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Pisani and Comcare [1997] AATA 822 (2 June 1997)
Last Updated: 12 January 2009
Administrative
Appeals
Tribunal
DECISION AND REASONS FOR DECISION NO 11916
ADMINISTRATIVE APPEALS
TRIBUNAL )
) No N95/1842
GENERAL
ADMINISTRATIVE DIVISION )
Re PAUL PISANI
Applicant
And COMCARE
AUSTRALIA
Respondent
DECISION
Tribunal Dr John Campbell, Member
Date 2 June 1997
Place Sydney
Decision The Decision under review is set aside
..............(signed)....................
Dr J.D.
Campbell
Member
CATCHWORDS
Compensation - pre-existing injury, right thumb
Aggravation
Permanent impairment
Safety Rehabilitation and Compensation Act 1988, ss 4, 14, 17, 24,
27
CASES: Comcare v Tiscay [1992] FCA 468; (1992) 16 AAR 241
Reid v Comcare (1996) 10649A. Application Numbers A93/77 and
A95/77
Thiele v Commonwealth (1990) 22 FLR 342
REASONS FOR DECISION
2 June 1997 J D Campbell, Member
- The
applicant, Paul Charles Pisani, seeks a review of the decision by a delegate of
Comcare dated 22 November 1995 which affirmed
a decision taken by a delegate of
Comcare dated 20 October 1995, which determined that liability for tenosynovitis
right thumb ceased
as of 27 October 1995.
- The
Tribunal had before it the following
documents:
Description
|
Date
|
Name
|
|
|
|
|
|
T1 to T17
|
|
|
|
Report of Dr Evans
|
2 May 1996
|
A1
|
|
|
|
Report of Dr Richard Honner
|
19 July 1996
|
A2
|
|
|
|
Report of Dr Richard Honner
|
10 September 1996
|
A3
|
|
|
|
Report of Dr Kenneth Hume
|
29 January 1996
|
A4
|
|
|
|
Report of Dr N McGill
|
27 February 1996
|
R1
|
|
|
|
Report of Dr N McGill
|
28 August 1996
|
R2
|
|
|
|
Report of Dr B Connolly
|
17 July 1996
|
R3
|
|
|
|
Report of Dr B Connolly
|
23 August 1996
|
R4
|
|
|
|
Report of Dr B Connolly
|
9 September 1996
|
R5
|
|
|
|
Report of Dr B Connolly
|
27 September 1996
|
R6
|
|
|
|
- Oral
evidence was heard by the Tribunal from:
The applicant - Paul
Charles Pisani
Dr Richard Evans
Dr Neil McGill
- The
applicant was represented by Mr Tudehope of Counsel. The respondent was
represented by Mr Johnson of Counsel.
LEGISLATION
- The
applicant is seeking compensation pursuant to sub-sections 4, 14, 17, 24 and 27
of the Safety Rehabilitation and Compensation Act
1988.
APPLICANT’S EVIDENCE
- The
applicant, born 9 March 1964, indicated that upon leaving school, he undertook a
motor mechanic apprenticeship and thereafter
worked as a motor mechanic for ten
years, prior to commencing work at Lady Davidson Hospital in June 1992. The
applicant stated
that at about the age of one year he had tripped and his right
hand went through a window, causing a laceration to his right wrist.
Surgical
repair was undertaken, and subsequently the applicant has been left with a
limitation of movement of the right index finger
(unable to touch base of index
finger with tip of right of index finger) and a limitation of movement of the
right thumb (difficulty
in the adduction movement of the right thumb). Further,
the applicant indicated that the only other residual symptom is pain and
this
occurs only when there is direct trauma to where the right wrist was lacerated.
The applicant indicated that prior to working
at Lady Davidson, he was not
restricted in his work as a motor mechanic; in undertaking domestic duties or
in playing sport, although
the applicant did admit to difficulty in grabbing
something which is very fine and might be a bit heavy. In such situations, the
applicant indicated that he tended to use his left hand.
- At
Lady Davidson Hospital, the applicant indicated that he was employed as a food
services officer, initially in the kitchen, where
he served on the food line,
which involved cleaning and scaping plates and loading the dishwasher when the
plates were returned.
Other duties included cleaning and hosing the floor.
Shortly after commencing the applicant indicated he was transferred to a ward
area, where duties included setting up, serving and cleaning up. The applicant
stated that he remained in these duties for about
a year.
- His
next duty area was in the main kitchen scullery, where he stated the duties
involved cleaning pots and pans with steel wool,
a steel scraper or a brush, an
activity he performed with mainly his right hand. The applicant indicated that
the length of the
shift was eleven and a half hours, with work activity for nine
and a half hours, five days a week.
- At
the end of the second week, the applicant indicated that he noticed swelling in
the joint of his right thumb, and that pain accompanied
the swelling; and that
as a result of this he completed an accident report. The applicant indicated
that he was relieved of the
scrubbing duties for two weeks and then on return to
the original duties he noticed his thumb was starting to lock up, “. .
and
it never seemed to be freeing all the time”. As a consequence, the
applicant was referred to the rehabilitation officer
at Mt Wilga, who gave him a
splint to wear while scrubbing. The applicant indicated the splint was of
limited assistance, and next
he was referred to Dr Honner, a hand surgeon, who
suggested physiotherapy for a month. The applicant stated that the
physiotherapy
seemed initially to help, but the locking up and episodic pain
remained. Referrals to Dr Hume by his general practitioner and reassessment
by
Dr Honner resulted in the applicant being placed on restricted duties (scrubbing
duties for no more than two hours per day).
The applicant indicated that the
restricted duties regime was of assistance and his thumb tended to lock up less
and pain was felt
once a week or once a fortnight, with the weather affecting it
as well. In demonstrating the locking movement, the applicant indicated
that
the locking up occurs “. . where the joint is and I have to actually move
it to free it up again”. The applicant
indicated that the locking
occurred five to ten times a day; that it occurs when he gets out of bed and
moves his arms; that downward
pressure on the tip of the thumb
“aggravates the joint and sometimes it locks up my thumb and sometimes it
gives me pain”.
The applicant indicated that he was careful in
undertaking kitchen cleaning duties and he tends to use his left hand
more.
CROSS EXAMINATION
- In
response to questions the applicant indicated that he had loss of movement of
right thumb and right index finger of about fifty
per cent as a result of the
childhood accident; that at the time of writing his accident report the only
complaint was of clicking
in his right thumb, the pain and swelling having
resolved; the accident report form having been completed a year and two weeks
after
the incident. In response to further questioning, the applicant indicated
that he had some swelling and pain of the right thumb
in the interphalangeal
joint in March 1993; that from March 1993 until 29 March 1994, the applicant
stated that he did not experience
any pain and that the only problem was locking
up; that the intermittent clicking remained in the right thumb and that he was
concerned
that more than two hours duty scrubbing pans could cause discomfort.
In further response, the applicant stated that the pain has
been intermittent,
and comes and goes once a week or once a fortnight, and that the pain is not
necessarily associated with any particular
activity.
- The
applicant indicated that he was able to manage his present regime of duties
effectively; that he had not lost any money as a
consequence of the
difficulties with his right thumb; that he had taken no medication for or
sought attention for his right thumb
from doctors in the last twelve months,
apart from medico-legal specialists.
MEDICAL EVIDENCE
- The
applicant was seen by Dr A.K. Saha (a general practitioner) on 4 January 1994
complaining that he had suffered pain in his right
thumb, as a result of the
constant scrubbing of pots and pans. A diagnosis of tenosynovitis was made
(T3). It is to be noted that
the onset of symptomatology was in March
1993.
- As
a result of a referral by Dr Saha, the applicant was seen by Dr Honner, a hand
and upper limb surgeon on 27 April 1995. Dr Honner
records (T9)
that:
“Recently he had noticed pain and locking in the
right thumb and when I examined him, this pain and crepitus was arising in
the
distal joint of the thumb, presumably due to some joint
irregularity”.
Dr Honner further records:
“His ‘locking’ on clinical examination, is not due to
the flexor tendon catching in the mouth of the flexor sheath
. .
.”.
Dr Honner prescribed physiotherapy and normal duties with a further review.
At a subsequent review in late May 1995, it would appear
that Dr Honner imposed
a restriction of not more than two hours of pot scrubbing per day to be
undertaken by the applicant (T10).
- In
a subsequent review of the applicant on 11 July 1996, Dr Honner noted that the
applicant:
“ . . still suffers intermittent locking in the
distal joint of his right thumb and that it is worse in cold weather. He gets
pain in the distal joint of the right thumb on prolonged heavy
use”.
On examination Dr Honner reports:
“. . on vigorous and frequent flexion he gets a painful crepitus in
the distal joint of the right thumb at times.
Dr Honner concludes that the diagnosis:
“. . is intra-articular damage to the distal joint of the right
thumb which appears to have been caused by prolonged scrubbing
of pots and pans
. . . . and in my opinion has no relation whatsoever to the previous laceration
in the distal forearm which occurred
as a child”.
Dr Honner concludes that the applicant does have a permanent impairment,
namely a loss of function in the distal joint of the right
thumb and that his
assessment under table 9.3 of the guide to the assessment of the degree of
permanent impairment is 3 per cent
of the whole person (Exhibits A2 and A3).
- Dr
Richard Evans, a physician specialising in bone metabolism, examined the
applicant on 2 May 1996 and described the applicant’s
symptoms as
triggering together with intermittent pain in the region of the interphalangeal
joint of the thumb. Dr Evans further
describes a history of frequent minor
“triggering of the right thumb in partial flexion”, up to twelve
times per day.
Dr Evans notes that the applicant:
“. . can
normally straighten the thumb himself by a more forceful extension movement, but
sometimes the triggering is tighter
and then he has to use his left hand to
straighten the thumb. Sometimes when he straightens the thumb he can experience
pain in
the interphalangeal joint of the thumb”.
- Dr
Evans opines that as a result of the scrubbing and scouring of
pots:
“. . .he developed damage to the flexor tendon sheath
of the right thumb . . . and discomfort in the region of the interphalangeal
joint was most likely resulting from tenosynovitis of the flexor tendon at the
site, rather than from damage from the interphalangeal
joint”. (Exhibit
A1)
- In
oral evidence, Dr Evans detailed a history of the injury, and interpreted the
failure to be able to straighten the right thumb
after flexion as triggering of
the thumb. Dr Evans confirmed a history of the right thumb jamming about twelve
times each day which
he was able to correct by forcing the thumb itself or using
the other hand to straighten the right thumb. Dr Evans confirmed his
opinion
that there had been damage probably to the flexor tendon sheath of the right
thumb, causing tendonitis, discomfort and triggering,
the latter the result of a
tendon moving through a constricted tendon sheath. This, Dr Evans states, has
resulted in the applicant
considering that he has a significant but disabling
problem. Nevertheless, in Dr Evan’s opinion, the applicant was fit for
work, but with the restriction that he should not be required to be doing work
which required him to press the right thumb hard for
long periods against things
such as pots.
- In
assessing the percentage impairment, Dr Evans concluded that the appropriate
table was table 9.4 under the assessment guide to
permanent impairment and that
the appropriate percentage impairment was 10 per cent as the applicant clearly
had difficulty with
digital dexterity.
- Further,
Dr Evans also concluded that the applicant had difficulty grasping and holding.
In cross-examination Dr Evans stated the
significant issue was the triggering,
and the episodic nature of any pain was no great surprise; further, that stress
scouring pots
for long periods was most likely the precipitating cause, which
may have occurred on top of a vulnerable tendon; and finally as
to whether the
clicking comes from the interphalangeal joint or from the flexor tendon sheath
is difficult to tell.
- Dr
McGill, a rheumatologist, saw the applicant on 17 October 1995 and in his report
notes the applicant’s complaints as:
“His right thumb
IP joint became swollen and the swelling then settled. He initially had pain in
the thumb IP joint but the
pain also subsequently settled. He has continued to
have intermittent clicking and ‘locking’ of the thumb IP joint.
His
symptoms are variable and generally mild. . . . he notices intermittent
clicking when bending the IP joint of his right thumb.
Sometimes he has
discomfort in the same joint”. (T12)
- In
subsequent reports on further consultations, Dr McGill reports:
“. . .that the minor clicking of the IP joint of the right thumb may
represent minor joint irregularity . . . and is not associated
with any
radiological change. In terms of assessment under table 9.1 of the assessment
guide the degree of permanent impairment
is less than 10 per cent whole person
impairment”. (Exhibit R1)
- In
oral evidence Dr McGill confirmed his opinion that the clicking was likely to be
coming from the interphalangeal joint, because
of some minor irregularity in the
joint. Further, Dr McGill stated that the applicant clearly has impairment of
flexor tendon function
to the right thumb and right index finger, as evidenced
by his restrictive active movements but full passive movements, and further
that
this is a result of impairment of tendon function down at the wrist at the site
of his old injury, very likely resulting from
tethering between the sheath and
the tendon.
- In
considering the nature of the work activities, Dr McGill confirmed his opinion
that it was unlikely that such activities would
have had any permanent effect on
his right thumb or any structure in his right hand; further that this
unlikelihood extended to
some minor change in the interphalangeal joint.
- In
assessing the degree of permanent impairment Dr McGill stated that the applicant
had a whole person impairment of less than 10
per cent under table 9.1 of the
assessment guide to the degree of permanent impairment and under table 9.4 the
impairment was assessed
as zero, as Dr McGill concluded that the applicant had
no difficult with digital dexterity.
- In
cross-examination Dr McGill agreed that the work activities associated with
scouring and cleaning of pots may cause irritation
of the flexor tendon sheath.
Nevertheless, Dr McGill was definite, whilst noting that triggering is where the
digit gets caught
in a flexed position, as in a trigger, and you have to click
it out, in stating that the applicant’s symptoms did not fit
this
definition. Yet when the symptoms were further amplified to include using his
other hand to actually straighten the thumb,
Dr McGill agreed that this is a
form of triggering and that it is possible that this may have been caused by
some damage to the tendon
sheath, but for triggering to occur damage to the
tendon has to be proximal to the joint that is triggering.
- Dr
McGill also opines that at the time of scouring and cleaning the pots it is very
likely that he suffered discomfort due to an
aggravation of a pre-existing
condition, which to Dr McGill’s assessment related to the interphalangeal
joint, and further
that he could not find any evidence from history the
applicant provided or from the examination that his work produced any permanent
change with the tendon or the tendon sheath. Further, Dr McGill identified
locking as when a joint gets stuck and locks due to a
joint problem; that
clicking in the joint in this case was now permanent and that the nature of the
duties in the scullery was unlikely
to cause damage to the interphalangeal
joint; that it is:
“. .quite possible that his work
activities could have played a significant role in the production of that minor
cartilage abnormality”.
- The
applicant was also subject to medical examination from Dr B Connolly, a hand
surgeon, who reported on 27 July 1996:
“He had no problems
however until he worked in the scullery and the constant repeated pressure of
his thumb in scrubbing gave
him some synovitis of the interphalangeal joint of
his right thumb causing him pain and recurring swelling and a type of locking
of
his thumb”. (Exhibit R3).
Dr Connolly also made an assessment of 5 per cent permanent impairment of the
applicant’s right thumb. (Exhibit R6).
- Dr
Kenneth Hume, an orthopaedic surgeon, in a statement dated 8 December 1995
considered the applicant to have suffered an exacerbation
to a pre-existing
disability as a consequence of the heavy work cleaning pots and pans.
(T16).
CONSIDERATION AND FINDINGS
- The
applicant has consistently detailed a history of pain and swelling in the
interphalangeal joint of the right thumb following
a few weeks of scrubbing pots
and pans in the scullery in March 1993. The applicant further detailed
amelioration of such symptoms
upon relief from the scullery duty on a full time
basis. The applicant states that symptoms of pain occur in his interphalangeal
joint of his right thumb if he works for more than two hours scrubbing pots and
pans; that the pain is noticeable in cold weather;
that the right thumb locks
up to twelve times a day, which he can relieve by either extending his thumb or
alternatively using his
left hand to free the “locking”; that there
is an associated “clicking”. Further, the applicant relates
a story
of a childhood accident, where at the age of one, he lacerated his right wrist,
causing some damage to tendons; that this
was surgically repaired, but as a
result of this accident, there was and is a loss of movement to the right thumb
and index finger.
- In
examining the medical evidence given, it is evident that the medical assessment
falls into two distinct opinion lines. The first,
as opined by Dr Evans, is
that the applicant is experiencing triggering, as a result of an injury to the
tendon sheath to the right
thumb directly as a result of the scouring duties in
the scullery in March 1993. This injury in March 1993 caused tenosynovitis
of
the tendon sheath, with resultant catching of the tendon in the damaged sheath
causing the triggering.
- It
is noted that Dr Saha, a general practitioner, on 4 January 1994, considered
that the applicant was suffering from tenosynovitis
and subsequently referred
him to Dr Honner for opinion and treatment.
- Dr
Honner, Dr McGill and Dr Connolly all opine that the clicking, locking and pain
is centred around and to do with the interphalangeal
joint of the right thumb.
They consider that there may have been damage to the intra-articular cartilage
of the interphalangeal
joint of the right thumb and that this is causing the
symptomatology. In particular, Dr McGill is of the opinion that there is no
“triggering”, because by definition for triggering to occur there
has to be damage to the tendon sheath, which interferes
with free movement of
the tendon, and that this damage must be proximal to the triggering joint; that
in the applicant’s situation,
the pain, swelling and locking or clicking
are all associated with the terminal interphalangeal joint of the right
thumb.
- In
considering all the evidence, both from the applicant and from the medical
consultants, the Tribunal finds that the applicant
did suffer an injury as a
result of his work activities in the scullery and that on the weight of evidence
this injury is concerned
with the interphalangeal joint of the right thumb. In
so finding, the Tribunal accepts the opinion of Dr Honner, the treating hand
specialist and the opinions of Dr McGill (Rheumatologist) and Dr Connolly (Hand
Surgeon). The Tribunal notes the opinion of Dr Evans,
but concludes that the
history and symptomatology described by the applicant relates the injury to the
interphalangeal joint of the
right thumb, and further, there is no demonstrable
evidence of injury to the tendon sheath proximal to the interphalangeal
joint.
- In
finding that an injury has occurred as a result of his work activities in the
scullery and that this injury is concerned with
the interphalangeal joint of his
right thumb, the Tribunal is placing weight on the history as described by the
applicant and the
medical opinions proffered. It is noted that Dr McGill
considers that at best the work activities may possibly have caused damage
to
the intra-articular cartilage of the interphalangeal joint of the right thumb,
while Dr Honner and Dr Connolly consider that there
is intra-articular damage as
a consequence of the work activities.
- Further,
despite some variable opinion from Dr Connolly, there is significant medical
opinion that the applicant has a permanent
impairment centred upon the
interphalangeal joint of the right thumb and that symptomatology can be
exacerbated by prolonged (more
than two hours) pressure on the right thumb
occurring in such activities as scouring pots and pans. The Tribunal accepted
that the
applicant has a permanent impairment involving the interphalangeal
joint of the right thumb.
- In
assessing the degree of permanent impairment, the Tribunal has considered the
opinions rendered by Doctors Connolly, Honner, Evans
and McGill and arguments
put by Counsel. The Tribunal notes the difficulty that all the doctors appear
to have had in relating the
impairment to an appropriate table and then at
arriving at a percentage in an appropriate table. Further, the Tribunal is
mindful
of the applicant’s evidence as to the number of times
(five-twelve) per day that the joint locks and also when it occurs, and
what the
applicant may be doing. It also notes the contrary opinions of Dr Evans and Dr
McGill as to the issue of difficulty with
digital dexterity. In this regard, it
is again noted that the applicant’s evidence is particular in relation to
this ability
to undertake his current activities, and further, it is noted that
the applicant’s main complaints were to do with clicking,
locking and pain
in the interphalangeal joint of the right thumb, as opposed to issues of digital
dexterity which were beyond what
he already experienced as a result of the
childhood accident. In concluding, it would be the Tribunal’s finding
that the applicant’s
case for difficulty with digital dexterity,
associated with the specific injury as opposed to the affects of the childhood
injury
remains inconclusive.
- In
assessing the degree of permanent impairment, the Tribunal is mindful that the
earlier finding by the Tribunal that the permanent
impairment is arising as a
consequence of an injury to the interphalangeal joint of the right thumb
concludes that the appropriate
table to be used for assessment is table 9.1, for
as detailed in the introduction to table 9.1:
“These tables
are intended to be used to assess impairment arising from specific joint lesions
or amputations. Where the joints
function normally, but the use of the limb is
restricted for other reasons . . . table 9.4 or 9.5 are to be
used”.
- Consideration
has been given to both the reasoning in Comcare v Tiscay and Reid v
Comcare and both would support the decision to use 9.1 as impairments
involving ankylosis of any joints of thumb indicate matters pertaining
to thumb
joint impairments have been considered to fall within the ambit of table 9.1 As
such, there does not exist in this case
an option for the Tribunal to exercise
choice between tables 9.1, 9.3 and 9.4.
- In
assessing under table 9.1, the Tribunal concludes that the assessment for
permanent impairment is zero, as the applicant’s
impairment does not fall
within a particular percentage level and there is a direct indication in the
table that the first level
involving joints of the thumb is when there is
ankylosis. The applicant does not suffer from this incapacity and hence his
assessment
under table 9.1 must be zero per cent whole body
impairment.
DECISION
40. The decision under review is set aside and the Tribunal substitutes the
following decision:
- That the
applicant has suffered an injury to the interphalangeal joint of the right thumb
as a result of work activities in the scullery.
- That the
applicant’s permanent impairment is assessed as zero per cent whole person
impairment when assessed under table 9.1
of the Guide to the Assessment of the
Degree of Permanent Impairment.
- That the
applicant is entitled to payment of medical expenses where the expenses arise
out of matters associated with the injury.
- That the
applicant is not incapacitated for work.
I certify that this and the thirteen preceding pages are a true
copy of the decision and reasons for decision herein of John Campbell,
Member
Signed: Karin Shepherd
.....................................................................................
Assistant
Date/s of Hearing 29 and 30 January 1997
Date of Decision 2 June 1997
Counsel for the Applicant Mr Tudehope
Solicitor for Applicant McClellands
Counsel for the Respondent Mr Johnson
Solicitor for the Respondent Office of the Australian Government
Solicitor
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