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ZDHG and Comcare (Compensation) [2019] AATA 5028 (28 November 2019)
Last Updated: 29 November 2019
ZDHG and Comcare (Compensation) [2019] AATA 5028 (28 November
2019)
Division: GENERAL DIVISION
File Number: 2017/7018
Re: ZDHG
APPLICANT
And Comcare
RESPONDENT
DECISION
Tribunal: Mrs J C Kelly,
Senior Member
Date: 28 November 2019
Place: Sydney
The reviewable decision is affirmed.
.............................[SGD]...........................................
Mrs J C Kelly, Senior Member
CATCHWORDS
WORKERS’
COMPENSATION – Applicant employed by the Australian Federal Police
–Applicant served in domestic and international
deployments between 2007
and 2014 – Applicant accepted voluntary redundancy in August 2014 -
whether Applicant suffers from
PTSD which was significantly contributed to by
employment with Australian Federal Police - consideration of contemporaneous
evidence
– Applicant’s medical evidence post voluntary redundancy
fails to adequately consider contemporaneous evidence of the
Applicant’s
employment with Australian Federal Police – reviewable decision
affirmed
LEGISLATION
Safety,
Rehabilitation and Compensation Act 1988 (Cth) s 14
REASONS FOR DECISION
Mrs
J C Kelly, Senior Member
28 November 2019
Reviewable decision
- On
14 August 2017 the Applicant completed a form seeking compensation for
psychiatric injury caused by the nature and conditions of
his employment with
the Australian Federal Police (AFP) between 2007 and his voluntary redundancy
(VR) taking effect on 29 August
2014. On 27 October 2017, Comcare (the
Respondent) denied liability for post traumatic stress disorder (PTSD) That
decision was affirmed
on 23 November 2017. The Applicant has applied for review
of the 23 November 2017 decision (the reviewable decision).
- On
13 August 2018, the Tribunal dismissed five related proceedings following
written notification that the Applicant wanted to withdraw
them.
The issues
- There
is no dispute that the Applicant suffers from a mental ailment. Diagnoses
differ.
- The
Applicant’s position was that he suffers from PTSD which was contributed
to, to a significant degree, by his employment
by the AFP.
- The
Respondent’s case is that the Applicant suffers from a different
condition, major depressive disorder.
- On
the final day of hearing, in written submission, the Applicant’s counsel
had sought to broaden the argument to include any
mental ailment, and not just
PTSD. The Respondent had conceded that the Applicant suffered a mental ailment
based on the claim for
PTSD. The Applicant’s case was confined to the
claim for PTSD.
The legislation
- The
relevant legislation is the Safety, Rehabilitation and Compensation Act 1988
(Cth) (the SRC Act).
Background
- The
Applicant was born in 1963. He served in a state police force from 1998 to early
2007 when he joined the AFP. He served in the
International Deployment Group
(IDG). The deployments relevant to this decision were:
- (i) Mid-September
2007 to mid-September 2008 in south-east Asia;
- (ii) Early
January 2009 to late April 2009 in Australia (2009 operation);
- (iii) 16
November 2009 to 28 June 2010 in North Africa;
- (iv) Mid-May
2011 to mid-May 2012 in a Mediterranean country;
- (v) December
2013 to mid-August 2014 in a Pacific country.
- The
Applicant described traumatic incidents and conditions he had experienced during
his service in south-east Asia, Australia, North
Africa, and the Pacific, which
he contended had caused his mental ailment.
- During
the arrest of a violent offender in Australia in early 2009, the Applicant
suffered physical injuries for which the Respondent
accepted liability (the 2009
incident). The Respondent denied liability for PTSD as a result of that
incident. The Applicant was
attacked by dogs while restraining the
offender.
- During
his deployment in the Pacific in 2014, the Applicant claimed that he was grabbed
on the buttock by a colleague on 22 March
2014 while in a group listening
to a visiting dignitary’s speech (the 2014 incident). The Respondent
accepted liability for adjustment
reaction with anxious mood (unspecified) and
later determined that the Applicant had no present entitlement to compensation
under
sections 16, 19 and 29 of the SRC Act. The Applicant complained about the
toxic culture among his colleagues during that deployment.
The
contemporaneous evidence from entry into the AFP until the offer of VR
- Following
is a summary of the contemporaneous evidence from when the Applicant entered the
AFP until he was offered VR on 5 May 2014.
- AFP
Wellbeing Services provided records from 14 August 2007 to 31 August 2015 that
included several psychological assessment forms,
psychological debriefs and case
notes.
- In
the documents relating to the psychological debrief dated 14 September 2008,
completed after his first deployment, the Applicant
attributed “moderate
stress” to behaviour of “other mbrs!!” and “separation
from family and friends”.
He categorised other stressors as causing
“no stress” or “slight stress”. The psychologist
recorded the Applicant’s
motivation for deployment as:
- Joined
to get to (Mediterranean country)
- Overseas
work
- Premier
police service
- The
desire to be deployed to the Mediterranean country was repeated in the form,
including that his family could go and his motivation
for joining the police was
seeing police deploy to that country when he was younger. Skills he considered
had increased included
“cultural appreciation – lots of nations
involved”.
- The
notes in relation to negatives of deployment listed:
- behaviour
of others – cultural insensitivity!
-
- inappropriate behaviour
- Inappropriate
actions
- AFP
hierarchy – DET 16
- The
psychologist noted that the Applicant was quite disappointed at the behaviour of
other contingent members and spent time talking
about it but did not wish to
give names or specific details. His wife had sought counselling but had not been
contacted but the family
was doing well. The Applicant had returned home every
seven to eight weeks. He also repeated that the Applicant “would love
to
get (the Mediterranean country)”.
- The
psychologist’s notes concluded:
Time taken today to allow his concerns with other
mbrs to be expressed – as well as reviewed 2 personal incidents that he
recalled.
NAD now though.
- “NAD”
is understood to be an abbreviation of “no abnormality detected”.
One of the incidents referred to was
the death of a small child from snakebite.
The child was the same age as the Applicant’s son.
- A
clinical note from the Applicant’s then general practitioner (GP) dated 16
September 2008 stated:
12/12 stint (in the south-east Asian country) arrived
4/7 ago
6/52 ago palpitations when low K+ ;had cardiac Ix – all neg ;short term
Rx with b blocker /K+ ;also felt presyncopal at time
similar presyncope today at
restaurant – came here ;some feeling anxiety
Some vague GIT Sx -took giardia RX recently
poss anxiety discussed tho says (deployment) positive;
... ventilated poss anxiety – open to possibility –see
pm
- The
Applicant filled out a “Major Stressors” form following his
deployment in Australia which ended in April 2009. He
nominated that “dog,
mob attack, mental person appreh” as a moderate stress. That incident
occurred on 9 February 2009.
He filled out an Incident Details form. In a
“PCL-C” form, the Applicant indicated the dog attack and ticked the
boxes
indicating “a little bit” in response to questions about
having repeated, disturbing memories, thoughts or images of
a stressful
experience from the past and avoiding thinking about or talking about a
stressful experience. He also mentioned the dog
attack on the
“TSES-R” form in relation to exposure to contagious disease and
being in danger of being injured and noted
“have moved on”. In the
psychology in confidence report, it was noted that the Applicant did not feel
supported by the
“ops manager” but appreciated contact from a
psychologist. The Applicant’s physical injuries were recorded. Notes
included:
Rehab process was hard
Did get cranky/frustrated
Disappointed AFP didn’t realise what happened or provide spt?!
Time taken discussing POE/CI and (operation) management or lack of
No acknowledgement/recognition/AFP support
- In
February 2009, an IDG psychologist emailed the Applicant to touch base after
hearing of the dog attack. The Applicant responded
that he was soldiering on,
had a lot of bruising, referred to his knee injury in detail, including advice
he had received from a
nurse.
- In
March 2009, while at home recovering from his injuries, the Applicant was
advised of another deployment beginning on 22 October
2009. He responded that he
would not accept it:
As you are aware I have been in regular contact since
October 2007 seeking an opportunity to serve in (the Mediterranean country)
and
have provided reasons for this. I have actually done everything but beg.
My family circumstances are paramount to me. I have three young children and
have not seen much of them the last couple of years.
...
My wife supports my next deployment being (the Mediterranean country).
...
The selection process for (the Mediterranean country) and others baffles me.
I am aware of two single junior members who I served
with in (south-east Asia)
being selected. One who stated he did not seek selection. Another member who is
off on the next (Mediterranean
country) deployment made very clear to me he did
not want to go.
Could you please advise why my expression of interest for (the Mediterranean
country) has been so summarily dismissed and ignored.
I now know it has nothing
to do with a members CV or Policing experience.
I complete my (2009 operation) deployment in August and again ask that I be
considered for the November (Mediterranean country) deployment.
- Clinical
notes from the medical practice he was attending in May to July 2009 show the
following.
- On 26 May 2009
the Applicant was off work. He was waiting under review of a specialist for
shoulder pain. An MRI and arthroscopy were
“pending hoping to return to
work prior to surgery but advised to remain off duty at present”.
- On 4 July 2009,
the applicant complained of anxiety and derealisation experiences post surgery
of right shoulder and left knee, nightmares,
and having difficulty sleeping.
There was discussion about issues related to his tour of duty. His appetite and
mood were low. He
had nil thought of self-harm. “Long discussion re
issues”.
- On 6 July 2009,
the Applicant had a chronic sinus infection. He discussed feelings of depression
and flash back. His mood had improved.
He was referred for a mental health
plan.
- On 7 July 2009,
the Applicant was struggling to sleep, waking suddenly throughout first part of
night and requesting medication. His
heart was racing and he was feeling anxious
especially in the evening. He was worrying about a recurrence of hypokalemia and
cardiac
abnormality suffered on deployment. There was no suicidality and he felt
well during the day. His dreams reflected concerns about
ageing physique in
relation to work. The doctor noted possible PTSD and no avoidance of cues,
amnesia or social withdrawal but low,
anxious, vivid dreams and disturbed sleep.
The doctor questioned adjustment disorder, symptoms developed within
“3/12”
of traumatic pursuit and capture which fits adjustment
disorder, and questioned background of history of longstanding mild generalised
anxiety disorder. The Applicant was ready to acknowledge anxiety but very keen
to emphasise his continued capacity for work. He was
going to pursue
“CBT” with Betsy Lilley.
- The
documentation in relation to his psychological condition following his
deployment to North Africa included the following:
- Needed this
mission after being pulled off (2009 operation) – needed to get back
“on the horse”.
- “Tried to
push opps but sector cmd got offside.”
- In relation to
his skill: “Doesn’t feel cld achieve. Hamstrung (with) respect to
getting good posns.”
- “(Mediterranean
country) in May 2011. V happy about this; hope family will come across for
school holidays.”
- Long-term
Future: “S.T. – put in for Tier 1 leadership. Wants to get TL
positon. Wld like to stay (with) IDG – espec.
As TL. Happy to have break
from deploying & then do more missions later on.”
- His eldest son
seems to have settled in well after having some counselling.
- He was happy
with the way his medical repatriation from the 2009 operation “was handled
medically but disappointed with the
way mission managed it. Felt that incident
was not seen as important & that his management did not have a great deal to
do with
him post repatn.”
- The
Applicant’s next deployment was for two weeks in early 2011 assisting in a
major natural disaster overseas. The documents
he filled out relating to
psychological wellbeing indicated no adverse psychological responses. He
indicated he did not experience
any distressing memories, thoughts or images
about any other major event that has happened. The psychologist recorded that
initially
“site/patrols” did impact on the Applicant and he had sad
thoughts, especially as he has kids, and even got briefly a
tear in his eye
listening to international teams.
- The
Applicant was deployed to the Mediterranean country from 15 May 2011 to 15 May
2012. The only negative reported to the psychologist
after he returned was a
foot injury which was “annoying but resolving”. He indicated that he
found no event traumatic
during that deployment. The psychologist noted:
- He planned to
continue in the IDG “sees this as his reason for joining AFP”.
- Readjustment
issues/expectations including “try for Tier One leadership course; make
self more competitive for future IDG positions;
sees self as staying in IDG (for
preference)”.
- The challenge is
the uncertainty of future deployments and the direction of
“IDGMC”.
- “Appears
somewhat anxious about plans to rotate current MC members.”
- “Had a lot
to say about dog incident in 2009 operation; the lack of recognition by AFP for
his efforts has always disappointed
him.”
- (The
Mediterreanean country deployment) “was a fantastic mission; contingent
commander was supportive; his family was able to
visit...”.
- His “main
concern is what place he has in the future IDG Mission Component. He believes he
has the skills & experience to
positively contribute to TLPDP – he
wants to be involved in capacity development.”
- Clinical
notes from the medical practice the Applicant attended when at home show
that:
- From 10 May
2013, he was treated and investigated for abdominal issues, including IBS
(irritable bowel syndrome) of which stress was
one trigger. An off-work
certificate was issued for three days.
- On 6 June 2013,
the Applicant was teary, suffering significant stress indicated by “stress
+++” because he was having
a difficult time with his teenage son,
including because the Applicant “has not been around (army)”. The
doctor commented
“will be posted in Sydney for the next 6 months –
which will help”. An off work certificate was issued.
- On 13 June 2013,
the Applicant’s mental health was reviewed. The family would see a
psychologist for family counselling. The
applicant felt a bit of weight off his
shoulders. An off work certificate for a week was issued, “assuming family
counselling
going well”.
- On 21 June 2013,
the consultation was about IBS and other physical conditions. They discussed
triggers, including stress and caffeine.
There was a long discussion about the
son. The doctor commented that “things at home much better this
week”.
- On 25 July 2013
there was review of the Applicant’s physical condition and a social
review. The doctor commented that homelife
was better, with better communication
with the Applicant’s son. An off work certificate was issued.
- On 7 August
2013, the consultation related to the Applicant’s physical condition about
which there was a long discussion, and
referral for an ultra sound. An off-work
certificate was issued.
- On 14 August
2013, the consultation related to physical issues. An off work certificate was
issued.
- On 20 August
2013, the doctor reviewed the Applicant’s physical condition, including an
investigation and referred the Applicant
to a specialist. The family situation
had improved.
- On 23 August
2013, a letter for work was issued.
- On 30 August
2013 the Applicant had seen a specialist. Further investigations were
considered.
- On 5 September
2013, an off work certificate was issued because of IBS.
- On 18 September
2013, there was discussion about the Applicant’s physical condition, the
stress of which had exacerbated the
IBS.
- On 25 September
2013 there was discussion about IBS and a long discussion about the anxiety of
the Applicant and his son. The Applicant
said that he had started karva. The
doctor warned of hallucinogenic and possible liver toxicity. His son had started
taking St Johns
wort, in respect of which the doctor warned of
interactions.
- On 9 and 30
October 2013, the consultations were about a different physical condition,
including referral to a specialist. An off
work certificate was issued on the
latter occasion.
- On 13 November
2013, the problem was chronic back pain.
- On 9 December
2013, there was a debrief about the Applicant’s son who was suffering
depression, had begun medication and psychotherapy,
and was managing much better
which was a great relief to the Applicant. This was a source of anxiety. The
Applicant’s son “has
vomited with stress +++”. Question of
kidney disease was raised.
- On 16 December
2013, scripts were issued, an injection given for a long-standing condition and
the Applicant reported that his son
was doing well which was helping his own
mood and anxiety.
- The
Applicant was cleared by a psychologist for deployment to the Pacific from 21
December 2013 for 52 weeks. He underwent a debrief
after 12 weeks, signing a
confidentiality and consent on 11 March 2014. He filled out a “Demands of
this Deployment”
form in which he indicated that there was “a lot of
stress” from the behaviour of others “attitude” and from
the
threat of danger “ongoing”. He indicated that there was
“moderate stress” from: risk of unauthorised
discharge of weapons;
risk of vehicle accidents; isolation from Australia; separation from family and
friends “ongoing”;
frustration generally “members inaction;
the AFP lack of concern with deployed members; AFP hierarchy “didn’t
care”
and leadership and length of deployment “reward for
effort”.
- In
a “Recent Experiences” form, the Applicant indicated that he had
been bothered “moderately" in the past few months
by repeated disturbing
memories, thoughts or images of a stressful experience from the past; by
repeated, disturbing dreams of a
stressful experience from the past; suddenly
acting or feeling as if a stressful experience from the past was happening again
as
if you were reliving it and feeling very upset when something reminded you of
a stressful experience from the past.
- The
notes of the psychologist are difficult to decipher in parts. The Applicant
found the deployment work deplorable but the living
conditions fine. He was told
“don’t like it leave”. The negatives of the deployment were
the attitudes and prejudices.
He was uncertain whether he would deploy again. He
saw his next role in the “IDG; dog handling”. His long term plans
were to stay in the IDG but he may opt out. He was not sure whether his family
would support another deployment.
- The
psychologist’s comments included:
- “Reported
a positive deployment experience so far and has taken lengths to address team
and wider issues (eg emails re bullying
in one team, racist
comments)”;
- He is
disappointed with “recent changes in conditions & inaction of Comd re
above issues.”
- Is not sure
whether he would deploy again but is currently considering options.
- Family in
(Australia) – “approval for son to visit soon. Family settled (after
previous issues with son).”
- “A little
annoyed with inaction of Exec on issues and not sure whether he will deploy
again – MHS – in normal range;”
- “Tends to
get involved, thus probably exposes self to more (negativity/negative) than
others; however seems to have good team
support, exercise”
- The
Applicant blamed a colleague (C) who was behind him who had a smirk on his face
for the 2014 incident. A couple of days later
he complained to C about what
happened and C replied “Oh you would love it.”
- The
Applicant consulted a GP while on home leave between 15 April 2014 and 1 May
2014. There is no reference to any symptoms of a
mental ailment in the clinical
notes.
- The
evidence, including the statement of C, shows that the Applicant’s son
visited him on mission after the 2014 incident and
before 5 May 2014.
Contemporaneous evidence from offer of VR until VR took
effect
- A
letter from the AFP to Comcare dated 4 November 2014 states that on 5 May 2014,
the AFP requested expressions of interest for a
limited number of VRs across the
whole AFP workforce and that expressing an interest in a VR did not compel any
individual to accept
a redundancy nor did it compel the AFP to offer one.
- On
24 May 2014, AFP Wellbeing Services received an email from the Applicant
requesting an interview. The interview was held on 11
June 2014. The following
is based on the welfare officer’s (WO) file note of that date. The
referral was about an alleged assault
in the workplace. The Applicant reported
that three people in mission had returned home who should have been handled
differently.
Management had let them down. He talked about approaching his then
team leader about his racist comments to local police during the
first month of
the mission. He reported “general and ethnical (sic) problems” with
some members of the mission. He does
not have a lot of confidence in the mission
leadership “due to the double standards” and has been trying to move
on,
including from the 2014 incident which he described. He said that when he
jumped, the dignitary turned to look at him, as did another
AFP member. It
caused him significant embarrassment because of what happened and that it
occurred in front of the dignitary. He recounted
an exchange with the alleged
culprit a few days later in front of another AFP member. When the Applicant said
that he did not “like
clowns pinching my arse”, the alleged culprit
said “you like it, you love it”. The Applicant described another
incident in an Australian territory where the alleged culprit behaved
inappropriately and anecdotal reports of his sexist comments.
The Applicant
expressed concern about bringing up anything as it would not be dealt with
properly, although he was finding it difficult
to move on. The WO and the
Applicant discussed options for reporting the matter. He was not comfortable
with reporting through his
team leader (TL1) or through CRAMS (Complaints
Records and Management System) but consented to record/discuss with the
Confidant
Network (CN). The WO was very supportive of the Applicant. She
contacted the CN and liaised with the Applicant about contacting the
CN four
times in June.
- On
24 June 2014, the Applicant consulted the same GP as in May 2014. The clinical
notes state:
social r/v
- long discussion. complex work situation. physically/emotionally/mentally
demanding
- works for AFP in peacekeeping/educational role in (Pacific country)
- workforce offered voluntary redundancy, pt considering
option
- On
26 June 2014, the Applicant again consulted the GP. Her notes show that there
was a social and mental health review and that the
Applicant had decided to take
VR. She repeated his current work circumstances as before and
recorded:
ethical issues regard workplace morals/culture
(sexism/racism/homophobia), in process of alerting senior officers to the
fact
re-deployed ... this Sunday, looking forward to returning (no
avoidance)
no hypervigilance (more so than job requires)
previous PTSD few years ago
– life threatening situation resulting in many physical injuries while
on the job
– psychologist involved at time
feels mood currently is “very good” and
“positive”
affect: reactive, congruent with mood
has started seeing psychologist betsy lilley
prophylactically
- discussed value of this given change in work status and high pressure
occuptation (sic)
plan:
referral psychologist
- In
response to an email from the WO on 3 July 2014, the Applicant sent her an email
in which he stated that he had been going through
hell deciding on the VR offer
and that it had helped a lot knowing that she was “genuinely providing
support”.
- Later
that day, the Applicant spoke to the WO. He told her that he was apprehensive
about talking to the CN and had been thinking
hard and discussing taking a VR.
He discussed his shame and embarrassment about the 2014 incident and said that
he had been avoiding
C and cringes when he sees C.
- On
8 July 2014, the WO sent an email to a member of the CN. She wrote that the
Applicant had decided to leave the organisation and
advised that he felt
comfortable reporting to his team leader.
- The
following is based on diary notes of an AFP inspector (TL2) who was the team
leader of C and C.
- On
9 July 2014, the Applicant approached TL2, told him about the incident, that he
was shocked by it, and that when he spoke to C
later, C did not take it
seriously. The Applicant said that he wanted to sit down with TL2, C, and TL1.
- On
11 July 2014, the four men met. C did not recall grabbing the Applicant but said
that if he had done such a thing it would only
have been as a joke and in fun
and if he did do it, which he could not remember at all, he gave the Applicant
an unconditional apology.
He and the Applicant shook hands. TL2 observed that it
appeared to be an amicable parting and C left the room.
- TL1
and TL2 then had a conversation with the Applicant about his welfare. It
appeared to TL2 that the Applicant was on the verge of
tears. As the Applicant
indicated that he wished to consider what, if anything, he wished to do about
the incident, no further action
was taken. He was advised if he wished to take
action, the inspectors were obliged to act. He was advised about the reporting
process.
- In
his statement about the incident, C stated the following. He knew the Applicant
from previous deployments and believed they had
a good relationship. He
recounted two conversations with the Applicant after the 2014 incident when the
issue was not referred to
and the Applicant appeared normal. There was an overt
and obvious change in the Applicant’s behaviour for the four to six weeks
leading up to the meeting on 11 July 2014.
- On
13 July 2014, the Applicant sent an email to the WO about the meeting on 11 July
2014 in which he said:
- They want me to
make a decision to either forget it and no further action, or they will report
up the chain.
- He was
disappointed he had not received a reply to an email sent to TL1 in which he
pointed out the contradictions of C’s explanation.
- The problem was
there was no other avenue in mission to get support, apart from colleagues who
were furious about what C had done
to the Applicant and to others.
- It was suggested
that he take a few days mission sick leave and return home to sit down with the
CN and welfare.
- Things changed
for him when he pulled up his previous team leader for extremely racist
comments.
- He wanted to
finish his scheduled deployment and his work with his counterparts with whom he
had some good relationships.
- He did not want
to adjust his end of mission (EOM) and lose financially “because of this
clown”.
- He would be
neglecting his duty if he did not bring the racists, sexist and homophobic and
inappropriate behaviour of a handful of
members to others outside the mission.
- An assault had
been committed against him and C had attempted to grab another colleague’s
genitals since the incident.
- TL2,
who participated in the 11 July 2014 meeting, spoke to the Applicant on 21 July
2014 “predominantly as a welfare check”.
The Applicant said that he
was OK and did not wish to take any action in mission about the matter as he did
not wish to risk being
sent home as a result. When asked what he meant, the
Applicant said that others had been sent home already. He became quite emotional
and reiterated details of the incident and said that he could not watch the
dignitary on television without thinking of the incident.
He said that he was
contemplating what action he might take on his return to Australia several weeks
later when his VR became effective.
Accordingly, no further action was taken.
TL2 had concerns about the Applicant’s mental state and advised TL1 soon
after. From
that time, until he left the mission, it was noticeable that the
Applicant refused to speak to or make eye contact with TL2 again.
- On
20 July 2014, the Applicant submitted his notification of cessation of
employment which nominated 29 August 2014 as his last date
of work.
- On
6 August 2014, the Applicant sent the WO an email in which he said he had two
weeks to go and was struggling. He detailed his dissatisfaction
with his
“bosses” treatment of him, including TL2, and C grabbing another
member’s genitals.
- On
13 August 2014, the WO made a file note about the Applicant’s request for
assistance with early EOM. It repeated the Applicant’s
dissatisfaction
with management, including that there had been no acknowledgment that the 2014
incident had been a criminal offence
and that he had advised that he was
“experiencing triggers” every day.
- On
13 August 2014, the Applicant consulted a doctor in the city where his mission
was located. The doctor’s records included:
Grieve and stress
Patient describes mood symptoms since last February (22/02/2014). Initial
symptomatology after inappropriate behaviour from one of
his colleagues. Since
then he has been struggli (sic) .. episodes. Patient complains that after these
episodes, he cannot feel relief
or comfortable ongoing and he is not able to
manage properly anymore.
...
Diagnosis: Moderate stress Episode.
- On
the same day, the Applicant was approved to leave the mission early and was
given a medical certificate for the period 14 August
– 19 August 2014
before commencing “EA” recreation leave and his VR. The diagnosis
given in the medical certificate
was “Chronic stress episodes”. An
email dated 13 August 2014 from the Office Manager in the Pacific country to
HR-Advisory-Team-IDG
stated that the week before, the Applicant had requested to
bring forward his EOM to 19 August 2014.
- The
Applicant returned to Australia on 14 August 2014.
- On
21 August 2014, the Applicant consulted a different GP in the same practice he
had attended in May and June. The appointment was
about establishing a mental
health care plan “Anxiety”.
- The
Applicant reported the 22 March 2014 incident to an AFP WHS advisor on 27 August
2014 at 07:36 am. He described the incident and
wrote that he turned and saw the
colleague look at him “with a big childish grin” and the incident
caused him “extreme
humiliation and stress”.
- The
following is based on emails and file notes made by the WO.
- On
29 August 2014, the Applicant left a message and sent a text asking the WO to
contact him “ASAP”. In his email, the
Applicant wrote:
...
I have attached a copy of my incident report.
I have been struggling with the fact I am leaving today. I would love a stay
of execution as such on the VR.
Even a week would be ideal to get my head in the right place and see the
psychologist I mentioned to you and my GP which I have an
apt with on Monday.
I also have Comcare forms to fill out and lodge which I will probably need
assistance from (X) to complete with the right required
info.
I touched base with the staff here at HR and they advised that (Y) was in
charge of the VR team and he had mentioned Sep was the cut
off for round
1.
I know it is a biggie but would it be possible to touch base with the VR team
and see if a short extension was available to me due
to the stress involved with
dealing with this incident?
I will accept a rejection of request if it goes that way and take the VR but
an extension would have given me a little more time to
deal with the aftermath
of returning from (the Pacific).
The incident did influence my decision to accept VR, and although will more
than likely accept, I would just like to have those appts
out of the way first
and see their advice.
- The
WO spoke to the person in charge of the VR team and advised the Applicant what
he would have to do if he wished to withdraw his
VR. If there were wellbeing
reasons for the request, that would be considered. He would have to apply that
day as it was his last
day. If his request was approved he would not be offered
another VR in the current process. A short extension was not possible as
his
last day was that day. The Applicant decided not to proceed and requested the WO
to advise the person in charge of the VR team,
which she did. She recorded:
(The Applicant) was unable to answer calls earlier
because he was with the Sydney Office Manager for his farewell and this was an
extremely positive experience in contrast to the (Pacific) Cmdr.
- The
WO recorded that the Applicant’s wife was very supportive of the VR and if
he was single he would not have requested the
VR.
Post VR evidence
- On
16 September 2014, the Applicant consulted the same GP he had on 1 and 4
September 2014. On this occasion, the clinical notes recorded
under the heading
“Problem”:
qworkers (sic) compensation
- incident march 2014 of assault by fellow officer ...
- found this humiliating
- stress +++
- -hx PTSD
(see previous entries)
Plan
psychologist
of work 2 weeks
- In
a letter dated 12 April 2016, that GP stated that she first reviewed the
Applicant with symptoms consistent with PTSD “since
September 2014”.
She wrote that he also “meets the diagnosis of adjustment disorder with
anxiety symptoms” and
the “diagnosis (sic)” “are active
to date”.
- The
following information was provided in the Applicant’s claim for
workers’ compensation received on 5 November 2014.
The claim was for
“anxiety (PTSD?)” which he first noticed on 22 March 2014 relating
to the 2014 incident. He first sought
treatment on 26 June 2014 from his general
practitioner and was referred to Ms Betsy Lilley, psychologist, for treatment.
He had
had counselling. The Applicant stated that he had had similar symptoms,
“PTSD”, “relating to violent arrest resulting
in shoulder,
knee surgery ... 2010”. He had been treated by Ms Lilley. The Applicant
stated that “the offending members
response and the failure of AFP
leadership group to address, acknowledge and act on complaint” actually
injured him.
- On
20 November 2014, Dr Sanders, general practitioner, saw the Applicant for a
routine post-deployment medical examination. She was
at a different practice in
a different city from the other GPs referred to above. She noted in her referral
letter that during examination,
he was highly agitated, had intrusive thoughts,
was dreaming and having flashbacks of incidents on deployment and was concerned
that
he had PTSD. She wrote:
I believe comcare have arranged a psychiatric
appointment for him in December relating to a previous incident (claimed
accepted) in
2010. He is now having more symptoms relating to his (Pacific)
deployment this year.
- Dr
Sanders noted that the Applicant was seeing a psychologist.
- On
15 December 2014, Dr Sanders referred the Applicant to Dr Brian White,
psychiatrist, “for review” urgently. She had
seen the Applicant
“for a routine post-deployment medical”. She was concerned that he
has PTSD and “is rapidly
deteriorating”. She recorded his long
history of work with the AFP, including multiple overseas deployments and his
history
of PTSD, diagnosed in 2010 by a psychologist, following the event in
2009. She noted the 2014 incident and that the Applicant felt
unsupported by his
boss:
Since returning he has had great difficulty
re-integrating. He is having flashbacks, nightmares and difficulty sleeping. I
referred
him to his GP for further management and he tells me he has started
medications,... He has symptoms of hyperarousal. He tells me
he has suicidal
thoughts but would not act on them because of the impact it would have on his
family. (The Applicant) goes on to
tell me that if he was alone then things
would be different.
He has left the AFP and is working in NSW, separated from his
family.
- Ms
Lilley prepared a report dated 24 December 2014 in relation to a compensation
claim setting out her treatment of the Applicant
which included the following.
His then GP referred the Applicant to her on 6 July 2009 with anxiety and
depression plus post traumatic
stress symptoms. She saw the Applicant weekly for
seven sessions. He re-contacted her and attended on 26 April 2014 following an
incident of reported sexual assault by a colleague in the Pacific deployment
during the visit of a dignitary. After describing the
2009 incident, Ms Lilley
wrote:
The task of securing the man pushed (the Applicant)
to the limit of his physical capacity. He had never previously been confronted
by doubts about his physical capacity in the line of work and this, together
with the attacking dogs resulted in a significant post
trauma reaction. He
reported that his immediate superiors made light of the incident and his
injuries and he was not granted leave
for treatment until 2 weeks later.
- She
recorded that the 2014 incident caused:
a startle response and acute embarrassment. He said
that when he reported the incident he again found that the incident was
minimized
and no support was provided.
- Ms
Lilley set out the symptoms the Applicant reported in 2009. Her opinion was that
they were all diagnostic criteria for PTSD.
- The
Applicant told her the following about the 2014 incident:
As a result of the current incident he reported
feeling ‘empty and out of it’ struggles with anger management and
sleeping
and experiencing a loss of identity. ‘If I’m not a
policeman, who am I?”
- She
wrote that those symptoms are also included in the diagnostic
criteria:
I am not aware of any pre-existing or underlying
conditions suffered by (the Applicant) or predisposing factors. As reported to
me
(the Applicant) enjoyed reasonable health and very much enjoyed aspect and
challenges of his career.
I believe the response to the sexual assault incident is an aggravation of
the 2009 incident as the effects of trauma can be cumulative
such that once such
an episode has occurred there is a heightened risk of subsequent post traumatic
reactions even to events that
may have been handled in the past.
...
The Applicant) will need ongoing therapy for his post traumatic disorder,
adjustment to civilian life, anxiety and depression.
I am happy to continue to see (the Applicant) and expect him to respond well
to treatment. Depending on how quickly he finds new employment
he may need as
few as 6 appointments, but rather more if he is unsuccessful gaining
work.
- The
Respondent tendered Ms Lilley’s clinical notes for consultations on 22
October 2014, 5 November 2014 and 18 March 2015.
The note apparently made on 5
November 2014, included:
Ruminating ++
Do best for family
...
Always wanted to do this, defines self x role
Should be leaving (with) pride but disappointed that it’s like
this.
“That was me.” “It hurts to walk away.”
Feel empty (with)out it.
“Feel I’ve been robbed”.
- Comcare
referred the Applicant to Dr Takyar, consultant psychiatrist who prepared a
report dated 8 January 2015. It related to the
claim for
“anxiety/PTSD?” arising from the 2014 incident. During the
assessment, the Applicant said that the 2009 incident
was relevant, related it
in detail and reported subsequently developing several months of various
symptoms and being diagnosed with
PTSD by a psychologist whom he saw roughly six
times:
However, following this period, he was able to go on
various deployments ...
- The
Applicant also related the 2014 incident, including the inadequate response of
his team leader:
(The Applicant) reported a change in his mental state
“straight after” the incident and reported that his mental state
was
its worst point during the meeting in July 2014.
- The
Applicant recounted his symptoms.
- In
Dr Takyar’s opinion, the Applicant presented with a history of adjustment
disorder with mixed anxiety and depressed mood,
as per the DMS-IV-TR criteria.
He noted the previous history of PTSD “though these symptoms appear to
have resolved through
treatment at the time”.
Clinically identifiable symptoms appeared to have
occurred after the incident (in March 2014) and were worsened after a meeting in
July 2014....
His condition is a new condition, unrelated to the previous post-traumatic
stress disorder.
- Dr
Takyar recommended that the Applicant continue to see a psychologist, should be
referred for cognitive behavioural therapy, and
that the antidepressant should
continue at the same dosage.
- Dr
Brian White, psychiatrist, first saw the Applicant on 7 February 2015 and again
on 16 March 2015, and wrote to Dr Sanders after
both appointments. He diagnosed
chronic PTSD with associated anxiety and depression based on trauma and distress
from the 2009 and
2014 experiences. He recommended that the Applicant continue
to see Ms Lilley and adjusted the Applicant’s medication.
- On
4 March 2015, the Applicant told his GP that he was seeing the psychiatrist for
review the next week and was keen to return to
the police force at some stage
but realised that it may not be possible depending on PTSD
treatment/resolution.
- Associate
Professor Paoletti, psychiatrist, saw the Applicant at the request of his
solicitor and prepared a report dated 8 July 2015.
The Applicant told the
doctor:
- He accepted a VR
from the AFP “under duress”;
- Working in the
AFP was his “dream job”;
- About the 2009
incident and the consequential physical and psychiatric impacts;
- In North Africa,
he started to feel the experience he had before, especially in relation to
violent incidents involving children,
from which he found it hard to move on,
but he “put on a brave face”;
- About the 2014
incident and the toxic culture in the AFP on that deployment, how he struggled
to deal with the situation, felt vulnerable,
and unable to perform his
duties;
- He accepted the
VR as a way out and he regrets making a career decision in that context and.
“And, since then ... I haven’t
travelled that well.”
- His symptoms
included nightmares, flashbacks, inability to handle arguments, not socialising,
depression, shocking concentration;
- He feels he is
still a policeman but he could not do that job, but has to accept his new
identity and feels the old one has been taken
from him through no fault of his
own.
- Associate
Professor Paoletti’s opinion was that the Applicant suffers from PTSD with
associated anxiety and depression to which
his employment with the AFP was a
significant contributing factor.
- On
1 August 2015, Dr Brian White sent a letter requesting admission for the
Applicant for the PTSD programme at a private hospital:
More recently he was very distressed with experiences
in (2009) and (2014). Some aspects of this were traumatic and others rather
distressing. These have produced persistent anxiety and depression. I also
consider that he has a chronic PTSD.
...
He continues to have intrusive distressing memories, particularly of a boy
who died in (the 2007-2008 deployment). He still has recurrent
nightmares about
incidents in his police service.
- Dr
Brian White saw the Applicant again on 18 March 2016 and wrote a report to the
GP. He noted that the Applicant had quite severe
and persistent anxiety. His
primary diagnosis was chronic PTSD due to experiences in the AFP, the most
salient being the 2009 incident.
He noted that Comcare had not accepted PTSD but
had accepted Adjustment Disorder with Anxiety, which he did not consider to be
the
primary condition, but accepted that the Applicant met the criteria for that
condition:
due to stresses of his employment with the AFP. This
was caused by traumatic and stressful experiences during his service as a
policeman
in the AFP.
...
The issue of the exact diagnosis is an obfuscation and a way of not accepting
appropriate liability.
- Dr
Brian White noted that the Applicant had lost two jobs in recent months due to
his poor concentration, anxiety and agitation, had
a casual job that was not
sustainable, and was seeking other employment. He considered that he was unfit
for any full time employment,
but needed the income.
- On
16 May 2016 the Applicant had completed a form claiming an injury of PTSD
suffered in the 2009 incident. He nominated 22 March
2014 as the date he first
noticed symptoms of the injury. On 8 June 2016 he signed a Workers Compensation
Claim Form for PTSD caused
by several incidents, “the most salient being
on 9 February 2009”; he first noticed symptoms on 6 February 2009. These
forms relate to proceedings 2016/5923 which were withdrawn.
- On
2 August 2016, Dr Brian White reported to the Applicant’s GP. He
maintained his primary diagnosis of chronic PTSD due to
experiences in the AFP;
the Applicant also had adjustment disorder with anxiety.
- Dr
Derek Lovell assessed the Applicant at the request of the Respondent on 9 August
2016 and wrote a report dated 25 August 2016.
At that time, the Applicant had
finished a two-month position that he disliked due to pressure and the work
demands being too fast
paced. He had commenced restricted work delivering bread
and process serving upon his GP’s advice. Dr Lovell recorded a history
including the 2009 and 2014 incidents, treatment by Ms Lilley after 2009 and her
comment in her report dated 24 December 2014 that
he had responded well to
treatment and was able to return to work.
- Dr
Lovell reported that the Applicant returned to Australia on leave in April/May
2014 and spoke to his wife about his unhappiness
with the workplace culture. She
suggested that it was “doing his head in” and that he should get
out, however he went
back. On his return, he was offered a VR, could not see the
conflict resolving, and accepted it. Subsequently, he wished to revoke
the VR as
he “knew he had made a mistake leaving”, and that upon leaving the
AFP, he lost the sense of who he was and
still believes that he is nothing
without his former work role as he used it to define himself.
- Dr
Lovell recorded that the Applicant felt anxious when a co-worker at the state
government department was attacked by pig dogs. He
wished to get into
investigations with a private firm and took a job in security but felt it was
too much.
- Dr
Lovell recorded the Applicant’s psychological complaints of interrupted
sleep, dreams which he cannot remember, variable
energy levels, irritability
towards authority figures, and snappy if there are tight deadlines, more easily
flustered and less organised,
anxious in crowds, awakes feeling disappointed in
himself and feels ashamed of not being who he was previously, i.e., an AFP
officer.
He feels humiliated by the loss of work role. At times he is vague in
his concentration. He panicked the night before when he received
a renewal
notice with the expiry date which he thought had the wrong month. He feels
anxious around vicious dogs. He intervened in
a domestic dispute at
McDonald’s but felt distressed after doing so.
- The
Applicant was receiving counselling from Ms Lilley, attending Dr Brian White
once a month, and taking medication.
- Dr
Lovell reviewed filed records including reports of Dr Brian White and Dr Takyar,
and the following:
- AFP wellbeing
service case note dated 29 August 2014 discussing the implications of rescinding
the VR;
- The report of Ms
Lilley, dated 24 December 2014 which “indicated that as a result of the
2014 incident, the Applicant accepted
VR”, and he felt empty and out of
it, struggled with anger management and sleep and had lost identity. She quoted
the Applicant:
“If I am not a policeman who am I?”
- Dr
Lovell disagreed with Ms Lilley’s opinion that the 2014 incident
aggravated his 2009 symptoms of trauma. In his opinion,
the Applicant’s
current symptoms were a result of loss of role identity. He accepted that the
Applicant fulfilled the criteria
for PSTD after the 2009 incident and recorded
that the Applicant attended counselling after suffering a panic attack, was
vague as
to the duration of his symptoms, but recovered and subsequently had a
number of overseas deployments and functioned well without
need for further
treatment.
- Dr
Lovell disagreed with the diagnoses of Dr Takyar and Dr Brian White. In his
opinion, the major stress was the Applicant’s
decision to leave the AFP
and take VR, and the loss of job role which had been a way of maintaining his
identity and self-esteem.
The Applicant wished to rescind the VR. It seemed
likely that the Applicant had developed major depression as a result of this
loss.
He had had difficulties establishing a vocational path. There were
symptoms of anxiety which are comorbid which do not represent
PTSD; there is
phobic avoidance of dogs, and:
His mental state shows no avoidance about talking in
great detail about both incidents and is not consistent with a presentation of
(PTSD).
- Dr
Brian White wrote a report dated 31 August 2016 at the request of the
Applicant’s then solicitor. He saw the Applicant on
1 August 2016. He
maintained his primary diagnosis of chronic PTSD due to experiences in the AFP
and Adjustment Disorder with Anxiety.
He recorded symptoms including poor,
restless sleep, hitting out, waking soaked in sweat, distressing nightmares the
content of which
he cannot recall within a short period of time, difficulty
maintaining activities of daily living and recurrent thoughts of suicide,
although no active plans. The Applicant was “struggling and trying to
maintain some employment but he is still very erratic.
He has poor
concentration, is forgetful and irritable and gets into arguments with
people”.
- Dr
Brian White recommended that he continue to see Ms Lilley and needed more
regular follow up with a psychiatrist nearer to where
he lived. He recommended
adjustment to his medication and, in the longer term, a specific PTSD inpatient
programme.
- Dr
Victoria Kim, consultant psychiatrist began treating the Applicant. Her first
report is to the GP and dated 10 October 2016. She
recorded a seven year history
of a number of mood and anxiety symptoms indicative of PTSD and a number of
incidents, including that
of 2009. The Applicant complained of lack of support
after each incident and that he was not in a good frame of mind to make a right
decision in 2014 when he took VR. He reported feeling let down by the culture in
the job with the NSW Government. He tried two other
jobs. Dr Kim
commented:
It sounds like his ongoing hyper vigilance, marked
cognitive impairment and difficulty managing his emotions stopped him from
performing
well at work. A number of failures in the recent job trials seems to
have severely impacted on his self-confidence too.
- Dr
Kim noted that the Applicant described feeling very proud of working as a police
officer and serving his country and was very keen
to go back to a meaningful
job. She could sense his frustration about his inability to do so. She diagnosed
PTSD. They discussed
the Applicant doing a three week inpatient psycho-education
program about traumas, PTSD, and coping strategies.
- On
21 October 2016 Dr Kim saw the Applicant again and sent a report of that date to
his GP and a copy to Comcare. He presented very
distressed, bursting into tears
and breaking down a couple of time. He said that a former colleague from the
south-east Asia deployment
had suicided. He could mirror himself in a lot of
what his colleague went through.
We had a lengthy discussion on what he was going
through at the time of his voluntary redundancy. He states that he didn’t
know
what he struggled with was post-traumatic stress disorder and he thought
that he didn’t want to go on sick leave at the time
although the doctor
who he saw was concerned about his mental state then.
- Dr
Kim reviewed the Applicant on three occasions in November 2016. Dr Kim reported
to the GP and Comcare that the Applicant presented
scattered and incoherent on 3
November 2016, having presented the previous day in crisis, and told her that he
was not coping due
to panic attacks. He was trying to provide financially for
his family over Christmas but the job made him extremely anxious, frustrated
and
angry. By 10 November 2016 the Applicant was ‘a bit more settled’.
Dr Kim described that his symptoms had significantly
impacted on his social
functioning and relationship with his family. The Applicant was apprehensive
about the conciliation with Comcare
on 16 November 2016. On 23 November 2016, Dr
Kim noted that the Applicant going into fight or flight mode by any perceived
danger
is a hallmark of PTSD. The Applicant had been isolating himself. She
recommended an inpatient PTSD program, followed up by outpatient
trauma focused
work.
- The
Applicant saw Dr Gregory White , consultant psychiatrist on 24 November 2016 at
the request of his solicitors. The doctor prepared
a report the same day. When
asked the reason for attending, the Applicant said:
It’s about someone not listening to us about
PTSD.. I’ve had it since 2009 ...
- The
Applicant provided a history of then being deployed to North Africa, of not
being himself, being fragile, having nightmares and
taking VR because of the
2014 incident.
Since 2014, (the Applicant) had been “a mess
... I hadn’t been well at any stage since 2009, and I haven’t been
well since”.
- Dr
Gregory White said that the Applicant described symptoms of PTSD and anxiety and
depression and acknowledged that he had been known
for longstanding tendencies
to orderliness and perfectionism. The Applicant denied significant long-term
anxiety, instability of
mood, impulsivity, antisocial behaviour, anger
management, problems with self-esteem issues.
- Dr
Gregory White diagnosed (1) PTSD and (2) adjustment disorder with mixed anxiety
and depressed mood and alcohol use disorder. In
his opinion, the main
contributing circumstance to the Applicant’s conditions were the 2009
incident, other traumatic events
during deployments and the 2014 incident. His
diagnosis (2) was for practical purposes the same as adjustment reaction with
anxious
mood albeit with the additional acknowledgment of low mood.
- Dr
Gregory White agreed with the opinions of treating psychiatrist, Dr Brian White.
He criticised Dr Lovell’s opinion on the
following grounds:
- He did not
describe the Applicant’s emotional reaction at the time of the 2009
incident or immediately thereafter.
- He disagreed
with the Dr Lovell’s opinion that it is “most unusual in the cases
of PTSD” that the Applicant described
the incident in great detail without
being distressed, nothing that individuals react in a myriad of ways bot trauma
and to independent
medical examinations, and referred to Lindy Chamberlain after
a dingo had taken her baby from a tent.
- Dr Lovell
reported the Applicant as having “described a recovery” by October
2009, “although he remained very anxious
around dogs”. Dr Gregory
White noted that Dr Lovell had not commented on the presence or absence of PTSD
symptoms. The Applicant
had provided Dr Gregory White with an eloquent
description of an ability to maintain employment in the face of persistent PTSD
symptoms,
“which is not an uncommon scenario”.
- Dr Lovell did
not describe the presence of PTSD symptoms such as “dreams”,
insomnia, irritability, and social anxiety,
which in Dr Gregory White ’s
opinion is difficult to ascribe to a “loss of role identity”.
- On
12 December 2016 the Respondent decided that the Applicant had no present
entitlement to compensation in respect of adjustment
reaction with anxious mood,
which was affirmed on reconsideration on 24 January 2017.
- Dr
Kim reviewed the applicant on 27 January 2017, 3 February 2017 and 19 May 2017,
during this period Dr Kim recorded that the Applicant:
- sought to work
in the country against her advice;
- said that the
conciliation had been rescheduled for 28 February 2017 by phone;
- left the job in
the country after a day due to a meltdown after hearing news of another AFP
member committing suicide;
- sought to get
his superannuation released to pay for an inpatient program that Dr Kim
recommended;
- continued
medication with adjustments but had not started medication prescribed for
nightmares and flashbacks;
- had not followed
her referral to a psychologist for trauma focused therapy and was aware that it
would be hard to expect significant
improvement unless he engages in
treatment.
- Associate
Professor Michael Robertson wrote a report dated 23 August 2017 at the request
of the Applicant’s solicitor, having
assessed the Applicant on 21 August
2017. He had been provided with reports from Dr Brian White, Dr Takyar, Dr
Gregory White , Ms
Lilley and Dr Lovell. He wrote a further report dated 25
August 2017 in response to questions from the solicitor. Relevantly, he
confirmed how the AFP service contributed to a significant degree to the
development of the psychological condition.
- The
Applicant told Associate Professor Robertson about incidents during his service
in the state police force and AFP deployments.
In addition to the deployments
set out at the beginning of this decision, the Applicant said that after 2009,
he worked briefly on
an island where he was affronted by the
“reprehensible government policy” towards asylum seekers. He was
tasked with
overseeing deportation and subduing riots. On another deployment,
the bulk of his work was the retrieval of the remains of victims
of a natural
disaster. His mental state was buffeted by “the destruction and
death”. His canonical memory was of a bulldozer
driver who was profoundly
distressed upon discovering a body in the rubble. During his deployment in the
Mediterranean country, his
duties were challenging because of the
“pettiness” of police officers in that country.
- Associate
Professor Robertson’s opinion was that:
- the Applicant
presented with chronic dissociative subtype (PTSD) which is persisting and has
led to a significant degree of impairment
in interpersonal, vocational and
social domains. The Applicant had clearly had periods of significant depressive
symptoms, which
in the DSM 5 reformulation of PTSD, form an intrinsic part of
the disorder. There had been previous instances of major depression
and alcohol
use.
- The diagnosis of
“adjustment disorder” was superfluous. It was more appropriate to
attribute “the observed psychopathological
responses to psychosocial
stress to exacerbations of established PTSD”.
- Dr Lovell seemed
to have dismissed the significance of PTSD to the Applicant’s current
presentation and over-interpreted the
absence of emotional distress at the time
of interview. That observation was explicable in terms of the Applicant’s
dissociative
symptoms. Dr Lovell had overly emphasised the significance of the
“dog incident”. There were many traumatic stressors
over the course
of the Applicant’s duties with the AFP that were of equal significance to
the evolution of his psychiatric
disorder.
- In
the 23 August 2017 report, Associate Professor Robertson wrote that the cause of
the Applicant’s psychological condition
was that throughout the course of
his service with the AFP, he has been subject to a store of a traumatic stress
dating from his
initial service in south-east Asia although he reported that he
found his period of service in the Pacific (2014) to be the most
psychologically
toxic. When asked to confirm explicitly that AFP service had contributed to a
significant degree to the development
of the Applicant’s psychological
condition(s), Associate Professor Robertson wrote in his 25 August 2017
report:
(The Applicant’s) service with the AFP
represented the vast majority of traumatic stress incidence of relevance to his
subsequent
mental health problems. Moreover, (the Applicant) only endorsed
psychiatric symptoms and demonstrated concomitant impairment of social,
occupational and interpersonal functioning during his service with the AFP, in
2009 when it appeared that surgery had precipitated
the
symptoms.
- Associate
Professor Robertson’s premise was that the Applicant’s PTSD evolved
gradually over a course of many years and
therefore there should be some
liability apportioned to pre-AFP service, “even though he reports that he
did not experience
psychological distress at the time he served
there”.
- On
14 November 2017, Dr Kim reviewed the Applicant and reported to the
Applicant’s GP. He had presented calmer and brighter
and was hoping to do
the inpatient program. He had been in fortnightly contact with Ms Lilley. He had
still not taken the medication
prescribed for nightmares and flashbacks. He was
seeking a medical certificate so he could start a new job. Dr Kim was concerned
about inadequate treatment for PTSD.
- On
20 November 2017, Ms Lilley prepared a report at the request of the
Applicant’s solicitor. The Applicant had re-contacted
her in August 2017
due to his continuing distress related to the denial of his claim for PTSD which
he believed was because his statement
“if I’m not a police officer,
what am I?” being misinterpreted and taken out of context by Dr Lovell.
She set out
detail about her contact in 2009. Her note of the 10 July 2009
appointment was: “Dissociation? but he showed significant symptoms
of
PTSD.” She wrote that that was the first traumatic incident for which the
Applicant had sought help but not his first experience.
She quoted Associate
Professor Robertson’s “comprehensive” history of trauma
exposure and explanation of the cumulative
effect of trauma “such that no
further explanation is needed here”. She agreed with his opinion. She
observed that PTSD
is more often managed than resolved completely and can
reappear as a result of further exposure to trauma. She believed the 2014
incident and no support from “Command” resulted in the resurgence of
PTSD.
- Dr
Lovell prepared a supplementary report dated 21 February 2018 at the request of
Respondent, having been provided with a large volume
of documentation which he
considered. In his opinion, the Applicant’s symptoms on 9 August 2016 were
not of sufficient severity
to meet the criteria for PTSD. He commented that the
Applicant’s presentation to Dr Kim was quite different from how he
presented
to Dr Lovell. Similarly, the Applicant’s reports to Dr Gregory
White of flashbacks twice a week, nightmares involving dogs,
startling easily,
and being hyper alert were not evident when Dr Lovell saw the Applicant. He
agreed with Dr Gregory White that individuals
react in a myriad of ways but it
is usual for PTSD sufferers to avoid talking about traumatic events. He noted
that Dr Gregory White
maintained that the Applicant had not recovered from the
2009 incident. Dr Lovell commented that he had functioned effectively in
the
workplace, noting Ms Lilley’s opinion in her letter of 1 October 2009
that:
(the Applicant) appears to have made a very good
recovery from his traumatic episode at work. He reported no further flashbacks
or
nightmares and appears not to be overanxious or depressed. (He) reported that
he is enjoying life, has a good perspective on work/family
priorities and a good
understanding of the dangers inherent in his work.
- Dr
Lovell detailed the symptoms the Applicant provided to Associate Professor
Robertson and noted the doctor’s statement that
it is possible that the
disparities between various independent examinations speak to the fluctuating
nature of his PTSD symptoms
which have become more pervasive and consistent. Dr
Lovell continued:
It also may be possible that given the difficulties
he has had in finding employment and his problems adapting to life outside the
AFP and his anger regarding not being accepted back that he has focused on
symptoms of posttraumatic stress disorder.
- In
response to Associate Professor Robertson’s comments that Dr Lovell had
dismissed the significance of PTSD and over-interpreted
the absence of emotional
distress at the time of interview which is explicable in terms of dissociative
symptoms, Dr Lovell said
that there was no history of dissociation.
I believe it is also explicable on the basis of major
depression rather than posttraumatic stress disorder.
- Dr
Lovell prepared a report for the Respondent dated 2 August 2018. It included the
following information. He had seen the Applicant
the previous day. The Applicant
had not worked since April 2017. He had been discharged from a three-week phase
one of a PTSD inpatient
course on 27 June 2018. The Applicant focused on his
2014 deployment and again indicated that he should not have accepted VR. In
a
brief report dated 17 October 2018, Dr Lovell corrected a typographical error in
relation to VR.
- Later
in the 2 August 2018 report, Dr Lovell recorded that the Applicant said he does
not like police, whom he sees as incompetent,
and he had “pined for the
AFP” after he left, misses it, but cannot do it. He considered that prior
to his 2014 deployment,
people looked up to and respected him. He was fit and
competent. In addition to the 2014 incident and toxic culture among his
colleagues,
the Applicant talked about traumatic events including murders, rapes
and threats. He recounted his post VR employment history. He
related his current
psychological complaints.
- Dr
Lovell’s diagnosis was:
He suffers from a partially treated major depression
and an adjustment disorder with anxiety and depressed mood occurring on a
background
of narcissistic personality traits.
He has been diagnosed with suffering from a (PTSD) and undergone very
significant treatment for this condition which has shaped his
presentation.
- Dr
Lovell recommended that his medication be changed to an SNRI
(Serotonin–norepinephrine reuptake inhibitor) antidepressant
and that he
be treated for major depressive disorder. He remained of the view that there was
no significant contribution from earlier
postings. In his opinion, the most
significant contributing difficulties were with the colleague involved in the
2014 incident. The
Applicant developed an adjustment disorder. It is likely that
when excluded from the group he developed depressive symptoms. He had
not
altered his earlier opinion.
- Dr
Lovell observed that the Applicant’s anger has increased with the denial
of his claim and ongoing litigation.
- Associate
Professor Robertson saw the Applicant again on 24 October 2018 and wrote a
report dated 25 October 2018. The Applicant reported
that:
- his
“psychiatric symptoms are highly reactive and this has recently triggered
by a news item which precipitated a flurry of
nightmares and
flashbacks”;
- he is
“hyperaroused and hypervigilant and has initial and middle insomnia, and
ongoing phobic-avoidant behaviour”;
- he was
increasingly withdrawn from family life and does not enjoy family or social
activities, preferring to remain in a “safe
place”;
- he had had
several incidents of conflict when he was an inpatient when he felt a person was
behaving in an inappropriate manner, which
he believed spiked his level of
irritability and “hypervigilance”;
- he experience
periods of “derealisation and emotional numbing”;
- he was variably
“dysphoric” rather than having a pervasively depressed mood;
- he had ongoing
difficulties with concentration and short-term memory, with difficulty
completing tasks, problems focussing and concentrating
and being quite
distractible;
- there had been
no “concurrent psychosocial stressors beyond the travails of
litigation”. The Applicant reported some occasional
lapses in heavy
periods of drinking.
- Associate
Professor Robertson reported the Applicant’s physical conditions. On that
occasion, the Applicant was dishevelled,
unshaven and wore dirty clothes.
Associate Professor Robertson’s diagnosis was that the Applicant suffers
chronic PTSD with
prominent dissociative symptoms as described in the previous
consultation. He stated that there were some depressive symptoms, although
PTSD
is the primary disorder.
- He
disagreed with Dr Lovell’s assessment of the Applicant’s narcissism
and accepted that “there is a modicum of
depressive symptoms
evident”. He considered that Dr Lovell had minimised the degree of
disturbance arising from PTSD disorder,
which Dr Lovell appears to cast as
“either a form of contagion from fellow patients or the influence of
treating clinicians,
or abnormal illness behaviour reinforced by
treatment”. Associate Professor Robertson pointed to the inconsistency
between
Dr Lovell’s re-assessment of the Applicant’s presentation
and the observations of other assessments, and in particular
a series of
observations by clinicians in the course of his treatment. He did
comment:
This seems to be an instance of reasonable minds
differing.
- In
his opinion, there was partial attribution to the Applicant’s service in
the state police force but the majority to his AFP
service.
- Dr
Kim reviewed the Applicant on an urgent basis on 11 December 2018. He was
shocked by the suicide of a former colleague a few days
before. He was not sure
if he could focus on the inpatient program that he was to be admitted to the day
before. He reported that
he had suffered a panic attack on the way to the
appointment after helping an elderly man who was very unwell. Dr Kim wrote that
that was a good example of his current state and how his PTSD has impacted on
his functioning. She strongly disagreed with Dr Lovell’s
comment about
narcissistic personality traits. In her opinion, the Applicant meets the full
diagnostic criteria for PTSD and associated
depression and high level of anxiety
in the context of his AFP service and lack of support there.
Consideration
- The
overwhelming body of post VR medical evidence supports a finding that the
appropriate diagnosis is PTSD and that it was caused
by the various traumatic
incidents the Applicant reported had occurred while on various deployments,
including in 2009. Associate
Professor Robertson, who supported that opinion,
gave oral evidence. He maintained his opinion.
- That
evidence fails to adequately consider the contemporaneous evidence from the
Applicant’s first deployment until his VR took
effect.
- Ms
Lilley’s evidence was that he recovered from the 2009 PTSD symptoms. He
worked thereafter without further symptoms, including
on several overseas
deployments. He consulted Ms Lilley in 2014 after the 2014 incident and in
relation to the offer of VR, which
suggests that if he had needed professional
psychological assistance after 2009 he would have sought it, and he found making
the
VR decision very difficult. He also sought the assistance of his GP in
relation to making that decision, which reinforces the latter
finding. He tried
to withdraw his acceptance of VR and has repeatedly stated in various ways that
he regretted his decision. He has
said if he had been single he would not have
accepted VR.
- The
evidence shows that Applicant’s work as a policeman was his identity. He
had worked as a policeman at the state and federal
levels for 16 years. He held
the AFP in very high regard and was very proud to serve as a member. Serving in
the Mediterranean country
was his reason for joining. Achieving that goal was
his most satisfying deployment.
- The
evidence shows that the Applicant had long standing grievances about:
- the failure of
AFP leadership;
- the behaviour of
his colleagues on deployment;
- the lack of
recognition and support he received from his commanders;
- his lack of
promotion to team leadership.
- He
expressed those grievances in relation to the pre-March 2014 experiences on
deployment in the Pacific and the 2014 incident.
- The
pre-VR evidence shows that the Applicant’s family was paramount. His son
had suffered problems at least from the North African
deployment, and more
seriously in 2013 before the Pacific deployment, when the Applicant also
suffered physical health issues which
caused him stress.
- The
Applicant was very conscious of the impact of his deployments on his family. He
had a longstanding concern about his physical
ageing and health in relation his
work. He had thought about not taking further deployments or opting out, from
March 2014.
- Although
the Applicant’s evidence is to the effect that it was his treatment during
the 2014 deployment that caused him to take
VR, the evidence shows that there
were a number of considerations which led the Applicant to make that
decision.
- The
only contemporaneous evidence of the Applicant reporting the 2014 incident
before the offer of VR was made on 5 May 2014, is Ms
Lilley’s statement in
her 24 December 2014 report, that he contacted her and attended on 26 April 2014
following an incident
of reported sexual assault by a colleague in the Pacific
during the dignitary’s visit. The only clinical notes from her practice
in
evidence were dated 22 October 2014, 5 November 2014 and 18 March 2015.
- The
next indication of the Applicant’s concern about the 2014 incident is his
request to AFP Wellbeing Services on 24 May 2014,
after the offer of VR. During
the interview on 11 June 2014, the term “sexual” assault was not
referred to. He described
significant embarrassment.
-
He then went through “hell” considering whether to accept VR,
consulting his GP at the end of June, and according to
the Applicant’s
evidence, he had the same conversation with Ms Lilley. He said that he asked to
speak to her to decide what
to do.
- The
GP’s clinical note of 26 June 2014 shows that he had decided to accept VR
by that date. He had accepted by 8 July 2014.
After that, he approached the
inspector about the 2014 incident and the 11 July 2014 meeting took place. The
evidence of one of the
inspectors is that both inspectors/team leaders were
concerned about the Applicant’s mental health after that meeting.
- His
struggle and dissatisfaction thereafter until his VR took effect are summarised
above under the heading “Contemporaneous
evidence from offer of VR until
VR took effect”. The Applicant’s recitation of the 2014 incident
evolved over time from
inappropriate conduct causing him embarrassment and
humiliation, to an assault, a criminal offence, and finally, a sexual assault.
-
In her letter dated 12 April 2016, in the context of a compensation claim, his
GP stated that she first reviewed the Applicant with
symptoms consistent with
PTSD since September 2014, which was after he had decided to make a compensation
claim, as he advised the
WO on 29 August 2014. Notably, in the clinical note
made by another GP in the same practice on 26 June 2014 are the comments that
there was no avoidance, he was looking forward to returning (to the Pacific),
and no hypervigilance, and felt his mood was “very
good” and
“positive”. Those comments are inconsistent with the Applicant
suffering PTSD at that time. It is also
relevant that he was seeing his
psychologist then “prophylactically”, that is, preventatively, which
indicates that he
was not suffering from a mental ailment.
- The
Applicant has been reflecting on his career in the AFP since the offer of VR on
5 May 2014 and his decision to accept VR and then
through the lens of multiple
compensation claims focussing on PTSD since around September 2014. He is
entrenched in his belief that
he suffers from PTSD which has been reinforced by
the treating doctors, his psychologist, and doctors who have assessed him for
medico-legal
purposes. To the extent that his evidence was inconsistent with the
contemporaneous evidence until he left the AFP at the end of
August 2014, the
Tribunal does not accept it. Thereafter, the Applicant was unwell, aggrieved,
and increasingly angry and frustrated
by the processes relating to his multiple
compensation claims..
- The
submission that the Applicant took VR because he was already sick is not
accepted. His mental health deteriorated after the offer
of VR was made and then
accepted. That he was repatriated early from the Pacific on 14 August 2014 is
consistent with him facing
the reality of his decision that he was leaving the
AFP, which he tried to change on 29 August 2014.
- Counsel
for the Applicant argued that the lack of medical records to corroborate the
Applicant’s symptoms between 2010 and 2013
was explained by the Applicant
being on international postings during that period and that Dr Lovell conceded
that the patient is
sometimes the last to know that they are mentally ill.
Counsel also referred to the Applicant’s evidence about “getting
back on the horse” for every posting and that the events during his
Pacific posting was when “pretty much the tub overflowed”.
- Counsel
for the Applicant argued that it was common ground that the Applicant was
genuine and honest. The Tribunal accepts that the
Applicant genuinely believes
that he has PTSD, is aggrieved with the AFP and he does suffer from a mental
ailment.
- Of
the medical opinions in evidence, Dr Lovell’s consideration best reflects
the facts of the Applicant’s case. Dr Lovell
gave oral evidence and
maintained his opinions.
-
The Tribunal has had the benefit of much more evidence than any of the
practitioners who have considered the Applicant’s condition.
It has also
had the benefit of legal argument and time to consider the matter.
- As
Dr Lovell said, while the Applicant witnessed traumatic events during his
service which could have caused PTSD, they did not. There
is no evidence that
the Applicant suffered from PTSD prior to the dog attack. Ms Lilley’s
evidence in her December 2014 report
was that he responded well to treatment and
was able to return to work. Dr Lovell referred also to a letter from Ms Lilley
dated
1 October 2009 in which she wrote that he had recovered. The lack of
reports or records of mental health issues until 2014, apart
from in relation to
personal issues, support a conclusion that the Applicant’s employment with
the AFP was not impacting adversely
on his mental health from 2009 to 2014. His
most satisfying deployment in the Mediterranean country occurred during that
period.
Ms Lilley’s clinical notes and report of 24 December 2014 did not
reflect the history later recorded by other practitioners,
including Associate
Professor Robertson, of the impact on the Applicant of a number of traumatic
incidents during several deployments.
- Dr
Takyar’s opinion that the Applicant’s condition was a new condition,
unrelated to his previous PTSD, supports a finding
that the Applicant was not
suffering from PTSD after his 2014 deployment.
- The
Tribunal does not accept the diagnosis of PTSD. The Applicant is not entitled to
compensation under s 14 of the SRC Act for PTSD
as a result of “the nature
and conditions of his employment with the AFP” from 2007 to 2014, namely a
number of alleged
traumatic incidents while on various deployments abroad and
within in Australia.
Decision
- For
the above reasons, the reviewable decision is
affirmed.
I certify that the preceding 156 (one hundred and fifty-six) paragraphs
are a true copy of the reasons for the decision herein of
Mrs J C Kelly, Senior
Member.
|
...................................[SGD].....................................
Associate
Dated: 28 November 2019
Date(s) of hearing:
|
11 February 2019, 11 & 12 April 2019
|
Counsel for the Applicant:
|
Mr J Mrsic
|
Solicitors
for the Applicant:
|
Ms A Nair, Carroll & O'Dea Lawyers
|
Counsel for the Respondent:
|
Mr M Snell
|
Solicitors for the Respondent:
|
Mr A Ghaleb, Lehmann Snell Lawyers
|
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URL: http://www.austlii.edu.au/au/cases/cth/AATA/2019/5028.html