[Home]
[Databases]
[WorldLII]
[Search]
[Feedback]
Supreme Court of New South Wales - Court of Criminal Appeal |
Last Updated: 7 November 2014
Case Title:
|
The Application of the Attorney General for New South Wales dated 4 April
2014
|
|
|
Medium Neutral Citation:
|
|
|
|
Hearing Date(s):
|
13 August 2014
|
|
|
Decision Date:
|
06 November 2014
|
|
|
Before:
|
Beazley P at [1];
Macfarlan JA at [2]; Bellew J at [51] |
|
|
Decision:
|
The Court answers each of the three questions submitted by the Attorney
General for determination in the negative.
|
|
|
Catchwords:
|
CRIMINAL LAW - procedure - submission by Attorney General to Court of
Criminal Appeal of questions of law after accused acquitted
of murder of child -
trial judge made order for production by Department of Family and Community
Services of reports concerning deceased
child - whether Court precluded from
making order by s 29 of Children and Young Persons (Care and Protection) Act
1998 (NSW) - principle of legality requires that s 29 be read down so as not to
interfere with accused's right to fair trial
STATUTORY INTERPRETATION - principle of legality - whether legislature intended to abrogate accused's right to fair trial by preventing the Court from making orders for production of reports by third parties - whether Department of Family and Community Services a "person" - Children and Young Persons (Care and Protection) Act 1998 (NSW), s 29 CONSTITUTIONAL LAW - limits on legislative power of States - power of Parliament to regulate criminal trials by enacting laws relating to evidence and procedure - whether statutory prohibition on Court compelling production of reports concerning children would be repugnant to or incompatible with institutional integrity of Supreme Court - legislation not invalid under principles in Kable v Director of Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 |
|
|
Legislation Cited:
|
Children and Young Persons (Care and Protection) Act 1998 (NSW), ss 8, 24,
25, 27, 29, 120, 121, 122
Crimes (Appeal and Review) Act 2001 (NSW), s 108 Interpretation Act 1987 (NSW), ss 21, 34, 35 |
|
|
Cases Cited:
|
Alister v The Queen [1984] HCA 85; 154 CLR 404
Assistant Commissioner Condon v Pompano Pty Ltd [2013] HCA 7; 87 ALJR 458 Coco v The Queen [1994] HCA 15; 179 CLR 427 Fardon v Attorney-General for the State of Queensland [2004] HCA 46; 223 CLR 575 Haines v Tempesta (1995) 37 NSWLR 24 Hoxton Park Residents Action Group Inc v Liverpool City Council (No 2) [2011] NSWCA 363 International Finance Trust Company Ltd v New South Wales Crime Commission [2009] HCA 49; 240 CLR 319 Kable v Director of Public Prosecutions (NSW) [1996] HCA 24; 189 CLR 51 KS v Veitch (No 2) [2012] NSWCCA 266; 84 NSWLR 172 Lee v New South Wales Crime Commission [2013] HCA 39; 87 ALJR 1082 Lipohar v The Queen [1999] HCA 65; 200 CLR 485 Nicholas v The Queen [1998] HCA 9; 193 CLR 173 Pollentine v Bleijie [2014] HCA 30 Potter v Minahan [1908] HCA 63; 7 CLR 277 R v Secretary of State for the Home Department; Ex parte Simms [1999] UKHL 33; [2000] 2 AC 115 Re Nolan; Ex parte Young [1991] HCA 29; 172 CLR 460 Sneddon v State of New South Wales [2012] NSWCA 351 Williamson v Ah On [1926] HCA 46; 39 CLR 95 X7 v Australian Crime Commission [2013] HCA 29; 248 CLR 92 |
|
|
Category:
|
Principal judgment
|
|
|
Parties:
|
Attorney General (NSW)
|
|
|
Representation
|
|
|
|
- Counsel:
|
Counsel:
I Temby QC/A N Williams (Attorney General) H Dhanji SC/K Edwards (Contradictor) |
|
|
- Solicitors:
|
Solicitors:
Crown Solicitor's Office (Attorney General) Blair Criminal Lawyers (Contradictor) |
|
|
File Number(s):
|
2011/247992
|
|
|
Decision Under Appeal
|
|
|
|
- Court / Tribunal:
|
Supreme Court
|
|
|
- Before:
|
Identity of decision suppressed
|
|
|
[This headnote is not to be read as part of the judgment]
The Attorney General for New South Wales submitted for determination by the Court of Criminal Appeal three questions of law pursuant to s 108 of the Crimes (Appeal and Review) Act 2001 (NSW). Those questions arose out of orders for the production of documents made by a judge of the Common Law Division of the Supreme Court in criminal proceedings in which the accused was indicted for the murder of a child.
Prior to his trial, the accused caused subpoenas to be issued to the Department of Family and Community Services ("the Department") for the production of reports made pursuant to the Children and Young Persons (Care and Protection) Act 1998 (NSW) ("the Act") concerning the deceased child. The trial judge ruled that s 29 of the Act did not preclude the Court from making the order for production. Following production of the reports, the trial proceeded as a judge alone trial and the accused was acquitted.
The questions submitted by the Attorney General to this Court were in the following terms:
(1) Did [the trial judge] err in construing s 29 of the Children and Young Persons (Care and Protection) Act 1998 (the Act) as enabling a Court to order production to the Court in response to a subpoena and over objection of reports under Part 2 of the Act except insofar as they disclosed or tended to disclose the identity of the person or persons who made the reports?
(2) Did [the trial judge] err in construing s 29(1)(e) of the Act?
(3) Did [the trial judge] err in making the order for [production]?
Subsequently, notice was given of a constitutional matter arising in relation to s 29(1)(e) of the Act.
Held, providing negative answers to the three questions (Macfarlan JA; Beazley P and Bellew J agreeing):
(1) The right of every accused person to a fair trial according to law extends to the whole course of the criminal process and includes an accused's right to require third parties to produce relevant documents on subpoena duces tecum ([22], [23], [29]).
(2) The purpose of s 29 of the Act is to provide protections to persons who make reports in good faith to the Director-General of the Department concerning children or young persons ([24]). The section is concerned with protecting the identity of reporters rather than precluding disclosure of the contents of reports as such ([31]-[32]).
(3) The protections afforded to reporters by s 29 are by no means absolute. The section does not exhibit an intention to preclude persons such as the accused from ever coming into possession of reports made by other persons. Rather, the intention is limited to precluding production from being compelled ([28]).
(4) The trial judge did not err in construing s 29 and making an order for production of s 29 reports. The principle of legality requires that the general words of s 29(1)(e) be read down so as not to interfere with the accused's right to a fair trial by precluding him or her from compelling, by subpoena, production of s 29 reports that are relevant to the issues at trial ([29]). The legislature has not expressed its intention to abrogate this right "with irresistible clearness" or "by unmistakable and unambiguous language" ([30]-[31]).
(5) The subpoenas in question were directed to a "person" within the meaning of s 29(1)(e) of the Act. The word "person" includes a body politic. New South Wales state government departments are aspects or manifestations of the Crown in right of the State and the State is, in turn, a body politic ([36]-[37]).
(6) In the alternative, in the event that s 29(1)(e) is to be construed as precluding an order for production of relevant reports, it is nevertheless not constitutionally invalid. The State Parliament has authority to enact laws regulating the conduct of criminal trials within the State. The legislation in question could not be regarded as quite outside the bounds of a reasonable attempt to reconcile the competing objectives of encouraging reporting of issues concerning children and young persons, and ensuring that accused persons receive fair trials ([46]-[48]). As such, it does not interfere with the institutional integrity of the Supreme Court ([48]).
JUDGMENT
SECTION 108 OF THE CRIMES (APPEAL AND REVIEW) ACT 2001
"(6) The following is not to be published:
(a) any report of a submission made under subsection (2),
(b) any report of proceedings under this section that discloses the identity of the person charged at the trial or affected by the decision given at the trial.
Any such publication is punishable as a contempt of the Supreme Court."
CHILDREN AND YOUNG PERSONS (CARE AND PROTECTION) ACT 1998 (NSW)
"8 What are the objects of this Act?
The objects of this Act are to provide:
(a) that children and young persons receive such care and protection as is necessary for their safety, welfare and well-being, having regard to the capacity of their parents or other persons responsible for them, and
(b) that all institutions, services and facilities responsible for the care and protection of children and young persons provide an environment for them that is free of violence and exploitation and provide services that foster their health, developmental needs, spirituality, self-respect and dignity, and
(c) that appropriate assistance is rendered to parents and other persons responsible for children and young persons in the performance of their child-rearing responsibilities in order to promote a safe and nurturing environment."
"29 Protection of persons who make reports or provide certain information
(1) If, in relation to a child or young person or a class of children or young persons, a person makes a report in good faith to the Director-General or to a person who has the power or responsibility to protect the child or young person or the class of children or young persons:
(a) the making of the report does not constitute a breach of professional etiquette or ethics or a departure from accepted standards of professional conduct, and
(b) no liability for defamation is incurred because of the report, and
(c) the making of the report does not constitute a ground for civil proceedings for malicious prosecution or for conspiracy, and
(d) the report, or evidence of its contents, is not admissible in any proceedings other than the following proceedings (and appeals arising from the following proceedings):
(i) care proceedings in the Children's Court,
(ii) proceedings in relation to a child or young person under the Family Law Act 1975 of the Commonwealth,
(iii) proceedings in relation to a child or young person before the Supreme Court or the Civil and Administrative Tribunal,
(iv) proceedings before the Civil and Administrative Tribunal,
(v) proceedings under the Coroners Act 2009, and
(e) a person cannot be compelled in any proceedings to produce the report or a copy of or extract from it or to disclose or give evidence of any of its contents, and
(f) the identity of the person who made the report, or information from which the identity of that person could be deduced, must not be disclosed by any person or body, except with:
(i) the consent of the person who made the report, or
(ii) the leave of a court or other body before which proceedings relating to the report are conducted,
and, unless that consent or leave is granted, a party or witness in any such proceedings must not be asked, and, if asked, cannot be required to answer, any question that cannot be answered without disclosing the identity or leading to the identification of that person.
(1A) A certificate purporting to be signed by the Director-General that a document relating to a child or young person or a class of children or young persons is a report to which this section applies is admissible in any proceedings and, in the absence of evidence to the contrary, is proof that the document is such a report.
(2) A court or other body cannot grant leave under subsection (1) (f) (ii) unless the court or other body is satisfied that the evidence is of critical importance in the proceedings and that failure to admit it would prejudice the proper administration of justice.
(3) A court or other body that grants leave under subsection (1) (f) (ii):
(a) must state the reasons why leave is granted, and
(b) must ensure that the holder of the report is informed that evidence as to the identity of the person who made the report, or from which the identity of that person could be deduced, has been disclosed.
(3A) The protections given by this section to a person who makes a report apply to:
(a) any person who provided information on the basis of which the report was made, in good faith, to the person, and
(b) any person who otherwise was in good faith concerned in making such a report or causing such a report to be made,
in the same way as they apply in respect of the person who actually made the report.
(4) Subsection (1) (f) does not prevent the disclosure of information from which the identity of a person may be deduced if the prohibition on the disclosure of that information would prevent the proper investigation of the report.
(4A) Subsection (1) (f) also does not prevent the disclosure to a law enforcement agency of the identity of the person who made the report ("the reporter"), or information from which the identity of the reporter could be deduced, if:
(a) the identity of the reporter, or the information, is disclosed in connection with the investigation of a serious offence or reportable conduct alleged to have been committed or done against a child or young person, and
(b) the disclosure is necessary for the purposes of safeguarding or promoting the safety, welfare and well-being of any child or young person (whether or not the victim of the alleged offence).
(4B) However, subsection (4A) does not apply unless:
(a) a senior officer of the law enforcement agency to which the disclosure is made has, before the disclosure is made, certified in writing that obtaining the reporter's consent would prejudice the investigation of the serious offence or reportable conduct concerned, or
(b) the person or body that makes the disclosure has, before making the disclosure, certified in writing that it is impractical to obtain the consent of the reporter.
(4C) The person or body that discloses to a law enforcement agency the identity of the reporter, or the information from which the identity of the reporter could be deduced, is required to notify the reporter of the disclosure unless:
(a) it is not reasonably practicable in the circumstances to do so, or
(b) the law enforcement agency to which the disclosure is made has advised the person or body that notifying the reporter would prejudice the investigation of the serious offence or reportable conduct concerned.
(5) (Repealed)
(6) In this section:
"court" includes a court exercising federal jurisdiction.
"law enforcement agency" means any of the following:
(a) the NSW Police Force,
(b) the Australian Federal Police,
(c) the police force of another State or Territory,
(d) a person or body prescribed by the regulations for the purposes of this definition.
"report" includes a report under sections 24, 25, 27, 120, 121 and 122.
"reportable conduct" means:
(a) reportable conduct within the meaning of Part 3A of the Ombudsman Act 1974 or conduct referred to in clause 2 of Schedule 1 to the Child Protection (Working with Children) Act 2012, or
(b) conduct occurring elsewhere than in New South Wales that, if occurring in New South Wales, would be reportable conduct under paragraph (a).
"senior officer" means:
(a) in relation to the NSW Police Force-a commissioned police officer within the meaning of the Police Act 1990, or
(b) in relation to any other law enforcement agency-a person (or class of persons) prescribed by the regulations as a senior officer of the agency.
"serious offence" means:
(a) a serious indictable offence within the meaning of the Crimes Act 1900, or
(b) an offence committed elsewhere than in New South Wales that, if committed in New South Wales, would be an offence under paragraph (a).
Note: It is an offence under section 254 for a person to disclose any information obtained in connection with the administration or execution of this Act, except in certain circumstances. The maximum penalty is 10 penalty units (currently $1,100) or imprisonment for up to 12 months, or both."
THE ACCUSED'S SUBPOENAS AND THE TRIAL JUDGE'S DECISION
THE CONSTRUCTION ARGUMENT
Authorities concerning the principle of legality
"It is in the last degree improbable that the legislature would overthrow fundamental principles, infringe rights, or depart from the general system of law, without expressing its intention with irresistible clearness."
"The insistence on express authorization of an abrogation or curtailment of a fundamental right, freedom or immunity must be understood as a requirement for some manifestation or indication that the legislature has not only directed its attention to the question of the abrogation or curtailment of such basic rights, freedoms or immunities but has also determined upon abrogation or curtailment of them. The courts should not impute to the legislature an intention to interfere with fundamental rights. Such an intention must be clearly manifested by unmistakable and unambiguous language. General words will rarely be sufficient for that purpose if they do not specifically deal with the question because, in the context in which they appear, they will often be ambiguous on the aspect of interference with fundamental rights".
"The constraints upon [Parliament's power to legislate contrary to fundamental rights] are ultimately political, not legal. But the principle of legality means that Parliament must squarely confront what it is doing and accept the political cost. Fundamental rights cannot be overridden by general or ambiguous words. This is because there is too great a risk that the full implications of their unqualified meaning may have passed unnoticed in the democratic process. In the absence of express language or necessary implication to the contrary, the courts therefore presume that even the most general words were intended to be subject to the basic rights of the individual" (at 131).
Authorities concerning the right to a fair trial
"An accused's right to a fair trial is commonly 'manifested in rules of law and of practice designed to regulate the course of the trial', but the right extends to the whole course of the criminal process" (citations omitted) (at [38]).
"It is so basic and important an aspect of our criminal procedure that a trial in which the right is denied cannot be, in my opinion, a trial according to law. There is no distinction to be drawn in this respect between a subpoena ad testificandum and a subpoena duces tecum" (at 451).
Observations concerning s 29 of the Act
"The unfortunate reality is that for many people concern that they may be identified as the reporter is a strong impediment to their reporting such children. Clause 29 of this bill significantly extends the protections offered to people making reports" (at 9761).
Conclusion concerning the proper construction of s 29
THE CONSTITUTIONAL VALIDITY OF S 29(1)(e)
"42. ... The principles have their roots in Ch III of the Constitution and limit State legislative power. '[T]he Parliaments of the States [may] not legislate to confer powers on State courts which are repugnant to or incompatible with their exercise of the judicial power of the Commonwealth.' And it is now the accepted doctrine of the Court that, as Gummow J said in Fardon, 'the essential notion is that of repugnancy to or incompatibility with that institutional integrity of the State courts which bespeaks their constitutionally mandated position in the Australian legal system'. But, as the plurality in Pompano also pointed out, the repugnancy doctrine 'does not imply into the Constitutions of the States the separation of judicial power mandated for the Commonwealth by Ch III'. Hence, 'the notions of repugnancy to and incompatibility with the continued institutional integrity of the State courts are not to be treated as if they simply reflect what Ch III requires in relation to the exercise of the judicial power of the Commonwealth'" (citations omitted).
"... open and public enquiry (subject to limited exceptions), the application of the rules of natural justice, the ascertainment of the facts as they are and as they bear on the right or liability in issue and the identification of the applicable law, followed by an application of that law to those facts" (at 496) (emphasis added).
"It might be necessary, in a particular situation, to look closely at the consequences of rejecting or admitting the evidence. Those consequences may, for instance, be so inimical to the idea of a fair trial that a question arises as to the power of the legislature, at any rate where the judicial power of the Commonwealth is involved" (at [53]).
CONCLUSION
**********
AustLII:
Copyright Policy
|
Disclaimers
|
Privacy Policy
|
Feedback
URL: http://www.austlii.edu.au/au/cases/nsw/NSWCCA/2014/251.html