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[2018] NSWCCA 263
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Wong v R [2018] NSWCCA 263 (23 November 2018)
Last Updated: 27 November 2018
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Court of Criminal Appeal Supreme Court
New South Wales
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Case Name:
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Wong v R
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Medium Neutral Citation:
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Hearing Date(s):
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10 October 2018
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Decision Date:
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23 November 2018
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Before:
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Leeming JA at [1] Walton J at [2] Wilson J at [3]
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Decision:
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(1) Leave to appeal granted. (2) Appeal is dismissed.
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Catchwords:
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CRIMINAL LAW – application for leave to appeal against sentence
– import commercial quantity of border controlled drug
–
methamphetamine – whether the sentencing judge considered the plea of
guilty in mitigation – whether the sentencing
judge erred in dealing with
the criminality involved in the s 16BA matter – whether the sentencing
judge erred in finding the
sentence was aggravated by being committed without
regard for public safety – organised criminal activity – whether the
sentencing judge erred in placing too much emphasis on the offence being
committed for financial gain - whether the sentencing judge
erred in failing to
take into account the character, age and antecedents of the applicant –
whether the sentencing judge failed
to make a finding regarding rehabilitation
– whether the sentence imposed is manifestly excessive
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Legislation Cited:
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Cases Cited:
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Category:
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Principal judgment
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Parties:
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Ka Yi Elizabeth Wong Regina
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Representation:
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Counsel: Mr M. C. Ramage QC - Applicant Ms G. Wright –
Respondent Solicitors: Mr P. Green –
Applicant Commonwealth Solicitor for Public Prosecutions
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File Number(s):
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2016/268538
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Publication Restriction:
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None
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Decision under appeal:
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Court or Tribunal:
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Sydney District Court
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Jurisdiction:
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Crime
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Date of Decision:
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25 January 2018
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Before:
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Haesler SC DCJ
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File Number(s):
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2016/268538
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JUDGMENT
- LEEMING
JA: I agree with Wilson J.
- WALTON
J: I agree with Wilson J.
- WILSON
J: On 25 January 2018 the applicant, Ka Yi Elizabeth Wong, was sentenced for
an offence of importing a commercial quantity of a border
controlled drug,
namely methamphetamine, in a pure quantity of 787 grams. The offence, to which
she had entered a plea of guilty
in the Local Court, is contrary to s 307.1(1)
of the Criminal Code (Cth) (“the Code”), and carries a
maximum penalty upon conviction of imprisonment for life, 7500 penalty units, or
both.
In sentencing the applicant, the court took into account pursuant to s
16BA of the Crimes Act 1914 (Cth) a further offence of trafficking a
border controlled drug, namely methamphetamine, contrary to s 302.4(1) of the
Code. Dealt
with on indictment, that offence carries a maximum sentence of 10
years imprisonment, or a fine of 2000 penalty units, or both.
- His
Honour Judge Haesler SC imposed a sentence of 6 years and nine months
imprisonment upon the applicant, with a non-parole period
(“NPP”) of
3 years and 9 months. The sentence commenced on 6 September 2016. The NPP
expires on 5 June 2020, and the
overall term ends on 5 June 2023.
- The
applicant seeks leave pursuant to s5(1)(c) of the Criminal Appeal Act 1912
(NSW) to appeal against that sentence. If granted leave, she advances seven
grounds of appeal:
- (1) “The
sentence does not provide mitigation for the plea;
- (2) The
sentencing judge erred in dealing with the criminality involved in the 16BA
matter;
- (3) The
sentencing judge erred in finding the sentence was aggravated by being committed
without regard for public safety and involved
organised criminal activity;
- (4) The
sentencing judge erred in placing emphasis on the offence being committed for
financial gain as a matter of aggravation;
- (5) The
sentencing judge erred in failing to take into account the character, age and
antecedents of the applicant;
- (6) The
sentencing judge erred in failing to make a finding regarding
rehabilitation;
- (7) Manifest
excess”.
The Circumstances of the
Offending
- At
the sentencing hearing, the Crown tendered a Statement of Agreed Facts. The
sentencing judge found the facts as agreed between
the parties, from which the
following summary is drawn.
- The
applicant and her co-offender, Mr Chi Pan Chow, are citizens of Hong Kong and
were, at the relevant time, in a relationship. The
applicant first came to
Australia in November 2015 on a working holiday visa. She returned to Hong Kong
on two occasions, before
again returning to Australia.
- On
15 November 2015 and 19 July 2016, Australian Border Force officials at the
Sydney Gateway Facility intercepted international consignments
from Hong Kong
directed to persons with the name Ken Chau, Ben Chow and Ken Chow. Subsequent
testing and analysis of a white crystalline
substance inside the consignments
confirmed the presence of methamphetamine. These consignments were relevant to
charges laid against
Mr Chow.
- On
4 August 2016, Australian Border Force intercepted a consignment addressed to
“Emma Wong” at an address in Castlereagh
St in Sydney, described as
“household items”. Methamphetamine with a pure weight of 787.8 grams
was located, and forms
the basis for the import offence of which the applicant
was convicted.
- On
25 July 2016, the applicant had a telephone conversation with an employee of a
freight forwarding company in relation to the consignment
and, subsequently,
further email contact with the same employee. In the emails, the applicant made
inquiries including, “What
exactly I need to complete now?” and
“Good afternoon just wanna confirm everything is complete?”.
- On
10 August 2016, two uniformed NSW police officers attended a property in
Eastwood that was being rented by Mr Chow, in relation
to an unconnected matter.
Lawfully intercepted telephone conversations between the applicant and Mr Chow
shortly afterwards record
panicked discussion between the pair in relation to
the presence of police, during which the applicant asked Mr Chow whether he
“tidied
things up” and told him, “You need to hurry
up”.
- On
6 September 2016, the Australian Federal Police (“AFP”) executed a
search warrant at premises occupied by Mr Chow and
located, in the bedroom in
which the applicant and he were present, methamphetamine with a pure weight of
43.4 grams. Mr Chow was
charged in relation to that substance.
- That
same day, AFP officers also executed a search warrant at the applicant’s
premises in Ashfield and seized 111.9 grams of
pure weight methamphetamine,
being the subject of the trafficking offence on the s 16BA schedule signed by
the applicant, and which
was taken into account on
sentence.
Other Evidence in the Crown Case on Sentence
- Additional
to the Statement of Agreed Facts, the Crown tendered a NSW criminal history
indicating that the applicant was not known
in this State, together with a
criminal history from South Australia, which contained a single entry for
dishonestly taking property
without consent, dealt with on 9 June 2016 by
dismissal without conviction.
The Applicant’s Case on
Sentence
- The
applicant did not give evidence before the sentencing court. She wrote a letter
to the court, which was admitted into evidence.
In the hand-written and undated
letter she frankly acknowledged that she assisted Mr Chow despite knowing it was
“wrong”
and “illegal” but that, until she was
incarcerated, she did not appreciate the effect of drugs on those who use them.
Having now witnessed the devastation wrought by illicit substances on the lives
of so many people, particularly addicts, she wrote
that she felt “really
sad and guilty” for her conduct, and was “deeply sorry”.
- The
applicant also spoke of her regret for the “pain and sadness” she
occasioned to her family as a consequence of her
conduct. She said that she has
learnt “big lessons” about the consequences of bad decisions, and
the value of family.
The applicant wrote that she accepts her punishment, and is
attempting to utilise the time in custody to “improve [her]self”
including improving her English, teaching yoga to other female inmates, and
exercising. Upon release, the applicant expressed her
desire to “make her
family proud again”, complete a qualification in yoga instructing, become
a yoga teacher and “help
others”.
Report of Mr
Anthony Diment
- Tendered
on the applicant’s behalf was a psychological report under the hand of Mr
Anthony Diment, dated 19 January 2018, prepared
for the purpose of the
sentencing proceedings. In compiling his report, Mr Diment conducted an
interview with the applicant on 18
January 2018, and had regard to other
documentary material supplied to him.
- The
applicant reported “mixed” memories of her childhood and upbringing
in Hong Kong. Whilst her father was frequently
absent, working abroad, her
mother formed a new relationship. Over a period of several years, the
relationship between her parents
became increasingly fractured, culminating in
her mother’s attempted suicide, and the eventual divorce of the
applicant’s
parents when she was 13 years of age. Following her
parents’ separation, the applicant’s relationship with both became
more distant, and she lived principally with a friend. The applicant attended
school in Hong Kong until the age of 17 and reported
being “very
happy” there.
- The
applicant told Mr Diment that she met her co-offender, Mr Chow, in about 2013
and they entered a relationship. She joined him
in Australia in November 2015.
Upon her arrival in Sydney it became apparent that Mr Chow had developed a
gambling habit –
a development which made the applicant “very
angry”. The applicant returned to Hong Kong two weeks later. While in Hong
Kong, she was aware that Mr Chow persisted in his gambling habit and, on
occasion, she sent him money as she “loved him and
wanted to help
him”.
- The
applicant returned to Australia in February 2016 and resided with Mr Chow,
assuming they would soon be married. She told Mr Diment
that Mr Chow appeared
“normal”. He had money and a network of new friends, to whom he
introduced her. The applicant reported
that she did not like his new friends,
but was told by Mr Chow that he “needed” them as he had gambling
debts, and “they
gave him jobs to do”. Eventually, Mr Chow disclosed
to the applicant the nature of these “jobs”, and the applicant
moved
to another house.
- The
applicant expressed remorse to Mr Diment for her offending conduct, relating
that:
“I know I am guilty because I had the choice to stay with him and help him
or to leave. Now in gaol I see girls who have taken
drugs and they say they
can’t stop. I was a part of this... Their lives have been ruined by drugs.
I feel very bad as to why
I got involved in this. I have never taken drugs and
didn’t realise the problems they cause everyone in the community. I regret
that a lot.”
- The
applicant reported that since entering custody she has developed skin allergies,
which have persisted despite medication prescribed
by Justice Health
professionals. She also reported some gynaecological concerns. Otherwise, she
reported a “basically healthy”
life and normal developmental
milestones.
- Mr
Diment considered the applicant to be at least of average intelligence, with no
indication of psychosis or personality disorder.
He described the applicant as
“polite and cooperative” throughout the interview, able to
concentrate, and to give open
and direct answers to the questions asked of
her.
- During
his consultation with the applicant, Mr Diment administered a number of
psychometric tests, assessing her as within the “severe”
range for
anxiety, and the moderate to severe range for depression. Mr Diment opined that,
overall, the applicant has a “mild”
risk of experiencing clinical
problems in the future, especially anxiety and depression. He regarded her as
“sincere, open
and ‘bubbly’”, but “somewhat
immature”, with a naivety with regards to interpersonal relationships.
He
considered the applicant’s prospects of rehabilitation to be
“good”, due to her capacity for critical self-reflection,
her strong
family support, her expressed goals for the future, her regret over her actions,
and her relative youth (being now 24
years of age).
Character
References
- A
number of references written by family members and friends were tendered, with
each attesting to the applicant’s good character.
Reference was
consistently made to the withdrawal of the applicant when her parents separated,
her remorse for her “huge mistake”,
her commitment to yoga, and to
her motivation for the future, with respect to which she has considerable family
and other support
available to her.
- A
number of family members travelled from Hong Kong to Australia to support the
applicant at the sentencing hearing.
Remarks on Sentence
- In
his ex tempore judgment, in which his Honour dealt jointly with both the
applicant and Mr Chow, he referred to the devastation
drugs cause in the
community and noted that the sentences to be imposed had to operate as a
deterrent to others who might be tempted
to import drugs to Australia, with a
view to making substantial profits.
- The
sentencing judge referred to the facts of the applicant’s involvement in
the importation of drugs reflected by the charges
before the court, and noted
that she had chosen to involve herself in the importation of a quantity of
methamphetamine that was a
little over the commercial quantity, and had taken
active steps to facilitate the importation. She had trafficked in the drug (that
being the offence on a schedule before the court).
- His
Honour concluded that the applicant had no financial resources other than those
which she could obtain through work, and had decided
to engage in the drug trade
because of the prospect of financial reward, a reward that would allow her to
establish a business rather
than work for others for a salary. Referring to both
the applicant and Mr Chow the sentencing judge said,
“[...] they wanted to return to Hong Kong after their working visit to
Australia with substantially more funds than they would
have had if they had
just gone fruit picking as was their original intention.”
- He
noted that the applicant had been “given an opportunity to obtain a reward
and she embraced that opportunity”. He accepted,
however, that her conduct
was naïve and unthinking.
- Of
the trafficking charge before the court on a schedule, his Honour observed that,
in the circumstances of the case, and consistent
with authority, the schedule
offence required an increase in the sentence that would otherwise have been
imposed for the principal
offence, to recognise the need for personal deterrence
and to exact a degree of retribution.
- Although
unsworn, the sentencing judge was prepared to accept the applicant’s
assertions in her letter to the court that she
regretted the harm she had
caused, and had learned an important lesson. He found that it was “highly
unlikely” that she
would offend again, and believed she had the capacity
for a law-abiding life in the future.
- Although
no sentence other than a custodial one was appropriate, his Honour had regard to
the additional difficulties the applicant
faced in custody, due to her
linguistic and cultural differences from other prisoners and staff, and the
isolation from family and
friends in Hong Kong.
The Proposed
Appeal
- Seven
proposed grounds of appeal have been pleaded. It is proposed to deal with each
proposed ground in turn.
Ground 1: The sentence does not provide
mitigation for the plea
- As
noted above, the applicant had entered a plea of guilty to the principal charge
when the matter was still in the Local Court. Section
16A(2)(g) of the
Commonwealth Crimes Act provides that, when imposing sentence on an
offender, the sentencing court must take into account the fact that the person
has pleaded
guilty to the charge.
- In
imposing sentence upon the applicant, the sentencing judge did not refer to s
16A(2)(g), and nor did he specifically refer to her early plea of guilty or to
any mitigation of sentence allowed to the applicant to take
into account that
plea. The applicant argues that this denotes error, and submits that she did not
receive “the full benefit
of her plea” plus a reduction for
assisting authorities [presumably, by acknowledging her guilt], to which she was
entitled.
- The
first thing to observe in dealing with this proposed ground is that this was a
sentence that was imposed ex tempore, late in the
afternoon. As his Honour
observed in his remarks, sentences imposed in such circumstances “are
rarely capable of subtlety and
refinement”.
- At
the very commencement of proceedings, counsel for the applicant advised his
Honour that family, including the applicant’s
parents, had flown from Hong
Kong to Sydney to be present at the sentence proceedings. She expressed some
anxiety that the matter
be dealt with that day. It is reasonable to conclude
that the sentencing judge proceeded directly to sentence that afternoon, rather
than adjourning the matter to another day, at counsel’s request, and
because of the presence of family members who may have
been unable to return to
court at some later date. That is, his Honour was endeavouring to do a kindness
to the applicant and her
family, by dealing with the matter that day.
- The
second observation it is worth making in considering this ground is that a
failure to expressly refer to a plea of guilty and
any discount on sentence
allowed to reflect its value to the justice system does not necessarily
demonstrate a failure to take the
plea into account: Kassis v R [2013]
NSWCCA 298 at [13]. It is necessary to evaluate every case according to its own
facts and circumstances: R v Schumacher [2005] NSWCCA 335 at [15] per
Hall J; cited in Landner v R [2014] NSWCCA 198 at [38] per Hoeben CJ at
CL (with whom Beech-Jones and Hamill JJ agreed).
- As
already noted, the remarks on sentence were delivered ex tempore, immediately
after evidence and submissions had been heard. During
the course of the sentence
hearing, the fact of the applicant's plea of guilty entered in the Local Court
and its mitigating consequence
was well understood, and was mentioned on more
than one occasion. Indeed, it was the sentencing judge who first raised the
subject,
noting the pleas recorded in the Local Court when the Crown sought to
present an indictment (to facilitate administrative matters
connected with
offences to be taken into account for both the applicant and Mr Chow). Later
still, in exchange with the applicant's
then legal representative, his Honour
observed that the applicant had admitted her guilt and taken responsibility for
her conduct
very soon after arrest and interview. In that context he remarked
that a trial would have required considerable time and effort.
To the
Crown, the sentencing judge put it quite directly by noting that, with respect
to the pleas, the offenders "didn't try and
stuff you around".
- It
is clear from the sentence proceedings that his Honour was well aware that the
applicant had acknowledged her guilt of the offences
at an early stage, and
entered a plea of guilty to the principal offence in the Local Court. It
is equally clear that the sentencing
judge understood that full recognition of
the benefit to the criminal justice system of the early plea should be extended
to the
applicant. It cannot in those circumstances be assumed that his
Honour, a very experienced criminal lawyer and judge, failed to have
regard to
the applicant's early plea when, very shortly afterwards, he imposed
sentence.
- That
conclusion is lent further support by the fact that the language used by the
sentencing judge concerning the early plea of guilty
in discussion
with counsel during the sentence hearing was echoed in the joint sentence
judgment, albeit with respect to the co-offender.
His Honour observed that the
co-offender had accepted his guilt soon after arrest and had facilitated the
course of justice by accepting
responsibility for his crimes when the matter was
in the Local Court. A discount of about 25% on the sentence that would otherwise
have been imposed was specified. It is difficult to accept that an
experienced criminal judge would reward an early plea for one
offender but
overlook doing so for another, in circumstances where both were sentenced at the
same time.
- The
final feature that indicates the sentencing judge did take the early guilty plea
into account is the sentence imposed. The overall
term of imprisonment was one
of 6 years and 9 months. That is the figure one would arrive at if a 25%
discount was applied to a sentence
of 9 years imprisonment. Of itself, the
sentence imposed suggests that the sentencing judge allowed a discount of that
order to recognise
the facilitation of justice provided by the early plea.
- Although
it is always preferable for a sentencing judge to specifically refer to an early
plea, and to quantify the discount on sentence
allowed to reflect it, failure to
do so does not necessarily establish error. The remarks of Spigelman CJ (with
whom Grove and Bell
JJ agreed) in R v Lawrence [2005] NSWCCA 91 at [15]
are apposite:
“This Court is, of course, aware of the pressures under which District
Court Judges have to deliver their sentences and that
it is easy not to state a
fact that everybody knows is required to be taken into account. Nevertheless,
the reasons given in Thomson [R v Thomson and
Houlton (2000) 49 NSWLR 383] for issuing a guideline included the need to
ensure that participants in the New South Wales criminal justice
system had no
reason to be sceptical about whether or not the benefits of a guilty plea were
in fact made available to accused. It
would have been preferable, for that
reason, if his Honour had mentioned that he had done so. However, in view of his
Honour's long
experience and the structure and length of the sentence he
imposed, I am not prepared to act on the basis that his Honour failed
to take
into account the plea, or that he failed to give it appropriate
weight.”
- I
am not persuaded that there was error; to the contrary, I have no doubt that the
sentencing judge allowed a discount on the sentence
that would otherwise have
been imposed of 25% to reflect the applicant’s early plea and willingness
to facilitate the course
of justice. This is one of the cases referred to by
Fullerton J in Devine v R [2009] NSWCCA 261 where it is safe to conclude
that, whilst the sentencing judge did not state it, he applied a 25% discount to
the sentence imposed.
Ground 2: The sentencing judge erred in
dealing with the criminality involved in the 16BA matter
- The
applicant complains that the remarks of the sentencing judge with respect to the
offence of trafficking a controlled drug demonstrate
that he imposed sentence on
the basis that she had come to Australia for the purpose of dealing in drugs,
and had been selling drugs
whilst in the country, thus wrongly increasing the
sentence imposed for the principal offence because of his erroneous conclusions
about the seriousness of the trafficking offence.
- To
make that complaint, the applicant drew part-sentences and phrases out of
context from his Honour’s remarks on sentence,
but also from comments made
by him during the sentence hearing. Placing the isolated references together,
the applicant argues for
error. That is an approach which must be firmly
rejected. As this Court has said repeatedly, error cannot be found by
considering
a selected portion of a sentencing judgment in isolation; less still
can that occur by taking individual words and phrases from both
proceedings and
judgment and combining them. It is necessary to consider the whole of the
judgment, and to do so fairly.
- There
is nothing in the judgment that allows for the interpretation advanced by the
applicant. His Honour nowhere concluded that the
applicant had come to Australia
for the purpose of importing and trafficking in drugs. To the contrary, he
accepted that she had
arrived here to join her fiancée, expecting to
undertake some legitimate work with him, such as fruit picking, before returning
home to Hong Kong. His Honour found that, having arrived in Australia, the
applicant was offered the opportunity of making money
illegitimately, and took
it.
- Another
conclusion that cannot be found in the judgment is that the applicant was
“selling” methamphetamine although,
having regard to the wide
meaning of trafficking, such a conclusion would not necessarily have been wrong
at law.
- “Trafficking”
is defined very broadly by s 302.1 of the Code, and includes selling the drug,
preparing the drug for sale,
guarding or concealing it with the intention of
selling it, or possessing or transporting it with the same intention, or to
assist
another. By her acknowledgement of guilt, the applicant accepted that she
had trafficked in methamphetamine in a pure weight of 111.9
grams, the drug that
was found at her home, and in her possession.
- That
is, the applicant acknowledged before the court that she sold methamphetamine,
or that she prepared, guarded, concealed, transported,
or possessed the drug
with the intention of selling it, or did so to assist another person to sell it.
That is the crime she asked
the sentencing court to take into account.
- It
did not fall to the sentencing court to sentence the applicant on the basis
asserted by her before this Court that she “admitted
no more than
acceptance that [she] was physically in possession of those drugs”.
- Having
acknowledged her guilt of an offence of trafficking, it is entirely appropriate
that there was some increase to the sentence
imposed upon the applicant for the
principal offence, to take this further crime into account, an increase that was
not required
to be modest. This was not an offence which ought to have led to
little or no increase to the penalty imposed with respect to the
principal
offence, particularly in circumstances where it constituted separate criminality
to the importation offence.
- Although
these are federal offences, no distinction is to be drawn in that regard between
the relevant principles determined to apply
to State offences: R v
Dennison [2011] NSWCCA 114, at [51].
- As
Spigelman CJ said in Attorney General’s Application under s 37 of the
Crimes (Sentencing Procedure) Act 1999 No 1 of 2002 (2002) 137 A Crim R 180;
[2002] NSWCCA 518, at [18] of the purpose of taking other offences into account
on sentence,
“[...] the entire point of the process is to impose a longer sentence (or
to alter the nature of the sentence) than would have
been imposed if the primary
offence had stood alone.”
- Any
suggestion that there should be little or no increase to the sentence imposed
with respect to the principal offence because of
another offence or other
offences taken into account has been consistently rejected by this Court: R v
Vougdis (1989) 41 A Crim R 125 at 128 – 129; R v Morgan (1993)
70 A Crim R 368 at 371 – 371; R v Barton (2001) 121 A Crim R 185;
[2001] NSWCCA 63, at [55], [62], and [64]. Submissions to that effect were
again, and decisively, rejected in Abbas, Bodiotis, Taleb and Amoun v R
[2013] NSWCCA 115 by a Bench constituted by five judges, and where it was said
by Bathurst CJ at [22] that,
“It is clear from the provisions of s 33(3) that [taking further offences
into account] could lead to an increase in penalty up to the maximum penalty for
the principal offence.
The existence of these additional offences may
demonstrate the greater need for personal deterrence and retribution in respect
of
the offence charged.”
- The
maximum penalty for the principal offence is life imprisonment.
- Here,
the sentencing judge properly concluded that the applicant had methamphetamine
in her possession, admitted she “was trafficking
in” it, and had
accepted her guilt for trafficking that drug. Referring to Attorney
General’s Reference, his Honour said,
“[The offences on schedules for both offenders] do operate here to
increase what would otherwise be the appropriate sentence
for the principal
matter. I do not sentence for a matter on the schedule but take it into account
as part of the instinctive synthesis
approach to sentencing [...]. The increase
recognises the need for personal deterrence and to a degree retribution for the
crime
for sentence. These are not notional increases
[...].”
- This
proposed ground is without merit.
Ground 3: The sentencing judge
erred in finding the sentence was aggravated by being committed without regard
for public safety and
involved organised criminal activity
- This
ground also depends upon reading out of context a portion of the whole of the
sentence judgment to argue for error. The applicant
complains that his Honour
found that her crime was aggravated in that it was committed without regard for
public safety, and as part
of organised criminal activity, in the sense set out
in s 21A(2)(i) and s 21A(2)(n) of the Crimes (Sentencing Procedure) Act
1999 (NSW). Those provisions are in the following
terms:
“21A Aggravating, mitigating and other factors
in sentencing
(1) [...]
(2) Aggravating factors
The aggravating factors to be taken into account in determining the appropriate
sentence for an offence are as follows:
[...]
(i) the offence was committed without regard for public safety,
[...]
(n) the offence was part of a planned or organised criminal
activity.”
- To
conclude that an offence was aggravated by either of those features being
present, a sentencing judge would be obliged to find
beyond reasonable doubt on
the basis of evidence before the court that one or both was present, and that
neither feature was an element
or inherent feature of the offence. There is an
expectation that a judge who does conclude that an aggravating feature is
present
will clearly say so, and explain how that conclusion was reached:
Van
Can Ha v R [2008]
NSWCCA 141 at [4]; DBW v R [2007]
NSWCCA 236 at [33], [36]. As an experienced criminal judge, his Honour
would be well aware of those principles.
- In
what are clearly introductory remarks to the sentence judgment, the sentencing
judge said,
“Obviously a role occupied by an offender is important, as is the quantity
of drugs. That motivation is also important. Principles
requiring harsh
sentencing with a deterrent value, apply to all of those who engage at any level
in drug supply networks. Absent
people prepared to take risks, absent people
such as Chi Pan Chow and Ka Yi Wong drug networks would collapse. The actions of
both
offenders were committed without regard to public safety. They chose to
involve themselves in organised criminal activity and they
are paying a price, a
price that is not being paid by those higher up who provided them with the drugs
and means of sending it to
Australia.
Turning now to the factors relating to the specific offences. They are set out
in a statement of facts, I will recite them briefly.”
- I
do not interpret those remarks, in an introductory section of the judgment where
general statements of principle were made, to support
a conclusion that his
Honour found that two features of statutory aggravation were present such that a
greater sentence was required,
particularly in circumstances where the Crown
made no submission that such a finding should be made.
- The
reference to public safety is no more than a reference to the known evils of the
drug trade, leading as it does to the destructive
use of drugs by individuals to
their detriment, and to the associated social ills of drug use. The reference to
organised criminal
activity is no more than a reference to the sort of
organisation that is typical of offences such as these.
- There
is no reasonable basis to conclude that his Honour made these remarks in any
other sense.
Ground 4: The sentencing judge erred in placing
emphasis on the offence being committed for financial gain as a matter of
aggravation
- This
ground can be quickly dealt with since it is no more meritorious than is ground
3, and shares the same faults.
- The
applicant contends that the sentencing judge found a further feature of
aggravation, being that specified in s 21A(2)(o) of the Crimes (Sentencing
Procedure) Act, that the offence was committed for financial gain, and
wrongly increased the sentence that was imposed as a consequence. The complaint
places far more meaning on the remarks than can objectively be drawn from
them.
- The
sentencing judge referred in his remarks to the applicant’s motivation for
her participation in the importation of drugs
as financial. He concluded that
the applicant had been desirous of improving her circumstances and, when offered
the opportunity
to make money through involvement in the importation of drugs,
she took it. That is to do no more than acknowledge the obvious, and
distinguish
a crime motivated by a desire for money as opposed to a crime motivated by a
need for drugs. The distinction is not immaterial
in sentencing for drug
offences since, in some circumstances, the motivation of the addict can reduce
the moral culpability in committing
the crime.
- It
is not clear, however, that his Honour concluded that the applicant had received
significant monies, or expected to. His conclusion
was that her expectation went
no higher than receiving a greater reward than would be the case had she worked
as a fruit picker.
His Honour said,
”I must find that both Mr Chow and Ms Wong engaged in this behaviour
because they expected to receive a reward; a financial
reward. There is no
indication that they were living the highlife or they expected to lead the
highlife but it seems clear to me
that they wanted to return to Hong Kong after
their working visit to Australia with substantially more funds than they would
have
had if they had just gone fruit picking as was their original
intention.
Whether it is characterised as greed or simply financial advantage, need was not
a reason for commission of each offence.”
- That
observation cannot be equated with a finding that a feature of aggravation,
beyond that which would ordinarily be expected of
an offence of this nature, was
held to have been present.
Ground 5: The sentencing judge erred
in failing to take into account the character, age and antecedents of the
Applicant
- This
ground can be quickly dealt with since it is, simply put, factually wrong.
- In
sentencing the applicant his Honour referred to each of these features. It is
true that these matters were not neatly set out in
a distinct category, or with
sub-titles to aid the later reader, but that may be because either, it is not
necessary to take that
approach or, because this was an ex tempore judgment
delivered immediately after the sentence proceedings were completed.
- His
Honour referred to and clearly accepted (favourably to the applicant, since
there was no sworn evidence to support many of his
Honour’s conclusions)
the following:
- (1) The
applicant is a citizen of Hong Kong who will find imprisonment in Australia more
onerous than would a prisoner with local
ties and cultural connection to her
environment;
- (2) She is
regretful of her conduct and has insight into its seriousness and social
consequences;
- (3) She is
remorseful;
- (4) She
suffered adversely from the separation of her parents when she was a child,
although that suffering was not linked to the
commission of the offence;
- (5) She is
young, naïve and impressionable, and her crime was committed
unthinkingly;
- (6) She now
suffers from a likely depressive disorder, and faces considerable emotional
stressors by reason of her separation from
family and country;
- (7) The
applicant has learned a big lesson, it is “highly unlikely that she will
offend again” and “she has the
capacity to lead a law abiding
life”, demonstrated by the contents of the references tendered in
evidence; and
- (8) She has
strong support in the community, and is a person highly regarded by
others.
- His
Honour did not, in terms, refer to the applicant’s criminal history,
containing as it does only one matter in Australia
which was of no significance,
but he clearly accepted that the applicant was formerly a well-regarded person,
who was unlikely to
ever again offend. He did not, as it is argued he should
have done, give primary focus to rehabilitation for the applicant, treating
her
as a “youthful offender”. No doubt that is because, whilst the
applicant is a young woman, she is not a child, and
there was no basis for
sentencing her as one. It could not be said that a young woman, living
independently of family, travelling
internationally, and about to be married was
so immature as to be treated, for the purpose of sentencing, as a child. The
applicant
was given the benefit of youth and naivety; more was not
required.
- This
ground is without merit.
Ground 6: The sentencing judge erred in
failing to make a finding regarding rehabilitation
- Like
ground 5, this ground also is factually wrong. As can be seen from [73(7)] above
the sentencing judge found that the applicant
had learned an important lesson,
taken steps in custody to reform herself, and is unlikely to reoffend. His
Honour was satisfied
that the applicant had the capacity to lead a law-abiding
life, and had considerable support to aid her in that object. It is not
necessary for a sentencing judge to recite specific words, such as “good
prospects of rehabilitation”, as a mantra, to
convey a finding of that
nature.
Ground 7: Manifest Excess
- In
considering ground 1, I inferred that his Honour was likely to have concluded
that a sentence of 9 years imprisonment, prior to
a reduction of sentence in the
order of 25%, was an appropriate one. That inference was available, at least in
part, because a sentence
of 9 years for the importation of a commercial quantity
of a border controlled drug, taking into account trafficking in such a drug,
was
one I regarded as within the available sentencing range.
- The
applicant argued that it is not, referring to those matters already raised as
relevant to her earlier proposed grounds of appeal,
being her youth, naivety,
good future prospects, antecedents, plea of guilty, and so on. The Crown
referred the Court to authority
to aid in determining a range, being R v
Onyebuchi [2016] QCA 143; DPP (Cth) v Gow (2015) NSWCCA 208; 298 FLR
397; Iyoha v R [2011] WASCA 46; Lim v The Queen [2017] VSCA 246;
and R v Calis [2013] QCA 165. All of those decisions are
informative.
- The
starting point for considering whether a sentence is manifestly excessive (or
inadequate) is the maximum penalty specified for
the offence; here, life
imprisonment. That is an indicator of how seriously the community regards the
importation of controlled drugs,
and the seriousness with which the courts are
obliged to treat such crimes. As the sentencing judge correctly observed in his
remarks,
his task was to have regard to that statutory guidepost and relevant
principles of sentencing law, to take into account the offence
on a schedule
before the court, to give weight to the applicant’s personal
circumstances, and to arrive at a sentence that
did justice to the community and
the applicant. That is a discretionary exercise.
- To
establish that a sentence is manifestly excessive, the following considerations,
as summarised in Hughes v R [2018] NSWCCA 2 at [86],
apply:
“When it is contended that a sentence is manifestly excessive it is
necessary to have regard to the following principles derived
from House v
The King (1936) 55 CLR 499; [1936] HCA 40 at 505; Lowndes v The
Queen (1999) 195 CLR 665; [1999] HCA 29 at
[15]; Dinsdale v The Queen (2000) 202 CLR 321;
[2000] HCA 54 at [6]; Wong v The Queen (2001) 207 CLR 584;
[2001] HCA 64 at [58]; Markarian v The Queen (2005)
228 CLR 357; [2005] HCA 25 at [25], [27]; and Hili v The Queen;
Jones v The Queen (2010) 242 CLR 520; [2010] HCA 45 at
[59]:
1. appellate intervention is not
justified simply because the result arrived at in the court below is markedly
different from sentences
imposed in other cases;
2. intervention is only warranted where the difference is such
that it may be concluded that there must have been some misapplication
of
principle, even though where and how is not apparent from the reasons of the
sentencing judge, or where the sentence imposed is
so far outside the range of
sentences available that there must have been error;
3. it is not to the point that this Court might have exercised
the sentencing discretion differently;
4. there is no single correct sentence and judges at first
instance are allowed as much flexibility in sentencing as is consonant
with
consistency of approach and application of principle; and
5. it is for the applicant to establish that the sentence was
unreasonable or plainly unjust.”
- In
my view, the sentence imposed could not be characterised as one which is unfair
or plainly unjust. The sentencing judge allowed
the applicant the benefit of all
positive features of her subjective case, and varied the ratio of sentence
considerably, in her
favour. In all of the circumstances, the sentence imposed
was a modest one. This ground must also fail.
Conclusion
- I
would make the following orders:
- (1) Leave to
appeal is granted.
- (2) Appeal is
dismissed.
**********
Amendments
27 November 2018 - Amend [69] from "It is clear," to read "It is not
clear,".
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