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Supreme Court of New South Wales - Court of Criminal Appeal |
Last Updated: 24 April 2009
NEW SOUTH WALES COURT OF CRIMINAL APPEAL
CITATION:
R v Les FERENC
[2009] NSWCCA 126
FILE NUMBER(S):
2008/8131
HEARING
DATE(S):
23/04/2009
EX TEMPORE DATE:
23 April
2009
PARTIES:
Regina v Les Ferenc
JUDGMENT OF:
Grove J
Howie J RA Hulme J
LOWER COURT JURISDICTION:
District
Court
LOWER COURT FILE NUMBER(S):
2008/8131
LOWER COURT
JUDICIAL OFFICER:
Johnstone DCJ
LOWER COURT DATE OF DECISION:
17/02/2009
COUNSEL:
P A Leask - Crown
A Haesler SC -
Respondent
SOLICITORS:
S Kavanagh - Crown
S O'Connor -
Respondent
CATCHWORDS:
Criminal Law - Crown appeal on sentence -
Aggravated robbery by offender on parole - whether judge erred in assessing the
offence
as in the low range - whether sentence manifestly inadequate by being
substantially concurrent with balance of parole - whether Court
should
resentence the respondent.
LEGISLATION CITED:
Crimes Act 1900 - ss
95(1), 97(1)
Crimes (Sentencing Procedure) Act 1999 - s 3A
CATEGORY:
Principal judgment
CASES CITED:
R v Henry [1999] NSWCCA 111; (1999) 46 NSWLR
346
R v Li (NSWCCA, 9 July 1997, unreported)
Azzi v R [2008] NSWCCA
169
R v Tortell and Tsegay [2007] NSWCCA 313
Callaghan v R [2006] NSWCCA
58; 160 A Crim R 145
Markarian v The Queen [2005] HCA 25; 228 CLR
357
TEXTS CITED:
DECISION:
1. The appeal is allowed and
the sentence imposed in the District Court is quashed. 2. The respondent is
sentenced to a term of imprisonment
of 4 years 3 months. There is to be a
non-parole period of 3 years. The sentence is to date from 1 May 2008. The
respondent is
eligible to be released to parole on 30 April 2011. There is a
balance of term of 15 months.
JUDGMENT:
IN THE COURT OF
CRIMINAL APPEAL
2008/8131
GROVE J
HOWIE J
RA HULME J
THURSDAY 23 APRIL 2009
REGINA v Les FERENC
Judgment
1 GROVE J: The court is now in a position to deliver judgment in
this matter. I ask Justice Howie to deliver the first judgment.
2 HOWIE J: This is a Crown appeal in respect of a sentence
imposed upon the respondent in the District Court by Johnstone DCJ (the Judge)
on a charge of aggravated robbery. That was an offence contrary to s 95(1) of
the Crimes Act and carried a maximum penalty of imprisonment for 20
years. On 17 February 2009 the respondent was sentenced to a term of
imprisonment
comprising a non-parole period of 18 months with a balance of term
of 12 months. The sentence dated from 1 May 2008 and the respondent
is to be
released to parole on 31 October 2009.
3 The Crown appeal was filed on 27 February 2009 and served on the
respondent on 2 March 2009.
4 The facts can be stated briefly. At about 11.30pm on Saturday 29
December 2007, the respondent ordered pizzas to be delivered to
a house in
Granville. About 20 minutes later the pizzas were delivered by the victim, a 19
year old male. The respondent led the
victim into a room of the house where he
immediately attacked him by striking him in the face a number of times causing
pain and
bleeding from the nose. The victim fled from the house into the
backyard. The respondent followed him demanding money. The victim
handed over a
bag containing about $400 in cash. As the respondent searched the bag, the
victim ran to his vehicle. The respondent
followed and as the vehicle drove away
punched the side window.
5 The respondent was arrested the next day. He was interviewed but denied
the offence claiming he was at a hotel at the relevant time.
He was released but
arrested again on 21 January 2008 after police were unable to identify the
respondent on CCTV footage at the
hotel. Again he was interviewed, but once more
denied the offence.
6 The respondent was aged 24 years at the date of the offence. He has a
criminal history that commenced in 1998 when he was sentenced
in the
Children’s Court for supplying drugs. In 2000 he was sentenced to a
control order for 9 months for an offence of assault
with intent to rob. In 2000
he was again sentenced to a control order for 2 counts of armed robbery. In 2003
he received a suspended
sentence for child sexual assault offences. In 2004 he
was placed on a bond for an offence of take and drive a conveyance. In 2005
he
received a community service order for larceny as a servant.
7 Of particular significance is that on 27 November 2006 he was sentenced
in the Parramatta District Court to imprisonment for 3 years
with a non-parole
period of 18 months for robbery in company. He was released to parole on 22
December 2007, just 8 days before the
present offence was committed. His parole
was revoked on 7 February 2008 and he was to serve the balance of the term of
about 17
months. That sentence expires on 14 July 2009.
8 There was a psychological report in evidence dated 8 October 2006. This
report had been prepared for the respondent’s court
appearance in November
2006. It discloses his background as follows. His parents separated when the
respondent was aged 9 months.
He stayed in the care of his mother who had a
number of relationships of varying lengths of time. He remained in contact with
his
father even living with him for a period. Although the respondent sought an
independent existence at the age of 18, this failed when
he lost his job and
thereafter he lived with one parent or the other. He has generally been employed
in storeman positions. He was
at the time of the report in a relationship with a
young woman who was expecting his baby. They had been living with the
respondent’s
father.
9 The respondent reported having commenced consuming alcohol at the age
of 13 years and engaged in regular binge drinking. He acknowledged
a difficulty
with alcohol. He commenced using drugs at 14 and quickly developed an addiction
to heroin. However, he later replaced
this addiction with a dependence on
alcohol. He admitted that he enjoyed “escaping” through the use of
drugs or alcohol
with the support of his peer network.
10 That report contained the following:
[The respondent] is a young man of below average intellectual resources and, although he has reportedly maintained some employment stability, he has little experience of independent community living and, until recently, has maintained antisocial peer connections. This has contributed to his offending behaviour. Perusal of his criminal history suggests that, in recent years, the respondent has been able to achieve greater stability and the current offence seems best accounted for by the impulsive behaviour associated with problematic and regular alcohol use and negative peer influence. It is, thereby, possible that [the respondent] is demonstrating some evidence of late maturation.
11 There was a report from the same
psychologist dated 14 October 2008. The report states that during the period of
the respondent’s
custody he had participated in the Young Adult Offender
Program during which he underwent a drug and alcohol program, a lifestyle
skills
course and a relapse prevention program. The respondent entered a works release
program for six to seven months prior to his
release and thereby secured
employment in a shipping container yard. The respondent while in works release
met and developed a relationship
with his current fiancée, his previous
relationship having broken down while he was in custody.
12 The respondent reported that he was released in December 2007 to his
father's home and continued working in the shipping container
yard. He also
attended church regularly with his fiancée and her family. He claimed
that he had not used drugs and had only
consumed alcohol with his father. On the
day of the offence he had been drinking with a group of long-standing friends.
He said he
was unable to recall the circumstances of the offence by reason of
the state of intoxication. He was at a loss to explain his behaviour
and
expressed disappointment at what he had done and its impact on himself and
others. He was suffering from depression.
13 The report contains the following paragraph:
At the time of my last assessment with [the respondent], I suggested that he may have been transitioning through a late stage of maturation and I still believe this to be the case. He appears to have matured considerably in the last two years and, thus, [the respondent] is more reflective and insightful and he has also developed more realistic plans for the future. Further to this, he is likely to have gained through participating in previous programmes in gaol. Where [the respondent] falls down is that he does not yet understand the psychosocial ramifications of his earlier life and, in particular, how these are connected to his substance abuse and antisocial behaviour and, therefore, he has not yet been able to stop his offending successfully.
14 The respondent had written a
three-page document entitled " My Apology" that was placed before the court. The
document contains
expressions of sorrow in relation to the victim. He stated he
had no recollection of committing the offence and did not understand
why he
would commit the robbery in light of the fact that he had over $6,000 in an
account. He indicated that he wished to change
his life so much that he had even
given up smoking. He stated that he wanted to cut his ties with his former
associates. He asked
for a sentence consisting of a "lower custodial sentence
and a higher parole period".
15 The respondent gave evidence at the sentencing proceedings. He said
that on release he was living with his father and reporting
to the Probation and
Parole Service. He could not recall the circumstances surrounding the offence as
he had been drinking most of
the day. Since his return to custody he had
completed further courses and enrolled in others. He stated that he had not used
drugs
or alcohol since his release and was undertaking a Bible Study course by
correspondence.
16 The sentencing remarks are brief. The Judge noted that the offence was
“objectively serious” and that the respondent
was on parole having
been released 8 days earlier. His Honour noted that the offence had to be
considered in accordance with the
guideline in R v Henry [1999] NSWCCA 111; (1999) 46 NSWLR
346. He then stated:
The Crown submits that the objective seriousness is mid range, it being an unprovoked violent attack on a young man just doing his job. Having regard to the fact that the offence already involved the element of aggravation, no further weight is to be given to that factor. In my view, this offence falls in the low range for this type of offence. There was no weapon involved and there is no evidence of serious or permanent injury to the victim. Apart from the absence of a weapon there are other elements as set out in R v Henry that were present, and in this case the offender has a significant criminal history.
There are, however, some mitigating factors. Firstly there was the plea of guilty at arraignment such that the offender is entitled to the utilitarian discount on his sentence. It is to be noted, however, that the R v Henry guideline already contains an allowance of some ten percent. His record, which I mention involves violence and that cannot be used by way of mitigation.
17 The Judge found that there were
good prospects of rehabilitation but that it was difficult to determine whether
he was likely to
re-offend. He backdated the sentence to 1 May 2008, about a
month after the date from which his parole was revoked. The Judge found
that
there were special circumstances being “the need for an extended period of
supervision whilst on parole in respect of,
in particular, drug and alcohol
treatment and other considerations such as anger management”.
18 The Crown submits that the sentence is manifestly inadequate. It notes
three specific errors that it attributes to the Judge as
follows:
(a) Incorporating significant common currency with the parole revocation period for the robbery in company offence.
(b) Taking into account the absence of a weapon in finding that the offence was in the low range.
(c) Imposing a sentence well below the 4 – 5 years set out in the Henry guideline in circumstances where the offender was not so young and had a criminal history.
19 It is
convenient to deal with the second and of third of those points before the
first. The offence for which the respondent was
being sentenced was an
aggravated robbery. The circumstance of aggravation alleged was the use of
corporal violence. It could also
have been the infliction of actual bodily harm.
The prosecution is required only to prove one circumstance of aggravation in the
charge but the sentencing court is entitled to take into account whatever
circumstance of aggravation appears from the facts: R v Li (NSWCCA, 9
July 1997, unreported). Here the offence was aggravated by the fact that the
respondent used corporal violence and inflicted
actual bodily harm. The Judge
was in error in rejecting the prosecutor’s submission as to the
significance of the nature of
the attack upon the victim. It was a relevant fact
that the corporal violence was unprovoked and that the victim was clearly lured
in to a private place where he could be attacked.
20 But this is not the Crown’s complaint on appeal. The Judge took
into account that the respondent was unarmed. But had he
been armed it would
have been a different offence albeit one that carried the same maximum penalty,
see s 97(1) of the Crimes Act. It is obviously not a matter of mitigation
that the offender did not commit a different offence. Further, had there been a
more
serious or permanent injury inflicted upon the victim, another matter the
Judge found to be mitigating, it is likely that the respondent
would have faced
a separate charge to deal with such an injury. This is an example of the not
uncommon error of a sentencing judge
finding an offence mitigated because some
other offence was not committed.
21 The Judge was in error in determining that the offence was in the low
range of an offence of this kind. It was significantly more
serious than that.
The victim was vulnerable: persons delivering pizzas are not infrequently the
subject of robberies because they
are alone, carry cash and are usually attacked
when out of public sight by going to private homes to make the delivery. The
offence
was obviously planned and, as the prosecutor submitted to the Judge, the
victim was not even given the chance of handing over his
money without being
physically assaulted.
22 The Crown complains under (c) above that, although the Judge purported
to apply the Henry guideline, the sentence imposed does not accord with a
proper application of the guideline. It has been held that the guideline has
general applicability, with appropriate adaptation, to offences of robbery with
a maximum penalty the same as for armed robbery:
Azzi v R [2008] NSWCCA
169. However, some caution is necessary because the guideline was concerned with
an offence involving a weapon: R v Tortell and Tsegay [2007] NSWCCA 313.
The Judge recognised that the Henry guideline did have some
application and noted two differences between it and the circumstances of
the offending before him: that the respondent did not have a weapon
and the
respondent “had a significant criminal record”.
23 However to the extent that Henry could be applied it did not
significantly advantage the offender: he was not a young offender with no or
little criminal history,
but to the contrary he had a record of robbery offences
and was on parole for such an offence. The absence of a weapon is balanced
to
some extent by the fact that actual physical violence was used here to inflict
an injury, albeit minor.
24 The Crown complains that the Judge underestimated the significance of
the respondent’s record. That complaint has merit.
The Judge noted that
the respondent had a record of violence and “that cannot be used by way of
mitigation”. Quite frankly,
and with respect, I simply do not understand
that comment. The fact that the respondent had a record for offences, not only
of violence,
but also for robberies, obviously could not be a matter of
mitigation. Rather it was a matter of aggravation. This was clearly a
case,
especially as the respondent had been released from prison on parole for robbery
just days before the offence, where specific
deterrence was of substantial
significance despite what had been said by the psychologist and the respondent
about his endeavours
to reform.
25 On behalf of the respondent it was submitted that it was within the
exercise of the Judge’s discretion to try to promote
the
respondent’s rehabilitation notwithstanding his reoffending so shortly
after release to parole. There is no doubt that
his Honour could have taken that
view provided that the non-parole period also reflected the seriousness of the
offence and the importance
of deterrence. In any event it is difficult to see
from the Judge’s remarks that he appreciated he was imposing a very
lenient
sentence and was doing so for the purpose of assisting in the reform of
the respondent. To the contrary the Judge stated:
I have no tolerance for people who breach bonds or parole. Courts give offenders a chance. They must be made to understand that such leniency is not likely (lightly?) extended and if that trust is breached, there will be consequences.
Those sentiments find no reflection in the actual sentence imposed.
26 The sentence itself was manifestly inadequate and, in particular, the
non-parole period failed almost every aspect of sentencing
that his Honour had
set out in his remarks when referring to s 3A of the Crimes (Sentencing
Procedure) Act 1999. Clearly the Judge underestimated to a very significant
degree the seriousness of the offending. He must have given far too much
weight
to the respondent’s subjective circumstances even though they were of
little assistance to him.
27 This was not a case for a low non-parole period as the respondent and
the psychologist sought, but for a minimum period of custody
to teach the
respondent a lesson that he should have learned during the course of his last
sentence. He had made promises for reform
when he was last before the court for
a similar offence and had been given the chance of a non-parole period of 50 per
cent on the
last sentence. All the courses and education programmes cannot avail
an offender who repeatedly breaches the law by serious violent
offences.
28 With all respect to the psychologist it was not a case of the
respondent understanding “the psychosocial ramifications of
his earlier
life”. It was a case of him understanding a much simpler concept: if he
drinks alcohol to excess he is likely to
commit a serious offence of violence.
He was no longer a young man whose rehabilitation was paramount. He was an adult
with a propensity
to violence when drunk and who was a fitting case for a
sentence with a marked degree of both specific and general deterrence. There
were in my opinion no special circumstances but the Crown has not raised that
matter as a ground of appeal.
29 The complaint under (a) above is that the respondent will serve only
3½ months referrable to the offence for which he was
sentenced. The Crown
concedes that it was within the discretion of a sentencing judge to determine
whether and to what degree to
backdate a sentence where parole had been revoked
by reason of the offence for which the offender is then being sentenced: see
Callaghan v R [2006] NSWCCA 58; 160 A Crim R 145.
30 The Judge does not explain why he backdated the sentence to the date
he did other than that he did not want to double count the
fact that the
respondent had been on parole. That might be the case, but I cannot see how the
sentence imposed sufficiently took
into account as an aggravating factor that
the respondent was on parole for similar offending. However, the inadequacy of
the punishment
for the present offence will be to a significant degree overcome
if this Court were to resentence the respondent.
31 I am mindful of the limitations on this Court in a Crown appeal, to
which reference was made in the written submissions filed on
the
respondent’s behalf, and the respect that ought to be shown to the
sentence imposed at first instance: see Markarian v The Queen [2005] HCA
25; 228 CLR 357. However, the sentence in the present case was unreasonable and
cannot be allowed to stand. I appreciate the double jeopardy involved
in a Crown
appeal and the disappointment occasioned to a respondent to such an appeal.
However, the present sentence is so inadequate
that in my opinion this Court
should intervene. I have taken into account an affidavit by the respondent as to
his conduct in custody
but, in my opinion, that material does not justify the
Court staying its hand.
32 The sentence will date from that fixed by the Judge by way of leniency
due to the fact this is a Crown appeal and that the respondent
was looking to
release next October. The sentence is less than ought to have been imposed. The
sentence should have been at least
6 years less a discount of about 15 per cent.
In light of the fact this is a Crown appeal I would impose a sentence of 5 years
less
15 per cent. In my opinion the non-parole period I propose is the very
least period of custody the respondent should have to serve
before again being
eligible to be released to parole.
33 I propose the following orders:
1. The appeal is allowed and the sentence imposed in the District Court is quashed.
2. The respondent is sentenced to a term of imprisonment of 4 years 3 months. There is to be a non-parole period of 3 years. The sentence is to date from 1 May 2008. The respondent is eligible to be released to parole on 30 April 2011. There is a balance of term of 15 months.
34 GROVE J: I
agree.
35 R A HULME J: I also agree.
36 HOWIE J: The orders of the Court are as I have proposed.
**********
LAST UPDATED:
23 April 2009
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