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[2017] NSWCA 272
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Lewis v Sergeant Riley [
2017] NSWCA 272
(27 October 2017)
Last Updated: 2 August 2018
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Court of Appeal Supreme Court
New South Wales
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Case Name:
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Lewis v Sergeant Riley
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Medium Neutral Citation:
|
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Hearing Date(s):
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7 September 2017
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Decision Date:
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27 October 2017
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Before:
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Basten JA at [1]; White JA at [25]; Fagan J at [37]
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Decision:
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(1) Extend time for the filing of the summons seeking to
review the decision of the District Court of 13 September 2016 up to and
including 23 May 2017. (2) Set aside the decision
of the District Court holding that that Court had no jurisdiction to consider an
appeal from an order
made in the Local Court pursuant to s 75L of the Crimes
(Forensic Procedures) Act 2000 (NSW). (3) Declare
that the District Court has jurisdiction to determine the appeals pursuant to s
70(1)(b) of the Local Court Act 2007 (NSW).
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Catchwords:
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PRACTICE AND PROCEDURE– appeal rights prima facie conferred by two
separate provisions – appeal from orders of Local Court
made under Crimes
Forensic Procedures Act 2001 (NSW), s 75L – rights of appeal under Crimes
(Forensic Procedures) Act, s 115A and Local Court Act 2007 (NSW), s 70
– whether Local Court Act, s 70 provided for concurrent right of appeal to
District Court – whether s 115A exclusively provides for appeals from s
75L orders
to the exclusion of s 70 STATUTORY INTERPRETATION
– whether inconsistency between enactments of one legislature –
whether implied repeal –
whether specific provision prevails over the more
general – provision conferring jurisdiction not to be read down –
reliance
on legislative history
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Legislation Cited:
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Crimes (Appeal and Review) Act 2001 (NSW), ss 4, 11, 17, 18, 19, 20, 23,
26, 27, 52, 53, 55, 56, 59; Pts 2, 3, 5Crimes (Forensic Procedures) Act 2000
(NSW), ss 75L, 115ADistrict Court Act 1973 (NSW), s 176Justices Act
1902 (NSW), ss 101, 104, 112, 122; Pts 4A, 5, 5ALocal Court Act 2007 (NSW),
ss 3, 43, 44, 45, 70; Pts 3, 4Local Courts Act 1982 (NSW) ss 36, 64; Pt
6Supreme Court Act 1970 (NSW), s 69
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Cases Cited:
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Category:
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Principal judgment
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Parties:
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Kristopher Stephen Luke Lewis (First Applicant) Brett Clark (Second
Applicant) Sergeant Darren Riley (First Respondent) Constable Natasha
Humphries (Second Respondent) District Court of New South Wales (Third
Respondent)
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Representation:
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Counsel: Mr Shane Prince/Ms Felicity Graham (Applicants) Mr David
Kell SC/Ms Joanna Davidson (First and Second
Respondents) Solicitors: Mr Jeremy Styles, Aboriginal Legal
Service (NSW/ACT) (Applicants) Lea Armstrong, Crown Solicitors Office
(Respondents)
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File Number(s):
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2017/155173
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Decision under appeal:
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Court or Tribunal:
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District Court of New South Wales
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Jurisdiction:
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Criminal
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Citation:
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Not published
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Date of Decision:
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13 September 2016
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Before:
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Pickering SC DCJ
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File Number(s):
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2017/155173
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[Note: The Uniform Civil Procedure Rules 2005 provide (Rule 36.11)
that unless the Court otherwise orders, a judgment or order is taken to be
entered when it is recorded in the Court's computerised
court record system.
Setting aside and variation of judgments or orders is dealt with by Rules 36.15,
36.16, 36.17 and 36.18. Parties should in particular note the time limit of
fourteen days in Rule 36.16.]
JUDGMENT
- BASTEN
JA: The short point of law raised by the present application is whether a
person who is the subject of an order under the Crimes (Forensic Procedures)
Act 2000 (NSW) (“Forensic Procedures Act”) has a right of appeal
to the District Court.
- In
its terms, such an appeal is provided by s 70(1)(b) of the Local Court
Act 2007 (NSW). However, the Forensic Procedures Act has its own provision
for appeals to the Supreme Court, under s 115A(1). On 13 September
2016 Judge Pickering SC, sitting in the District Court at Campbelltown, held
that the District Court did not have jurisdiction to
hear an appeal against a
forensic procedure order.
- For
the reasons set out below, the judge wrongly denied the existence of his
appellate jurisdiction. That decision is reviewable as
a jurisdictional error,
under s 69 of the Supreme Court Act 1970 (NSW); such review is not
precluded by the privative clause in s 176 of the District Court Act
1973 (NSW). Accordingly, the decision of the District Court should be set
aside and the appeals dealt with by that Court according to
law.
Principles of statutory construction
- The
judge approached the question of construction, consistently with the submissions
presented on behalf of the first and second respondents,
as depending upon an
apparent repugnancy between the existence of the general right of appeal
contained in the Local Court Act and the specific right of appeal granted
under the Forensic Procedures Act. The specific power was held to prevail.
- This
approach was said to involve an application of the “Anthony Hordern
principle”, being a principle of statutory construction derived from
the decision of the High Court in Anthony Hordern & Sons Ltd v The
Amalgamated Clothing & Allied Trades Union of
Australia.[1] That approach was
erroneous for three reasons. First, the correct starting point in dealing with
statutory provisions of the same
legislature is not to assume inconsistency or
repugnancy, but rather to assume that each provision can be given operation in
accordance
with its terms. Secondly, the need for reconciliation will not arise
unless and until, on a careful construction of the legislative
provisions,
inconsistency is identified. Thirdly, although the District Court is not a
superior court of record, the principle of
interpretation identified in
Owners of the Ship "Shin Kobe Maru" v Empire Shipping Company
Inc[2] has application, namely,
that “[i]t is quite inappropriate to read provisions conferring
jurisdiction or granting powers to
a court by making implications or imposing
limitations which are not found in the express words”. A provision which
confers
a right of appeal has the dual function of conferring jurisdiction on
the court to which the appeal may be brought.
- It
is convenient to set out the supposedly inconsistent provisions. First, there is
the specific provision in the Forensic Procedures
Act:
115A Appeals from forensic procedure orders made by
Magistrate
(1) An appeal against an order made by a Magistrate under this
Act authorising the carrying out of a forensic procedure on a person
may be made
to the Supreme Court under Part 5 of the Crimes (Appeal and Review) Act
2001 as if the order were a sentence arising from a court attendance notice
dealt with under Part 2 of Chapter 4 of the Criminal Procedure Act
1986.
(2) An appeal against a Magistrate’s refusal to make an
order under this Act authorising the carrying out of a forensic procedure
on a
person may be made to the Supreme Court under Part 5 of the Crimes (Appeal
and Review) Act 2001 as if the refusal were an order dismissing a matter
under Part 2 of Chapter 4 of the Criminal Procedure Act 1986.
(3) The Crimes (Appeal and Review) Act 2001 applies to
an appeal arising under this section with such modifications as are made by or
in accordance with the regulations under
that Act.
- The
more general provision is to be found in s 70 of the Local Court
Act, which states:
70 Appeals
(1) In relation to any order arising from an application
notice:
(a) an application for annulment may be made in accordance with
Part 2 of the Crimes (Appeal and Review) Act 2001, and
(b) an appeal to the District Court may be made in accordance
with Part 3 of the Crimes (Appeal and Review) Act 2001, and
(c) an appeal to the Supreme Court may be made in accordance
with Part 5 of the Crimes (Appeal and Review) Act 2001,
in the same way as such an application or appeal may be made in relation to a
conviction arising from a court attendance notice dealt
with under Part 2 of
Chapter 4 of the Criminal Procedure Act 1986.
(2) An application or appeal may not be made under subsection
(1) in relation to an order referred to in that subsection if the
making of such
an application or appeal is prohibited by the Act or law pursuant to which the
order was made.
(3) If any other Act:
(a) provides for an appeal to the District Court against an
order of the Court under that Act, or
(b) provides for an appeal against such an order without
identifying to which court such an appeal is to be made,
such an appeal is to be made to the District Court in accordance with Part 3 of
the Crimes (Appeal and Review) Act 2001 in the same way as an appeal
under that Part may be made in relation to a conviction arising from a court
attendance notice dealt
with under Part 2 of Chapter 4 of the Criminal
Procedure Act 1986.
(4) If any other Act provides for an appeal to the Supreme
Court against an order of the Court under that Act, such an appeal is
to be made
to the Supreme Court in accordance with Part 5 of the Crimes (Appeal and
Review) Act 2001 in the same way as an appeal under that Part may be made in
relation to a conviction arising from a court attendance notice dealt
with under
Part 2 of Chapter 4 of the Criminal Procedure Act 1986.
(5) The Crimes (Appeal and Review) Act 2001 applies to
an application or appeal arising under this section with such modifications as
are made by or in accordance with the regulations
under that Act.
(6) In this section, a reference to an order includes a
reference to any determination that the Court has jurisdiction to make,
and any
penalty that the Court has jurisdiction to impose.
- A
full understanding of the operation of s 70(1) requires reference to the
specified Parts of the Crimes (Appeal and Review) Act 2001 (NSW)
(“Appeal and Review Act”) referred to in s 70. However, it is
convenient first to note the location of s 70 in Pt 4 of the Local
Court Act, headed “Special Jurisdiction”. That jurisdiction is
identified in s 44 in the following terms:
44 Application of Part
This Part applies to any proceedings with respect to matters for which
jurisdiction is conferred on the Court by or under any other
Act or law, other
than:
(a) criminal proceedings, or
(b) proceedings with respect to any matter for which
jurisdiction is conferred on the Court by Part 3.
Section 43
defines “application proceedings” to mean
“proceedings to which this Part applies as referred to in section
44.” Such proceedings are commenced
pursuant to s 45, which is the
source of the term “application notice” in the chapeau to
s 70(1). Section 45 provides:
45 Commencement of proceedings by application notice
Application proceedings are to be commenced in the Court by the issuing and
filing of an application notice in accordance with this
Division.
- Returning
to s 44, although there are offences under the Forensic Procedures Act, the
powers conferred by the Act to obtain samples
and DNA swabs (amongst other
procedures) do not involve the criminal jurisdiction of the Local Court. The
reference to Pt 3 of the Local Court Act is a reference to the
Court’s civil jurisdiction. Accordingly, the jurisdiction under Pt 4
is properly characterised as neither “civil” nor
“criminal”, as those terms are used in the Local Court
Act.
- It
is then necessary to note the nature of the appeal rights granted under
s 70 by reference to the Appeal and Review Act. A right to seek an
annulment under Pt 2 of the Appeal and Review Act is an application
to the
Local Court, in circumstances where the defendant did not appear when a
conviction or sentence was imposed.[3]
Although it may be a valuable procedure for a person wishing to set aside an
order made on an application notice, it is not a standard
form of appeal.
Indeed, such an application would be inconsistent with any form of appeal as it
involves challenging the existence
of the order without reference to its merits,
legal or factual.
- An
appeal to the District Court under Pt 3 of the Appeal and Review Act is a
form of appeal “by way of rehearing”, pursuant
to s 17 or
s 18 of the Appeal and Review Act. It has features of a de novo hearing, in
which further evidence can be called. The
procedure differs for appeals against
sentence and appeals against conviction. The powers of the Court vary depending
upon whether
it is an appeal against conviction or
sentence.[4]
- Relevantly
for present purposes, s 70(1) provides that the appeal is to be dealt with
as if it were from a conviction in the summary
criminal jurisdiction. There is
no equivalent to either of these forms of application or appeal in the Forensic
Procedures Act.
- The
third form of appeal, to the Supreme Court, is provided for both in
s 70(1)(c) of the Local Court Act and in s 115A of the Forensic
Procedures Act. Under s 115A(1), the appeal is stated to be under Pt 5
of the Appeal and Review Act,
“as if the order were a sentence”
arising in the summary criminal jurisdiction. Section 70(1) of the Local
Court Act requires that each of the appeals, including that to the Supreme
Court under Pt 5 of the Appeal and Review Act, is to be made in
the same
way as an appeal in relation to a conviction. There may therefore be an element
of inconsistency between the nature of the
appeals to the Supreme Court under s
115A and s 70(1)(c).
- Arguments
as to inconsistency fall broadly into two categories, namely (i) linguistic
inconsistency and (ii) structural inconsistency.
The point of distinction
in relation to the bases of the appeals to the Supreme Court under s 115A
and s 70(1)(c) involve linguistic
inconsistency. In other words, the
language is inconsistent in its terms. In such a case it is necessary to resolve
the inconsistency
by treating one provision as displacing the other. Where one
provision has a particular and limited scope of operation and the other
operates
more generally, the more specific provision will usually prevail. Thus, to the
extent that they are inconsistent, s 115A
would provide the basis of an
appeal to the Supreme Court under Pt 5 of the Appeal and Review Act.
- This
variation in language is, however, of little consequence. The conferral of
rights of appeal and appeals requiring leave, to be
found in ss 52 and 53
of the Appeal and Review Act, each speak of both conviction and sentence. The
only relevant difference derives
from the powers of the Supreme Court in
determining an appeal against conviction, as opposed to an appeal against
sentence. Thus,
s 55(2) of the Appeal and Review Act provides that the
Court may determine an appeal against sentence by varying the sentence; this
is
not a power given with respect to an appeal against conviction, which must be
determined either by setting aside the conviction
or dismissing the appeal, or
by setting aside the conviction and remitting the matter to the Local
Court.[5] (Similar powers exist with
respect to sentence appeals under s 55(2).)
- The
respondents cannot rely upon linguistic inconsistency to deprive the applicants
of a right to appeal to the District Court pursuant
to s 70(1)(b). Rather,
they must imply from the conferral of a right of appeal to the Supreme Court
under the Forensic Procedures
Act an intention for that to be the exclusive
right of appeal, so as to remove the operation of s 70(1)(b). Why
s 115A is said to
have that effect was obscure. This is not a case in which
there is a general power and a specific power, the latter being subject
to
conditions which do not apply to the general power. In that case, it may readily
be inferred that where the specific power is
available, but the conditions are
not satisfied, the general power cannot be relied upon. No such inference arises
with respect to
rights of appeal. Indeed, the contrary is so, both historically
and in the specific statutory context of the Local Court.
- Section
70 itself envisages three separate ways in which an order made on an application
in the special jurisdiction may be challenged.
That scheme reflects explicitly
the scheme for appeals in the summary criminal jurisdiction under the Appeal and
Review Act. Nor
was the structure of appeals under the Appeal and Review Act
novel in 2001. Prior to a series of amendments which commenced in 1998,
the
Justices Act 1902 (NSW) provided for an appeal by way of stated case to
the Supreme Court (s 101), a form of statutory prohibition in the Supreme
Court (s 112) and what used to be called an “all grounds”
appeal as of right to the District Court (s 122). That tripartite scheme
had been in place since 1902. In its modern form, the structure of dual appeals
to the District Court and
the Supreme Court is repeated in the Appeal and Review
Act. That structure has been expressly adopted with respect to orders made
in
the special jurisdiction of the Local Court by s 70 of the Local Court
Act. It would require words of clear intendment to deprive a person seeking
to appeal to the District Court from an order made in the
special jurisdiction
of the Local Court of that expressly conferred statutory right of appeal.
- Section
115A of the Forensic Procedures Act may be understood to supersede or displace
the appeal to the Supreme Court under s 70(1)(c),
to the extent of the
express linguistic inconsistency. Otherwise, s 115A contains no indication
that the right of appeal to the District
Court otherwise conferred by
s 70(1)(b) is to be impliedly repealed.
- Further,
s 70 itself envisages the possibility that a right conferred under
subs (1) may be “prohibited by the Act or law pursuant
to which the
order was made.” In such a case, the right conferred by subs (1) is,
to that extent, withdrawn. Section 115A includes
no such prohibition. It is
possible that a prohibition may be implied from the structure or subject matter
of other provisions in
the other Act, but that could only occur by necessary
implication; no such necessary implication arises from s 115A, nor from any
other part of the Forensic Procedures Act.
- Section
115A of the Forensic Procedures Act has two clear purposes. First, as already
noted, it treats an order made under the Act
as if it were a
“sentence” and not “a conviction”. Secondly, it confers
a right of appeal against the refusal
by a magistrate to make an order:
s 115A(2). It may have been thought that s 70 did not cover the
refusal to make an order.
- None
of this reasoning is inconsistent with what was said in Anthony Hordern,
which was usefully explained by Gleeson CJ in Minister for Immigration and
Multicultural and Indigenous Affairs v
Nystrom.[6] Nystrom
concerned a claim that where the Minister enjoyed two powers under the
Migration Act 1958 (Cth) to remove a person from Australia, and where one
power had been held not to be available, the Minister could not rely upon the
other. Gleeson CJ explained the basis or reason for such an implied
constraint:
“If there is such a reason, it must be found in a process of statutory
construction. The provisions of s 501(2), on the one hand, and ss 200 and
201 on the other, are not repugnant, in the sense that they contain conflicting
commands which cannot both be obeyed, or produce irreconcilable
legal rights or
obligations. They create two sources of power, by which a person in the position
of the respondent may be exposed,
by different processes, and in different
circumstances, to similar practical consequences. There is nothing novel, or
even particularly
unusual, about that. It does not of itself mean that only one
source of power is available. If, however, by reason of the apparent
exhaustiveness with which one provision, or group of provisions, dealt with the
position of a person such as the respondent, there
were an incompatibility of a
kind that required a conclusion that only one provision or group of provisions
was intended to apply,
then that would be a reason for accepting the
respondent's contention.[7] Again, if
one provision, or group of provisions, were directed with particularity to the
case of a person such as the respondent,
and the other were merely of general
application, the same could be
said.[8] ... [N]either proposition can
be made good when regard is had to the legislative history and
context.”[9]
- Where
there are separate bases for challenging a decision of a magistrate, it will
usually be necessary for an appellant to elect
between them. So much has been
understood since, for example, Wishart v
Fraser.[10] However, far from
demonstrating some form of structural inconsistency arising from the existence
of separate rights of appeal, that
analysis confirms the common place existence
of separate rights of appeal and the need to regulate their independent
operation. Analogous
issues arise in relation to concurrent statutory rights of
appeal and the inherent (albeit now statutory) supervisory jurisdiction
of this
Court.
Conclusion
- The
District Court judge concluded that s 115A of the Forensic Procedures Act
provided an exclusive code for appeals against orders
made under that Act, thus
depriving the District Court of jurisdiction to hear an appeal from such an
order pursuant to s 70(1)(b) of the Local Court Act. The refusal to
exercise jurisdiction was erroneous and the decision should be set aside.
Accordingly, the appeals to the District
Court not having been determined, those
appeals remain on foot and must be determined according to law.
- This
Court should make the following orders:
- (1) Extend time
for the filing of the summons seeking to review the decision of the District
Court of 13 September 2016 up to and
including 23 May 2017.
- (2) Set aside
the decision of the District Court holding that that Court had no jurisdiction
to consider an appeal from an order made
in the Local Court pursuant to
s 75L of the Crimes (Forensic Procedures) Act 2000 (NSW).
- (3) Declare
that the District Court has jurisdiction to determine the appeals pursuant to
s 70(1)(b) of the Local Court Act 2007 (NSW).
- WHITE
JA: I have had the advantage of reading the judgments of
Basten JA and Fagan J in draft. Subject to my comments below in relation
to
appeals to the Supreme Court against an order made by a Magistrate authorising
the carrying out of a forensic procedure, I agree
generally with their reasons.
I agree with the declaration and orders proposed by Basten JA. Because we are
differing from the learned
primary judge I will briefly state my reasons in my
own words.
- The
essential question is whether Parliament is to be taken to have intended that
the rights of appeal conferred by s 115A of the Crimes (Forensic Procedures)
Act 2000 (NSW) (“Forensic Procedures Act”) should be the
exclusive avenue for appeal, thus impliedly negating at least the rights
of
appeal that would otherwise arise under s 70(1)(b) and (c) of the Local Court
Act 2007 (NSW) (“Local Court Act 2007”). As Basten JA explains,
(at [5]), to so conclude would be inconsistent with seeking to make legislative
provisions work harmoniously
and with the approach to be taken to the
construction of statutory provisions conferring jurisdiction. In my view, any
doubts about
the issue are resolved by a consideration of the legislative
history of the provisions.
- The
primary judge noted that s 115A was inserted in the Forensic Procedures Act by
the same legislation that enacted the appeal provisions
that became s 64 of
the Local Courts Act 1982 (“the Local Courts Act
1982”) and are now enacted in s 70 of the Local Court Act
2007. The primary judge quoted and accepted the respondent’s
submission that:
“Section 64 of the Local Courts Act 1982, the predecessor to s 70
was thus enacted by the same act as introduced s 115A of the Crimes (Forensic
Procedures) Act. There is no suggestion in either the second reading speech
or the explanatory memorandum for the Justices Legislation Repeal and
Amendment Act that the legislator intended by its enactment to provide an
additional appeal in relation to orders under the Crimes (Forensic
Procedures) Act.”
- It
does not appear whether his Honour was referred to s 36(2) of the Local
Courts Act 1982 that was enacted by the same legislation, viz. the
Justices Legislation Repeal and Amendment Act 2001 (NSW).
- That
Act amended the Local Courts Act 1982 in various ways including by
inserting a new Pt 6 into that Act. Section 64 was in Pt 6. Section 36 was also
in Pt 6. It provided (as at the time of its introduction):
“36 Proceedings to which Part does not apply
(1) This Part does not apply to the following proceedings:
(a) proceedings for a summary or indictable offence,
(b) orders that may be made in, or as a result of, criminal
proceedings,
(c) any matter for which jurisdiction is conferred on a Local
Court under the Local Courts (Civil Claims) Act 1970 or Part 15A of the
Crimes Act 1900.
(2) To avoid doubt, and despite subsection (1)(b), this Part
applies to the following proceedings:
(a) applications for orders under the Crimes (Forensic
Procedures) Act 2000,
(b) proceedings for the purposes of Part 2 of Chapter 7 of the
Criminal Procedure Act 1986.”
- Section
36(2)(a) provided in terms that Pt 6, which included the appeal provisions in s
64, applied to applications for a forensic procedure order. Section 64(1)(c) of
the Local Courts Act 1982 and s 115A(1) of the Forensic Procedures Act
were in materially the same terms in providing for an appeal to the Supreme
Court. From
this it might have been arguable that s 115A provided the
exclusive avenue of appeal against an order by a Magistrate authorising
the
carrying out of a forensic procedure, because otherwise s 115A(1) was
otiose. But that argument is rebutted by s 36(2)(a) of the Local Courts Act
1982.
- When
the Local Courts Act 1982 was replaced by the Local Court Act 2007
the appeal provisions then contained in s 64 of the Local Courts Act 1982
were replicated in s 70 of the Local Court Act 2007. There is no
reason to conclude that s 70 was intended to have a narrower application than s
64.
- The
primary judge did not consider that s 115A of the Forensic Procedures Act and s
70(1)(c) of the Local Court Act 2002 could live harmoniously. That was an
important factor in his Honour’s consideration that s 115A provided the
exclusive avenue
of appeal from a forensic procedure order. The amendments to s
64 of the Local Courts Act 1982 on 29 March 2009 to substitute
“sentence” for “conviction” (see per Fagan J at [71])
produced a clear inconsistency
between s 115A(1) of the Forensic Procedures Act
and what is now s 70(1)(c) of the Local Court Act 2007, in that under the
former, an appeal to the Supreme Court may be made as if the order were a
sentence arising from a court attendance
notice dealt with under Pt 2 of Ch 4 of
the Criminal Procedure Act 1986 (NSW), whereas under the latter, the
appeal lies in the same way as an appeal may be made in relation to a conviction
arising from
such a court attendance notice.
- Counsel
for the applicants submitted that that inconsistency is resolved by s 70(4)
of the Local Court Act. Whereas, prima facie, s 115A(1) is a more
specific provision that should prevail over s 70(1)(c) of the Local Court Act
2007, counsel for the applicants argued that s 70(4) is a yet more specific
provision that addresses such inconsistency by specifically providing that if
another Act provides for an
appeal to the Supreme Court, the appeal is to be
made in the same way as an appeal under Pt 5 of the Crimes (Appeal and
Review) Act 2007 (NSW) may be made in relation to a conviction.
- Fagan
J is of the opinion that it is necessary to decide this question (at [52]). In
my view it is not necessary to decide the question.
Irrespective of the nature
of the appeal to the Supreme Court, s 115A does not impliedly exclude the right
of appeal to the District
Court under s 70(1)(b) of the Local Court Act
2007.
- That
is not to say that I disagree with the view of Fagan J at [59]. I think there is
much to be said for the view that s 70(4) applies only where the other Act (that
provides for an appeal to the Supreme Court against an order of the Local Court
in respect
of a matter to which Pt 4 of the Local Court Act 2007 applies)
makes no express provision as to the nature of the appeal. It is entirely
sensible that on an appeal to the Supreme Court,
the Court should have the power
to vary the forensic procedure order, a power which would not be available if
the appeal were an
appeal in respect of a conviction. But I do not find it
necessary to decide this question to conclude that the right of appeal to
the
District Court under s 70(1)(b) of the Local Court Act 2007 is not
impliedly excluded by s 115A of the Forensic Procedures Act.
- For
these reasons I agree with the orders proposed by Basten JA.
- FAGAN
J: By summons filed 23 May 2017 the applicants seek orders pursuant to s 69
of the Supreme Court Act 1970 quashing a decision of Pickering DCJ that
the District Court lacks jurisdiction to hear appeals from orders made in the
Local Court
pursuant to s 75L of the Crimes (Forensic Procedures) Act
2001 (“the Forensic Procedures Act”). That is, orders for the
taking of forensic tissue samples from the applicants, they
being
“untested former offenders” within the meaning of s 75L. Further
orders are sought requiring that the District
Court hear and determine the
applicants’ appeals.
- The
first and second respondents to the summons are the police officers who applied
for and obtained the s 75L orders. The third respondent
is the District Court.
The applicants’ summons for relief under s 69 of the Supreme Court
Act is the appropriate means of having the District Court’s decision
regarding lack of jurisdiction reviewed.
- The
s 75L orders were made against the first applicant on 28 May 2015 and against
the second applicant on 19 May 2016. On 13 September
2016 Pickering DCJ found no
jurisdiction in the District Court to entertain the appeals and ordered that
they be removed from the
list. The basis of this decision was that the
applicants’ sole avenue of appeal from an order made under s 75L of the
Forensic
Procedures Act is to the Supreme Court under s 115A of that Act
and that there is no alternative appeal to the District Court under
s 70(1)(b)
of the Local Court Act 2007. The issue in this Court is whether that is
correct as a matter of statutory interpretation.
The sections
which provide for appeals
- Section
115A of the Forensic Procedures Act has been reproduced in full by Basten JA at
[6]. It is relevant to the reconciliation
of the provisions under consideration
in this appeal that an appeal to the Supreme Court “against an
order”, as provided
for in subs (1), is to be made “as if the order
were a sentence” whereas an appeal “against a
Magistrate’s refusal to make an order”, as provided for in subs (2),
is to
be made “as if the refusal were an order dismissing” a
charge (emphasis added).
- With
one immaterial exception (concerning the change of name of the Crimes (Appeal
and Review) Act 2001) s 115A has been in the same terms since it was
inserted into the Forensic Procedures Act, with effect from 7 July 2003, by the
Justices Legislation Repeal and Amendment Act 2001 (NSW) (“the
Justices Repeal Act”).
- It
is common ground (and clearly correct) that the orders affecting the applicant
under s 75L of the Forensic Procedures Act were
made in proceedings to which Pt
4 of the Local Court Act 2007 (ss 43 – 72) applies. That is, as
stipulated in s 44, they were not criminal proceedings (defined in s 3 of
the Local Court Act 2007 in such a way as to exclude, expressly,
applications under the Forensic Procedures Act); nor were they civil proceedings
within the
jurisdiction conferred by Pt 3 of the Local Court Act
2007.
- Proceedings
to which Pt 4 of the Local Court Act 2007 applies are defined in
s 43 as “application proceedings”. They are commenced by the
filing of an “application notice”: s 45.
- The
applicants argued before Pickering DCJ and in this Court that the appeal
provision in Pt 4 of the Local Court Act 2007, s 70, is applicable in
respect of the orders made against them under s 75L of the Forensic Procedures
Act. If correct this would provide
the applicants with an appeal to the District
Court in addition to the Supreme Court appeal available to them under s 115A of
the
Forensic Procedures Act. Section 70 is reproduced in full by Basten JA at
[7].
- Throughout
the period in which the Local Court Act 2007 has been in force, from 6
July 2009, s 70 has been in the same terms. Notably for present purposes, an
application or appeal under any of the alternative avenues provided
for in subs
(1) of s 70 is to be made “in the same way as such an application or
appeal may be made in relation to a conviction” (emphasis
added).
Avenues and grounds of appeal referred to in s 115A and s
70
- In
order to understand the relationship between s 115A of the Forensic Procedures
Act and s 70 of the Local Court Act 2007 it is necessary to note the
provisions for appeals against sentence and/or conviction to which the two
sections refer. That is, provisions
of the Crimes (Appeal and Review) Act
2001. Relevant sections of that Act are extracted below, so far as necessary
for present purposes. The sections were in this form when
s 115A of the Forensic
Procedures Act came into effect on 7 July 2003 and they have remained relevantly
unamended since.
- Both
s 115A of the Forensic Procedures Act and s 70(1)(c) and s 70(4) of the Local
Court Act 2007 refer to Pt 5 of the Crimes (Appeal and Review) Act
2001, entitled “Appeals from Local Court to Supreme Court”. Part
5 includes these sections:
Division 1 Appeals by defendants
Subdivision 1 Making of appeals
52 Appeals as of right
(1) Any person who has been convicted or sentenced by the Local
Court, otherwise than with respect to an environmental offence,
may appeal to
the Supreme Court against the conviction or sentence, but only on a ground that
involves a question of law alone.
...
53 Appeals requiring leave
(1) Any person who has been convicted or sentenced by the Local
Court, otherwise than with respect to an environmental offence,
may appeal to
the Supreme Court against the conviction or sentence on a ground that
involves:
(a) a question of fact, or
(b) a question of mixed law and fact,
but only by leave of the Supreme Court.
...
Subdivision 2 Determination of appeals
...
55 Determination of appeals
(1) The Supreme Court may determine an appeal against
conviction:
(a) by setting aside the conviction, or
(b) by setting aside the conviction and remitting the matter to
the Local Court sitting at the place at which the original Local
Court
proceedings were held for redetermination in accordance with the Supreme
Court’s directions, or
(c) by dismissing the appeal.
(2) The Supreme Court may determine an appeal against
sentence:
(a) by setting aside the sentence, or
(b) by varying the sentence, or
(c) by setting aside the sentence and remitting the matter to
the Local Court sitting at the place at which the original Local
Court
proceedings were held for redetermination, in relation to sentence, in
accordance with the Supreme Court’s directions,
or
(d) by dismissing the appeal.
Division 2 Appeals by prosecutors
Subdivision 1 Making of appeals
56 Appeals as of right
(1) The prosecutor may appeal to the Supreme Court against:
(a) a sentence imposed by the Local Court in any summary
proceedings, or
...
(c) an order made by the Local Court dismissing a matter the
subject of any summary proceedings, or
...
... , but only on a ground that involves a question of law alone.
Subdivision 2 Determination of appeals
...
59 Determination of appeals
(1) The Supreme Court may determine [a prosecutor’s]
appeal against sentence:
(a) by setting aside the sentence, or
(b) by varying the sentence, or
(c) by dismissing the appeal.
(2) The Supreme Court may determine [a prosecutor’s]
appeal against an order referred to in section 56 (1) ... (c) [“an order
made by the Local Court dismissing a matter the subject of any summary
proceedings”] ... :
(a) by setting aside the order and making such other order as
it thinks just, or
(b) by dismissing the appeal.
- In
summary the Crimes (Appeal and Review) Act 2001 provides for an appeal
from the Local Court to the Supreme Court
- (1) against
sentence by either the defendant or the prosecutor
- (a) as of right
on a ground that involves a question of law alone and, by the defendant only, by
leave on a question of fact or mixed
law and fact;
- (b) with power
in the Supreme Court to set aside, vary or uphold the sentence
and
- (2) against
conviction (by the defendant) or dismissal (by the prosecutor)
- (a) as of right
on a ground which involves a question of law alone and, by the defendant only,
by leave on a question of fact or mixed
law and fact;
- (b) with power
in the Supreme Court
- (i) on a
defendant’s appeal against conviction, to uphold the conviction or to set
it aside, with or without remitter to the
Local Court for redetermination of
guilt and
- (ii) on a
prosecutor’s appeal against dismissal, to uphold the dismissal or to set
it aside, in the latter case with such other
order as the court thinks
fit.
- Section
70(1)(a) of the Local Court Act 2007 refers to Pt 2 of the Crimes
(Appeal and Review) Act 2001, which empowers the Local Court to annul
convictions or sentences, upon the application of the prosecutor or, if the
defendant did
not appear on the hearing, upon the application of the defendant.
For the purposes of the matter now to be decided it is not necessary
to say more
about this form of review of Local Court decisions.
- Section
70(1)(b) of the Local Court Act 2007 refers to Pt 3 of the Crimes
(Appeal and Review) Act 2001, which contains the following provisions
concerning appeals to the District Court. Provisions not relevant to the present
facts (for
example restrictions on the right of appeal where the defendant was
not present at the hearing, time limits for instituting appeals
and the like)
have been omitted.
Part 3 Appeals from Local Court to District Court
Division 1 Appeals by defendants
Subdivision 1 Making of appeals
11 Appeals as of right
(1) Any person who has been convicted or sentenced by the Local
Court may appeal to the District Court against the conviction or
sentence (or
both).
...
Subdivision 2 Determination of appeals
...
17 Appeals against sentence to be by way of rehearing of
evidence
An appeal against sentence is to be by way of a rehearing of the evidence given
in the original Local Court proceedings, although
fresh evidence may be given in
the appeal proceedings.
18 Appeals against conviction to be by way of rehearing on
the evidence
(1) An appeal against conviction is to be by way of rehearing
on the basis of evidence given in the original Local Court proceedings,
except
as provided by section 19.
(2) Fresh evidence may be given, but only by leave of the
District Court which may be granted only if the Court is satisfied that
it is in
the interests of justice that the fresh evidence be given.
...
19 Circumstances in which evidence to be given in
person
(1) The District Court may direct a person to attend and give
evidence in proceedings on an appeal against conviction if it is
satisfied:
(a) in the case of an appeal that relates to an offence
involving violence against that person, that there are special reasons
why, in
the interests of justice, the person should attend and give evidence, or
(b) in any other case, that there are substantial reasons why,
in the interests of justice, the person should attend and give evidence.
...
20 Determination of appeals
(1) The District Court may determine an appeal against
conviction:
(a) by setting aside the conviction, or
(b) by dismissing the appeal, or
(c) in the case of an appeal made with leave under section
12(1) [where the conviction followed a plea of guilty or a hearing from which
the appellant was absent] – by setting aside the conviction
and remitting
the matter to the original Local Court for redetermination in accordance with
any directions of the District Court.
(2) The District Court may determine an appeal against
sentence:
(a) by setting aside the sentence, or
(b) by varying the sentence, or
(c) by dismissing the appeal.
...
Division 2 Appeals by prosecutors
Subdivision 1 Making of appeals
23 Appeals as of right
(1) The Director of Public Prosecutions may appeal to the
District Court against a sentence imposed on a person by the Local Court
in any
of the following proceedings:
...
(b) proceedings for any prescribed summary offence (within the
meaning of the Director of Public Prosecutions Act 1986),
(c) proceedings for any summary offence that has been
prosecuted by or on behalf of the Director of Public Prosecutions.
...
Subdivision 2 Determination of appeals
26 Appeals against sentence to be by way of rehearing of
evidence
(1) An appeal against sentence is to be by way of a rehearing
of the evidence given in the original Local Court proceedings, although
fresh
evidence may be given in the appeal proceedings, but only by leave of the
District Court.
(2) Leave to give fresh evidence may be granted to the Director
of Public Prosecutions only in exceptional circumstances.
27 Determination of appeals
(1) The District Court may determine an appeal against
sentence:
(a) by setting aside the sentence, or
(b) by varying the sentence, or
(c) by dismissing the appeal.
...
No conflict of text or purpose between s 115A and s
70
- On
the face of the two sections there is no inherent inconsistency between the
provision in s 115A(1) for an appeal to the Supreme
Court by a person against
whom a Forensic Procedures Act order has been made and the conferral by s
70(1)(b) of a right of appeal
to the District Court. There is no explicit
language in either section indicating that one of these rights of appeal is
intended
to be exclusive of the other as opposed to them being concurrent
alternatives. Nor is there anything in the Forensic Procedures Act
which
implicitly manifests an intention that one of these forms of appeal should be
exclusive with respect to orders under that Act.
I am not able to discern that
Parliament intended there to be served by either avenue of appeal (to the
District Court under s 70(1)(b)
or to the Supreme Court under s 115A) some
purpose which would be defeated if the other should also be available.
- Before
examining the legislative history of the provisions, to substantiate that there
is no implicit exclusion of a s 70(1)(b) appeal
to the District Court for
persons affected by Forensic Procedures Act orders, I consider it necessary to
reconcile the two sections
so far as they both provide for appeals to the
Supreme Court.
The provision for Supreme Court appeals in both s
115A and s 70(1)(c)
- The
summary at [48] of the
provisions in Pt 5 of the Crimes (Appeal and Review) Act 2001 shows that
if a magistrate makes an order under s 75L of the Forensic Procedures Act, the
right of appeal which s 115A(1) of that
Act confers on the affected person (in
this case, each of the applicants) is an appeal to the Supreme Court as of right
on a ground
that involves a question of law alone and by leave on a ground that
involves a question of fact or of mixed law and fact. The avenue
of appeal under
subs (1) exists, at least primarily, for the benefit of the person on whom a
forensic procedure is to be carried
out.
- It
may be that an order under s 75L of the Forensic Procedures Act could be made in
terms or upon conditions unsatisfactory to the
police officer who applied for
it. It is possible that s 115A(1) also confers upon the police officer in that
situation an appeal
to the Supreme Court – which would be as of right on a
ground that involves a question of law alone, just as a prosecutor would
have
such a right under s 56 of the Crimes (Appeal and Review) Act 2001
(quoted at [47]
above). For the purposes of deciding the matter presently before this Court it
is not necessary to consider further the possibility
of an appeal by a police
officer under subs (1) of s 115A.
- Section
70(1)(c) of the Local Court Act 2007 in part duplicates the operation of
s 115A(1) of the Forensic Procedures Act. An application for an order under
s 75L of the Forensic
Procedures Act, being an “application
proceeding” is governed by Pt 6 of the Local Court Act 2007 and any
order made would, prima facie, engage s 70(1)(c) under which the affected person
could appeal to the Supreme Court as if against conviction. That is, the
affected person would have
an appeal as of right on a ground that involves a
question of law and by leave on a ground involving a question of fact or of
mixed
law and fact.
- In
terms of who may appeal and on what grounds, the s 70(1)(c) appeal to the
Supreme Court as if from a conviction is no different from the avenue under
s 115A(1) of the Forensic Procedures Act
“as if the order were a
sentence”. The only distinction between sentence appeals and conviction
appeals to the Supreme
Court is with respect to the orders the court may make,
as provided for in ss 55 and 59 of the Crimes (Appeal and Review) Act
2001, quoted and considered above at [47] and [48]. The difference is that in defendants’
sentence appeals the Supreme Court may vary the sentence. The absence of an
equivalent
power in relation to conviction appeals is inherent in the difference
between a conviction and a sentence. One cannot “vary”
a
conviction.
- This
distinction between the powers of the Supreme Court when disposing of a
defendant’s sentence appeal on the one hand or
a defendant’s
conviction appeal on the other appears highly unlikely to give rise to any
practical difference, from the point
of view of a person affected by a s 75L
order, as between a Supreme Court appeal under s 115A(1) (“as if” it
were a sentence
appeal) and such an appeal under s 70(1)(c) (“in the same
way as ... an ... appeal may be made in relation to a conviction”). First,
it is not clear as a matter
of statutory interpretation that the Supreme
Court’s power to vary a sentence is transmuted into a power to vary a
Forensic
Procedures Act order when the right of appeal is exercised in relation
to such an order “as if” it were appeal against
sentence. Secondly,
it is not self-evident whether or in what circumstances a person subject to a
Forensic Procedures Act order would
ever want it varied as opposed to set aside.
It follows from these two considerations that it is not clear Parliament
regarded variation
of Forensic Procedures Act orders by the Supreme Court on
appeal a matter of any significance, of which it must have intended the
affected
person should have the benefit.
- In
short, the possibility of there being a practical difference in operation
between s 115A(1) and s 70(1)(c) and of the two subsections
having been intended
to create that difference is so elusive as to provide no useful guide in
discerning Parliament’s intention
regarding which provision should prevail
in relation to Supreme Court appeals from Forensic Procedures Act orders.
- Subsection
(4) of s 70 does not assist. It is in terms apt to prescribe the characteristics
of an appeal to the Supreme Court (that
is, who may bring the appeal, upon what
grounds and what orders may be made) for situations where another Act provides
for such an
appeal but is silent as to its characteristics. Subsection (4) thus
has a role to perform without ascribing to it the effect of prevailing
over any
specification of the attributes of a Supreme Court appeal in cases where those
are spelt out in another Act, as in the case
of s 115A of the Forensic
Procedures Act. In the absence of an express statement in subs (4) that it
should prevail, as to the type
and attributes of an appeal to the Supreme Court,
over specific stipulation in another Act, there is no reason to ascribe that
effect.
- The
difference between the first two subsections of s 115A does not indicate that,
in the context of the Acts under consideration
here, the legislature has
attached significance to the distinction between the powers of the Supreme Court
in disposing of sentence
and conviction appeals, respectively. The differences
between the two subsections of s 115A are fully explained by the
legislature’s
intention that the grounds of appeal available under subs
(1) to a person affected by an order should include questions of fact or
of
mixed law and fact (by leave) whereas a police officer appealing under subs (2)
against refusal of an order should be confined
to grounds involving questions of
law alone. A further explanation of the legislature’s intention in
differentiating subss
(1) and (2) of s 115A is that subs (2) enables a police
officer on appeal to obtain such order as the Supreme Court sees fit in place
of
the magistrate’s dismissal of the application. This is provided for in s
59(2) of the Crimes (Appeal and Review) Act 2001 (quoted at [47]). Thus the police
officer would be able to obtain in the Supreme Court, on appeal, the order which
had been sought in the Local
Court but refused, without the proceedings having
to be remitted.
Legislative history
- From
the considerations canvassed at [53] – [60] I cannot identify anything in the text of the
sections, in the context of surrounding provisions or in any legislative
purpose,
which would indicate which of s 115A(1) of the Forensic Procedures Act
and s 70(1)(c) of the Local Court Act 2007 is to prevail in relation to
appeals to the Supreme Court by persons affected by Forensic Procedures Act
orders. Consideration of
the legislative history resolves this question in
favour of s 115A(1). That history also leads to the conclusion that the avenue
of appeal to the Supreme Court provided for in s 115A is not exclusive but
co-exists with the alternative of an appeal to the District
Court provided for
by s 70(1)(b) of the Local Court Act 2007.
- Prior
to the commencement of the Forensic Provisions Act on 1 January 2001 Local
Courts had been established under the Local Courts Act 1982 (NSW) (since
repealed). Each Local Court (at a proclaimed place and for a defined district)
was constituted by a magistrate appointed
under that Act. The exercise of the
Local Court’s jurisdiction, both criminal and civil, was governed by the
Justices Act 1902 (also subsequently repealed). The Justices Act
1902 contained Pt 4A (enabling Local Courts to review their own decisions
upon application for annulment), Pt 5 (comprising ss 102 – 114, providing
for appeals to the Supreme Court) and Pt 5A (providing for appeals to the
District Court).
- Section
104 of the Justices Act 1902, within Pt 5, listed limited categories of
orders against which and grounds upon which defendants, informants (that is,
prosecutors) and parties
to civil proceedings could appeal to the Supreme Court
from decisions of the Local Court. By a schedule to the Forensic Provisions
Act
an amendment to the appeal provisions of the Justices Act was made,
taking effect from the commencement of the Forensic Provisions Act itself on 1
January 2001. Namely, there was added to
s 104 of the Justices Act subs
(6) which provided for an appeal to the Supreme Court on any ground that
involved a question of law alone against an order made
by a magistrate under the
Forensic Provisions Act or against a magistrate’s refusal to make such an
order.
- Subsection
(6) of s 104 of the Justices Act 1902 was the predecessor of s 115A
of the Forensic Procedures Act. It was in these terms:
104 When an appeal can be made by a defendant or other
person
...
(6) Appeals concerning orders under the Crimes (Forensic
Procedures) Act 2000
An appeal under this Division on a ground that involves a question of law alone
may be made to the Supreme Court:
(a) against an order (other than an interim order) made by a
Magistrate under the Crimes (Forensic Procedures) Act 2000 authorising
the carrying out of a forensic procedure on a person, or
(b) against the refusal of a Magistrate to make such an
order.
- With
effect from 7 July 2003 the Justices Act 1902 was repealed by the
Justices Repeal Act (see [41]). The following legislative changes, so far as
relevant for present purposes, also took effect from 7 July
2003:
- (1) Section
115A was inserted in the Forensic Provisions Act (by a schedule to the Justices
Repeal Act), replacing s 104(6) of the Justices Act.
- (2) The
Crimes (Appeal and Review) Act commenced (under its original name, the
Crimes (Local Courts Appeal and Review) Act 2001). This contained Pt 2
entitled “Local Court Review of Local Court decisions” (dealing with
annulment), Pt 3 entitled
“Appeals from Local Court to District
Court” and Pt 5 entitled “Appeals from Local Court to Supreme
Court”.
These parts replaced the corresponding Pts 4, 5 and 5A of the
Justices Act (see [51]).
- (3) The
Local Courts Act 1982 was amended by insertion of Pt 6 (sections 33
– 64) governing application proceedings. Section 36(2)(a) explicitly
stated that Pt 6 “applies to ... applications for orders under the
Crimes (Forensic Procedures) Act 2000”. Section 64 provided for
appeals from orders of magistrates arising from application notices, including
to the Supreme Court
and to the District Court.
- Section
64 of the Local Courts Act 1982, introduced with effect from 7 July 2003,
was in terms identical to the current s 70 of the Local Court Act 2007
(reproduced by Basten JA at [7]), except that the word
“sentence” was used instead of “conviction” in subss
(1)
and (3) of s 64, corresponding with the current subss (1) and (4) of s 70.
(Generally, the provisions of Pt 6 the Local Courts Act 1982 were
identical to the later enacted provisions of Pt 4 (sections 43 – 70) of
the Local Court Act 2007, which replaced the Local Courts Act 1982
from 6 July 2009).
- Section
64 of the Local Courts Act 1982 as originally enacted was as follows,
subs (1A) having been inserted by Act No 40 of 2003 before commencement
(emphasis added to
the word “sentence” in subs (1) and
(3)):
64 Appeals
(1) In relation to any order arising from an application notice
under this Part:
(a) an application for annulment may be made in accordance with
Part 2 of the Crimes (Local Courts Appeal and Review) Act 2001, and
(b) an appeal to the District Court may be made in accordance
with Part 3 of the Crimes (Local Courts Appeal and Review) Act 2001,
and
(c) an appeal to the Supreme Court may be made in accordance
with Part 5 of the Crimes (Local Courts Appeal and Review) Act 2001,
in the same way as such an application or appeal may be made in relation to a
sentence arising from a court attendance notice dealt
with under Part 2 of
Chapter 4 of the Criminal Procedure Act 1986.
(2) If any other Act:
(a) provides for an appeal to the District Court against an
order of a Magistrate or Justice under that Act, or
(b) provides for an appeal against such an order without
identifying to which court such an appeal is to be made,
such an appeal is to be made to the District Court in accordance with Part 3 of
the Crimes (Local Courts Appeal and Review) Act 2001 in the same way as
an appeal under that Part may be made in relation to a sentence arising from a
court attendance notice dealt with
under Part 2 of Chapter 4 of the Criminal
Procedure Act 1986.
(3) If any other Act provides for an appeal to the Supreme
Court against an order of a Magistrate or Justice under that Act, such
an appeal
is to be made to the Supreme Court in accordance with Part 5 of the Crimes
(Local Courts Appeal and Review) Act 2001 in the same way as an appeal under
that Part may be made in relation to a sentence arising from a court attendance
notice dealt with
under Part 2 of Chapter 4 of the Criminal Procedure Act
1986.
(4) The Crimes (Local Courts Appeal and Review) Act 2001
applies to an application or appeal arising under this section with such
modifications as are made by or in accordance with the regulations
under that
Act.
- I
conclude that the enactment of the suite of provisions listed at [65] – [67], all taking effect
from 7 July 2003, shows that Parliament intended
- (a) s 115A of
the Forensic Procedures Act should be the operative provision for appeals to the
Supreme Court from magistrates’
decisions on applications under that Act,
rather than s 64 of the Local Courts Act 1982 and
- (b) s 64 of the
Local Courts Act 1982 should also operate so far as not inconsistent with
s 115A, which would include that s 64 should provide for appeals to the District
Court (of which s 115A makes no mention).
- As
to [68](a), the first
indication that s 115A was intended to prevail in relation to Supreme Court
appeals is that otherwise there would
have been no need to enact subs (1) of s
115A. Section 36(2)(a) of the Local Courts Act 1982 engaged s 64 with
respect to orders made under the Forensic Procedures Act and subs (1)(c) of s 64
provided for an appeal to the Supreme Court
as if the making of the order was
the passing of sentence – precisely the same ground covered by s 115A(1).
The second indication
comes from subs (2) of s 115A. This conferred a right of
appeal on a police officer against a magistrate’s refusal to make
an
order, an avenue of appeal not provided for in s 64 of the Local Courts Act
1982 at all – at least, not expressly or by clear implication.
Both of these indications show that so far as recourse to the Supreme Court was
to be available from Local Court decisions under
the Forensic Procedures Act, s
115A as a whole was tailored specifically to the requirements of that Act.
- As
to [68](b), by s
36(2)(a) of the Local Courts Act 1982 Parliament expressly made Pt 6,
which includes the avenues of appeal provided for in s 64, applicable to
magistrates’ decisions under the Forensic Procedures Act. There would be a
conflict between s 64 (which in subs
(1)(b) includes a right of appeal to the
District Court) and s 115A (providing only for appeal to the Supreme Court) if
the latter
were intended to prescribe the exclusive avenue of appeal. It is not
to be imputed to the legislature that it intended to create
such an unexpressed
conflict between provisions enacted to take effect at precisely the same time:
Project Blue Sky v Australian Broadcasting Authority (1998) 194 CLR 355;
[1998] HCA 28 at [70], [71]. By recognising that s 115A(1) prevails as to
Supreme Court appeals and that District Court appeals are additionally available
under s 70(1)(b), the requirements of giving effect to all words of the
respective provisions as far as possible and allowing harmonious
operation of
the two statutes (with respect to appeals) are satisfied.
- Section
64 of the Local Courts Act 1982 was amended with effect from
29 March 2009 by substitution of the word “conviction” for
“sentence” in subss
(1) and (3). At that date the Local Court Act
2007 had been assented to but had not yet come into force. The same
amendment was made to subss (1) and (4) of s 70 of the Local Court Act 2007
so that when it commenced, from 6 July 2009, s 70 was in the terms
reproduced by Basten JA at [7]. It has already been mentioned that the only
effect of this change, so far as appeals
to the Supreme Court are concerned, is
with respect to the manner in which the Supreme Court may deal with an appeal
(see [56] – [58]).
- So
far as appeals to the District Court are concerned, the effect of the change is
that under s 17 of the Crimes (Appeal and Review) Act 2001 (reproduced at
[50]) an appeal
against sentence is a de novo hearing on the evidence given in the Local Court
plus any fresh evidence; whereas an appeal
against conviction is determined on
the evidence taken in the Local Court with fresh evidence being received only by
leave (see s 18 of the Crimes (Appeal and Review) Act 2001, also
extracted at [50]). A
report which was before Parliament when s 64 of the Local Courts Act 1982
and s 70 of the Local Court Act 2007 were amended referred to this
difference. It appears the intention was to narrow the scope of the hearing of
an appeal to the District
Court.
- There
is no express indication and no implication arises that by making this amendment
to s 64 of the Local Courts Act 1982 and to s 70 of the Local Court
Act 2007 it was intended (a) to disturb the pre-eminence of s 115A of the
Forensic Procedures Act with respect to appeals from decisions of
magistrates
under that Act to the Supreme Court or (b) to alter the coexistence of the
alternative right appeal from such decisions
to the District Court under s
70(1)(c) of the Local Court Act 2007.
The Anthony Hordern
principle
- The
respondents argued that s 115A of the Forensic Procedures Act confers a right of
appeal in specific terms, with recourse limited
to the Supreme Court, and that
this must be taken to exclude the more general provision for appeals in s 70 of
the Local Court Act 2007, upon the principle of construction applied in
Anthony Hordern & Sons Ltd v Amalgamated Clothing and Allied Trades Union
of Australia. In that case Gavan Duffy CJ and Dixon J expressed the
principle in these terms (at 7):
When the Legislature explicitly gives a power by a particular provision which
prescribes the mode in which it shall be exercised
and the conditions and
restrictions which must be observed, it excludes the operation of general
expressions in the same instrument
which might otherwise have been relied upon
for the same power.
- The
principle has frequently been applied, for example in Adrenaline Pty Ltd v
Bathurst Regional Council [2015] NSWCA 123 at [50] – [52]. I do not
consider that it has any application to the present case. Section 115A of the
Forensic Procedures Act does
not, in so many words or by necessary intendment,
prescribe that any appeal from a Local Court decision under the Act shall be
brought
in accordance with its terms. Rather, it provides that appeals to the
Supreme Court are available and it prescribes the constraints
which shall apply
to them.
- Understood
in this way, s 115A is not a narrowing and restricting provision which must
prevail, pursuant to the Anthony Hordern principle, over the broader
conferral of a range of appeal rights under s 70 of the Local Court Act
2007. The respondents ask the Court to read s 115A as making the only
provision intended by the legislature within the entire field of
possible
avenues of appeal. Such a reading is the premise of their argument for
application of the principle. But to reach this premise
the respondents beg the
entire question of construction of s 115A. They would have the Court assume as a
step in the argument that
which they seek to prove.
- The
Anthony Hordern principle has a limited application in the circumstances
of this case. So far as appeals from Forensic Procedures Act orders to the
Supreme Court are concerned, s 115A makes a more specific and tailored provision
for the purposes of that Act than s 70(1)(c). The
principle thus supports the
conclusion expressed at [61] and [68] – [69] that s 115A is the governing provision for Supreme
Court appeals.
Orders
- For
these reasons I would join in making the orders proposed by Basten JA at [24].
There need not be made any order for costs because
the parties agreed that
whatever the outcome they would bear their own.
**********
Amendments
02 August 2018 -
[74]: quotation amended.
[1] (1932) 47 CLR
1; [1932] HCA 9.
[2]
(1994) 181 CLR 404 at 421; [1994] HCA
54.
[3] Appeal
and Review Act, s 4(1A).
[4]
Appeal and Review Act,
s 20.
[5]
Appeal and Review Act,
s 55(1).
[6]
(2006) 228 CLR 566; [2006] HCA 50 at
[2].
[7]
Ferdinands v Commissioner for Public Employment (2006) 225 CLR
130; [2006] HCA 5.
[8]
Refrigerated Express Lines (A/Asia) Pty Ltd v Australian Meat
and Live-stock Corporation [No 2] [1980] FCA 38; (1980) 44 FLR 455 at 468-469; [1980] FCA 38; 29 ALR 333 at
347.
[9] See also
[47]-[59] (Gummow and Hayne JJ) and [165] (Heydon and Crennan
JJ).
[10]
(1941) 64 CLR 470; [1941] HCA 8.
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