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Minister for Immigration and Border Protection v Guder [2018] FCA 626 (11 May 2018)
Last Updated: 11 May 2018
FEDERAL COURT OF AUSTRALIA
Minister for Immigration and Border
Protection v Guder [2018] FCA 626
Appeal from:
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File number:
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NSD 2091 of 2017
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Judge:
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GRIFFITHS J
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Date of judgment:
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Catchwords:
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MIGRATION – appeal from a judgment of
the Federal Circuit Court of Australia – whether the primary judge erred
in finding that
the Administrative Appeals Tribunal ( AAT) breached s 360
of the Migration Act 1958 (Cth) (the Act) by failing to
provide a meaningful opportunity for the appellant to address whether she should
be afforded more time within the
period of three years prescribed by IMMI 15/028
to attempt to satisfy the English language proficiency requirements in clause
457.223(4)(eb)
in Sch 2 to the Act – whether the primary judge
misconstrued or misapplied the test for apprehended bias and thus erred in
finding that the AAT
committed jurisdictional error on the basis of a reasonable
apprehension of bias – appeal dismissed, with costs
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Legislation:
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Cases cited:
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Minister for Immigration and Multicultural and Indigenous Affairs v SCAR
[2003] FCAFC 126; 128 FCR 553
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Registry:
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New South Wales
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Division:
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General Division
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National Practice Area:
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Administrative and Constitutional Law and Human Rights
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Category:
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Catchwords
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Number of paragraphs:
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Counsel for the Appellant:
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Solicitor for the Appellant:
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Mills Oakley
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Counsel for the Respondents:
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Mr C Jackson with Mr P Berg
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Solicitor for the Respondents:
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City of Sydney Lawyers
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ORDERS
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MINISTER FOR IMMIGRATION AND BORDER
PROTECTIONAppellant
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AND:
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THE COURT ORDERS THAT:
- The
appeal be dismissed.
- The
appellant pay the costs of the first to fourth respondents, as agreed or
assessed.
REASONS FOR
JUDGMENT
GRIFFITHS J:
- This
is an appeal by the Minister for Immigration and Border Protection (the
Minister) from a judgment of the Federal Circuit Court of Australia
(FCCA). The judgment is reported as Guder v Minister for Immigration
and Border Protection [2017] FCCA 2527.
Summary of background facts
- The
first respondent, Mrs Guder , is a citizen of Turkey. Her husband is the second
respondent and her two children are the third
and fourth respondents
respectively. On 22 December 2014, Mrs Guder made an application for
the grant of a subclass 457 visa on
the basis of her occupation as a chef. Her
family members were included as part of the application.
- One
of the requirements for the grant of a subclass 457 visa was that the visa
applicant has undertaken a language test specified
by the Minister in a
legislative instrument and achieved, within the period specified by the Minister
and in a single attempt at
the test, the score specified by the Minister in the
instrument. The specified period is three years from the date of application
for a subclass 457 visa (see [15(b)] below).
- The
application for the visa was refused by the delegate on 10 April 2015 on
the basis that Mrs Guder did not satisfy the language
test requirements.
This was because the test results for her IELTS examination were below the
required levels.
- Mrs
Guder sought a review of the delegate’s decision in the Administrative
Appeals Tribunal (AAT). Mrs Guder was initially represented by a
migration agent but, as will shortly emerge, the agent did not attend the AAT
hearing
which was conducted on 4 December 2015. The migration agent and
presumably Mrs Guder were notified by the AAT of its standard requirements
that all evidence in support of the review application be provided to the AAT
prior to the hearing. Mrs Guder ’s migration
agent sent copies of her
IELTS results for five tests sat by her in 2014 and 2015 to the AAT, none of
which met the language requirement.
- The
delegate’s decision was affirmed by the AAT on 8 December 2015, which
date was before the expiration of the three year period
referred to above. It
was noted that none of the various IELTS test results provided by Mrs Guder
prior to the AAT hearing showed
that she had met the minimum required scores.
The AAT noted at [8] of its reasons for decision that Mrs Guder had
acknowledged this
fact during the course of the hearing.
- As
noted above, Mrs Guder ’s migration agent did not attend the AAT
hearing. In an affidavit filed in the FCCA, Mrs Guder explained
that this
was because her agent said that she did not have satisfactory IELTS results.
- In
circumstances where the AAT was not satisfied that Mrs Guder had achieved
in a single attempt the scores for a specified language
test as set out in the
relevant instrument (Ministerial Instrument IMMI 15/028), it found that she did
not meet the requirements
for the grant of a subclass 457 visa.
- It
is desirable to set out that part of the AAT transcript which records the
exchanges between the AAT member and Mrs Guder concerning
the English
language proficiency requirement, noting that the hearing was conducted four
days before the AAT published its decision
and its reasons for decision
(emphasis added):
Member Skaros: After considering your evidence,
which is consistent with the information before me, I have determined that you
are required to
meet the English language proficiency requirement set out in the
relevant instrument.
Turkish Interpreter: (Turkish language)
Member Skaros: A copy of that instrument, a copy of the information was
sent to your representative and you were requested to provide the evidence
to
the Tribunal.
Turkish Interpreter: (Turkish language)
Member Skaros: Um, now you've claimed the ... the only evidence that I
have relates to your IELTS tests results.
I have considered those results but unfortunately they do not meet the minimum
requirement of 4.5 in each of the categories and five
overall and so it appears
that you do not meet the English language proficiency requirement.
Turkish Interpreter: (Turkish language)
Member Skaros: And so in these circumstances, the tribunal would not be
able to find in your favour.
Turkish Interpreter: (Turkish language)
Hamiyet Guder : Ok, yes
Hamiyet Guder : [via translator]
Turkish Interpreter: What can I do now?
Member Skaros: You need to get advice from your representative. The
point of coming in today is so I can basically let you know the concerns of
the
tribunal and why it will make the decisions that it will. OK?
Turkish Interpreter: (Turkish language)
Hamiyet Guder : Yes
Turkish Interpreter: Yes
Member Skaros: Alright, look, I have no further things to discuss with
you um I've um no I did only just receive these from your representative
and so
the reason ... it's good that you came in today because then I got the
opportunity to explain to you why the decision will be what it is.
Turkish Interpreter: (Turkish language)
Hamiyet Guder Turkish: Thank you very much, thank you
Member Skaros: Feel free to go
- It
is desirable to set out the three paragraphs from the AAT’s reasons for
decision which disclose the AAT’s reasons regarding
the appellant’s
English language proficiency:
- In
the circumstances, the applicant is required to achieve a score in a single
attempt in a test as specified in the instrument: IMMI
15/028. The applicant
provided to the Tribunal the results of a number of IELTS tests which indicated
that she has not achieved the
specified scores of 4.5 in each component of the
test and an overall score of 5.0.
- No
other evidence has been provided to the Tribunal to demonstrate that the
applicant achieved, in a single attempt in a specified
test, the scores
specified in the relevant instrument.
- Given
the above, Tribunal finds that the applicant does not meet the requirements of
cl.457.223(4)(eb).
- It
might be noted that although the AAT referred to the English language
requirements set out in cl 457.223(4)(eb) of Sch 2 to the
Migration
Regulations 1994 (Cth), as well as to IMMI 15/028, no explicit reference is
made anywhere in the AAT’s brief reasons for decision to the fact
that
Mrs Guder had three years within which to satisfy the relevant English
language criterion.
FCCA judgment summarised
- The
applicants below pressed two grounds of judicial review. The first comprised a
claim that there was a reasonable apprehension
of bias on the part of the AAT
and that it had a closed mind which was said to be reflected in the peremptory
way in which the hearing
was conducted.
- The
second ground claimed that the AAT had failed to provide Mrs Guder with a
genuine opportunity to present her case and breached
procedural fairness
requirements in so doing.
- In
her affidavit dated 18 April 2017, which was relied upon by the applicants
below, Mrs Guder acknowledged that, at the date of the
AAT hearing on
4 December 2015, she did not have satisfactory IELTS results, but she said
that she was urgently making arrangements
to sit a further test and that she was
confident that she would achieve satisfactory results. She complained that the
AAT member
never asked her any questions about any further IELTS test which she
might sit or whether she thought that, if she was given a little
more time, she
could produce further evidence to the AAT to show that she met the English
language requirement.
- The
primary judge found that the AAT was obliged to provide a fair opportunity to
Mrs Guder to address two key issues and to keep
an open mind on those
issues. The two issues were identified as:
(a) the issue of whether Mrs Guder met the English
language requirements in cl 457.223(4)(eb) or that she was an exempt
applicant
for the purposes of IMMI 15/028 (primary issue); and
(b) having regard to the fact that the period specified in IMMI 15/028 for
meeting the English language test requirement was a period
of three years from
the date of the visa application, and having regard to the fact that the AAT
hearing was conducted about one-third
of the way into that prescribed period, at
what point within the three year period was it appropriate for the AAT to make
its decision
(secondary issue)?
- The
primary judge noted that Mrs Guder ’s appeal in the AAT was conducted
along with three other cases, with the consequence
that, as the primary judge
noted, the presiding member spent time dealing with administrative issues
relating to that grouping.
- The
primary judge set out extracts from the transcript of the AAT hearing, including
exchanges between the presiding member and Mrs
Guder through an
interpreter. From his Honour’s review of the transcript, the primary
judge found that:
(a) the AAT member knew more about
Mrs Guder ’s application than she did;
(b) Mrs Guder was obviously at a disadvantage in the absence of her
migration agent, who did not attend the hearing;
(c) the AAT member specifically noted that Mrs Guder ’s visa
application had been made in December 2014 and the member would
have been aware
that Mrs Guder had until December 2017 to satisfy the English language test
criterion; and
(d) the focus of the AAT’s member’s attention was on the failure of
Mrs Guder , prior to date of the AAT’s decision,
to meet the English
language requirement.
- The
primary judge noted that the AAT did not consider whether Mrs Guder should
be given more time to meet the English language requirement
and that when
Mrs Guder asked what she could do now, the member simply referred
Mrs Guder to her representative, who was not present.
The primary judge
concluded that, at that point in time, the AAT had made up its mind.
- The
primary judge found that the AAT was obliged to ensure that Mrs Guder was
aware of what his Honour described as “the secondary
and consequential
issue”, namely whether Mrs Guder should be afforded more time within
the prescribed period of three years
to attempt to meet the criterion. Its
failure to do was held to be a breach of s 360 of the Migration Act 1958
(Cth) (the Act). For that reason, the AAT’s decision
was set aside for jurisdictional error.
- Section 360
of the Act (which is in Pt 5) provided:
360 Tribunal must invite applicant to
appear
(1) The Tribunal must invite the applicant
to appear before the Tribunal to give evidence and present arguments relating to
the issues
arising in relation to the decision under review.
(2) Subsection (1) does not apply if:
(a) the Tribunal considers that
it should decide the review in the applicant’s favour on the basis of the
material before it;
or
(b) the applicant consents to the Tribunal deciding the review without the
applicant appearing before it; or
(c) subsection 359C(1) or (2) applies to the
applicant.
(3) If any of the paragraphs in subsection
(2) of this section apply, the applicant is not entitled to appear before the
Tribunal.
- Although
strictly unnecessary having regard to the primary judge’s finding that
there had been procedural unfairness, the primary
judge indicated that, if
necessary, he would also have found that the AAT’s conduct gave rise to a
reasonable apprehension
of bias on the basis that a fair-minded lay observer
might apprehend that the AAT member might not bring an unprejudiced mind to
bear
upon the secondary issue. His Honour said at [23]:
...Taken together, this leads me to find that a
fair-minded lay observer, aware of all the relevant circumstances and facts,
might
reasonably apprehend that the Tribunal member might not have brought an
unprejudiced mind to bear upon the issue of the time within
which Mrs Guder
should be given to attempt to comply with the visa criterion...
The notice of appeal
- The
Minister raised the following three grounds of appeal:
- The
primary judge erred in finding that the Administrative Appeals Tribunal failed
to afford the Appellant a meaningful hearing, and
that it breached s.360 of the
Migration Act 1958, in characterising as an issue arising in relation to
the decision under review whether the Appellant should be afforded more time
within the period of three years prescribed in the Ministerial Instrument to
attempt to meet clause 457.223(4)(eb) in Schedule 2
of the Migration
Regulations 1994: paragraphs [17]-[18] and [22] of the reasons for
judgment.
- The
primary judge erred in finding that the decision of the Administrative Appeals
Tribunal was affected by jurisdictional error on
the basis of a reasonable
apprehension of bias by misconstruing the test for reasonable apprehension of
bias: paragraph [23] of the
reasons for judgment.
- In
the alternative to ground 2, the primary judge erred in finding that the
decision of the Administrative Appeals Tribunal was affected
by jurisdictional
error on the basis of a reasonable apprehension of bias by misapplying the test
for reasonable apprehension of
bias: paragraph [23] of the reasons for judgment.
The parties’ submissions summarised
- The
Minister stated that, in order to succeed on the appeal, he had to establish
ground 1 and either of grounds 2 and 3. The basis
for this statement,
which was not withdrawn during the course of oral address, is somewhat unclear
because it is difficult to view
the primary judge’s observation and
conclusions regarding apprehended bias as forming part of the ratio of
the case.
- As
to ground 1, the Minister acknowledged that the AAT failed to raise with
Mrs Guder the fact that she had more time to sit another
language test and
that she could seek to adjourn the review for that to occur. He submitted,
however, that this did not constitute
an issue “arising in relation to the
decision under review” as it appears in s 360 of the Act. This was
because determining what are the issues arising in relation to the decision
under review requires consideration of both
the statutory criteria for the
relevant visa and the delegate’s reasons for decision, and the delegate's
reasons are invariably
the place to begin when identifying the issues arising on
the review, citing SZBEL v Minister for Immigration and Multicultural and
Indigenous Affairs [2006] HCA 63; 228 CLR 152 (SZBEL) at [35]
and SZHKA v Minister for Immigration and Citizenship [2008] FCAFC 138;
172 FCR 1 at [115] per Besanko J and at [7] per Gray J.
- The
Minister submitted that the question of whether Mrs Guder should have been
given more time to meet the England language proficiency
requirement was not an
issue arising in relation to the decision under review and the primary
judge’s approach was wrong, because,
in effect it obliged the AAT to
assist or advise Mrs Guder in the conduct of her review, which is not the
function of the AAT, citing
Minister for Immigration and Multicultural and
Indigenous Affairs v SCAR [2003] FCAFC 126; 128 FCR 553
(SCAR) at [36]. In oral address, Mr Johnson,
who appeared for the Minister, also relied upon some observations of
Keane CJ in Minister for Immigration and Citizenship v SZNVW [2010]
FCAFC 41; 183 FCR 575 (SZNVW) at [35] and [36].
- As
to ground 2, the Minister referred to the Full Court’s decision in
ALA15 v Minister for Immigration and Border Protection [2016] FCAFC 30 at
[35] as identifying the correct test:
- Although
the application of the apprehended bias test can give rise to difficulties, the
parties were in substantial agreement as
to the primary elements of the test.
That is hardly surprising because the test is relatively well settled. It is
whether a fair-minded
and appropriately informed lay observer might reasonably
apprehend that the Court might not bring a fair, impartial and independent
mind
to the determination of the matter on its merits (see, for example, R v
Watson; Ex parte Armstrong [1976] HCA 39; (1976) 136 CLR 248; Livesey v
New South Wales Bar Association [1983] HCA 17; (1983) 151 CLR 288; Ebner
v Official Trustee in Bankruptcy [2000] HCA 63; (2000) 205 CLR 337 (Ebner);
Concrete Pty Limited v Parramatta Design and Developments Pty Ltd [2006]
HCA 55; (2006) 229 CLR 577 and British American Tobacco Australia Services
Limited v Laurie [2011] HCA 2; (2011) 242 CLR 283 (British American
Tobacco)).
- The
Minister complained that the primary judge never set out the correct test in his
reasons for judgment and further submitted that
what his Honour said at [23]
(see [21] above) was an incorrect statement of the test because it suggested
that the fair-minded lay
observer’s attention should be focused on the
time within which the English language proficiency requirement had to be met,
as
opposed to the correct focus of the test, namely “determination of the
matter on its merits”.
- As
to ground 3, the Minister contended that, even if the primary judge
understood the correct test for apprehended bias, he misapplied
it in the
circumstances of this case. This was because, so it was submitted, the absence
of any reference to the time within which
the English language proficiency
requirement had to be met cannot have suggested to a fair-minded lay observer
that the AAT member
had a closed mind as to the determination of the merits of
Mrs Guder ’s case.
- The
respondent submitted that no error was demonstrated in relation to the primary
judge’s findings concerning apprehended bias
because, from the
commencement of the AAT hearing, it appeared that the AAT was
“committed” to refusing the visa and
concluding the hearing mandated
by the Act as soon as possible. In support of this contention, the
respondent relied inter alia upon the fact that the hearing involved
three separate matters and that the three review applicants were sworn in a
group “like
a Sun Myong Moon wedding”.
- The
respondent drew attention to the fact that, in the events that occurred,
Mrs Guder ultimately passed the IELTS test in February
2016, as the primary
judge noted at [15].
- The
respondent defended the primary judge’s findings on bias on the basis that
the AAT hearing “was a meaningless, empty
gesture” and
Mrs Guder had not been given a meaningful opportunity to seek an
adjournment so that she could meet the English
language requirement.
- As
to the Minister’s claim that the primary judge misstated the correct test
for apprehended bias, the respondent submitted
that, even if that were the case,
the error would not be material because his Honour’s ultimate conclusion
that there was apprehended
bias was correct.
Consideration and disposition of the appeal
- (a)
Ground 1: As noted above, the Minister placed heavy reliance upon
SZBEL. That case involved the construction and application of s 425
of the Act (which is in Pt 7), but has substantially similar terms
to s 360 (which is in Pt 5). The Refugee Review Tribunal was obliged
by s 425(1) to invite an applicant to appear before it “to give
evidence and present arguments relating to the issues arising in relation
to the
decision under review”. The operation of that provision arose in SZBEL
in the context of that Tribunal having made adverse credibility findings by
reference to issues which were not disclosed by it to
the review applicant for
comment and which were different from the issues which the delegate had
considered to be dispositive. There
is a different context here.
- In
describing the relevant legal principles in the present appeal, the Minister
selectively quoted from [35] in SZBEL. The entirety of that paragraph
should be noted (emphasis added):
- The
Tribunal is not confined to whatever may have been the issues that the delegate
considered. The issues that arise in relation
to the decision are to be
identified by the Tribunal. But if the Tribunal takes no step to identify
some issue other than those that the delegate considered dispositive, and does
not
tell the applicant what that other issue is, the applicant is entitled to
assume that the issues the delegate considered dispositive
are "the issues
arising in relation to the decision under review". That is why the point at
which to begin the identification of
issues arising in relation to the decision
under review will usually be the reasons given for that decision. And unless
some other
additional issues are identified by the Tribunal (as they may be), it
would ordinarily follow that, on review by the Tribunal, the
issues arising in
relation to the decision under review would be those which the original decision
maker identified as determinative
against the applicant.
- Reference
should also be made to [40] of SZBEL:
- More
than once it has been said that the proceedings in the Tribunal are not
adversarial but inquisitorial in their general character.
There is no joinder
of issues between parties, and it is for the applicant for a protection visa to
establish the claims that are
made. As the Tribunal recorded in its reasons in
this matter, however, that does not mean that it is useful to speak in terms of
onus of proof . And although there is no joinder of issues, the Act assumes
that issues can be identified as arising in relation
to the decision under
review. While those issues may extend to any and every aspect of an applicant's
claim to a protection visa,
they need not. If it had been intended that the
Tribunal should consider afresh, in every case, all possible issues presented by
an applicant's claim, it would not be apt for the Act to describe the Tribunal's
task as conducting a "review", and it would not
be apt to speak, as the Act
does, of the issues that arise in relation to the decision under review.
- Section 360
cannot be looked at in isolation from other relevant provisions in Pt 5,
which contains detailed provisions for review of what is defined in s 338
as a “Part 5-reviewable decision”. Section 348 is an important
provision. In substance, it imposes a legal obligation on the Tribunal
to
review a Part 5-reviewable decision where an application has been
properly made under s 347 of the Act. Section 349 is another
important provision. It provides that, for the purposes of the review of a
Part 5-reviewable decision, the Tribunal may “exercise all the powers
and discretions that are conferred by this Act on the person
who made the
decision”.
- It
is necessary to have regard to some important observations of the plurality of
the High Court (Hayne, Kiefel and Bell JJ) in Minister for Immigration
and Citizenship v Li [2013] HCA 18; 249 CLR 332 (Li) regarding
s 360. At [55] their Honours noted the connection between s 357A(1)
and the requirements of procedural fairness provided
by Div 5 (including s 360).
With reference to the statement in s 357A(3) that, in applying Div 5
of Pt 5, the Tribunal “must act in a way that is fair and
just”, their Honours said that the provision did not give rise to
enforceable
requirements (see at [51]-[52]), but added that the provision may
nevertheless have other consequences (see [59]).
- Justices
Hayne, Kiefel and Bell JJ made some important and relevant observations
regarding the nature and scope of s 360 in [59]-[61]
(footnotes omitted and
emphasis added):
- A
consideration of the purpose for which a duty is imposed, or a power granted,
may connect an unfair action with a substantive obligation
on the part of the
Tribunal. Thus, whilst the characterisation of an act as unfair may not itself
have consequences for the ultimate
decision on the review, there may be other
consequences which flow from that act.
- The
duty cast on the Tribunal by s 360(1), to invite an applicant for review to
appear before it, furnishes an example. Section 360(1)
and its purpose are
central to Div 5 and the conduct of the review for which the Division provides.
The purpose of s 360(1) is not
difficult to discern. It is to provide an
applicant with the opportunity to present evidence and argument relating to the
issues
arising in connection with the decision under review. The sub-section
contemplates that such a hearing will be had before the Tribunal
makes its
decision. The Tribunal's duty therefore extends further than merely issuing an
invitation to an applicant to appear.
- Section
360(1) requires that the invitation be meaningful, in the sense that it must
provide the applicant for review with a real
chance to present his or her
case. Scheduling a hearing on a date which, to the Tribunal's knowledge,
would not permit the applicant to have sufficiently recovered
from an incapacity
to attend would not fulfil the duty imposed by s 360(1). The invitation would
be an empty gesture and any decision
made following the hearing would be liable
to be set aside. Not only would the conduct of the Tribunal, judged by the
standard set
by s 357A(3), be regarded as unfair, but, relevantly, other
consequences would follow because the action of the Tribunal would also
amount
to a failure or refusal to comply with a statutory duty in the conduct of its
review. The decision could not stand and the
Tribunal would be required to
consider it afresh after complying with that duty.
- It
is important to emphasis the plurality’s observations in Li that
s 360(1) requires that the invitation to a review applicant to appear
before the Tribunal must be “meaningful” in
the sense that the
Tribunal must provide the review applicant with “a real chance to present
his or her case”.
- In
the present appeal, I consider that the Minister has taken an unduly narrow
construction of s 360. In particular, I consider that
the Minister’s
position reflects too narrow a construction of the phrase in s 360(1),
“relating to the issues arising
in relation to the decision under
review”. It is significant that that phrase contains the expressions
“relating to”
and “in relation to”. It is well
established that such expressions are generally to be given a broad
construction, subject,
however, to the particular statutory context in which
they appear (see, for example, Workers’ Compensation Board of
Queensland v Technical Products Pty Ltd [1988] HCA 49; 165 CLR 642 at 653;
O’Grady v Northern Queensland Co Ltd [1990] HCA 16; 169 CLR 356 at
374 and Travelex Ltd v Commissioner of Taxation [2010] HCA 33; 241 CLR
510 at [25] per French CJ and Hayne J).
- Consistently
with SZBEL, issues in relation to a decision under review may extend to
any and every aspect of an applicant’s claim for a visa, but they
need
not. Moreover, in conducting a Pt 5 review, the Tribunal is not confined
to whatever may have been the issues considered by the delegate. It is the
Tribunal’s
task to identify the issues that arise in relation to the
decision under review, guided but not confined by the delegate’s
reasons
for decision and taking into account the express terms of the criteria for the
grant of the relevant visa. Those criteria,
coupled with the relevant
Ministerial instrument, made clear that Mrs Guder had until December 2017
to meet the English language
proficiency requirement. In those circumstances,
the issue of whether she should be given more time to meet that requirement by
adjourning the AAT hearing to allow that to occur was an issue arising in
relation to the decision under review. Moreover, I consider
that the issues
arising in relation to a decision under review can include procedural matters
which may arise prior to, or during
the course of, the AAT hearing. They
include procedural matters which are relevant to the AAT’s duty to provide
the review
applicant “with a real chance to present his or her
case”. Depending upon all the relevant individual facts and
circumstances,
including whether the review applicant is represented at the
hearing, this may require the AAT to ensure that the review applicant
understands the AAT’s processes and, in an appropriate case, understand
that he or she can request an adjournment for appropriate
reasons. It will then
be a matter for the AAT to determine whether or not to grant that request.
- In
the circumstances here where, for the purposes of the hearing itself,
Mrs Guder was not represented and having regard to the timing
of the AAT
hearing occurring well before the period for compliance with the language
requirement, the AAT ought to have explained
its processes and procedures so
that Mrs Guder could request an adjournment. The AAT could then have
considered whether or not it
would grant an adjournment having regard to all the
relevant circumstances. These steps should have been taken in order to ensure
that the invitation which was given to Mrs Guder to attend the AAT hearing
was “meaningful” and that she was provided
“with a real chance
to present [her] case”.
- I
do not accept the Minister’s submission that the primary judge’s
approach effectively required the Tribunal to assist
or advise Mrs Guder in
the conduct of her review, thereby compromising the AAT’s impartiality.
It must have been apparent
to the AAT at the hearing that, although
Mrs Guder had previously been represented by a migration agent, the
migration agent did
not attend the AAT hearing. As the transcript set out in
[9] above reveals, Mrs Guder expressly asked the AAT member what she could
do now, to which the member responded: “You need to get advice from your
representative”. That response may well have
been sufficient in other
circumstances where, for example, the migration agent was present and could give
advice to Mrs Guder on
the spot about seeking to have the AAT hearing
adjourned so that she could satisfy the English language proficiency
requirement.
But it was not a sufficient response in the circumstances here
where it was evident to the AAT that Mrs Guder was representing herself
at
the AAT hearing. Merely describing the AAT’s processes and procedures
could not have compromised the Tribunal’s impartiality.
- I
reject the Minister’s reliance on SZNVW. In that case,
SZNVW’s application for review to the Refugee Review Tribunal was
unsuccessful because the Tribunal did not
find him to be a truthful or credible
witness. Subsequently, the Federal Magistrates Court held that, by reason of
material placed
in evidence before it (which was not before the Tribunal)
concerning SZNVW’s emotional and state of mind, the Tribunal was
deprived
of the opportunity to assess his evidence in the light of his diagnosed mental
impairment. It was held in that Court that
the review applicant had been denied
a real and meaningful opportunity to participate in the hearing and have his
evidence fairly
assessed by the Tribunal in the light of his mental impairment.
- The
Minister’s appeal to the Full Court was successful. Chief Justice Keane
stated at [34] that merely because a different
view might have been taken of the
review applicant’s credibility had more information been before the
Tribunal as to his mental
impairment did not constitute the denial of a
“real and meaningful” opportunity to give evidence and present
arguments
in support of the review application. The Chief Justice also
distinguished SCAR for reasons which are set out at the end of [34].
- It
is against this background that the Chief Justice made the observations in [35]
and [36] upon which the Minister relies in this
appeal. For convenience, those
paragraphs are as follows:
- In
summary to this point, there is nothing in the text of s 425, or in the
statutory context in which it appears, or in the authoritative judicial exegesis
of s 425, to suggest that it was the intention of the legislature that the
Tribunal should take upon itself the role of ensuring that all
possibly arguable
lines of argument which might be available to an applicant in any given case are
pursued to the applicant’s
best advantage.
- There
was, in my respectful opinion, no foundation for the magistrate’s ultimate
conclusion that “the applicant was denied
a fair opportunity of having the
Tribunal assess whether those defects [in addition to demeanour, memory, and
consistency] were attributable
to a mental impairment, or to concerns about
veracity.” The Tribunal was not obliged to conduct an inquiry to discover
whether
the respondent’s case might be better put or supported by other
evidence. The applicant had the opportunity to adduce such
evidence as to his
psychological state and its impact on his “demeanour, memory and
consistency”, as he wished. There
is no suggestion that his capacity to
make decisions in his own interests in that regard was impaired by his
condition.
- It
is significant that these observations were directed to the Tribunal’s
role in assisting a review applicant on a substantive
issue, namely whether
those aspects of the review applicant’s evidence which underpinned the
Tribunal’s adverse credibility
findings were attributable to his mental
impairment. I do not consider these paragraphs as relevant to the circumstances
here, where
the relevant issue is not a substantive issue, but rather relates to
the fairness of the AAT’s hearing and the procedural steps
which needed to
be explained to discharge the duty owed to Mrs Guder that she had a real
chance to present her case.
- Returning
to the Tribunal’s task of identifying the issues that arise in relation to
the decision under review, the delegate’s
reasons for decision are plainly
one source of information to be considered by the Tribunal, but they do not
exhaust the task of
the Tribunal. Thus, merely because the delegate made no
reference to the three year period in the delegate’s reasons for decision
does not excuse the Tribunal from not raising that as a relevant issue. That is
particularly the case when the time period is an
aspect of the mandatory
criteria for the particular visa for which Mrs Guder applied. As the
primary judge found, it should be assumed
that the AAT member was aware of the
three year period.
- The
Minister did not complain on the appeal that he was caught by surprise when the
primary judge determined the judicial review application
by reference to
“the secondary and consequential issue”. Although that issue is not
directly raised by the terms of
the judicial review application in the FCCA, the
Minister was put on clear notice that Mrs Guder challenged the AAT’s
decision
on the basis that she was never asked any questions by the AAT relating
to the possibility of her meeting the English language proficiency
requirement
during the remaining period of time available to her. That issue was squarely
raised in her affidavit below (see [14]
above).
- For
these reasons, ground 1 of the appeal should be rejected. The Minister has
not established any appealable error in respect of
the primary judge’s
finding that there was a breach of s 360 of the Act.
- In
those circumstances, it is unnecessary to determine grounds 2 and 3 because the
Minister conducted the appeal on the basis that
he had to succeed on
ground 1 to be successful in the appeal. I also strongly doubt that the
primary judge’s findings on apprehended
bias formed part of the
ratio of the judgment. For completeness, however, I can indicate that,
if necessary, I would also have dismissed these grounds . I do
not accept
the Minister’s submission that the primary judge set out the wrong test
for apprehended bias. The passage from
[23] of the primary judge’s
reasons for judgment (which is set out at [21] above) is not inconsistent with
the correct test.
The primary judge’s reference to a fair-minded lay
observer’s assessment by reference to the issue of time is not
inconsistent
with the focus of the test being on the question of the need for an
unprejudiced mind in determining the merits of Mrs Guder ’s
case. Rather,
the primary judge was simply focusing on the AAT’s determination of one
aspect of that case, the merits of which
had to be assessed with an unprejudiced
mind.
- Nor
do I consider that the primary judge misapplied the correct test. It was open
to the primary judge to conclude that a fair-minded
lay observer might apprehend
that the AAT might not have brought an unprejudiced mind to the determination of
the merits of that
aspect of Mrs Guder ’s case which related to the
English language proficiency requirement. The correct test requires an
imputation
to the fair-minded lay observer of all relevant facts and
circumstances. In this case, this includes not only the rather perfunctory
way
in which the AAT conducted its hearing and Mrs Guder ’s unrepresented
status, but also the absence of any direct reference
to the time period in
either the transcript or the AAT’s reasons for decision. Accordingly, I
accept Mrs Guder ’s submission
that, even if the primary judge
misunderstood the correct test, his Honour’s finding of apprehended bias
was open to him by
reference to the correct test. In other words, any error
concerning the terms of that test are immaterial.
Conclusion
- For
these reasons, the appeal should be dismissed, with costs.
- It
might also be noted that, during the course of oral address, I raised with
Mr Johnson why the appeal had been brought in circumstances
where,
following the AAT’s decision and prior to the FCCA hearing, Mrs Guder
obtained satisfactory IELTS results and thereby
met the English language
proficiency requirement. Mr Johnson explained that the appeal was brought
in view of the Minister’s
concern that the primary judge had adopted too
broad a construction of the phrase “issues arising in relation to the
decision
under review”. If that be the case, it would have been
appropriate for the Minister to have offered to pay Mrs Guder ’s
costs
in what he apparently viewed as a test case. In any event, the Minister’s
appeal has failed and costs have followed
the event.
I certify that the preceding fifty-four (54)
numbered paragraphs are a true copy of the Reasons for Judgment herein of the
Honourable
Justice
Griffiths .
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Dated: 11 May 2018
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URL: http://www.austlii.edu.au/au/cases/cth/FCA/2018/626.html