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Didion & Sagan [2015] FamCAFC 232; (27 November 2015)
Last Updated: 17 December 2015
FAMILY COURT OF AUSTRALIA
FAMILY LAW – APPEAL
– APPLICATION IN AN APPEAL – Where the father sought to dispense
with the requirement for the
transcript – Where the father also sought to
adduce further evidence – Where the material annexed to affidavit was not
admissible as evidence – Application dismissed. FAMILY LAW –
APPEAL – CHILDREN –Where the father appeals final parenting orders
– Where the trial judge ordered
that the mother have sole parental
responsibility and that the father spend no time with the child – Where
the father unable
to consider the best interests of the child – Where the
grounds of appeal difficult to follow and fail to identify error –
Appeal
dismissed.
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CDJ v VAJ (1998) 197 CLR 172
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INDEPENDENT
CHILDREN’S LAWYER:
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APEAL NUMBER:
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NA
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7
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of
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2015
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May, Murphy and Forrest JJ
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LOWER COURT JURISDICTION:
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Federal Circuit Court of Australia
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LOWER COURT JUDGMENT DATE:
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REPRESENTATION
COUNSEL FOR THE
RESPONDENT:
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SOLICITOR FOR THE RESPONDENT:
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COUNSEL FOR THE INDEPENDENT CHILDREN’S
LAWYER:Mr Pennell
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SOLICITOR
FOR THE INDEPENDENT CHILDREN’S LAWYER:Mr Pennell
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ORDERS
(1) That
the application in an appeal filed 24 August 2015 be dismissed;
(2) That the appeal filed 14 May 2015 be dismissed; and
(3) That there be no orders as to costs.
IT IS NOTED
that publication of this judgment by this Court under the pseudonym
Didion & Sagan has been approved by the Chief Justice pursuant to s
121(9)(g) of the Family Law Act 1975 (Cth).
THE FULL COURT OF THE FAMILY COURT OF AUSTRALIA AT BRISBANE
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APPEAL
NUMBER: NA 7 of 2015
FILE NUMBER: TVC 43 of
2008
Appellant
And
1st Respondent
And
Independent Children’s Lawyer
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2nd Respondent
EX TEMPORE
REASONS FOR JUDGMENT
MURPHY J
- On
20 January 2015, Judge Coker made final parenting orders, the effect of which
was to change existing co-parenting arrangements
for the then almost seven year
old child. The changes were very significant. Prior to the commencement of the
proceedings from which
the parenting orders emanate, the parties’
co-parenting arrangements had been governed first by orders made by consent in
November
2010, when the child was aged about two and a half, and subsequently,
orders made by his Honour in May 2013.
- Those
earlier orders were each broadly to the same effect and provided for the parties
to have equal shared parental responsibility,
with the child spending each
alternate week with each of his parents. His Honour’s orders see the
mother having “sole
parental responsibility” and the child spending
no face-to-face time with his father and with their only communication being
in
writing. The father appeals those orders. The orders were made in those terms
despite the proceedings commencing with each of
the mother and the Independent
Children’s Lawyer (“ICL”) seeking orders which, in broad
terms, provided for the
child to spend each alternate weekend with his father.
- Those
orders reflect evidence before his Honour from both the mother and the single
expert family report writer that the child loved
his father, sought time with
his father and would benefit from a regular relationship with his father. It
should also be pointed
out that two mediations occurred in the approximate 12
months before his Honour commenced these proceedings. They were unsuccessful
in
producing agreed co-parenting arrangements.
- The
apparent dissonance between the orders made by his Honour and those that may be
suggested by the factual foundations and proposals
of the mother and ICL is
explained primarily by circumstances arising during the hearing, all of the
father’s own creation.
- The
father adamantly and repeatedly contended that if the mother was awarded
“sole parental responsibility” and/or if
the existing equal-time
arrangements were altered, then “[the child] can maybe find me when he
turns 18” and that he
would “walk away and see him at 18
years”.[1] To similar effect,
his Honour’s reasons record the “father’s statements contained
within his affidavit material
and ... statements made [to the family report
writer] during interviews” that “...if he did not have equal time
with
the child, then he would give [the child’s] items of property
away”.[2]
- Importantly,
the father’s position just exemplified was expressed by him in the face of
clear evidence from the single expert
family report writer that any such actions
on his part would be “devastating” for his son and that
“...when the
litigation is over, the father and [the child] can have a
good relationship”.[3] The
father’s statement just quoted that he would “walk away” was
succeeded by the family report writer saying that
“it [is] important that
[the child] have the opportunity for a relationship with both his
parents” (emphasis
added).[4]
- The
father’s statements and attitude just referred to were accompanied by
additional statements by him to the effect that, as
his Honour expressed it, if
“he did not get what he wanted in relation to parenting, then he would go
back into a depressive
state, he having suffered from depression in the past,
and would be required to take more drugs” and, as his Honour records
“[m]ore concerning still were indications by the father that he may
suicide, making reference to the fact that Robin Williams,
an actor, had
recently taken his own life and that that might be a way
out”.[5]
- His
Honour’s reasons thereafter record:
I suggested that the
father speak with the independent children’s lawyer about the proposals
and how they might be able to be
moulded to provide at least some opportunity
for the father’s continued relationship with the child. When the matter
was about
to be stood down, the father said:
I’d like to see my son for the last
time.[6]
- Having
heard the submissions by counsel for each of the mother and the independent
children’s lawyer, the father addressed the
court. His Honour records
“[t]he father’s submissions were then called for and they were
succinct and troubling in the
extreme. The father stood up and said:
We will keep in contact by
writing.[7]
- His
Honour proceeded:
The father sat down thereafter and indicated that
he had nothing further to say and would not further participate in the
proceedings.
I was concerned at that attitude in relation to the matter. The
father indicated that he would not see the child again and I suggested
that I
would give the father some further opportunity to think about what he should do.
I suggested that in that regard I would make
interim orders which were generally
in terms of a cessation of time, because I did not see it is appropriate to make
orders which
would be the subject of breach, but much more importantly, the
subject of ongoing hurt to the child if there was an expectation of
time being
spent and it did not occur.[8]
- Interim
orders were made at the end of the proceedings, pending the delivery of the
final orders and reasons, which were subsequently
made and delivered about eight
weeks later. Given that the court was not persuaded that the child’s best
interests lay in arrangements
which the father proposed, the orders made
ultimately simply reflect a formalisation of what the father himself said would
–
and effectively should – occur in that event. Evidence of the type
just described underpinned a central finding by his Honour
that:
...Quite simply, the father was unable to focus on the needs
of the child or the best interests of the child, but rather on his own
hurt and
dismay at there being suggestions that he may not be able to achieve what he
wanted, in relation to the parenting of the
child.[9]
- His
Honour said:
Here there is a child desirous of a relationship with a
father. Unfortunately, there is also a situation where the father is unable
or
unwilling, because of a lack of insight or a greater involvement by him in his
own wishes than in the needs of the child, of failing
to make himself available
to the child.[10]
- The
grounds of appeal and the written and oral submissions made by the father before
us each bear witness to each of his Honour’s
findings. The matters just
referred to also provide a crucial foundation for our orders, which will be that
the father’s application
in an appeal be dismissed and that his appeal be
dismissed. Before addressing each, it is also necessary to say that the father
represented
himself before his Honour and also did so before us. He prepared his
own material in this appeal.
- Meaning
no disrespect to him, his material and, ultimately, his arguments are extremely
difficult to follow. For example, it is not
possible to relate many, if not
most, of the paragraphs of his written summary of argument to any ground of
appeal. Further, paragraphs
that appear appropriately headed or labelled within
the written outline, for example, as pertaining to ground 1 or ground 2, do not
correlate with the content of the grounds in the amended notice of appeal. In a
similar vein, many of the grounds of appeal cannot
properly be described as such
and do not assert appellable error. For example, ground 1 contends in these
words: “Human rights
for [the child] and [the paternal
grandmother]”.
- As
will be seen, in seeking to assist the self-represented father, this Court
sought to give such coherence as is possible to those
grounds by seeking to
reframe them and seeking from the father in oral argument expansion of them or
their foundation. It should
also be observed in that context, however, that the
father’s material in this appeal and his oral submissions make it clear
beyond doubt that he sees this appeal as a second hearing of precisely the same
issues as those emerging ultimately below.
THE APPLICATION IN AN APPEAL
- The
father’s application in an appeal seeks an order dispensing with the
requirement that the father obtain and produce the
requisite copies of the
transcript. We record that the absence of a transcript does not assist the
appellant father. All parties,
including the father, present before us (by
video) are as prepared as they can be for the appeal, and all, including the
father,
seek that the appeal proceeds. The order sought in that respect is,
therefore, effectively moot.
- However,
nothing said by the father suggests a proper basis for him not providing the
transcript, I do not consider that, by making
the order sought, I should give,
in effect, my de facto imprimatur to the father’s failure to comply with
the relevant decision.
I would dismiss his application for that order.
- A
second order sought by the father is that he be permitted to adduce further
evidence. In an affidavit filed 24 August 2015, the
father expresses a desire to
adduce documentary evidence described as “affidavits, statutory
declarations and including letters
and text messages as ‘exhibits’
to sort out the fact from the fiction”. Much – if not all – of
the
material annexed to the affidavit is not admissible as evidence at all. It
might be observed that if it were admissible, much –
if not all – of
the material would not have assisted the father’s case and may well have
harmed it. Similarly, the affidavit
records “I would like the court to
question [the child’s] Classroom teacher and [paternal] grandmother over
the phone
as a witness as I was denied this by Judge Coker on
14/11/2014”.
- The
evidence that one or both might give is not specified save, in respect of the
teacher, in a letter to which I shall refer in a
moment, and in the case of the
paternal grandmother, in a statutory declaration previously filed by the father
for the purpose of
the proceedings. The letter to which the father would have
this Court make reference is in these terms:
To whom it may concern.
My name is [Ms K], and I am [the child’s] year 1 classroom teacher at
[school]. I have been informed
by [Mr Didion] that you may wish to speak to me
in regards to an upcoming court case. If this being the case, could you please
ring
the school on the above number, leave your message and reception will
inform me of your request. Alternatively, email is my most
preferred method of
communication as it’s not always easy to return phone calls promptly due
to being in class. My email address
has been provided, if you wish to make
contact with me...
It should be observed that the letter is dated 14 November 2014, which was the
last day of the proceedings before his Honour.
- The
principles governing the receipt of further evidence by this Court, referable
primarily to the decision of the High Court in CDJ &
VAJ,[11] are well known and have
often been repeated. In light of the father’s self-representation, it is
perhaps, important to quote
them relevantly here:
One consideration in construing section 93A(2) is its remedial nature. Its
principal purpose is to give to the Full Court a discretionary power to admit
further evidence where
that evidence, if accepted, would demonstrate that the
order under appeal is erroneous. The power exists to facilitate the avoidance
of
errors which cannot be otherwise remedied by the application of the conventional
appellate procedures. A further, but in practice
subsidiary purpose is to give
the Full Court a discretion to admit further evidence to buttress the findings
already made.[12]
- As
I think will be apparent, the affidavit filed in support of the application
could not possibly meet the tests there referred to.
In particular, the
affidavit reveals why the application should fail at the first hurdle; there is
no identification of any admissible
evidence, let alone any evidence which
might, for example, demonstrate that “...the order under appeal is
erroneous”.[13]
- I
would dismiss the application for that order also.
THE GROUNDS OF APPEAL
- The
grounds of appeal as pleaded in the amended notice of appeal are, as they appear
in that document, as follows:
- Human
rights for [the child], and [the paternal grandmother].
- Lack
of restraints on the child’s mother, [Ms Sagan].
- The
use of false surmises in evidence in the ICL reports and preference of travel
arrangements.
- The
Judge’s surmise of an impressive witness as the real witness was not
contacted – [the school teacher, Ms K].
- The
father was unrepresented legally and when adjournment was not included in
decision making as mother fails to deliver child over
and over, the child
don’t need protection from the father as to pick up. The father is devoted
to his son.
- The
purported ground six is, in reality, a series of submissions. The subparagraphs
within it contain assertions that may have the potential to contain
appealable error but many relate to matters which were not in issue before the
Trial Judge. For example,
no orders sought by the father below sought to
restrain the mother from “moving interstate” – leaving aside
the
issue that no such order expressed in those terms could be made.
Intriguingly, the father now seeks orders (leaving aside the oddity
of the
manner of their expression) that might be seen to be more in line with those
sought by the mother and the ICL at the trial
which he then adamantly
eschewed.
- With
the greatest respect to the father, nothing within his written or oral arguments
pertain to any recognisable appealable error.
Nor, with great respect, is it
possible to understand just what the form and nature of the father’s
complaints are more broadly.
- To
the extent that we can discern the gravamen of the complaints at all, they
appear to be centrally focused upon the following. First,
the reference to human
rights appears to be no more than an assertion that his Honour ought to have
awarded equal time as between
he and the mother. No appealable error can be
discerned.
- Next,
what the father asserts as “the evidence” from the school teacher is
said by him to be crucial. To repeat, the so-called
evidence amounts to the
letter earlier quoted which again, we note, is dated the same day as the last
day of the hearing, being the
same day when the father went to the child’s
school at lunch time so as to hand back the child’s belongings. There is
nothing before us which suggests what relevant evidence that teacher might have
provided or would provide. Next, in a similar vein,
the father complains that
his mother, who did file an affidavit, or more accurately, a statutory
declaration, was not cross-examined
and/or that her evidence was not taken into
account by his Honour. That evidence, when read, is to the effect that the
father was
a good father and the child enjoyed his time with him. To repeat,
that was not in issue. Indeed, it was those very things that were
raised both by
his Honour and the family report writer when the father insisted he would spend
no time with the child if orders were
not made as he contended. The reference to
“false surmises” appears to be, putting it at its highest, that his
Honour
made material mistakes of fact in relying upon evidence of the mother.
However, when asked for examples, the father referred to his
Honour’s
finding, as the father contended, that he (the father) said the mother was
“a big fat whore”. No mention
of any such thing, much less any such
finding, was made by his Honour.
- The
father suggests, it seems, procedural unfairness by reason of his lack of
representation. I would first observe that his Honour
was, as it seems to me, at
considerable pains to take more than sufficient account of that. As I sought to
point out to the father
in the hearing before us, both the ICL and, in
particular, the family report writer, were at pains to, in effect, save the
father
from his own folly and, in the child’s best interests, to
contemplate arrangements, other than those he himself proposed and
adamantly
pursued.
- I
can see no error, either as purportedly expounded in the grounds, in the written
outline of argument filed by the father or as was
sought to be adduced by the
father orally.
- I
would order then:
(1) That the Application in an Appeal be
dismissed; and
(2) That the appeal be dismissed.
FORREST J
- I
agree that the orders that Justice Murphy has just said he would pronounce
should be made and I agree that they should be made for
all the reasons just
given by his Honour.
MAY J
- I
also agree with the reasons given by Justice Murphy and the orders which are as
follows:
(1) The application of the father filed 24 August 2015 be
dismissed.
(2) The appeal filed on 14 May 2015 be dismissed.
- Finally,
we need to deal with the question of costs. An application was made on behalf of
the mother on the basis that she is in receipt
of legal aid. Apart from the
absence of merit in the appeal, as demonstrated by the reasons given by Justice
Murphy, there would
be no other reason to justify an order for costs, and I
would not make an order. The independent children’s lawyer also asks
for
costs but properly referred us to the section of the Family Law Act 1975
(Cth) (“the Act”) in relation to financial hardship. We do have a
statement of financial circumstances from the father,
the appellant, which would
demonstrate that he is in that category. I would make no order as to
costs.
MURPHY J
- I
agree that in all of the circumstances of this case, and having considered
section 117(1) of the Act and the specific matters enumerated within section
117(2A) of the Act, I would make no order as to costs as against the father at
the suit of the mother. I agree, with respect, that the concession
made by
counsel for the independent children’s lawyer is a proper concession and
therefore, no order should be made in that
respect.
FORREST J
- I
also agree that there should be no order as to costs.
I certify
that the preceding thirty-five (35) paragraphs are a true copy of the reasons
for judgment of the Honourable Full Court
delivered on 27 November
2015.
Associate:
Date: 9 December 2015
[1] Reasons, at [25] and [37] -
(Footnotes have been added to the settled reasons).
[2] Reasons, at [27].
[3] Reasons, at [26].
[4] Reasons, at [37].
[5] Reasons, at [29]-[30].
[6] Reasons, at [39].
[7] Reasons, at [61].
[8] Reasons, at [62].
[9] Reasons, at [46].
[10] Reasons, at [75].
[11] (1998) 197 CLR
172.
[12] Ibid, at [109].
[13] Ibid.
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