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[2017] NSWCCA 116
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IS v Regina [2017] NSWCCA 116 (30 May 2017)
Last Updated: 2 June 2017
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Court of Criminal Appeal Supreme Court
New South Wales
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Case Name:
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IS v Regina
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Medium Neutral Citation:
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Hearing Date(s):
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26 September 2016
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Date of Orders:
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30 May 2017
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Decision Date:
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30 May 2017
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Before:
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Gleeson JA at [1] Harrison J at [2] Campbell J at [3]
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Decision:
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(1) Grant leave to appeal and allow the appeal in
part; (2) Confirm the sentence imposed in the
District Court for Count 2, adjusting the commencement date from 7 December 2014
to 2 November
2014. That is, impose a sentence of 15 months imprisonment, having
a non-parole period of 9 months commencing on 2 November 2014
and expiring on 1
August 2015 with an additional term of 6 months commencing on 2 August 2015 and
expiring on 1 February 2016; and (3) Quash the
sentence imposed in the District Court for Count 1 and instead impose a sentence
of imprisonment of 5 years, having
a non-parole period of 2 years and 10 months
commencing on 2 May 2015 and expiring on 1 March 2018 and an additional term of
2 years
and 2 months commencing on 2 March 2018 and expiring on 1 May
2020. (4) The applicant will be first eligible for
release on parole after the expiration of the non-parole period for Count 1 on 1
March
2018. (5) Direct that the sentences of
imprisonment proposed be served as a juvenile offender in accordance with, and
subject to, the
provisions of s 19 Children (Criminal Proceedings) Act 1987
(NSW).
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Catchwords:
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CRIMINAL LAW – sentencing – aggravated robbery–
intentionally destroy property– where robbery committed in
company and
under the influence of “ice” – where offender a juvenile
– where offender’s upbringing
engages the principle in Bugmy v The
Queen – where primary judge emphasised general deterrence and community
protection –
where primary judge accepted the offender’s remorse and
expressed confidence in his prospects of rehabilitation – balance
between
the principle in Bugmy v The Queen, remorse, rehabilitation and general
deterrence – held that the primary judge erred
in applying the principles
applicable to the offender’s deprived background – held that the
primary judge erred in applying
the principles applicable to the sentencing of
juveniles
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Legislation Cited:
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Cases Cited:
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Category:
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Principal judgment
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Parties:
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IS (Applicant) Regina (Crown)
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Representation:
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Counsel: D.T. Kell with M Pulsford (Crown) N. Mikhaiel
(Appellant) Solicitors: Office of Director of Public
Prosecutions (Crown) Aboriginal Legal Service (Appellant)
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File Number(s):
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2014/91214
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Publication Restriction:
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Decision under appeal:
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Court or Tribunal:
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District Court
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Date of Decision:
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06 July 2015
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Before:
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Judge Culver
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JUDGMENT
- GLEESON
JA: I agree with Campbell J.
- HARRISON
J: I agree with Campbell J.
- CAMPBELL
J: The applicant was aged 16 years and 8 months at the time of the offending
the subject of this appeal. Section 15A Children (Criminal Proceedings) Act
1987 (NSW) (“Children’s Act”) provides that the
applicant’s name “must not be published or broadcast in a
way that
connects him with [these] proceedings”.
- The
applicant seeks leave to appeal under s 5(1)(c) Criminal Appeal Act 1912
(NSW) against the sentence imposed upon him by her Honour Judge Culver in
the District Court at Parramatta on 6 July 2015 in respect of
offending which
occurred on 24 January 2014.
- By
indictment brought under s 18 Children’s Act, the applicant was charged
with, and pleaded guilty on arraignment in the District Court to, the following
offending:
Count 1: Aggravated robbery using corporal violence with
the infliction of grievous bodily harm contrary to s 96 Crimes Act 1900
(NSW).
The applicable maximum penalty is 25 years’ imprisonment; and
Count 2: Intentionally destroy property belonging to another by fire contrary
to s 195(1)(b) Crimes Act 1900 (NSW).
The applicable maximum penalty is 10 years’ imprisonment.
- The
learned sentencing judge passed sentence as follows:
- (a) As to Count
2, a term of imprisonment of 15 months’ duration, having a non-parole
period of 9 months commencing on 7 December
2014 and expiring on 6 September
2015, with an additional term of 6 months commencing on 7 September 2015 and
expiring on 6 March
2016; and
- (b) As to Count
1, a term of imprisonment of 6 years and 9 months with a non-parole period of 45
months commencing on 7 June 2015
and expiring on 6 March 2019 with an additional
term of 3 years commencing on 7 March 2019 and expiring on 6 March
2022.
- As
can be seen the sentence for Count 1 was partially accumulated on the sentence
for Count 2 by a period of 6 months. The sentence
was backdated to 7 December
2014 to take account of broken periods of pre-sentence custody. The earliest
date upon which the applicant
will be eligible for release on parole is after
the expiration of the non-parole period for Count 1 on 6 March 2019.
- It
is agreed between the parties that there was an error in the nature of a slip in
the calculation of the pre-sentence custody. The
period ought to have been 245
days rather that the 210 days allowed. The Crown submits, and accepts, that even
if each ground of
appeal propounded on behalf of the applicant is rejected,
there should be an “adjustment” to the sentence imposed in
the
District Court to give “credit” for the extra 35 days of
pre-sentence custody: CS v The Queen [2014] NSWCCA 229; (2014) 245 A Crim
R 249. It follows from this that if the applicant’s appeal is successful
and the Court proceeds to re-sentence, the starting date
of any new sentence
will be 35 days earlier than 7 December 2014 that is 2 November
2014.
Grounds of appeal
- The
grounds of appeal propounded on the applicant’s behalf are that the
learned sentencing judge erred:
Ground 1: by finding that the
offence was aggravated by being committed in company: s 21A (2)(e) Crimes
(Sentencing Procedure) Act 1999 (NSW) (“Sentencing Act”);
Ground 2: by giving insufficient weight to the applicant’s deprived
background;
Ground 3: by giving insufficient weight to the principles applicable to the
sentencing of juveniles; and
Ground 4: by imposing a sentence that was manifestly excessive.
Facts
- On
24 January 2014, the applicant and two juvenile companions left Mount Druitt by
train with the intention of travelling to the Entrance.
They fell in with other
young persons at Strathfield and changed their plans. At some stage the three
juveniles ended up in the city
of Sydney buying and consuming the destructive
drug “ice”.
- Initially
planning to return to Mount Druitt by train, they were ejected from the station
by police for being without tickets which
they then had no money to buy. Finding
themselves in Grafton Sreet, Chippendale, the three decided to steal a car to
transport them
home.
- Soon
after, the 59-year-old complainant drove her car from Shepherd Street into
Grafton Street for the purpose of picking up her daughter.
She pulled up and
sent her daughter a text message that she was there. As she did so she noticed
the applicant running towards her.
He opened the driver’s door which must
have been unlocked, reached in, took the keys from the ignition and grabbed the
victim’s
hand bag from the passenger’s seat.
- The
applicant then yelled for the victim to get out of the car. Fearing for her
life, the victim fumbled, attempting to release her
seat belt. As she did so,
the applicant attempted to forcibly pull her from the car by her right upper
arm. Looking up, the victim
noticed at least one of the other juveniles. The
applicant threw the victim’s handbag to the others yelling “run,
run”.
- Despite
the hindrance of the applicant pulling at her arm, the victim was able to
release her seatbelt. However, as her right arm
remained caught in the seatbelt
by the applicant’s actions in attempting to drag her from her car, she was
unable to comply
with his demand. The applicant then punched the victim in the
face with a clenched fist, smashing her glasses and causing really
serious
injuries.
- After
recovering from the immediate effects of the blow, the victim was able to get
out of the car and run across the road. The offender
took her place in the
driver’s seat and drove off, stopping to pick up the two other
juveniles.
- The
applicant drove back to Whalan with the others and the victim’s bag. The
handbag contained $410 in Australian currency,
$500 in Taiwanese currency, the
victim’s driver’s licence, credit card and other cards, and the
usual important personal
effects kept in a handbag.
- After
his return to Whalan at about 10:30 p.m., the applicant set fire to the car at
Whalan Reserve, by igniting the seats. By the
time fire fighters arrived, the
car was a total loss.
- The
victim was taken by ambulance to Royal Prince Alfred Hospital where she was
treated as an inpatient for two days. She suffered
a massive black eye and a
“blowout fracture” to the bones of the orbit of her left eye. She
also suffered some pain in
her neck. The victim has had ongoing difficulties as
a result of the blow: there is a constant flash in the periphery of the vision
of her left eye, a degree of asymmetry when compared with the right eye, facial
numbness around her left eye, restriction of movement
in her neck, and
psychological sequelae.
- Expert
evidence is to the effect that the ongoing symptoms and disabilities are
consistent with the nature of the injury inflicted
by the blow. They are likely
to be permanent. The victim’s GP described the psychological symptoms as
including irritability,
lability of mood, agoraphobia and high anxiety. He
considered that the victim is suffering from post-traumatic stress
disorder.
- He
treated the victim with counselling, reassurance and Temaze. She was referred
for specialist assessment, the results of which were
not in evidence.
- In
her Victim Impact Statement, the victim said she feared the
“attackers” were going to kill her. She thought at the
time that her
injuries could be fatal. She feels unsafe because the applicant had her personal
details and she thought that he might
make threats so she would not co-operate
with the police. She confirmed her physical symptoms and ongoing psychological
difficulties.
She said she became especially fearful when she saw someone of the
general physical description of the applicant, a young aboriginal
man.
- The
applicant was arrested by police on 19 February 2014. When questioned in the
presence of a support person he gave a false alibi.
He also gave an exculpatory
account implicating a third person.
The applicant’s
subjective circumstances
- The
applicant pleaded guilty to both counts when arraigned in the District Court on
14 May 2015. This was apparently the fifth time
the matter had been in the List.
The learned sentencing judge allowed a discount of 15 per cent, and there is,
and could be, no complaint
about this.
- The
applicant has a short record commencing only on 18 February 2013. On that day he
committed a suite of offences, including having
goods suspected of being stolen
in custody, negligent driving, driving whilst unlicensed, giving a false name to
police when questioned
and exceeding the speed limit by in excess of 20
kilometres per hour. These matters were dealt with by a bond. In respect of the
goods in custody matter, the bond was subject to supervision for 6 months.
- Offences
of common assault, resist officer, and stalk and intimidate occurring on 12
November 2013 were dealt with by a probation
order and community service order.
This sentence was passed after his arrest for the index offending. A severity
appeal resulted
in the sentences being confirmed in all respects other than the
community service order. He was ordered to attend courses as directed
by
Juvenile Justice in relation to substance abuse and anger management.
- The
circumstances of the applicant’s upbringing were dealt with in a report by
officers of Juvenile Justice dated 2 July 2015.
The report was based, inter
alia, upon interviews with the applicant and his mother and father.
- The
applicant was the eighth of his parents’ nine children. His upbringing was
marked by “parental criminal activity,
substance abuse, severe and chronic
neglect and familial violence within the home”. His older siblings are
apparently known
to the criminal justice and welfare systems. A sister died in
2010 when the applicant was 13.
- At
the age of 7, final care orders were made placing the applicant under the care
of the Minister. He was separated from his siblings
and moved through multiple
placements. Over the years these placements included unrelated carers and
members of his extended family.
He moved around considerably. He was sometimes
in the Kempsey area, with his mother’s family, the Mt Druitt area with his
father’s
family, and the northern beaches.
- Due
to being in care he frequently changed primary schools, but was able to complete
high school to year 10 level. He enrolled in
year 11, but showed no real
interest in engaging with school and dropped out.
- He
was a promising young rugby league player at club and representative level. He
appears to have been mentored by his coach, with
whose family he lived for a
period of time before coming to the notice of Juvenile Justice.
- After
dropping out of school he spent the majority of his time in unstructured
activities in his local area. The authors of the report
noted that he was unable
to “nominate peers who he believes had a positive influence on his
behaviour and who have had no involvement
with the criminal justice
system”.
- He
gave evidence in the proceedings on sentence. He estimated he first started
using cannabis at about the age of 13 or 14 when in
foster care and ice at about
the age of 15. He said he became hooked on ice at the age of 16. He got it from
his mates who were street
level distributors of the drug, being paid in drugs.
This is somewhat different from what he told Juvenile Justice. He told those
officers that he started smoking cannabis in his pre-adolescence, and ice when
he was about 14. His use of ice escalated from the
age of 15. When in custody
prior to being sentenced he was prescribed Mirtazapine for mental health issues
and apparently derived
benefit from it. The Juvenile Justice Officers made the
following assessments:
“[IS] can become impulsive, verbally and physically aggressive, exhibit
poor problem solving and negotiation skills and presents
with an inability to
identify pro-social alternatives to issues and challenges he may
face.”
- They
noted:
“[t]hat he has a history of using physical aggression as a means to
problem solve and manage conflict.
Their assessment was:
“[The applicant] has a history of exposure to familial violence as a
problem solving and conflict resolution strategy. It may
therefore be likely
that [the applicant] has developed a level of acceptance of this type of
behaviour as a means to meet his identified
needs and wants and as a strategy to
deal with others.”
They further concluded:
[The applicant’s] offending demonstrates a direct association with his
substance misuse, impulsiveness, antisocial thinking,
poor decision making
skills and negative peer influences.
- The
applicant gave evidence that he had read through the victim’s statement
and had seen a photograph of her injuries. He said:
“I feel terrible. I’m sorry that I done it ... I’m sorry that
I done it, like because it wrecked her life and not
only hers, but her
family’s, now she can’t drive anywhere without thinking, she
can’t look at another like description
of an Aboriginal without being
scared. That’s pretty bad”.
- As
I have said, the applicant has been subject to a care order since the age of 7
and has had involvement with Juvenile Justice since
April 2013. He has not been
very compliant with the requirements of either authority at least since 2013. He
has placed himself in
residences not supported by Family and Community Services.
At times his performance and level of engagement with Juvenile Justice
has been
good; at others, not. For instance, he was said to have successfully completed
his six month bond in October 2013, participating
in various programs. However,
he would often fail to keep appointments.
- In
2014 his compliance with the requirements of Juvenile Justice was spasmodic due
to his “transience”, meaning he would
come and go, involving him in
breach of bail and failures to appear. Moreover, as her Honour put it (at ROS p
9) the applicant “experienced
some problematic behaviour in the
correctional environment”. I interpolate this appears to have continued.
He admitted striking
an officer who was admonishing him.
Reasons
for sentence
- In
a careful and comprehensive ex tempore decision, the learned sentencing judge
summarised the facts that I have set out. Her Honour
made the following findings
about the objective seriousness of the aggravated robbery
offence:
“The gravity or seriousness of the offence is apparent. As I said,
generally speaking, these are very serious matters and that
is why Parliament
has given such a lengthy maximum sentence of imprisonment of twenty-five years.
Clearly, these offences necessarily
involve corporal violence and involve a
victim, who sustains grievous bodily harm. That is, in other words, really
serious bodily
injury. Clearly there is an apprehension of that violence by the
victim, typically experienced through a great deal of fear.
The particular circumstances of this case that cause it to be serious is that
the corporal violence and the grievous bodily harm
inflicted upon the victim,
were inflicted upon her face, so the disfigurement she experiences is to her
face. Furthermore, the victim
was vulnerable in the sense of being a lone female
at night, in the confined space of her car. Furthermore, there were two other
males and whilst they have not been dealt with for being in a joint criminal
enterprise with the offender in respect of the robbery,
when one considers the
aspect of being in company with another or others, one must consider firstly
there was not one other male
but two. Secondly, it is the perspective from the
victim’s point of view or even a notional victim’s point of view
that
must be kept in mind. That is, it is even more oppressive to a victim
experiencing this type of offence, to know that so overwhelming
are the
circumstances that there are two other men standing right nearby the offender.
It presents a picture of hopelessness to a
victim and that is why, generally
speaking the law regards that as being very serious for the offender to have
been in company. Being
in company is not a necessary element of this offence.
Being in company makes the circumstances of this particular offence particularly
serious.
- Of
the destruction of the car by fire, her Honour considered that he appeared to
have destroyed the car to cover his tracks to avoid
detection. She also referred
to the general prevalence of stolen cars being burnt out which added to the need
for general deterrence.
She regarded both offences as “very
serious”.
- She
determined that the applicant should be afforded a discount of 15 per cent on
the sentences she would otherwise pass for his plea
of guilty. Her Honour
considered the guideline judgment in R v Henry [1999] NSWCCA 111; (1999) 46 NSWLR 346;
(1999) 106 A Crim R 149 at 380 [161] – [165] to be of assistance. Applying
the guideline, she assessed the applicant’s criminal history to be limited
to matters
of lesser seriousness; there was no weapon involved in the offending
but there was serious injury inflicted by actual violence which
her Honour
recognised were elements of the offence; there was limited planning, not
extending beyond the decision to steal the car;
the victim was vulnerable; the
amount robbed (excluding the car) was relatively small; and there was a late
plea of guilty. Her Honour
also accepted on the material before her and in
particular the applicant’s oral testimony that there was evidence of
remorse.
- When
assessing the applicant’s subjective circumstances, her Honour accepted
the accuracy of the narrative provided by the Juvenile
Justice report which I
have summarised above. Her Honour appeared to prefer the history of substance
abuse given in evidence over
that given to the Juvenile Justice Officers. She
emphasised that by dint of s 21A(5AA) Sentencing Act, self-induced intoxication
is not a mitigating factor. However, she considered that the family background
of substance abuse to which
he had succumbed was relevant in reducing moral
culpability.
- Her
Honour also accepted that the material provided in the Juvenile Justice report
enlivened the principle discussed in Bugmy v the Queen (2013) 249 CLR
571; [2013] HCA 37 at 595 [44]. Again, her Honour understood the principle to
apply because the circumstance of childhood deprivation as discussed in Bugmy
“may mitigate the sentence because his moral culpability is likely to
be less than the culpability of an offender whose formative
years had not been
marred in that way”: ROS p 17. Her Honour was of the view that these
considerations were required to be
weighed and assessed “within the prism
of the purposes of sentencing set out in s 3A [Sentencing Act]”: ROS p
18.
- In
the circumstances her Honour considered that the emphasis in sentencing needed
to be on general deterrence and community protection.
Her Honour saw the need to
send “a message to the community that we cannot tolerate these
offences”. Her Honour recognised
that s 3A must be considered with s 6 of
the Children’s Act. She noted that the Crown emphasised that s 6(e)
required that the penalty imposed on a child should be no greater than that
imposed on an adult who commits an offence of the same
kind. With respect, this
seems to have been inverted in the Crown submission below to “should be
the same as”. For her
Honour the good prospects of rehabilitation normally
associated with youth was the most relevant consideration arising out of the
Children’s Act.
- Having
regard to the consideration of remorse and the consideration that the applicant
impressed her as an intelligent young man,
the learned sentencing judge
expressed confidence in his prospects of rehabilitation. However, she noted that
because of his transience
he needed to learn to follow through with educational
programs. She was prepared to make a finding of special circumstances under
ss
19 (3) and (4)(b) Childrens’ Act enabling him to serve the sentence
of imprisonment as a juvenile offender “for the appropriate
time”.
- Her
Honour decided that the criminality involved in Count 1 was “so very
serious” that Count 2 should also be dealt with
according to law, rather
than as a children’s matter.
- Her
Honour found special circumstances for the purpose of the Sentencing Act because
of the need for intensive rehabilitation coupled with the need to “settle
the offender back into the community”
upon his release to parole. She
decided that the sentence for Count 1 should be partially accumulated on the
sentence for Count 2
as I have described above.
Ground 1:
aggravation by being in company.
- By
s 21A(2)(e) Crimes (Sentencing Procedure) Act 1999 (NSW) it is an
aggravating factor to be taken into account in determining the appropriate
sentence for an offence that the offence
was committed in company. A court is
not to have regard to any such aggravating factor if it would be contrary to any
rule of law
to do so. Nor is a court to have “additional regard to any
such aggravating factor in sentencing if it is an element of the
offence”.
It is trite to say that the Crown must prove aggravating factors beyond
reasonable doubt: R v Olbrich (1999) 199 CLR 270; [1999] HCA
54.
- From
the extract of her reasons set out at [37] above, it is clear that the learned
sentencing judge placed emphasis on the offence
being committed in company. Her
Honour regarded that circumstance as rendering the offence “particularly
serious”.
- Ms
Mikhaiel of Counsel who appeared for the applicant argued that either her Honour
was mistaken as to the facts about being in company,
or misdirected herself as
to the relevant question about this. Emphasis was placed upon the judgment of
Simpson JA in White v R [2016] NSWCCA 190. Dr Kell who appeared with Mr
Pulsford for the Crown did not disagree as to the principle, but argued that the
material before the
sentencing judge, including the evidence of the applicant,
amply supported her conclusion.
- In
White, after reviewing relevant authorities, Simpson JA (with whom
Bathurst CJ agreed) said (at [94]):
The decisions concerning the construction to be placed on the element of an
offence being committed in company are, therefore, in
my opinion, relevant to
the construction to be given to s 21A(2)(e). I do not take those statements to
be an exhaustive statement of what might be held to be “in company”.
Each case will
depend upon its own facts. It is appropriate, however, to focus
on at least three questions:
(i) whether the presence of the other person is such as to have a
potential effect on the victim, by way of coercion, intimidation,
or
otherwise;
(ii) whether the presence of the other person is such as to have a
potential effect on the offender, by offering support or encouragement,
or
“emboldening” that person;
(iii) whether the evidence establishes that the other person is
present, sharing a common purpose with the offender.
- I
consider that an analysis by reference to each of those three questions amply
supported the learned sentencing judge’s conclusion
in this regard. In her
Victim Impact Statement, the victim referred to her
“attackers”. The other two juveniles were in positions of
sufficient spatial proximity to render support to the applicant and to
intimidate
the victim at least at the time of the first contact. One of them, at
least, rendered active assistance to the applicant by receiving
the stolen bag
and carrying it away. The applicant’s own evidence established that the
other juveniles were present sharing
a common purpose with him, that is, to
steal a car to travel home.
- In
my view Ground 1 should be rejected.
Grounds 2 and 3 –
Bugmy and the sentencing of the juveniles
- It
is convenient to deal with these grounds regarding potentially mitigating
factors together. Ms Mikhaiel acknowledged that the learned
sentencing judge
referred to and summarised the effect of the decisions in Bugmy and R
v Fernando (1992) 76 A Crim R 58. Her Honour also reviewed the factual basis
for their application at some length by reference to the Juvenile Justice report
and the
applicant’s evidence. Ms Mikhaiel’s central submission was
that there was an inconsistency between the reduction in moral
culpability due
to the applicant’s profound childhood deprivation and the heavy emphasis
upon general deterrence expressed
by her Honour and evident in the sternness of
the sentences actually imposed.
- A
similar argument was put in relation to the applicant’s youth. Reference
was made to YS v R [2010] NSWCCA 98 and KT v R [2008] NSWCCA 51;
(2008) 182 A Crim R 571 [22] – [25]. Counsel acknowledged that her Honour
made an order under s 19 Children’s Act that the sentence be served by the
offender as a juvenile but submitted that her Honour failed to apply and
give
effect to the principles expressed in s 6 of the Children’s Act
to the extent to which they were referrable to sentencing.
- Dr
Kell argued that when engaged, the Bugmy principle did no more than
potentially moderate the significance of general deterrence in a given case; it
did not extinguish it:
Kiernan v R [2016] NSWCCA 12 at [63]. Emphasis was
laid upon Munda v Western Australia (2013) 249 CLR 600; [2013] HCA 38 at
620 [54] to the effect that the significance of general deterrence in the
criminal law is vindication of “the dignity of each victim
of violence, to
express the community’s disapproval of that offending, and to afford such
protection as can be afforded by
the state to the vulnerable against repetition
of violence”. The emphasis was not limited to, or by, “the
utilitarian
value of general deterrence”. The weight to be given to the
competing sentencing considerations was a matter for the discretion
of the
sentencing judge and cannot properly be challenged by the applicant in this
Court: Crown submissions p 13 [45].
- Dr
Kell argued that there was no error of principle in her Honour’s approach
to the relevance of the applicant’s youth.
Again, emphasis was placed upon
the principle that “considerations of general deterrence and retribution
cannot be completely
ignored when sentencing young offenders”: KT v R
[2008] NSWCCA 51; (2008) 182 A Crim R 571 at [24]; see also R v Pham (1991) 55 A Crim R
128 at 135.
- I
acknowledge that “the interplay of the considerations relevant to
sentencing may be complex”: R v Engert (1995) 84 A Crim R 67 at 68.
Seldom can a single consideration be given decisive effect. Moreover, the one
consideration may point in two directions. For
example, mental illness or an
intellectual handicap may reduce the relevance of general deterrence, but at the
same time increase
the relevance of the protection of society: Engert at
68; Veen v the Queen [No 2] [1988] HCA 14; (1988) 164 CLR 465 at 476-477.
- Her
Honour set out in full the following passage from Bugmy at 595
[44]:
Because the effects of profound childhood deprivation do not diminish with the
passage of time and repeated offending, it is right
to speak of giving
“full weight” to an offender’s deprived background in every
sentencing decision. However, this
is not to suggest, as the appellant’s
submissions were apt to do, that an offender’s deprived background has the
same
(mitigatory) relevance for all of the purposes of punishment. Giving weight
to the conflicting purposes of punishment is what makes
the exercise of the
discretion so difficult. An offender’s childhood exposure to extreme
violence and alcohol abuse may explain
the offender’s recourse to violence
when frustrated such that the offender’s moral culpability for the
inability to control
that impulse may be substantially reduced. However, the
inability to control the violent response to frustration may increase the
importance of protecting the community from the offender.
- Her
Honour accepted that the evidence about the applicant’s childhood and
upbringing engaged this principle. I accept the argument
that it is implicit in
the learned sentencing judge’s conclusions that her Honour failed to give
any weight to the reduction
in moral culpability made explicit by her findings.
This arises from her strong emphasis on general deterrence and the need to send
“a message to the community that we cannot tolerate these offences”:
ROS p 18. It is also evident from her Honour’s
reference to “the
need to protect the community if there is any fear of recidivism from the
offender”: ROS p 18. It is
these factors that seem to have been decisive
in her Honour’s approach.
- There
is a further inconsistency in her Honour founding the need for community
protection on the fear of recidivism while at the same
time accepting that the
genuineness of the applicant’s expression of remorse warranted confidence
in his prospects of rehabilitation:
ROS p 19. These matters were only counted
toward the finding of special circumstances. Weight, of course, is a matter for
the discretion
of the sentencing judge. But a failure to afford even some weight
to these important matters amounts to error by failing to take
a relevant
consideration into account.
- Turning
to Ground 3, I accept the Crown’s argument that the principles informing
the sentencing of juveniles, so far as they
are relevant to this case, are those
expressed by McClellan CJ at CL in KT at [24] –
[26]:
Although accepted to be of less significance than when sentencing adults,
considerations of general deterrence and retribution cannot
be completely
ignored when sentencing young offenders. There remains a significant public
interest in deterring antisocial conduct.
In R v Pham &
Ly (1991) 55 A Crim R 128 Lee CJ at CL said (at
135):
It is true that courts must refrain from sending young
persons to prison, unless that course is necessary, but the gravity of the
crime
and the fact that it is a crime of violence frequently committed by persons even
in their teens must be kept steadfastly in
mind otherwise the protective aspect
of the criminal court’s function will cease to operate. In short,
deterrence and retribution do not cease to be significant merely because persons
in their late teens are the persons committing
grave crimes, particularly
crimes involving physical violence to persons in their own homes. It is
appropriate to refer to the decision of Williscroft [1975] VicRp 27; (1975)
VR 292 at
299,
where the majority of the Full Court of Victoria expressed the view that,
notwithstanding the enlightened approach that is now made
to sentencing compared
to earlier days, the concept of punishment ie coercive action is fundamental to
correctional treatment in
our society.
The emphasis given to rehabilitation rather than general deterrence and
retribution when sentencing young offenders, may be moderated
when the young
person has conducted him or herself in the way an adult might conduct him or
herself and has committed a crime of
violence or considerable gravity
(R v Bus, unreported, NSWCCA, 3 November 1995, Hunt CJ at
CL; R v Tran [1999] NSWCCA 109
at [9]–[10]; R v TJP [1999]
NSWCCA 408 at [23]; R v
LC [2001]
NSWCCA 175 at [48]; R v
AEM Snr, KEM and MM [2002]
NSWCCA 58 at [96]–[98]; R v
Adamson [2002] NSWCCA 349; (2002) 132 A Crim R 511 at [31]; R v
Voss [2003]
NSWCCA 182 at [16]).
In determining whether a young offender has engaged in “adult
behaviour” (Voss at [14]), the court will look to various
matters including the use of weapons, planning or pre-meditation, the existence
of an extensive
criminal history and the nature and circumstances of the offence
(Adamson at [31]–[32]). Where some or all of these
factors are present the need for rehabilitation of the offender may be
diminished
by the need to protect society.
The weight to be given to considerations relevant to a person’s youth
diminishes the closer the offender approaches the age
of maturity (R v
Hoang [2003]
NSWCCA 380 at [45]).
A ‘child-offender’ of almost eighteen years of age cannot expect to
be treated substantially differently from an offender
who is just over eighteen
years of age (R v Bus, unreported, NSWCCA, 3 November
1995; R v Voss [2003]
NSWCCA 182 at [15]).
However, the younger the offender, the greater the weight to be afforded to the
element of youth (Hearne at [27]).
- Applying
these principles to the present case, it is clear, with respect, that her Honour
erred. The applicant was 16 and 8 months
when the offending occurred; as her
Honour recognised there was no weapon involved; and other than a vague plan to
steal a car, there
was no planning or premeditation to this particular
offending. Indeed, the offending against the victim seems to have been wholly
spontaneous and opportunistic. The applicant did not have an extensive criminal
history, although the nature and circumstances of
the offending made it
objectively serious.
- It
should not be overlooked that the applicant’s resort to violence was
wholly a product of his profound childhood deprivation
according to the
assessment made by the Juvenile Justice officers which the judge accepted. The
offending occurred at a time when
he had not yet gained maturity and the effect
of that deprivation must have been at its fullest. Notwithstanding the
seriousness
of the offending, his prospects of rehabilitation were rated
favourably by the sentencing judge. Yet, the only discernible allowance
made for
that important consideration in sentencing juveniles was in the alteration of
the statutory ratio for special circumstances.
- Bringing
these grounds together, it should be borne in mind that in Munda at 620
[54], immediately preceding the passage relied upon by the Crown, the justices
joining in the majority judgment acknowledged
the force of the consideration
“that it is unreasonable to expect the conduct of individuals within
[profoundly disadvantaged]
communities to be controlled by rational calculation
of the consequences of misconduct. In such cases it may be said that heavy
sentences
are likely to be of little utility in reducing the general incidence
of crimes, especially crimes of passion”. This was not
a crime of passion,
and notwithstanding what the justices said about the countervailing
considerations, the particular circumstances
of the applicant’s upbringing
remained a central, even if not decisive, sentencing consideration.
- Moreover,
as I have said more than once, the learned sentencing judge’s positive
findings of rehabilitation demonstrated that
the relevance of general deterrence
and protection of the community did not loom so large in the proper sentencing
reckoning of this
case.
- I
am of the view that the combined effect of the applicant’s background of
profound childhood deprivation and his youth called
for the weight that would
ordinarily be given in offending of this serious nature to personal and general
deterrence and the protection
of society “to be moderated in favour of
other purposes of punishment” and, in particular, his
“rehabilitation”:
Bugmy at 596 [46].
- In
my view, Grounds 2 and 3 have been made out.
Ground 4 –
manifest excess
- As
I have found patent error, it is unnecessary, and in my judgment undesirable, to
go on to consider whether there is latent error
in the form of a sentence which
is plainly unjust, or manifestly excessive. My decision makes this exercise
unnecessary given that
it will be necessary, for the reasons I have given, to
re-exercise the sentencing discretion in any event to determine whether any
other and lesser sentences are warranted in law. Generally, it is only by
reconsidering all of the facts, matters and circumstances
relevant to sentencing
in the case at hand that a decision can be made about manifest excess. As that
exercise must be undertaken
anyway in exercising the discretion afresh, it is
otiose to consider ground 4.
Resentencing
- The
parties provided affidavit evidence of the applicant’s progress in custody
should the need to resentence him arise. The
applicant read the affidavit of his
solicitor, Rebecca Crosweller, affirmed on 21 September 2016, and the Crown
relied on the affidavit
of its solicitor, Meagan Betteridge, sworn on 26
September 2016. I return to these matters below.
- Although
these offences are not standard non-parole period offences, I would regard the
statement in Muldrock v The Queen (2011) 244 CLR 120; [2011] HCA
39 at 132 [27] as applicable. That is to say, “[t]he objective seriousness
of an offence is to be assessed without reference to matters personal
to a
particular offender or class of offenders. It is to be determined wholly by
reference to the nature of the offending”.
- Bearing
this in mind, I would adopt the assessment of the learned sentencing judge set
out at [37] above. Her Honour’s assessment
was not challenged, and I am in
general agreement with it. That assessment includes consideration of the
aggravating factor of the
robbery offence being committed in company, which I am
satisfied has been established beyond reasonable doubt. With respect, it may
be
that the conclusion expressed in the last sentence of this passage –
“[b]eing in company makes the circumstances of
this particular offence
particularly serious” – overstates the aggravating effect of being
in company. In my judgment
it suffices to say that the circumstances identified
by the sentencing judge bespeak a serious offence. One needs to bear in mind
that the use of force and the infliction of really serious injury are elements
of the offence.
- The
applicant’s subjective circumstances set out at [26] – [35] above,
as her Honour recognised, amount to the type of
profound childhood deprivation
which engages the Bugmy principle. However, unlike her Honour, in my view
the reduction in moral culpability that these matters bespeak attenuates the
requirement
for general deterrence to a significant degree and gives rise to a
corresponding elevation in the significance of rehabilitation
as a sentencing
consideration. This emphasis on the relevance of rehabilitation is reinforced by
the consideration of the applicant’s
youth. On that last score however, no
one is suggesting, and least of all me, that a punishment of anything other than
full time
custody was appropriate in this case. To put it in positive terms,
notwithstanding his youth, short record and the Bugmy considerations, the
interests of justice require nothing less than the imposition of a sentence of
full time imprisonment. I would
regard this as satisfying the principle
identified by Lee CJ at CL in R v Pham at 135 that the commission
of crimes of significant violence by young offenders brings into the focus
“the protective aspect of the
criminal court’s function”
calling for a sentence of imprisonment, notwithstanding the restraint a court
normally exercises
when dealing with juveniles.
- I
am also of the view that the applicant’s record, which is neither long nor
very serious, his remorse as found by the learned
sentencing judge, and good
prospects of rehabilitation also reduce, but not eliminate, the significance of
personal deterrence in
this case.
- Having
said that, the evidence read at the hearing in this Court regrettably
demonstrates that the applicant has continued to engage
in problematic behaviour
in custody. He has a record of misbehaviour including bad language,
disobedience, harassment and “subversive
behaviour”. This record
suggests that he continues to have difficulty in responding appropriately to
authority. There was an
incident on 12 January 2016 where he offered violence to
a corrections officer who docked conduct points from him for exhibiting
a poor
attitude. He used violent language, but did not engage in actual violence. He
refused to co-operate with the “inquiry”
into the incident.
- Another
incident of particular concern is his engagement in a disturbance on 10 August
2016. He did not start this disturbance but
joined it after it was started by
others. He and the others had to be restrained and escorted from the area where
the disturbance
occurred. The disturbance, as I have said, was started by other
detainees who “exchanged gestures of violence” when detainees
from a
different unit were walking past them. The antagonist from each group broke
ranks and ran towards the other. The applicant
and yet another detainee joined
in. The incident was subdued before actual violence broke out. I accept that
these incidents raise
a question mark over the applicant’s progress in his
rehabilitation.
- On
the other hand, he has completed Year 11 in custody and continued his education,
obtaining certificates in the Aboriginal Culture
and Art program. Apparently he
has shown talent and some of his work has been exhibited. He is currently
enrolled to complete his
HSC studies. His teachers speak highly of him,
describing him as “a model student”. He is a member of the
Indigenous
Leadership Committee, providing support for younger Aboriginal people
in the detention centre. He participates in sport and other
recreational
activities and there is said to be an improvement in his engagement with staff
and counsellors. Medication is apparently
helping him to manage his anger and
anxiety levels.
- On
balance, I am prepared to find that he is progressing towards rehabilitation,
even though there have been setbacks.
- I
would maintain the discount of 15 per cent for the applicant’s late plea
in the District Court. I would also make a finding
of special circumstances. In
this regard it is necessary to avoid double counting. In fixing the sentence, I
propose to give greater
emphasis to the applicant’s youth and the Bugmy
considerations than the sentencing judge. However, I also agree that there
will be a need to continue the process of rehabilitation
in the community if he
is released to parole, and for that purpose a longer period of supervision than
may be permitted by the statutory
ratio should be provided for.
- In
accordance with s 25(5AA) Sentencing Act, which really reflects common
law principle, I would not treat his intoxication with ice at the time of the
offending as in any way
a mitigating circumstance. I acknowledge that it may
explain the impulse which occasioned the offending, but it in no way reduces
its
seriousness. I accept, more generally, that his substance abuse is a product of
his upbringing, but even in a young person there
is an element of choice
involved in persistent abuse. It is important, however, to bear in mind that the
applicant’s motivation
was not to obtain money to continue his substance
abuse. The purpose was to steal a car to travel home.
- Although
this case is not on all fours with the category of case the subject of the R
v Henry guideline judgment, the guidance provided by that decision remains
relevant. The guideline was provided in recognition of the fact
that flexibility
was required because the characteristics of robbery offences by young offenders
could not be defined categorically
and were likely to be inherently variable:
R v Henry [162] – [165]. The range suggested in R v Henry is
a “full term” taking account of a plea of guilty of between 4 and 5
years. Bearing in mind the objective seriousness
of this offending especially,
but for the plea of guilty I would have selected a starting point of around 6
years and the “full
term” for this offence which I would impose is
one of 5 years. Given the finding I have made of special circumstances, and
the
need to accumulate the sentences for each count, for this offence, I would
impose a non-parole period of 2 years and 10 months,
being the minimum time that
justice requires this offender to remain in custody for this offence. Like the
sentencing judge, I would
make an order under s 19 Children’s Act
for the sentence to be served in Juvenile Justice. To the extent necessary,
I make the same finding of special circumstances under
s 19(3) for the reason
expressed in s 19(4)(b), Children’s Act.
- Having
reviewed all of the facts, matters and circumstances relevant to sentencing for
myself, I am not of the view that a lesser
sentence than that imposed by the
learned sentencing judge for count 2 is warranted in law. I would confirm her
Honour’s sentence.
Moreover, I would accumulate the sentences, as her
Honour did, making the adjustment in respect of the commencement date referred
to at [8] above. In respect of count 2, I would confirm the “full
term” of 15 months, with a non-parole period of 9 months.
The sentence for
count 1 should be accumulated after 6 months of the sentence for count 2.
- The
orders I propose are:
- (1) Grant leave
to appeal and allow the appeal in part;
- (2) Confirm the
sentence imposed in the District Court for Count 2, adjusting the commencement
date from 7 December 2014 to 2 November
2014. That is, impose a sentence of 15
months imprisonment, having a non-parole period of 9 months commencing on 2
November 2014
and expiring on 1 August 2015 with an additional term of 6 months
commencing on 2 August 2015 and expiring on 1 February 2016; and
- (3) Quash the
sentence imposed in the District Court for Count 1 and instead impose a sentence
of imprisonment of 5 years, having
a non-parole period of 2 years and 10 months
commencing on 2 May 2015 and expiring on 1 March 2018 and an additional term of
2 years
and 2 months commencing on 2 March 2018 and expiring on 1 May 2020.
- (4) The
applicant will be first eligible for release on parole after the expiration of
the non-parole period for Count 1 on 1 March
2018.
- (5) Direct that
these sentences of imprisonment be served as a juvenile offender in accordance
with, and subject to, the provisions
of s 19 Children (Criminal Proceedings)
Act 1987 (NSW).
**********
Amendments
02 June 2017 - Hearing date amended to from 26 September 2017 to 26 September
2016
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