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[2019] NSWCCA 208
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Ganiji v R [2019] NSWCCA 208 (30 August 2019)
Last Updated: 30 August 2019
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Court of Criminal Appeal Supreme Court
New South Wales
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Case Name:
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Ganiji v R
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Medium Neutral Citation:
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Hearing Date(s):
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3 July 2019
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Decision Date:
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30 August 2019
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Before:
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Basten JA at [1]; Button J at [54]; Lonergan J at [63]
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Decision:
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(1) Grant the applicant an extension of time to permit the
filing of a notice of appeal including the further ground up to and including
2
July 2019. (2) Pursuant to r 4, Criminal Appeal Rules,
refuse leave to rely upon the new ground. (3) Grant the
applicant leave to appeal on the ground that the verdict was
unreasonable. (4) Dismiss the appeal against the conviction
on count 1.
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Catchwords:
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CRIMINAL LAW – appeal and new trial – conviction appeal –
applicant convicted of non-consensual sexual intercourse
but acquitted of
indecent assault – whether verdict unreasonable or insupportable having
regard to evidence – principles
applicable to unreasonable verdicts
– assessment of factual circumstances – evidence of conduct and
initial complaints
significantly more substantial for offence resulting in
conviction CRIMINAL LAW – appeal and new trial –
conviction appeal – direction as to need to consider counts separately
–
direction as to use of doubts as credibility of complainant on one
charge in considering other charge – comment as to prosecution
case if
satisfied as to complainant’s credibility – no objection taken at
trial – whether direction adequate –
R v Markuleski considered
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Legislation Cited:
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Cases Cited:
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Category:
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Principal judgment
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Parties:
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Zejadin Ganiji (Appellant) Regina (Respondent)
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Representation:
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Counsel: Ms S Kluss (Appellant) Ms H Roberts
(Respondent) Solicitors: Ross Hill & Associate, Solicitors
(Appellant) C Hyland, Solicitor for Public Prosecutions (Respondent)
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File Number(s):
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2016/211300
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Publication Restriction:
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Publication of any material which leads or is likely to lead to the
identification of the complainant in respect of a prescribed sexual
offence is
prohibited: Crimes Act 1900 (NSW), s 578A(2).
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Decision under appeal:
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Court or Tribunal:
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District Court
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Jurisdiction:
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Criminal
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Date of Decision:
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9 March 2018
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Before:
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Haesler SC DCJ
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File Number(s):
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2016/211300
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JUDGMENT
- BASTEN
JA: On 29 August 2017 the applicant, Zejadin Ganiji, entered pleas of
not guilty in relation to two offences involving assaults on a
young woman who,
for the purposes of the proceedings, was given a
pseudonym;[1] for present purposes it
will suffice to refer to her as the complainant. The counts were as
follows:
Count 1: On 7 February 2016 at Bulli
in the State of NSW, [the applicant] did have sexual intercourse with [the
complainant] without
the consent of [the complainant], knowing that she was not
consenting.
Count 2: On 7 February 2016 at Bulli in the State of
NSW, [the applicant] assaulted [the complainant] and at the time of the assault
committed an act of indecency upon [the complainant].
- On
5 September 2017 the jury returned a verdict of guilty to count 1 and a
verdict of not guilty with respect to count 2. The applicant
was sentenced to 5
years imprisonment with a non-parole period of 3 years, commencing on
15 May 2017.
- On
6 February 2019, the offender (the applicant) filed an application for an
extension of time within which to seek to leave appeal
and a notice of appeal.
The sole ground identified in the notice of appeal was that the verdict was
unreasonable, or could not be
supported having regard to the evidence, and to
the finding that the applicant was found to be not guilty in relation to
count 2.
- At
the hearing of the application, an additional ground of appeal was sought to be
raised in the following terms:
“The trial miscarried because the learned judge failed to properly direct
the jury that if it entertained a reasonable doubt
as to the complainant’s
evidence on one count, it ought to take this into account in assessing her
credibility in relation
to the other count, and erroneously minimised the
Markuleski
direction.”[2]
- Counsel
for the Director did not object to the addition of the further ground of appeal
and it is appropriate that the extension of
time required for filing a notice of
appeal be extended to the date of the filing of the additional ground, namely
2 July 2019.
- Counsel
for the applicant acknowledged that the act of sexual intercourse, by way of
fellatio, took place. The issue, she submitted,
was whether it was consensual or
not. Because the jury could not have rejected count 2 if it had found the
complainant to be a credible
witness, there was either inconsistency in
convicting on count 1 or the jury had not been properly directed as to the need
to have
regard to its conclusions with respect to her credibility when assessing
count 2 in considering count 1. Both the complainant and
the accused gave
evidence at trial.
- As
counsel for the Director correctly submitted, it is rarely possible to isolate
an issue of consent as having been determined purely
by an assessment of the
credibility of the complainant, without regard to the surrounding circumstances
as revealed in the evidence
at trial.
- When
viewed in retrospect, the events of a single evening may appear to be structured
around two particular allegations, as formulated
in the counts on an indictment.
That may well not be how they were perceived by either party to the events at
the time they occurred.
Frequently, a complainant will have spoken of the events
in different terms and different degrees of detail and emphasis over a period
of
time. As will be explained below, that happened in the present case. No doubt in
assessing the credibility of aspects of her evidence,
a jury will have regard to
the consistency of her accounts and their conformity with known and uncontested
circumstances. Thus, and
again merely by way of example, the jury may be
convinced that a particular serious assault took place, as described by the
complainant,
but have doubts about other aspects of her account, particularly if
they only surfaced in later statements as further detail was
elicited by persons
taking her statements.
- Nor
is “credibility” necessarily a single discrete finding made with
respect to a witness, with equal levels of conviction
or uncertainty in relation
to all aspects of her evidence. The jury is not directed to ask themselves
whether they believe her or
not; it is asked to determine whether they accept
her statements in evidence as to the elements of each offence to be true beyond
reasonable doubt.
- Accordingly,
to assess the single issue sought to be raised by the applicant, it is necessary
to have regard broadly to the case presented
at trial, as counsel for the
Director submitted.
- With
respect to the additional ground, as counsel for the applicant acknowledged,
there was a live issue with respect to the application
of r 4 of the
Criminal Appeal Rules (NSW). That is because the judge gave an explicit
direction to the jury in relation to the general
issue of entertaining doubts as
to parts of an account, to which regard may be had in assessing truthfulness or
reliability generally.
No objection was taken to the terms of that direction; no
further direction was sought and, in particular, no direction was sought
in the
terms now said to have been necessary. Accordingly, the applicant requires leave
to raise the additional ground. That issue
will be addressed
below.
First issue on appeal: “inconsistent”
verdicts
- Putting
to one side the adequacy of the direction to the jury, the argument based on
inconsistent verdicts depended on satisfaction
that the guilty verdict was
“unreasonable, or cannot be supported, having regard to the
evidence” (the first limb), or
that there was otherwise “a
miscarriage of justice” (the third limb), within the language of
s 6(1) of the Criminal Appeal Act 1912 (NSW). Conventionally, it
seems to have been assumed that such an argument falls within the first limb of
s 6(1), rather than the third limb.
- The
correct approach depends on discarding the term “inconsistent” with
respect to the verdicts, as it assumes unreasonableness,
or some unspecified
error, on the part of the jury. Absent further analysis, a conviction on one or
more counts on an indictment,
accompanied by acquittal on one or more other
counts, does not necessarily demonstrate “inconsistency” or any
other error
on the part of the jury. The critical circumstance said to raise
possible error is that both counts depended upon the jury accepting
the evidence
of the complainant. In such cases, it is necessary to have careful regard to the
surrounding circumstances in order
to determine whether there is a rational
basis upon which it was open to the jury to accept the complainant with respect
to one aspect
of her evidence, but not with respect to other aspects.
- There
have been a series of cases in which both the High Court and this Court
struggled with the appropriate analysis of such circumstances.
Those
difficulties were largely resolved following the judgment of the High Court in
MFA v The Queen.[3] Why that
was so was explained by Simpson J (with the agreement of Latham J) in R
v TK.[4] In the course of that
explanation, Simpson J stated:
“[128] ... The foundation for the test stated in
MFA is not confined to ‘the whole of the evidence’ but
incorporates ‘all of the facts and circumstances of the particular
case’. That is wide enough to include matters outside the evidence, such
as the impact on the reasonableness of the verdict
of guilty of what may be
discerned to be the explanations for the acquittals. In determining whether
convictions are unreasonable,
in these circumstances, the focus of the inquiry
is upon any explanation, not for the convictions, but for the acquittals. If
such
an explanation can be found, without resort to doubts about the
complainant’s credibility, the verdicts of guilty may not be
unreasonable,
at least not on that basis.”
- That
approach has been followed in subsequent cases, including Jafary v
R,[5] AH v
R,[6] and Hogan (a pseudonym) v
R.[7]
- It
may be doubted whether it is helpful to state such a proposition as a general
principle; the appeal involves a challenge to the
conviction, not the acquittal.
In many cases it will be simplistic to focus on one part of the evidence, in a
search for an “explanation”
of the acquittal, rather than the whole
of the circumstances. So much appears from the observations of McClellan CJ at
CL in R v TK, for example in the following
passages:[8]
“[6] It seems to me that there are problems in an
appellate court concluding that because a jury does not convict on one
or more
counts any conclusion as to the general creditworthiness of a complainant can be
drawn. As the judgments in R v Markuleski point out there may be many
reasons why a jury does not convict on a particular count. The High Court has
been careful to emphasise
that an appellate court must allow for the advantage
of the jury when considering questions arising under s 6(1) of
the Criminal Appeal Act. The most significant advantage is assumed
to be that of observing the witnesses as they give their evidence. It is a very
significant
step to conclude that the reason for the jury's decision to acquit
on any count is that they were so unable to accept the complainant's
evidence on
that count that her evidence was not capable of founding a conviction on another
count. The consequence of such a decision
by an appellate court is that the jury
has not been faithful to the fundamental directions from the trial judge, namely
that the
Crown must prove its case beyond reasonable doubt on each count.
...
[7] It is important to remember when considering the problem of
inconsistent verdicts that a jury does not have to be satisfied
beyond
reasonable doubt that all of a complainant's evidence is an accurate or even
truthful account of all of the facts relevant
to all of the counts. It may be,
and in fact may often be the case, that a complainant's recollection of a
sequence of events over
time will contain inaccuracies, internal contradictions
or other imperfections which leave a jury unsure about the Crown case on
particular counts. As Wood CJ at CL pointed out in R v Markuleski, a
complainant, concerned that she may not be believed, may exaggerate or embellish
her account of particular events. It may be that,
having been reminded of the
problems of uncorroborated evidence by the trial judge, before a jury convicts
on any count where the
primary evidence is of the complainant, it will seek out
matters in the surrounding evidence which are consistent with the complainant's
account. It may also be that where the jury finds amongst the surrounding
evidence that there are some inconsistencies with the complainant's
evidence it
will be unable to return a guilty verdict on a particular
count.”
- Again
it may not always be appropriate for the appeal court to consider the presence
or absence of corroborating evidence; there has
been, since January 2007, an
express prohibition against warning the jury of the danger of convicting on the
uncorroborated evidence
of a complainant in a prescribed sexual offence charge
(a term which includes the charges laid in the present
case).[9] There are also constraints
on the nature of a warning which can be given as to the absence of, or delay in
making, complaint of the
commission of a particular
offence.[10] That is not to say,
however, that the jury in this case may not have placed significant weight upon
the immediacy of the complaint
as to the charge resulting in conviction, and the
lack of clarity as to precisely when the offence of indecent assault was first
described to a third party.
- Furthermore,
as aptly noted by Simpson AJA in AH v R:
“[62] In fact, in my opinion, differential verdicts, far
from providing an indication that a jury has fallen down in its
task, may very
often provide the basis for confidence that the jury has done precisely what it
has been instructed to do: consider
each count separately and reach a verdict on
that count, on the evidence relevant to that count.
[63] In this respect, it is apposite to recall the trial
judge’s direction.... That direction was a strong indication to
the jury
that any doubt that it had about the complainant’s credibility should be
‘factored in’ to their consideration
of her credibility on other
counts. Even in the face of that direction, the jury was satisfied of the
complainant’s reliability
in relation to Count 1.”
- The
circumstances of the offending may now be assessed in the light of these
principles.
Factual circumstances of offending
- The
evidence can be addressed in four stages, namely (i) events prior to the
complainant entering the applicant’s taxi; (ii)
events whilst the
complainant and the applicant were together; (iii) the conduct of the
complainant immediately after leaving the
taxi, and (iv) statements made in
the course of the subsequent investigation.
Events prior to the
complainant entering the taxi
- On
the afternoon of 6 February the complainant attended a barbeque with a few
friends in Corrimal. She gave evidence that in the course
of the evening she
drank a bottle of champagne, three cans of double strength bourbons and a beer.
She was taking antidepressant
medication at the time and said that her doctor
had recommended “not to drink too much on
it.”[11]
- She
gave evidence that she intended to catch a 2.15am bus to her home in Thirroul,
which required a 25 minute walk to the bus stop.
She inadvertently left her
mobile phone at her friend’s place. Unbeknownst to her at that time, her
watch was slow and she
had in fact missed the bus. Whilst waiting at the bus
stop, a taxi passed, did a U-turn and pulled alongside her. The driver called
out to her something she could not hear; when she approached he said,
“Just hop in”. The complainant responded, “‘No,
because
you’re going to make me miss the bus.’ I said, ‘I don’t
have money for a taxi. I’ve got my
Opal card. I’m waiting for the
bus. It should be here in a
minute.’”[12] The
conversation proceeded:
“He said, ‘Just hop in the car. Where are you going?’ and I
said, ‘I'm going to Thirroul. There's a bus coming.
I don't need a
taxi’, and then he said, ‘I've got a fare out there anyway. I'm
going that way. Just hop in. I'll take
you home.’ Then I said, ‘No,
really, I don't want to.’ I said, ‘I haven't got any money for a
taxi. I just
want to wait and catch the bus’, and he said, ‘Just hop
in’, and I was sort of already sitting sort of half on
the edge talking to
him and telling him about how the bus would be here soon. After that he sort of,
like, pulled my bag and hand
into the car and then reached over and shut the
door on me. ...
...
After that he asked me where I was going again and I said, ‘I'm going to
Thirroul’, and I said, ‘Maybe I shouldn't,
you know, do this because
I don't want you to give me a free ride or anything and I can pay with
EFTPOS’, and because he was
saying things to me, like, ‘We'll sort
out another way; okay? ... and I said, ‘Okay. Well, I'll pay with EFTPOS
then.”
Events while applicant and complainant
together
- Whilst
in the car, she described the driver, whilst still driving, pull out a piece of
paper from the glove box and wrap it around
the rear vision
mirror.[13] She described going
through her bag which was on the floor, looking for her phone. She
said:[14]
“So I was still looking for my phone because I thought something is going
wrong, I need to have it in my hand. I still couldn't
find it, and then when I
was down there, he pulled me towards him and he started to undo his zipper and
he put my ‑ he pulled
my hand onto his penis and said, ‘Feel
that’, and I said, ‘I don't want. I don't know what you're asking me
to
do. I'm not that kind of person. I think you've made a mistake’, and
yeah, so then he put this ‑ the left arm over me
and pulled my head down
towards his penis and told me to suck it.”
- She
said that she reluctantly complied, as he was still driving. Further, “he
still had his arm over me on that - the left arm,
and I was wearing stockings
and a short skirt and he lifted up the back of my skirt and was rubbing my
crotch area through my stockings,
roughly ‑ like, being really rough,
like, massaging around my bottom and vagina and anus area and he was rubbing it
really
hard ...”.[15] She was
asked how long he kept his penis in her mouth and said “[a] minute or
less. Maybe less.”[16]
- She
described the driver turning off the road at Sandon Point, at which stage she
said “‘That’s Thirroul over there.
I can walk from
here’, and he unlocked the door and I hopped out and got my bag and
started walking across the grass towards
the bike path and was planning on
heading down towards that track to either walk home or hide there in the dark
until the taxi driver
left
...”.[17]
- She
described the driver as following her for about “50 steps or a
hundred” at which point she turned around and said,
“‘Could
you please leave me alone. I’m going home now. I don’t want you to
follow me.’ He turned me
around and grabbed me by both the arms and he
sort of squeezed me so, like, I dropped my bag. He was squeezing my arms down by
my
side. At that time I got even more scared because I just ‑ I couldn't
believe that I was in this position, that he was following
me and ‑ I got
really shaken, upset. I got a bit, like, sort of frozen.” She said that
there was no one around and she
did not know what to do; she
continued:[18]
“I felt that ‑ because I had lost my phone and because my friends
thought I was catching a bus and my children ‑
my children weren't at home
that night because I was out, ... nobody on earth knew where I was, nobody knew
what was happening to
me, nobody knew anything. There was no‑one around,
no‑one to call to....”
- The
complainant then described the driver holding her “tightly”, pulling
down her T-shirt “[t]o just underneath
my breasts, then it fell all the
way down, and then he pulled the top sort of straps of my bra down like that and
started squeezing
my
nipples.”[19]
- The
account
continued:[20]
“The man said to me ‘I'm going to fuck you up the arse and you're
going to like it’, and I said, ‘No I don't
want you to do that,
please’. I said, ‘Just let me go’, and he said, ‘Have
you got any condoms?’ and
I said, ‘No’, and then he sort of
shook me a bit and said, ‘Don't you have any condoms?’ and I said,
‘No’,
and then he let go of me and I dropped down to the grass and
tried to put my shirt back on and find my bag.”
- She
then described walking behind the taxi, trying to read the licence plate, at
which point he took hold of her, placed her back
in the taxi and said
“I’ll take you home.” He then dropped her off in the main
street of Thirroul. She waited until
the cab left before making her way
home.
Conduct of complainant immediately after leaving
taxi
- The
complainant returned to the unit where her boyfriend was asleep in bed. She
said, “He didn’t live there. I wasn’t
sure if he was going to
be there or not, but he was
asleep.”[21] She then gave an
account of their
conversation:[22]
“I said ‑ Nathan was in bed. I turned on the light. I said to Nathan
‘Do you have a phone?’ He said, ‘No’.
I said,
‘I've just been sexually assaulted by a taxi driver and I really need a
phone’. I don't know why he said this,
but he said, ‘You're a slut.
You deserved it.’”
- She
then left the unit, went next door, borrowed a telephone and rang 000. She then
went outside, where she was met by ambulance officers
and the police.
- The
person from the neighbouring unit who had been woken and asked for a mobile
phone agreed that the complainant appeared distressed
and that she had said that
“she’d just been raped by a taxi driver or a taxi driver just tried
to rape her”.[23] He was not
cross-examined.
- The
neighbour’s friend, who was in the unit at the time the complainant
knocked on the door and was also woken, recalled her
saying “I need to
call 000”, and that “she had been raped”. She described the
complainant’s tone of
voice as
“frantic”.[24] She was
not cross-examined.
- The
person at whose party she had been, who had known her for about 20 years, gave
evidence that she had returned the next day at
about 11 o’clock,
“pretty much claiming that she had just come from the hospital, and that
she’d just been raped.
And, was pretty shaken up and pretty much on the
verge of tears, and ... yeah, basically he took her to some park, and made her
have
oral sex on
him”.[25]
- He
described the complainant as “a mess”, “very upset” and
saying that “she had got picked up by a taxi
driver and pretty much, yeah.
Was forced to have sex with him, oral sex anyway.” He said they did not
find the complainant’s
phone until a week or so
later.[26]
- He
was cross-examined as to a statement he had made to police in which he had said,
“I remember her saying that a cab driver
took her to a park near Point
Street, in Bulli, and he made her go down on him”. He agreed that he had
said that. The effect
was largely to confirm her complaint of forced oral
sex.
Statements made in course of subsequent
investigation
- The
complainant gave evidence that she recovered the mobile phone from her
friend’s place and was able to identify her browsing
history from the
early hours of 7 February when she had used the phone, through a trip
planning app, to find the bus timetable she
had checked. A copy of the history
was tendered.
- The
complainant was cross-examined on the basis of a statement she made to police in
which she described the events of the evening.
The account of her initial
contact with the taxi driver was largely in accord with the evidence she gave in
chief, up to the final
two sentences which read as
follows:[27]
“He said, ‘I'm going to Thirroul anyway. Don't worry about money'. I
sat in the passenger seat and closed the door."
- She
denied that she had closed the door, saying that the driver had closed the door.
It was also put to her that she had told a police
officer at the hospital that
she had got into the taxi because she was “intoxicated and wanted to get
home.” She did
not recall saying
that.[28]
- The
initial statement was taken on the afternoon of 7 February over the
telephone. She was also asked about what she had told police
on 5 May 2016.
The statement made on that occasion recorded her as saying, “the driver
insisted I travel with him saying he
was going to Thirroul anyway. I decided to
get into the taxi.” It was suggested to her, and she agreed, that there
was nothing
in the statement about the driver pulling her bag and hand into the
car and shutting the door. She was also cross-examined about
what she did and
did not tell the ambulance officers. She agreed that she did not tell them about
the driver touching her nipples
or
breast.[29] It was suggested to her
that outside the front of her unit, after the police arrived following the 000
call, she said nothing about
her nipples or breasts being touched in the park to
either ambulance officers or the police.
- The
prosecution called Constable Collier, who had taken a statement in his police
notebook when he attended on the 000 call. He had
taken notes of a sexual
assault, but had not shown them to the complainant at any
stage.[30] The account given in the
officer’s notebook was consistent in several respects with the account
given by the complainant in
more detail in the witness box. However, the officer
recorded the complainant as saying that oral sex occurred at Sandon Point, and
not in the car driving to Point Street. There was no reference to squeezing her
nipples or breasts.
- The
defendant’s evidence was that the complainant had flagged him down, and
asked for a ride to Thirroul, saying “I really
need to go home but
I’ve got no money”. She then got into the rear seat of the taxi, and
said, “I’ll give
you a blow job”. He stated that she then
climbed over the console onto the front passenger seat. She then knelt on the
seat
and performed fellatio whilst he was driving.
- He
said that he turned into the Sandon Point reserve and they got out of the car
onto the grassed area when she again got on her knees,
pulled his zipper down
and continued to fellate him for five to 10
minutes.[31]
- He
agreed that the account he had given to police when first interviewed, namely
that no oral sex had occurred, was untrue. He denied
that he had pulled her top
down whilst at the park, and denied the conversation about
condoms.
Comparing the evidence as to each offence
- With
respect to the offence of sexual intercourse, the acceptance by the accused that
fellatio had occurred limited the issue before
the jury as to whether or not it
was consensual. There was, in substance, unchallenged evidence that the
complainant tried to identify
the taxi cab by its number plate before he drove
her to Thirroul from Sandon Point; that she immediately took steps to obtain a
mobile
phone to make a 000 call; that the neighbours, who were independent of
either party, confirmed that she took that step and that she
appeared distressed
or even frantic; and that, having summoned help she waited for the ambulance and
police and complied with directions.
There were critical aspects of her
complaint of sexual intercourse which were consistent with the conduct being
non-consensual. In
the circumstances, there was ample evidence upon which the
jury could convict on that count.
- By
comparison, there was no immediate complaint of what was, undoubtedly, the
lesser offence of indecent assault. So far as the jury
were aware, she had not
made an early complaint of squeezing her nipples. In relation to that count,
there was no concession that
the conduct took place. Thus, an entirely different
issue was raised than the single issue of consent with respect to the offence
involving fellatio. The comparison between the relative strength of the case
with respect to the more serious charge, and the evidence
with respect to the
lesser charge, provides an immediate and powerful basis upon which the
respective verdicts of the jury were readily
comprehensible. The challenge to
the conviction on this ground must be rejected.
Second issue on
appeal: inadequate direction
- It
is convenient to turn next to the question raised by the new ground as to the
adequacy of the so-called Markuleski direction given by the trial judge.
In noting the language used, it is important to recall that Spigelman CJ in
Markuleski itself stated that any general practice did not apply
“where the peculiar facts of the case and the conduct of the trial do
not
suggest the need for the warning to restore a balance of
fairness”.[32]
Spigelman CJ further abjured the need to specify any precise words for such
a direction, as that would depend on the circumstances
of the
case.[33] The Chief Justice
concluded:
“[191] The precise terminology must remain a matter for
the trial judge in all the particular circumstances of the specific
case. The
crucial matter is to indicate to the jury that any doubt they may form with
respect to one aspect of the complainant’s
evidence, ought be considered
by them when assessing the overall credibility of the complainant and,
therefore, when deciding whether
or not there was a reasonable doubt about the
complainant’s evidence with respect to other
counts.”
- The
trial judge gave clear and concise directions to the jury as to the onus of
proof, and the need to give consideration to the evidence
of each witness in the
light of all the other evidence. The judge continued:
“Giving separate consideration to the individual counts, count 1 and count
2, as you must, because they are separate trials,
means that you are entitled to
bring in verdicts of guilty on one count, two counts or verdicts of not guilty
[on] one count or two
counts if there is a reason in the evidence for that
outcome.
There are two separate distinct counts. That there are two separate distinct
counts is not an invitation to compromise in your discussions,
but each count
requires individual consideration. You consider each count separately by
reference to the evidence that applies to
it, and of course, a lot of the
evidence is common. If you had a reasonable doubt concerning the truthfulness or
reliability of ...
the complainant's evidence, in relation to one count, then
those doubts would be taken into account when assessing the truthfulness
or
reliability of her evidence generally. Including in deciding whether or not
there is a reasonable doubt of [her] evidence with
respect to other counts. In a
sense, there is consistency.
If you have got doubts about her evidence in relation to one count, then you may
have doubts about her evidence in relation to the
other. The Crown would of
course say that if you are confident about her reliability on one count, well,
it may well work the other
way as well. But the onus remains upon the Crown
throughout, and, as I said, you can return different verdicts but you are not to
compromise.”
- There
was no basis to quarrel with the terms of this direction. The fact that defence
counsel neither sought any further direction,
nor complained as to any aspect of
the direction given, was understandable in the circumstances.
- Complaint
was made on appeal as to the judge’s “personal observation”,
as to the prosecution argument, based on
consistency. It was not a personal
observation: it was a reference to the prosecution case. It may have been that
the judge was concerned
that in emphasising how the jury should deal with doubts
relating to part of the evidence he might be thought to be expressing a
view
that there were such doubts. In any event, the intention and the effect of the
direction were clear and unexceptionable. The
submissions for the applicant
placed some weight upon the absence of complaint about indecent assault relating
to the fondling of
the complainant’s breasts; in doing so they emphasised
the immediacy and consistency of the complaints with respect to the
offence
involving sexual intercourse.
- Separately,
counsel submitted that the force of an otherwise unexceptionable direction was
undermined by the indication that the logic
might work both ways, so that
confidence in the complainant’s evidence on one count may be thought to
support a degree of confidence
in her evidence as to the other count. The logic
was sound; the effect of the observation was muted by the immediate reminder
that
the prosecutor bore the onus throughout and that the jury could bring in
different verdicts, but were not to compromise. An attempt
to insist on precise
and unqualified words for such a direction is not consistent with authority and
is wrong in principle. The verdicts,
distinguishing between the counts, suggest
the jury understood the directions.
- There
is no substance in the new ground of appeal. Objection was not taken at trial
for good reason; leave to rely upon the further
ground should be refused
pursuant to r 4 of the Criminal Appeal
Rules.
Conclusions
- The
Court should make the following orders:
- (1) Grant the
applicant an extension of time to permit the filing of a notice of appeal
including the further ground up to and including
2 July 2019.
- (2) Pursuant to
r 4, Criminal Appeal Rules, refuse leave to rely upon the new ground.
- (3) Grant the
applicant leave to appeal on the ground that the verdict was unreasonable.
- (4) Dismiss the
appeal against the conviction on count 1.
- BUTTON
J: I have had the considerable benefit of reading the judgment of Basten JA
in draft.
- As
for ground one, asserting irrational inconsistency between the verdicts, I
respectfully agree with all that his Honour has written,
and have nothing to
add.
- As
for ground two, asserting an error with regard to the “Markuleski
direction” that was given by the trial judge, in my respectful opinion it
may raise deep issues about whether such a direction
may only refer to one line
of reasoning and must not refer (directly or indirectly) to its obverse, and
whether a legal direction
may be erroneously undermined by the contemporaneous
recitation by a trial judge of an obverse submission to the jury by
counsel.
- For
two reasons, however, in my opinion this appeal does not present a suitable case
for this Court to grapple with those issues.
- The
first reason is that the jury returned a verdict of guilty on count 1 and a
verdict of not guilty on count 2. In other words, in the context of only
one guilty verdict, it is very difficult to accept that the obverse line
of
reasoning to which the trial judge referred had any effect on the outcome of the
trial.
- As
for the submission of counsel for the applicant (resisting that proposition)
that the referral to the obverse line of reasoning
may have detracted from the
force of the Markuleski direction, thereby possibly erroneously leading
to the guilty verdict on count 1, in my opinion the two lines of
reasoning were presented to the jury by the trial judge as separate approaches,
based on opposing findings about the credibility of the complainant, not as one
melded proposition.
- In
other words, I think that the two lines of reasoning were binary and opposite.
To restate that: if the precondition for the jury
acting upon the
Markuleski direction of the jury having “doubts about [the
complainant’s] evidence in relation to one count” had been
established,
the obverse line of reasoning referred to by the trial judge could
not arise.
- Secondly,
and more fundamentally, r 4 of the Criminal Appeal Rules applies, and, as Basten
JA has written, has a significant role to play. That is not only because the
absence of exception to the
summing-up on the part of defence counsel suggests
that he was quite content with it in the context of the whole trial. It is also
because this Court is bereft of the analysis and explanation at first instance
that would have been generated if that exception had
been taken.
- It
is for the foregoing reasons that I agree with the orders proposed by
Basten JA.
- LONERGAN
J: I have had the substantial benefit of reading the judgments of Basten JA
and Button J in draft.
- Having
reviewed the evidence, I have concluded that the verdict of the jury on count 1
is not unreasonable nor is it inconsistent
with the jury’s verdict on
count 2. I agree with the reasons stated by Basten JA as to why ground one of
the appeal should
be dismissed.
- For
the reasons stated by Basten JA, ground two should also be dismissed. The
direction was discussed with counsel before it was given
and once given, no
redirection was sought.
- I
agree with the orders proposed by Basten JA.
**********
[1] Publication
of any material which leads or is likely to lead to the identification of the
complainant in respect of a prescribed
sexual offence is prohibited: Crimes Act
1900 (NSW), s 578A(2).
[2]
Referring to R v Markuleski (2001) 52 NSWLR 82; [2001] NSWCCA
290.
[3] (2002)
213 CLR 606; [2002] HCA 53.
[4]
(2009) 74 NSWLR 299; [2009] NSWCCA 151 at
[119]- [138].
[5]
[2018] NSWCCA 243 at [37] (Leeming JA, Walton and Wilson
JJ).
[6] [2019]
NSWCCA 152.
[7]
[2019] NSWCCA 125 at [50] (Simpson AJA, Johnson and N Adams JJ
agreeing).
[8]
Although it was said in Jafary that McClellan CJ at CL agreed
with Simpson J in R v TK, a better view may be that he expressed
his own reasons
as to this aspect of the analysis: see R v TK at
[1].
[9] Criminal
Procedure Act 1986 (NSW),
s 294AA.
[10]
Criminal Procedure Act, s 294 (which commenced on
1 January 2000).
[11]
Tcpt, 29/08/17,
p 12(25).
[12]
Tcpt,
p 15(15).
[13]
Tcpt,
p 16(25).
[14]
Tcpt,
p 17(5).
[15]
Tcpt,
p 18(15).
[16]
Tcpt,
p 18(42).
[17]
Tcpt,
p 20(20).
[18]
Tcpt,
p 21(30).
[19]
Tcpt,
pp 21-22.
[20]
Tcpt,
p 22(20).
[21]
Tcpt,
p 23(45).
[22]
Tcpt,
p 24(10).
[23]
Tcpt, 30/08/17,
p 67(31).
[24]
Tcpt,
p 69.
[25]
Tcpt,
p 75(30).
[26]
Tcpt,
p 75.
[27]
Tcpt, 29/08/17,
p 32(45).
[28]
Tcpt,
p 34(15).
[29]
Tcpt,
p 39(42).
[30]
Tcpt,
p 79(10)-(15).
[31]
Tcpt, 31/08/17,
p 170.
[32]
Markuleski at [187] quoting Crofts v The Queen [1996] HCA 22; (1996) 186 CLR
427 at 451; [1996] HCA 22.
[33]
Markuleski at [188] and [191].
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