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[2018] FamCAFC 128
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Pruchnik & Pruchnik (No. 2) [2018] FamCAFC 128 (11 July 2018)
Last Updated: 12 July 2018
FAMILY COURT OF AUSTRALIA
PRUCHNIK & PRUCHNIK (NO. 2)
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FAMILY LAW – APPEAL – PARENTING
– Orders changing children’s primary residence from the mother to
the father
– Where neither party proposed equal shared parental
responsibility in relation to all aspects of parental responsibility –
Approach to s 61DA(4) discussed – Circumstances which trigger s 65DAA
– Adequacy of reasons – Whether adverse
findings made without notice
– Procedural fairness – Findings of fact – Adequacy of weight
given to children’s
views – Appeal dismissed. FAMILY LAW
– APPEAL – APPLICATION IN AN APPEAL – Application to adduce
further evidence – Evidence of events
that have occurred since the making
of final orders – Evidence adduced to demonstrate that had the further
evidence been known
to the primary judge there would have been a different
result – Where the evidence would not have affected the outcome –
Application in an appeal dismissed. FAMILY LAW – APPEAL –
COSTS – Costs sought by the respondent and Independent Children’s
Lawyer – Where
the appellant’s lack of success justifies an order
for costs – Applications for costs granted – Fixed sum.
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Family Law Act 1975 (Cth) ss
60CC, 61B, 61C, 61DA, 64B(2)(h), 65DAA, 65DAC
INDEPENDENT
CHILDREN’S LAWYER:
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Ryan, Aldridge &
Austin JJ
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LOWER COURT JURISDICTION:
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Family Court of Australia
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LOWER COURT JUDGMENT DATE:
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REPRESENTATION
COUNSEL FOR THE
APPELLANT:
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SOLICITOR FOR THE APPELLANT:
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COUNSEL FOR THE RESPONDENT:
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SOLICITOR FOR THE RESPONDENT:
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COUNSEL
FOR THE INDEPENDENT CHILDREN’S LAWYER:
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SOLICITOR FOR THE INDEPENDENT CHILDREN’S LAWYER:
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ORDERS
(1) The appellant’s
application in an appeal to adduce further evidence filed 11 May 2018 (as
amended) be dismissed.
(2) The respondent’s application to adduce further evidence be
dismissed.
(3) The appeal be dismissed.
(4) The appellant pay the respondent’s costs fixed in the amount of $5,000
within 28 days.
(5) The appellant pay the Independent Children’s Lawyer’s costs
fixed in the amount of $2,178 within 28 days.
Note: The form
of the order is subject to the entry of the order in the Court’s
records.
IT IS NOTED that publication of this judgment by this
Court under the pseudonym Pruchnik & Pruchnik (No. 2) has been
approved by the Chief Justice pursuant to s 121(9)(g) of the Family Law Act
1975 (Cth).
Note: This copy of the Court’s Reasons for Judgment
may be subject to review to remedy minor typographical or grammatical errors
(r
17.02A(b) of the Family Law Rules 2004 (Cth)), or to record a variation to the
order pursuant to r 17.02 Family Law Rules 2004
(Cth).
THE FULL COURT OF THE FAMILY COURT OF AUSTRALIA AT SYDNEY
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Appeal Number: EA 29 of
2018
File Number: SYC 381 of 2015
Appellant
And
Respondent
REASONS FOR JUDGMENT
- By
Further Amended Notice of Appeal filed 3 May 2018, Ms Pruchnik (“the
mother”) appeals parenting orders made by Hannam
J on 23 January 2018.
The mother and Mr Pruchnik (“the father”) have two children
together, B (“the older child”),
born in 2006 and C (“the
younger child”), born in 2009 (collectively, “the children”).
The father resists
the appeal and seeks that the orders be upheld.
- The
parties separated in 2011 when the children were respectively 5 and 2 years of
age. By agreement, the children lived with the
mother and until October 2014
they regularly spent time with the father, which generally went well and without
incident. However,
in December 2014 the mother stopped making the children
available to the father and they did not see him or have contact with him
until
mid-March 2015. Contact between the children and the father resumed but quickly
broke down and once again, the mother refused
to make the children available to
spend time with the father. This was notwithstanding that orders for family
therapy and the re-establishment
of time between the children and the father had
been made in the interregnum and, in relation to time between the children
and the
father, continued to be made. The mother’s on again, off again
approach to the children’s time with the father continued,
in relation to
which the primary judge was satisfied that the mother withheld the children
“without reason” [310].
- Dr
W (“the expert”), a child and family psychiatrist, was appointed to
provide expert evidence in the proceedings. Her
report was released in
September 2016 and it was her recommendation that the children remain living
with the mother on conditions;
including that the mother and other family
members continue to engage in family therapy and the mother not breach the
orders for
the children to spend time with the father [33]. Ultimately, at the
final hearing, the expert was not prepared to make a recommendation
about
whether the children should continue to live with the mother or live with the
father. The expert did, however, give evidence
accepted by the primary judge;
that “there are significant negative influences in the mother’s
household about the father
and the value of his role in the children’s
lives” [311] and that the children were at risk of rejecting the father
unless
the family dynamics in the mother’s household qua the father
changed [312]. These negative dynamics persisted and, in circumstances
where it was to the benefit of the children for them to have a meaningful
relationship with both parents [339], and if the children
lived with the father
their relationships with the mother were not at risk [318], the primary judge
was satisfied that it was in
the best interests of the children for them to live
primarily with the father. This was notwithstanding that the children wanted
to
remain in the primary care of their mother [344] – [345] and that a change
in their primary living arrangements would be
difficult for them, indeed
traumatic [412].
- The
orders provide, inter alia, that the father is to have sole parental
responsibility for the children (Order 2), that the children
will live with him
(Order 4) and spend supervised time with the mother each Saturday for a period
of two hours which will gradually
increase to unsupervised overnight time (Order
5). Provision is made for the father and the children to engage in family
therapy
(Order 20). As to individual therapeutic support for the children (most
relevantly the older child), it was accepted that in the
exercise of his
parental responsibility the father would arrange such therapeutic support as he
considered was appropriate. The
orders further provide that the mother is
restrained from bringing the children into contact with her partner, Mr M
(“the mother’s
partner”), for a period of six months from the
date of the orders (Order 17).
- An
application in an appeal filed by the mother on 11 May 2018 to adduce further
evidence must also be considered. The further evidence
being an affidavit filed
by the mother on the same day (along with 45 pages of annexures which became
Exhibit A in the appeal) and
an affidavit of psychologist Dr H (“the older
child’s therapist”) filed 18 May 2018, who the older child was
seeing
when he lived with the mother. Stated broadly this evidence seeks to
establish that the children have not adjusted to their changed
living
arrangements and the older child has not continued to see his therapist since he
commenced living with the father. In response,
the father sought to rely on an
affidavit by him which was filed at the commencement of the appeal. It is his
position that the
application to adduce further evidence should be dismissed.
- An
Independent Children’s Lawyer (“ICL”) was appointed to
represent the children’s interests. At trial, the
ICL maintained a
neutral stance and did not submit in support of either party. Rather, two
alternate sets of orders were provided
to the primary judge which were
“dependent upon the Court finding a justifiable reason to change the
children’s primary
residence” (Case Outline Document, para 2.1).
Although, on appeal, the ICL conceded that errors as alleged by Grounds 8 and
13
were established, these errors were able to be corrected on appeal (in relation
to family therapy) and did not otherwise vitiate
the judgment. Otherwise, as
best we can understand it, somewhat curiously the ICL neither concedes nor
resists the appeal, contending
that whether or not error is established is a
matter for the court. Relevantly, the mother’s application to adduce
evidence
from the older child’s therapist was supported.
Background facts
- So
as to provide context to the appeal, a brief factual overview is required.
- The
parties commenced cohabitation in June 2002.
- Their
son was born in 2006.
- The
parties married in September 2006.
- Their
daughter was born in 2009.
- The
parties ceased to cohabit in 2011, following which the children continued to
live with the mother in the north-western outskirts
of Sydney. The father
established a home close to the mother and children.
- The
parents were able to agree about the father’s time with the children which
generally occurred each alternate weekend, with
some flexibility built into this
arrangement.
- The
mother commenced a relationship with her current partner in about 2012.
- The
father commenced a relationship with Ms N (“the father’s
wife”) in about July 2013. They have married.
- In
October 2014 the mother began taking steps to sell her home and move to the
Central Coast of NSW.
- In
December 2014, following allegations made by the older child to two teachers of
abuse by his father, the mother stopped making
the children available to spend
time with the father. A few days later, she and the children moved to the
Central Coast.
- It
is helpful to record at this juncture, that although the mother has made serious
allegations of child abuse against the father
in the past, she did not contend
at the final hearing that the father poses any unacceptable risk of harm to the
children. Rather,
she said that her actions in withholding the children were,
in the circumstances which prevailed, reasonable.
- The
mother commenced parenting proceedings in the Federal Circuit Court on 23
January 2015.
- On
13 March 2015, orders were made providing that the father have telephone
communication with the children and for family therapy
with Dr T, a psychologist
(“the family therapist’). Family therapy commenced and, on 9 April
2015, interim orders were
made by consent that the children recommence seeing
the father on the weekends in his mother’s presence. Further agreement
was reached for the father to assume a significant role in the children’s
care, essentially week about, during a period when
the mother would be in
hospital. However, the mother, not unreasonably, was unimpressed with the
arrangement the father put in place
and withdrew from the agreement. Indeed,
she went further and for “no reason” reneged on the entire
arrangement for
the children to spend time with the father [128].
- At
the behest of the ICL, the proceedings were relisted on 15 June 2015. On that
day further orders were made in accordance with
recommendations of the family
therapist to the effect that the children live with the mother and spend time
with the father in the
presence of the paternal grandmother, gradually
increasing to unsupervised overnight time every second weekend and for twice
weekly
telephone contact [22]. The children spent time with the father in
accordance with these orders until 28 November 2015.
- On
11 December 2015, the father was due to collect the children from school for
them to spend time with him in the Christmas school
holidays. However, the
children were withheld from school and the mother stopped contact between the
children and the father because
“she had been informed that the father had
left the daughter alone in the care of the paternal grandfather” who,
according
to the mother had a history of “inappropriate sexual advances
and innuendo” in the presence of her and another person
[135]. A few days
later, on 15 December 2015, the mother filed an application seeking interim
orders that she have sole parental
responsibility for the children and that the
father and paternal grandparents have no contact with the children “due to
further
risk, bullying, intimidation and harassment of the children”
[138]. Again, it is instructive to record that at the final hearing
the mother
did not contend that orders should be made to restrict the children’s
contact with the paternal grandfather [136].
The primary judge was satisfied
that the mother raised concerns about the paternal grandfather as a pretext for
not making the children
available in response to an indication by the father on
10 December 2015 that he would seek orders that the children live with him
[149].
- On
17 February 2016 orders were made reinstating time the children’s time
with the father, the resumption of family therapy
(which the mother had
terminated) and that the children not be in the presence of the paternal
grandfather alone. Further orders
were made appointing the expert mentioned
earlier. Contact between the children and the father resumed in accordance with
orders
and continued until early May 2017.
- The
expert report, dated 15 September 2016, was released on 26 September 2016. The
expert recommended that:
- The
children continue to live with their mother with conditions –
- [The
older child] is supported in therapy with [the older child’s
therapist]
- [The
mother] meaningfully engages and is compliant with any recommendations by a
treating family therapist
- [The
mother] is compliant with any recommendations for medication for [the older
child] by a treating child psychiatrist or [Dr J]
- She
does not breach Orders
- The
children spend time with their father and [the father’s wife] on alternate
weekends, from Friday PM to Monday AM and half
school holidays.
- Family
therapy, aiming for reflective rather than reactive responses to the
children’s concerns, as well as consistency in expectations
and management
of them in both households.
...
(As per original) (Expert report, page 31)
- On
4 May 2017, the mother took the older child to a hospital emergency department
on the basis he was expressing suicidal ideation
caused by what she said was
concern about the child having to spend time with his father. The primary judge
was satisfied that although
the mother had good reason to suspend the
father’s time with the children that weekend, there was no justifiable
basis for
the mother to continue to withhold the children from the father after
this date, which she did [185]. This included the occasion
of the
father’s wedding which was scheduled to coincide with a weekend when the
children were to be in his care.
- The
proceedings were transferred to the Family Court in early April 2017 and,
pursuant to an order made on 14 June 2017, the mother
presented the children to
the Family Court’s Child Dispute Services where they were collected by the
father. Thus, the father’s
time with the children resumed and continued,
other than on one occasion on 22 September 2017 when the older child refused to
leave
the school grounds to go with the father.
Applications to adduce further evidence
- By
an application in an appeal filed 11 May 2018, the mother seeks to adduce
further evidence in the appeal, in the form of an affidavit
sworn by her. The
affidavit deposes to events that occurred before and since the making of the
final orders, and were said to be
related to grounds 1, 2, 3, 7, 8, 9 and 14 in
the appeal. Before us, senior counsel for the mother also sought leave to amend
the
application of 11 May 2018 to also rely on an affidavit of the older
child’s psychologist, sworn on 17 May 2018.
- For
his part, the father sought to file an affidavit in response, sworn 29 May 2018,
which was given.
- The
ability of this Court to receive evidence in an appeal is constrained: CDJ v
VAJ (1998) 197 CLR 172 (“CDJ”). Section 93A(2) of the
Family Law Act 1975 (Cth) (“the Act”) is essentially designed
to ensure that proceedings do not miscarry (CDJ at [104]). In this case
the purpose of the further evidence is to demonstrate that the orders under
appeal are erroneous and that
had the further evidence been known to the primary
judge there would have been a different result. In particular, that a change
in
the children’s primary care would see the older child denied ongoing
therapy with his therapist and the children would be
greatly distressed by
leaving their mother’s care and losing contact with their mother’s
partner.
- The
nature of the evidence invites the caution identified in CDJ:
- The
need for caution is particularly great when an order for a change in the
residence of children has been made and the appellant
seeks to tender further
evidence pointing to changes in circumstances, outlook or apparent welfare. In
all but the most ideal of
circumstances, some time will be taken by children to
adapt to their different situations. So too the public and private interest
in
the finality of litigation must be given some weight even in cases of this kind.
The important private interests of children are
unlikely, save in special
circumstances, to be served by frequent displacements of them and the
uncertainty of prolonged and repetitive
proceedings.
- As
we will shortly demonstrate these matters were well understood by the primary
judge and admission of this type of evidence would
not have affected the outcome
because it only validates the primary judge’s finding that the change of
residence would likely
be traumatic for the children. In short it is not
persuasive of error and the applications to adduce further evidence will be
refused.
Grounds of appeal
- Before
we turn our attention to the challenges advanced by the mother, it needs to be
understood that this is an appeal against an
exercise of discretion which is to
be determined in accordance with the principles set out in House v The
King [1936] HCA 40; (1936) 55 CLR 499. A different view by an appellate court only on
matters of weight by no means justifies a reversal of a decision of the primary
judge
(Gronow v Gronow [1979] HCA 63; (1979) 144 CLR 513 at 519). This is particularly
brought into focus in respect of parenting orders which inevitably involve
“predictions and
assumptions about the future” (CDJ at 218).
Sole parental responsibility and s 65DAA (Grounds 1, 2 and
3)
- Grounds
1, 2 and 3 were argued together and are concerned with the order which conferred
sole parental responsibility for the children
on the father. In essence, it was
asserted that by making this order, the primary judge erred in:
- Failing to make
a finding pursuant to s 61DA(4) of the Act with the consequence that she
thereafter failed to apply s 65DAA of the Act (Ground 1);
- Failing to give
adequate reasons for conferring sole parental responsibility on the father
(Ground 2); and
- Denying the
mother procedural fairness in circumstances where, until closing submissions, no
party sought to exclude the mother from
equal shared parental responsibility
(other than certain aspects identified by the father) (Ground 3).
- To
put these challenges in context, by virtue of s 61C of the Act, each parent of a
child has parental responsibility subject to orders. The definition of
“parental responsibility”
is contained in s 61B of the Act and is to
the effect that parents have all the rights and duties (etc.) which by law
parents have in relation to their
children. When making a parenting order in
relation to a child, the court must apply a presumption that it is in the best
interests
of the child for the parents of the child to have equal shared
parental responsibility (s 61DA(1)) other than when sections 61DA(2), (3) or (4)
apply. If a parenting order provides or is to provide that parents are to have
equal shared parental responsibility,
s 65DAA of the Act (court to consider
child to spend equal time or substantial and significant time with each parent
in certain circumstances)
is triggered. Further, where equal time and
substantial and significant time are in issue, a judge is required to consider
whether
an order for equal time or substantial and significant time is in the
best interests of the child and reasonably practicable (Beckham v Desprez
[2015] FamCAFC 247; (2015) 55 Fam LR 310; SCVG v KLD [2014] FamCAFC 42; (2014) FLC 93-582
(“SCVG”)). Only if either one of those pre-conditions is
negatived could the question of what outcome promotes the child’s
best
interests be treated, in effect, as at large (Goode & Goode
[2006] FamCAFC 1346; (2006) FLC 93-286 at [65]).
- As
occurred here, an order may be made for parents to have equal shared parental
responsibility in relation to an aspect, but not
necessarily every aspect, of
parental responsibility (Newlands v Newlands [2007] FamCA 168; (2007) 37 Fam LR 103;
Chappell & Chappell (2008) FamCAFC 143; (2008) FLC 93-382; Doherty & Doherty
(2014) FLC 93 571; Doherty & Doherty [2016] FamCAFC 182
(“Doherty”)). Doherty also considered whether an
order for parents to have equal shared parental responsibility in relation to an
aspect but not every
aspect of parental responsibility is sufficient to trigger
s 65DAA. In deciding that it was not, May and Ryan JJ said:
- ...As
we mentioned earlier, s 65DAA is solely concerned with the effect of an
order for equal shared parental responsibility for the child made in favour of
the child’s
parents. It speaks in absolute terms and proceeds on the
basis that in relation to parental responsibility, the child’s
parents’
are in every respect equal. It is for this reason that the
section requires consideration of whether the child spending equal time
with
each parent would be in the best interests of the child. On the other hand,
s 65DAC speaks to the effect of an order that requires two or more persons
(who may or may not be the child’s parents) to share parental
responsibility and the exercise of which involves a decision about a major
long-term issue. The provisions do different things.
There is nothing
contained in either provision (or indeed the definitions of parental
responsibility and parenting order) that limits
the allocation of equal shared
parental responsibility to the equal conferral of every aspect of parental
responsibility. In this
respect Doherty is particularly persuasive. It
follows that we agree that an order for equal shared parental responsibility may
be made in relation
to a discrete aspect of parental responsibility.
- However,
an order that a child’s parents have equal shared parental responsibility
for some but not all aspects of parental
responsibility, as we have just
explained, would not trigger s 65DAA.
- It
follows that the primary judge was not required to apply s 65DAA and the
challenges raised by this ground must fail.
- Kent
J agreed and said:
- There
is thus no substance in the father’s contention that because the trial
judge made an order for the parents to have equal
shared parental responsibility
for only two discrete aspects of parental responsibility, with the mother to
have sole parental responsibility
for all other aspects, that this constituted
an order for “equal shared parental responsibility” within the
meaning of
s 65DAA of the Act. The trial judge did not make an order for equal
shared parental responsibility within the meaning of s 65DAA and thus the trial
judge was not bound to apply that section of the Act.
- We
invited submissions about Doherty and no submission was made that it was
wrongly decided or should be distinguished from this case. In any event, we are
satisfied
that the principles which emerge from Doherty apply in this
case.
- So
as to understand the gravamen of these grounds, it is necessary to examine the
manner in which the allocation of parental responsibility
was pursued at trial.
- The
one matter on which the parties were agreed is that an order for equal shared
parental responsibility should not be made. The
mother moved on her amended
application filed 4 July 2017 and, as is confirmed by her counsel’s case
outline filed 16 November
2017, she sought sole parental responsibility for the
children. By the father’s amended response filed on 3 July 2017 he
proposed
that he have sole parental responsibility “for the education and
medical including medical therapy for the children”
and that the parties
otherwise have equal shared parental responsibility for the children. The
orders he sought as to parental responsibility
are now set out:
- Subject
to Order 3 the parties have equal shared parental responsibility in relation to
[the children].
- That
the father have sole parental responsibility for the education and medical
including mental health therapy of the children. Prior
to making a decision in
the exercise of his sole parental responsibility, the father will notify the
mother in writing of the decision
that it [sic] to be made and he will consider
the views of the mother before making the decision. Once the father makes a
decision
in the exercise of his sole parental responsibility, the father will
notify the mother in writing of the decision that is made.
- Notwithstanding
Order 3 herein:-
- The
mother shall be responsible for the daily care, welfare and development of the
children whilst they are living or spending time
with her; and
- The
father shall be responsible for the daily care, welfare and development of the
children whilst they are living or spend time with
him...
- At
the commencement of trial the ICL did not submit orders as to the best interests
of the children. The submission in counsel for
the respondent’s written
summary of argument, that at the commencement of the case the ICL sought an
order for sole parental
responsibility, is incorrect. After the evidence closed
on 22 November 2017, directions were made for the ICL to file a minute of
the
orders she sought by 29 November 2017 and a timetable for written submissions
was set. The hearing was adjourned so that counsel
for the parties could, on
the adjourned date, present final oral addresses.
- In
accordance with the direction, the ICL filed a minute of proposed orders in
which two scenarios were presented for consideration.
As to parental
responsibility, in the event that an order was made that the children live with
the father, the ICL sought an order
that he have sole parental responsibility
for the children. In the event that an order was made that the children live
with the
mother, the ICL proposed that the parties have equal shared
responsibility.
- Counsel
who then appeared for the father filed written submissions on 13 December 2017
which included orders in substitution for Order
11 as sought in his amended
response and other orders. None of those additional orders changed the nature
of the relief sought concerning
parental responsibility. However, in her
written submissions (filed after the ICL and before those filed on behalf of the
mother),
counsel for the father wrongly summarised the collective position
concerning parental responsibility thus “the parties all
seek an order
that the primary carer have sole parental responsibility for the children”
(para 4). The mother did not seek
an order for equal shared responsibility if
the children lived with the father and simply maintained her stance that an
order for
sole parental responsibility in her favour was appropriate.
- When
the hearing resumed on 20 December 2017, counsel for the father confirmed that
the orders he sought were as contained in his
amended response and otherwise as
set out in the proposed orders attached to her closing submission. The effect
of this is that
counsel did not seek to amend the father’s application to
seek sole parental responsibility in his favour, and that her Honour’s
summary of the competing proposals at [397] is correct. It follows that from at
least some weeks prior to the final addresses and
before counsel for the mother
filed his written submissions the mother knew that the question of sole parental
responsibility in
favour of the father was in play.
- As
to the question of procedural fairness, in National Companies and Securities
Commission v News Corporation Limited [1984] HCA 29; (1984) 156 CLR 296 Gibbs CJ explained
at 312 that:
The authorities show that natural justice does not
require the inflexible application of a fixed body of rules; it requires
fairness
in all the circumstances, which include the nature of the jurisdiction
or power exercised and the statutory provisions governing
its exercise.
- Ultimately,
questions of procedural fairness turn on their own facts. It is a fundamental
aspect of fairness that a person has a
right to be heard when an order is made
which will deprive that person of some right or interest. Such a person is
entitled to know
the case against him or her and, relevant to the challenge
mounted by the mother, is to be given the opportunity of replying to it
(Kioa
v West [1985] HCA 81; (1985) 159 CLR 550 at 582).
- The
primary judge was attuned to the procedural fairness consequences arising from
seemingly new matters raised in the written submissions
and at the commencement
of the hearing on 20 December 2017, she raised the topic. True it is, that the
procedural fairness point
was raised under the rubric of a discussion about an
order sought by the father concerning the mother’s partner, but the point
is there can be no doubt that the primary judge sought input from counsel to
ensure that the any procedural fairness issues arising
from the written
submissions and additional orders was addressed. In response to the
judge’s enquiries, counsel for the mother
said that he was able to meet
the relief raised concerning the mother’s partner. Importantly, and, even
though the topic under
discussion was procedural fairness, there was no
complaint by him that he could not meet the case for sole parental
responsibility
in favour of the father now pressed (as one option) by the ICL.
Given that the mother, in her own case indicated, (and, as by its
terms, Ground
1 demonstrates) that s 61DA(4) applied and the presumption of equal shared
parental responsibility was rebutted by
evidence that it would not be in the
best interests of the children for the parents to have equal shared parental
responsibility;
an assertion that she could not meet an argument to that effect
mounted by the ICL would have been futile. No doubt this would explain
why no
application was made by the mother for an adjournment and/or to re-open her
case. The absence of any attempt to address these
supposed procedural fairness
issues in the court below is fatal (Metwally v University of Wollongong
[1985] HCA 28; (1985) 60 ALR 68).
- The
effect of this is that there was no denial of procedural fairness and Ground 3
has not been established. It follows that the
submission of the ICL to the
effect that the mother was denied procedural fairness (but not in a material
respect) is also rejected.
- As
to Ground 1, it was not open to the mother to assert that s 61DA(4) had been
satisfied and to now complain that the primary judge
did not, in identical
language, make that finding. In SCVG, a case concerned with
consideration of a mandatory statutory provision, the Full Court said:
- One
question which must then be considered is whether it is necessary to couch any
such concession or agreement in the language of
the Act to amount to it being
“consideration” of ss 65DAA(1) and/or (2) to the effect that orders
of that type would
not be in the child’s best interests. Or, whether the
identification of the terms of the agreement and of the issues to be
determined
can be sufficient to establish facts from which an inference may be drawn that
the court has considered and decided against
an order for either equal time or
substantial and significant time. Although it would be preferable and avoid
doubt if s 65DAA
was explicitly referred to, there are circumstances in which it
can be safely inferred from the facts and circumstances of the case
before the
trial judge that the provision was considered. This is such a case. In this
case the fact that the parties were legally
represented and had for years
engaged in litigation conducted under essentially the same statutory framework,
where the transcript
and reasons disclose a common view about the legal and
factual matters in issue and the matter was not yet complete, the inference
that
ss 65DAA(1)(a) and (2)(c) was considered readily arises.
- Senior
counsel for the mother (and the ICL) relied on Dundas and Blake [2013] FamCAFC 133; (2013)
FLC 93-552 and Mellick & Mellick [2014] FamCAFC 236
(“Mellick”) in support of the proposition that it was
necessary for there to be explicit and cogent reasons (and thus evidence) why
the
presumption should be rebutted. Those cases are authority for that
proposition, but only in the context of it being contentious
as to whether or
not the presumption had been rebutted or s 61DA(4) applied. However, they say
nothing about the approach to be
taken where, in a case such as this, the
parents agreed that the conditions for the operation of s 61DA(4) were met. It
follows
that against the background of the mother’s concession as to the
application of s 61DA(4) (a concession which, given the orders
sought by the
father, he also adopted), it was sufficient compliance with the provision for
the primary judge to declare herself
to be satisfied that “in these
circumstances it is in the children’s best interests for the parent with
whom the children
are to primarily live to have sole parental responsibility for
them” [408].
- Furthermore,
we are completely satisfied that when the whole of the discussion in the trial
reasons under the heading of “Parental
responsibility” is taken into
account, the primary judge made it abundantly clear that s 61DA(4) applied.
- The
pernickety approach inherent in Ground 1 does not withstand scrutiny.
- We
also reject the contention, based on the relief sought by the father as to
parental responsibility, that the mother had a reasonable
expectation that s
65DAA would apply. As Doherty makes plain, had orders for parental
responsibility as proposed by the father been made s 65DAA would not have been
triggered.
- The
remaining aspect of these challenges concerns the assertion that the reasons for
conferring sole parental responsibility on the
father are inadequate.
- The
first component of this challenge focused on the primary judge’s
conclusion “that in these circumstances it is in
the children’s best
interests for the parent with whom the children are to primarily live to have
sole parental responsibility
for them” [408]. It was said that this
finding suborned the determination of who ought to have parental responsibility
to
a determination of who ought to have residence, which are separate
considerations. The assertion being, that the answer to with
whom the children
should live “is not necessarily going to be determinative of parental
responsibility, and they’re quite
separate” (Appeal transcript, 30
May 2018, p 25, line 36). The following exchanges demonstrate the
point:
[SENIOR COUNSEL FOR THE MOTHER]: At that point – and
this is perhaps important as well – what her Honour doesn’t
determine is who’s to have that sole parental responsibility. She
determines the person with whom the children are to live
or inhabit and why that
is the case. If ultimately your Honour is correct in your submission that one
looks to the foregoing reasons,
it doesn’t engage with why it ought to be
the residential parent. It certainly engages with why it ought not be my
client,
but it doesn’t engage with why it ought be the residential parent
and in this instance the father.
AUSTIN J: But it would be absurd to allocate exclusive parental
responsibility for a child to anyone other than the residential parent.
Why
would you have the children live with parent A but give exclusive parental
responsibility to parent B who the child sees intermittently?
[SENIOR COUNSEL FOR THE MOTHER]: There could – and it doesn’t
necessarily emerge on the facts of this case but it might.
One might determine,
as the father indeed sought, that in relation to medical issues then
that’s something that ought be the
subject of equal responsibility and
– or ..... or
AUSTIN J: That’s not answering the question, with the greatest of
respect, because you said there was a decision to allocate
parental
responsibility to the person with whom the children were going to live.
We’re not talking about now fragmenting parental
responsibility. I asked
you a question as to why it would be anything other than absurd to allocate
parental responsibility, if
it’s going to be an exclusive conferral, to
anyone but the residential parent.
[SENIOR COUNSEL FOR THE MOTHER]: Well, your Honour, the responsibility for
long-term decisions isn’t one of necessity –
either cuts across or
denies the ability of a parent on the ground who has primary residence of the
children to fulfil all of those
obligations without more. It might be an
unusual situation but it’s certainly not one that’s simpliciter
absurd or precluded
by in every circumstance
(Appeal transcript, 30 May 2018, p 24, lines 32 – 46, to p 25, lines 1
– 15)
- As
we will shortly explain, the primary judge provided ample reasons as to why an
order for sole parental responsibility was required.
The proposition that it
was incumbent upon her Honour to also contemplate an arrangement whereby the
children would live with one
parent but that parent would have none of the
necessary parental powers to make major long term decisions about the children
(indeed
perhaps at all) and that those rights, powers and duties would vest in
the other parent need only be stated to be rejected. It propounds
an inherently
impossible living arrangement and is entirely inconsistent with the reasons why
the primary judge was satisfied that
an order for sole parental responsibility
was required. Further, no submission was made to the primary judge to the
effect that
if the children lived with the father, the mother should nonetheless
retain sole parental responsibility for them. Although it was
proposed by the
father that in some respects the parties would have equal shared parental
responsibility for the children, his proposal
was not accepted by the mother or
the ICL. It is too late for the mother to now point to evidence which could
have weighed in support
of orders which at trial she had the opportunity to
agree to but did not.
- Turning
then to the adequacy of the reasons given for sole parental responsibility in
favour of the father. Under the heading “Parental
responsibility”,
the primary judge emphasised s 65DAC(2) which was correctly stated as requiring
“that decisions about
major long term issues are required to be made
jointly and requires the parents to consult one another in relation to such
decisions
and make a genuine effort to come to a joint decision” [400].
At [402] – [403] examples were given of the parties’
different
parenting styles and of their inability to make decisions together. Reference
was made at [404] to the lack of “evidence
that the parties have
previously reached agreement about any major long-term issue” followed by
examples of very significant
decisions made unilaterally by the mother and the
difficulties caused thereby. At [405] the primary judge refers to the
parties’
“poor record in communicating with one another in relation
to major long term issues” and other circumstances which satisfied
the
primary judge did not auger well for the future. Finally, the primary judge
expressed her concern that an order for equal shared
parental responsibility was
more likely (than the various proposals including an order for sole parental
responsibility) to lead
to the institution of further proceedings (which was
undesirable) in relation to the children (s 60CC(3)(l)). By this stage the
primary judge had made a raft of favourable findings (many of which are
unchallenged) as to the father’s parenting capacity.
- The
submission that the primary judge’s reasons as to sole parental
responsibility in favour of the father stand and fall with
[408] cannot be
sustained. Ground 2 is not made out.
The children’s time with the mother (Ground
4)
- By
Ground 4, the mother asserts error by the primary judge “as a consequence
of a failure to give any or any adequate reasons
for the periods and regularity
of time she determined that the children should spend with [the mother]”.
The inadequacy of
reasons relates to the period after the orders for supervision
of time were spent. In other words, the challenge is addressed to
the orders
which provide for the mother to have unsupervised time with the children. The
orders as to the children’s time
with the mother provide:
- (5) That the
mother spend time with the children during school term time as
follows:
- (a) For a
period of six weeks from the making of these Orders, each Saturday for a period
of two hours supervised by [the G Service]
or such other professional
supervision service as advised by the ICL or as agreed between the parties. For
this purpose the mother
and the father shall contact the supervision service and
sign all documents necessary and otherwise follow all directions from the
supervision service for the mother to spend supervised time with the children.
The mother is to bear the costs of supervision;
- (b) Following
5(a), for a period of eight weeks, each Saturday from 10 am to
2 pm;
- (c) Following
5(b), for a period of eight weeks, every second weekend from 10 am Saturday
to 12 pm Sunday;
- (d) Thereafter,
every second weekend from the conclusion of school on Friday, or 3 pm if
Friday is a non-school day, until 5 pm Sunday.
- (6) That the
mother spend time with the children during school holidays as
follows:
- (a) In the
short school holidays at the conclusion of Term 1 of 2018, for one day in the
first week of the holidays and one day in
the second week of the holidays as
agreed between the parties from 10 am to 2 pm;
- (b) In the
school holidays at the conclusion of Term 2 of 2018 and all school holiday
periods thereafter, for one half of the school
holidays from the conclusion of
the last day of school until 5 pm on the half-way point.
- (7) That the
mother spend time with the children during all other times, and notwithstanding
Orders 5 and 6, as follows:
- (a) Commencing
in 2018 and during the Christmas period as follows:
- (i) From
2 pm Christmas Eve until 2 pm Christmas Day in even numbered
years;
- (ii) From
2 pm Christmas Day until 2 pm Boxing Day in odd numbered years
commencing 2019.
- (b) From
5 pm the day before Mother’s Day until 5 pm Mother’s Day,
notwithstanding that overnight time may not have commenced
in accordance with
Order 5(c);
- (c) For four
hours on the mother’s birthday as agreed between the parties;
(sic)
- The
primary judge was presented with one suite of orders proposed by the father in
relation to the children’s time with the
mother and another proposed by
the ICL. The mother did not submit any such orders for consideration and no
submissions were made
on her behalf about which of the two proposals should be
preferred. In the event, the primary judge made orders consistent with
those
advanced by the ICL.
- In
relation to the period under consideration, the differences between the two
suites of orders are not substantial and both proceed
on the basis that the
children would spend time with the mother each alternate weekend, for half each
school holiday period and on
designated special occasions. The primary point of
difference is that the father proposed weekends which would conclude before
school
on Monday whereas the ICL proposed Sunday evening. It was open to the
mother to argue in favour of a Monday rather than a Sunday
return. However, she
did not do so and, as the primary judge was tasked with choosing between two
reasonably similar proposals,
it is important that we do not embark on an overly
critical analysis of her reasons: Bolitho & Cohen [2005] FamCA 458; (2005) FLC 93-224.
- It
is accepted that the primary judge did not explain why a Sunday return was
preferred to Monday. If, from the mother’s perspective,
that matter was
contentious or there was complaint from the father, the absence of reasons on
the point may have been problematic.
However that is not the case and in
circumstances where the primary judge was very concerned about the negative
influences in the
mother’s household and made repeated references to any
orders being in the best interests of the children it may be inferred
that the
shorter weekend was favoured because it provided the appropriate balance between
enabling the children’s relationship
with the mother and the risks this
posed to their relationships with the father.
- Furthermore,
we agree with the submission of counsel for the father to the effect that the
mother cannot now complain that the amount
of time ordered for her is inadequate
given that she did not seek orders in her favour at trial. The point being,
that the primary
judge could not be said to have erred for failing to make
orders that he was not asked to make (see Mellick at [88]).
Failure to evaluate the proposals and the reasons (Grounds 5
and 15)
- Grounds
5 and 15 were argued in conjunction and assert that the primary judge erred
by:
- Failing to
properly identify and then properly consider the parties’ competing
proposals (Ground 5); and
- Having regard to
the established facts and the manner in which the hearing was conducted, failed
to give adequate reasons for the
parenting orders (Ground 15).
- There
is no suggestion, nor could there be, that the primary judge misstated the
statutory provisions which applied (Part VII of the
Act) or the manner in which
those provisions have been interpreted. Rather, the essential complaint is, as
cases such as Jollie & Dysart [2014] FamCAFC 149 at [49] demonstrate,
the law requires reasoning which is adequate to evidence the process of analysis
and to explain the path to the ultimate
result.
- The
trial reasons comprise a detailed judgment of 416 paragraphs which extends over
78 pages. Although length does not equate to
an appropriate level of engagement
with the issues and analysis, as Ground 15 reveals the trial reasons resolve the
central factual
controversies and otherwise take into account a raft of matters
which were uncontentious. Whether or not this was sufficient must
be
considered.
- As
to the parties’ competing proposals, these were summarised at [3] and [4]
of the trial reasons and there is no suggestion
that the reasons misstate one or
other of the competing proposals. True it is that the competing proposals were
not set out in full,
but as they were well understood and identified in
documents admitted at trial it was not necessary for the primary judge to
reproduce
the proposals word for word in the reasons. As has already been
explained, the central question was whether the children should
continue in the
primary care of the mother or live with the father. The mother did not
challenge the father’s proposals for
the children’s time with her if
he was successful on his primary application and there were only minor issues as
to the structure
of the children’s time with the father in the event that
they remained with the mother. Her Honour’s analysis of the
parties’ proposal at [3] and [4] was, in the circumstances of this case,
sufficient.
- Otherwise,
there is no requirement for the primary judge to structure her reasons by
reference to those proposals and the issue by
issue approach which culminated in
the application of the statutory provisions to the findings was completely
orthodox. However,
the point that it was essential that the primary judge
address the critical feature of the alternate proposals is obviously correct.
On a fair reading of the trial reasons, it can be seen that discussion of each
of the relevant s 60CC(2) and (3) factors is followed
by an indication of how
this might influence the central question of whether the children should live
with the mother or the father.
Reference need only be made to s 60CC(2)(a) and
[316] - [318], s 60CC(2)(b) and [337] – [339] and s 60CC(2)(d) and
(f) and
[368], [369] and [375] – [381] to demonstrate the point.
- The
assertion that the trial reasons are inadequate will be addressed next. In this
regard, it was uncontentious that the children
had lived their entire lives with
the mother and, in her primary care following separation some seven years
earlier. The children
have a close, loving and meaningful relationship with the
mother (albeit in relation to the older child, enmeshed) and they wanted
to
continue to live with her. Changing the children’s living arrangements
would require them “to relocate to a new area
and attend new
schools” [376]. Although the father had some doubts about whether the
older child has attention deficit hyperactivity
disorder (“ADHD”),
he had been diagnosed with ADHD, anxiety and depression, which diagnoses were
accepted by the expert
and the primary judge [375].
- It
was also common ground that the children would be traumatised at being removed
from the mother’s primary care. These factors
all weighed in favour of
the children continuing to reside with the mother, which proposition was
explained as follows:
- For
these reasons I would need to be satisfied that the mother’s parenting
capacity is significantly impaired to justify such
a change in their
circumstances. I would also need to be satisfied that there are no significant
concerns about the father’s
capacity to provide for the children’s
needs.
- Paragraph
377 of the trial reasons is of signal importance and demonstrates that the
primary judge well understood the nature of the
mother’s case and the
gravity of the ramifications for the children of the changes proposed by the
father.
- In
answering the propositions contained in [377] careful consideration was given to
the extent and reasons given by the mother for
disrupting the children’s
time with the father. Each occasion of denial of time was carefully analysed
and findings such as
those at [92], [127], [149] and [185] culminated in
findings that:
- Since
these proceedings were commenced in 2015, orders have been consistently made for
the father to spend time with the children.
On at least three occasions, the
mother has unilaterally withheld the children from the father despite court
orders. I have made
findings earlier in these Reasons that she did so without
reason. The mother has also unilaterally made a number of significant major
decisions with respect to the children, a matter to which I will return.
- This
segued to consideration about the effect this had on the children’s
relationships with the father and acceptance of the
expert evidence that:
- ...[T]here
are significant negative influences in the mother’s household about the
father and the value of his role in the
children’s lives. The expert also
opines that the mother continues to present as unable to protect the children
from her own
fears that the father is uninterested, largely absent and punitive
which may be reinforced by the complaints of the children who
appear compelled
to repeat a negative narrative about the father and his wife.
- The
effect of which is that the children are at risk of rejecting the father if the
dynamics in the mother’s household did not
change [311]. This was
significant because:
- Although
the expert expressed concern about the mother’s incapacity to support the
children’s relationship with their
father, whether they continue to live
with her in the future or move to live with him, clearly the risk is greater if
they live primarily
with the mother. This is a matter to which I attach
significant weight when considering the competing proposals.
- The
father and his wife were found to have a good capacity to provide for the
children’s needs and there was no suggestion that
the children’s
relationship with their mother was at any risk in the father’s household
[412], [318]. These two findings
are unchallenged.
- The
father had engaged in therapeutic intervention and followed the recommendations
of the family consultant. On the other hand,
the mother was aware that the
expert was of the view that until the mother had processed her own vulnerable
feelings and personal
trauma, this would adversely affect her parenting
capacity. Thus, notwithstanding that the expert recommended that the mother
undertake
therapy, in the 14 months between publication of the expert’s
report and the hearing the mother engaged in therapy in a very
limited way and
her parenting capacity had not changed. Furthermore, the opinion of the expert,
which the primary judge said was
“alarming”, was that unless the
mother’s parenting style changed the older child would likely be involved
in the
mental health system for the rest of his life [378].
- Having
made repeated references to the traumatic effect on the children of being
removed from the mother, the primary judge concluded:
- In
coming to the view that this arrangement is in the best interests of the
children I attach particular weight to the risks to the
children having a
meaningful relationship with their father if they remain living with the mother
in light of my findings about the
family dynamics in the mother’s
household. I also attach significant weight to the capacity of each of the
parents and others
in the respective maternal and paternal households. I do not
attach any weight to the views expressed by the children for the reasons
given.
- The
most significant factor in favour of the children remaining in the primary care
of their mother is that it is likely that the
children will experience a change
in their living arrangements as traumatic. However, a number of orders proposed
by the father,
as recommended by the expert, will provide support for the
children during this difficult time. It is the intention of the
children’s
stepmother to work from home for some time following the change
in the children’s care arrangements. They will also receive
family therapy
and orders will be made in accordance with the expert’s recommendation to
assist the mother to contain her emotions
during her time with the children. The
adverse influence of the mother’s partner will in my view be mitigated by
an order that
he not be brought into contact with the children for a period of
six months. I have also found that the father and his wife have
good capacity to
provide for the children’s needs, which will support them through this
difficult time.
- More
could be said by way of analysis of the trial reasons, but the above discussion
exemplifies the process of reasoning and how
the key findings balanced out in
favour of the parenting orders ultimately made.
- Otherwise
it is accepted that the primary judge did not explicitly state reasons for
making Order 13. Order 13 is an injunction pursuant
to s 68B of the Act which,
in broad terms, restrains the mother from having the children in her care other
than in accordance with
orders, or as agreed between the parties. However, by
way of inference there can be no doubt that this order was imposed to facilitate
compliance with the primary order for the children to live with the father and
designed to address difficulties the mother would
have supporting an order that
the children live with the father. It would operate to prevent her from
encouraging the children to
come to her outside of the orders and should the
children turn up unexpectedly, she could not keep them with her. Given the
structure
of the primary orders, the order neither imposed an additional burden
on the mother nor detracted from her rights under those orders.
In these
circumstances there is no deficiency in the reasons.
- Grounds
5 and 15 have not been established.
Mother’s belief as to risk of harm (Grounds 6, 10 and
13)
- The
focus of these grounds is on the primary judge’s consideration of whether
the mother had valid reasons for ceasing the children’s
contact with their
father and related findings. The grounds were argued together and assert that
the primary judge erred as follows:
- ...
[That her Honour] effected a denial of procedural fairness upon [the mother] in
that whilst [the mother] made plain from the
outset that she was not pursuing a
case that [the father] posed an unacceptable risk to the children, [the father]
did not at any
relevant or fair time make plain that he was putting against her
the case identified by her Honour in paragraphs 49, 86, 91 and 113
of her
Reasons which her Honour then drew upon to inform her conclusions at paragraphs
92, 103, 110 and 310 of her Reasons and further
in doing so, in those
circumstances, unfairly drew inferences adverse to the case of [the mother] in
the observations made in each
of paragraphs 68, 72, 74, 77, 98 and 184 of her
Reasons in circumstances where, had [the father]’s case been made plain,
[the
mother] could have called other evidence (which would otherwise have been
irrelevant) and conducted her case differently.
...
- ...
by failing to give adequate reasons to explain the underlying facts that she saw
relevant as to the mother’s background
in paragraphs 104 and 385 of her
Reasons and revealing how she had taken those matters into account, or in the
alternative, she thus
took into account irrelevant
matters.
...
- ...
in evaluating whether [the mother] had a realistic basis for concerns about the
conduct of [the father], her Honour failed to
take into account relevant facts,
namely the concessions made by [the father] in cross examination as to his
conduct (Transcript
25.11.17 pages 101, 102 and 138).
- Properly
understood, the proposition raised by Ground 6 is that even where affidavits or
case outlines, other evidence or documents,
for example expert reports, have
made it clear that particular assertions or evidence will be challenged, or
adverse inferences drawn,
procedural fairness requires that such matters be put
to a witness if they are to form the basis for adverse submissions or findings.
The proposition is based on the rule in Browne v Dunn (1893) 6 R 67. In
SAMM Property Holdings Pty Ltd v Shaye Properties Pty Ltd [2017] NSWCA 132; (2017) 345 ALR
633 McColl JA discussed the operation of the rule, including where
evidence in chief is given in writing:
[136] The rule in
Browne is an obligation of procedural fairness which counsel has when
cross-examining a witness who counsel intends to submit should not
be accepted.
It is an obligation “to put to an opponent’s witness in
cross-examination the nature of the case upon which
it is proposed to rely in
contradiction of [the witness’s] evidence”. It applies both to party
witnesses and witnesses
generally.
[137] The rule in Browne is both “a rule of practice or
procedure designed to achieve fairness to witnesses and a fair trial between the
parties ...
[and also] a rule relating to weight or cogency of evidence”.
It “facilitates the tribunal’s assessment of the
reliability and
accuracy of the witness.” Even where, for example, the inference on which
a party may intend to rely to impeach
a witness is clear from the exchange of
witness statements or affidavits or reports, “such notice ... does not
absolve the
party who seeks to impugn the witness’s credibility, from
cross-examining as to those issues that the party intends to ultimately
submit
are of significance [so as to] provid[e] the basis upon which the tribunal of
fact can make the necessary assessment of the
witness in relation to those
issues”. If “matters in controversy are not ‘put’ to the
witness in cross-examination
the tribunal’s capacity to assess the merit
of the allegation subsequently to be made and the credit of the witness is
likely
to be impeded”.
[138] Thus, the parties “cannot by an agreement to which the court has
acquiesced, authorise a course which denies elementary
procedural fairness to a
witness”.
[139] It might be accepted, as Mr George submitted, that the rule in
Browne is of less importance where pleadings, affidavits or pre-trial
preparation, have already made clear that the particular assertion
or evidence
will be disputed. However, “[e]ven when there has been an exchange of
affidavits or statements, the rule in Browne will require a
cross-examining counsel to put to a witness the implications which counsel
proposes to submit can be drawn from the
evidence, if those implications are
not obvious from the evidence, or from other pre-trial procedures, or the course
of the case.”
(Our emphasis) (Footnotes omitted)
- We
agree and thus are satisfied that even if the impugned findings were not the
subject of cross-examination, provided the implications
were otherwise plainly
in issue there will be no want of procedural fairness.
- In
order to understand these challenges, it is necessary to set out the passages
from the trial reasons which set the scene for the
discussion as to the
mother’s beliefs. Under the heading “The Matters in Dispute”
the primary judge said:
- It
is the father’s case that the children have been emotionally abused in the
maternal household and that there is a risk of
this continuing in the future if
they remain living primarily in the mother’s care.
- In
particular it is contended on behalf of the father that the mother has
misinterpreted or inappropriately relied upon information
given to her by the
children and the children’s behaviour in the past and has come to believe
that the children are at a risk
of harm in the care of the father which has led
to her withholding them from him from time to time. The father contends that
the
court should find that despite her assertions to the contrary and the orders
she seeks, the mother currently believes that the father
is a significant risk
to the children and she will be unable for this reason to co-parent with him in
the future if the orders are
made as she seeks. The father contends that the
mother is likely to continue to behave in this manner in the future. It is also
contended on behalf of the father that the mother has acted as if she had sole
parental responsibility for the children in the years
following separation when
they have lived with her and she is likely to continue to do so in the future.
- It
is the mother’s case that she has either acted entirely appropriately on
all occasions when she has withheld the children
from spending time with their
father or there has been a misunderstanding between the parents or a failure on
her part to understand
processes in the proceedings that have led to her ceasing
the children’s contact with the father. It is further submitted
on the
mother’s behalf that her behaviour in recent months would lead the court
to conclude that she has not played a part
in causing the children to be aligned
with her.
- These
positions involve the resolution of some factual disputes particularly
concerning the circumstances in which the children have
not spent time with the
father on various occasions.
...
-
As I understand the father’s case, it is his position that the mother has
not ever genuinely believed that he physically abused
the children or posed an
unacceptable risk of harm to them on this basis. Alternatively, he contends
that it was not a reasonable
belief held by the mother and that she unreasonably
and uncritically accepted complaints made by the children and misinterpreted
the
behaviour of the older child in particular. He contends that the mother’s
actions in withholding the children from him
from December 2014, making serious
allegations against him and unilaterally making significant decisions about them
indicate her
incapacity from December 2014 to support the children having a
meaningful relationship with him which continued at the time of the
proceedings
and is likely to continue in the future.
...
-
It is the father’s contention that the mother continues to believe that
he poses a significant risk of harm to the children
and that this informs the
mother’s ongoing actions in withholding the children from him from time to
time. A determination
of these positions also involves the resolution of a
number of facts in dispute concerning the further occasions on which the mother
withheld the children in May 2015, December 2015 and May 2017.
- It
is conceded by the mother that the father did contend that the children were
exposed to psychological abuse in her household.
However, it is submitted that
“the case otherwise contended by [the father] as identified by the trial
judge was never disclosed
in the trial. There was no opening, no such
contentions were stated in [the father]’s case summary, and no such
contentions
were put to [the mother] in cross examination” (Summary of
Argument, para 27). In the absence of notice of these contentions,
it is argued
there was a want of procedural fairness in relation to the following
findings:
-
I am further satisfied that the mother did not have a reasonable basis to
believe that the father had physically abused the children
when complaints were
allegedly made by the older child to her in late
2014.
...
- ...It
is significant that the mother made a decision to cease completely all contact
between the children and the father solely on
the basis of reports made by an
eight year old child which were inherently unbelievable and had features of
exaggeration and influence
by others, without any prior discussion with the
alleged perpetrator with whom she had a good coparenting relationship at the
time.
...
- In
my view, there is an element of opportunism by the mother in uncritically
accepting the complaints made by the older child and
relying upon them in
suspending the father’s time with the children at a time when she was
relocating due to difficulties in
her relationship with her partner. Taking all
of the foregoing matters into account I do not find, as the mother contends,
that
she acted protectively and reasonably at this time in withholding the
children from the father and unilaterally making significant
decisions about
them without input from the father.
...
- Since
these proceedings were commenced in 2015, orders have been consistently made for
the father to spend time with the children.
On at least three occasions, the
mother has unilaterally withheld the children from the father despite court
orders. I have made
findings earlier in these Reasons that she did so without
reason. The mother has also unilaterally made a number of significant major
decisions with respect to the children, a matter to which I will return.
- There
can be no doubt that the issue of the reasonableness of the mother’s
belief in the older child’s allegations (leading
to her finding at [92])
had arisen, as exemplified in the following exchanges with counsel for the
mother during final addresses:
[COUNSEL FOR THE MOTHER]: ... [I]f [the older child] says or does something in
the future, [the mother] should look at it with, perhaps,
a greater degree of
scepticism than she has in the past, because it’s quite – my client
could not have known what was
happening in the father’s home until his
wife gave evidence in these proceedings, and couldn’t have known the
cogency
or otherwise until she saw it, and she has seen it.
HER HONOUR: Except that [the father]’s a man that she has had a very good
co-parenting relationship with for years.
[COUNSEL FOR THE MOTHER]: Indeed.
HER HONOUR: Why would she suddenly start believing something that’s
completely different to her own experience?
[COUNSEL FOR THE MOTHER]: Because, your Honour, that’s not the case. [The
mother] believed [the older child] when he said he
was hit by his father. She
believed him when he said he was going to commit suicide. So why wouldn’t
she believe him when he
says he’s locked up in a bathroom?
HER HONOUR: Well, the question is why did she believe all those other things? It
says, according to the expert, as much about her
relationship with the child.
The enmeshed relationship that she ought not be valuing these things in the way
she has done and that
valuing them the way she has done is what has exacerbated
the problem.
[COUNSEL FOR THE MOTHER]: Indeed. And, your Honour, I will come to that in my
closing submission, because there’s some things
that have been raised in
[the expert’s] report which go to that very issue, because one will
remember, in [the expert’s]
report, when it said it’s stark –
difference in observations between the father and the mother, I think, a day
apart.
But anyway, I will come to that in a minute, ...
(Transcript, 20 December 2017, p 14, line 23 – p 15, line
5)
- Counsel
for the mother did not return to the issue but nonetheless the exchange
demonstrates that the matter was clearly in issue
and there is no merit in the
suggestion that the mother was denied procedural fairness.
- Similarly,
the transcript of the mother’s cross-examination indicates that the issue
of the older child’s tendency for
exaggeration, the mother’s
uncritical acceptance of what he told her and the allegation against of the
mother of opportunism,
which form the basis of the findings at [103] and [110],
was clearly raised:
[COUNSEL FOR THE FATHER]: ... And so if her Honour accepts that my client was
not bashing on the door, and if she doesn’t accept
your son was distressed
or inconsolable, do you accept that your son is capable of making those sorts of
things up?
[THE MOTHER]: [The older child] has a over-reactive style of – at the
time, we did what we could do by...
HER HONOUR: Sorry. Perhaps you haven’t listened to the actual
question?
[THE MOTHER]: Can I have the question again, please?
HER HONOUR: Do you accept that he’s capable of making those sorts of
things up?
[THE MOTHER]: No. I don’t accept that.
...
[COUNSEL FOR THE FATHER]: ... Well, the point is you accept
then that [the older child] has this false belief about his father being
violent
to him. Do you accept that? Do you accept that?
[THE MOTHER]: ---No, I don’t.
[COUNSEL FOR THE FATHER]: You don’t accept that [the older child] said
that to [the expert]?---
[THE MOTHER]: I accept that he said that to [the expert].
[COUNSEL FOR THE FATHER]: Right?---
[THE MOTHER]: If it’s in her report, yes.
[COUNSEL FOR THE FATHER]: So is it the case you don’t accept that
that’s what he believes?
[THE MOTHER]: ---He does believe that – [the older child]. Yes.
[COUNSEL FOR THE FATHER]: Right. And you agree that it’s not true?
[THE MOTHER]: ---I don’t agree that it’s not true. I wasn’t
there.
[COUNSEL FOR THE FATHER]: I’m not talking about the conversation.
I’m talking about - - -?---
HER HONOUR: The fact that a child can have a memory of action of something
that happened to him less than 12 months old?
[THE MOTHER]: ---Yes. I don’t believe that.
[HER HONOUR]: So that’s false?
[THE MOTHER]: ---I don’t believe he has memories from under 12 months
old. No. Sorry.
[HER HONOUR]: Right. So if he says that he has a memory, then it must be a
false memory?
[THE MOTHER]: ---It’s got to be false. Yes, I understand now.
[HER HONOUR]: Right?
[THE MOTHER]: ---Sorry.
[COUNSEL FOR THE FATHER]: And what I want to suggest is that [the older
child] continues to believe that that’s what his father
did to him?
[THE MOTHER]: ---Yes.
[COUNSEL FOR THE FATHER]: And that is – despite that – I
withdraw that. And you have - - -
HER HONOUR: He continues to believe he has a memory of his father doing
that.
[COUNSEL FOR THE FATHER]: That’s right. And you, I want to suggest,
have never told him that it’s not true?
HER HONOUR: You’ve never told him that he can’t possibly have a
memory of something that occurred - - -?
[THE MOTHER]: ---Yes.
HER HONOUR: - - - when he’s less than 12 months old?
[THE MOTHER]: ---Yes. I have. I have, yes.
[COUNSEL FOR THE FATHER]: And there’s nothing in any of the evidence, I
want to suggest, that you’ve ever told him that
he’s wrong?
[THE MOTHER]: ---I have, yes. But, no, there’s nothing in the
evidence.
[COUNSEL FOR THE FATHER]: Right. And this goes back to the statement that you
made in 2015, that you have allowed your son to think
he was assaulted by his
father when he was little because you want him to think that?
[THE MOTHER]: ---No.
[COUNSEL FOR THE FATHER]: You don’t want him to have a relationship
with his father and you want him to think his father is
a danger to him?
[THE MOTHER]: ---No.
(Transcript, 22 November 2017, p 183, line 31 to p 184 line 5; p 250, line 16 to
p 251, line 21)
- In
respect of [310], the unilateral nature of the mother’s actions in
withholding the children, this issue was raised when counsel
for the father
challenged the mother about her assertion that she had done so on the advice or
suggestion of experts (see transcript,
22 November 2017, p 251, lines 32 –
38). The mother maintained that such advice was given, however the primary
judge was entitled,
as she did, to find otherwise and comment on the
unreasonableness of the mother’s actions in withholding the children. As
to the finding that the mother had unilaterally made a number of major decisions
with respect to the children, this was established
at trial and was not in
contention in the appeal.
- There
is no merit in Ground 6.
- As
to Ground 10, it is abundantly clear that the matters identified at [104] and
[385] concerning the mother’s traumatic life
experiences were relevant, as
the expert opined, to the importance of her engaging in therapy to help her
reduce her anxiety and
be able to regulate her distress around the children
[270]. The mother did not do this in a meaningful way and her parenting
capacity
continued to be significantly impaired [377]. These findings were not
irrelevant and the primary judge was entitled to give these
matters the
significance which she did.
- Turning
now to Ground 13, the failure by the primary judge to discuss various admissions
made by the father about his behaviour towards
the children; in particular using
a plastic spoon as a threat (but not to hit), threatening to smack the older
child on an occasion
in the car and by his manner causing the older child to be
fearful. We do not accept that these matters required consideration by
the
primary judge. This is because the case was overwhelmingly concerned with the
mother accepting exaggerated or false accounts
of behaviour attributed to the
father. The essence of exaggeration is that there is a germ of truth at the
heart of what becomes
a much larger and fallacious account of events. These
admissions went to essentially unremarkable behaviour by the father which
may
have provided the germ of truth but bore no relationship to the style of
allegations and fallacious account of events made against
the father.
- Ground
13 is not made out.
The older child’s vulnerabilities (Ground
7)
- The
gravamen of this ground is that the primary judge erred by making orders
changing the older child’s residence in light of
his particular
vulnerabilities without expert evidence about how he would cope with the change
and the consequences of the orders,
being:
- That he would be
“deprived” from the continuing care of the mother;
- That he would be
removed from his current school in which he was happy and progressing well;
- That he would
not have the ongoing treatment of his therapist;
- That he would
not see the mother’s partner for six months; and
- That the time he
would spend with the mother would be limited, as prescribed in Orders 5(a)
– 8(c).
- Other
than in relation to the child’s continued attendance on his therapist, the
orders are substantially similar to those proposed
by the ICL in the event that
it was determined that the children should live with the father. The mother
knew that a change in the
children’s residence would result in them moving
homes and school and being deprived of her continuing care; there was an issue
about whether the older child would continue to see his therapist and that
orders were sought in relation to her partner. She had
the opportunity to give
evidence about the amount of time she would seek with the children but failed to
do so. The matter was relisted
on 20 December 2017, after all parties had filed
their closing submissions and proposed minutes of order, therefore if the mother
believed that one or other of these factors had not been explored to her
satisfaction it was open to her to apply to recall the expert
(a second time).
The expert was recalled once and no attempt was made to have her recalled to
give evidence, for example on the
effect on the children of not seeing the
mother’s partner for six months.
- A
judge in the position of the primary judge is not obliged to receive expert
evidence on each and every component of the ultimate
decision. Her Honour
placed considerable weight on the expert evidence, which included the
expert’s opinion about “the
traumatic impact upon the children and
the older child in particular of any change of residence and the practical
difficulties associated
with a change in their care” [295]. This aspect
of the case was well understood by the primary judge however the likely trauma
to the children was balanced against the mother’s incapacity to support
the children’s relationship with the father,
a matter in which she
attached significant weight [317].
- The
matter of the older child’s ongoing treatment with his therapist and the
injunction against the mother’s partner are
also canvassed in separate
grounds of appeal and will be considered further below.
- This
ground has not been made out.
The older child’s attendance on his therapist (Ground
8)
- By
this ground the mother contends that the primary judge erred by failing to give
any, or adequate, reasons in failing to make orders
requiring and facilitating
the older child’s attendance on his then therapist. In doing so, it is
asserted that the primary
judge failed to take into account:
- That
[the older child’s therapist] had been engaged in substantial ongoing
treatment with [the older child].
- That
[the older child’s therapist]’s ongoing treatment was recommended by
[the expert].
- That
[the older child’s therapist] herself has recommended that she should
continue with ongoing therapy with [the older child]
irrespective whether [the
older child] was residing with [the mother] or [the father].
- That
the [father] had sought an order (wrongly described as family therapy) that [the
older child] continue to attend [the older child’s
therapist].
- [The
older child’s therapist]’s evidence that it had taken a period of 6
months to establish a relationship of trust with
[the older child].
- [The
expert]’s oral evidence that if the children were to live with the father,
then [the older child] should continue with
[the older child’s therapist]
and that it would contrary to [the older child]’s interests to stop that
therapy.
- That
the Independent Children’s Lawyer sought an order that would require [the
older child] to continue to see [the older child’s
therapist] in the event
that the children were to live with [the
father].
(Mother’s Further Amended Notice of Appeal,
filed 3 May 2018)
- We
accept (as did the primary judge) that the expert recommended that the older
child continue to see his therapist [274] and that
the above factors accord with
the evidence. However, the primary judge was not bound to implement the
recommendations of an expert
and it can be seen that she was persuaded that the
recommendation of the expert that the father, his wife and the children attend
a
family therapist for twelve months following a change in the children’s
primary care should be implemented and reflected
in orders but an order for the
ongoing attendance on the older child’s therapist should not be made
[273], [282], [288], [412]
and [415].
- In
respect of the older child attending on his therapist, the primary judge
said:
- There
also appears to be some confusion in relation to the role of the older
child’s psychologist,... . [The older child’s
therapist] is a
psychologist who was engaged to provide therapeutic assistance to the older
child. She was not engaged for the purpose
of providing the family with family
therapy, nor is there evidence that she would be prepared to do so. In any
event, [The older
child’s therapist]’s offices are located
approximately one hour’s drive from the father’s residence and it
is
not practicable to require the father to continue to travel that distance for
the purposes of the child’s ongoing attendance
with that psychologist. The
orders that I have made will permit the father to source family therapy for
himself and the children
with a therapist of his choosing. He will also arrange
any therapeutic support for the children as he deems appropriate in the exercise
of his sole parental authority.
- The
passage quoted above resonates with the expert’s
evidence:
[HER HONOUR]: The psychologist practices on the central coast, and the father
lives in [Suburb D]. The problem is the supports have
been put in place when the
children were living in – so I’m not sure about this [therapist].
We’ve got to be realistic
and practical?
[THE EXPERT]: ---Yes, I know. That’s true. How long is it away from the
father? How long would it take to drive him there?
Because, your Honour, just
along that line, you can’t suddenly stop a child’s therapy with her
therapist; you need to
– there needs to be some lead-up time into it where
the child and the therapist are able to talk through and prepare for the
separation. It shouldn’t just be stopped dead.
(Transcript, 20 November 2017, page 39 lines 28 – 35)
- The
expert continued, however, to give evidence about the importance of the older
child’s therapy and there being an orderly
termination of the sessions:
HER HONOUR: Okay. Current, fortnightly and an hour away?
[THE EXPERT]: So if it’s ongoing at the moment, it should not stop.
HER HONOUR: Right?
[THE EXPERT]: And an hour’s drive is lengthy, but in this situation I
would support it continuing with the parent, the residential
parent discussing
with [the older child’s therapist] how long this should continue. I mean,
that sort of discussion hopefully
is already happening with [the older
child’s therapist] and [the mother] anyway, [the older child’s
therapist] and [the
mother]. So should there be an order for the children to
live with the father, the father needs to make himself known to [the older
child’s therapist], needs to talk about supporting [the older child]
through a period and – but with the eventual expectation
be that the
therapy gets terminated, whether it’s three months’ time, six
months’ time, 12 months’ time.
I mean, that really is up to how
reasonable it is for [the older child] to be driving that period of time. But
given [the older child]’s
difficulties, if he’s well engaged with
[his therapist], I think it would be really important to support him there, but
one
can’t be unreasonable with, you know, resources in a family; you can
only do so much. So - - -
[COUNSEL FOR THE FATHER]: And there’s no – do you see that
there’s any need for [the younger child] to be going
at this stage?
[THE EXPERT]: ---Well, if she’s not symptomatic, no. If she becomes
symptomatic and it’s not manageable by the parent
the child is living
with, then she should be given her own independent access to help, yes.
[COUNSEL FOR THE FATHER]: The same person, [the older child’s
therapist]?
[THE EXPERT]: ---No, you never have children in the same therapist –with
the same therapist.
[COUNSEL FOR THE FATHER]: Okay. Thank you?
[THE EXPERT]: I mean, in this case, you perhaps might ask the school counsellor
to keep an eye on [the younger child] and just see
how she is going and offer
her extra support if she needs it or perhaps book in half a dozen, you know,
catch ups and how are you
going and ..... so that that’s – I mean,
don’t forget that these children also have to change their school if they
go to live with their father. So in that case, the schools are probably already
on the alert, knowing these are children who are
going through major life
changes, and the school counsellor would be involved.
[COUNSEL FOR THE FATHER]: But for [the older child] that may actually be an
advantage; do you agree? In terms of the fact he doesn’t
seem very happy.
He doesn’t seem to have many friends, does he?
[THE EXPERT]: [The older child] is going to have trouble wherever he is until he
changes, until this situation changes and then until
he learns the skills to be
– to regulate himself and to be socialised so that he is able to make the
connections and he isn’t
so wounded when something that he is not happy
with happens. So there’s no advantage to [the older child] changing
schools.
He is going – the new school would be the same until he can
change.
(Transcript, 20 November 2017, p 40, lines 9 – 47)
- During
cross examination, the father stated that, after hearing the expert’s
evidence, he would continue the older child’s
appointments with [the older
child’s therapist]:
[COUNSEL FOR THE ICL]: And have you discussed with [the father’s wife]
how, if these orders are carried through – how
the two of you will make
sure that at a time when he changes residences, if that is so ordered, how the
two of you would manage the
mental health conditions of [the older child] in the
situation?
[THE FATHER]: ---Yes. We’ve spoken about seeing a counsellor we have in
mind, yes.
[COUNSEL FOR THE ICL]: Yes. And that is the fact sheet that’s annexed to
your affidavit?
[THE FATHER]: ---Yes.
HER HONOUR: I’m sorry. What was that?
[COUNSEL FOR THE ICL]: And a reference to that psychologist and a fact sheet
about that is annexed to your affidavit?
[THE FATHER]: ---Yes.
HER HONOUR: Well, the father said counsellor.
[COUNSEL FOR THE ICL]: Sorry. Have I mischaracterised it, your Honour?
HER HONOUR: I don’t know. He said the word counsellor, that’s all.
Maybe it is; I don’t know. It might be a psychologist,
but he used the
word counsellor just then.
[COUNSEL FOR THE ICL]: So the step – what’s annexed to your
affidavit is the inquiry you’ve made; is that right?
[THE FATHER]: ---Yes.
HER HONOUR: Just one moment. Well, she’s a mental health social work and
an educator. You heard what [the expert] said about
– and Dr or Ms [H] is
a clinical psychologist?
[THE FATHER]: ---Yes.
HER HONOUR: Is it not your intention to continue with [the older child’s
therapist], if the children come into your care?
[THE FATHER]: ---I believe I would, after hearing [the expert] had to say,
yes.
HER HONOUR: Thank you.
(Transcript, 21 November 2017, p 144, line 42 to p 145, lines 1 –
23)
- No
doubt mindful of this evidence the primary judge decided to leave questions of
whether and with whom the older child would receive
therapy to the
father’s judgment. She did so on the basis that continued attendance on
the older child’s therapist was
not practicable and thus the father could
make such arrangements as he thought appropriate. In this regard it was common
ground
in the appeal that the father, his wife and children had commenced family
therapy and the older child had seen a paediatrician in
relation to mental
health issues and on-going medication. The approach adopted by the primary
judge was available and the reasons
for approaching this issue in the manner she
did are sufficient.
- There
is no merit in this ground.
Order restraining the mother’s partner (Ground
9)
- The
mother contends that the primary judge’s discretion miscarried in
restraining the mother’s partner from coming into
contact with the
children for a period of six months from the date of the orders (Order 17).
Ground 9(d) was abandoned and by the
remaining sub-grounds it is alleged that
the primary judge:
- Erred in failing
to give adequate reasons in making the order;
- Failed to take
into account that there was no evidence that the mother’s partner had
directly or indirectly communicated his
views to the children about their
relationship with the father;
- Failed to make
any findings that the mother’s partner posed an unacceptable risk to the
children; and
- Failed to take
into account and consider that the mother’s partner substantially lives
with the mother.
- Before
considering this ground, it is important to remember that during the six months
in which the injunction was to operate the
children would spend limited time
with the mother, namely two hours per week supervised for the first six weeks,
which would gradually
increase over the following 16 weeks until it culminated
in time every second weekend. The mother’s partner does not live
with her
and the impact of the order on the mother (and indeed the children) could not be
said to be as significant as perhaps might
be first thought.
- It
was the father’s case, as part of his submission that the children were at
risk of emotional harm in the mother’s care,
that “[t]he children
spend substantial time in the presence of the mother’s partner who has a
negative attitude towards
the father and is influencing the children to share
his view” [324].
- The
mother’s partner was interviewed by the expert and cross-examined by
counsel for the father at the ICL. Both the ICL and
father sought orders
restraining the mother’s partner from spending time with the children; the
ICL absolutely, regardless
of whether the children lived with the mother or the
father, and the father for a period of six months.
- The
trial reasons establish that the primary judge carefully considered the evidence
of the expert and the mother’s partner,
including the expert’s views
that a likely contributing factor to the older child’s mental health
difficulties was the
mother’s partner’s support of the notion that
the child was not safe with “his allegedly uninterested, abusive
father” [266] and the mother’s reliance on her partner in dealing
with the father, which her Honour found concerning
[333]. More telling is the
expert’s unchallenged opinion of the mother’s partner’s
“support of the notion
that the children are not safe with the father and
the negative influence of him... upon the children” [326]. Further, the
primary judge considered the importance of the mother’s relationship with
her partner, including that he spends up to ten nights
per fortnight in her home
[329].
- It
is not disputed that the mother’s partner told the expert that the
father’s methods of parenting were “degrading
and of concentration
camp style” which has “scarred these children” [327] and that
he hoped that the children would
have “no access from the father by phone,
TXT, email or person” [328]. However, at trial he said his attitude about
the father had altered. In relation to this the primary judge found as follows:
- In
my view the mother’s partner’s evidence concerning his views about
the father’s attributes as a parent was confusing
and at times
contradictory. I formed the impression that although he was attempting to
convey that he had changed his negative view
of the father, when cross-examined
closely it was revealed that his views had not changed. He said for example
that his concerns
about the risk of physical harm posed by the father to the
older child had reduced until the incident in October 2017 when the older
child
had sent text messages from the bathroom of the father’s home to the
mother and he had called police. He said as a result
of that incident those
concerns had “partially” returned. He said that on that evening he
genuinely believed that the
father may have physically harmed the child. He did
not think even in hindsight that contacting the father would have been
preferable
to ringing police on that occasion.
- The
mother’s partner also agreed that the mother had relied on him a lot in
dealing with her issues with the father, and had
sought his assistance in making
decisions about contact [with the father] and what to do when the older child
had an “outburst”.
He agreed that his advice holds a degree of
significance and influence over the mother.
- I
am concerned that the mother still relies upon her partner in relation to
dealing with matters concerning the father and the children.
For example, when
the older child sent a series of text messages to her on 22 September 2017
requesting that she collect him from
school and indicating that he did not want
to go with his father the mother said that she phoned her partner “to ask
what should
I do”. On the evening when the older child sent text messages
from the bathroom of the father’s home, the mother panicked
when she
received the messages and asked her partner what she should do. It was the
mother’s partner who then telephoned the
older child and attempted to calm
him down and decided to deal with the situation by contacting police and the
mother felt it appropriate
for her partner to intervene in this way.
- Although
the mother’s partner said that he had taken the view in the last 12 months
that it is the best outcome for the children
to have both parents involved in
their lives, it is of concern that as recently as September 2017 the older child
continued to express
extremely negative views of his father as indicated in the
text messages sent on 22 September 2017. If the mother’s partner
has in
fact changed his opinion, he does not appear to be able to exert any positive
influence over the older child as it appears
he did when he had negative views
of the father. An alternate inference which I draw in these circumstances is
that despite his
evidence to the court, the mother’s partner has not
changed his negative view of the father and given his involvement in the
family
dynamics in the maternal household, he continues to exert significant influence
over the children, informing their views about
their father.
- The
above findings have not been challenged on appeal, and there can be no success
in the suggestion that the primary judge failed
to comprehend and evaluate the
evidence or gave insufficient reasons for her conclusion that “[t]he
adverse influence of the
mother’s partner will in my view be mitigated by
an order that he not be brought into contact with the children for a period
of
six months” [412].
- Further,
it was not necessary that the primary judge make an unacceptable risk of harm
finding against the mother’s partner
before making the injunction; the
only requirement being that she consider that the order is in the best interests
of the children
(s 64B(2)(h)). Her Honour clearly did so:
- In
coming to the view that this arrangement is in the best interests of the
children I attach particular weight to the risks to the
children having a
meaningful relationship with their father if they remain living with the mother
in light of my findings about the
family dynamics in the mother’s
household.
The reference to the mother’s household clearly includes the
mother’s partner.
- There
is no merit in this ground.
Errors of fact (Ground 11)
- The
mother contends that the primary judge made a number of errors of fact which led
to her Honour’s discretion miscarrying.
The alleged errors are as
follows:
- [the
mother] conceded that she had no concerns about the paternal grandfather;
- it is
was conceded on [the mother]’s behalf that she no longer had any concerns
about the paternal grandfather; and
- [the
mother] had “permitted’ the children to be told falsely that they
had not been invited to [the father]’s wedding.
(Father’s Further Amended Notice of Appeal, filed 3
May 2018)
- As
to (a) and (b), the primary judge made the following comments about the
mother’s historic concerns about the paternal grandfather:
- ...
[T]he mother did not seek any orders with respect to the paternal grandfather at
the final hearing and any concerns about his
conduct did not feature in her
case. It was conceded on her behalf at the final hearing that she no longer had
any concerns about
him.
- For
the foregoing reasons I am of the view that the mother raised concerns about the
paternal grandfather as a pretext for not making
the children available to the
father as he had raised for the first time the proposal that the children live
with him. She then made
an application for interim orders that she have sole
parental responsibility and that the children have no contact with their
father.
- The
mother later conceded that she had breached the orders and now concedes that she
has no concerns about the paternal grandfather.
She has not clearly articulated
what her concerns were in the past. In these circumstances I am of the view that
the mother made
a calculated attempt to undermine the children’s
relationship with their paternal family and that her actions were not
reasonable,
appropriate or in any way necessary to protect the children from
harm.
- The
concessions would seem to be reference to the following
exchange:
[COUNSEL FOR THE MOTHER]: ... I think that was the
circumstance where there was a difficulty with [the younger child] spending time
with the paternal grandfather, and my client’s objection to that, but that
got itself sorted out.
HER HONOUR: Now, I want to come to that, because everybody sort of mentions
it in passing, and it has got itself sorted out. In fact,
I think you even used
the expression in your submission – or maybe it was the ICL. There’s
a reference to it being resolved
or – in the earlier proceedings, or
– what – what is the position with paternal - - -
[COUNSEL FOR THE MOTHER]: My recollection - - -
HER HONOUR: You’re not – no one is seeking an order in - - -
[COUNSEL FOR THE MOTHER]: No.
HER HONOUR: No. So - - -
[COUNSEL FOR THE MOTHER]: My recollection was this: the mother alleged that
the paternal grandfather had said something about her
physique some time ago,
after she had given birth to a child, and she found it to be – rightly or
wrongly – a comment
that she found inappropriate at the time. And she was
concerned about that behaviour, and particularly the child – being [the
younger child] – being exposed to it. I think that’s the whole thing
in a nutshell.
HER HONOUR: Right.
...
HER HONOUR: Does the – does the mother still contend
that there is some risk of harm posed by the paternal grandfather?
[COUNSEL FOR THE MOTHER]: Not to the extent that she would require an
order.
HER HONOUR: Right. So it’s a nonissue.
[COUNSEL FOR THE MOTHER]: Yes.
(Transcript, 20 December 2017, p 7, line 38 – p 8, line 16, and p 8,
lines 43 to p 9, line 3)
- To
the extent that the primary judge characterised the mother’s position as
her having no concerns about the paternal grandfather,
as opposed to not having
concerns which justified an order, we agree that this is an error of fact,
notwithstanding that counsel
for the mother agreed that it was a
“nonissue”. However, the essential point of the primary
judge’s criticism
remains valid. Namely, that the mother had earlier
sought orders and denied the children contact with their father because of the
unacceptable risk posed by his father. The primary judge was quite right that
the two positions were contradictory and the conclusion
reached about the
cessation of time was available. It follows that these slight errors of fact
are immaterial and do not vitiate
the primary judge’s discretion. (De
Winter and De Winter (1979) 23 ALR 211) (“De Winter”).
- The
challenge raised by (c), that the primary judge made an error of fact in finding
that the mother “permitted” another
person (the maternal
grandmother) to falsely inform the children that they had not been invited to
the father’s wedding, is
based upon [203] of the trial reasons as follows:
I also find that the mother not only made a conscious decision to withhold the
children from the father’s wedding, she permitted
another person to
falsely inform the children that they had not been invited. The mother agreed
under cross-examination that she
had discussed with her mother, (“the
maternal grandmother”), that the children were supposed to be going to the
wedding.
The father’s wife was not challenged on her evidence that the
children reported to her that the maternal grandmother told them
the night
before the wedding that they had not been invited. Although the mother said she
did not accept that her mother must have
lied to the children there was no
affidavit filed by the maternal grandmother in the proceedings in relation to
this issue.
- It
is accepted that in pre-trial preparation the primary judge indicated that she
would not be assisted by evidence from the maternal
grandmother and the comment
made in the final sentence is unfair. It follows that in the face of the
mother’s denial that
she had permitted her mother to falsely inform the
children that they were not invited to their father’s wedding, the finding
she had done so was not available. However, the findings of real significance
in this passage are that the mother decided to deny
the children the opportunity
to participate in this important occasion and that rightly or wrongly the
children believed that their
maternal grandmother had informed them that they
were not invited. The “permitted” finding is erroneous but of such
little significance it does not amount to appellable error (De Winter).
Based on the evidence before her, the critical findings above were available.
Otherwise it is noted that the mother provided
no further submissions in
support of this challenge.
- Ground
11 has not been made out.
The maternal grandmother did not give evidence (Ground
12)
- The
essence of Ground 12 is that the primary judge erred in failing to take into
account that the reason the mother did not call her
mother to give evidence (in
relation to concerns as to the paternal grandfather) was because the primary
judge herself had directed
that such evidence could not be relied on.
- It
is uncontroversial that the mother withheld the children from the father from 11
December 2015 until 17 February 2016. Her Honour
summarised the mother’s
evidence on the topic as follows:
- According
to the mother’s affidavit she did “stop [the father]’s time
with the children” in December 2015.
The mother deposes that she did so
as she had been informed that the father had left the daughter alone in the care
of the paternal
grandfather which the mother says she “assessed as placing
[the daughter] at risk”. According to the mother’s
affidavit her
mother and another person previously filed affidavits in the proceedings
“outlining [the paternal grandfather]’s
history of inappropriate
sexual advances and innuendo whilst in their presence”. Although the
mother did not rely on those
affidavits in these proceedings she maintains that
she has “concerns about [the paternal grandfather] being left alone with
the children”. In her trial affidavit the mother also deposes in this
context that in about March 2006 at a family gathering
the paternal grandfather
“suggested that he had sex with [her] that morning”.
- The
mother did not contend at the final hearing that the paternal grandfather posed
any risk to the children and does not propose
orders in any way restricting his
contact with them. The paternal grandparents did not feature at all in the
final hearing and any
alleged concerns held by the mother in about December 2015
were not set out in her affidavit.
- The
mother did not provide any other explanation in her evidence for her decision to
cease the children’s time with their father
from December 2015.
- It
is submitted that the statement in the penultimate sentence of [135], the
essence of which is repeated at [146], is unfair because,
as the primary judge
explained at page 335 of the trial transcript, when making trial directions, the
judge said she “did not
want to hear from that person and it
wouldn’t assist me”. Counsel for the ICL did not make submissions
in the appeal
on this point and those made on behalf of the father do not cavil
with the assertion that the mother thus had a good reason for not
relying on her
mother’s earlier affidavit.
- However,
the question which must be considered is whether this oversight by the primary
judge was relevant. In our view it was not.
The primary judge was essentially
concerned to understand the significance of the mother’s failure to make
the children available
to spend time with the father, including contrary to
orders, and what appeared to be a pattern of making allegations that the
children
would be at risk of harm in the care of the father, but yet at the
commencement of the trial when those allegations could be tested,
they were
withdrawn. Indeed, the mother’s case opened on the basis that one of the
issues for determination was “whether
the paternal grandfather poses and
[sic] unacceptable risk for the children” yet, as the primary judge
correctly recorded at
[148]:
Significantly, the mother did not seek
any orders with respect to the paternal grandfather at the final hearing and any
concerns about
his conduct did not feature in her case. It was conceded on her
behalf at the final hearing that she no longer had any concerns
about him.
- We
have already acknowledged that the final sentence in the above paragraph is
wrong. However, with or without the maternal grandmother’s
affidavit,
there can be no doubt that the mother’s stance in relation to the paternal
grandfather was confusing and the mother’s
contention “that she once
again behaved reasonably” [142] in terminating time was not reconciled
with her position at
trial not to pursue her claim that in effect he presented
an unacceptable risk to the children from which the father could not be
trusted
to protect them. There is no merit in this ground.
The older child’s views (Ground 14)
- The
challenge mounted by this ground is that the primary judge erred by
“reaching the conclusions that she should not give weight
to views
expressed by [the older child], she failed to take into account evidence of [the
older child’s therapist] that supported
a contrary conclusion or give
reasons to explain her reaching conclusions contrary to that evidence”.
- It
was common ground that the children wanted to live with the mother and that the
strength of their views meant, as the father said
to the expert, it would be
“really tough” for them to move to him. The opinion of the expert
that “it would be
very distressing for [the children] to move to live with
him” was unchallenged and accepted [271], [370]. Because removing
the
children from the mother’s primary care would be so “tough”
for them, the primary judge was satisfied that
consequences of any such change
was one of the “most important matters in this parenting dispute”
[368], so much so that
the primary judge explained that she “would need to
be satisfied that the mother’s parenting capacity is significantly
impaired to justify such a change in their circumstances. I would also need to
be satisfied that there are no significant concerns
about the father’s
capacity to provide for the children’s needs” [377].
- It
is against this background that the primary judge considered the evidence as to
the children’s views and the weight that
should be afforded to them. As
the trial reasons correctly record, each of the parties gave evidence about
statements by the children
which they intended to be treated as “evidence
of the children’s views”. Somewhat curiously, the primary judge
said this was not “evidence as such” and determined that she would
“only consider the views of the children as
expressed in the course of
their assessment by the expert” [341]. There can be no doubt that the
parties’ evidence about
what the children said was evidence (s 69ZT of the
Act) and was admitted without objection. The qualifying words “as
such”
seem to be intended to signify that the children’s statements
to their parents about what they wanted would be given virtually
no weight and
that it was their statements made to the expert which required consideration.
- In
the passages that follow the primary judge discussed what the children said to
the expert about the father in the presence of the
mother and when seen on their
own, compared with the manner in which they related to the father and the
father’s wife the following
day. Both children described the mother and
other members of the maternal household “in entirely positive terms”
[342],
[345]. When interviewed alone, the older child was almost entirely
negative about the father [345] whereas the younger child made
statements that
were both positive and negative about the father [344]. In relation to the
children’s subsequent interaction
with the father, her Honour found,
uncontroversially, as follows:
- When
interviewed the following day in the presence of the father and his wife the
older child was comfortable in his father’s
presence and smiled as the
father spoke of current positive experiences together. The child was observed
by the expert to be more
“outgoing, chatty and with a positive
affect” when seen with the father and
stepmother.
...
- The
expert also noted a marked difference in the younger child’s presentation
when observed with her father and his wife.
The child sat in her father’s
lap throughout the assessment and was described as having obvious affection for
him.
- In
relation to the older child, the primary judge determined that she would not
attach “any weight to the views expressed by
the children to the
expert” [347]. This was because, in regards to the older child in which
this ground specifically relates:
- The older child
had an anxious, enmeshed relationship with his mother who appeared to join him
in his distress rather than contain
him [347];
- The older
child’s views had been influenced in the maternal household by his older
half-brother and the mother’s partner,
both of whom presented with a very
negative opinion of the father [349]; and
- The opinion of
the expert that the older child’s marked negativity about his father was
not matched by his positive engagement
with him [349].
- Notwithstanding
these findings, the primary judge accepted that the children would be
traumatised if they were removed from the mother’s
primary care and placed
with the father. The primary judge said:
- It
is not in contention that both children will experience trauma if their primary
residence were to be changed. The oldest child
has demonstrated his alignment
with the mother and the youngest child has experienced separation anxiety from
her mother in the past.
As has been discussed earlier in these Reasons, the
older child, now aged 11, presents with a number of vulnerabilities including
ADHD, anxiety and depression. Other stresses for the children include that the
older child has expressed a marked reluctance to spend
time with his father.
...
- The
most significant factor in favour of the children remaining in the primary care
of their mother is that it is likely that the
children will experience a change
in their living arrangements as traumatic.
- The
use of the word “trauma” is revealing and demonstrates that the
primary judge was satisfied that the children genuinely
held extremely strong
views that they wished to live with the mother and would be greatly distressed
if a contrary decision was made.
- It
is accepted that her Honour did not discuss the unchallenged evidence of the
older child’s therapist to the effect that he
feels happy with the mother,
trusts her and can talk about matters with her. However, those aspects of the
older child’s relationship
with the mother were understood and are
reflected in the evidence of the expert which was accepted. It follows that in
relation
to the “evidence as such” given by the parties and the
older child’s therapist as to the older child’s views,
this accords
with that given by the expert. Provided the primary judge was satisfied that
the children genuinely and strongly wished
to continue to live with their
mother, which on a fair reading of the trial reasons is made plain, the failure
to discuss this aspect
of the older child’s therapist’s evidence and
to have regard to the statements the parents attributed to the children
is of no
consequence.
- Otherwise
for this challenge to have been made good it was necessary to establish that the
decision of the primary judge to accept
the evidence of the expert about the
enmeshed nature of the older child’s relationship with the mother was
unsustainable and
that the other factors upon which the primary judge relied to
determine that the older child’s views should not be afforded
weight, were
not available. Given that the older child’s therapist, did not
investigate the nature of the older child’s
relationship with the mother,
and did not challenge the expert’s opinion that their relationship was
enmeshed, it is easily
understood why this did not happen and why there is no
challenge to the finding of enmeshment.
- In
Bondelmonte & Bondelmonte [2016] FamCAFC 48; (2016) FLC 93-698 Ryan and Aldridge JJ said
at 81,169:
It is important to record at the outset that it is not,
and never has been, the case that a judge in his Honour’s position is
obliged to make orders consistent with a child’s stated views (H v W (1995) FLC
92-598; Maldera &
Orbel (2014) FLC 93-602). Rather, a primary judge is obliged to
consider the weight which should be given to any stated views. Of course, a
range of factors
may affect the weight given beyond simply the age and level of
maturity of the child. In other words, context is critical and it
is a matter
for the judge to determine how giving effect to a child’s stated view
accords with the child’s best interests
(R v R (Children’s
Wishes) [2002] FamCA 383; (2002) FLC 93-108; Gillard & Gillard [2015]
FamCAFC 169 at [81]).
- This
is precisely what her Honour did. This ground has not been established.
Conclusion and Costs
- The
mother has failed to establish error and the appeal will be dismissed.
- As
is customary, following the hearing we sought submissions from the parties in
relation to costs in the appeal. In the event that
the appeal was unsuccessful
the respondent sought an order for costs against the mother calculated on a
party-party basis.
- For
his part, the ICL seeks an order for costs against the mother and the father, in
equal shares in the amount of $4,356 ($2,178
each).
- The
issue of costs of an appeal is governed by s 117(1) of the Act which provides
that each party to a proceeding under the Act bear
his or her own costs, unless
the court is of the opinion that the circumstances justify the making of a costs
order (s 117(2)).
In determining what order (if any) should be made under
s 117(2), the court must have regard to the relevant factors in s 117(2A).
- In
regards to a costs application by an ICL, s 117(4)(b) must also be
considered. By that provision the court must not make an order
in favour
of an ICL if the court considers that making such an order would result in
financial hardship to the affected party.
- The
mother resists the application for costs. Counsel for the father was not able
to quantify the amount sought. We are satisfied
that the mother’s lack of
success justifies an order in favour of the father. However, it will be
apparent that we have made
little reference to the arguments advanced by the
father in the appeal. This is because both the written summary of argument and
oral addresses barely came to grips with the matters raised in the appeal. For
example, no attempt was made to provide us with references
to the trial
transcript and where the evidence could be found to support the findings under
challenge. We could continue but it
is sufficient to say that an order in
favour of the father in the amount of $5,000 is warranted.
- No
submissions were made that the order for costs as sought by the ICL would result
in financial hardship on the part of the mother.
In this respect we understand
she has full-time paid employment and was able to arrange her financial affairs
to meet the cost of
senior counsel. An order for the ICL’s costs as
sought against the mother will be made, in the amount of $2,178. We do not
accept that an order should be made against the father.
I
certify that the preceding one hundred and forty-four (144) paragraphs are a
true copy of the reasons for judgment of the Honourable
Full Court (Ryan,
Aldridge & Austin JJ) delivered on 11 July 2018.
Associate:
Date: 11 July 2018
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