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Comcare v Banerji [2019] HCA 23 (7 August 2019)
Last Updated: 7 August 2019
HIGH COURT OF AUSTRALIA
KIEFEL CJ,
BELL, GAGELER, KEANE, NETTLE, GORDON AND EDELMAN
JJ
COMCARE APPELLANT
AND
MICHAELA BANERJI RESPONDENT
Comcare v Banerji
[2019] HCA 23
7 August
2019
C12/2018
ORDER
- Appeal
allowed.
- Set
aside the decision of the Administrative Appeals Tribunal made on 16 April 2018
and, in its place, order that the reviewable decision
of 1 August 2014 be
affirmed.
- The
respondent pay the appellant's costs of the appeal.
Representation
B J Tronson for the appellant (instructed by Australian Government
Solicitor)
R Merkel QC with C G Winnett and C J Tran for the respondent (instructed by
Lander & Co)
S P Donaghue QC, Solicitor-General of the Commonwealth, and
C L Lenehan with J D Watson for the Attorney-General of the
Commonwealth,
intervening (instructed by Australian Government Solicitor)
M G Sexton SC, Solicitor-General for the State of New South Wales, with F I
Gordon for the Attorney-General for the State of New South
Wales, intervening
(instructed by Crown Solicitor's Office (NSW))
C D Bleby SC, Solicitor-General for the State of South Australia, with
L Gavranich for the Attorney-General for the State of South
Australia,
intervening (instructed by Crown Solicitor's Office (SA))
J A Thomson SC, Solicitor-General for the State of Western Australia, with
N T L John for the Attorney-General for the State of Western
Australia, intervening (instructed by State Solicitor's Office (WA))
Australian Human Rights Commission appearing as amicus curiae, limited to its
written submissions
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Comcare v Banerji
Constitutional law (Cth) – Implied freedom of communication on
governmental and political matters – Where Australian Public
Service
("APS") Code of Conduct ("Code") included requirement in s 13(11) of
Public Service Act 1999 (Cth) that employees behave in way that upholds
APS Values and integrity and good reputation of APS – Where APS Values in
s 10(1) of that Act included that APS is apolitical, performing functions
in impartial and professional manner – Where Agency Head
empowered by
s 15(1) of that Act to impose sanctions on employee found to have breached
Code, including termination of employment – Where employee
of government
Department published tweets critical of Department, its employees, policies and
administration, Government and Opposition
immigration policies, and members of
Parliament – Where employment with Commonwealth terminated for breach of
Code –
Where employee claimed compensation under Safety, Rehabilitation
and Compensation Act 1988 (Cth) for "injury", defined to exclude injury
suffered as result of reasonable administrative action taken in reasonable
manner in
respect of employee's employment – Whether ss 10(1), 13(11) and
15(1) of Public Service Act impose effective burden on implied freedom
– Whether burden on implied freedom justified – Whether impugned
provisions
for legitimate purpose – Whether provisions suitable, necessary
and adequate in balance.
Words and phrases – "adequate in its balance", "anonymous",
"apolitical", "APS Code of Conduct", "effective burden", "impartial",
"implied
freedom of political communication", "integrity", "legitimate purpose",
"necessary", "public servants", "public service",
"reasonably appropriate and
adapted", "suitable", "system of representative and responsible government",
"tweets", "unjustified burden".
Fair Work Act 2009 (Cth), Pt 3.2.
Public Service Act 1999
(Cth), ss 10(1), 13(11), 15(1), 33(1).
Safety, Rehabilitation and
Compensation Act 1988 (Cth), ss 5A(1), 14.
- KIEFEL CJ,
BELL, KEANE AND NETTLE JJ. This is an appeal from a decision of the
Administrative Appeals Tribunal ("the Tribunal")
removed into this Court
pursuant to s 40(1) of the Judiciary Act 1903 (Cth) on the
application of the Attorney-General of the Commonwealth (intervening). The
question for decision is whether, as the
Tribunal
held[1],
ss 10(1), 13(11) and 15(1) of the Public Service Act 1999 (Cth) as
at 15 October 2012 ("the impugned provisions") imposed an unjustified burden on
the implied freedom of political communication,
with the result that the
termination of the respondent's employment with the Commonwealth for breaching
the Australian Public Service
("APS") Code of Conduct was not reasonable
administrative action taken in a reasonable manner with respect to her
employment within
the exclusion in s 5A(1) of the Safety, Rehabilitation
and Compensation Act 1988 (Cth) ("the Compensation Act"). For the reasons
which follow, the impugned provisions did not impose an unjustified burden on
the
implied freedom of political communication, and the termination of the
respondent's employment with the Commonwealth was not
unlawful.
The facts
- The
uncontroversial facts of the matter were as follows. On 10 April 2006, the
respondent was offered and accepted employment as
an ongoing APS 6 employee
within the Ombudsman and Human Rights and Equal Opportunity Commission Section
of what became the Department
of Immigration and Citizenship ("the
Department")[2].
She commenced work in that position on 29 May
2006[3]. At some
time prior to 7 March 2012, she began broadcasting tweets on matters relevant to
the Department, using the Twitter handle
"@LaLegale"[4].
There were more than 9,000 such tweets, at least one of which was broadcast
during the respondent's working
hours[5], and
many of which were variously critical of the Department, other employees of the
Department, departmental policies and administration,
Government and Opposition
immigration policies, and Government and Opposition members of
Parliament[6].
The Tribunal
found[7] that
"[s]ome of the tweets are reasonably characterised as intemperate, even
vituperative, in mounting personal attacks on government and opposition
figures".
- On
7 March 2012, the Workplace Relations and Conduct Section of the Department
("the WRCS") received a complaint from one of its
employees, which was copied to
the National Communications Manager, alleging that the respondent was
inappropriately using social
media in contravention of the APS Code of
Conduct[8].
After reviewing the complaint, the Director, WRCS determined that the complaint
did not contain sufficient material to proceed
with a formal APS Code of Conduct
investigation, and advised the complainant of his
determination[9].
- On
9 May 2012, the WRCS received a second, more detailed complaint regarding the
respondent's
conduct[10].
On the basis of that complaint, on or around 15 May 2012, the Director
determined to initiate an investigation into whether the
respondent's conduct
gave rise to possible breaches of the APS Code of Conduct, and, on 23 July 2012,
the WRCS informed the respondent
of the Director's
determination[11].
- Between
15 May 2012 and 13 September 2012, the Assistant Director, WRCS conducted the
investigation into whether the respondent's
conduct gave rise to possible
breaches of the APS Code of Conduct and prepared an investigation report dated
13 September
2012[12]. On
20 September 2012, the Director, Workforce Design and Strategy, being an
authorised delegate of the Secretary of the Department,
sent a letter to the
respondent setting out a proposed determination of breach of the APS Code of
Conduct and inviting the respondent
to provide a
response[13].
On the same day, the respondent sent an email to the WRCS responding to the
proposed determination of
breach[14]. On
15 October 2012, the delegate determined that the respondent had breached the
APS Code of Conduct and proposed a sanction of
termination of
employment[15].
The respondent was provided with the determination and given seven days to
provide a
response[16].
- On
19 October 2012, the Director, WRCS and the delegate met the respondent and her
union representative at the respondent's
request[17].
During that meeting, the respondent admitted to having broadcast tweets under
the handle @LaLegale in which she criticised Government
immigration policy and
her direct departmental supervisor, and, on the same day, the respondent sent an
email to the complainant
offering an "unreserved"
apology[18].
Thereafter, she sought and was granted a number of extensions of time in which
to provide a response to the proposed determination
of
sanction[19].
The last extension granted was until 2 November
2012[20]. On 1
November 2012, the respondent instituted proceedings in the Federal Magistrates
Court of Australia (now the Federal Circuit
Court of Australia) seeking interim
and final injunctions to restrain the Department from proceeding with the
proposed sanction of
termination of her
employment[21].
- On
2 November 2012, the respondent submitted a response to the proposed sanction of
termination of
employment[22].
On the same day, her representative, the Media, Entertainment and Arts Alliance,
also submitted a written response to the proposed
determination of sanction,
and, on 9 November 2012, submitted a further
response[23].
On 11 November 2012, the respondent submitted another response dated 9 November
2012[24]. On
17 November 2012, she sent an email to the Director, WRCS withdrawing her
admission and apology and alleging that the process
underlying the APS Code of
Conduct investigation and termination decision was
flawed[25].
- On
9 August 2013, the Federal Circuit Court rejected the respondent's claim for
interim
injunction[26].
On 15 August 2013, the Director, WRCS wrote to the respondent setting out the
steps which the Department proposed to take to finalise
the process relating to
the respondent's breaches of the APS Code of
Conduct[27].
The letter stated that the delegate would consider all of the information
provided by and on behalf of the respondent in response
to the 15 October
2012 determination, that the delegate would then write to the respondent
advising her of the proposed sanction
(if any) and inviting her to make any
further submissions she may wish to make concerning it, and that the delegate
would thereafter
complete the review process and make a final determination as
to the sanction to be imposed. The letter also stated that any sanction
would
not be implemented until 14 days after the delegate had made the determination.
On 26 August 2013, the delegate provided the
respondent with a further
opportunity to respond to the proposed sanction of termination in line with the
process set out in the
letter of 15 August 2013, and, on 30 August 2013, the
respondent provided a further
response[28].
On 12 September 2013, the delegate wrote to the respondent setting out the
delegate's decision to impose a sanction of termination
of employment under
s 15 of the Public Service
Act[29].
- On
13 September 2013, the Director, WRCS (who at that time was acting as the
Assistant Secretary, People Services and Systems Branch,
and held a delegation
under s 78(7) of the Public Service Act to exercise the power to make
decisions under s 29(1)) wrote to the respondent providing her with notice of
termination of employment to take effect from close of business on 27 September
2013[30]. On
28 March 2014, the respondent entered into a Deed of Agreement with the
Commonwealth of Australia represented by the Department
to settle the
proceedings in the Federal Circuit
Court[31].
- On
18 October 2013, the respondent lodged a claim for compensation under s 14
of the Compensation Act for an "injury" within the
meaning of s 5A(1) of
the Compensation Act, said to be comprised of an "adjustment disorder
characterised by depression and anxiety"
being an aggravation of an underlying
psychological condition arising out of termination of the respondent's
employment[32].
- On
24 February 2014, a delegate of the appellant rejected the claim for
compensation, and, on 1 August 2014, another delegate of
the appellant affirmed
that determination, on the basis that the termination of the respondent's
employment was reasonable administrative
action taken in a reasonable manner in
respect of the respondent's employment, within the meaning of s 5A(1) of
the Compensation
Act, and, consequently, that such injury as the respondent may
have suffered (if any) was not an "injury" within the meaning of that
section[33].
Relevant
statutory provisions
- Section 14
of the Compensation Act provided, so far as is relevant, that the appellant is
liable to pay compensation in accordance
with the Compensation Act in respect of
an "injury" suffered by an employee if the injury results in death, incapacity
for work,
or impairment.
- Section 5A(1)
of the Compensation Act defined "injury" as including, in substance, an
aggravation of a mental injury that arose out
of, or in the course of,
employment, but as excluding any such aggravation as
is suffered as a result of reasonable administrative action taken in a
reasonable manner
in respect of an employee's employment.
- Section 10
of the Public Service Act defined the APS Values, so far as is relevant,
as follows:
"(1) The APS Values are as follows:
(a) the APS is apolitical, performing its functions in an impartial and
professional manner;
...
(g) the APS delivers services fairly, effectively, impartially and courteously
to the Australian public and is sensitive to the
diversity of the Australian
public".
- Section
13 of the Public Service Act set out the APS Code of Conduct, so far as
is relevant, as follows:
"(1) An APS employee must behave honestly
and with integrity in the course of APS employment.
...
(7) An APS employee must disclose, and take reasonable steps to avoid, any
conflict of interest (real or apparent) in connection
with APS employment.
...
(11) An APS employee must at all times behave in a way that upholds the APS
Values and the integrity and good reputation of the
APS."
- Section
15 of the Public Service Act provided for the establishment of procedures
for the determination of breach, in sub-s (3), and prescribed the sanctions
available,
subject to any limitations in the regulations, as follows:
"(1) An Agency Head may impose the following sanctions on an APS employee in the
Agency who is found (under procedures established
under subsection (3)) to have
breached the Code of Conduct:
(a) termination of employment;
(b) reduction in classification;
(c) re-assignment of duties;
(d) reduction in salary;
(e) deductions from salary, by way of fine;
(f) a reprimand."
Departmental and APS
guidelines
- Both
the Public Service Commissioner and the Department promulgated guidelines to
assist employees in complying with their obligations
under the Public Service
Act[34].
At relevant times, the departmental guidelines explained that "[p]ublic
comment, in its broadest sense, includes comment made on political
or social
issues at public speaking engagements, during radio or television interviews,
[and] on the internet", and cautioned that
it was not appropriate for a
Department employee to make unofficial public comment that is, or is perceived
as, compromising the
employee's ability to fulfil his or her duties
professionally in an unbiased manner (particularly where comment is made about
Department
policy and programmes); so harsh or extreme in its criticism of the
Government, a member of Parliament or other political party and
their respective
policies that it calls into question the employee's ability to work
professionally, efficiently or impartially;
so strongly critical of departmental
administration that it could disrupt the workplace; or unreasonably or harshly
critical of departmental
stakeholders, their clients or
staff[35].
Similar, more extensive guidance was provided in Australian Public Service
Commission Circular 2012/1 ("the APS Guidelines"), which
recorded that, "[a]s a
rule of thumb, irrespective of the forum, anyone who posts material online
should make an assumption that
at some point their identity and the nature of
their employment will be
revealed"[36].
In turn, the tenor of the APS Guidelines was further reiterated for employees of
the Department in a document entitled "'What is
Public Comment?' Workplace
Relations and Conduct Section Fact
Sheet"[37].
The
proceedings before the Tribunal
- Before
the Tribunal, the parties were agreed that the only issue for the Tribunal
was:
"whether or not the termination of the [respondent's]
employment with the Commonwealth falls outside the exclusion in s 5A(1) of
the
Act, having regard to the implied freedom of political
communication."[38]
- It
is unfortunate that the issue was framed in those terms for it appears to have
led the Tribunal to approach the matter, wrongly,
as if the implied freedom of
political communication were a personal right like the freedom of expression
guaranteed by ss 1 and 2(b) of the Canadian Charter of Rights and
Freedoms or the freedom of speech guaranteed by the First Amendment to the
Constitution of the United States. Thus, in their reasons for decision,
the Tribunal
spoke[39] in
terms of the impugned provisions imposing a "serious impingement on
Ms Banerji's implied freedom", and
stated[40] that
"[t]he burden of the Code on Ms Banerji's freedom was indeed heavy".
The Tribunal
reasoned[41]
that Canadian jurisprudence as to the balance to be struck between an individual
government employee's "duty of fidelity and loyalty"
and the "countervailing
rights of public servants to take part in a democratic society" was
"illuminative of the appropriate balance
to be struck between the implied
freedom and the fostering of an apolitical [Australian] public service". And,
ultimately, the Tribunal
decided[42] the
matter, erroneously, on the basis "that the use of the Code as the basis for the
termination of Ms Banerji's employment impermissibly
trespassed upon her
implied freedom of political communication".
- As
has been emphasised by this Court repeatedly, most recently before the
Tribunal's decision in this matter in Brown v
Tasmania[43],
the implied freedom of political communication is not a personal right of free
speech. It is a restriction on legislative power
which arises as a necessary
implication from ss 7, 24, 64 and 128 and related sections of the
Constitution and, as such, extends only so far as is necessary to
preserve and protect the system of representative and responsible government
mandated by the
Constitution[44].
Accordingly, although the effect of a law on an individual's or a group's
ability to participate in political communication is relevant
to the assessment
of the law's effect on the implied freedom, the question of whether the law
imposes an unjustified burden on the
implied freedom of political communication
is a question of the law's effect on political communication as a
whole[45].
More specifically, even if a law significantly restricts the ability of an
individual or a group of persons to engage in political
communication, the law
will not infringe the implied freedom of political communication unless it has a
material unjustified effect
on political communication as a whole.
- For
that reason, the way in which the Tribunal decided the matter was misconceived
and the Tribunal's decision must be set aside.
The respondent's
contentions
- Before
this Court, the respondent did not contend that the question of whether the
impugned provisions impose a burden on the implied
freedom of political
communication should be decided on any basis other than the effect of the
impugned provisions on political communication
as a whole. Instead, she sought
to argue that, upon their proper construction, the impugned provisions did not
apply to what she
characterised as "anonymous" communications – being
"communications whose immediate context evinces no connection to the speaker's
status as an APS employee (eg by giving her or his name, or position as a public
servant)" – and that, because the tweets which she broadcast did
not ex facie disclose her true name or the fact of her being an employee
of the APS, they were "anonymous" communications to which the impugned
provisions did not apply. In the alternative, the respondent contended that,
insofar as the impugned provisions purported to authorise
sanctions against an
APS employee for "anonymous" communications, they imposed an unjustified burden
on the implied freedom of political
communication and were for that reason
invalid. In the further alternative, the respondent argued that, if the
impugned provisions
did not of themselves impose an unjustified burden on the
implied freedom, the decision to terminate the respondent's employment
as an
employee of the APS on the basis of her "anonymous" communications was vitiated
by the decision maker's failure explicitly
to take into account the effect of
the implied freedom.
The construction argument
- For
reasons given in the course of the hearing, the Court declined to entertain the
respondent's argument that the impugned provisions
did not extend to "anonymous"
communications. The Court did so because the argument differed fundamentally
from the way in which
the respondent put her case before the Tribunal and
because, if she had put it that way before the Tribunal, it is not improbable
that the appellant would have called evidence illustrative of the damage to
reputation and integrity of the APS likely to have been
caused by so-called
anonymous tweets of the kind broadcast by the respondent. Lest it be thought,
however, that the respondent was
thereby deprived of a real chance of
demonstrating that her employment was not lawfully terminated, there is no
reason to suppose
that "anonymous" communications cannot fail to uphold the
integrity and good reputation of the APS within the meaning of the impugned
provisions.
- As
was explained in detail in the guidelines to APS employees earlier set
out[46] (which
were before the Tribunal), as a rule of thumb, anyone who posts material online,
particularly on social media websites, should
assume that, at some point, his or
her identity and the nature of his or her employment will be revealed. The risk
of identification
which justifies that rule of thumb is obvious, and it is borne
out by the facts of this case. Further, as was also explained in
the guidelines
to APS employees, and, too, is obvious, where an APS employee broadcasts tweets
which are harsh or extreme in their
criticism of the Government or Opposition or
their respective policies, or of individual members of Parliament whatever their
political
persuasion, and the nature of the author's employment is later
discovered, as it was in this case, the fact that an employee of the
APS is then
seen to have engaged in conduct of that kind is bound to raise questions about
the employee's capacity to work professionally,
efficiently and impartially; is
likely seriously to disrupt the workplace; and, for those reasons, is calculated
to damage the integrity
and good reputation of the APS. And, where the employee
broadcasts tweets commenting on policies and programmes of the employee's
Department or which are critical of the Department's administration, damage to
the good reputation of the APS is apt to occur even
if the author's identity and
employment are never discovered. In light of these considerations, it would be
facile to suppose a
parliamentary intention to exclude communications of the
kind broadcast by the respondent.
The implied freedom
argument
- The
respondent's first alternative implied freedom argument also faces difficulties
at a number of levels. To begin with, contrary
to the assumption which is
implicit in the argument, s 13(11) does not purport to proscribe all forms
of "anonymous" communications: only those which fail to "uphold" the APS Values
and the
integrity and good reputation of the APS within the meaning of
s 13(11) of the Public Service Act.
- Secondly,
as was observed by the Solicitor-General of the Commonwealth, appearing on
behalf of the Attorney-General of the Commonwealth
(intervening), there are
undoubtedly some forms of "anonymous" communication that would so damage the
integrity and good reputation
of the APS that, on any view of the matter, their
proscription would be justified. An example would be a Permanent Secretary
broadcasting
"anonymous" tweets which are highly disparaging of the Minister,
the Government or Opposition, Government or Opposition policy, departmental
administration or implementation of policy, or departmental staff, where the
identity of the author is later discovered. As that
example demonstrates, it is
in each case a question of fact and degree whether or not a given "anonymous"
communication infringes
s 13(11) by failing to uphold the APS Values and
the integrity of the APS.
- Thirdly,
and critically, the respondent did not contend before the Tribunal or before
this Court that, apart from the implied freedom,
it would not be within the
legislative competence of the Commonwealth Parliament to enact legislation in
the form of s 13(11) of the Public Service Act requiring APS
employees at all times to behave in a way that upholds the APS Values and the
integrity and good reputation of the
APS. Nor did the respondent contend before
the Tribunal or before this Court that, apart from the implied freedom, the
sanction
of dismissal imposed on her under s 15 of the Public Service
Act for her contravention of s 13(11) of that Act would not be a
lawful, proportionate response to the nature and gravity of her misconduct.
Consequently, as the matter
was presented to the Tribunal and this Court, the
respondent must be taken to have accepted that her conduct in broadcasting the
"anonymous" tweets was conduct which failed to uphold the APS Values and the
integrity and good reputation of the APS within the
meaning of s 13(11) and
that, but for the implied freedom, the sanction of dismissal was warranted.
- In
the result, the respondent's implied freedom argument amounts in effect to
saying that, despite the fact that her conduct in broadcasting
the "anonymous"
tweets was conduct which failed to uphold the APS Values and the integrity and
good reputation of the APS, Parliament
was precluded from proscribing the
conduct because its proscription imposed an unjustified burden on the implied
freedom of political
communication. To say the least, that is a remarkable
proposition.
No unjustified burden on the implied freedom
Effective burden
- A
law which prohibits or limits political communication to any extent will
generally be found to impose an effective burden on the
implied freedom of
political
communication[47].
The appellant, before the Tribunal and again before this Court, and the
Attorney-General of the Commonwealth (intervening) accepted
that s 10(1) in
combination with s 13(11) imposes an effective burden on the implied
freedom. That concession was rightly made. The restrictions which s 10(1)
in conjunction with s 13(11) imposes on the ability of employees of the APS
to engage in public comment on government and political matters must have a
material
effect on the totality of political communication. The question is
whether that burden is justified according to the two part test
of whether the
impugned law is for a legitimate purpose consistent with the system of
representative and responsible government mandated
by the Constitution
and, if so, whether that law is reasonably appropriate and adapted to the
achievement of that
objective[48].
Legitimate
purpose
- Section
3 of the Public Service Act proclaims the "main objects" of the Act,
which include establishing "an apolitical public service that is efficient and
effective
in serving the Government, the Parliament and the Australian public",
providing "a legal framework for the effective and fair employment,
management
and leadership of APS employees", and establishing "rights and obligations of
APS employees". As appears from the text
and context of ss 10(1), 13(11)
and 15(1), the legislative purpose of those provisions is to ensure that
employees of the APS at all times behave in a way that upholds
the APS Values
and the integrity and good reputation of the APS. And as has been seen, the APS
Values are attuned to the maintenance
and protection of an apolitical public
service that is skilled and efficient in serving the national interest.
- There
can be no doubt that the maintenance and protection of an apolitical and
professional public service is a significant purpose
consistent with the system
of representative and responsible government mandated by the
Constitution. Section 64 of the Constitution, which provides for
the establishment of departments of
state[49], and
s 67, which provides for the appointment and removal of officers of the
Executive Government other than
Ministers[50],
attest to the significance of the APS as a constituent part of the system of
representative and responsible government mandated
by the Constitution.
The constitutional significance of the APS is also to be understood in light of
the Northcote-Trevelyan British civil service reforms
of the mid-nineteenth
century[51],
which had been adopted by some of the Australian colonies by the time of
Federation[52]
and which were almost immediately after Federation adopted by the
Commonwealth[53].
Thus, as was observed in Federal Commissioner of Taxation v Futuris
Corporation
Ltd[54],
apolitical, skilled and efficient service of the national interest has been the
ethos of the APS throughout the whole period of
the public administration of the
laws of the Commonwealth.
Appropriate and adapted
- A
law may be regarded as reasonably appropriate and adapted or proportionate to
the achievement of a legitimate purpose consistent
with the system of
representative and responsible government if the law is suitable, necessary and
adequate in its
balance[55].
(i)
Suitability
- A
law is suitable in that sense if it exhibits a rational connection to its
purpose, and a law exhibits such a connection if the
means for which it provides
are capable of realising that
purpose[56].
- Regardless
of the political complexion of the government of the day, or its policies, it is
highly desirable if not essential to
the proper functioning of the system of
representative and responsible government that the government have confidence in
the ability
of the APS to provide high quality, impartial, professional advice,
and that the APS will faithfully and professionally implement
accepted
government policy, irrespective of APS employees' individual personal political
beliefs and
predilections[57].
To the same end, it is most desirable if not essential that management and
staffing decisions within the APS be capable of being
made on a basis that is
independent of the party political system, free from political bias, and
uninfluenced by individual employees'
political beliefs. The requirement
imposed on employees of the APS by ss 10(1) and 13(11) of the Public
Service Act at all times to behave in a way that upholds the APS Values and
the integrity and good reputation of the APS represents a rational
means of
realising those objectives and thus of maintaining and protecting an apolitical
and professional public service. The impugned
provisions are suitable in the
necessary sense.
(ii) Necessity
- Where,
as here, a law has a significant purpose consistent with the system of
representative and responsible government mandated
by the Constitution
and it is suitable for the achievement of that purpose in the sense described,
such a law is not ordinarily to be regarded as lacking
in necessity unless there
is an obvious and compelling alternative which is equally practicable and
available and would result in
a significantly lesser burden on the implied
freedom[58].
Here, the respondent's argument that the impugned provisions impose an
unjustified burden on the implied freedom of political communication
by
proscribing "anonymous" communications thus reduces in effect to a submission
that an obvious and compelling alternative to the
impugned provisions would be
to exclude "anonymous" communications from their scope of application.
- The
argument must be rejected. For the reasons earlier
given[59],
"anonymous" communications are at risk of ceasing to be anonymous, and thereby
damaging the integrity and good reputation of the
APS as an apolitical and
professional public service. Further, as has been explained, depending on the
circumstances and content
of an "anonymous" communication, the communication may
damage the good reputation of the APS even while it remains anonymous.
Consequently,
if the impugned provisions were restricted in their operation to
communications other than "anonymous" communications, the impugned
provisions
would cease to operate as a deterrent against a significant potential source of
damage to the integrity and good reputation
of the APS. Restricting their
operation to communications other than "anonymous" communications is for that
reason not an obvious
and compelling alternative to their present
form[60].
- In
addition, it is to be observed for the sake of completeness that, to the extent
that the respondent's argument proceeds upon an
assumption that "anonymous"
communications are more deserving of protection by the implied freedom than
communications for which
the speaker acknowledges responsibility, that
assumption is not necessarily
sound[61].
(iii)
Adequacy in balance
- If
a law presents as suitable and necessary in the senses described, it is regarded
as adequate in its balance unless the benefit
sought to be achieved by the law
is manifestly outweighed by its adverse effect on the implied
freedom[62].
In this case, that directs attention to the quantitative extent of the burden
and the importance of the impugned provisions to
the preservation and protection
of the system of representative and responsible government mandated by the
Constitution[63].
- In
the course of argument, reference was made to the question of whether the
quantitative extent of the burden imposed by the impugned
provisions was
affected by the range of sanctions capable of being imposed under s 15. On one
view of the matter, the issue of penalty is beside the point. If a law
prohibits an employee of the APS from commenting
publicly in a manner which
fails to uphold the integrity and reputation of the APS, the law restricts the
ability of the APS employee
lawfully to engage in governmental and political
communication regardless of whether the penalty for contravention is large or
small[64]. On
another view of the matter, however, penalty is relevant because the question of
whether a law imposes a burden on the implied
freedom is to be assessed
according to the terms and practical effect of the law and the greater the
penalty the more likely it will
be that the law operates as a significant
deterrent to political
communication[65].
A third possibility is that the relevance of penalty will depend on the
particular circumstances of a case. Here, it may be assumed
that the extent of
penalty is relevant. But for reasons to be explained, the penalties that may be
imposed under s 15 do not suggest that the impugned provisions are not
adequate in their balance.
- Section 15
of the Public Service Act provides for a range of penalties and for the
selection and imposition of the appropriate penalty by the Agency Head in the
exercise
of discretion. As a matter of law, that discretion must be exercised
reasonably[66]
and, therefore, according to the nature and gravity of the subject
contravention[67].
As with other civil penalties, the essence of the task is to put a price on the
contravention sufficiently high to deter repetition
by the contravenor and
others who might be tempted to
contravene[68],
but bearing in mind that a penalty of dismissal must not be "harsh, unjust or
unreasonable"[69].
Unquestionably, there are cases of breach of s 13(11) that are so serious
in the damage done to the integrity and good reputation of the APS that the only
appropriate penalty is termination
of employment. The instance earlier cited of
a Permanent Secretary who publicly engages in trenchant criticism of the
Secretary's
Minister, Government policy or departmental administration is an
obvious example. By contrast, in other cases the level of the employee
involved
and the nature of the conduct in issue may be such that nothing more than a
reprimand is warranted. And of course between
those two extremes lies a range
of possible situations warranting the imposition in the reasonable exercise of
discretion of differing
penalties according to the particular facts and
circumstances of the matter. It is not the case that every employee of the APS
who
commits a breach of s 13(11) by broadcasting public "anonymous"
communications is liable to be dismissed. Nor is it the case that the impugned
provisions provide
for the imposition of a penalty which is not proportionate to
the contravention. Breach of the impugned provisions renders an employee
of the
APS liable to no greater penalty than is proportionate to the nature and gravity
of the employee's misconduct.
- Section 15(3)
provides for the establishment of procedures that comply with basic procedural
requirements set out in Commissioner's Directions,
have due regard to procedural
fairness, and may differ for different categories of APS employee. An Agency
Head is required to take
reasonable steps to ensure that every APS employee in
the Agency has ready access to the documents that set out these
procedures[70].
The assessment of whether there has been a breach of s 13(11) must be
undertaken in accordance with those published procedures, and, if the relevant
employee is dissatisfied with the determination,
the employee has a right of
internal review, a further right of Tribunal merits review under s 33
– except in the case of termination of employment, in which event the
employee has rights under Pt 3.2 of the Fair Work Act 2009 (Cth) for
redress for unfair dismissal on the ground of it being "harsh, unjust or
unreasonable" – and a right of judicial review.
- Given
the impugned provisions have a significant purpose consistent with the system of
representative and responsible government
mandated by the Constitution,
and are necessary in the sense that there is no obvious and compelling
alternative, there is nothing about the procedures for the
assessment of the
nature and gravity of contravention of s 13(11) or the imposition of the
appropriate penalty in accordance with the procedures for which s 15
provides that at all supports the idea that the benefit sought to be achieved by
the impugned provisions is manifestly outweighed
by their effect on the implied
freedom. To the contrary, the impugned provisions, including their prescription
of the range of penalties
and the procedures for the assessment of breach and
the imposition of penalty and review, present as a plainly reasoned and focussed
response to the need to ensure that the requirement of upholding the APS Values
and the integrity and good reputation of the APS
trespasses no further upon the
implied freedom than is reasonably
justified[71].
Exercise
of discretion under s 15
- It
remains to deal with the respondent's further alternative contention that the
decision to terminate her employment as an employee
of the APS was vitiated by
the decision maker's failure to take the implied freedom into account in
determining the sanction to be
imposed under s 15 for breach of
s 13(11). Counsel submitted that the implied freedom is an essential
mandatory consideration in the exercise of the discretion and, therefore,
that a
decision maker's failure to consider the implied freedom constitutes a
jurisdictional error which vitiates the
decision[72].
Alternatively, it was submitted that, even if that were not so, the implied
freedom operates as an outer limit on the range of
penalties open to be imposed
in exercise of the decision maker's discretion, and that, in this case, the
decision maker imposed an
excessive penalty of dismissal which lay beyond the
boundary of the implied freedom.
- The
first of those submissions must be rejected. No doubt in one sense the implied
freedom imposes a limit on the sanctions that
may be imposed for a breach of
s 13(11) constituted of a failure to uphold the APS Values prescribed in
s 10(1). If s 15(1) provided for sanctions that were not reasonably
justified having regard to the implied freedom of political communication, it
may
be accepted that s 15(1) would be invalid and any penalty imposed under
it would be unlawful, or at least unlawful to the extent that the penalty went
further
than was warranted by the implied
freedom[73].
But as has been explained, the prohibitions imposed by s 13(11) operating
in conjunction with s 10(1) are proportionate to achieving the significant
purpose of maintaining and protecting an apolitical public service skilled and
efficient
in serving the national interest, and the prescription of sanctions in
s 15(1) that may be imposed according to law for a contravention of
s 13(11) trespasses no further upon the implied freedom than is reasonably
justified. Consequently, provided a decision maker imposing a
penalty under
s 15 acts reasonably, and so in accordance with the legal requirement that
the penalty be proportionate to the nature and gravity of the
contravention and
the personal circumstances of the employee, there can be no risk of infringement
of the implied freedom. If a
decision maker imposes a manifestly excessive
penalty, it will be unlawful because the decision maker has acted
unreasonably[74],
not because of the decision maker's failure to turn his or her mind to, or
failure expressly to mention, the implied freedom.
- So
to conclude does not mean that the implied freedom may not be a relevant
consideration in the exercise of different discretions
under other
legislation[75].
Whether it is may depend on the terms of the legislation and the nature and
scope of the discretion. But for the reasons stated,
it is no part of a
decision maker's function in imposing penalty under s 15 to take the
implied freedom into account. The task is to impose a penalty which accords to
the nature and gravity of the subject
breach and the personal circumstances of
the employee in question.
- For
similar reasons, the remainder of the respondent's further alternative
contention should be rejected. As has been
observed[76],
due to the way in which the respondent conducted her case before the Tribunal,
the respondent must be taken to have accepted that
her conduct in broadcasting
the "anonymous" tweets was conduct which failed to uphold the APS Values and the
integrity and good reputation
of the APS within the meaning of s 13(11),
and that, but for the implied freedom, the sanction of dismissal was warranted.
It is too late now for the respondent to be permitted
to contend for the first
time, as it were on ultimate appeal, that the penalty imposed on her did not
accord to the nature and gravity
of her contraventions of ss 10(1) and
13(11) or her personal circumstances. She must be taken to have accepted that
they did and, consequently, that the penalty imposed
was in accordance with
those provisions and so within the limits set by the implied
freedom.
Conclusion
- It
follows that the appeal should be allowed. The decision of the Tribunal should
be set aside. In its place, the reviewable decision
of 1 August 2014 should be
affirmed. The respondent should pay the appellant's costs of the
appeal.
- GAGELER
J. This proceeding, styled as an appeal on a question of law from a decision
of the Administrative Appeals Tribunal, was
commenced in the original
jurisdiction of the Federal Court under s 44 of the Administrative
Appeals Tribunal Act 1975 (Cth) and was removed into the High Court under
s 40 of the Judiciary Act 1903 (Cth). The background is fully
described in the reasons for judgment of the plurality.
- Comcare
and Ms Banerji agreed before the Tribunal that the termination of Ms Banerji's
employment within the Department of Immigration
and Border Protection was
"reasonable administrative action taken in a reasonable manner in respect of
[her] employment" within the
meaning of s 5A(1) of the Safety,
Rehabilitation and Compensation Act 1988 (Cth) unless she could establish
that the termination fell outside that description "having regard to the implied
freedom of political
communication"[77].
That agreement meant that the only question raised for the consideration of the
Tribunal in reviewing the decision of the Comcare
Review Officer, which had
affirmed the denial of her claim for compensation under s 14 of that Act
for mental injury arising out of her employment, was whether the provisions of
ss 10(1)(a), 13(11) and 15(1)(a) and (3) of the Public Service Act 1999
(Cth) ("the PSA") operated to infringe the constitutionally implied freedom
of political communication to the extent that those provisions
purported to
authorise the termination of her employment. The decision of the Tribunal, to
set aside the decision under review and
to determine instead that Ms Banerji was
entitled to compensation, followed from its conclusion that the implied freedom
of political
communication was so infringed.
- The
question of constitutional law which now arises for the determination of the
High Court is essentially the same as the question
which was raised for the
consideration of the Tribunal. For reasons to be explained, however, there is
no occasion to confine the
question to the particular circumstances of the
termination of Ms Banerji's employment. Whether ss 10(1)(a), 13(11)
and 15(1)(a) and (3) of the PSA operated to infringe the implied freedom of
political communication to the extent that those provisions
purported to
authorise the termination of Ms Banerji's employment can and should be addressed
by asking whether those provisions
operate to infringe the implied freedom of
political communication across the range of their potential operations.
- Contrary
to an argument put on behalf of the Australian Human Rights Commission, which
was granted leave to make written submissions
as amicus curiae, the proceeding
raises no distinct question concerning the application of the implied freedom of
political communication
to an exercise of executive power. As Basten JA pointed
out in A v Independent Commission Against
Corruption[78],
"[w]hile it is true that the implied freedom of political communication will
limit the scope of executive power, it does so, at
least in the case of a
[repository] exercising statutory powers, by limiting the scope of legislative
power".
- And
contrary to an argument put on behalf of Ms Banerji, the proceeding raises no
separate question of administrative law as to whether
the implied freedom of
political communication was a consideration which needed to be, and was not,
taken into account in the making
of the administrative decisions which resulted
in the termination of her employment. As Basten JA also pointed out in A v
Independent Commission Against
Corruption[79],
"there is an element of conceptual confusion in the suggestion that the
constitutional limit on the scope of a power is a factor
which must be taken
into account by [an] authority in the course of exercising the power" in that
"[t]he reason why the authority
does not have the power cannot sensibly be
described as a condition of its exercise".
- The
answer to whether ss 10(1)(a), 13(11) and 15(1)(a) and (3) of the PSA operate to
infringe the constitutionally implied freedom of political communication across
the range of
their potential operations turns on whether the burden which those
provisions operate to impose on freedom of political communication
is a burden
that is justified. The burden is justified if two conditions are satisfied.
One is that the object of the impugned
provisions, identified in s 3(a) of
the PSA, is consistent with the constitutionally prescribed system of
representative and responsible government. The other is
that the impugned
provisions are reasonably appropriate and adapted to achieve that identified
object in a manner consistent with
that constitutionally prescribed system of
government.
- The
impugned provisions, in my opinion, satisfy both conditions. The object
identified in s 3(a) of the PSA not only is consistent with the
constitutionally prescribed system of representative government but serves
positively to promote the
constitutionally prescribed system of responsible
government. Sections 10(1)(a), 13(11) and 15(1)(a) and (3) are narrowly
tailored to achieve that object in a manner which minimally impairs freedom of
political communication.
The burden which the impugned provisions impose on
freedom of political communication is therefore justified.
- To
explain that answer, it is necessary to start with the constitutional context
within which the PSA is enacted and operates.
Constitutional
context
- The
PSA is enacted under s 51(xxxvi) of the Constitution as a law with
respect to the matter referred to in s 67 as "the appointment and removal
of all other officers of the Executive Government of the Commonwealth" and under
s 51(xxxix) as a law with respect to "matters incidental to the execution
of any power vested by this Constitution in ... the Government of the
Commonwealth ... or in any department or officer of the Commonwealth". The
"other officers" to whom
s 67 refers are officers of the Executive
Government of the Commonwealth other than Ministers of State for the
Commonwealth, for whom
provision is made in s 64. To appreciate the special
constitutional position of those other officers, it is necessary first to
understand the peculiar constitutional
position of Ministers.
- Section
61 of the Constitution vests the executive power of the Commonwealth in
the Queen and makes it exercisable by the Governor-General. Section 62 mandates
establishment of a Federal Executive Council to advise the Governor-General, and
s 63 provides that references to the Governor-General in the
Constitution are to be construed as references to the Governor-General
acting on the advice of the Federal Executive Council.
- Section
64 of the Constitution requires Ministers to be appointed by the
Governor-General "to administer such departments of State of the Commonwealth as
the Governor-General
in Council may establish". The Ministers so appointed are
required by that section to be members of the Federal Executive Council.
They
hold office during the pleasure of the Governor-General and they cannot hold
office for more than three months unless they
become senators or members of the
House of Representatives.
- Combined
with the requirements of s 6 of the Constitution that there must be
a session of Parliament at least once in every year and of ss 7, 9, 13, 24, 28
and 32 that senators and members of the House of Representatives be "directly
chosen by the people" in elections held at least once every
three years, the
requirement of s 64 that Ministers be or within three months of appointment
become senators or members of the House of Representatives facilitates the
political accountability of Ministers to the House of Representatives and to the
Senate. Through the House of Representatives and
the Senate, Ministers are made
politically accountable to electors. The result is "that the actual
government of the [Commonwealth] is conducted by officers who enjoy
the confidence of the
people"[80],
which is the essence of the system of responsible government for which the
Constitution makes
provision[81].
- The
political accountability of Ministers, Mason J observed in FAI
Insurances Ltd v
Winneke[82],
has two elements. Each is facilitated by a different aspect of the operation of
s 64 of the Constitution. One element, corresponding to the
requirement of the section that Ministers be members of the Federal Executive
Council, is the
"collective responsibility" of Ministers to the Parliament and
to electors for the whole conduct of the Executive Government of the
Commonwealth. The other element, corresponding to the requirement of the
section that Ministers be appointed to administer departments
established by the
Governor-General on the advice of the Federal Executive Council, is the
"individual responsibility of Ministers
to Parliament for the administration of
their departments".
- Enhancing
the political accountability of Ministers facilitated by s 64, ss 65
and 66 of the Constitution make provision for the Parliament to have
legislative control over the number and salaries of Ministers.
- Against
the background of the provision made in respect of the Federal Executive Council
and of Ministers in ss 62 to 66, s 67 of the Constitution
provides:
"Until the Parliament otherwise provides, the appointment and removal of all
other officers of the Executive Government of the Commonwealth
shall be vested
in the Governor-General in Council, unless the appointment is delegated by the
Governor-General in Council or by
a law of the Commonwealth to some other
authority."
It is the opening words of the section
which invoke the power conferred on the Commonwealth Parliament by
s 51(xxxvi) of the Constitution to make laws with respect to
matters in respect of which the Constitution makes provision until the
Parliament otherwise provides.
- The
other officers of the Executive Government of the Commonwealth referred to in
s 67 of the Constitution encompass, although are not limited to, all
who might be involved in the exercise of executive power within such departments
as the
Governor-General in Council might from time to time establish under
s 64. The ongoing conferral by s 64 of executive power on the
Governor-General in Council to establish departments and the ongoing conferral
by s 51(xxxvi) of legislative power with respect to the appointment and
removal of officers within departments were supplemented within the scheme
of
the Constitution by the making of transitional provision for the transfer
to the Commonwealth of "departments of the public service in each State"
specified in s 69 of the Constitution. The consequence of transfer
of such a department was that "all officers of the department" became by force
of s 84 of the Constitution "subject to the control of the Executive
Government of the Commonwealth" and that the transferred department itself came
within the
subject matter of the exclusive legislative power conferred on the
Commonwealth Parliament by s 52(ii) of the Constitution with respect
to "matters relating to any department of the public service the control of
which is by this Constitution transferred to the Executive Government of the
Commonwealth". But officers of transferred departments also met the description
of
other officers of the Executive Government of the Commonwealth capable of
removal under s 67, and they too were therefore within the scope of
s 51(xxxvi), subject to certain rights vested in or accruing to them under
State law at the time of transfer which were preserved to them by
s 84[83].
- Section
44(iv) of the Constitution renders all of the other officers of the
Executive Government of the Commonwealth to whom s 67 of the
Constitution refers, to the extent that they are holders of "office[s] of
profit under the Crown", incapable of being chosen or of sitting as
senators or
as members of the House of Representatives. Officers of the Executive
Government of the Commonwealth who are not Ministers
are in that way
disqualified from taking part in the Parliament to which Ministers are
politically accountable. Their disqualification
from participation in the
Parliament, as was noted in Sykes v
Cleary[84],
"contributes to their exclusion from active and public participation in party
politics" and, in the result, has "played an important
part in the development
of the old tradition of a politically neutral public service". More will be
said of the development and
continuation of that tradition in due course.
- The
overall constitutional context within which the PSA is enacted and operates is
accordingly of: the administrative responsibility
of Ministers for departments
in which other officers of the Executive Government of the Commonwealth are
involved in the exercise
of executive power; the political accountability of
Ministers for the administration of their departments to the House of
Representatives
and to the Senate; and the exclusion of those other officers
from participation in the House of Representatives and in the Senate.
That
constitutional context informs the structure of the PSA and permeates its
ethos.
Structure and ethos of the PSA
- Like
its predecessors, the Commonwealth Public Service Act 1902 (Cth) and the
Public Service Act 1922 (Cth), the PSA is not "a law having general
operation over all the members of the community". It is a law concerned
exclusively
with "the regulation of what is, no doubt, a very large body of
people with respect to their work for and their relations with the
Commonwealth", a component of which regulation involves subjecting them to a
code of discipline that is enforced
administratively[85].
- Again
like its predecessors, the PSA "serves public and constitutional purposes as
well as those of
employment"[86].
Providing as it does for "the marshalling of the human machinery to implement
the exercise of executive power constitutionally vested
in the
Crown"[87]
against the background of the inherent political accountability of Ministers for
the administration of their departments to the House
of Representatives and to
the Senate, the PSA imposes on other officers of the Executive Government of the
Commonwealth who are engaged
as employees for the purposes of those departments
"a number of strictures and limitations which go beyond the implied contractual
duty that would be owed to an employer by many
employees"[88].
- For
each department that the Governor-General in Council establishes under s 64
of the Constitution, the PSA establishes an office of Secretary of the
department[89].
It imposes on the holder of that office responsibility for managing the
department and advising the Minister administering the department
in matters
relating to the
department[90].
It also imposes on the holder of that office responsibility for assisting the
Minister to fulfil what the PSA acknowledges to be
the "Minister's
accountability obligations to the Parliament to provide factual information, as
required by the Parliament, in relation
to the operation and administration of
the
Department"[91].
- The
PSA mandates that all persons engaged as employees to perform functions in a
department must be engaged under the PSA or under
the authority of another
Act[92]. It
empowers the Secretary of a department, on behalf of the Commonwealth, to engage
persons as employees for the purpose of the
department[93].
Persons so engaged are referred to in the PSA as "APS
employees"[94].
Together with Secretaries of departments, APS employees form part of the
"Australian Public Service" ("the APS") which the PSA
establishes[95].
- The
objects of the PSA and the manner in which the PSA regulates the APS continue a
long tradition of professionalism and political
neutrality of officers within
departments of State for the administration of which Ministers of State are
constitutionally responsible
and politically
accountable[96].
The tradition can be traced through the predecessors of the PSA to a process of
public sector reform which began in the second half
of the nineteenth century
following recommendations in the Report on the Organisation of the Civil
Service in the United
Kingdom[97] for
an end to ministerial patronage and for the creation of a permanent professional
public service based on competitive recruitment
and promotion processes, which
were taken up and implemented by legislation after the advent of responsible
government in the Australian
colonies[98]
and which contributed to its
development[99].
The ethos which then emerged, and which has prevailed throughout the history of
the Commonwealth, has been that of "an apolitical
public service which is
skilled and efficient in serving the national
interest"[100].
- Professor
W E Hearn, who had earlier chaired a Board of
Inquiry[101]
and participated in a Royal
Commission[102]
the recommendations of which had resulted in the enactment of the first
legislation for the establishment and regulation of a permanent
civil service in
Victoria[103],
gave a useful if somewhat idealised account of the emergence of an apolitical
public service and of its relationship to ministerial
accountability in his
treatise entitled The Government of England, published in Melbourne in
1867. Having stated in relation to Ministers that "[i]t is an essential
part of our political system that the heads of the great
executive departments,
those officers who direct these departments and determine their policy, should
be present in Parliament" on
the basis that "[t]heir presence there is required
to give due effect to the principle of parliamentary control", Professor Hearn
made the point that "Parliamentary Government would soon become an intolerable
nuisance" in the absence of a permanent civil
service[104].
- Of
the officers of the permanent civil service, Professor Hearn
wrote[105]:
"They are the depositaries of official traditions and the custodians of official
records. It is to them that the minister must look
for information, and it is
to them that he must trust the execution of his designs. But these gentlemen
are the servants of the
Queen. It is their duty and their point of honour to
give to their official superior true information, faithful advice, and loyal
cooperation. It matters not to them who that superior may be, or how frequently
he may be changed. Their position is the same.
They are still the Queen's
servants, and are bound to do the Queen's business under the orders of any
officer that may in that behalf
be honoured with Her Majesty's commands.
Whatever may be their personal feelings or their political sympathies, all the
servants
of the Queen are in their official relations bound, whether
individually or in concert with others, to promote to the utmost of their
several powers the service to which they
belong."
Professor Hearn
continued[106]:
"Such is the theory of the Constitution, and it is not contradicted by the
practice. ... The Heads of Departments in all their fluctuations never abuse
Her Majesty's confidence
by advising the dismission of a meritorious officer on
the sole ground of his political opinions. The subordinate officers are careful
to avoid such an expression of their political feelings as might bring them into
collision with any of their chiefs for the time
being; and honourably fulfil
without respect to persons their duties towards their official superior. So
well is the practice now
understood that scarcely has a complaint been heard for
many years; and the control of the vessel of the State passes from hand to
hand,
as the exigencies of political affairs require, with perfect ease and with no
appreciable inconvenience. The commander may
be often changed, and the
direction of the good ship may be altered; but the crew remains the same,
equally prompt to obey every
varying order, and equally skilful to carry it into
execution."
- How
maintenance of a culture of political neutrality tends to support maintenance of
a permanent professional public service within
a system in which Ministers are
constitutionally responsible and politically accountable for the administration
of their departments
was further explained by the Royal Commission on the Civil
Service in the United Kingdom in 1915 by reference to how the system might
be
expected to unravel were restrictions on political activities of public servants
withdrawn. The explanation was as
follows[107]:
"Speaking
generally, we think that if restrictions on the political activities of public
servants were withdrawn two results would
probably follow. The public might
cease to believe, as we think they do now with reason believe, in the
impartiality of the permanent
Civil Service; and Ministers might cease to feel
the well-merited confidence which they possess at present in the loyal and
faithful
support of their official subordinates; indeed they might be led to
scrutinise the utterances or writings of such subordinates, and
to select for
positions of confidence only those whose sentiments were known to be in
political sympathy with their own.
If this were so, the system of recruitment by open competition would prove
but a frail barrier against Ministerial patronage in all
but the earlier years
of service; the Civil Service would cease to be in fact an impartial
non-political body, capable of loyal service
to all Ministers and parties alike;
the change would soon affect the public estimation of the Service, and the
result would be destructive
of what undoubtedly is at present one of the
greatest advantages of our administrative system and one of the most honourable
traditions
of our public life."
- Drawing
attention both to the genuineness and to the amorphousness of the continuing
ethos of political neutrality amongst officers
of the Executive Government of
the Commonwealth appointed under the predecessors of the PSA, Professor R N
Spann wrote in a paper
provided to the Royal Commission on Australian Government
Administration in
1974[108]:
"The permanent head and his subordinates are trained to think of themselves as
implementing policies ultimately determined by their
political masters, on which
they have offered advice, and which may leave much scope for discretion and
feedback, but which they
should not consciously distort in response to other
viewpoints and pressures, including their own personal
preferences.
This doctrine is nowhere fully defined
in statutes or regulations, nor could it be effectively enforced by outside
sanctions –
there are too many subtle ways of hindering, or not fully
backing, a policy one dislikes. It is part of the 'culture', or tradition,
of
the public service, a tradition whose force should not be under-estimated."
- Giving
contemporary expression to that longstanding culture or tradition, s 3(a)
of the PSA states as the first of the main objects of the PSA "to establish an
apolitical public service that is efficient and effective
in serving the
Government, the Parliament and the Australian public". The other main objects
of the PSA can each be seen to be designed
to complement the first. They are
expressed as being "to provide a legal framework for the effective and fair
employment, management
and leadership of APS
employees"[109],
"to establish rights and obligations of APS
employees"[110],
and to define the powers, functions and responsibilities of Secretaries (and
other "Agency Heads") as well as of the Public Service
Commissioner and the
Merit Protection
Commissioner[111],
both of whom are appointed to an independent office under the
PSA[112].
- The
principal method of regulation of the APS which the PSA adopts in pursuit of the
object of establishing an apolitical public
service is to be found in the
combined operation of ss 10, 11, 12, 13 and 15.
- Section
10 of the PSA specifies the "APS Values". The value specified in
s 10(1)(a), that "the APS is apolitical, performing its functions in an
impartial and professional manner", is intrinsically related to other
values
articulated in s 10. Those other values are respectively that the APS "is
openly accountable for its actions, within the framework of Ministerial
responsibility
to the Government, the Parliament and the Australian
public"[113],
"is responsive to the Government in providing frank, honest, comprehensive,
accurate and timely advice and in implementing the Government's
policies and
programs"[114],
"delivers services fairly, effectively, impartially and courteously to the
Australian public and is sensitive to the diversity of
the Australian
public"[115]
and "is a career-based service to enhance the effectiveness and cohesion of
Australia's democratic system of
government"[116].
- Section
11(1) of the PSA requires the Public Service Commissioner to issue directions in
writing in relation to each of the APS Values for the
purposes of ensuring that
the APS incorporates and upholds those values and determining where necessary
the scope or application
of the values. By force of s 11(2), the APS
Values have effect for the purposes of the PSA "subject to the restrictions (if
any)" in directions made under s 11(1).
- Directions
that have in fact been made by the Public Service Commissioner under
s 11(1) have the effect of requiring each Secretary of a department to put
in place measures directed to ensuring, and of requiring each
APS employee to
help to ensure, that "management and staffing decisions" in a department "are
made on a basis that is independent
from the political party system, political
bias and political influence", and that "the same high standard of policy advice
and implementation,
and the same high quality professional support, is provided
to the elected Government, irrespective of which political party is in
power and
irrespective of the [Secretary's or APS employee's] political
beliefs"[117].
- Section
12 of the PSA obliges Secretaries of departments to uphold and promote the APS
Values, and s 35(2)(c) makes it a function of APS employees within the
"Senior Executive Service" to promote the APS Values "by personal example and
other
appropriate means".
- Section
13 of the PSA prescribes the "APS Code of Conduct", which is made applicable by
force of that section to all APS employees, and which
s 14(1) makes
applicable in the same way to Secretaries of departments. One of the
requirements of the APS Code of Conduct, prescribed
in s 13(11), is that
"[a]n APS employee must at all times behave in a way that upholds the APS Values
and the integrity and good
reputation of the APS".
- Section
15 of the PSA provides for the sole means by which the APS Code of Conduct is
enforced against an APS employee. The question
of whether or not an APS
employee has breached the APS Code of Conduct is a question for administrative
determination under procedures
which the Secretary of each department must
establish under s 15(3). The procedures which must be established by the
Secretary must
"have due regard to procedural fairness" and must comply with
basic procedural requirements set out in directions issued by the Public
Service
Commissioner under s 15(4).
- Only
where an APS employee is found under procedures established under s 15(3)
to have breached the APS Code of Conduct can the Secretary
of a department
exercise discretion under s 15(1) to impose a sanction for breach. The
range of sanctions for which provision is
made in s 15(1) is limited to
those connected with employment. Termination of employment, for which provision
is made in s 15(1)(a),
is the most severe. The other sanctions are
reduction in classification, re-assignment of duties, reduction in salary,
deductions
from salary by way of fine, and a reprimand.
- The
discretion to impose a sanction from within that range is subject to the usual
implied conditions of a statutory conferral of
discretionary power that it can
be exercised only in compliance with the principles of procedural fairness and
only within the bounds
of
reasonableness[118].
The reasonableness or unreasonableness of the imposition of any particular
sanction from within the range necessarily falls to be
determined in that
context by reference to considerations which include whether, and if so to what
extent, the sanction can be seen
to be proportionate to the severity of the
breach that has been
found[119].
- A
finding under procedures established under s 15(3) of the PSA that an APS
employee has breached the APS Code of Conduct is, in
accordance with regulations
made to give effect to an entitlement for which s 33(1) of the PSA
provides[120],
subject to merits review by the Merit Protection Commissioner. So too is a
decision by a Secretary under s 15(1) to impose a sanction
other than
termination of employment on an APS employee who has been found to have breached
the APS Code of
Conduct[121].
- The
Merit Protection Commissioner lacks power to make a binding decision as a result
of a review either of a finding under procedures
established under s 15(3)
or of a decision under s 15(1). The Merit Protection Commissioner must,
however, make recommendations
in a report of the review which the Secretary is
obliged to
consider[122].
Having considered those recommendations, the Secretary must make a further
decision confirming or varying the action that has been
reviewed or setting that
action aside and substituting new
action[123].
The Merit Protection Commissioner, if not satisfied with the response of the
Secretary, is empowered to report the matter to the
Minister administering the
relevant department as well as to the Prime Minister and to the President of the
Senate and the Speaker
of the House of Representatives for presentation to the
Parliament[124].
- A
decision made by a Secretary under s 15(1) of the PSA to terminate the
employment of an APS employee who has been found to have
breached the APS Code
of Conduct is excluded from the entitlement to review for which s 33 of the
PSA provides. However, the former
employee is entitled to apply to the Fair
Work Commission for a remedy for unfair dismissal under Pt 3-2 of the
Fair Work Act 2009
(Cth)[125].
If the Fair Work Commission finds the termination to have been "harsh, unjust or
unreasonable"[126],
it can order either reinstatement or the payment of
compensation[127].
Termination of employment can be found by the Fair Work Commission to be
"harsh", even if it is not "unjust" or "unreasonable",
"because it is
disproportionate to the gravity of the misconduct in respect of which the
employer
acted"[128].
Moreover, the Fair Work Commission can, in the application of those statutory
criteria, inquire into whether s 13(11) has been breached at
all[129].
- A
decision of a Secretary to impose a sanction under s 15(1) of the PSA is
also subject to judicial review under the Administrative Decisions (Judicial
Review) Act 1977 (Cth), as is a decision of the Secretary on review of a
finding of breach of the APS Code of Conduct made under procedures established
under s 15(3) of the PSA. Those decisions and decisions of the Fair Work
Commission are, of course, also subject to judicial review
under s 75(v) of
the Constitution as well as under s 39B of the Judiciary
Act.
Burden imposed by the impugned provisions
- The
burden which any law operates to impose on freedom of political communication
lies in its incremental effect on the ability of
a person or persons to make or
to receive communications capable of bearing on electoral
choice[130].
The burden which ss 10(1)(a), 13(11) and 15(1)(a) and (3) of the PSA
operate to impose on freedom of political communication is a constraint on the
scope of political communication
permitted to be made by a person who is an APS
employee for so long as he or she remains an APS employee. It is not a "blanket
restraint
on all civil servants from communicating to anyone any expression of
view on any matter of political
controversy"[131].
- The
constraint which ss 10(1)(a), 13(11) and 15(1)(a) and (3) of the PSA
operate to impose on political communication by an APS employee is both
substantial and directly targeted
at political communication. It operates on
persons within a specified class, but does not discriminate on the basis of any
particular
viewpoint.
- Although
a statutory incident of the relationship of employment, the constraint is not
limited to a communication in which the APS
employee might engage in his or her
capacity as an APS employee or in the course of or for the purposes of his or
her APS employment.
Ms Banerji's own circumstances well enough illustrate how
the constraint can extend to communications undertaken in a private capacity
and
which are not directly and immediately attributable to an APS employee.
- The
constraint, however, cannot be equated with a statutory prohibition enforceable
in civil or criminal proceedings in a court.
There are two important points of
distinction.
- First,
the requirement of s 13(11) that an APS employee must at all times "behave
in a way" that "upholds" the APS Value identified
in s 10(1)(a) is a
requirement to observe a professional standard. What it demands of a person who
is an APS employee is observance
of a measure of restraint or moderation in the
expression of a political opinion. The precise measure is highly
situation-specific
and cannot readily be reduced to a set of prescriptive rules
of behaviour. The level of circumspection in the expression of a political
opinion that might properly be expected of an APS employee in a discussion with
a journalist or a member of the public, for example,
might not properly be
expected of that same APS employee in a discussion with a close friend or
relative. Likewise, the level of
circumspection that might properly be expected
may depend on the APS employee's level of seniority and responsibility.
- Second,
s 13(11) in its application to s 10(1)(a) is not self-executing.
Whether or not an APS employee has failed to behave in
a way that upholds the
APS Value identified in s 10(1)(a) is not a question that can arise for
determination by a court. It is a
question that has been committed to
administrative determination in accordance with established procedures. What if
anything flows
from an administrative determination that there has been a
failure to uphold that APS Value, as has already been observed, is then
committed to the further administrative determination of the Secretary in the
exercise of the discretion conferred by s 15(1) to impose sanctions from
within the range set out in that sub-section.
- Hence,
the burden which the impugned provisions operate in practice to impose on
freedom of political communication is to require
a person who is an APS employee
to exercise restraint and moderation in the expression of political opinion for
so long as he or
she chooses to remain an APS employee in order to avoid the
prospect of administrative sanction which can result at worst in the
person
ceasing to be an APS employee.
Level and intensity of the
requisite scrutiny
- Wotton
v
Queensland[132]
establishes that the validity of a law which burdens freedom of political
communication by empowering an exercise of an administrative
discretion is to be
determined by asking in the first instance whether the burden is justified
across the range of potential outcomes
of the exercise of that discretion. If
the burden is justified across the range of potential outcomes, that is the end
of the constitutional
inquiry. The law is valid and the validity of any
particular outcome of the exercise of discretion is to be gauged by reference
solely to the statutory limits of the discretion. There is no occasion to
consider whether the scope of the discretion might be
read down in order to
ensure that the law is within constitutional
power[133].
There is in consequence no occasion to consider whether a particular outcome
might fall within the scope of the discretion as so
read down, and there is
accordingly no occasion to consider whether a particular outcome falls within
the scope of the discretion
having regard to the implied
freedom[134].
- For
reasons I have sufficiently explained in the
past[135], a
law which confers discretion capable of being exercised to impose a direct and
substantial burden on political communication is
a law that requires close
scrutiny corresponding to a compelling justification if it is not to infringe
the implied freedom of political
communication. That is the approach which, in
my opinion, is properly brought to bear in considering the justification for the
burden
on freedom of political communication which ss 10(1)(a), 13(11) and
15(1)(a) and (3) of the PSA operate in combination to impose.
- That
requirement for close scrutiny accords with the approach adopted by the Supreme
Court of Canada in Osborne v Canada (Treasury Board). There the
Supreme Court held that a law which banned "all partisan-related work by all
public servants, without distinction either
as to the type of work, or as to
their relative role, level or importance in the hierarchy of the public servant"
was not "demonstrably
justified in a free and democratic society" within the
meaning of s 1 of the Canadian Charter of Rights and Freedoms on the
basis that "[t]he restrictions on freedom of expression [were] over-inclusive
and [went] beyond what [was] necessary to achieve
the objective of an impartial
and loyal civil
service"[136].
The approach has since been explained as involving adoption of a "strict" test
of "minimum impairment" of freedom of expression
guaranteed by s 2(b) of
the Canadian
Charter[137].
- As
reference is made in the submissions of Ms Banerji and the Australian Human
Rights Commission to the position under the First
Amendment to the Constitution
of the United States, I add for completeness that the case law in which the
Supreme Court has there balanced freedom of speech of
public servants against
governmental interests in creating and maintaining a professional and efficient
public
service[138]
is of marginal analogical assistance in light of the marked differences between
the structure and history of executive government
in Australia and in the United
States.
The impugned provisions are justified
- The
object identified in the expression of the main object in s 3(a) of the PSA
– "to establish an apolitical public service that is efficient and
effective in serving the Government, the Parliament
and the Australian public"
– is unquestionably legitimate in the minimally required sense that the
object is consistent with
the constitutionally prescribed system of
representative and responsible government. Much more than that, the object is
framed to
enhance the practical operation of the constitutionally prescribed
system of responsible government by perpetuating the ethos traditionally
expected of officers of the Executive Government involved in the exercise of the
executive power of the Commonwealth within departments
administered by Ministers
politically accountable to the Parliament.
- The
time-honoured ethos of those officers standing aside from politics enhances both
the exercise of the executive power of the Commonwealth
and the political
accountability of Ministers for the exercise of the executive power of the
Commonwealth. It does so by ensuring
that the Government, the Parliament and
the Australian public can have confidence that Ministers will receive from those
officers
what is aptly described in the Directions made by the Public Service
Commissioner under s 11(1), to which reference has already been made, as
"the same high standard of policy advice and implementation, and the same high
quality
professional support ... irrespective of which political party is in
power and irrespective of [any APS employee's] political
beliefs"[139].
- Three
considerations then combine to support the conclusion that ss 10(1)(a),
13(11) and 15(1)(a) and (3) of the PSA are reasonably appropriate and adapted to
achieve the identified object of establishing an apolitical public
service in a
manner that involves minimal impairment of freedom of political communication
and that is for that reason consistent
with the constitutionally prescribed
system of representative and responsible government.
- First,
the requirement of s 13(11) for a person who is an APS employee to uphold
the APS Values is no more than a statutory incident of a relationship of
employment.
It is applicable only for so long as he or she remains an APS
employee and non-observance of the requirement can lead only to administrative
action, the most extreme outcome of which is that the person ceases to be an APS
employee by operation of an exercise of discretion
under s 15(1)(a),
following a finding of breach made in accordance with s 15(3).
- Second,
the content of the particular APS Value spelt out in s 10(1)(a) –
that "the APS is apolitical, performing its functions in an impartial and
professional manner" – is tailor-made to
the object in s 3(a). The
vagueness in the expression of that APS Value and the intrusion of the
requirement of s 13(11) to uphold it into the private life of a person who
is an APS employee are unavoidable in, and no more than commensurate with,
achievement
of that object. The vagueness and the extent of the intrusion are
both ameliorated by the requirement of s 11(1) that the Public Service
Commissioner issue directions in writing in relation to each APS Value, by the
requirement of s 12 that each Secretary promote the APS Values, and by the
function of APS employees within the Senior Executive Service under
s 35(2)(c) to promote the APS Values by personal example and other
appropriate means.
- The
Tribunal was persuaded to the view that s 13(11) is overbroad in its application
to s 10(1)(a) in so far as it extends to "anonymous comment" on the basis that
"[a] comment made anonymously cannot rationally be used to draw
conclusions
about the professionalism or impartiality of the public
service"[140].
That view, in my opinion, is erroneous. The error is that it focuses only on
the importance of the appearance of impartiality and
ignores the even greater
importance of the actual observance of impartiality. Confidence cannot exist
without trust, and trust cannot
exist without assurance that partisan political
positions incapable of being communicated with attribution will not be
communicated
anyhow under the cloak of anonymity. That is so irrespective of
whether a particular comment made anonymously might or might not
end up being
attributed to its maker. The confidence of the Government, the Parliament and
the Australian public in the APS as an
apolitical and professional organisation
would be undermined without more were an APS employee free to engage with
impunity in clandestine
publication of praise for or criticism of a political
policy of the Government of the day or of a political party which might then
or
later be represented in the Parliament.
- Third,
the procedural mechanism provided in s 15(1)(a) and (3) for the
administrative determination and sanctioning of a breach of the APS Code of
Conduct is conditioned by requirements
for the administrative decision-makers to
act reasonably and to observe procedural fairness, capable of being enforced by
judicial
review, and is subject as well to a comprehensive system of merits
review. Not only is a finding of breach in accordance with procedures
established under s 15(3) subject to review and recommendation by the Merit
Protection Commissioner, but termination of employment
under s 15(1)(a) can
result in an order for compensation or reinstatement if found by the Fair Work
Commission to have been "harsh,
unjust or unreasonable", including for reasons
that the finding of breach in accordance with s 15(3) was not warranted or
that termination
under s 15(1)(a) was disproportionate to the gravity of
the breach.
Disposition
- For
these reasons, I agree with the orders proposed by the plurality.
- GORDON
J. The respondent, Ms Banerji, commenced employment in the Australian
Public Service ("the APS") with the then Department
of Immigration and
Citizenship[141]
("the Department") on 29 May 2006. Between, relevantly, January
and July 2012, she posted on Twitter under the handle "@LaLegale".
Her
employment was terminated on the basis that the Twitter posts were considered to
be harsh and extreme in their criticism of
the government and the Department's
administration.
- As
a result of the termination of her employment, Ms Banerji applied for
compensation under the Safety, Rehabilitation and Compensation Act 1988
(Cth) ("the Compensation Act"). That Act does not permit compensation for
injuries suffered "as a result of reasonable administrative
action taken in a
reasonable manner in respect of the employee's
employment"[142].
- Ms
Banerji accepted that her anonymous posts constituted conduct that failed to
uphold the APS
Values[143]
and the integrity and good reputation of the APS within the meaning of
s 13(11) of the Public Service Act 1999 (Cth) and that, but
for the implied freedom of political communication, the termination of her
employment under s 15(1)(a) of that Act did constitute reasonable
administrative action within the meaning of s 5A of the Compensation Act.
Thus, unless Ms Banerji could
establish that ss 10(1)(a) and 13(11) of
the Public Service Act ("the impugned provisions"), read with
s 15(1) of that Act, imposed an unjustified burden on the implied
freedom of political communication, she had no right to compensation under
the
Compensation Act.
- The
impugned provisions, read in the context of the Public Service Act as a
whole, require members of the APS, on pain of sanction, to behave at all
times in a way that upholds the values of political
neutrality, impartiality and
professionalism, while being openly accountable to the government,
the Parliament and the Australian
public within the framework of
ministerial
responsibility[144].
The requirement to uphold the apolitical nature, integrity and good
reputation of the APS not only is consistent with, but is a
defining
characteristic of, the constitutionally prescribed system of representative and,
in particular, responsible government. Such values directly
promote the internal character and functioning of the APS and public confidence
in its capacity
to serve the government of the day. They do not impose an
unjustified burden on the implied freedom of political communication.
- The
facts are set out in the reasons of Kiefel CJ, Bell, Keane and Nettle JJ.
Public Service Act
- By
the Constitution, the appointment and removal of civil servants is
vested in the Governor-General in Council until Parliament otherwise
provides[145].
And Parliament has otherwise provided by the enactment of the Commonwealth
Public Service Act 1902 (Cth), the Commonwealth Public Service Act
1922 (Cth) and, then, the Public Service Act 1999. This matter
is concerned with the last of these Acts − the Public Service Act
1999[146]
− by its full title, "[a]n Act to provide for the establishment and
management of the Australian Public Service, and for other
purposes".
- The
"main objects" of the Public Service Act
are[147]:
"(a) to establish an apolitical public service that is efficient and effective
in serving the Government, the Parliament and the
Australian public; and
(b) to provide a legal framework for the effective and fair employment,
management and leadership of APS employees; and
(c) to define the powers, functions and responsibilities of Agency Heads, the
Public Service Commissioner and the Merit Protection
Commissioner; and
(d) to establish rights and obligations of APS
employees."
- Of
particular significance to the resolution of this appeal is the interaction
between certain of these stated objects: namely,
establishing an
apolitical public service that is efficient and effective in serving
the government, the Parliament and the Australian public and, at the same
time, providing a legal framework for the effective and fair employment,
management and leadership of APS employees
as well as establishing rights and
obligations of APS employees.
- The
objects of the Public Service Act find further reflection in a set of
provisions described as the "APS Values" for the APS. APS employees are
required to uphold those
values[148].
The APS Values, set out in s 10(1),
include that:
"(a) the APS is apolitical, performing its functions in an impartial
and professional manner;
...
(d) the APS has the highest ethical standards;
(e) the APS is openly accountable for its actions, within the
framework of Ministerial responsibility to the Government, the Parliament
and the Australian public;
(f) the APS is responsive to the Government in providing frank, honest,
comprehensive, accurate and timely advice and in implementing
the Government's
policies and programs;
(g) the APS delivers services fairly, effectively, impartially and
courteously to the Australian public ..." (emphasis
added)
- The
Public Service Commissioner appointed under the Public Service
Act[149]
("the Commissioner") must issue directions in writing in relation to
each of the APS Values for the purpose of, relevantly, ensuring that the
APS incorporates and upholds the APS
Values[150].
The directions may qualify the scope or application of the APS
Values[151].
Thus, the APS Values have effect subject to any restrictions in the directions
issued by the
Commissioner[152].
- At
the relevant time, in accordance with s 11(1) of the Public Service
Act, the Commissioner had issued binding directions about the impugned
provisions with the stated purposes of, among other things, ensuring
that APS
employees understood their responsibilities in relation to the APS Values as
well as setting out the minimum requirements
that APS employees were to meet in
upholding
them[153].
Such directions are binding on APS employees; APS employees are required not
only to inform themselves of the
directions[154],
but to comply with all of the
directions[155].
- In
relation to upholding the APS Value in s 10(1)(a), the Public Service
Commissioner's Directions 1999 relevantly provided
that[156]:
"an APS employee must, taking into account the employee's duties and
responsibilities in the Agency, help to ensure that:
(a) management and staffing decisions in the Agency are made on a basis that is
independent from the political party system, political
bias and political
influence; and
(b) the same high standard of policy advice and implementation, and the same
high quality professional support, is provided to the
elected Government,
irrespective of which political party is in power and irrespective of the
employee's political beliefs."
- As
just observed, APS employees are required to uphold the APS Values.
That obligation is imposed by the "APS Code of Conduct" which
is set out in
s 13 of the Public Service Act and, specifically, by s 13(11),
which provides that:
"An APS employee must at all times behave in a way that upholds the
APS Values and the integrity and good reputation of the APS."
(emphasis added)
- Other
obligations under the APS Code of Conduct are imposed on an APS employee "in the
course of APS employment", including that:
"(1) An APS employee must behave honestly and with integrity in the course of
APS employment.
(2) An APS employee must act with care and diligence in the course of APS
employment.
(3) An APS employee, when acting in the course of APS employment, must
treat everyone with respect and courtesy, and without harassment.
(4) An APS employee, when acting in the course of APS employment, must
comply with all applicable Australian laws." (emphasis added)
- As
is evident, the extent to which an APS employee must comply with the APS Code of
Conduct varies. An APS employee must at all times behave in a way
that upholds the APS Values and the integrity and good reputation of the
APS under s 13(11), whereas the obligations in s 13(1)-(4) apply "in
the
course of APS employment".
- To
ensure APS employees comply with the APS Code of Conduct, APS employees may
be sanctioned for breaches of that
Code[157].
There is a range of sanctions, including termination of employment, reduction in
classification, re-assignment of duties, reduction
in salary and a
reprimand[158].
- Procedures
for determining whether an APS employee has breached the APS Code of Conduct are
required to be
established[159].
Reasonable steps must be taken to ensure that every APS employee has ready
access to the documents that set out those
procedures[160].
And the procedures must comply with basic procedural requirements set out in the
Commissioner's directions and must have due regard
to procedural
fairness[161].
- If
action is taken against an APS employee in relation to their employment
(described as an "APS action"), the APS employee is entitled
to seek review of
that
action[162].
However, where the sanction is termination of employment, the review
procedure is not found in the Public Service
Act[163]
but in the Fair Work Act 2009 (Cth). Under the Fair Work Act,
the Fair Work Commission must assess whether the termination was "harsh, unjust
or
unreasonable"[164].
Guidelines
- Guidelines,
in the form of non-binding rules or
standards[165]
to guide the conduct or actions of public servants, including on participation
in public debate, were published by the Public Service
Board or Commission in
1979, 1987, 1995 and
2003[166].
From 2008, the Australian Public Service Commission published specific
guidance with respect to online media
participation[167].
Each Guideline stated that either it did not have the force of law or it
was a set of principles or
guidance[168].
However, the Guidelines are instructive in demonstrating that, for decades,
the regulation of public comment by public servants
has been undertaken for the
purpose of maintaining an apolitical and impartial public service.
- The
Guidelines on Official Conduct of Commonwealth Public Servants
published in 1979 ("the 1979 Guidelines") described the "starting point" for
establishing guidelines on public comment by public
servants as "the need to
preserve the neutrality of the public
service"[169]
(emphasis added). It was in that context that the 1979 Guidelines later
said[170]:
"5.1 The political framework in Australia assumes the existence and continued
maintenance of a non-partisan Public Service capable of serving a
government of any political colour with impartiality and loyalty.
5.2 In this context, there has been some uncertainty in the past as to the
legitimate scope of political activity by public servants.
Typical situations in which the question has arisen have involved public
servants campaigning for candidates in elections, the wearing
of badges and
other items of political propaganda, the use of government property to display
political material, and the entering
into public debate on party political
issues.
5.3 It is recognised that public servants should not be precluded from
participating, as citizens in a democratic society, in the
political life of the
community. Indeed it would be inappropriate to deprive the political process of
the talent, expertise and
experience of certain individuals simply because they
are employed in the public sector.
5.4 At the same time, it is necessary to safeguard the political neutrality
of the Public Service. Public servants have the same political rights as
other citizens but the special character of the Public Service imposes
particular
obligations on public servants to avoid becoming personally
associated with particular political stances. In particular, public
servants
should not use official positions to propagate political views, and their
conduct should not impair the non-partisan nature and reputation of the
Service. This is particularly applicable when the performance of their
duties brings them into contact with members of the public or other
individuals
or organisations outside government employment.
...
5.20 ... [S]taff should avoid becoming involved in public controversy where this
could prejudice the identity of a politically impartial
career public service.
5.21 As in other situations, the 'improper conduct' provision of section 55 of
the Public Service Act could be used in serious cases. However, it could be
expected that counselling, rather than disciplinary action, would normally
suffice." (emphasis added)
- The
updated Guidelines on Official Conduct of Commonwealth Public
Servants published in 1987 ("the 1987 Guidelines") referred to the "right of
public servants as members of the community to make public comment
and enter
into public debate on [political] issues"; however, the type of public comment
envisaged was "[r]easoned public discussion
on the factual technical background
to policies and administration" which could "lead to better public understanding
of the processes
and objectives of
government"[171].
The 1987 Guidelines acknowledged that, "because of the nature of public service
employment and the relationship between the public
service and the elected
Government, there [were] some circumstances in which public comment [was]
inappropriate"[172]
(emphasis added).
- Ultimately,
the Public Service Board's views on "the propriety of public comment
derive[d] from ... the need to preserve a public
service based on
professionalism and integrity capable of efficiently serving the government of
the day and the need to maintain
public confidence that this [was] the case";
and it stated that public servants "should refrain from those sorts of public
comments
which [were] in conflict with those
duties"[173].
- The
updated Guidelines on Official Conduct of Commonwealth Public
Servants published in 1995 ("the 1995 Guidelines") were in similar
terms to the 1987 Guidelines and acknowledged that, "because of the nature
of
public service employment and the working relationship with the elected
government", inappropriate public comment would include
a comment that was "so
harsh or extreme in its criticism of the government or its policies that it
indicate[d] that the public servant
concerned [was] incapable of professionally,
efficiently or impartially performing his or her official
duties"[174]
(emphasis added).
- In
2003, the Australian Public Service Commission published APS Values and Code
of Conduct in Practice: A Guide to Official Conduct for APS Employees and
Agency Heads. This Guide stated
that[175]:
"[t]he principles of apoliticism, impartiality, professionalism, responsiveness
and accountability are at the heart of strong, productive
relationships between
the APS and the elected government ... APS employees, Ministers and
Parliamentarians operate under the law
within a democratic political system in
which there is ultimate accountability of governments to the Australian people
through the
electoral process ... Ministers and governments as the elected
representatives of the Australian people determine and define the
public
interest. Public servants advise and implement − assisting governments to
deliver their policy agenda and priorities."
Its guidance on making public comment was in
similar terms to the 1995
Guidelines[176].
- Guidance
published by the Australian Public Service Commission from 2008 reinforced and
applied the same principles to participation
in online
media[177].
Initially, the Commission's interim position was that "it would be harder to
make a case for a breach of [the APS Code of Conduct]"
for anonymous
participation in online communication forums or if the APS employee used a nom
de
plume[178].
However, the Commission maintained that the issue "would need to be
considered on a case by case basis" and that, ultimately, APS
employees
were required to avoid comment that might "compromise[] perceptions of the
employee's ability to do his/her job in an unbiased
or professional
manner"[179].
In 2009, the Commission replaced this interim guidance with an updated guidance
that set out "ground rules" for online media participation,
which included being
"apolitical, impartial and
professional"[180].
- A
further updated guidance applied to Ms Banerji from January
2012[181],
including at the time of the internal investigation into her conduct.
It clarified that "APS employees must still uphold the APS
Values and Code
of Conduct even when material is posted anonymously" and that "[a]s a rule of
thumb, irrespective of the forum, anyone
who posts material online should make
an assumption that at some point their identity and the nature of their
employment will be
revealed"[182].
Even in an unofficial capacity, it was not appropriate to "make comment
that is, or could be perceived to be ... compromising the
APS employee's
capacity to fulfil their duties in an unbiased manner"; "so harsh or extreme in
its criticism of the Government ...
that it raises questions about the APS
employee's capacity to work professionally, efficiently or impartially";
or "compromising
public confidence in the agency or the
APS"[183].
Implied
freedom of political communication
- It
is against that background that the contention that the impugned provisions,
read with s 15(1) of the Public Service Act, imposed an unjustified
burden on the implied freedom of political communication is to be assessed.
- The
implied freedom of political communication is a limit on legislative and
executive
power[184].
Burden
- It
is necessary to begin consideration of the argument that the implied freedom is
infringed by the impugned provisions by understanding
what is said to be beyond
power. In the case of legislation, it is necessary to begin with the proper
construction and application
of the impugned provisions to identify,
and understand, what is said to be the nature and extent of the asserted
burden[185].
- Here,
the appellant and the Attorney-General of the Commonwealth correctly accepted
that s 13(11), read with s 10(1)(a), of the Public Service Act
effectively burdens the implied freedom of political communication because
together they restrict the capacity of APS employees to
engage in political
communication[186].
- It
is, however, necessary to identify the legal and practical operation and effect
of those provisions within the framework of the
relevant statutory scheme.
First, the impugned provisions cannot be read in isolation. In understanding
the legal and practical
operation of the provisions, the content and
process of the statutory scheme, including s 15 of the Public
Service Act, must be considered. In particular, ss 13(11) and
10(1)(a) are not self-executing. They are only given legal "teeth" through
determination of breach.
- Second,
the impugned provisions are directed to a specific group of people, "APS
employees". The provisions are targeted. They
do not apply to the public at
large.
- Third,
the impugned provisions do not, in their terms, directly target political
communication. The provisions are directed at the
conduct of APS
employees "at all times", not just in the course of employment, but not all
conduct. A "nexus" is required: the conduct must fail to uphold
the APS Values and, further or alternatively, the integrity and good reputation
of the APS. Whether the specific
conduct is caught will necessarily
require an evaluative judgment that will depend on the seniority of the APS
employee, when, where
and how any public comment is made, and the
language and tone of the comment. Specifically, not all public comment by a
public servant
will be found to be in breach of the statutory scheme –
only those comments that fail to uphold the APS Values or the integrity
and
good reputation of the APS and, thus, fail to uphold an essential part of
what is necessary for responsible government. It will
be necessary to
return to address the role of the APS in the constitutionally prescribed system
of responsible government.
- Fourth,
the content of the burden is transparent. The scheme of the Public Service
Act imposes distinct procedures for determination of
breach[187],
which include merits review as well as independent assessment of the
appropriateness of the sanction.
Legitimate end or
purpose
- The
task of deciding whether the impugned provisions are appropriate and adapted to
a legitimate end or purpose requires identification
of that end or purpose.
Here, as will be seen, the purpose of the impugned provisions (and of the
action taken against Ms Banerji)
was to maintain an apolitical public service of
integrity and good reputation.
- Identification
of the purpose of the impugned provisions requires an examination of the text of
the Public Service Act, construed as a whole, in the context of the
historical and constitutional importance of that purpose. It is necessary,
therefore,
to say something further about the objective of establishing an
apolitical public service that is efficient and effective in serving
the government, the Parliament and the Australian public, a main object
of the Public Service Act, found in s 3(a) of that Act.
- That
object is given further and specific content in the APS Values set out in
s 10(1) of the Public Service Act. Section 10(1)(a) provides
that "the APS is apolitical, performing its functions in an impartial and
professional manner" and, as noted, cl 2.2 of
the Public Service
Commissioner's Directions 1999 requires that the same high standard of
policy advice and implementation be provided to the elected government
irrespective of which
political party is in power and irrespective of the public
servant's political
beliefs[188].
- Section 10(1)(e)
provides that "the APS is openly accountable for its actions, within the
framework of Ministerial responsibility to the Government,
the Parliament and
the Australian public". It explains that the object in s 3(a) of
being "an apolitical public service that is efficient and effective in serving
the Government, the Parliament and the Australian
public" is secured, at least
in part, by the APS being openly accountable for its actions within the
framework of ministerial responsibility.
- Securing
accountability of government activity is the very essence of "responsible
government" − the system of government by
which the executive is
responsible to the legislature. Responsible government is "the means by
which Parliament brings the Executive
to account" so that "the Executive's
primary responsibility in its prosecution of government is owed to
Parliament"[189].
The concept of responsible government has several aspects. One aspect is
that "the ministry must command the support of the lower
House of a
bicameral legislature upon confidence
motions"[190].
This establishes a mechanism by which the executive government is responsible to
Parliament. Specifically, at the Commonwealth
level, the government requires
the ongoing support of the House of Representatives.
- Another
aspect of responsible government is that in general the Governor or
Governor-General defers to, or acts upon, the advice
of his or her Ministers and
not
otherwise[191].
Mason J described this aspect in FAI Insurances Ltd v Winneke as "a
convention, compliance with which enables the doctrine of ministerial
responsibility to come into play so that a Minister or
Ministers become
responsible to Parliament for the decision made by the Governor in Council,
thereby contributing to the concept
of responsible
government"[192].
However, his Honour noted that the Governor or Governor-General might in
particular instances question the advice, suggest modifications
or ask the
ministry to reconsider
it[193].
- Equally
important to responsible government is the concept of ministerial
responsibility. Ministerial responsibility means "the
individual
responsibility of Ministers to Parliament for the administration of their
departments, and ... the collective responsibility
of Cabinet to Parliament
(and the public) for the whole conduct of
administration"[194].
Put in different terms, it is "through ministers that the whole of the
administration − departments, statutory bodies and
agencies of one kind
and another − is responsible to the Parliament and thus,
ultimately, to the
people"[195].
Ministerial responsibility is achieved because Ministers sit in, and are
answerable to, Parliament. As Gaudron, Gummow and Hayne
JJ explained in Egan
v
Willis[196]:
"Ministers may be members of either House of a bicameral legislature and liable
to the scrutiny of that chamber in respect of the
conduct of the executive
branch of government. ... The circumstance that Ministers are not members of a
chamber in which the fate
of administration is determined [through confidence
motions] does not have the consequence that [this] aspect of responsible
government
... does not apply to them."
- And
the principle of responsible government is an integral element of the
Constitution. It is sourced, and finds reflection, in several
provisions. In particular, s 64 of the Constitution
– providing that Ministers, appointed by the Governor-General, must be
senators or members of the House of Representatives
if they serve longer than
three months – makes plain that the intended system is one of responsible
government[197].
Features of responsible government have also been discerned in ss 6, 49, 62
and 83[198].
The significance of responsible government is, moreover, implicit in the
constitutional text. Responsible government has been
described as part of
the fabric on which the written words of the Constitution are
superimposed[199].
It is among the "constitutional imperatives which are intended –
albeit the intention is imperfectly effected – to make
both the
legislative and executive branches of the government of the Commonwealth
ultimately answerable to the Australian
people"[200].
- Within
this system of responsible government, public servants work for Ministers, who
are in turn responsible to Parliament. That
work includes,
for example, advising upon and implementing ministerial decisions –
regardless of which party or parties have
formed
government[201].
Ministerial responsibility to Parliament necessarily entails "loyalty of
civil servants to Ministers, and by the same token their
anonymity and
neutrality"[202].
- Thus,
the object in s 3(a) of the Public Service Act involves being
accountable to the government, the Parliament and the Australian public as
understood by the constitutional concept
of "responsible government". It is in
that context that s 13(11) expressly connects the APS Values with the
conduct of an APS employee. Section 13(11) specifically states that
an APS employee, at all times, must behave in a way that upholds the APS
Values. That requirement is not
limited to the APS Value in
s 10(1)(a); in its terms, the requirement extends to and includes the
APS Value in s 10(1)(e), relevant to the further requirement in
s 13(11) of requiring an APS employee to behave in a way that upholds the
integrity and good reputation of the APS. That is, upholding both
the
internal character and functioning of the APS (relevant to upholding
"integrity") and the public perception of the APS (relevant
to upholding
"reputation") is necessary for the proper functioning of responsible government.
- The
need for an apolitical APS is also specifically addressed in s 32 of the
Public Service Act. An APS employee has a "[r]ight of return" to
employment with the APS if they decide to contest an election and are
unsuccessful;
however, the APS employee must resign to contest the election
and, once the person is re-employed, they again become subject to the
APS
Code of Conduct.
- Thus,
the Public Service Act in its terms regulates the conduct of APS
employees so as to enhance the effective functioning of the APS as an apolitical
organisation
of integrity and good reputation in furtherance of the structure of
responsible government established by the Constitution. And, in doing
so, the Public Service Act requires APS employees to behave in a way
that upholds both the internal character and functioning of the APS
and the public perception of the APS.
- That
objective has a long, and important,
history[203].
The way in which it has been implemented by the various iterations of the
Public Service Act has
varied[204].
But its importance cannot be overstated.
- The
need for, and importance of, an apolitical public service is not limited to the
internal character and functioning of the APS.
It is essential to upholding the
constitutionally prescribed system of representative and responsible government
and, no less importantly,
the public's perception of that system. It is a
defining characteristic of the system of responsible (and representative)
government
for which the Constitution provides. Accordingly, maintenance
of an apolitical public service is a legitimate end or
purpose.
Justification
- Thus,
the impugned provisions and the associated executive action are directed wholly
to maintenance of an apolitical public service,
a defining characteristic
of the constitutionally prescribed system of responsible government.
The impugned provisions and the executive
action taken in relation to
Ms Banerji have no other purpose or effect.
- Moreover,
the scope and application of the impugned provisions are both tailored and
limited. The impugned provisions apply only
to those who are members of
the APS and only for so long as they are employed by the
APS[205].
The impugned provisions do not directly target political communication.
The provisions target only that conduct of APS employees that is
capable of failing to uphold the APS Values and, further or alternatively, the
integrity and good reputation
of the APS. And APS employees do not act in a
vacuum. APS employees are provided with binding
directions[206],
and
guidance[207],
in relation to the scope and application of the impugned provisions.
- And,
as has been explained, the impugned provisions are not
self-executing[208].
The impugned provisions provide for both a just and appropriate sanction
and
transparency[209]
in that their application requires procedural fairness and is subject to review.
- Given
the closeness of the means to the legitimate end or purpose,
those observations conclude the issue.
- Attempts
to carve out some subset of "anonymous" political interventions or
communications create an illusory category. It is illusory
because it
focuses on the instant at which the communication is made without regard to the
fact that anonymity can and often eventually
will be lost. And when it is lost,
the damage done is that it is then seen that the member of the APS was
not apolitical. That causes harm to the internal functioning of the
APS and the public's perception of the APS as an apolitical, impartial
and
professional part of the executive government and, thus, to a defining
characteristic of the constitutionally prescribed system
of government.
- I
have said elsewhere that consideration of the application of the implied freedom
should be approached on a case-by-case basis and
that, consistent with the
common law method of adjudication, there can be no "one size fits all"
approach[210].
This appeal illustrates why. Determination of the nature and extent of the
burden cannot be left to the end of the analysis. In
this appeal, upon the
proper construction and operation of the impugned provisions, and the executive
action taken under the Public Service Act, the only purpose, operation or
effect of the impugned provisions is to preserve a defining characteristic of
responsible government.
The connection between those provisions and that
executive action and the maintenance of the constitutionally prescribed system
of representative and responsible government is immediate and direct.
Section 15(1) of the Public Service Act and the associated
mechanisms for the application of the impugned provisions ensure that the
impugned provisions have no operation
beyond preservation of a defining
characteristic of responsible government. No greater justification is
required.
Conclusion and orders
- For
those reasons, I agree with the orders proposed by Kiefel CJ,
Bell, Keane and Nettle JJ.
EDELMAN J.
Introduction
- In
Clubb v
Edwards[211],
this Court unanimously upheld the validity of Tasmanian legislation imposing
swingeing restrictions upon political communication
by persons seeking to
protest in relation to pregnancy terminations. The "appeal" on a question of
law[212] from
the Administrative Appeals Tribunal ("the Tribunal") in this case, removed into
this Court from the Federal Court of Australia,
involves restrictions upon
political communication that have historically been even further reaching.
Those restrictions are now
embodied in sub-s (11) of the Australian Public
Service ("APS") Code of Conduct ("the Code") contained in s 13 of the
Public Service Act 1999 (Cth). Section 13(11) requires public
servants in the APS to behave in a way that upholds "the APS
Values"[213],
which include the APS being
"apolitical"[214].
One of the possible sanctions provided in s 15(1) for breach of the Code by
a public servant is termination of employment. That sanction was imposed on
Ms Banerji on
13 September
2013[215].
But the Tribunal held that the act of termination was unlawful because it
"trespassed on the implied freedom of political
communication"[216].
- For
much of the century since Federation, any public expression of political opinion
by a Commonwealth public servant could be grounds
for termination of employment.
However, the absolute ban on public political communication by public servants
has been tempered.
When considered in light of its history and context, the
Code that now regulates their behaviour no longer turns public servants
into
lonely
ghosts[217].
But, properly interpreted, it still casts a powerful chill over political
communication. In the United States, where "citizens
do not surrender their
First Amendment rights by accepting public
employment"[218],
legislative restrictions of the nature adopted historically in Australia would
be struck down as unconstitutional in a
heartbeat[219].
But, unlike the United States, in Australia the boundaries of freedom of speech
are generally the province of parliament; the judiciary
can constrain the
choices of a parliament only at the outer margins for reasons of systemic
protection. The freedom of political
communication that is implied in the
Commonwealth Constitution is highly constrained. It is not an individual
freedom. It is an implied constraint that operates directly upon legislative
power.
It does so by restricting that power only so far as necessary for
the effective functioning of the system of representative and responsible
government manifested in the structure and text of
the Constitution,
particularly ss 7, 24, and 128, as well as ss 62 and 64.
- This
requirement of necessity that constrains the implied freedom of political
communication means that freedom of political communication
is not a trump over
other values that are sought to be implemented in legislation that gives effect
to government policy. It is
also necessary for the effective functioning of
representative and responsible government for parliament to make, and the
executive
to implement, policy decisions that promote other values.
The need to respect parliamentary policy is reflected in the proper
application
of the adequacy in the balance stage of structured proportionality
testing, which requires great latitude in the assessment of whether
the implied
freedom has been contravened by laws that implement important parliamentary
policy[220].
This case is an illustration of this point.
- Despite
the deep and broad constraints on freedom of political communication imposed by
s 13(11), in the context of the APS Values and with the sanctions in
s 15(1) of the Public Service Act, the law is reasonably necessary
and adequately balanced given the place of its legitimate policy purpose in
Australia's constitutional
tradition and the importance of that purpose to
responsible government. The legislation is valid in all of its applications.
The
appeal should be allowed and orders made as proposed in the joint
judgment.
The primary issue on this appeal: constitutional
validity of ss 13(11) and 15
- I
gratefully adopt the facts relevant to this appeal as set out in the joint
judgment. As the joint judgment explains, the Tribunal
concluded that the
decision to terminate Ms Banerji's employment pursuant to ss 13(11)
and 15(1) of the Public Service Act was not "reasonable
administrative action" within s 5A(1) of the Safety, Rehabilitation and
Compensation Act 1988 (Cth). The only issue raised by the questions
removed into this Court from the Federal Court, which was also the only issue
raised
before the
Tribunal[221],
is the impact of the implied freedom of political communication upon
ss 13(11) and 15 of the Public Service Act.
- The
questions before this Court reduce to whether those provisions, as they were on
15 October 2012, are consistent with the implied
freedom of political
communication and, if not, then whether the exercise of discretion under those
provisions must occur consistently
with the implied freedom of political
communication. The questions before this Court, like the issues before the
Tribunal, are not
concerned with whether ss 13(11) and 15, properly
interpreted and applied, would lead to the conclusion that the decision to
terminate Ms Banerji's employment was not "reasonable
administrative action
taken in a reasonable
manner"[222].
Although Ms Banerji's primary submission in this Court effectively sought
to agitate such a ground, by arguing that s 13(11) does not apply to
anonymous communications, this Court, as the joint judgment explains,
declined to entertain that submission.
- It
is, however, essential to interpret s 13(11) in order to assess whether,
together with the sanctions for its breach in s 15(1), it contravenes the
implied freedom of political communication. The implied freedom of political
communication does not operate
in a vacuum. It operates upon the meaning of
legislation.
- The
first of Ms Banerji's alternative submissions was that if ss 13(11)
and 15(1) apply to anonymous communications then they impose an unjustified
burden on the implied freedom of political communication. In
contrast, the
primary submission of the Attorney-General of the Commonwealth (whose
submissions were adopted by Comcare) was that
ss 13(11) and 15(1) of
the Public Service Act can apply to anonymous communications and that
they are valid in all of their applications.
The meaning of
s 13(11) and the APS Values
- For
nearly three-quarters of a century, a rule was maintained in Australia
prohibiting public servants from making public comment
on political matters.
A regulation made under the authority of the Commonwealth Public Service
Act 1902
(Cth)[223]
provided that public servants "are expressly forbidden to publicly discuss or in
any way promote political movements". In 1909,
the prohibition was amended to
prohibit public comment "upon the administration of any Department of the
Commonwealth"[224].
In 1923, the prohibition was again included in part of the scheme, in
regs 32 and 34 of the Commonwealth Public Service
Regulations[225].
Regulation 32 provided for general duties of public service officers,
including: devoting themselves exclusively and zealously
to the discharge of
public duties during the hours of official business; behaving at all times with
courtesy to the public, giving
prompt attention to all reasonable requirements;
and obeying promptly all instructions given to them by officers under whose
control
or supervision they are placed. Regulation 34 then
provided:
"An officer shall not –
(a) publicly comment upon any administrative action or upon the administration
of any Department; or
(b) use for any purpose, other than for the discharge of his official duties,
information gained by or conveyed to him through his
connexion with the
Service."
- The
prohibition upon public comment remained broadly in this form until
1974[226].
But the introduction of the modern behavioural duty of public servants broke
from that historical prohibition. The modern expression
of the duty owes much
to the Royal Commission on Australian Government Administration, which, in 1976,
recommended that "except as
expressly provided by an Act or regulation ..., a
government employee should be free to exercise the civil and political rights,
liberties and privileges generally enjoyed by
citizens"[227].
This recommendation was seen as necessary to discourage impediments being
placed in the way of staff who, amongst other things,
"wish to make some public
comment"[228].
The Royal Commission also recommended the creation of specific statutory duties,
including a duty that "a person employed shall
not behave in his official
capacity in a manner amounting to improper
conduct"[229].
When discussing whether the duty should extend to "improper conduct"
outside the performance of professional duties, the Royal Commission
decided
against such inclusion, saying that behaviour in a public servant's private life
"is relevant only in so far as it bears
generally or specifically upon the
performance of official
duties"[230].
Further, the Royal Commission considered that "matters such as degrees of
political activity ... are best left to the discipline
of social pressure by the
relevant peer groups, including consideration by any collective departmental
management
arrangements"[231].
- In
response to the recommendations of the Royal Commission and a report of a
sub-committee of the Joint Council of the Australian
Public
Service[232],
a new reg 8A was introduced in
1987[233].
The Explanatory Statement to the 1987 legislation quoted from that report, which
had described reg 32 as "antiquated", and said
that the new reg 8A
took into account the recommendation of the Royal Commission "so as to
provide a modern and clearly expressed
statement of principles about the duties
and conduct of
officers"[234].
The Explanatory Statement said that reg 34 had "restricted officers from
making public comment except in the discharge of their
official duties", but
that the sub-committee had recommended that the emphasis be changed from a
restriction on public comment to
the imposition of a duty on officers not to
misuse official information gained in the course of
employment[235].
Regulation 8A(i) provided for a new duty requiring that:
"[a]n
officer shall ... at all times behave in a manner that maintains or enhances the
reputation of the Service".
- It
was against this background that the Public Service Act was enacted a
little more than a decade later. The Explanatory Memorandum to the
Public Service Bill 1999 (Cth) explained that it was "intended to
replace the current legislative framework for the establishment and management
of the Australian
Public
Service"[236].
An element of the reform agenda was "modernising the APS legislative framework"
by "a careful balance between devolved responsibility
and improved
accountability"[237].
The Code was included as part of the modernisation in the Public Service
Act. It included, in s 13(11):
"An APS employee must at
all times behave in a way that upholds the APS Values and the integrity and good
reputation of the APS."
- While
s 13(11) was modelled on reg 8A(i), it was wider than its
predecessor[238]
because APS employees, by their behaviour, were not merely required to uphold
the reputation of the APS. APS employees were also
required to uphold the
APS Values and the integrity of the APS. In other words, rather than being only
an outward facing test for
behaviour that focused upon the reputation of the
APS, the test was also inward facing with independent focus upon the APS Values
and the integrity of the APS. However, the requirement to "uphold" the APS
Values was only a requirement not to act inconsistently
with them. It
contrasted with the obligation upon an Agency Head in s 12 of the Public
Service Act to "uphold and promote" the APS Values (emphasis
added).
- The
APS Value that is directly relevant to this appeal was contained in
s 10(1)(a), which provided, as at 15 October 2012, that "the
APS
is apolitical, performing its functions in an impartial and professional
manner". Two points must immediately be made about
the impact of this "value"
upon the general behaviour obligation in s 13(11).
- First,
although, like reg 8A(i), the behaviour obligation in s 13(11) was
expressed to apply "at all times", the Explanatory Memorandum
reiterated,
consistently with the intention behind reg 8A, the "fundamental" point that
"there should be no unnecessary concern with
the private lives of staff
members"[239].
It would be remarkable if, despite the remarks in the Explanatory
Memorandum, and despite the intention to "modernise" the obligations
of public
servants by the statement of broad values, the sub-section had somehow
reinstated the very principle of absolute prohibition
that had been repealed in
1974 and that reg 8A(i) had rejected. Regulation 8A(i) had embraced
the notion that, subject to express
provision otherwise, a government employee
should be free to exercise the civil and political rights, liberties and
privileges generally
enjoyed by citizens and should be able to make public
comment. The Code did not generally depart from that notion.
- Secondly,
by adding the additional inward facing focus on the APS Values to the
outward facing focus on "reputation" in reg 8A, s
13(11) extended the
indirect constraint upon the content of public communication by public servants.
However, although inward facing,
the APS Value in s 10(1)(a) did not
require that an employee be absolutely "apolitical". Section 13(11) was
concerned with behaviour,
not thought, and designed to minimise intrusion into
private life. Moreover, the APS Value in s 10(1)(a) was only one of
the APS
Values, or inputs, giving content to the behaviour required by
s 13(11). The extent to which the behaviour of the public servant
required
by s 13(11) should avoid being "politicised" will be affected by the reason
that the value exists and will be informed by
the other APS Values.
- The
reason for the existence of values of being apolitical, impartial, and
professional is to enable a trusted relationship between,
on the one hand, the
public service and, on the other hand, Parliament, the executive government,
which implements its statutes and
policies, and the public, who are subject to
the administration of those statutes. One of the main objects of the Public
Service Act is "to establish an apolitical public service that is efficient
and effective in serving the Government, the Parliament and the Australian
public"[240].
This basis for the requirements of being apolitical, impartial and professional
is also illustrated by the other APS Values, which
at the time included that:
the APS is "openly accountable for its actions, within the framework of
Ministerial responsibility to
the Government, the Parliament and the Australian
public"[241];
in implementing the Government's policies and programs, the APS provides the
Government with "frank, honest, comprehensive, accurate
and timely
advice"[242];
the APS "delivers services fairly, effectively, impartially and courteously to
the Australian public and is sensitive to the diversity
of the Australian
public"[243];
and the APS "is a career-based service to enhance the effectiveness and cohesion
of Australia's democratic system of
government"[244].
- The
degree to which the behaviour of a public servant should avoid being politicised
will also be affected by other APS Values because
s 13(11) requires
consideration of all values relevant to the public servant's behaviour. The
other APS Values include an emphasis
on diversity, which is expressed in
abstract terms that include recognising diversity of opinions: the APS
"recognises and utilises
the diversity of the Australian community it
serves"[245]
and the APS "is sensitive to the diversity of the Australian
public"[246].
The APS Values also include values that "the APS provides a fair ...
workplace"[247]
and that the APS "has the highest ethical
standards"[248].
The APS Values of fairness and ethics in the workplace are relevant to the
s 13(11) behaviour obligation in relation to public comment
by employees
because the APS Commission and the Department of Immigration and Citizenship had
themselves issued guidelines about
such comment. It would, to say the least,
strain the insistence upon the highest ethical standards and a fair workplace if
a public
servant were sanctioned despite complying with APS guidelines.
- As
the Tribunal
observed[249],
the departmental guidelines and an APS Commission
Circular[250]
offered guidance to public servants concerning the use of social media. Both of
them contained statements to the effect that public
servants can make public
comments in a private capacity and the further remark
that[251]:
"[i]t
is quite acceptable for APS employees to take part in the political life of
their communities. The APS Values stipulate that
the APS is, among other
things, 'apolitical, performing its functions in an impartial and professional
manner', but this does not
mean that APS employees must be apolitical in their
private affairs. Rather, it means that employees should avoid behaving in a
way
that suggests they cannot act apolitically or impartially in their work."
- Given
this history and context, s 13(11), when read with s 10(1)(a) and the
other APS Values, does not impose behavioural obligations
that preclude a public
servant from making political comment on social media. Rather, they support an
interpretation of s 13(11)
that creates a boundary, albeit ill-defined,
between acceptable expression of political opinions and unacceptable expression
of political
opinions. Taking into account that a public servant is intended to
be able to take part in their political community, that boundary
will only be
crossed when comments sufficiently imperil the trust between, on the one hand,
the APS and, on the other, Parliament,
the executive government, or the
public. An assessment of when that trust will be sufficiently imperilled
will depend upon all the
circumstances.
- Although
all circumstances are relevant, there are six factors of particular significance
to any assessment of whether the relevant
trust is sufficiently imperilled:
(i) the seniority of the public servant within the APS; (ii) whether
the comment concerns matters
for which the person has direct duties or
responsibilities, and how the comment might impact upon those duties or
responsibilities;
(iii) the location of the content of the communication
upon a spectrum that ranges from vitriolic criticism to objective and
informative
policy discussion; (iv) whether the public servant intended, or
could reasonably have foreseen, that the communication would be disseminated
broadly; (v) whether the public servant intended, or could reasonably have
foreseen, that the communication would be associated with
the APS; and
(vi) if so, what the public servant expected, or could reasonably have
expected, an ordinary member of the public to
conclude about the effect of the
comment upon the public servant's duties or responsibilities.
- In
some cases, all six factors could point strongly towards a breach of
s 13(11) by behaviour that imperils the trust protected by
that
sub-section, despite the communication being anonymous. An extreme example
might be if a senior public servant makes an anonymous
tweet to a large number
of people where his identity is easily ascertainable and intended to be
ascertained, and in the tweet he
makes vituperative criticisms of government
policy in his department and represents that he and others should aim to
frustrate that
government policy. This example is sufficient to reject
Ms Banerji's submission that, on the proper interpretation of
s 13(11),
anonymous public communications can never lead to a contravention
of s 13(11).
- However,
I do not accept the Attorney-General of the Commonwealth's submission that a
public servant's attempt at anonymity could
only be relevant, if at all, to
determining the appropriate sanction. A hypothetical example, adapted from oral
submissions, involving
an intended private communication can be used as an
analogy to illustrate why intended anonymity is a relevant matter in determining
breach of s 13(11). Suppose that a public servant, even an extremely
senior public servant such as a Departmental Secretary, expressed
vitriolic but
cogent criticism of government policy implemented by her department.
The criticism is expressed privately to her spouse
after work. She might
be aware of a reasonable possibility that her spouse might subsequently tweet
that criticism. And there might
also be a possibility that members of the
public would associate the criticism with the Departmental Secretary. But
despite these
possibilities, it is hardly conceivable that the private
communication could have sufficient impact upon the APS Values to amount
to
a contravention of s 13(11). It is highly unlikely that unintended public
repetition of the private comment, even if public repetition
were known to be a
reasonable possibility, could have a major impact upon any aspects of the trust
that underlies the value in s
10(1)(a) concerning the apolitical, impartial
and professional nature of the APS.
- The
intended anonymity of a public communication on social media can militate
against the impairment of trust in the same way as
the intended private nature
of the communication, at least where anonymity is intended to avoid attribution
to the APS and where
the statement does not otherwise impair accountability. In
other words, just as it is relevant that political comment that is later
publicly attributed to a public servant was made privately, so too it can be
relevant that political comment made in a more public
forum was made anonymously
so as not to be associated with the public service. To reiterate though,
anonymity is only one factor
to be considered in the context of the
APS Value in s 10(1)(a). The substance of the comment might be such
as to imperil the relationships
of trust even if there is only a remote
possibility of it being generally attributed to the public servant or the public
service.
A comment might also require assessment of other APS Values such as
the sensitivity of the APS "to the diversity of the Australian
public"[252].
- This
analysis has concerned the interpretation of s 13(11) in light of the APS
Values in s 10(1). However, as explained earlier,
no issue arises on this
appeal, and it is unnecessary to consider, whether the application of this
interpretation to Ms Banerji's
anonymous communications could support a
conclusion that the decision to terminate her employment was not reasonable
administrative
action. It suffices to say that such an issue would require a
close examination of all of the facts and circumstances. By itself,
the fact
that Ms Banerji sent more than 9,000
tweets[253]
is neutral. It would be necessary to examine closely the content and all the
circumstances of those tweets that were said to involve
behaviour in breach of
s 13(11)[254],
singularly or in combination. The primary issue on this appeal is instead
whether s 13(11), read with the APS Values including
s 10(1)(a),
and with s 15, is consistent with the implied freedom of political
communication.
Are ss 13(11) and 15 consistent with the
implied freedom of political communication?
- Having
performed the interpretation exercise, which is a pre-requisite to consideration
of constitutional
validity[255],
it is possible to turn to an analysis of whether ss 13(11) and 15 are
consistent with the implied freedom of political communication.
That analysis
requires consideration of structured proportionality in the manner broadly taken
by a majority of this Court in McCloy v New South
Wales[256],
Brown v
Tasmania[257],
Unions NSW v New South
Wales[258],
and Clubb v
Edwards[259].
Structured proportionality testing promotes transparent reasoning in the
application of an abstract constitutional implication.
It requires the court to
confront directly the suitability, reasonable necessity, and adequacy in the
balance of laws that impose
a burden upon political communication.
- A
question that is anterior to the structured proportionality assessment is
whether the purpose of ss 13(11) and 15 is
legitimate[260].
The Public Service Act is a law in respect of the appointment and removal
of all other officers of the executive government and the execution of that
power[261].
The general objects of the Public Service Act, set out in s 3,
include "to establish an apolitical public service that is efficient and
effective in serving the Government, the
Parliament and the Australian
public"[262].
- The
behavioural obligation in s 13(11), as affected by the APS Values,
including s 10(1)(a), and as enforced through s 15(1), has
that
purpose. Ms Banerji correctly accepted that this is a legitimate purpose.
As the Privy Council said in de Freitas v Permanent Secretary of
Ministry of Agriculture, Fisheries, Lands and
Housing[263]:
"The
preservation of the impartiality and neutrality of civil servants has long been
recognised in democratic societies as of importance
in the preservation of
public confidence in the conduct of public affairs ... Along with these
elements of neutrality and impartiality
[of the public service] their Lordships
would associate an element of loyalty, in particular to the minister whom the
civil servant
has been appointed to serve. The importance of these
characteristics lies in the necessity of preserving public confidence in the
conduct of public affairs. That is at least one justification for some
restraint on the freedom of civil servants to participate
in political matters
and is properly to be regarded as an important element in the proper performance
of their functions."
- Contrary
to Ms Banerji's submissions, ss 13(11) and 15 do not have the purpose,
to use the words of Ms Banerji, of "cleansing APS
employees of political
opinions" or preventing them from expressing opinions "in ways that do not have
a bearing upon the APS as
an institution". As Ms Banerji submitted, those
purposes would be illegitimate. They would involve a purpose, not merely a
consequence
or effect of pursuing some other aim, of silencing political
communication[264].
(1)
Suitability or rational connection of ss 13(11) and 15
- Ms Banerji
submitted that ss 13(11) and 15 lacked a rational connection to the
legislative purpose of establishing an apolitical
public service for a single
reason. The reason was that anonymous comment has no connection with a person's
status as an APS employee.
Ms Banerji submitted that "[s]ingling out APS
employees in the conduct of their private lives in this way lacks a rational
explanation".
One difficulty with this submission is that its focus is not upon
rational connection. If the operation of a law purports to further
its
legitimate purpose by means that are more extreme than would rationally be
expected, then this does not break the rational connection
between the means
adopted by the law and its purpose, although it might support a submission at
the next stage that the burden imposed
by the law was not reasonably
necessary.
- In
any event, a further obstacle to the submission is that, as explained earlier,
the proper interpretation of s 13(11) treats the
anonymity of a public
communication as a relevant factor to consider in the assessment of a public
servant's behaviour for compliance
with s 13(11).
(2)
Reasonable necessity of the burden
- The
next question is whether there were alternative, reasonably practicable, means
that would achieve the same object to the same
extent but with a less
restrictive effect on freedom of political communication. This requires
consideration of whether another
law presented an alternative that could
reasonably have been expected, in an "obvious and
compelling"[265]
sense, to have (i) imposed a significantly lesser burden upon freedom of
political communication, and (ii) achieved Parliament's
purpose to the same
or a similar
extent[266].
The extent of the burden upon freedom of political communication can be assessed
by reference to the "depth" and "width" of the
burden[267].
- The
burden imposed by ss 13(11) and 15 is deep. Of its very nature,
s 13(11) requires consideration of the APS Value of being apolitical
and
thus targets political communications. The burden is made deeper by the fact
that the comments it targets are from the particular
class of persons who are
"uniquely qualified to
comment"[268].
The nature and extent of the punishment or sanction for a breach is also
relevant to the depth of the
burden[269].
Here, the most serious consequence of a breach of s 13(11) is termination
of employment under s 15(1). That sanction is civil,
not criminal. And
the scheme of s 15(1) is that it should only be imposed for behaviour that
involves the most serious breaches
of s 13(11). But that should not
downplay the depth of the burden imposed by the potential sanction. A person's
employment can
be fundamental to him or her. The person's entire life might be
built around it. The consequences of a loss of employment, particularly
as a
disciplinary penalty, could be catastrophic.
- The
burden imposed by ss 13(11) and 15 is also wide. The provisions burden
political communication in the workplace as well as outside
the workplace. They
apply "at all times" and not merely in the course of APS employment. They
affect thousands of people; in oral
submissions reference was made to evidence
that there are nearly a quarter of a million public servants in the APS. The
provisions
restrict public communications more than private communications, but
the impact upon public communications is potentially very broad.
The width is
extended by the evaluative nature of the discretion as to (i) findings of
breach of s 13(11) and (ii) the penalty to
be imposed by the Agency
Head as a consequence of the breach. The uncertainty arising from the
evaluative nature of those discretions
is not the result of vagueness in the
meaning of s 13(11) or s 15. Such lack of clarity can be, and must
be, resolved by judicial
exegesis[270].
Instead, the uncertainty lies in the application of ss 13(11) and 15, as
properly interpreted. That application leaves a wide discretion
to the Agency
Head.
- Although
the burden is deep and wide, it is shallower and narrower than the burden that
existed for the better part of a century,
being the outright prohibition upon
public political comment by public servants. For instance, the second factor in
the evaluative
consideration discussed above – whether the comment
concerns matters for which the person has direct duties or responsibilities
and
how the comment might impact upon those duties or responsibilities –
illustrates that there could be many matters upon
which even senior public
servants can express political opinions in public. As the Attorney-General for
the State of Western Australia
submitted, a health department official might
make public comment about the defence department that would not contravene
s 13(11)
although it might have been a breach if it were a comment about
the health department.
- The
breadth of a law's constraint upon freedom of political communication,
particularly by a broad evaluative discretion, can be
mitigated by mechanisms
that permit review of any
sanction[271].
It is mitigated in this case by various review mechanisms available to an
employee who has been sanctioned under s 15(1) of the
Public Service
Act. Section 15(3) requires an Agency Head to establish procedures for
determining whether an APS employee has committed any breach
of the Code in
s 13. Those procedures must have due regard for procedural
fairness[272]
and they may be different for different categories of
APS employees[273].
For sanctions other than termination, an employee has a right of internal merits
review under s 33 of the Public Service
Act[274].
A termination of employment can be reviewed by the Fair Work Commission under
the Fair Work Act 2009
(Cth)[275].
If the dismissal meets various conditions, including that it was "harsh, unjust
or
unreasonable"[276],
then reinstatement or compensation can be ordered for that unfair
dismissal[277].
Termination could be unjust if the Fair Work Commission determined that the
employee had not contravened s 13(11); it could be unreasonable if
inferences were drawn by the Agency Head that could not reasonably have been
drawn from the material
before that person in any review or hearing; and it may
be harsh if its personal and economic consequences are disproportionate to
the
gravity of the misconduct upon which the Agency Head
acted[278].
- Despite
the depth and breadth of the burden on political communication imposed by
ss 13(11) and 15, Ms Banerji pointed only to one alternative law by
which she submitted the Commonwealth Parliament might have expected to achieve
its legitimate purpose to the same extent but with a lesser effect on the
implied freedom of political communication. That law was
said to be one that
excluded anonymous communication from s 13(11). Ms Banerji thus
submitted that the law would be more tailored if it restricted only public
communication that identified the speaker
as a public servant.
- The
terms in which such a hypothetical law might be expressed are unclear. This is
an early indication that the law is not an obvious
and compelling alternative
that would impose a significantly lesser burden upon the freedom of political
communication. When would
a communication be sufficiently widespread to be
"public"? When would a communication be anonymous? How many identifying
features,
short of a name or signature, would disqualify a communication from
being anonymous? Would anonymous communications be carved out
only from the
APS Value in s 10(1)(a) or from other values as well?
- More
significantly, it is not obvious that a law which excludes anonymous
communication, however that law might be expressed, would
achieve Parliament's
purpose to the same extent as, or a similar extent to, s 13(11). Rather,
the natural expectation would be that an exception for anonymous communications,
however defined, could substantially undermine
Parliament's purpose of an
apolitical public service. Political communications by public servants would be
permissible, no matter
how widespread the audience and no matter how corrosive
of the trust underlying the APS as an institution, provided that the public
servant is not identified or, on another variant of the law, not easily
identifiable.
(3) Adequacy in the balance
- The
relevant object of the Public Service Act in s 3(a), to establish an
apolitical public service that is efficient and effective in serving the
Government, the Parliament and
the Australian public, is an object of great
importance. It is part of the constitutional conception of responsible
government.
This notion of responsible government is reflected in the
provisions of the Constitution creating power for the appointment and
removal of civil servants, namely s 51(xxxvi) read with ss 67 and
51(xxxix), which empowered the enactment of the Public Service Act.
Those civil servants are responsible to Ministers, whose appointment is provided
for in s 64 of the Constitution. Section 44(iv) of the
Constitution reflects the importance of these civil servants remaining
apolitical by making any person who holds any "office of profit under the
Crown"
incapable of being chosen or of sitting as a senator or a member of the House of
Representatives. In Sykes v
Cleary[279]
this incapacity was held to extend to all public servants, namely all those
persons who are permanently employed by the executive
government. It extended
in that case to Mr Cleary, who held an "office of profit" by reason of
being a teacher who, although appointed
by an independent statutory tribunal,
was a permanent officer "employed by Her Majesty in the teaching
service"[280].
- The
notion of an apolitical public service, which is one foundation of the
constitutional scheme of responsible government, had a
strong pre-Federation
history. As Sir William Anson observed, the English provisions of the
late nineteenth century requiring the
disqualification of civil servants from
election to the House of Commons were "for the most part imposed to secure the
undivided
attention of officials to the business of their departments, and the
advantage of a permanent civil service unaffected by changes
of ministry or by
considerations of party
politics"[281].
The English view, which developed from the Report on the Organisation of the
Permanent Civil
Service[282]
in 1854, was rapidly adopted in 1856 by a Board in the colony of Victoria,
which recommended the establishment of a permanent non-political
public service,
saying[283]:
"It
will be impossible to prevent confusion and public inconvenience, if the orderly
working of the Civil Service is interrupted by
frequent Ministerial changes. We
therefore submit to your Excellency the propriety of following the English
precedent, and of appointing
non-political and permanent officers to carry into
execution the policy which the Ministry of the day may originate."
The Report on the Organisation of the Permanent Civil Service was the
foundation for legislation in the colony of Victoria in 1862 that established a
permanent civil
service[284].
Regulations made under the Civil Service Act 1862
(Vic)[285]
included the progenitor of the regulation made under the
Commonwealth Public Service Act 1902
(Cth)[286],
which provided that public servants "are expressly forbidden to publicly discuss
or in any way promote political movements". The
Victorian progenitor provision,
with sanctions including
dismissal[287],
contained a broad proscription including prohibiting civil servants from taking
"any part in political affairs otherwise than by
recording their votes for the
election of members of
parliament"[288].
- This
background is one reason why the Public Service Act is aptly described as
serving "public and constitutional purposes as well as those of
employment"[289].
As McHugh J said in Mulholland v Australian Electoral
Commission[290],
"[c]ommunications between the executive government and public servants and the
people are as necessary to the effective working
of those institutions as
communications between the people and their elected representatives".
- In
Australian Capital Television Pty Ltd v
The Commonwealth[291],
Mason CJ described the "fundamental importance, indeed the essentiality, of
freedom of communication, including freedom to criticize
government action, in
the system of modern representative government". That may be so, but it is also
fundamentally important, and
indeed essential, that in a system of modern
representative government a parliament has freedom to make laws that implement
the policy
decisions it makes for the welfare of the governed. Where a law
impairs freedom of political communication in a reasonably necessary
manner in
pursuit of another legitimate object, the law should only be held
unconstitutional if there is such a gross imbalance between,
on the one hand,
the importance of that legitimate object to the parliament, and, on the other
hand, the magnitude of the burden
that the law places on the implied freedom of
political communication, so as to pose a threat to the integrity of the
constitutionally
prescribed system of representative and responsible
government[292].
- Section 13(11),
in light of the APS Values, including s 10(1)(a), and the sanctions in
s 15(1), is far from exhibiting this lack
of balance. Although the burden
on the implied freedom of political communication is deep and vast, that burden
is imposed in the
pursuit, by reasonably necessary means, of a purpose of
embedded and long-standing constitutional significance, an apolitical public
service. The law is not inadequate in its balance.
The
alternative submissions: disapplication and constraints on executive
power
- Each
of Ms Banerji and the Attorney-General of the Commonwealth had submissions
alternative to the challenge to constitutional validity
of the legislative
provisions. Ms Banerji submitted that the executive decision under
s 15(1) to terminate her employment was vitiated
because the decision maker
did not take into account the implied freedom of political communication or
because the decision itself
contravened the implied freedom of political
communication. The Attorney-General of the Commonwealth submitted that if any
constitutional
invalidity would otherwise arise then s 15(1) should be
treated as authorising only an exercise of power consistent with constitutional
limits.
- Ms Banerji's
alternative submissions should not be accepted. There is nothing in s 15
from which an implication could be made requiring
a decision maker to take into
account the implied freedom of political communication as a mandatory relevant
consideration when making
a decision under that section. If the operation
of ss 13(11) and 15 would otherwise contravene the implied freedom of
political
communication then the implied freedom would not operate as a
mandatory relevant consideration for the decision maker. Nor could
the implied
freedom operate directly upon an executive act to invalidate an executive
decision that is authorised by legislation.
It is necessary to explain why,
contrary to Ms Banerji's submission, the implied freedom operates directly upon
the legislation
rather than upon the exercise of executive power that has its
source in that legislation.
- The
Attorney-General of the Commonwealth submitted that if the generality of the
terms of the statutory power in s 15(1) would otherwise
permit action that
would be contrary to the implied freedom of political communication then,
despite the generality of the terms
of the legislative provision, and despite an
inability to ascribe a meaning to the words of the provision which would
proscribe those
exercises of power that are beyond constitutional limits, each
exercise of executive power could be treated as subject to a statutory
requirement that the power be exercised in accordance with constitutional
limits. That submission is correct. The constitutional
constraint does
not operate directly upon the exercise of executive power. It invalidates the
executive act only by operating upon
the legislation, disapplying the
legislative authority for the executive act if the legislation would otherwise
trespass against
the constitutional limits upon legislative power.
- This
was effectively the approach taken by Brennan J in dissent in Miller v
TCN Channel Nine Pty
Ltd[293]
and by French CJ, Gummow, Hayne, Crennan and Bell JJ in Wotton v
Queensland[294].
But it is also much older than
that[295] and
derives from a statutory
mandate[296].
That mandate permits and requires an approach that constrains the manner in
which the statute can be applied even if the statutory
discretion is "not
confined by statutory
criteria"[297].
- The
disapplication of legislation from part of its sphere of operation in this
manner has sometimes been described as "reading down"
and sometimes described as
"severance". However, as I explained in Clubb v
Edwards[298],
neither of these labels is apt. Although those labels are more familiar, the
technique here, as in Wotton v
Queensland[299],
involves "[n]o question" of severance or reading down of the legislation. The
best description is "disapplication", although the
process could be described as
part of an exercise of "construction" only if that term is used, in
contradistinction to
"interpretation"[300],
to describe the manner in which the essential meaning of legislation is applied
to particular facts. As the Attorney-General of
the Commonwealth observed, this
approach of "construction" avoids the "element of conceptual
confusion"[301]
involved in treating the constitutional limit as a constraint upon executive
power when a constitutional limit on power cannot "sensibly
be described as a
mandatory consideration" for the exercise of executive
power[302].
Conclusion
- Orders
should be made as proposed in the joint judgment.
[1] Banerji and Comcare
(Compensation) [2018] AATA 892 at [67], [119], [128].
[2] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(3)].
[3] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(4)].
[4] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(13)].
[5] Banerji and Comcare
(Compensation) [2018] AATA 892 at [26]- [27].
[6] Banerji and Comcare
(Compensation) [2018] AATA 892 at [8], [40] fn 3.
[7] Banerji and Comcare
(Compensation) [2018] AATA 892 at [109] (emphasis added).
[8] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(14)].
[9] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(15)].
[10] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(16)].
[11] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(16)-(17)].
[12] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(18)].
[13] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(19)], [12].
[14] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(20)].
[15] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(21)].
[16] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(21)].
[17] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(22)].
[18] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(22)-(23)].
[19] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(24)].
[20] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(24)].
[21] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(25)].
[22] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(26)].
[23] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(27)-(28)].
[24] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(29)].
[25] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(30)].
[26] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(31)].
[27] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(32)-(33)].
[28] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(33)-(34)].
[29] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(35)].
[30] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(36)].
[31] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(37)].
[32] Banerji and Comcare
(Compensation) [2018] AATA 892 at [2], [3(5)-(10)].
[33] Banerji and Comcare
(Compensation) [2018] AATA 892 at [2], [3(12)].
[34] Banerji and Comcare
(Compensation) [2018] AATA 892 at [35].
[35] Banerji and Comcare
(Compensation) [2018] AATA 892 at [36].
[36] Banerji and Comcare
(Compensation) [2018] AATA 892 at [37].
[37] Banerji and Comcare
(Compensation) [2018] AATA 892 at [38].
[38] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(38)].
[39] Banerji and Comcare
(Compensation) [2018] AATA 892 at [117] (emphasis added).
[40] Banerji and Comcare
(Compensation) [2018] AATA 892 at [119] (emphasis added).
[41] Banerji and Comcare
(Compensation) [2018] AATA 892 at [89], [104].
[42] Banerji and Comcare
(Compensation) [2018] AATA 892 at [120] (emphasis added).
[43] (2017) 261 CLR 328 at 360 [90],
374 [150] per Kiefel CJ, Bell and Keane JJ, 398 [237], 407 [258], 410
[262] per Nettle J, 430 [313],
466 [433], 475 [465], 476 [469] per
Gordon J, 503 [559] per Edelman J; [ 2017] HCA 43 .
[44] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 567 per Brennan CJ,
Dawson, Toohey, Gaudron, McHugh, Gummow and Kirby JJ; [1997] HCA 25.
[45] Wotton v Queensland
(2012) 246 CLR 1 at 31 [80] per Kiefel J; [2012] HCA 2; Unions NSW v
New South Wales (2013) 252 CLR 530 at 553-554 [35]-[36] per French CJ,
Hayne, Crennan, Kiefel and Bell JJ, 574 [119] per Keane J; [2013] HCA
58; Brown v Tasmania (2017) 261 CLR 328 at 360 [90], 374 [150] per
Kiefel CJ, Bell and Keane JJ.
[46] See [17] above.
[47] See, eg, APLA Ltd v Legal
Services Commissioner (NSW) [2005] HCA 44; (2005) 224 CLR 322 at 351 [28] per
Gleeson CJ and Heydon J; [2005] HCA 44; Wotton (2012) 246 CLR 1
at 24 [54] per Heydon J; Monis v The Queen (2013) 249 CLR 92 at
142-146 [108]-[122] per Hayne J; [2013] HCA 4; Unions NSW (2013) 252
CLR 530 at 555 [40] per French CJ, Hayne, Crennan, Kiefel and
Bell JJ; Tajjour v New South Wales [2014] HCA 35; (2014) 254 CLR 508 at 578-579
[145]- [146], 582 [155]-[156] per Gageler J; [2014] HCA 35.
[48] Lange [1997] HCA 25; (1997) 189 CLR 520
at 561-562 per Brennan CJ, Dawson, Toohey, Gaudron, McHugh, Gummow and
Kirby JJ; McCloy v New South Wales [2015] HCA 34; (2015) 257 CLR 178 at 194 [2(B)]
per French CJ, Kiefel, Bell and Keane JJ; [2015] HCA 34; Brown v
Tasmania (2017) 261 CLR 328 at 363-364 [102]-[104] per Kiefel CJ, Bell
and Keane JJ, 413 [271], 416 [277] per Nettle J.
[49] See Re Residential Tenancies
Tribunal (NSW); Ex parte Defence Housing Authority (1997) 190 CLR 410 at
435-436 per Dawson, Toohey and Gaudron JJ; [1997] HCA 36; Re Patterson;
Ex parte Taylor (2001) 207 CLR 391 at 402-403 [13]-[15] per Gleeson CJ,
459-460 [210]-[212] per Gummow and Hayne JJ; [2001] HCA 51; McCloy
[2015] HCA 34; (2015) 257 CLR 178 at 224 [105] per Gageler J.
[50] See Bradshaw v The
Commonwealth [1925] HCA 42; (1925) 36 CLR 585 at 589-590 per Knox CJ; [1925] HCA 42;
Edwards v The Commonwealth [1935] HCA 84; (1935) 54 CLR 313 at 323-324 per Dixon J;
[1935] HCA 84; Plaintiff M68/2015 v Minister for Immigration and Border
Protection [2016] HCA 1; (2016) 257 CLR 42 at 92-93 [120] per Gageler J; [2016] HCA
1.
[51] See Northcote and Trevelyan,
Report on the Organisation of the Permanent Civil Service (1854) at 3,
6-7, 18-20. See also Carltona Ltd v Commissioners of Works [1943] 2 All
ER 560 at 563 per Lord Greene MR.
[52] See, eg, Board Appointed to
Enquire into the Arrangements for the Better Organization of the Civil Service
of the Colony, Civil Service of the Colony of Victoria (1856); Civil
Service Act 1862 (Vic); Civil Service Act 1874 (SA). See also
McManus v Scott-Charlton [1996] FCA 1820; (1996) 70 FCR 16 at 24-25 per Finn J;
Bennett v President, Human Rights and Equal Opportunity Commission [2003] FCA 1433; (2003)
134 FCR 334 at 348-349 [54] per Finn J.
[53] Commonwealth Public Service
Act 1902 (Cth).
[54] [2008] HCA 32; (2008) 237 CLR 146 at 164 [55]
per Gummow, Hayne, Heydon and Crennan JJ; [2008] HCA 32.
[55]
McCloy [2015] HCA 34; (2015) 257 CLR
178 at 194-196 [2(B)(3)]- [4] per French CJ, Kiefel, Bell and Keane JJ;
Brown v Tasmania (2017) 261 CLR 328 at 368 [123] per Kiefel CJ, Bell
and Keane JJ, 376 [158] per Gageler J, 416-417 [278]-[280] per
Nettle J, 476-477
[473] per Gordon J; Clubb v Edwards [2019] HCA 11; (2019) 93
ALJR 448 at 462 [6], 470-471 [70]-[74] per Kiefel CJ, Bell and
Keane JJ, 506-507 [266] per Nettle J, 533 [408], 544 [463] per
Edelman J; [2019] HCA 11; 366 ALR 1 at 10, 21-22, 70, 105, 121; [2019] HCA 11.
[56] Tajjour [2014] HCA 35; (2014) 254 CLR
508 at 563 [81]- [82] per Hayne J; McCloy [2015] HCA 34; (2015) 257 CLR 178 at 217
[80] per French CJ, Kiefel, Bell and Keane JJ, 232-233 [132]-[133] per
Gageler J, 262 [234] per Nettle J; Brown v Tasmania (2017) 261
CLR 328 at 370 [132]-[133] per Kiefel CJ, Bell and Keane JJ, 418 [281]
per Nettle J; Clubb [2019] HCA 11; (2019) 93 ALJR 448 at 462 [6] per
Kiefel CJ, Bell and Keane JJ, 507 [266(2)] per Nettle J, 544
[463] per Edelman J; [2019] HCA 11; 366 ALR 1 at 10, 70, 121.
[57] See and compare McManus v
Scott-Charlton [1996] FCA 1820; (1996) 70 FCR 16 at 25-26 per Finn J; Federal
Commissioner of Taxation v Day [2008] HCA 53; (2008) 236 CLR 163 at 180-181 [34] per
Gummow, Hayne, Heydon and Kiefel JJ; [2008] HCA 53.
[58] Monis (2013) 249 CLR 92
at 214 [347] per Crennan, Kiefel and Bell JJ; Tajjour [2014] HCA 35; (2014) 254 CLR
508 at 550 [36] per French CJ; McCloy [2015] HCA 34; (2015) 257 CLR 178 at 210-211
[57]- [58] per French CJ, Kiefel, Bell and Keane JJ; Brown v
Tasmania (2017) 261 CLR 328 at 371-372 [139] per Kiefel CJ, Bell and
Keane JJ, 418-419 [282] per Nettle J; Clubb [2019] HCA 11; (2019) 93 ALJR 448
at 462 [6] per Kiefel CJ, Bell and Keane JJ, 505 [263], 507-508
[266(3)], [267]-[268], 509-510 [277] per Nettle J, 548 [478]-[480] per
Edelman
J; [2019] HCA 11; 366 ALR 1 at 10, 68, 70-71, 74, 125-126.
[59] See [24] above.
[60] See and compare Tajjour
[2014] HCA 35; (2014) 254 CLR 508 at 565-566 [90] per Hayne J.
[61] See Smith v Oldham
[1912] HCA 61; (1912) 15 CLR 355 at 358-359 per Griffith CJ, 362-363 per Isaacs J;
[1912] HCA 61.
[62] Clubb [2019] HCA 11; (2019) 93 ALJR 448
at 462 [6], 470 [66]-[69], 475 [102] per Kiefel CJ, Bell and Keane JJ,
508-509 [270]-[275] per Nettle J, 552 [497]-[498] per Edelman J; [2019] HCA 11; 366
ALR 1 at 10, 20-21, 28, 72-73, 131. See also Davis v The Commonwealth
[1988] HCA 63; (1988) 166 CLR 79 at 99-100 per Mason CJ, Deane and Gaudron JJ
(Wilson and Dawson JJ agreeing at 101); [1988] HCA 63; Nationwide News
Pty Ltd v Wills [1992] HCA 46; (1992) 177 CLR 1 at 30-31, 34 per Mason CJ, 78 per
Deane and Toohey JJ, 94-95 per Gaudron J, 101-102 per McHugh J; [1992] HCA
46; Cunliffe v The Commonwealth [1994] HCA 44; (1994) 182 CLR 272 at 324 per
Brennan J; [1994] HCA 44; McCloy [2015] HCA 34; (2015) 257 CLR 178 at 219 [87], 220
[91] per French CJ, Kiefel, Bell and Keane JJ; Brown v Tasmania
(2017) 261 CLR 328 at 422-423 [290] per Nettle J.
[63] See McCloy [2015] HCA 34; (2015) 257
CLR 178 at 195 [2(B)(3)], 218 [84]-[86] per French CJ, Kiefel, Bell and
Keane JJ.
[64] See Brown v
Tasmania (2017) 261 CLR 328 at 410 [262] per Nettle J.
[65] See Brown v Tasmania
(2017) 261 CLR 328 at 357-358 [81], 359 [87] per Kiefel CJ, Bell and
Keane JJ.
[66] Minister for Immigration and
Citizenship v Li [2013] HCA 18; (2013) 249 CLR 332 at 348-349 [23]- [24] per French CJ,
362 [63] per Hayne, Kiefel and Bell JJ, 370-371 [88]-[90] per
Gageler J; [2013] HCA 18.
[67] Li [2013] HCA 18; (2013) 249 CLR 332 at
352 [30] per French CJ, 366-367 [74]-[76] per Hayne, Kiefel and
Bell JJ. See and compare House v The King (1936) 55 CLR 499 at
504-505 per Dixon, Evatt and McTiernan JJ; [1936] HCA 40; Veen v The
Queen [No 2] [1988] HCA 14; (1988) 164 CLR 465 at 472 per Mason CJ, Brennan,
Dawson and Toohey JJ; [1988] HCA 14.
[68] The Commonwealth v Director,
Fair Work Building Industry Inspectorate [2015] HCA 46; (2015) 258 CLR 482 at 506 [55] per
French CJ, Kiefel, Bell, Nettle and Gordon JJ; [2015] HCA 46, quoting
Trade Practices Commission v CSR Ltd (1991) ATPR 41-076 at 52,152
per French J.
[69] See Fair Work Act 2009
(Cth), Pt 3.2.
[70] Public Service Act,
s 15(5).
[71] Chief of Defence Force v
Gaynor (2017) 246 FCR 298 at 324 [112] per Perram, Mortimer and
Gleeson JJ.
[72] See and compare Minister for
Aboriginal Affairs v Peko-Wallsend Ltd [1986] HCA 40; (1986) 162 CLR 24 at 39 per
Mason J; [1986] HCA 40.
[73] See Miller v TCN Channel
Nine Pty Ltd [1986] HCA 60; (1986) 161 CLR 556 at 612-614 per Brennan J; [1986] HCA 60;
Wotton (2012) 246 CLR 1 at 13-14 [21] per French CJ, Gummow, Hayne,
Crennan and Bell JJ, 34 [91] per Kiefel J.
[74] Li [2013] HCA 18; (2013) 249 CLR 332 at
348-349 [23] per French CJ. See also Swan Hill Corporation v
Bradbury [1937] HCA 15; (1937) 56 CLR 746 at 757-758 per Dixon J; [1937] HCA 15;
Water Conservation and Irrigation Commission (NSW) v Browning (1947) 74
CLR 492 at 505 per Dixon J; [1947] HCA 21.
[75] cf Wotton (2012) 246 CLR
1 at 16 [31]-[32] per French CJ, Gummow, Hayne, Crennan and
Bell JJ.
[76] See [27] above.
[77] Banerji and Comcare
(Compensation) [2018] AATA 892 at [12].
[78] [2014] NSWCA 414; (2014) 88 NSWLR 240 at 256
[56].
[79] [2014] NSWCA 414; (2014) 88 NSWLR 240 at 256-257
[56].
[80] Griffith, Notes on
Australian Federation: Its Nature and Probable Effects (1896) at 17, quoted
in Quick and Garran, The Annotated Constitution of the Australian
Commonwealth (1901) at 704.
[81] Egan v Willis [1998] HCA 71; (1998) 195
CLR 424 at 451 [42]; [1998] HCA 71, quoted in Re Patterson; Ex parte Taylor
(2001) 207 CLR 391 at 463-464 [217]; [2001] HCA 51. See also McCloy v
New South Wales [2015] HCA 34; (2015) 257 CLR 178 at 223-225 [103]- [108]; [2015] HCA
34.
[82] [1982] HCA 26; (1982) 151 CLR 342 at 364;
[1982] HCA 26.
[83] Bradshaw v The
Commonwealth [1925] HCA 42; (1925) 36 CLR 585 at 591, 595, 597-598; [1925] HCA 42;
Edwards v The Commonwealth [1935] HCA 84; (1935) 54 CLR 313 at 323; [1935] HCA 84.
[84] [1992] HCA 60; (1992) 176 CLR 77 at 96; [1992]
HCA 60. See also Re Lambie (2018) 92 ALJR 285 at 291 [26]; 351 ALR 559
at 566; [2018] HCA 6.
[85] R v White; Ex parte
Byrnes [1963] HCA 58; (1963) 109 CLR 665 at 670-671; [1963] HCA 58.
[86] Federal Commissioner of
Taxation v Day [2008] HCA 53; (2008) 236 CLR 163 at 180-181 [34]; [2008] HCA 53, citing
McManus v Scott-Charlton [1996] FCA 1820; (1996) 70 FCR 16 at 24.
[87] McManus v Scott-Charlton
[1996] FCA 1820; (1996) 70 FCR 16 at 24.
[88] Federal Commissioner of
Taxation v Day [2008] HCA 53; (2008) 236 CLR 163 at 181 [34].
[89] Section 56(1) of the PSA.
[90] Section 57(1) of the PSA.
[91] Section 57(2) of the PSA.
[92] Section 6(1) of the PSA.
[93] Section 22(1) of the PSA.
[94] Section 7 of the PSA
(definition of "APS employee").
[95] Section 9 of the PSA.
[96] See de Freitas v Permanent
Secretary of Ministry of Agriculture, Fisheries, Lands and Housing [1998] UKPC 30; [1999] 1
AC 69 at 75-76.
[97] Northcote and Trevelyan,
Report on the Organisation of the Permanent Civil Service (1854) at 3, 9,
18-20, 22-23.
[98] Civil Service Act 1862
(Vic); Civil Service Act 1874 (SA); Civil Service Act 1884
(NSW); Civil Service Act 1889 (Qld); Civil Service Act 1900 (Tas);
Public Service Act 1900 (WA).
[99] See Finn, Law and Government
in Colonial Australia (1987) at 61-67, 102-108, 132-137.
[100] Federal Commissioner of
Taxation v Futuris Corporation Ltd [2008] HCA 32; (2008) 237 CLR 146 at 164 [55]; [2008]
HCA 32.
[101] Victoria, Civil Service of
the Colony of Victoria, Report of the Board Appointed to Enquire into the
Arrangements for the Better Organization of the Civil Service of the Colony
(1856).
[102] Victoria, Civil Service
Commission, Report of the Commissioners Appointed to Inquire into and Report
upon the Civil Service of the Colony (1859).
[103] Civil Service Act
1862 (Vic).
[104] Hearn, The Government of
England: Its Structure and Its Development (1867) at 236-237.
[105] Hearn, The Government of
England: Its Structure and Its Development (1867) at 238.
[106] Hearn, The Government of
England: Its Structure and Its Development (1867) at 238-239.
[107] Great Britain, Royal
Commission on the Civil Service, Fourth Report of the Commissioners
(1914) [Cd 7338] at 97 [11], quoted in Fraser v Public Service Staff
Relations Board [1985] 2 SCR 455 at 471.
[108] Australia, Royal Commission
on Australian Government Administration, Appendixes to Report (1976), vol
1 at 227 (Appendix 1.I).
[109] Section 3(b) of the PSA.
[110] Section 3(d) of the PSA.
[111] Section 3(c) of the PSA.
[112] See Pts 5 and 6 of the
PSA.
[113] Section 10(1)(e) of the PSA.
[114] Section 10(1)(f) of the
PSA.
[115] Section 10(1)(g) of the
PSA.
[116] Section 10(1)(n) of the
PSA.
[117] Clause 2.2 of the Public
Service Commissioner's Directions 1999 (Cth), read with s 42(2) of the
PSA.
[118] See, eg, Minister for
Immigration and Citizenship v Li [2013] HCA 18; (2013) 249 CLR 332 at 348-349 [23]- [25],
362 [63], 370-371 [88]-[92]; [2013] HCA 18.
[119] See, eg, Wotton v
Queensland (2012) 246 CLR 1 at 34 [91]; [2012] HCA 2; Minister for
Immigration and Citizenship v Li [2013] HCA 18; (2013) 249 CLR 332 at 352 [30].
[120] Regulations 5.24(2)(a) and
5.28 of the Public Service Regulations 1999 (Cth).
[121] Regulations 5.24(2)(b) and
5.28 of the Public Service Regulations 1999 (Cth).
[122] Regulations 5.28(3)(b) and
5.32(1)(a) of the Public Service Regulations 1999 (Cth); s 33(5) of the
PSA.
[123] Regulation 5.32(1) and (2)
of the Public Service Regulations 1999 (Cth).
[124] Section 33(6) of the PSA,
read with s 7 (definition of "Presiding Officer").
[125] See s 8(1) of the PSA; s 394
of the Fair Work Act 2009 (Cth).
[126] Section 385(b) of the
Fair Work Act 2009 (Cth).
[127] Section 390 of the Fair
Work Act 2009 (Cth).
[128] Byrne v Australian
Airlines Ltd (1995) 185 CLR 410 at 465; [1995] HCA 24.
[129] See Cooper v Australian
Taxation Office [2015] FWCFB 868 at [18], [22].
[130] Brown v Tasmania
(2017) 261 CLR 328 at 386 [188]; [ 2017] HCA 43 .
[131] de Freitas v Permanent
Secretary of Ministry of Agriculture, Fisheries, Lands and Housing [1998] UKPC 30; [1999] 1
AC 69 at 77.
[132] (2012) 246 CLR 1 at 14
[22]-[23].
[133] cf Wotton v
Queensland (2012) 246 CLR 1 at 9-10 [10], 13-14 [21], citing Miller v TCN
Channel Nine Pty Ltd [1986] HCA 60; (1986) 161 CLR 556 at 613-614; [1986] HCA 60.
[134] cf Wainohu v New South
Wales (2011) 243 CLR 181 at 231 [113]; [2011] HCA 24.
[135] Brown v Tasmania
(2017) 261 CLR 328 at 389-391 [200]-[204]; Clubb v Edwards [2019] HCA 11; (2019) 93 ALJR
448 at 486-488 [175]- [185]; [2019] HCA 11; 366 ALR 1 at 43-46; [2019] HCA 11.
[136] [1991] 2 SCR 69 at 100.
[137] Dunmore v Ontario
(Attorney General) [2001] 3 SCR 1016 at 1070-1074 [56]-[61].
[138] See United Public Workers
of America (CIO) v Mitchell [1947] USSC 23; (1947) 330 US 75; United States Civil Service
Commission v National Association of Letter Carriers [1973] USSC 167; (1973) 413 US 548;
United States v National Treasury Employees Union [1995] USSC 17; (1995) 513 US 454;
Lane v Franks (2014) 573 US 228.
[139] Clause 2.2(2)(b) of the
Public Service Commissioner's Directions 1999 (Cth).
[140] Banerji and Comcare
(Compensation) [2018] AATA 892 at [116].
[141] Now the Department of Home
Affairs.
[142] Compensation Act,
s 5A(1) read with s 14(1).
[143] Defined in Public Service
Act 1999 (Cth), s 10; see in particular s 10(1)(a).
[144] See Public Service
Act, s 10(1)(a), (e).
[145] Constitution,
s 67.
[146] Version compiled on 21 March
2012.
[147] Public Service Act,
s 3.
[148] Public Service Act,
s 13(11).
[149] Public Service Act,
s 40(1).
[150] Public Service Act,
s 11(1)(a).
[151] See Public Service
Act, s 11(1)(b).
[152] Public Service Act,
s 11(2).
[153] Public Service
Commissioner's Directions 1999, cl 2.1.
[154] Public Service
Regulations 1999 (Cth), reg 3.16.
[155] Public Service Act,
s 42(2) read with s 7 definition of "Commissioner's Directions".
[156] Public Service
Commissioner's Directions 1999, cl 2.2(2).
[157] Public Service Act,
s 15.
[158] Public Service Act,
s 15(1).
[159] Public Service Act,
s 15(3), (4).
[160] Public Service Act,
s 15(5).
[161] Public Service Act,
s 15(3)(a), (b).
[162] Public Service Act,
s 33(1) read with s 33(7) definition of "APS action".
[163] Public Service Act,
s 33(1).
[164] Fair Work Act,
ss 385(b) and 387.
[165] See Norbis v Norbis
[1986] HCA 17; (1986) 161 CLR 513 at 520; [1986] HCA 17.
[166] Public Service Board,
Guidelines on Official Conduct of Commonwealth Public Servants,
Personnel Management Series No 1 (1979) ("1979 Guidelines");
Public Service Board, Guidelines on Official Conduct of Commonwealth
Public Servants, Personnel Management Manual Series ISSN 0810-4794 (1987)
("1987 Guidelines"); Public Service Commission, Guidelines on Official
Conduct of Commonwealth Public Servants (1995) ("1995 Guidelines");
Australian Public Service Commission, APS Values and Code of Conduct in
Practice: A Guide to Official Conduct for APS Employees and Agency Heads
(2003) at 7.
[167] Australian Public Service
Commission, Circular 2008/8 − Interim protocols for online media
participation, 8 December 2008,
available at
<https://www.apsc.gov.au/circular-20088-interim-protocols-online-media-participation>
("Circular 2008/8"); Australian
Public Service Commission, Circular 2009/6:
Protocols for online media participation (social media), 18 November 2009,
available
at
<https://www.apsc.gov.au/circular-20096-protocols-online-media-participation-social-media>
("Circular 2009/6"); Australian
Public Service Commission, Circular 2012/1:
Revisions to the Commission's guidance on making public comment and
participating online
(social media), January 2012, available at
<https://www.apsc.gov.au/circular-20121-revisions-commissions-guidance-making-public-comment-and-participating-online-social>
("Circular 2012/1"); Australian Public Service Commission, Making Public
Comment on Social Media: A Guide for APS Employees (2017). See also
Australian Public Service Commission, Values and Code of Conduct in
Practice (2017) at 53-55 [1.15]-[1.16].
[168] 1979 Guidelines at v; 1987
Guidelines at 14 [6.1]; 1995 Guidelines at iii; Australian Public Service
Commission, APS Values and Code of Conduct in Practice: A Guide to Official
Conduct for APS Employees and Agency Heads (2003) at 7; Circular 2008/8 at
[3]; Circular 2009/6 at [4]; Circular 2012/1 referring to "general principles";
Australian Public
Service Commission, Making Public Comment on Social Media:
A Guide for APS Employees (2017) at 2; Australian Public Service
Commission, Values and Code of Conduct in Practice (2017) at 4, cf at 10
[1.4.2].
[169] 1979 Guidelines at 34
[4.26].
[170] 1979 Guidelines at
47-50.
[171] 1987 Guidelines at 14
[6.2].
[172] 1987 Guidelines at 14
[6.3].
[173] 1987 Guidelines at 15
[6.5].
[174] 1995 Guidelines at
34-35.
[175] Australian Public Service
Commission, APS Values and Code of Conduct in Practice: A Guide to Official
Conduct for APS Employees and Agency Heads (2003) at 20.
[176] See Australian Public
Service Commission, APS Values and Code of Conduct in Practice: A Guide to
Official Conduct for APS Employees and Agency Heads (2003) at 30-31.
[177] See Circular 2008/8;
Circular 2009/6; Circular 2012/1; Australian Public Service Commission,
Making Public Comment on Social Media: A Guide for APS Employees (2017).
[178] Circular 2008/8, "Private
use of online media".
[179] Circular 2008/8, "Private
use of online media".
[180] Circular 2009/6, "Attachment
A".
[181] Circular 2012/1.
[182] Circular 2012/1, "Commenting
online in an unofficial capacity".
[183] Circular 2012/1, "Making
public comment in an unofficial capacity − general principles".
[184] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 560, 567; [1997] HCA 25;
Hogan v Hinch [2011] HCA 4; (2011) 243 CLR 506 at 554 [92]; [2011] HCA 4; Unions NSW
v New South Wales (2013) 252 CLR 530 at 554 [36]; [2013] HCA 58; Tajjour
v New South Wales [2014] HCA 35; (2014) 254 CLR 508 at 558 [59], 577 [140]; [2014] HCA 35;
Brown v Tasmania (2017) 261 CLR 328 at 359 [88], 407 [258],
430 [313]; [ 2017] HCA 43 .
[185] Brown (2017) 261 CLR
328 at 433-434 [325]-[326], citing Coleman v Power [2004] HCA 39; (2004) 220 CLR 1 at 21
[3], 68 [158]; [2004] HCA 39 and Gypsy Jokers Motorcycle Club Inc v
Commissioner of Police (2008) 234 CLR 532 at 553 [11]; [2008] HCA 4.
[186] See Unions NSW (2013)
252 CLR 530 at 555 [40].
[187] See [124]-[125] above.
[188] Public Service
Commissioner's Directions 1999, cl 2.2(2)(b).
[189] Egan v Willis [1998] HCA 71; (1998)
195 CLR 424 at 451 [42]; [1998] HCA 71, quoting Kinley, "Governmental
Accountability in Australia and the United Kingdom: A Conceptual Analysis
of the Role of Non-Parliamentary
Institutions and Devices" [1995] UNSWLawJl 20; (1995) 18
University of New South Wales Law Journal 409 at 411.
[190] Egan [1998] HCA 71; (1998) 195 CLR
424 at 453 [45].
[191] FAI Insurances Ltd v
Winneke [1982] HCA 26; (1982) 151 CLR 342 at 364-365; [1982] HCA 26.
[192] [1982] HCA 26; (1982) 151 CLR 342 at
364.
[193] FAI Insurances [1982] HCA 26; (1982)
151 CLR 342 at 365.
[194] FAI Insurances [1982] HCA 26; (1982)
151 CLR 342 at 364.
[195] Australia, Royal Commission
on Australian Government Administration, Report (1976) at 59
[4.2.1].
[196] [1998] HCA 71; (1998) 195 CLR 424 at 453
[45].
[197] See McCloy v New South
Wales [2015] HCA 34; (2015) 257 CLR 178 at 224 [106]; [2015] HCA 34.
[198] Lange [1997] HCA 25; (1997) 189 CLR
520 at 558-559.
[199] Australian Capital
Television Pty Ltd v The Commonwealth [1992] HCA 45; (1992) 177 CLR 106 at 135; [1992] HCA
45, quoting The Commonwealth v Kreglinger & Fernau Ltd and Bardsley
[1926] HCA 8; (1926) 37 CLR 393 at 413; [1926] HCA 8.
[200] Nationwide News Pty Ltd v
Wills [1992] HCA 46; (1992) 177 CLR 1 at 47; [1992] HCA 46.
[201] See [118]-[119] above.
[202] Parker, "Official Neutrality
and the Right of Public Comment: I. The Implications of the Bazeley Case"
(1961) 20 Australian Journal of Public Administration 291 at 294.
[203] See, eg, Northcote and
Trevelyan, Report on the Organisation of the Permanent Civil Service
(1854) at 3; Victoria, Civil Service of the Colony of Victoria:
Report of the Board Appointed to Enquire into the Arrangements for the
Better Organization of the Civil Service of the Colony (1856) at 4-5, 13;
Civil Service Regulations 1861 (SA), regs 1 and 2 (South Australian
Government Gazette, 5 December 1861 at 1024); Civil Service Act 1862
(Vic), ss 28 and 29; Earl Grey, Parliamentary Government Considered
with Reference to Reform, new ed (1864) at 235, 329-332; Regulations for
the Civil Service of Victoria 1866 (Vic), regs 21, 23, 32 (Victoria
Government Gazette, No 2, 8 January 1867 at 38-39);
General Regulations for the Conduct of Officers of the Civil Service
1874 (SA), regs 17, 18, 28 (South Australian Government Gazette,
No 35, 27 August 1874 at 1712-1714); Australia, House of Representatives,
Parliamentary Debates (Hansard), 13 June 1901 at 1080, 1093, 1112;
Commonwealth Public Service Act 1902, ss 46(1) and 79(1)(a);
Regulations made under the Provisions of the Commonwealth Public Service Act
1902 (Cth), reg 41 (Commonwealth of Australia Gazette, No 60,
23 December 1902 at 630); McLachlan, First Annual Report on the Public
Service by the Public Service Commissioner (1904) at 65; Regulations
under the Commonwealth Public Service Act 1902 (Cth), reg 41, inserted by
SR 1909 No 50; Victoria, Final Report of the Royal Commission on
the State Public Service (1917) at 6-10; Commonwealth Public Service Act
1922, ss 55(1)(e), 66, 91(1)(a); Commonwealth Public Service
Regulations 1923 (Cth), regs 34 and 35.
[204] See, eg, [126]-[133] above.
[205] See [139]-[140] above.
[206] See [117]-[118] above.
[207] See [132]-[133] above.
[208] See [138] above.
[209] See [141] above.
[210] See McCloy [2015] HCA 34; (2015) 257
CLR 178 at 280-282 [306]- [311], 287-289 [336]-[339]; Brown (2017) 261 CLR
328 at 477 [476]; Clubb v Edwards [2019] HCA 11; (2019) 93 ALJR 448 at 530 [391], 531
[399]; [2019] HCA 11; 366 ALR 1 at 101, 103; [2019] HCA 11.
[211] (2019) 93 ALJR 448; 366 ALR
1; [2019] HCA 11.
[212] Administrative Appeals
Tribunal Act 1975 (Cth), s 44. See Roy Morgan Research Centre Pty
Ltd v Commissioner of State Revenue (Vict) (2001) 207 CLR 72 at 79-80 [15];
[2001] HCA 49; Osland v Secretary to Department of Justice [No 2]
[2010] HCA 24; (2010) 241 CLR 320 at 331-332 [18]; [2010] HCA 24.
[213] See Public Service Act
1999 (Cth), s 10.
[214] See, at the relevant time,
Public Service Act, s 10(1)(a). See, now, s 10(5).
[215] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(36)].
[216] Banerji and Comcare
(Compensation) [2018] AATA 892 at [7]; see also at [120], [128].
[217] See also de Freitas v
Permanent Secretary of Ministry of Agriculture, Fisheries, Lands and Housing
[1998] UKPC 30; [1999] 1 AC 69 at 76, quoting Fraser v Public Service Staff Relations
Board [1985] 2 SCR 455 at 466-467.
[218] Lane v Franks (2014)
573 US 228 at 231.
[219] See Pickering v Board of
Education [1968] USSC 125; (1968) 391 US 563; Lane v Franks (2014) 573 US 228.
[220] Clubb v Edwards
[2019] HCA 11; (2019) 93 ALJR 448 at 551-552 [495]- [498]; [2019] HCA 11; 366 ALR 1 at 130-131.
[221] Banerji and Comcare
(Compensation) [2018] AATA 892 at [3(38)].
[222] Safety, Rehabilitation
and Compensation Act 1988 (Cth), s 5A.
[223] Regulations made under
the provisions of the Commonwealth Public Service Act 1902 (Cth),
reg 41 (Commonwealth of Australia Gazette, No 60, 23 December 1902
at 630).
[224] See Provisional
Regulation under the Commonwealth Public Service Act 1902 (Cth) Statutory
Rule No 6 of 1909; Regulations under the Commonwealth Public Service Act 1902
(Cth) Statutory Rule No 50 of 1909.
[225] Statutory Rule No 93 of
1923.
[226] See Commonwealth Public
Service Regulations (Cth) Statutory Rule No 18 of 1935, reg 34;
Regulations made under the Commonwealth Public Service Act 1922-1947
(Cth) Statutory Rule No 146 of 1947; Regulations under the Public
Service Act 1922-1973 (Cth) Statutory Rule No 15 of 1974, reg 3;
Regulation under the Public Service Act 1922-1973 (Cth) Statutory Rule
No 98 of 1974.
[227] Australia, Royal Commission
on Australian Government Administration, Report (1976) at 233 [8.5.55],
recommendation 197.
[228] Australia, Royal Commission
on Australian Government Administration, Report (1976) at 233
[8.5.55].
[229] Australia, Royal Commission
on Australian Government Administration, Report (1976) at 235
[8.5.64(g)], recommendation 199.
[230] Australia, Royal Commission
on Australian Government Administration, Report (1976) at 236
[8.5.65].
[231] Australia, Royal Commission
on Australian Government Administration, Report (1976) at 236
[8.5.65].
[232] Public Service
Regulations (Amendment) Statutory Rule No 137 of 1987, Explanatory
Statement at 1.
[233] Public Service
Regulations (Amendment) (Cth) Statutory Rule No 137 of 1987.
[234] Public Service
Regulations (Amendment) Statutory Rule No 137 of 1987, Explanatory
Statement at 1.
[235] Public Service
Regulations (Amendment) Statutory Rule No 137 of 1987, Explanatory
Statement at 1.
[236] Australia, House of
Representatives, Public Service Bill 1999, Explanatory Memorandum at 1
[1].
[237] Australia, House of
Representatives, Public Service Bill 1999, Explanatory Memorandum at 1
[2].
[238] Australia, House of
Representatives, Public Service Bill 1999, Explanatory Memorandum at 25
[3.14.14].
[239] Australia, House of
Representatives, Public Service Bill 1999, Explanatory Memorandum at 26
[3.17.2].
[240] Public Service Act,
s 3(a).
[241] Public Service Act,
s 10(1)(e).
[242] Public Service Act,
s 10(1)(f).
[243] Public Service Act,
s 10(1)(g).
[244] Public Service Act,
s 10(1)(n).
[245] Public Service Act,
s 10(1)(c).
[246] Public Service Act,
s 10(1)(g).
[247] Public Service Act,
s 10(1)(j).
[248] Public Service Act,
s 10(1)(d).
[249] Banerji and Comcare
(Compensation) [2018] AATA 892 at [36], [37].
[250] Australian Public Service
Commission, Circular 2012/1: Revisions to the Commission's guidance on making
public comment and participating
online (social media) (2012).
[251] See Banerji and Comcare
(Compensation) [2018] AATA 892 at [37]; see also at [36].
[252] Public Service
Act, s 10(1)(g).
[253] Banerji and Comcare
(Compensation) [2018] AATA 892 at [26].
[254] Some of which were set out
by the Tribunal: Banerji and Comcare (Compensation) [2018] AATA 892 at
[9].
[255] See the authorities referred
to in Brown v Tasmania (2017) 261 CLR 328 at 479-480 [485]; [ 2017] HCA
43 . See also Clubb v Edwards [2019] HCA 11; (2019) 93 ALJR 448 at 534 [411]; [2019] HCA 11; 366 ALR 1
at 106.
[256] [2015] HCA 34; (2015) 257 CLR 178 at
194-195 [2]- [3]; [2015] HCA 34.
[257] (2017) 261 CLR 328 at
368-369 [123]-[127], 416-417 [278].
[258] [2019] HCA 1; (2019) 93 ALJR 166 at 177
[42], 190 [110]; [2019] HCA 1; 363 ALR 1 at 13-14, 31; [2019] HCA 1.
[259] [2019] HCA 11; (2019) 93 ALJR 448 at 462
[5]- [6], 506-507 [266], 544 [462]-[463]; [2019] HCA 11; 366 ALR 1 at 10, 70, 120-121.
[260] See Unions NSW v New
South Wales [2019] HCA 1; (2019) 93 ALJR 166 at 200 [166]; [2019] HCA 1; 363 ALR 1 at 44-45.
[261] Constitution,
s 51(xxxvi) with ss 67 and 51(xxxix).
[262] Public Service Act,
s 3(a).
[263] [1998] UKPC 30; [1999] 1 AC 69 at 75-76.
[264] See Unions NSW v New
South Wales [2019] HCA 1; (2019) 93 ALJR 166 at 201-203 [173]- [178]; [2019] HCA 1; 363 ALR 1 at
46-48.
[265] McCloy v New South
Wales [2015] HCA 34; (2015) 257 CLR 178 at 195 [2], 211 [58], 217 [81], 270 [258]; Brown
v Tasmania (2017) 261 CLR 328 at 372 [139], 418 [282]; Clubb v Edwards
[2019] HCA 11; (2019) 93 ALJR 448 at 462 [6], 507 [266]-[268], 510 [277], 548 [478];
[2019] HCA 11; 366 ALR 1 at 10, 70-71, 74, 126.
[266] Clubb v Edwards
[2019] HCA 11; (2019) 93 ALJR 448 at 548 [479]; [2019] HCA 11; 366 ALR 1 at 126.
[267] Clubb v Edwards
[2019] HCA 11; (2019) 93 ALJR 448 at 548 [480]; [2019] HCA 11; 366 ALR 1 at 126.
[268] San Diego v Roe
[2004] USSC 5997; (2004) 543 US 77 at 80.
[269] Clubb v Edwards
[2019] HCA 11; (2019) 93 ALJR 448 at 548 [480]; [2019] HCA 11; 366 ALR 1 at 126.
[270] Brown v Tasmania
(2017) 261 CLR 328 at 471 [452]-[453], 486-488 [506]-[508]; compare at 357
[78].
[271] See Wotton v Queensland
(2012) 246 CLR 1 at 16 [32]; [2012] HCA 2.
[272] Public Service Act,
s 15(3)(b).
[273] Public Service Act,
s 15(3)(c).
[274] See also Public Service
Regulations 1999 (Cth), Div 5.3.
[275] See Public Service
Act, s 8(1); Fair Work Act 2009 (Cth), s 394.
[276] Fair Work Act,
s 385(b); see also s 387.
[277] Fair Work Act,
s 390(1).
[278] Byrne v Australian
Airlines Ltd (1995) 185 CLR 410 at 465; [1995] HCA 24.
[279] [1992] HCA 60; (1992) 176 CLR 77 at 95-96;
[1992] HCA 60. See also at 108, 130, 132; Re Lambie (2018) 92 ALJR 285
at 302-303 [78]-[79]; 351 ALR 559 at 582; [2018] HCA 6.
[280] Re Lambie (2018) 92
ALJR 285 at 303 [79]; 351 ALR 559 at 582.
[281] Anson, The Law and Custom
of the Constitution (1886), pt 1 at 290. See Re Lambie (2018)
92 ALJR 285 at 300-301 [71]; 351 ALR 559 at 579.
[282] Northcote and Trevelyan,
Report on the Organisation of the Permanent Civil Service (1854).
[283] Civil Service of the Colony
of Victoria, Report of the Board Appointed to Enquire into the Arrangements
for the Better Organization of the Civil Service of the Colony (1856) at
13.
[284] Civil Service Act 1862
(Vic).
[285] Regulations for the Civil
Service of Victoria 1866 (Vic), reg 23 (Victoria Government
Gazette, No 2, 8 January 1867 at 38).
[286] Regulations made under
the provisions of the Commonwealth Public Service Act 1902 (Cth),
reg 41.
[287] Regulations for the Civil
Service of Victoria 1866 (Vic), reg 32.
[288] Regulations for the Civil
Service of Victoria 1866 (Vic), reg 23.
[289] Federal Commissioner of
Taxation v Day [2008] HCA 53; (2008) 236 CLR 163 at 180 [34]; [2008] HCA 53.
[290] [2004] HCA 41; (2004) 220 CLR 181 at 219
[94]; [2004] HCA 41.
[291] [1992] HCA 45; (1992) 177 CLR 106 at 140;
[1992] HCA 45.
[292] See Clubb v Edwards
[2019] HCA 11; (2019) 93 ALJR 448 at 552 [496]- [497]; [2019] HCA 11; 366 ALR 1 at 130-131.
[293] [1986] HCA 60; (1986) 161 CLR 556 at
612-614; [1986] HCA 60. See also Wilcox Mofflin Ltd v New South Wales
[1952] HCA 17; (1952) 85 CLR 488 at 522; [1952] HCA 17.
[294] (2012) 246 CLR 1 at 14
[23].
[295] See Newcastle and Hunter
River Steamship Co Ltd v Attorney-General for the Commonwealth (1921) 29 CLR
357; [1921] HCA 31.
[296] Now contained generally in
Acts Interpretation Act 1901 (Cth), s 15A.
[297] Miller v TCN Channel Nine
Pty Ltd [1986] HCA 60; (1986) 161 CLR 556 at 613.
[298] [2019] HCA 11; (2019) 93 ALJR 448 at
534-540 [415]- [433]; [2019] HCA 11; 366 ALR 1 at 107-114.
[299] (2012) 246 CLR 1 at 14
[23].
[300] Clubb v Edwards
[2019] HCA 11; (2019) 93 ALJR 448 at 537 [425]; [2019] HCA 11; 366 ALR 1 at 111.
[301] A v Independent
Commission Against Corruption [2014] NSWCA 414; (2014) 88 NSWLR 240 at 257 [56].
[302] Walker and Hume, "Broadly
Framed Powers and the Constitution", in Williams (ed), Key Issues in Public
Law (2017) 144 at 157. Compare Charter of Human Rights and
Responsibilities Act 2006 (Vic), s 38(1); Human Rights Act 2004
(ACT), s 40B(1)(b).
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