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[2022] NSWCCA 258
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R v SS (a pseudonym) [2022] NSWCCA 258 (7 December 2022)
Last Updated: 7 December 2022
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Court of Criminal Appeal Supreme Court
New South Wales
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Case Name:
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R v SS (a pseudonym)
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Medium Neutral Citation:
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Hearing Date(s):
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22 November 2022
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Date of Orders:
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07 December 2022
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Decision Date:
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7 December 2022
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Before:
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Price J at [1]; Ierace J at [2]; McNaughton J at [3]
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Decision:
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(1) Grant leave to file the amended grounds of appeal; (2) Allow the
appeal; (3) Quash the sentence imposed on the respondent in the District
Court on 1 September 2022 and in lieu thereof, sentence the respondent
to a term
of imprisonment of 9 years and 6 months with a non-parole period of 5 years and
9 months commencing on 7 December 2018.
The date the respondent is first
eligible for release to parole is 6 September 2024.
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Catchwords:
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CRIME – appeals – Crown appeal – whether sentencing judge
erred in assessment of objective seriousness, or alternatively,
mistaking the
facts – whether sentence manifestly inadequate – sexual offences
against estranged wife with related assault
offences on schedule –
two-year-old child present for some offending – no criminal history
– need for clear general
deterrence and denunciation – appeal
allowed – sentence below quashed – sentence increased
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Legislation Cited:
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Cases Cited:
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Category:
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Principal judgment
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Parties:
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Director of Public Prosecutions (NSW) (Appellant) SS (Respondent)
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Representation:
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Counsel: B Hatfield (Appellant) S Kluss
(Respondent)
Solicitors: Solicitor for Public Prosecutions
(Appellant) Ross Hill & Associate Solicitors (Respondent)
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File Number(s):
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2018/393105
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Publication Restriction:
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The non-publication and suppression orders previously made in this matter
are continued until further order of the Court.
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Decision under appeal:
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Court or Tribunal:
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District Court of NSW
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Jurisdiction:
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Criminal
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Citation:
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Date of Decision:
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1 September 2022
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Before:
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Wilson SC DCJ
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File Number(s):
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2018/393105
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JUDGMENT
- PRICE
J: I agree with McNaughton J.
- IERACE
J: I also agree with McNaughton J.
- MCNAUGHTON
J: The Director of Public Prosecutions (NSW) (“the appellant”)
has appealed against the sentence1 imposed
on SS (“the respondent”)1
[1]y his Honour Judge Wilson SC (“the
sentencing judge”) in the District Court at Gosford on 1 September 2022
following late
pleas of guilty. The offences for which the respondent was
sentenced took place on 6 December 2018 over a period of about 30 minutes,
during which time the respondent brutally attacked and raped his estranged wife
(‘the victim”) in the family home. Some
of the offending occurred in
the presence of their two-year-old daughter (“the child PS”).
- The
respondent was sentenced to a head sentence of 8 years with a non-parole period
of 4 years, which was backdated to commence on
7 December
2018.[2] The matter has some urgency
as the non-parole period of 4 years expires on 6 December 2022, and the Court
has been informed that
the respondent has been approved to be released to parole
on 13 December 2022.
- The
appellant applied for leave to rely on amended grounds of appeal on 9 November
2022. The amended grounds of appeal are as follows:
(1) That the sentencing judge erred in his assessment of the objective
seriousness of Count 3 by failing to take into account a relevant
consideration
or, alternatively, mistaking the facts.
(2) That the sentence imposed is manifestly inadequate.
- For
the reasons explained below, I am of the view that leave to file the amended
grounds of appeal should be granted, the appeal should
be allowed, and the
respondent’s sentence should be increased. The orders I propose are at the
conclusion of my reasons.
Background
- The
respondent initially pleaded not guilty and was committed for trial which was
set to commence on 24 August 2020. The trial did
not proceed and on 27 August
2020, the respondent entered pleas of guilty at Gosford District Court to the
following two offences:
(1) One count of aggravated sexual intercourse without consent (the aggravating
factor being intentionally inflicting actual bodily
harm immediately before the
offence) contrary to s 61J(1) of the Crimes Act 1900 (NSW)
(“Crimes Act”). The maximum penalty for this offence is 20
years imprisonment, with a standard non-parole period of 10 years. This was
Count 3 on the original indictment (“Count 3”).
(2) One count of sexual intercourse without consent contrary to s 61I of the
Crimes Act. This was Count 4 on the original indictment (“Count
4”). The maximum penalty for this offence is 14 years imprisonment,
with
a standard non-parole period of 7 years.
- Two
charges were also placed on a schedule pursuant to s 32 of the Crimes
(Sentencing Procedure) Act 1999 (NSW) (often referred to as a “Form
1”), with a view to having them taken into account by the sentencing court
in relation
to Count 3:
(1) One count of assault occasioning actual bodily harm contrary to s 59(1) of
the Crimes Act (carrying a maximum penalty of 5 years) –
this was Count 1 on the original indictment (“Count 1”); and
(2) One count of intentionally choking without consent contrary to s 37(1A) of
the Crimes Act (carrying a maximum penalty of 5 years) – this was
Count 2 on the original indictment (“Count 2”).
- Further
delay occurred after the change in plea as a result of the respondent commencing
and then abandoning certain arguments which
may have been relevant to sentence.
There was also a change of legal representation. The COVID-19 pandemic was an
additional disruptive
factor from March 2020 (which also brought about
additional custodial lockdowns). None of the delay was attributable to the
appellant.
- The
respondent received a discount of 5% for his late pleas of
guilty.[3]
Facts
- The
sentencing proceeded on the basis of a statement of facts. The following
summary largely reflects the summary of those facts
provided by the appellant in
written submissions to this Court, which is agreed by the respondent to be
correct.
- The
victim and the respondent had been married and together they had the child PS,
who was around 2 years and 4 months old at the
time of the offence. The victim
also had a son of school age from a previous relationship.
- The
relationship between the respondent and the victim was described as
“tumultuous”. In June 2018, the victim told the
respondent that she
wanted to end the relationship, but she subsequently agreed to stay with the
respondent for the sake of the children.
On 17 November 2018, the victim ended
the relationship and moved out of the family home with her son and the child PS.
The offences
were committed on 6 December 2018 when the victim returned to the
former family home to collect the child PS as part of their shared
custody
agreement and to collect some of her personal belongings and some toys for her
son.
First matter on Form 1: Assault occasioning actual bodily
harm (Count 1)
- While
the victim was upstairs with the child PS to collect her belongings, the
respondent (who had followed the victim and child upstairs)
approached the
victim in the rumpus room and punched her to the face with a closed fist,
causing her to fall to the floor. As the
victim laid on the floor, the
respondent held her down and punched her to the face a second and third time.
The child PS was standing
nearby and screaming “Mummy, Mummy... stop,
Mummy”.
Second matter on Form 1: Intentionally choke
person with intent (Count 2)
- The
respondent straddled the victim and choked her by squeezing her neck with both
hands. The victim struggled to breathe and began
to scream for help. The
respondent took one hand off the victim’s neck and put it over the
victim’s nose and mouth. The
victim continued to struggle to breathe. The
victim bit the respondent’s finger and scratched at his face to try to
defend
herself.
Count 3: Aggravated sexual intercourse without
consent (intentionally inflict actual bodily harm immediately before)
- The
respondent removed his hand from the victim’s mouth. The child PS was
still screaming. The victim felt scared for her life
and thought the respondent
was going to kill her.
- The
respondent then punched the victim a fourth time (“the fourth
punch”), to the left side of her face, causing her to
lose consciousness.
- The
victim awoke to the respondent penetrating her vagina with his penis. The
victim had no recollection of when the respondent removed
her shorts,
underpants, and tampon. The child PS was no longer in the room. The victim
asked the respondent where the child was
and the respondent said,
“She’s gone into the bedroom”. The victim said,
“We need to make sure she’s okay”. The respondent
removed his penis from the victim’s vagina and got up from on top of the
victim.
Count 4: Sexual intercourse without consent
- The
victim got up from the floor and went into the main bedroom. The victim found
the child hiding in the walk-in wardrobe and crying.
The respondent walked over
and handed the child a toy. The victim sat on the edge of the bed. She felt
extreme pain in her head and
face, and she was dizzy and disorientated. The
respondent then walked over to where the victim was and pushed her onto the bed
and
penetrated her vagina with his penis for a short time until he ejaculated
inside her vagina. The respondent said “I’m
going to die
today...I’ve already taken 40 sleeping pills...There’s no way
I’m going to gaol for what I’ve
done to you. I thought two blows
would have done you, you’re a lot stronger than I thought you
were”.
- The
victim then ran from the house holding the child PS in her arms and wearing only
her singlet top, and waved down a passing driver
who stopped and assisted along
with other witnesses. The victim was observed to have severe facial injuries and
dried blood in her
hair, down her leg and on her clothes.
- The
victim was taken to hospital by ambulance. She was suffering from multiple
bruises to her face and a large left facial haematoma.
She was discharged the
following day. On 23 January 2019, due to ongoing pain in the left
temporomandibular joint region, the victim
underwent a procedure in hospital
with a maxillofacial surgeon to reduce internal derangement of the
temporomandibular joint. The
victim was to be treated with occlusal splint
therapy (involving temporary plastic appliances fitted to the teeth) for about 6
months
to reinforce the procedure.
- After
the offending, the respondent left the house and drove away at speed in the
victim’s car. Police located the car in nearby
bushland over an hour later
and saw a box and blister pack of Seroquel prescribed to the respondent on the
ground near the vehicle
but were unable to locate him. The following morning (7
December 2018), the respondent knocked on a nearby neighbour’s door.
He
had multiple lacerations, including deep wounds to his neck and right leg. He
seemed disoriented. Police were called and the respondent
told them the cuts on
his body were because “My wife attacked me”. He was taken to
hospital and placed in the Intensive Care Unit and subsequently moved to the
neurology ward. He was arrested and
charged on 20 December 2018.
- The
respondent suffered a stroke on 7 December 2018.
Proceedings on
Sentence
- As
noted above, the respondent initially pleaded not guilty, and entered pleas of
guilty on 27 August 2020. The sentence hearing took
place two years later on 11
August 2022 – that is, around three years and eight months after the
offences were committed.
- The
material tendered by the appellant before the sentencing judge included a series
of photographs of the victim’s injuries
and a Victim Impact Statement
(prepared by the victim in January 2021).
- Material
tendered on behalf of the respondent included a number of personal references
and other medical reports. Dr Dayalan (forensic
psychiatrist), Dr Wearne
(neuropsychologist), Ms Zipparo (senior clinical neuropsychologist) and Dr Furst
(forensic psychiatrist)
all provided reports which were tendered by the
respondent, and all but Dr Furst were called to give evidence and were
cross-examined
by the appellant.
The respondent’s
subjective case
- At
the time of the offending, the respondent was 48 years old with no prior
criminal history. He was 53 at the time he was sentenced.
His marriage to the
victim was his second marriage, and between his first and second marriage he had
had some other relationships.
He had two adult daughters from his first
marriage. He had a history of employment and had been involved in surf
lifesaving.
- Three
character testimonials (from two friends and the respondent’s daughter)
were tendered on his behalf, as was a letter of
apology to the Court from the
respondent in which he stated how sorry he was for hurting the victim and the
child PS. The respondent
also acknowledged the impact of his offending conduct
on the other children and the victim’s extended family and said that
he
was aware that his actions were “totally unacceptable”.
- In
the months leading up to the offending, the respondent had consulted his doctor
and on 30 July 2018, the respondent complained
that he was very distressed due
to his failing relationship with the victim. A mental health care plan was set
up and the respondent
was referred to, and attended, a psychologist for
counselling. Around one month before the offending, on 9 November 2018, the
respondent
saw his doctor and presented as teary and reported that the victim
had left him two weeks earlier. He reported an inability to eat
or sleep. He was
prescribed antidepressant medication and also a low dose of Seroquel to assist
with sleep.
Forensic Psychiatric evidence
- Dr
Furst opined that the respondent had good prospects of rehabilitation and
recommended treatment for depression and adjustment issues,
including
counselling and cognitive behavioural therapy.
- Dr
Dayalan included in his report an account by the respondent that in the lead up
to the offences he was experiencing stress at work,
financial stress, the death
of his grandfather with whom he shared a close relationship, an impaired sleep
pattern and a poor appetite.
Dr Dayalan also noted that the respondent’s
uncle had been sick and that he died on the day of the offences.
- Dr
Dayalan was of the opinion that at the time of the offending, the respondent was
suffering from an adjustment disorder with anxiety
and depressed mood. Dr
Dayalan reported:
“The description of [the respondent’s] behaviour at the time of the
offences as per the agreed facts does not indicate
acute confusion but is
clearly indicative of impaired judgment and impaired ability to consider the
consequences of his behaviour.
It is noted that he had engaged in the offending
behaviour in the presence of his young daughter. Given the uncharacteristic
presentation
at the time of the offence, it is probable that his psychiatric
condition namely the adjustment disorder with anxiety and depressed
mood along
with the ingestion of Seroquel contributed to the impairment in judgment and
capacity to fully appreciate the consequences
of his behaviour.”
- In
oral evidence, Dr Dayalan opined that even if Seroquel was excluded as a
contributing factor, the mental disorder would still have
contributed to the
cognitive impairment exhibited by him. He further noted that an adjustment
disorder was not considered a serious
psychiatric condition, but that the
severity can vary between individuals and in this instance, it was serious
enough to warrant
treatment with antidepressant medication. He also noted that
the respondent’s behaviour at the time seemed uncharacteristic.
He was
unable to state whether there was a significant or a mild impairment, but in
light of the respondent’s uncharacteristic
behaviour, including the acts
done in the presence of the child PS, opined that even without the ingestion of
Seroquel, the adjustment
disorder probably contributed to the impairment.
Neuropsychological evidence
- Ms
Zipparo performed a neuropsychological assessment in October 2021 during a
three-hour consultation via audio visual link (AVL).
She also had access to a
range of historical medical notes. She agreed with the diagnoses of adjustment
disorder with depressed
mood made by the respondent’s treating
psychologist in the months leading up to the offences. In her report Ms Zipparo
stated:
“A clinically significant stress response may be a relevant
contributing factor to the current offences given the well-established effect of
severe stress on the functioning of
the frontal lobes, the area of the brain
responsible for good decision-making and the control of impulsive behaviours and
risk assessment.”
(Emphasis added.)
- Ms
Zipparo was also of the view that the respondent has an acquired brain injury
following his stroke. She opined that he has a significant
impairment of working
memory so attention and concentration is very poor and would benefit from
appropriate targeted cognitive training
or retraining which she believed he
would not have access to in custody.
- In
cross-examination, Ms Zipparo confirmed the use of the word “may” in
the above-quoted passage, and agreed she was unable
to say whether the
adjustment disorder from which the respondent suffered did in fact contribute to
the current offences as there
were numerous potential contributors around the
time of the offending. She further agreed that even if it did, she was unable to
state to what degree, but she stated that the behavioural disturbances from
adjustment disorders can be “extremely severe”.
- Dr
Wearne also interviewed the respondent and had access to a range of historical
medical notes. He noted that the respondent had
had a stroke which occurred
after the offending and opined that the respondent’s present cognitive,
language and physical difficulties
were consistent with an acquired brain
injury. He was also of the view that given the level of reasoning and judgment
exhibited by
the respondent at the time of interview, it was unlikely that any
neurobiological or cognitive factor contributed to the respondent’s
judgment and decision making at the time of the offending. Rather the conduct
was more likely to be emotional and mental health related
as opposed to
cognitively related, as it was more likely due to the stressors he was under. In
cross-examination, he agreed that
he was unable to say definitively whether the
respondent’s mental health impacted on his thinking and judgment at the
time
of the offending, or if there was an impact, he was unable to say to what
degree.
- Dr
Wearne was of the view that the respondent would have difficulties in custody
from a number of perspectives in light of his physical
and cognitive
difficulties. These difficulties related to his attention and speed of
information processing which would make it difficult
for him to access relevant
treatment that would adequately accommodate his cognitive limitations. His
deficits would also cause
difficulties in relation to incarceration generally.
The respondent was noted to use a walking frame.
Principles on
Crown Appeal
- Section 5D
of the Criminal Appeal Act 1912 (NSW) provides to the
Attorney-General or the Director of Public Prosecutions a
right of appeal against sentence and states that
this Court “may in its
discretion vary the sentence and impose such sentence as to the said court may
seem proper”.
- The
primary purpose of Crown appeals against sentence is to lay down principles for
the governance and guidance of courts having the
duty of sentencing convicted
persons: Green v The Queen; Quinn v The Queen (2011) 244 CLR 462; [2011]
HCA 49 at [1].
- As
can be seen from the terms of s 5D above, even if error is established, the
Court has a discretion whether or not to intervene. It is for the Crown to
negate any reason
why the residual discretion not to interfere should be
exercised: CMB v Attorney-General for New South Wales (2015) 256 CLR 346;
[2015] HCA 9.
- The
grounds of appeal allege both a patent error (Ground 1) and a latent error
(Ground 2 – manifest inadequacy).
- In
relation to Ground 2, the Crown must establish that the sentence was
“unreasonable or plainly unjust” such that this
Court “may infer that in some way there has been a failure properly
to exercise the discretion which the law reposes in the
court of first
instance” (House v The King (1936) 55 CLR 499 at 505; [1936] HCA
40).
- Further,
as to sentence appeals on the ground of manifest excess or manifest
inadequacy, the High Court stated in Wong v The
Queen (2001) 207 CLR 584; [2001] HCA 64 at [58]
(Gaudron, Gummow and Hayne JJ) (“Wong”):
“... [A]ppellate intervention is not justified simply because
the result arrived at below is markedly different from other
sentences that have
been imposed in other cases. Intervention is warranted only where the difference
is such that, in all the circumstances,
the appellate court concludes that there
must have been some misapplication of principle, even though where and how is
not apparent
from the statement of reasons.”
- The
task of sentencing requires that the sentencing judge must take into account a
wide variety of matters which concern the seriousness
of the offence for which
the offender is to be sentenced and the personal history and circumstances of
the offender (Wong at [77]). In Elias v The
Queen (2013) 248 CLR 483; [2013] HCA 31, the Court (French CJ,
Hayne, Kiefel, Bell and Keane JJ) emphasised at [27]:
“... the factors bearing on the determination of sentence will
frequently pull in different directions. It is the duty of
the judge to
balance often incommensurable factors and to arrive at a sentence that is just
in all of the circumstances. The administration
of the criminal law
involves individualised justice, the attainment of which is acknowledged to
involve the exercise of a wide sentencing
discretion.”
(Footnotes omitted.)
Ground 1: That the sentencing judge erred in his assessment of the
objective seriousness of Count 3 by failing to take into account
a relevant
consideration or, alternatively, mistaking the facts.
- As
noted above, in the sentence proceedings, the Crown relied upon the fourth punch
as the circumstance of aggravation for Count 3
pursuant to s 61J(2)(a) of the
Crimes Act, namely that the respondent intentionally inflicted actual
bodily harm on the victim immediately before the commission of the offence.
The
appellant submits that the sentencing judge erred in his assessment of the
objective seriousness of Count 3 by failing to take
into account the aggravating
circumstance, that is, the fourth punch, or alternatively, the sentencing judge
mistook the fact that
the fourth punch formed part of Count 3 rather than Counts
1 or 2. The respondent submits that the appellant has not demonstrated
any
patent error in the sentencing judge’s remarks.
- In
order to consider this ground, it is necessary to make some observations about
the structure of the remarks on sentence (“the
remarks”).[4]
- The
remarks commenced with an observation that the respondent was a 53 year old man
with no criminal history who had uncharacteristically
engaged in serious
offending against his wife. It was noted that the offending behaviour may have
something to do with a psychiatric
condition which would be dealt with later in
the remarks.
- The
sentencing judge then set out the details of the sections of the Crimes
Act relevant to the offences for which the respondent was being sentenced,
including the maximum penalties and standard non-parole periods.
The remarks
then included references to the principles concerning the maximum penalties and
standard non-parole periods being guideposts,
reflecting the seriousness with
which the community, by Parliament, views the offending. The sentencing judge
stated at [4] “All
of this is very serious offending in a domestic
violence setting. It calls for strong denunciation and deterrence.” This
was
reiterated at [47] where he stated:
“Domestic violence calls for condign punishment, particularly when the
consequences are, as here, very serious. The law recognises
that the prevalence
and seriousness of domestic violence requires that considerable weight be given
to general deterrence and denunciation.”
- The
sentencing judge, at [5], noted that the Form 1 matters demonstrated the greater
need for deterrence and retribution in respect
of the offence charged, rather
than attracting a separate penalty. The remarks then set out general principles
in relation to the
standard non-parole period and stated that the sentencing
judge would not impose them here as it would result in an “unduly
harsh” sentence, particularly in light of the respondent’s
“reduced moral culpability”. He further stated
that “to do so
would contradict the strong finding of special circumstances and the
[respondent’s] powerful subjective
case”. He nevertheless
“had regard to the standard non-parole periods as guideposts” in the
sentencing exercise.
- The
remarks then outlined some background details about the respondent and the
course of the matter to date. This was followed by
a section entitled
“The Facts” which commenced with the statement:
“The circumstances surrounding the offending are troubling to say the
least. The victim was brutally attacked and raped by
the [respondent], some of
that occurring in the presence of their youngest daughter who was about 2 years
and 4 months of age at
the time.”
- There
then followed a paragraph ([14]) summarising the facts from June 2018 when the
victim first indicated she wanted to end their
marriage to 17 November 2018 when
the victim moved out of the family home.
- The
next paragraph ([15]) summarised the facts from 8:55am on 6 December 2018 (the
day of the offending) and what happened from the
time the victim arrived at the
home until the victim, the child and the respondent went upstairs.
- The
following paragraph ([16]) commenced by outlining the conversation which
accompanied the movement of the victim, the child, and
the respondent upstairs.
From about halfway through that paragraph, the sentencing judge set out the
facts relating to the first
three punches which were the subject of the first
charge on the Form 1 (Count 1: assault occasioning actual bodily harm). The last
sentence of that paragraph made that clear, stating “These facts are the
basis for Count 1 on the indictment” [the first charge on the Form
1].
- Paragraph
[17] of the remarks commenced by stating “The following facts relate to
Count 2, intentionally choke a person without
consent” (the second
charge on the Form 1). The remarks continued, “The victim struggled to
breathe and began to scream “‘help
me... please someone help
me’. The [respondent] then took one hand off the victim’s neck and
put his hand over her nose
and mouth. She was still struggling to breathe. She
recalled biting the [respondent’s] finger and scratching at his
face.”
- The
next paragraphs [18] to [20] continued chronologically and I set them out in
full:
“[18] The [respondent] removed his hand from the victim’s mouth. The
child was still screaming. The victim felt scared
for her life and thought that
the [respondent] was going to kill her. The [respondent] then punched the
victim again to the left-side of her face with a closed fist, causing her to
lose consciousness.
[19] The following facts relate to Count 3, aggravated sexual intercourse
without consent. The victim awoke to the [respondent] penetrating her vagina
with his penis. The victim’s shorts and underpants had been removed but
she had no recollection as to when. The victim had
been wearing a tampon which
was also removed at some point. The victim saw the child was no longer in the
room. She asked the [respondent]
where the child was to which he replied
‘she’s gone into the bedroom’. The victim said ‘we need
to make sure
she is okay’. The [respondent] then removed his penis from
the victim’s vagina and got up from on top of her.
[20] The following facts relates [sic] to Count 4, sexual intercourse
without consent. The victim got up from the floor and walked to the main
bedroom.
The child was hiding in the walk-in robe and crying. The [respondent]
walked over to the child and handed her a toy. The victim sat
on the edge of the
bed. She felt extreme pain to her head and face and was dizzy and disorientated.
The [respondent] then walked
over to where the victim was sitting and pushed her
onto the bed. The victim was lying on her back. The [respondent] then lifted
the
victim’s legs so they were positioned over his shoulders. The [respondent]
stood on the floor and again penetrated the
victim’s vagina with his penis
for a short time until the [respondent] ejaculated inside the victim’s
vagina.”
(Emphasis added.)
- The
appellant argues that the words and structure of the above paragraphs make it
clear that the fourth punch discussed in paragraph
[18] was not included –
as it should have been – as part of Count 3, the facts of which were
purportedly set out by the
sentencing judge in paragraph [19] commencing with
the words: “The following facts relate to Count 3”. Whether the
omission
was more than an inconsequential slip can be further analysed by
considering other passages in the remarks.
- The
appellant invites the Court to consider further portions of the remarks under
the heading “Objective seriousness”.
The respondent had contended to
the sentencing judge that the offending fell below the mid-range of objective
seriousness and put
arguments in support of that contention. The sentencing
judge set out the submissions for the respondent at [48], followed by the
submissions for the appellant at [49]. Within [48] of the remarks, in the course
of setting out the respondent’s arguments,
the sentencing judge also
included his assessment of each of the respondent’s arguments at the end
of each sub-paragraph. At
sub-paragraph (e) the following was stated:
“(e) there was some initial force. The victim was punched in the face with
the [respondent’s] closed fist on a number
of occasions rendering her
unconscious enabling him to sexually assault her. The evidence does not
permit any assessment of the degree of violence in the aggravated sexual assault
being Count 3. The significant
acts of violence are captured by Counts 1 and 2.
I will not have regard to those acts in assessing the objective seriousness of
Counts
3 and 4, other than those in the manner permitted by reason of the fact
that those charges are on a Form 1”
(Emphasis added.)
- The
appellant contends that the emphasised portion of the remarks show the
sentencing judge fell into error. The appellant contends
that the evidence
did permit an assessment of the degree of violence in Count 3 –
that was the fourth punch which rendered the victim unconscious.
Further, the
“significant acts of violence” were not captured in their
entirety by Counts 1 and 2. Rather the fourth punch was part of Count 3, and not
part of Counts 1 or 2.
- I
note that in paragraph [49] of the remarks the sentencing judge went on to
record the appellant’s arguments in relation to
the objective seriousness
of Count 3 which was argued by the appellant at sentence to fall well above the
mid-range. This paragraph
referred to violence and injuries in the following
passage: “having regard to the degree of violence, the element of domestic
violence, the significant injuries sustained requiring treatment, the duration,
the sustained nature of the offence globally, the
humiliation of the victim and
the risk of pregnancy.”
- However,
in setting out his findings in relation to objective seriousness at [52] of the
remarks, the sentencing judge noted that
he had given consideration to the
submissions referred to above and stated:
“In respect of Count 3, aggravated sexual assault, I find the offending
falls just above the mid-range taking into account
that the offending occurred
initially whilst the victim was unconscious. The [respondent] removed part of
the victim’s clothing
and a tampon, the offending took place between a
husband and wife albeit in separation and the act was committed in what was the
family home”.
- The
appellant argues that this finding does not reflect the violence of the fourth
punch which was forceful enough to render the victim
unconscious. Indeed, I note
that the passage at [52] does not refer to violence at all.
- The
respondent contends that the violence was taken into account in relation
to Count 3. He points to the reference in the remarks by the sentencing judge to
the aggravated form
of the offence, and the correctly nominated maximum
penalties. The respondent contends that if the reasons are looked at as a
whole,
the fourth punch was adequately recognised. Further, the respondent
argues that the whole of the violence was appropriately taken
into account via
the Form 1 process. Thus, the respondent submits that the sentencing judge was
not bound to accept the Crown’s
assessment of the objective seriousness
and that the finding of “just above the mid-range” was open and
available to
the sentencing judge after taking into account the facts and other
aggravating circumstances.
- In
my view, it is clear for the reasons advanced by the appellant that the fourth
punch was disregarded by the sentencing judge in
his assessment of the objective
seriousness of Count 3. That other violent acts were taken into account via the
Form 1 process is
not relevant. The fourth punch was a serious act of violence
which rendered the victim unconscious and was a critical element of
Count 3.
The failure to take it into account caused the judge to fall into error when
assessing the objective seriousness of Count
3.
- Accordingly,
in my view, Ground 1 should be upheld.
Ground 2: That the
sentence imposed is manifestly inadequate.
- The
appellant contends the following particulars help to inform how the sentencing
judge reached the manifestly inadequate sentence:
(1) The indicative sentences did not reflect the objective seriousness of the
offending;
(2) The sentencing judge erred in his approach to the respondent’s mental
condition;
(3) The sentencing judge erred in imposing a non-parole period that failed to
reflect the criminality of the offending; and
(4) The overall sentence is unduly lenient and fails to reflect sufficient
specific and general deterrence and denunciation.
- The
respondent submits that the aggregate sentence imposed by the sentencing judge
was “reasoned and consistent with sentencing
principle and lay in the
range of penalty commensurate with the offending and the subjective
circumstances and findings of the sentencing
judge”.
- It
is convenient to deal with each of the particulars in turn.
(a)
The indicative sentences did not reflect the objective seriousness of the
offending
- The
appellant acknowledges that indicative sentences are not themselves amenable to
appeal, and that even if they are inadequate,
it does not necessarily follow
that the aggregate sentence is manifestly inadequate. However, they may be a
guide as to the whether
there is error in the ultimate sentence: JM v R
[2014] NSWCCA 297; (2014) 246 A Crim R 528 at [40]; R v Hill [2020] NSWCCA
197 at [105]. See also Ladas v R [2022] NSWCCA 160 at [31] and
Kliendienst v R [2020] NSWCCA 98 at [76]- [103].
- The
appellant contends that there is a significant disconnect between the findings
of objective seriousness that were made and the
indicative sentences nominated
by the sentencing judge. The appellant further contends that in any event, the
finding of objective
seriousness for Count 3 was erroneously low because of the
error in failing to factor in the fourth punch. The appellant also points
to the
indicative sentence for Count 3 as failing to reflect the two Form 1 offences
which were both serious examples of offending
of their type.
- Whilst
it is acknowledged that the sentencing judge referred to the Form 1 offences at
[5] and said that the “existence of these
additional offences demonstrates
the greater need for deterrence and retribution in respect of the offence
charged”; and also
referred to the need to take them into account at
[48(e)] and [86], the appellant contends that more needed to be done. The
appellant
submits that the sentencing judge should have made an assessment of
the seriousness of the Form 1 offences and identified the extent
to which those
matters increased the need for deterrence and retribution in determining the
sentence for Count 3.
- As
noted above, the sentencing judge assessed the offending for Count 3 as
“just above the mid-range” but specified the
indicative sentence as
7 years imprisonment with a non-parole period of 3 years and 6 months (after
taking into account the 5% discount
for the plea of guilty). This was against
the guideposts of a maximum penalty of 20 years and a standard non-parole period
of 10
years.
- As
to Count 4, the appellant contends that the indicative sentence of 4 years with
a non-parole period of 2 years failed to reflect
the sentencing judge’s
finding that the offending fell at the “mid-range” and that it did
not have appropriate
regard to the guideposts provided by the maximum penalty of
14 years imprisonment and the standard non-parole period of 7 years.
- Comparative
sentences were referred to by the appellant, as were sentencing statistics.
- I
have considered the sentences drawn to the attention of the Court by the
appellant. These were McClelland v R [2019] NSWCCA 59; Hunt v R
[2021] NSWCCA 192; SC v R [2019] NSWCCA 25 and Armstrong v R
[2017] NSWCCA 323. None are pointed to by the appellant as being on all
fours with this case, and nor is it expected that any of them would be.
- It
is well established that whilst some assistance may be obtained from looking at
previous cases, the individual circumstances of
each must be examined, and
caution should be exercised. Even if comparative cases establish a range, that
does not signify any concrete
outer limit as it is simply a record of what has
been done in the past. It does not fix the boundaries within which future judges
should sentence. The attempt which is to be made is to discern unifying
principles from past cases, and what is sought is consistency
in the application
of principle, not numerical equivalence: Sharma v R [2022] NSWCCA 190 at
[76]- [82]; Hili v R (2010) 242 CLR 520; [2010] HCA 45 at [53]- [55].
- The
respondent draws out some differences between the cases referred to by the
appellant and the case before the Court and contends,
in summary, that the
higher sentences imposed in those cases were distinguishable. It is true that
all of the above cases involved
sentences imposed following a trial and the
offending conduct occurred over a longer period, or on more than one occasion.
However,
the difficulty in utility in looking at these cases includes the fact
that the precise charges were different in each case; and the
objective
circumstances of each case as well as the personal circumstances of each of the
offenders were quite different.
- In
my view, little assistance is gained from the above cases, except to the extent
that they do not show that the appellant’s
argument of manifest inadequacy
is unfounded.
- As
indicated above, statistics were also provided by the appellant – relating
both to sentences following pleas of guilty as
well as not guilty (which are
said to have relevance because even though there was a plea of guilty in this
case, it was a very late
plea).
- The
respondent contends that the sentencing judge did not fall into error and that
the statistics show that the indicative sentences
were within range. Further,
the respondent submits that the appellant’s statistics in relation to
sentences following pleas
of not guilty were not relevant as a plea of guilty
has a wider effect than an arithmetic discount. The respondent submits that
a
plea of guilty affects matters including remorse, positive findings of
rehabilitation, De La Rosa
factors,[5] as well as other
matters in favour of the respondent.
- The
respondent further submits that the statistics showed that the indicative
sentence applied to the respondent for Count 3 was a
year greater than the mean
head sentence (later clarified to be referring to the “mode” or
“most common”
head sentence) imposed for 65 other offenders
convicted under s 61J(1) of the Crimes Act and that the indicative
sentence for Count 4 was also a year greater than the most common head sentence
imposed for 99 other offenders
convicted under s 61I of the Crimes Act.
As such, the respondent submits that given the indicative sentences imposed by
the sentencing judge were above the most common head
sentence imposed on
relevant offenders, that helped to show that the indicative sentences were
commensurate with the findings as
to objective criminality.
- I
am of the view that statistics have very little to offer in appeals such as this
which involve a close consideration of the facts
and the particular
circumstances of the offender in light of the guideposts provided by the maximum
penalty and the statutory non-parole
period. Whilst statistics provide a crude
indication of the range of numerical outcomes in past sentences (or indicative
sentences),
they provide little more than a wholistic pattern without any
analysis of the detail of any of the matters leading to the outcomes.
In my
opinion, in most cases, statistics add very little to a contention that a
particular sentence is manifestly excessive or manifestly
inadequate.
- Turning
back to the matter before the Court, I am of the view that the indicative
sentences nominated by the sentencing judge, albeit
not amenable to appeal
themselves, assist in revealing that the sentencing judge fell into error.
- Count
3, even by itself, was a brutal aggravated rape by the respondent against his
recently estranged wife in the family home which
she had attended for the
purposes of a shared custody arrangement. The rape occurred in circumstances
where the respondent knew she
was not consenting, and she was overcome by a
forceful blow of such violence that she was rendered unconscious. Such
offending was
well above the mid-range of objective seriousness. Further, when
the two Form 1 offences are taken into account, each of which are
themselves
very serious examples of offending, it is clear that the indicative sentence for
Count 3 required an appropriate increase
to reflect specific deterrence and
retribution. The indicative sentence for Count 3 nominated by the sentencing
judge simply did
not reflect that any such increase was factored in.
- Further,
the indicative sentence for Count 4 failed to reflect the finding of
“mid-range” seriousness. This was a serious
example of rape. The
respondent knew that the victim was not consenting, he did not use a condom, and
he ejaculated inside her vagina.
There was a risk of disease and pregnancy. The
victim’s resistance had already been overcome by the earlier violence and
she
was still suffering from its physical effects. Although the respondent had
stopped the aggravated sexual assault in Count 3 out of
the victim’s
concern for the welfare of the child PS, he did not cease offending to allow the
child PS to be removed from the
house by the victim and comforted. Rather, the
respondent simply gave the child PS a toy and committed a further sexual assault
on
the victim to the point of ejaculation. Meanwhile, the child PS was in the
walk-in wardrobe where she had been hiding, in distress,
having recently
witnessed her mother being brutally assaulted.
(b) The sentencing
judge erred in his approach to the respondent’s mental condition
- The
appellant contends that whilst it was open for the sentencing judge to find a
link between the offending and the adjustment disorder,
the sentencing judge
erred when he proceeded to substantially mitigate the sentence in an unqualified
manner, resulting in an unduly
lenient sentence. In doing so, it is argued that
the sentencing judge made no finding as to the extent to which the
respondent’s
moral culpability was reduced, nor why or to what extent,
general and specific deterrence may be moderated.
- The
respondent submits that the “suicidal intention, the interruption of the
sexual intercourse, and the infliction of injury
upon himself were all examples
of the disordered and irrational presentation of the respondent”.
- The
respondent further submits that it was not suggested that the respondent was
suffering from “acute confusion...as pertaining
to not knowing where he
was or what he was doing, but that his mental condition affected his judgment
and ability to make decisions”.
- The
sentencing judge set out the principles from De La Rosa and noted that
the Crown conceded that the need for general deterrence was
moderated.
- The
sentencing judge went on to note that he was satisfied there was “a
link” between the respondent’s mental condition
and the offending
for a number of reasons, including that his behaviour was extremely out of
character; he displayed “a complete
lack of judgment and insight into the
consequences of his offending”; the expert evidence demonstrated that an
adjustment disorder
with anxiety and depressed mood may have impacted his
judgment and cognitive process; his behaviour appeared to have been confused
with a lack of awareness and understanding of what he was doing; and the victim
had noticed a “strange look” in his eyes
as he was committing the
offences which suggested a degree of impairment.
- However,
at [78] of the remarks the sentencing judge stated:
“I am satisfied, on the balance of probabilities that the offender was
impaired at the time of the offending so as to attract
the moderation of the
sentence considered by the court in De La Rosa. I find that the
offender’s moral culpability is reduced and that he would be an
inappropriate vehicle for general deterrence.
I also find the need for specific
deterrence is reduced.”
(Emphasis added.)
- As
stated in Aslan v R [2014] NSWCCA 114 at [33] (Simpson J (as her Honour
then was), Adams and McCallum JJ agreeing at [55]-[56])
(“Aslan”):
“This court has frequently had to grapple with the effect on sentencing
(especially with respect to serious or violent crimes)
of mental illness,
intellectual handicap or other mental or emotional impairment or disability. The
compassion and sympathy that
such a condition engenders collide with the need
for sentences to reflect the objective gravity of the offence in question, the
community's
interest in general deterrence, and that criminal conduct must be
met with appropriate denunciation and retribution. Over the years,
the
applicable principles have evolved. They were most recently re-stated by
McClellan CJ at CL in Director of Public Prosecutions
(Cth) v De La
Rosa [2010] NSWCCA 194; 79 NSWLR 1 at [177]. They are as follows:
[Principle 1] Where the state of a person's mental health
contributes to the commission of the offence in a material way, the offender's
moral culpability may be reduced. Consequently the need to denounce
the crime may be reduced with a reduction in the sentence ...
[Principle 2] It may also have the consequence that
an offender is an inappropriate vehicle for general deterrence resulting in
a
reduction in the sentence which would otherwise have been imposed ...
[Principle 3] It may mean that a custodial sentence
may weigh more heavily on the person. Because the sentence will be more onerous
for that person the length of the prison term or the conditions under which it
is served may be reduced ...
[Principle 4] It may reduce or eliminate the
significance of specific deterrence ...
[Principle 5] Conversely, it may be that because of a
person's mental illness, they present more of a danger to the community.
In
those circumstances, considerations of specific deterrence may result in an
increased sentence ... Where a person has been diagnosed
with an Antisocial
Personality Disorder there may be a particular need to give consideration to the
protection of the public ...
(internal citations omitted, italics added).”
- As
also noted in Jeffree v R [2017] NSWCCA 72 at [31]- [33] (Beazley P,
Walton and R A Hulme JJ agreeing at [51]-[52]) in the context of discussing
Aslan:
“Simpson J pointed out, at [34], that none of these principles is
absolute in its terms, nor is any there any presumption as
to their application.
It will be a matter for the court in each case to examine the relevant facts to
determine whether in the case
at hand, the mental condition has an impact on the
sentencing process.
Her Honour continued, at [35]:
‘A central question (but not the only question) is whether the mental
illness or other condition had a causative role to play
in the commission of the
offence or offences for which the offender is to be sentenced. Counsel who
appeared for the applicant accepted
that this was the principal issue in this
case. If it is concluded that there was a causal connection, then the offender's
moral
culpability may be reduced (see principle 1). That
connection may also warrant lesser attention being paid to the
need for the sentence to reflect considerations of general deterrence (principle
2).’ (emphasis in original)
The approach in Aslan was confirmed and applied
in Laspina v R [2016] NSWCCA 181 at [39].”
- Further,
as Hunt CJ at CL observed in R v Wright (1997) 93 A Crim R 48 at
51, where an offender acts with knowledge of what they are doing and
with knowledge of the gravity of their actions, the moderation
of the need
for general deterrence need not be great (referred to with approval in
Wang v R [2021] NSWCCA 282 at [98] (R A Hulme J, Meagher JA and Davies J
agreeing at [1], [123]).
- The
sentencing judge’s findings at [78], that the respondent’s moral
culpability was reduced, that he would be an inappropriate
vehicle for general
deterrence, and that the need for specific deterrence was reduced, were made
without nuance or qualification.
- This
lack of qualification is particularly problematic in relation to general
deterrence, where it appears that the sentencing judge
determined that general
deterrence should not be reflected in the sentence at all. This did not accord
with the earlier statements
made by the sentencing judge at [4] and [47] (set
out above) in relation to general deterrence. Further, at [82], the sentencing
judge highlighted denunciation but not general deterrence when he stated:
“As the offending arose in the context of a domestic relationship it is
necessary that the sentence also denounces the offender’s
conduct. The
purpose of promoting rehabilitation is also of great significance in this
instance.”
- In
this case, although some amelioration of general deterrence was warranted, it
was not appropriate for no weight to be given to general deterrence. This
is so for the following reasons:
(1) At the time of the offending, the agreed facts record that the respondent
said, “I’m going to die today...I’ve
already taken 40 sleeping
pills...There’s no way I’m going to gaol for what I’ve done to
you. I thought two blows
would have done you, you’re a lot stronger than I
thought you were.” Contrary to the finding of the sentencing judge,
this shows that the respondent showed awareness and insight into the gravity of
what
he had just done, and at least some of the consequences of the
offending.
(2) His ability to pause the Count 3 offending to check on the welfare of the
child PS, and then commit a further sexual assault
again suggests, contrary to
the finding of the sentencing judge, awareness and understanding of what was
happening.
(3) Dr Dayalan found that the respondent’s behaviour did not indicate
“acute confusion” and that the respondent
knew the nature of his
acts.
- When
considering the judgment as a whole, including the sentence ultimately imposed,
I am of the view that the sentencing judge erred
in allowing no weight to
be given to general deterrence in these circumstances. The agreed facts and the
medical evidence demonstrated the respondent’s
awareness of his actions.
The evidence, together with the domestic violence context in which this
offending occurred, was such that
whilst some amelioration was justified,
general deterrence should not have been entirely set aside and should have been
given appropriate
weight: Wornes v R [2022] NSWCCA 184 at [40];
Palijan v R [2010] NSWCCA 142 at [27].
(c) The non-parole
period failed to reflect the criminality of the offending
- The
sentencing judge found special circumstances and set the non-parole period at
50%, a significant departure from the statutory
ratio of 75% pursuant to s
44(2B) of the Crimes (Sentencing Procedure) Act 1999 (NSW). The appellant
contends that the extent of the departure was unwarranted.
- The
respondent submits that the appellant did not oppose the finding of special
circumstances and that the size of the ratio was a
discretionary finding with
which this Court would be slow to interfere.
- It
is well-established that a finding of special circumstances is a discretionary
finding of fact with which this Court will be slow
to intervene: Caristo v R
[2011] NSWCCA 7 at [27]. As stated in Power v The Queen (1974)
131 CLR 623; [1974] HCA 26 at 628:
“In a true sense the non-parole period is a minimum period of imprisonment
to be served because the sentencing judge considers
that the crime committed
calls for such detention.”
- The
importance of the non-parole period for the purposes of general and specific
deterrence was conveniently summarised in Regina v M A [2004]
NSWCCA 92; (2004) 145 A Crim R 434 at [33]:
“...the purpose of fixing the non-parole period is not to convert a
punishment into an opportunity for rehabilitation, but
that the non-parole
period should be the minimum period that the offender must spend in gaol having
regard to all the elements of
punishment, including the objective seriousness of
the crime, deterrence and the subjective circumstances. Considerations which the
sentencing judge must take into account when fixing the non-parole period are
the same as those applicable to fixing the head sentence,
although the weight to
be attached to such factors and the way in which they are relevant differ due to
the different purposes behind
each function. A serious offence warrants a
greater non-parole period due to its deterrent effect upon others, but the
nature of
the offence does not assume the importance it has when the head
sentence is determined... Considerations of general deterrence are
at least
equally significant to both decisions which are, in any event,
interrelated...”
(Citations omitted.)
- In
Hejazi v R [2009] NSWCCA 282 at [36] it was also stated:
“...the ultimate question to be asked is what is the least period the
offender is required to serve before being eligible for
parole? The answer to
that question will depend upon a consideration of all the purposes of punishment
and not simply the rehabilitation
of the offender.”
- It
is also well-established that the reduction of the non-parole period by a
finding of special circumstances cannot result in an
overall non-parole period
that fails to reflect the seriousness of the offence and both specific and
general deterrence: Maglis v R [2010] NSWCCA 247 at [28]; R v West
[2011] NSWCCA 91 at [56].
- It
is fairly conceded by the appellant that the respondent’s medical
condition, the impact of the COVID-19 pandemic and the
finding that he had been
on “protection” were matters which would justify a finding of
special circumstances. Further,
the fact that it is the appellant’s first
time in custody, allows for some reduction of the non-parole period, albeit, on
its
own, not a significant one: R v Bortic [2021] NSWCCA 138 at
[166]- [176] (Bellew J).
- The
respondent accepts that the statutory ratio of 50% is a significant departure
but submits that it reflects the “unique circumstances
of the offending,
the subjective findings, the continuing issues around the pandemic, the parlous
state of the respondent’s
health and ... [the] logical and undisputed
facts established on the evidence.”
- In
my view, the degree of departure from the statutory ratio to 50% resulting in a
non-parole period of 4 years resulted in a non-parole
period which simply did
not reflect the criminality involved in this serious offending and bespoke
error.
(d) The overall sentence is unduly lenient and fails to
reflect sufficient specific and general deterrence, and denunciation
- The
appellant points to a range of objective features to make good its argument
under this particular as follows:
(1) This was a violent and brutal rape;
(2) The victim was knocked unconscious;
(3) The respondent knew that the victim was not consenting;
(4) The victim suffered significant physical and psychological injury;
(5) The offence occurred in the victim’s home;
(6) The offending was interrupted by the victim out of her concern for the
welfare of the two-year-old child PS who was nearby, but
the respondent
continued thereafter with a further sexual assault;
(7) The respondent ejaculated into the victim’s vagina;
(8) The victim was humiliated and was required to flee the respondent naked from
the waist down and bleeding, carrying the child
PS;
(9) It was a crime of significant domestic violence; and
(10) There was a need to take into account the matters on the Form 1.
- The
respondent submits that a sentence of 8 years (following the application of
statutory discount of 5%) is not an insignificant
sentence and not manifestly
inadequate as it “reflects general deterrence and specific deterrence at
the levels found by [the
sentencing judge]”. The respondent further
submits that the physical and emotional harm of the victim was not advanced as
an additional aggravating feature by the appellant at sentence.
- The
respondent submits that the following mitigating features were found by the
sentencing judge:
(1) No prior criminal record;
(2) The offences were not part of a planned or organised criminal activity;
(3) The respondent was unlikely to reoffend and had good prospects of
rehabilitation; and
(4) The respondent had shown remorse, accepted responsibility for the offending
and acknowledged the considerable harm caused by
it.
- When
considering the competing arguments, it can be noted that the two offences
carried a combined maximum term of imprisonment of
34 years, with standard
non-parole periods of 10 years and 7 years respectively. There was a late plea
of guilty, attracting only
a 5% discount. Even allowing for a large degree of
notional concurrency of the indicative terms and taking into account the
compelling
subjective case of the respondent, in my view, it is clear that the
aggregate sentence of 8 years with a non-parole period of 4 years
failed to
appropriately recognise the important principles of general deterrence and
denunciation for this very serious offending.
This was a brutal and violent rape
committed in the family home. The victim was knocked unconscious and was raped
whilst unconscious,
with the rape continuing after she regained consciousness.
Part of the offending was in the presence of the two-year-old child PS.
There
were four blows to the victim in all, and an act of choking. All were committed
with the knowledge that the victim was not
consenting. The victim was humiliated
in having to run naked from the waist down into the street with the child PS.
- Whilst
it is appropriate to make due allowance for the mental condition of the
respondent at the time of offending, the significant
medical condition suffered
by the respondent shortly after the offending, and the other significant
subjective factors including
his lack of criminal record, his remorse and
prospects of rehabilitation, those factors cannot be permitted to reduce the
sentence
to a point where general deterrence, specific deterrence and
denunciation are not properly reflected in the ultimate sentence.
- Accordingly,
in light of all the matters referred to above, Ground 2 should be
upheld.
Residual Discretion
- Having
found error under both grounds, it remains for the appellant to satisfy the
Court that it should not exercise its discretion
to decline to intervene.
- As
acknowledged by the appellant, the main factor in favour of the Court exercising
its discretion not to intervene is the imminence
of the respondent’s
release to parole on 13 December 2022. This is identified as one of a number of
circumstances in Green v The Queen; Quinn v The Queen (2011) 244 CLR 462;
[2011] HCA 49 at [43] which may combine with others to produce “too
high a cost in terms of justice to the individual” if the appeal were to
be allowed.
See also Munda v Western Australia (2013) 249 CLR 600; [2013]
HCA 38 at [77] and Cumberland v R [2020] HCA 21 at [6].
- In
this case, however, there was no delay in the institution, service or listing of
the appeal. The sentence was delivered on 1 September
2022. On 14 September
2022, the respondent was notified by the Office of the Director of Public
Prosecutions that the institution
of a Crown appeal was being recommended to the
Director, and the Notice of Appeal was filed on 29 September 2022 and served on
the
respondent on the following day.
- Whilst
an Amended Notice of Appeal was filed on 9 November 2022, no issue is taken by
the respondent with the amended grounds.
- Overwhelmingly,
the delay in this matter has been as a result of certain decisions made by the
respondent in the conduct of it.
- Further
to the issue of discretion, the respondent also submitted that the appellant did
not raise the issue underpinning Ground 1
at the time of sentence. The
respondent further submitted that the Crown “did not oppose the findings
of special circumstances,
remorse, risk, rehabilitation nor the factual findings
relevant to the respondent’s subjective case” and that for those
reasons, the residual discretion should be exercised in the present appeal not
to intervene.
- In
my view, the conduct of the appellant before the sentencing judge did not
contribute to the errors now relied upon. In all of the
circumstances, I am of
the view that the appellant has satisfied the Court that it should not exercise
its discretion to decline
to intervene. Given the seriousness of the offending,
and the need for clear general deterrence and denunciation, I am of the view
that the Court should intervene to increase the respondent’s sentence to
properly reflect those matters.
- In
light of the day-to-day physical and mental difficulties the respondent faces in
custody as a result of his brain injury, as well
as the effect of COVID-19 on
his custodial conditions for some of his period in custody, some amelioration of
the head sentence which
is otherwise appropriate should be made. I also take
into account (as it was not contested by the appellant) that some of the
respondent’s
time in custody was spent in protection. These matters,
together with the fact that this is his first time in custody, also justify
a
finding of special circumstances such as to alter the statutory ratio of the
non-parole period. As to the notional accumulation
of the two indicative
sentences, I am of the view that more than 6 months notional accumulation is
appropriate, given the circumstances
in which the second sexual assault was
embarked upon.
- In
my view, the indicative sentence for Count 3, taking into account the matters on
the Form 1 as well as the 5% discount for the
late plea of guilty, is 8 years
and 6 months with an indicative non-parole period of 5 years.
- For
Count 4, after a discount of 5%, I am of the view that an indicative sentence of
5 years and 6 months with an indicative non-parole
period of 3 years is
appropriate.
- I
would impose an aggregate term of imprisonment of 9 years and 6 months with a
non-parole period of 5 years and 9 months.
- The
orders I propose are as follows:
(1) Grant leave to file the amended grounds of appeal;
(2) Allow the appeal;
(3) Quash the sentence imposed on the respondent in the District Court on 1
September 2022 and in lieu thereof, sentence the respondent
to a term of
imprisonment of 9 years and 6 months with a non-parole period of 5 years and 9
months commencing on 7 December 2018.
The date the respondent is first eligible
for release to parole is 6 September 2024.
[1] Pursuant to s 5D of the
Criminal Appeal Act 1912 (NSW).
[2]
A pseudonym pursuant to s 7 of the Court Suppression and Non-publication Orders
Act 2010 (NSW).
[3] On 7 December
2018, the respondent was placed under guard by police whilst in hospital. The
respondent was formally arrested and
charged on 20 December 2018.
[4] Pursuant to s 25D(2)(c) of the
Crimes (Sentencing Procedure) Act 1999
(NSW).
[5] R v SS [2022] NSWDC
399.
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URL: http://www.austlii.edu.au/au/cases/nsw/NSWCCA/2022/258.html