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FIELD v R [2011] NSWCCA 70 (21 April 2011)
Supreme Court of New South Wales - Court of Criminal Appeal Decisions
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FIELD v R [2011] NSWCCA 70 (21 April 2011)
Last Updated: 26 May 2011
Case Title:
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Hearing Date(s):
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Decision Date:
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Jurisdiction:
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Before:
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CAMPBELL JA [1] RS HULME J [2] HOEBEN J
[28]
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Decision:
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Leave to appeal granted. Appeal dismissed
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Catchwords:
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Criminal Law - Sentence - armed robbery armed with
an offensive weapon - recidivist - mental condition
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Parties:
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Representation
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Counsel: N Steel Ms V Lydiard
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- Solicitors:
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Solicitors: S O'Connor Legal Aid
Commission S Kavanagh Solicitor Public Prosecutions
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Decision Under Appeal
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Publication Restriction:
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Judgment
- CAMPBELL
JA : I agree with RS Hulme J.
- RS
HULME J : On 13 October 2009 the above named Applicant for leave to appeal
was sentenced by Woods ADCJ in respect of seven offences. The offences
and the
sentences imposed were:-
1. Stealing a motor vehicle - imprisonment for a fixed term of 12
months from 7 November 2008.
2. Stealing a motor vehicle - imprisonment for a fixed term of 12 months from
7 November 2008.
3. Assault police - imprisonment for a fixed term of 12 months from 7 May
2009.
4. Assault police - imprisonment for a fixed term of 12 months from 7 May
2009.
5. Resist police - imprisonment for a fixed term of 12 months from 7 May
2009.
6. Drive in a manner dangerous - imprisonment for a fixed term of 9 months
from 7 November 2009.
7. Robbery whilst armed with an offensive weapon - imprisonment for 6 years,
including a non-parole period of 4 years, both such periods
commencing on 7 May
2010.
- The
effective sentence was thus imprisonment for 7.5 years including a non-parole
period of 5.5 years both such periods commencing
on 7 November 2008.
- The
circumstances of the offending are conveniently summarised in the remarks on
sentence of his Honour about which there was no criticism
and from which I
quote:-
On 31 October 2008 the offender was released from custody to
undertake a community treatment program. He was still subject to a number
of
sentences with current non-parole periods up until July 2010. He failed to
attend the treatment program. He stopped taking his
prescription medication for
depression and psychosis.
On 4 November 2008 he attended at JG Autos in Orange and asked to test drive
a Mitsibishi Magna. Once given the keys he sped off.
The car was found the next
day near a farmhouse at Trangie. This is the first matter of steal a vehicle on
the s 166 Certificate.
At about 12.26am on 5 November a Jeffrey Chase was woken from his sleep when
on his farm near Trangie and his wife told him there
was a car in his driveway
near the shed. Mr Chase drove to the shed and saw a car that looked like and
turned out to be his son's
Subaru Forrester. The car took off and Mr Chase tried
to follow but could not keep up with it. Mr Chase phoned his son who lived
nearby and his son confirmed that his Subaru Forrester was missing but that
another car was parked in his driveway. The other car
turned out to be the
vehicle stolen in Orange. The stealing of the Subaru is the further steal motor
vehicle in the s 166 Certificate.
The blue Subaru was seen by a Highway Patrol officer at about 1.25pm on 5
November near Geurie and was clocked at 111 kilometres and
to be driving in a
manner dangerous. The officer attempted to chase the vehicle but had to
terminate the chase. This is the drive
in a manner dangerous which is on the s
166 Certificate.
At 8.30pm on 5 November the offender parked the Subaru at Domino's Pizza
store in Dubbo and entered. There were a number of witnesses
in the store. The
offender entered the store waving a knife saying, "Give me the money, give me
the money". The manager came out
and hit the panic button. A witness noted that
the knife was like a serrated steak knife with a seven to eight inch blade. The
manager
handed the offender a total of $238.20 from the till.
...
Police saw the Subaru later that evening on the highway near Geurie and
followed it reaching speeds of 160 kilometres an hour. They
lost sight of the
car over a crest in the road.
The offender was arrested on 7 November in Orange. He resisted arrest and
assault two police at the time. These are the assaults and
resist officers
matter on the s 166 Certificate.
In his interview with the police he conceded that he was not taking his
medication and that he had "flipped out" and claimed to have
no memory of the
incidents.
- Following
the Applicant's arrest he was conveyed to Bloomfield Psychiatric Hospital where
he remained for a few days. On his release
from there he returned to the police
station where his interview occurred on 11 November 2008. In the course of that
interview the
Applicant said that he stopped taking medication one day after his
release, "flipped out", "something... me off... and I started
hearing voices and
stuff like that". He started using speed, cannabis and alcohol although he could
not remember on what days he
used those drugs. Asked whether he had committed
the offences for which he was sentenced, he said, in effect, that he had no
memory
of what he had been doing.
- The
Applicant was born in January 1986 and has an appalling record commencing in
2001. It includes, prior to the Applicant turning
18, numerous offences of
stealing or driving a conveyance and goods in custody. There are also at least
four occasions when he has
been convicted of driving recklessly or otherwise in
a manner dangerous to the public and at least five when he was driving whilst
disqualified.
- As
one of the grounds of appeal relates to the Applicant's mental condition it must
be recorded that it was the subject of an appreciable
degree of evidence, in
particular reports from Anna Robilliard a psychologist who had interviewed the
Applicant on 27 March 2009,
Dr Allnutt who had interviewed the Applicant on 31
March 2008 and again on 6 April 2009, and Professor Greenberg who had
interviewed
him on 26 August 2009.
- Dr
Allnutt records that the Applicant first saw a psychiatrist in about October
2007 when he was placed on anti-depressant and anti-psychotic
medication, that
on or prior to 2 April 2008 the Applicant had been admitted to Long Bay hospital
with severe depression and psychotic
symptoms, being auditory hallucinations
commanding him to kill himself. The Applicant told him that on release in
October 2008, he
stopped using medication and started using cannabis and speed
and in this context "the voices worsened, they became louder, clearer
and
commanding; he started hearing the voice of his 'mate' who had killed himself;
he said that voice told him where to go and what
to do; the voice tried to send
him on a mission to kill people ..."
- Dr
Allnutt reported that the Applicant had informed him that on coming into jail,
presumably in November 2008, he had been hearing
voices but this situation had
improved subsequently. The Applicant informed Dr Allnutt that the voices were
telling him to harm others
including, during the interview, Dr Allnutt. Dr
Allnutt diagnosed the Applicant as manifesting active symptoms of psychosis
characterised
by hallucinations and delusions believing the voice was the voice
of a dead friend of his. Such symptoms were aggravated by a history
of substance
abuse, depression and post-traumatic stress disorder.
- Ms
Robilliard also records the Applicant having a history of psychotic
presentations. To Ms Robilliard the Applicant indicated that
the voices he had
heard following his release on 31 October were advising him to cease his
medication because the pills were going
to kill him. The voices also instructed
him to kill people and, during Ms Robilliard's interview with the Applicant, to
harm her.
She said his predominant presentation was consistent with depression
but he was not then obviously experiencing hallucinations albeit
he had for the
preceding 4 months been receiving anti-psychotic and anti-depressant medication.
She opined that the Applicant manifests
symptoms consistent with a chronic
psychotic disorder.
- Both
Dr Allnutt and Ms Robilliard record being told by the Applicant that he had
ceased taking his medication, which would appear
to have been anti-psychotic -
after his release on 31 October and prior to the offences presently under
consideration.
- Professor
Greenberg noted a report that the Applicant had been admitted to Bloomfield
Psychiatric Hospital on 25 January 2008, 2 weeks
later was diagnosed as
suffering from major depression, and that on 9 May 2008 he was diagnosed at
Bloomfield as suffering major
depression with psychotic features.
- Professor
Greenberg said that at the time of his examination the Applicant denied then
having hallucinations, there was no evidence
of delusions and there were then no
reasonable grounds to believe he suffered from a mental illness or mental
disorder as defined
in the Mental Health Act 2007 (NSW). Professor Greenberg
diagnosed him as, inter alia, suffering from Major Depression with psychotic
features, in remission, from
Poly-Substance Abuse/Dependence and Borderline
Intellectual Functioning.
- Professor
Greenberg also recorded that the Applicant informed him that he had discontinued
his psychiatric medication approximately
4 weeks prior to the interview and felt
better off having done so and that the auditory hallucinations had dissipated.
- Professor
Greenberg also observed that the Applicant's previous psychotic symptoms may
have been related to his use of various illicit
substances including crystal
methamphetamine and his significant personality difficulties may have related to
the use of such substances
and alcohol.
- One
matter which might be noted is that the Applicant told Dr Allnutt that "he last
took drugs about 2-3 days prior to the alleged
offending", told Ms Robilliard
that he used "a couple of grams of speed the day of the armed robbery in Dubbo"
and told Professor
Greenberg that he was not abusing alcohol or illicit
substances prior to his offences.
- The
Applicant gave evidence during the sentencing proceedings and again said he was
not on any medication at that time whilst in custody
and was feeling a lot
better.
- The
grounds of appeal are:-
1. The sentence imposed for the offence of robbery, armed with an
offensive weapon, is manifestly excessive.
2. The sentencing Judge erred in failing to take into account as matters of
mitigation that the Applicant's moral culpability was
reduced because of his
mental illness and that he was also not an appropriate medium for general
deterrence.
Ground 1
- Putting
aside the issue of the Applicant's mental condition which can more conveniently
be dealt with under ground 2, the principal
basis upon which this ground was
argued was that the Applicant's sentence should have either fallen within, or
more closely accorded
with, the guideline promulgated in R v Henry & Ors
[1999] NSWCCA 111; (1999) 46 NSW LR 346. In that case the Chief Justice expressed the view that
an armed robbery such as that with which the Applicant was charged should
generally result in a sentence of imprisonment of between 4 and 5 years when it
was characterised by:-
(i) Young offender with no or little criminal history;
(ii) Weapon like a knife, capable of killing or inflicting serious injury;
(iii) Limited degree of planning;
(iv) Limited, if any, actual violence but a real threat thereof;
(v) Victim in a vulnerable position such as a shopkeeper or taxi driver;
(vi) Small amount taken;
(vii) Plea of guilty, the significance of which is limited by a strong Crown
case.
- Attention
was also drawn to the fact that in R v Henry the discount for a plea of
guilty was of the order of 10% - see R v Thomson and Houlton (2001) 49
NSWLR 383 and that in the instant case the applicant had been granted a discount
of 25% for an early plea.
- The
argument based on R v Henry is not persuasive. The Applicant was aged 22,
nearly 23 at the time of the offences, so if he comes within the description
"young
offender" he only just does so. Furthermore, at the time of his offending
the Applicant was on conditional liberty. Numerous cases
stress that this is a
seriously aggravating factor in the cases of offences committed in those
circumstances. That factor was not
one in the Chief Justice's list.
- More
significant is the Applicant's criminal history. He is a recidivist who has no
regard for the standards required in any civilised
society. While, of course, he
is not to be punished again for past offending his manifestation of a continuing
attitude of disobedience
to the law leads to the conclusion that retribution,
deterrence and protection of society all argue, and in his case argue strongly,
for the imposition of a more severe penalty than does the circumstance of "no or
little criminal history" referred to in R v Henry - see Veen v R
[No.2] [1988] HCA 14; (1987-1988) 164 CLR 465 at 477. Furthermore, what the Chief Justice
said in R v Henry was intended as a guideline, not an immutable rule even
for cases falling squarely within paragraphs (i)-(vii) which I have quoted.
Given the difference in circumstances, the decision in R v Henry does not
demonstrate that the sentence imposed by Woods ADCJ for the Applicant's armed
robbery offence was erroneous.
Ground 2
- There
is no doubt that mental illness may argue in favour of a lesser penalty than
would be imposed on someone not so suffering -
see e.g. R v Letteri
unreported, NSWCCA, 18 March 1992), and R v Engert (1995) 84 A Crim R
67. In R v Hemsley [2004] NSWCCA 228 Sperling J identified three ways in
which an accused's mental condition could be taken into account as a mitigating
factor. One was
where it contributed to the commission of the offence in a
material way thus reducing an offender's moral culpability. A second was
where
it might render the offender an inappropriate or less appropriate vehicle for
general deterrence. A third was where it would
have the effect that a custodial
sentence might weigh more heavily.
- On
the other hand, his Honour also drew attention to the fact that a mental illness
might indicate that the offender presented a level
of danger greater than usual,
thus requiring greater weight to be given to specific deterrence and, I may add,
protection of the
community.
- One
difficulty which the Applicant faces in this case is in establishing that any
mental condition from which he suffered at the time
of his offending or suffers
now is such as to attract any of the first three considerations to which
Sperling J referred. It is the
Applicant's statement to Dr Allnutt to the effect
that it was after the ingestion of speed and cannabis that the voices became
louder
in telling him what to do and his statement to Ms Robilliard that he
ingested speed on the day of the armed robbery. In the second
place there is the
Applicant's statements to Professor Greenberg and in evidence to the effect that
the cessation of medication has
made him feel better. Thirdly there is the point
made by Woods ADCJ in the following extract from his remarks:-
I cannot overlook the fact that while he says he did not take his
medication and "flipped out" he still had the ability and presence
of mind to
present himself at a car dealer's yard, successfully arrange a test drive of a
motor vehicle and then travel to various
parts of the central west the way he
did.
- No
one can sit in this court for very long without also being conscious of how
often offenders, who are said to suffer from some mental
condition arguing for a
lesser sentence seem, despite that condition, to be able to plan and execute
with reasonably efficiency offences
of dishonesty.
- Woods
ADCJ considered the evidence of the Applicant's mental condition and against the
background of it fixed the sentences which
he did. I am not persuaded that his
Honour erred nor that the Applicant's condition argued in any of the three ways
adverted to by
Sperling J for a lesser sentence. Indeed were one to accept the
Applicant's statements to Dr Allnutt and Ms Robilliard that the voices
he heard
were telling him to kill people his condition argues for a higher sentence than
would otherwise be the case. In my view
the Court should grant leave to appeal,
but dismiss the appeal.
- HOEBEN
J: I agree with RS Hulme J.
**********
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