms Fairhead to open the car
door; and
(2) that act resulted in her death.
- On
the State case, Ms Fairhead's act of opening the door resulted in her death
because:
(1) she died after she fell (or jumped)
from the car;
(2) if the door was not opened she could not have fallen (or
jumped) from the car;
(3) opening the door with no seatbelt on created a real risk
that she would fall from the car; and
(4) insofar as she fell from the car, that risk, arising
from the opening of the door, materialised.
- In
that framework, Ms Fairhead's fall from the car cannot be seen as an
independent event that breaks the chain of causation resulting
in her death. To
the contrary, it is the materialisation of the risk created by the deceased's
act in opening the car door. In
that way, far from
breaking the chain of causation, her
fall from the car is part of what
establishes the causal link, embedded
in the word 'results', between the deceased's act in opening the door and her
death.
- Consequently,
Mr Yarran and Mr Smith's primary submission, based on
Ms Fairhead's inadvertent fall from the car as an intervening
cause, must
be rejected.
- Given
our upholding of ground 2 of Mr Yarran and Mr Smith's appeal against
conviction, it is not necessary to deal with their alternative
submission
concerning ground 1, which relies on Ms Fairhead's act of jumping from
the car as a novus actus
interveniens.
Mr Yarran and
Mr Smith's ground 3: failure to direct on the need to prove that the
deceased's act resulted in her death>
- Ground 3
asserts that the judge failed to direct the jury, adequately or at all, that the
State needed to prove the alleged act done
by the deceased resulted in her
death. The particulars of the ground assert that the judge failed to delineate
between the 'act'
and the 'result' for the purposes of s 272 of the
Code.
- Mr Yarran
and Mr Smith submit that the act relied on by the State at trial, the
opening of the car door, would not necessarily result
in the passenger falling
out. They say that it was the physical occurrence of leaving the car and
striking the road that resulted
in Ms Fairhead sustaining fatal head
injuries.
- Further,
Mr Yarran and Mr Smith submit that the judge conflated the act of
opening the car door with Ms Fairhead falling from the
car, such that the
need for the State to separately prove the 'act' and 'result' required by
s 272 of the Code was blurred. They
say the effect of that conflation was
that the jury could effectively find Mr Yarran and Mr Smith guilty if
they were satisfied their
actions caused Ms Fairhead to merely open the
door of a moving
car.
- There
is no merit in these submissions, which are contrary to the plain effect of the
judge's directions.
- The
judge directed the jury, orally and through the handout headed 'Causing Death by
Threats or Intimidation', that the State was
required to satisfy the jury beyond
reasonable doubt of an affirmative answer to each of the following three
questions:
(1) Did the accused make threats or
perform acts of intimidation as alleged by the State?
(2) Did any such threats or intimidation cause
Ms Fairhead to open the car door?
(3) Did that act of opening the car door result in
Ms Fairhead's
death?
- Contrary
to Mr Yarran and Mr Smith's submissions, this direction did not permit
the jury to find the appellants guilty if the jury
were satisfied that their
actions caused Ms Fairhead to open the door of the car. The judge told the
jury that they also need to
be satisfied in respect of the third question in [355] above. Consistently with what had
been[229]id in
TB,
the judge directed the jury that, as to whether Ms Fairhead's act of
opening the door resulted in her death, the question was whether
her death was,
as a matter of objective fact, a consequence
[230]that
act.
- It
is not to the point that, as Mr Yarran and Mr Smith submit, the
opening of the car door would not necessarily result in the passenger
falling
out. The opening of the door was a necessary condition for her falling out and
consequently dying. It was well open to conclude,
as the jury evidently did,
that, in the circumstances, Ms Fairhead's death was, as a matter of
objective fact, a consequence of the
opening of the door. Moreover, contrary to
Mr Yarran and Mr Smith's
submission,
the judge did not conflate the act with the result. The judge clearly
identified Ms Fairhead's act as the act of opening the door
of a moving car
in circumstances where she was not wearing a
seatbelt.
- For
these reasons, there is no merit in ground 3. Leave to appeal on
ground 3 should be refused.
Appeals against
sentence
- All
of the grounds of appeal in each appeal against sentence challenge the sentence
on the manslaughter count or the total effective
sentence. Given that we have
upheld the appeals against conviction on the manslaughter count, it is not
necessary or appropriate
to resolve the appeals against sentence, which should
be dismissed. The trial judge imposed the sentence he thought appropriate
for
each individual count and structured the sentences to impose what he evidently
considered the appropriate total effective sentence
in respect of the counts
other than the manslaughter count. In those circumstances, there is no occasion
to exercise the power,
under s 30(6) of the
Criminal Appeals Act 2004 (WA), to
vary the sentences for the other counts.
Conclusion
- For
the above reasons, we would make the following orders.
- On
Mr Boag's appeal against conviction:
(1) Leave
to appeal on grounds 4 and 7 is granted.
(2) Leave to appeal on grounds 1, 3, 5 and 6 is refused.
(3) The appeal is upheld.
(4) The conviction on the count of manslaughter is set
aside.
(5) There be a retrial on the count of manslaughter.
- On
Mr Yarran's appeal against
conviction:
(1) Leave to appeal on ground 2 is
granted.
(2) Leave to appeal on grounds 1 and 3 is refused.
(3) The appeal is upheld.
(4) The conviction on the count of manslaughter is set
aside.
(5) There be a retrial on the count of manslaughter.
- On
Mr Smith's appeal against conviction:
(1) The
appellant is granted an extension of time within which to appeal.
(2) Leave to appeal on ground 2 is granted.
(3) Leave to appeal on grounds 1 and 3 is refused.
(4) The appeal is upheld.
(5) The conviction on the count of manslaughter is set
aside.
(6) There be a retrial on the count of manslaughter.
- On
all appeals against sentence:
(1) Leave to appeal
on all grounds is refused.
(2) The appeal is dismissed.
I
certify that the preceding paragraph(s) comprise the reasons for decision of the
Supreme Court of Western Australia.
SL
Research Associate/Orderly to
the Honourable Justice Beech
17 OCTOBER 2019
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