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Hendra v R [2013] NSWCCA 151 (27 June 2013)
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Hendra v R [2013] NSWCCA 151 (27 June 2013)
Last Updated: 17 July 2013
Case Title:
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Hendra v R
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Medium Neutral Citation:
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Hearing Date(s):
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17 June 2013
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Decision Date:
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27 June 2013
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Before:
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Hoeben CJ at CL at [1] RA Hulme J at [34] McCallum J at [2]
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Decision:
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Leave to appeal granted; appeal dismissed.
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Catchwords:
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CRIMINAL LAW - sentence appeal - whether trial judge failed to take into
account the availability of summary disposal - whether legitimate
sense of
grievance - whether trial judge erred in characterisation of objective
seriousness - whether sentence manifestly excessive
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Legislation Cited:
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Cases Cited:
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Category:
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Principal judgment
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Parties:
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Menelaus Hendra (Applicant) Regina (Respondent)
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Representation
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- Counsel:
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Counsel: J Dwyer (Crown) D Carroll (Applicant)
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- Solicitors:
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Solicitors: Director of Public Prosecutions (Crown) Legal Aid
(Applicant)
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File Number(s):
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2011/288740
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Decision Under Appeal
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- Court / Tribunal:
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District Court
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- Before:
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Berman DCJ
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- Date of Decision:
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26 October 2012
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- Citation:
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- Court File Number(s):
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2011/288740
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Publication Restriction:
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Nil
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JUDGMENT
- HOEBEN
CJ at CL: I agree with McCallum J.
- McCALLUM
J: On 28 August 2011, a man was assaulted by a number of security guards at
the Ivy nightclub. The applicant was one of the security
guards charged as a
result of that incident. He was arraigned on an indictment containing one count
of assault occasioning actual
bodily harm in company contrary to s 59(2) of the
Crimes Act 1900 and one count of common assault contrary to s 61 of the
Act. He pleaded not guilty to both offences and was tried before Berman DCJ with
a jury. He represented himself at the trial.
The jury returned a verdict of not
guilty of the charge of assault occasioning actual bodily harm in company and
guilty of the charge
of common assault.
- The
applicant was legally represented at the proceedings on sentence. The maximum
penalty for the offence of common assault is imprisonment
for a period of two
years. The judge sentenced the applicant to imprisonment with a non-parole
period of nine months and a balance
of term of nine months, giving a total
sentence of 18 months imprisonment. The applicant seeks leave to appeal against
that sentence.
Circumstances of the offence
- The
victim of the assault was Mr Nicholas Barsoum. The judge found that Mr Barsoum
was drinking at the Ivy when, in the early hours
of the morning, he was
approached by an ex-girlfriend, who punched him. He became cross and grabbed her
as she ran away. That led
to the intervention of security guards other than the
applicant. They directed Mr Barsoum to leave the nightclub and escorted him
out
of the premises. He remonstrated with them. One of the security guards, probably
Paul Fenukitau, punched him in the face. The
punch caused a significant injury
to Mr Barsoum's lip, which later required stitching. Mr Barsoum sent a text
message to friends
who assembled outside the Ivy and returned to talk to the
security guards, evidently to find out the name of the security guard who
had
assaulted Mr Barsoum.
- The
judge stated that it was difficult to tell from closed-circuit television
footage whether the violence that followed was started
by Mr Barsoum and his
friends or by the security guards. Within a short space of time, the security
guards had isolated Mr Barsoum
and he was set upon outside the club. The judge
described him as having been "beaten savagely", being kicked, punched and
stomped
upon by the guards. It is important to note, as observed more than once
by the sentencing judge, that the applicant is not alleged
to have been involved
in that part of the assault. The judge's purpose in reciting that history was
that it explained the condition
in which the applicant found Mr Barsoum, which
the judge evidently regarded as a significant factor aggravating the seriousness
of
the offence. An eyewitness who saw Mr Barsoum after he had been assaulted
outside the club said:
His face was like, I've never seen anything like his face. He was
just, I couldn't even see his eyes, like it was like somebody literally
drew a
line, like just a thick line on his face and that was his eyes. Like, he was
just like a balloon. His face was like, blown
up like a balloon and there was
blood all over him. I couldn't even recognise what nationality he was, anything.
- Mr
Barsoum was then taken downstairs inside the club. The judge, who saw the CCTV
footage during the trial, described it as revealing
a man "who had been beaten
so much he was barely able to sit upon a stool". While Mr Barsoum was seated on
the stool, the applicant
approached him and kicked him once, apparently to the
stomach or chest area. There was CCTV footage of the assault which was viewed
by
the judge during the trial.
- The
applicant had at his trial run a defence that he was acting in self- defence on
the basis that, as he approached Mr Barsoum to
assess him for the purposes of
first aid, Mr Barsoum spat blood at him. The judge, consistently with the jury's
verdict, rejected
that contention and found beyond reasonable doubt that if Mr
Barsoum did spit blood, it was only in response to other security guards
spitting at him. The judge found that the applicant was not acting in
self-defence or in the defence of any other person but was
an aggressor who had
lost his temper.
- After
Mr Barsoum was kicked by the applicant, other security guards continued to beat
him. The judge noted that the applicant was
second in charge of security that
evening and had done nothing to intervene to prevent the further attack upon Mr
Barsoum.
- The
judge noted that, in accordance with the jury's verdict and noting that Mr
Barsoum had in fact suffered actual bodily harm at
the hands of others during
the downstairs phase of the attack, it should be concluded that the jury was not
satisfied beyond reasonable
doubt that the applicant was acting in company.
However, as noted by the judge, it did not follow that what occurred after the
applicant
kicked Mr Barsoum should be ignored. The judge said:
Having kicked Mr Barsoum, no feelings of remorse came upon [the
applicant]. He did not do a single thing as Mr Barsoum was savagely
beaten
again. He looked after Mr Fenukitau and Mr Vacic [another security guard],
ignoring what was happening to Mr Barsoum a short
distance away. This lack of
remorse has continued to this day.
- His
Honour's reference to the continuing lack of remorse found unequivocal support
in the report of a probation and parole officer
who recorded that the applicant
had told her he had no remorse in relation to the commission of the offence. As
to that evidence,
the judge described the applicant's attitude towards his
criminality as "remarkable" and noted that the applicant appeared to see
himself
as the victim, accusing police who investigated the matter as having political
allies and "being primed for bigger things".
- The
judge acknowledged that the assault was based on a single blow but described it
as one revealed by the video evidence as being
"a significant one". His Honour
also recorded the fact that it was a blow inflicted on a man who was "already
exhibiting the signs
of terrible injuries". His Honour concluded that it was
"one of the worst types of common assault that it is possible to contemplate".
- As
to the applicant's subjective circumstances, the judge noted that the applicant
had a difficult upbringing entailing violence at
the hands of his own father.
The violence he had experienced during his childhood had been bad enough to
prompt the applicant to
leave home at the age of 15. The judge noted the
applicant's history of gainful employment and observed that character references
tendered on his behalf spoke very highly of him. The references included a
description of the applicant's good works particularly
at the time of the
Brisbane floods when he had given his own time and organised other people to
travel to Queensland to assist people
harmed through the floods. The judge noted
that the applicant had no prior convictions which, noting his age of 35 years,
the judge
thought spoke strongly of the applicant's underlying good character.
- The
first ground of appeal is:
that his Honour erred in failing to take into consideration that
the matter could have been disposed of in the Local Court.
- Chapter
5 of the Criminal Procedure Act 1986 requires certain indictable offences
to be dealt with summarily (in the Local Court) unless an election is made to
have the offence
dealt with on indictment. The relevant offences are listed in
schedule 1 to the Act. The schedule is divided into two tables. Offences
listed
in table 1 are to be dealt with summarily unless either the prosecutor or the
person charged elects to have it dealt with
on indictment. Offences listed in
table 2 are required to be dealt with summarily unless the prosecutor elects to
have the offence
dealt with on indictment.
- The
offence of common assault under s 61 of the Crimes Act is a table 2
offence and was accordingly required to be dealt with summarily in the absence
of an election by the prosecutor. The
maximum penalty that the Local Court could
have imposed had the offence been dealt with summarily was imprisonment for 12
months
or a fine: s 268(2)(b) of the Criminal Procedure Act as it stood
on the date of the offence (s 268 has since been amended so as to provide a
uniform maximum term of imprisonment for table 2 offences of two years unless
the maximum
term provided by law for the offence is shorter: s 268(1A)).
- Accordingly,
had the applicant been sentenced in the Local Court, the maximum penalty that
Court could have imposed was imprisonment
for 12 months, whereas in the District
Court he faced the maximum penalty of two years prescribed by s 61 of the
Crimes Act. The relevance of that circumstance was not in dispute in the
appeal. The applicant relied upon the summary of the applicable principles
by
Hall J in R v Palmer [2005] NSWCCA 349 at [15]. As his Honour noted, when
an offence is dealt with on indictment which could have been dealt with
summarily in the Local Court,
the District Court is not bound by any lower
maximum penalty that binds the Local Court, but may have regard to that
circumstance
in an appropriate case. The fact that the sentencing judge does not
expressly refer to the fact that the matter could have been dealt
with summarily
does not necessarily establish that the judge failed to have regard to that
consideration. One way of testing whether
or not silence on that issue is
indicative of error is to consider whether the sentence appears to be manifestly
excessive and whether
a substantially lesser sentence was appropriate.
- It
may be acknowledged that the sentencing judge in the present case did not
expressly refer to the fact that the offence could have
been dealt with
summarily in the Local Court. However, it should be observed that no submission
was put to his Honour on that issue.
For the reasons explained in Johnson J's
careful treatment of a similar argument in Zreika v R [2012] NSWCCA 44,
the failure to raise the possibility of summary disposal as a mitigating factor
at the time when an offender is being sentenced
in the District Court may be
seen as "a very practical barometer as to whether such an argument was
realistically available in the
circumstances": at [83]. Johnson J stated at
[111] to [112]:
111. The ground of appeal can only be meaningful if this Court
determines that the total sentence for the particular offence should
not have
exceeded the jurisdictional limit of the Local Court. It might be thought that a
ground asserting manifest excess is capable
of covering the same ground, if the
position is that clear in the particular case.
112. Unless it is plainly wrong that the offence is in the District Court, it
is difficult to see how an offender can succeed on a
ground of appeal which
claims that a relevant factor has not been taken into account by the sentencing
Judge.
- Having
regard to the experience of the sentencing judge in the present case, I consider
it unlikely that his Honour failed to have
regard to the availability of summary
disposal of the charge. For the reasons explained in Zreika, it is
otherwise appropriate to return to this ground in the context of the ground of
manifest excess considered below.
- Ground
2 is:
that the applicant has a legitimate sense of grievance when his
sentence is compared to related offenders.
- In
support of that ground, the applicant pointed to the sentences imposed on
Emmanouil Ntaras and Jason Mendelow, who set upon the
victim while he was
sitting on the stool downstairs, and Paul Fenukitau, who attacked the victim
upstairs (striking him many times
around the head) and punched him again to the
head whilst he was seated on the stool downstairs.
- The
Crown provided a helpful table comparing the circumstances of the four
sentences. The three co-offenders were sentenced by Flannery
DCJ after the
applicant had been sentenced. Each had pleaded guilty to an offence of assault
occasioning actual bodily harm in company,
which carries a maximum penalty of 7
years' imprisonment. Mr Ntaras and Mr Fenukitau were given the maximum discount
of 25 percent
to reflect their pleas. Mr Mendelow pleaded guilty at the earliest
opportunity but subsequently withdrew his plea, entering it again
at a later
point. He received a discount of 20 percent.
- Taking
the pleas into account, the starting point for Mr Ntaras was a total sentence of
3 years and for Mr Mendelow a total sentence
of 2 years and 6 months. Mr Ntaras
received a non-parole period of 14 months with an additional term of 13 months
while Mr Mendelow
received a non-parole period of 12 months with an additional
term of 12 months. Mr Fenukitau was sentenced to a term of imprisonment
of 22
and a half months which was ordered to be served by way of intensive correction
order.
- Mr
Ntaras was sentenced on the basis that he had subjected the victim to a
prolonged attack which was due to a desire for retribution
and extreme
irritation he felt towards the victim for talking back.
- Mr
Mendelow was sentenced on the basis that he was in company with Mr Ntaras during
his prolonged attack upon the victim. Her Honour
concluded as to each offender
that their offences were serious but not in the worst category.
- Each
had strong subjective circumstances. As to Mr Mendelow, Flannery DCJ accepted
the assessment of a psychiatrist, Dr Olav Nielssen,
that the offender had a low
risk of re-offending. Mr Mendelow gave evidence at the proceedings on sentence.
Her Honour accepted that
he was "very much" sorry for what he had done; that
there was little likelihood of his re-offending and that his prospects of
rehabilitation
were good. Her Honour made similar findings in respect of Mr
Ntaras. Her Honour found that his behaviour on the evening was an aberration
for
which he was now remorsefull and that he had good prospects of rehabilitation
and was unlikely to re-offend.
- The
applicant's argument in support of ground 2 relied principally on the case of Mr
Fenukitau, who was dealt with by the more lenient
penalty of serving his term by
way of intensive correction order. Specifically, the applicant noted that Mr
Fenukitau had a charge
of common assault taken into account on a form 1 which
was itself objectively more serious or at least indistinguishable from the
offence for which the applicant was sentenced. The submission ignores a number
of aspects of the sentence passed on Mr Fenukitau.
First, his assaults were
committed after Mr Barsoum had assaulted him and caused a fracture and
laceration to his eye. Flannery DCJ
found that, after being struck by Mr
Barsoum, Mr Fenukitau was in a state of "hyper arousal" brought about by
reactivation of a post-traumatic
stress disorder and that he had acted in shock
and anger as a result of being struck. That was found to have reduced his
ability
to respond appropriately, significantly reducing his moral culpability
for the offences.
- Mr
Fenukitau also had a strong subjective case. He was of good character. The judge
found that he was extremely remorseful. He had
had trouble forgiving himself for
the offences and had undertaken extensive cognitive behavioural therapy to
address his offending.
The judge found that he was "most unlikely to re-offend".
No such findings were made in favour of the applicant in the present case.
The
applicant's submission also overlooks the aggravating circumstances of his
offence which included the fact that he was the second
in charge of security
that evening and thus in a position in which he should have been controlling
violence for the benefit of others,
not inflicting it himself.
- I
am not persuaded that the applicant should have a legitimate sense of grievance
at the penalty imposed upon him in comparison with
those imposed on his
co-offenders.
- The
third ground of appeal is:
that his Honour erred in finding that the offence is "one of the
worst types of common assault that is possible to contemplate".
- It
is well established that a sentencing judge's characterisation of the degree of
objective seriousness of an offence is an evaluative
judgment with which this
Court will not interfere unless the finding was not open. The sentencing judge
had the benefit of hearing
all of the evidence at the trial, including viewing
the CCTV footage and seeing the applicant give evidence. His Honour evidently
placed weight on the vulnerability of the victim due to the horrific injuries he
had already sustained and the fact that the applicant
was in a position of
seniority among the security guards present that evening. The judge squarely
raised with counsel the opportunity
to say why this was not the worst kind of
this offence. The response was unedifying. In my view, the conclusion his Honour
reached
in assessing the objective seriousness of the offending was well
open.
- Ground
4 is that the sentence is manifestly excessive.
- Once
it is accepted, as in my view it must be, that it was open to the judge to
sentence the offender on the basis that the offence
was within the worst type of
common assault, in my view it follows that the sentence imposed was within the
permissible range. The
applicant was sentenced to a term of imprisonment which
was three quarters of the maximum penalty. The finding of special circumstances
was reflected in a generous adjustment of the statutory ratio and resulted in
the imposition of a non-parole period which, had it
been imposed as a fixed
term, would have been within the range of penalty that could have been imposed
in the Local Court.
- I
am not persuaded that the sentence imposed was manifestly excessive. The orders
I propose are that leave to appeal be granted but
that the appeal be
dismissed.
- R
A HULME J: I agree with McCallum J.
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