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[2022] NSWCCA 276
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Elsworth v R [2022] NSWCCA 276 (16 December 2022)
Last Updated: 18 January 2023
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Court of Criminal Appeal Supreme Court
New South Wales
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Case Name:
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Elsworth v R
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Medium Neutral Citation:
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Hearing Date(s):
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24 October 2022
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Date of Orders:
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16 December 2022
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Decision Date:
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16 December 2022
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Before:
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Garling J at [1] Button J at [2] Wilson J at [3]
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Decision:
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1. Leave is granted to appeal. 2. The appeal is dismissed. 3. The
date upon which the sentence imposed upon the applicant on 15 October 2021 is to
commence is varied, such that the sentence
of 3 years imprisonment is to
commence on the date upon which the applicant enters custody pursuant to
warrant. The non-parole period
of 18 months imprisonment will expire 18 months
after that date.
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Catchwords:
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CRIME – APPEAL – appeal against conviction – sexual
intercourse without consent – verdict of guilty returned
to one count and
not guilty to two further counts – whether verdicts inconsistent –
whether offence to which guilty verdict
returned not supported by the evidence
– whether error in refusal to allow evidence to be led of prior sexual
activity
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Legislation Cited:
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Cases Cited:
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Category:
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Principal judgment
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Parties:
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Benjamin Scott Elsworth (Applicant) Rex (Respondent)
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Representation:
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Counsel: P Boulten SC & L Hutchinson (Applicant) C Curtis (Crown)
(Respondent)
Solicitors: Mitchell & Co Lawyers
(Applicant) Solicitor for Public Prosecutions (NSW) (Crown)
(Respondent)
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File Number(s):
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2019/00338327
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Publication Restriction:
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Nil
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Decision under appeal:
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Court or Tribunal:
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District Court
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Jurisdiction:
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Criminal
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Citation:
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Date of Decision:
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15 October 2021
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Before:
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Mahony SC DCJ
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File Number(s):
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2019/00338327
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JUDGMENT
- GARLING
J: I agree with the orders proposed by Wilson J, and with the comprehensive
reasons which her Honour articulates. Having considered the
entirety of the
evidence at the trial, I am well satisfied that the verdict of the jury on Count
2 is not unreasonable, and that
it is supported by the evidence which was before
the jury.
- BUTTON
J: I agree with Wilson J. On my own assessment, the conviction
is neither unreasonable nor unable to be supported.
- WILSON
J: From 23 March 2021 to 12 April 2021 the applicant, Benjamin Elsworth,
stood trial before his Honour Judge Mahony SC and a jury in
the District Court
of New South Wales on an indictment charging him with assault occasioning actual
bodily harm (“AOABH”)
contrary to s 59(1) of the Crimes Act
1900 (NSW) and three counts of sexual intercourse without consent contrary
to s 61I of the same Act. The applicant pleaded guilty before the jury panel to
count 1, the offence of AOABH; a verdict of guilty was returned
by the jury with
respect to count 2, a charge reflecting an act of digital-vaginal sexual
intercourse. Verdicts of not guilty were
returned against the remaining two
counts alleging sexual intercourse without consent. The applicant now seeks to
appeal against
his conviction with respect to count 2, advancing two grounds. As
neither ground concerns a question of law alone, the leave of this
Court to
appeal is required: s 5(1) Criminal Appeal Act 1912 (NSW).
- The
proposed grounds of appeal are as follows:
(1) The verdict of the jury regarding count 2 is unreasonable and cannot be
supported in light of the not guilty verdicts on counts
3 and 4; and
(2) The learned trial judge erred in refusing the application by the [applicant]
to admit certain material pursuant to s 293 of the Criminal Procedure Act
1986 (NSW).
- Ground
1 requires careful consideration of all the evidence placed before the jury at
trial, evidence which is summarised below. As
s 578A(2) of the Crimes Act
applies to prohibit the identification of the complainant in these proceedings,
she will be referred to only as Ms B. Other witnesses
whose names might lead to
the identification of Ms B will also be anonymised.
The
Proceedings Before the Jury
- On
23 March 2021 the applicant was arraigned before the jury panel on an indictment
containing four counts. The charges and pleas
entered are extracted
below:
“CHARGE 1 For that he, on 20 October 2019 in Potts Point
in the State of New South Wales, did assault [Ms B], thereby
occasioning
actual bodily harm to her
PLEA Guilty
CHARGE 2 Further for that he, on 20 October 2019 in Potts Point
in the State of New South Wales, did have sexual intercourse with
[Ms
B] without her consent, and knowing that [Ms B] was not consenting
PLEA Not guilty
CHARGE 3 Further for that he, on 20 October 2019 in Potts Point
in the State of New South Wales, did have sexual intercourse with
[Ms
B] without her consent, and knowing that [Ms B] was not consenting
PLEA Not guilty
CHARGE 4 Further for that he, on 20 October 2019 in Potts Point
in the State of New South Wales, did have sexual intercourse with
[Ms
B] without her consent, and knowing that [Ms B] was not consenting
PLEA Not guilty”.
- The
first witness in the Crown case was Ms B. Ms B was aged 20 years in October 2019
(and 22 years old when she gave her evidence).
She told the jury that during
2019 she was employed at a bar in Bondi (“the Bar”), as the front of
house Manager. Her
duties including serving customers, taking payment, and
opening and closing the bar. She lived alone in a one bedroom apartment in
Potts
Point at that time. Her apartment had an open plan living and dining area, and a
bedroom which was separate from the living
area, although there was no door
between the spaces. The bedroom had an ensuite bathroom.
- Ms
B was rostered to work at the Bar on Saturday 19 October 2019, commencing her
shift at 2pm. The shift was scheduled to end when
the Bar closed, between 12:00
– 1:00am the following morning. Ms B thought it was possible that, when
she began work, she had
a small alcoholic drink, as it was customary for the
staff to gather together for that purpose. If she did, that was the only
alcoholic
drink she had that night.
- Around
8:30pm on 19 October 2019 a party of seven guests entered the Bar. Two of the
guests were friends of the Bar’s general
manager, Ms M, and Ms B had
instructions to ensure that the group was well looked after. She attended to the
group as waiter, serving
the party frequently throughout the evening. As closing
time approached, she was asked by members of the group to join them when
they
went on to another venue. She had indicated that she might.
- One
male member of the group, the applicant, had paid Ms B particular attention
during the evening. Towards the end of the night,
he left his friends to speak
to Ms B, asking her for her telephone number so that he could send her the
details of the venue his
group of friends went on to. Ms B gave him her number,
and her mobile telephone to allow him to enter his number into the device.
He
did so, nominating himself as “Benjamin what a fucking guy...
crazy”.
- The
Bar closed at midnight and guests left. Ms B remained, dealing with the
procedures to lock up the Bar so that she could leave.
As she went about her
tasks the applicant sent Ms B a number of messages, asking her if she would have
a drink with him alone. Exhibit
(“Ex.”) C contained a record of the
exchanges. The messages were initiated by the applicant, who asked Ms B
repeatedly
about “ditching” his friends and going out alone with
him. Ms B’s responses were unenthusiastic. She described
them as
“deflecting the request in a nice
way”.[1]
Time
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Sender
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Message Content
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12:38am
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Elsworth
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Who knows.. can we ditch them and have a night out?
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12:38am
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Ms B
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Hahahah let’s see what time I finish up here
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12:38am
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Elsworth
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I mean, I’m putting them all in cabs now
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12:39am
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Elsworth
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I’ll stick around and see you afterwards.. and we’ll figure it
out from there..
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12:41am
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Ms B
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Hahaha I have work so early tomorrow ! *crying emoji face*
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12:41am
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Elsworth
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Look, let’s just see what’s next.. *winky emoji face*
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12:41am
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Elsworth
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Not that I’m pushing too hard
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12:45am
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Elsworth
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Haha
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12:48am
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Elsworth
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Okay.. I sent them all home..
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- Following
the message at 12:48am the applicant sent further messages to the effect that he
was outside the Bar, and asking to be allowed
in. Ms B, who was with two other
staff members at the time, told him to come in. She explained in
cross-examination that:
“The reason why I said come up is because I couldn’t text, continue
to have the conversation out of him asking me did
I want to go out and me saying
no, I couldn’t continue to text and do that so I didn’t want to be
rude so he - I thought
that I would just have the conversation in person. It
wasn’t about saying no or yes to coming up the stairs, it was more about
I
couldn’t continue to have a texting conversation and do my work at the
same time to which I thought it would be better to
have the conversation in
person considering he was downstairs if you understand what I
mean.”[2]
- The
applicant sat with Ms B as she attended to paperwork, asking her to have a drink
with him after she finished work. She told him
that she was tired, and had only
eight hours between shifts, but he was “pretty
insistent”.[3] He stayed at the
Bar with her, even as the other staff left. When Ms B locked the Bar and left
the premises the applicant accompanied
her outside, still urging her to have a
drink with him. His response to her pleas of tiredness was to suggest that they
go to her
apartment “so that we can
sleep”.[4] Ms B eventually
agreed, having been “worn
down”[5] by the
applicant’s persistent requests and entreaties, although telling him
firmly that she was “only going to sleep”
and “I will not have
sex with you”.[6]
- Ms
B told the jury:
“So I called an Uber from Campbell Parade, which picked us up. When we
were in the car ride to Potts Point I kind of jokingly
said, “I hate you
right now” because now I’d said no and I was really tired and I
didn’t really want to go
out or do anything, I just wanted to go out and
go to sleep so I jokingly said, you know, half joking, half serious that,
“I
hate you right now” because I was kind of annoyed that I’d
agreed to say yes, and Ben said to me, “You’re
going to hate me even
more later,” which didn’t - I just took lightly and didn’t
think too much of.”[7]
- After
arriving at her apartment Ms B attended to her ordinary bedtime routine, such as
removing her makeup and showering. She dressed
in nightwear and, returning to
her bedroom from the bathroom, told the applicant that she was going to bed. She
turned off the light,
climbed into bed, and turned to face the wall. She
believes that she fell asleep.
- She
awoke to the applicant running his hand up and down her leg. As she did not want
to engage, she remained as if asleep, in the
hope the applicant would stop what
he was doing. Instead, without warning, he put his fingers into her vagina. This
is the conduct
reflected by the charge of sexual intercourse without consent, of
which the applicant was found guilty by the jury.
- Ms
B described what next occurred as follows:
“[...] he put his fingers into my vagina and again I didn’t engage,
I didn’t say anything to him, I just really
wanted to, you know, I’d
said I didn’t want to have sex and I just wanted to continue to not engage
and not give him
any reason to think that I was interested or into it. After I
think maybe one minute or two he then flipped(?) me over suddenly onto
my
stomach and he pressed his hand into the back of my head so that my head was
like into like facedown into the mattress, and at
some point he took my
underwear off, I’m not sure when exactly that happened. He then put his
penis into my vagina and began
to penetrate me.
As he did that he brought his right arm around, so that it was wrapped around my
throat and it was so tight that I - I couldn’t
breathe, I couldn’t
speak and he was still penetrating me, I tried to - I started trying to kind of
pull him off and loosen
his grip around my neck. I actually remember I
couldn’t get any oxygen through and, yeah, he was just around really
tight,
and after a while he kind of let go and for a moment I just started to
cough and just tried to gasp and get some air back into my
lungs as much as I
could, and noticing as he kind of let go he then re-engaged around the same way,
except this time part of his
arm, forearm, was over my mouth, so that my teeth
started to cut into my - like my not my lip but my kind of gums on the inside
and
I just remembered the pressure was so strong that it felt like all my teeth
were going to be dislodged, kind of the socket and again
I just couldn’t -
I couldn’t breathe and I was just pulling, had my arms wrapped around his
forearm and I was just pulling
down as hard as I could to try and loosen his
grip but it felt like the more I pulled it down just the tighter it got.
Q. Where was his penis at that stage?
A. It was still penetrating me inside my vagina, and at some point, yeah, he
also put his finger inside of my anus but I’m
not sure exactly when that
happened.
Q. Did you consent to Benjamin Ellsworth putting his penis inside your
vagina--
A. No.
Q. --or his finger in your anus?
A. No. So he had his arm, yeah, engaged as really, really tight. I started to
feel very, like I was kind of starting to feel a bit,
I don’t know if weak
is the right word but I just was struggling so much for oxygen and then
eventually he disengaged his arm
and again I was just coughing and gasping for
air. He then grabbed the back of my head and pushed it back down into the
mattress
so that my face was forward and he bit my left shoulder and I struggled
to get my head to the side so that I could breathe and get
air in, and at that
time he came from my right-hand side and pushed his ear - his tongue into my
ear, and all his body weight was
now on my legs and my arms were free and he
moved down my body and bit my butt cheek and at this time I began to - because I
could
speak, I began to say like, “No, stop, please, Ben, stop,”
just repeating “No” and “Stop” as
much as I could. I
also was trying to fight him off by - my arms are free so I’m trying to
from behind push his head to stop
him from biting me and I was also trying to
wriggle my legs around but his kind of whole body weight was on them so it was
quite
difficult and just kept repeating, “No” and,
“Stop” and just - just kept pushing and eventually I did - he
let go
and I kind of got free and crawled off the bed into the bathroom which is just
next to where my bed was, and just sat on the
tiles and at this point I’m
looking back into the bedroom and kind of how the bedroom is arranged is that
there’s the
bathroom door here and the bed and then the exit so him
sitting up on the bed is kind of directly in between me and - like I can’t
leave the room, I can’t leave the bathroom or the room without going past
him basically. So he’s sitting up in the bed
and I’m sitting on the
floor on the tiles and I just started to cry and just kind of had a bit of a
panic attack, I think,
I was just so - I was in so much shock and kind of just
struggling to breathe and I think asphyxiation and just, yeah, just started
to
really cry...”[8]
- Ms
B said that she did not say anything to the applicant when he put his penis into
her vagina, or when he put his finger into her
anus, because she could not
speak. When the applicant put his penis into her vagina, he had simultaneously
forced her face into the
pillow so that she could not speak. At the time when he
inserted his finger into her anus the applicant was choking Ms B, and she
was
not able to speak. She pulled her body as hard as she was able away from the
applicant, and
“thrashed”[9] about to try
to get away from him, but he had his full weight on her and she could move very
little.
- When
Ms B was in the bathroom the applicant was situated between her and the door,
blocking her exit. Ms B said that when the applicant
told her to return to the
bed, she did so, fearing that, if she did not, he may become angry and violent.
She “crawled”
back to the bed and got into it. The applicant
whispered to her “I know you don’t want to have sex but I just
can’t
help
myself”.[10]
- Ms
B was very frightened. She grabbed her mobile phone, which she had earlier
placed by the bed and, positioning herself so that the
applicant could not see
the phone, she sent a message to her friend Olivia asking for help. The text
message exchange, commencing
at 2:58am on 20 October 2019, was in evidence as Ex
A. Ms B’s messages included the following:
“Help I didn’t want this”
“And I need to get out of this situation”
“I need help”
“Please”
“God”
“I’ve just had the worst experiences”
“OMG this is so stressful”
“I feel like I’m going to vomit”
- Olivia
arranged that she would call Ms B, pretending that she urgently needed her
assistance, as a ruse to allow Ms B to get out of
her apartment in what Ms B
thought might be a non-confrontational way that would not risk angering the
applicant or cause him to
“be violent
again”.[11] The phone call was
received and Ms B explained to the applicant that she had to leave and help her
friend. Although he expressed
his intention to stay behind in her apartment Ms B
managed to cajole the applicant into leaving with her. They left the apartment
and Ms B walked directly to a car that she had ordered after the exchange with
Olivia. She got into the car and went to Double Bay
to meet Olivia.
- After
Ms B drove away the applicant sent her another text message, to which she did
not respond, which contained an image of his apartment
block, saying “My
apartment... for when life is less
stressful”.[12]
- Ms
B arrived in Double Bay. As soon as she saw Olivia she burst into tears, telling
her that she had been assaulted, that it was without
her consent, and that she
had been choked and bitten. The two women went to Olivia’s home where Ms B
showered and went to bed.
- The
next morning Ms B was due to start her shift at the Bar at 11:00am. When she
arrived her manager, Ms M was there with her girlfriend,
Ms R. Ms B was visibly
injured, and the women asked her what was wrong. She told them that one of the
men from the group the previous
night had gone home with her and become
“very violent and out of control”. Ms R asked, “[s]o it
wasn’t consensual?”;
Ms B told her “[n]o”. Although Ms B
told the jury that she could not remember her specific words, she said she told
Ms
R and Ms M that the applicant had choked and bitten her.
- Using
Ms B’s phone, Ms R composed a text message in Ms B’s presence that
was sent to the applicant. It read:
“Hi I don’t know if you were fully with it last night but what
happened was not consensual, you strangled me to near
asphyxiation. I could not
walk I had to crawl to the bathroom, I am physically bruised and am not ok. You
came into my home and violated
my personal space.
Please don’t ever contact me
again.”[13]
- When
the applicant responded “Holy shit. I’m sorry” the message was
sent a second time, but with the words “Please
don’t ever contact me
again” highlighted.
- After
completing her shift at 11 o’clock on the evening of 20 October 2019 Ms B
went with Ms R, Ms M and Olivia to a bar. Olivia
persuaded Ms B that she should
be seen by a doctor, and Ms B went to the Royal Prince Alfred Hospital, where
she was seen by a sexual
assault counsellor and doctor. She was examined, and
her injuries were documented and photographed. Ms B and Olivia spent the next
two nights with a friend who lived close to the Hospital, a measure Ms B
understood had been deemed necessary because of concerns
as to a head injury she
had sustained.
- When
Ms B finally returned to her apartment, she removed the bloodstained bedclothes
from her bed and put them aside with the nightclothes
she had worn at the time
of the incident, which were also bloodstained.
- On
25 October 2019 Ms B was contacted by police, the hospital having referred the
matter to them. The following day detectives attended
Ms B’s apartment,
collected the bloodied items, and took photographs of Ms B’s still visible
injuries. She made a statement,
and a second statement at a later date.
- In
cross-examination Ms B accepted that she had chatted with the applicant during
the evening when he was a guest at the Bar, and
had smiled at him from time to
time, it being part of her role in customer service to smile at guests. She
denied that she had “flirted”
with him. She also denied that in
saying to the applicant that she would not have sex with him when allowing the
applicant to come
to her home, she had contemplated and accepted the possibility
of “kissing and
cuddling”.[14] She
said:
“When I said to Benjamin the words, “I will not have sex with
you” I was giving a clear indication that I didn’t
want to have sex
with him or engage in any sexual activity with him and it was my belief that
when he agreed that he also was on
the same page with me that I did not want to
do that and as that was the conversation we exchanged and it was very clear, a
clear
adult conversation, that was, my understanding that he said he agreed and
that we were on the same
page.”[15]
- Nor
did Ms B accept the suggestion that, when the applicant said to her during the
drive to her apartment that she would “hate”
[him] even more”
later, he was raising an intention to have sex with her, an intention that, by
not responding to his comment,
she signalled acceptance of. She accepted that
she had not repeated her refusal to have sex with the applicant that night,
observing
that she did not think it was necessary to repeat herself over and
over, as she had been very clear in stating that her wish was
only to sleep. Ms
B denied that anything that had occurred was consensual, or that it was prefaced
by mutual touching and kissing.
- She
was challenged about the precise words she had used when describing what had
happened to others and responded that she did not
recall exact words used by her
in 2019. She told the court that her conversations with others on 20 October
2019 and the events of
that day were a “bit of a
blur”.[16] She later described
the incident as “the worst thing that’s ever happened to me in my
life” and she had told others
about what was an “overwhelmingly
emotional”[17] event in her
own way.[18]
- The
next witness called in the Crown case was Ms B’s friend Olivia. Olivia
told the jury that, on the night of 19 October 2022
she had been working at a
venue very close to the Bar and, on finishing her shift at 11:00pm, went into
the Bar to ask Ms B if she
would go out with her that night. Ms B had refused,
saying she was tired and wanted to go home. Olivia went to a bar in Double Bay.
She later received the text messages from Ms B that were before the jury as Ex.
A.
- Soon
after Ms B arrived in Double Bay and, when she got out of the car that had
brought her there, Olivia saw that “she was
uncontrollably shaking and
crying” to an extent that Olivia found
“scary”.[19] They
travelled together to Olivia’s home. During the drive Ms B was
“shaking and
crying”.[20]
- Ms
B had been reluctant to talk about what had happened to her, and they had
eventually gone to sleep. The next morning Olivia could
see that Ms B was still
shaken. She also observed “lots of little red dots” on Ms B’s
cheeks, and just under both
eyes. Ms B also had what was clearly a bite mark on
her shoulder and buttock. Olivia again asked her friend what had happened. Ms
B,
distraught, told her that the applicant had gone home with her. Olivia could not
recall the detail of what was said although she
remembered Ms B saying that the
applicant had “strangled her to the point where she could not
breathe”.[21] Olivia observed
her friend to be “terrified and nervous and upset, very
shaky”.[22]
- Both
women had to work that day, although they met up after work. Ms B was still very
shaken, and Olivia suggested that she go to
hospital to be examined. They went
to the Royal Prince Alfred where Ms B was examined.
- Ms
R gave evidence of having seen Ms B when Ms B arrived at the Bar on the morning
of 20 October 2019. Ms R observed Ms B was not
her usual self; she seemed to be
“hiding herself” and the capillaries on her face were red and
raised. When Ms R, who
is a Registered Nurse, saw Ms B more closely, she noted
that the capillaries on Ms B’s face, in her eyes, and in her ears,
had all
burst, and her lips were purple. Ms R asked Ms B what had caused the injuries;
Ms B seemed distressed and anxious. However,
“[...] She eventually divulged that this guy that had come into the bar
the night before had strangled her and had raped her.
Someone who was not known
to her, but was a friend of a friend. And after this rape and strangulation, she
couldn’t walk. She
had to crawl to her bathroom to get away from
him...”[23]
- Ms
R said that Ms B was anxious and shaky, her voice was “warbly”, she
“was visibly distraught, upset [...] and
couldn’t believe what had
happened to her”.[24] Ms R
recalled being told that the guy had given Ms B a lot of attention during the
evening, which Ms B had tried to brush off, and
had been waiting for her when
she left work. He had asked to share a ride with her, told her he needed a place
to crash for the night
and, on being allowed to enter the apartment with Ms B,
had raped and strangled her.
- Ms
R said that she had first been asked to remember what Ms B had said to her on 29
January 2021. In cross-examination she said she
was not sure of the exact terms
of what had been said on 20 October 2019 between her and Ms B about this
incident, and had paraphrased
what was said.
- Ms
M was the owner of the Bar and Ms B’s manager in 2019. She had been at the
Bar on the evening of 19 October 2019, but had
left at about 9:00pm, leaving Ms
B as the Manager in charge of the Bar and other staff. Before she finished for
the night, a friend
of hers came into the Bar with a group and took some tables
at the back of the venue. Ms B was responsible for serving the group.
- The
following day Ms M was at the Bar when Ms B arrived for work. She saw that
she:
“...had a lot of red spots on her face, covering her entire face. She was
quite bruised around her neck, and she looked like
she was – she looked
like she had been crying, and she looked like she also hadn’t slept very
well. She had quite bad
bags under her
eyes”.[25]
- Ms
M asked Ms B what had happened and, although she needed to “gently
coax”[26] her account from
her, Ms B told her that she had been sexually assaulted. Ms M stated that she
could not remember the specific phrases
used, although she did recall Ms B
saying that she had told the man she would not have sex with him that night, and
that he had choked
her so that she could neither breathe nor say no.
- Two
days later Ms M spoke to the friend that brought the applicant to the Bar on 19
October 2019 and told him that the applicant had
hurt a staff member.
- Rahel
Goldman had known the applicant as a friend for about 2 and a half years as at
October 2019. It was she, together with her husband,
who took the applicant to
the Bar on the evening of 19 October 2019. Previously they had been out to lunch
and other bars, eating
and drinking, and Ms Goldman acknowledged being well
affected by alcohol. During the course of the evening at the Bar Ms Goldman
saw
that the applicant was flirting with Ms B and, although she said that waitstaff
had to behave in a certain way to customers and
she “was not entirely
sure”, her “gut feeling”
[27] was that Ms B was flirting with
the applicant.
- Ms
Goldman left the Bar at about 11:00pm. She later became aware from her husband
of extreme injuries caused to a staff member at
the Bar by the applicant. She
sent the latter several text messages on the issue, which, together with
messages exchanged in the
early hours of 20 October 2019, were before the jury
as Ex. C.
- The
first relevant message was sent by the applicant to Ms Goldman at 1:07am on 20
October 2019, and consisted of three “drooling
emojis”. He responded
to Ms Goldman’s query at 1:18am “Great success?” with a
photograph he took of himself
with both thumbs up, a message “Yep”,
and a further message with another 3 drooling emojis.
- At
12:57pm on 20 October 2019, by which time the applicant had received the text
messages from Ms B’s phone extracted at [20]
and [25] above, the applicant
sent a message reading:
“Holy shit.. turns out I made her feel unsafe and am now a perp male
cliché. Hrm. Super disappointed in
myself”.[28]
- The
following messages were
exchanged:[29]
Time
|
Sender
|
Message Content
|
13:03pm
|
Goldman
|
How did you make her feel unsafe?
|
13:04pm
|
Goldman [? sic]
|
We talked it out and I need to get my life back under control.
|
13:04pm
|
Elsworth
|
Heavy foreplay. Didn’t get clear consent.
|
13:05pm
|
Goldman
|
Holy shit..
|
13:05pm
|
Goldman
|
What did she say?
|
13:08pm
|
Elsworth
|
So, we didn’t go further last night, because she was visibly upset,
then we were talking it out, then she got a call and had
to go get her ex out of
trouble.
This morning she messaged saying that I’d been too aggressive,
without consent, and violated the safety of her home and not
to contact her
again.
|
13:09pm
|
Goldman
|
This is bad.
|
13:09pm
|
Goldman
|
This is real fucking bad.
|
13:17pm
|
Elsworth
|
While she consented to the foreplay, she didn’t consent to the style
thereof
|
13:17pm
|
Elsworth
|
Like, it wasn’t just a “no I’m not into that” as
I’ve had before..
|
13:20pm
|
Elsworth
|
It’s that line of like, reading the moment and explicit consent. And
the various types and moments of consent throughout a hook-up
|
13:21pm
|
Elsworth
|
Mostly, it just sucks to have made someone feel unsafe
|
13:23pm
|
Elsworth
|
Reading back through the messages, just to be clear here..
I got consent for kissing and touch, which is all that happened. It’s
just that while we were doing that, I choked her, which
she’s said she
didn’t consent to.. which was apparent in the moment.
|
13:23pm
|
Elsworth
|
We stopped as soon as that happened.
|
- Ms
Goldman went on to ask the applicant to “be very honest” with her
and tell her if “anything else happened last
night”. The applicant
responded, “[n]ope, only what I described above”. Ms Goldman then
asked, “[h]ow is
it possible that [Ms B] is swollen and black and
blue?”. After some further messages about a telephone discussion the
applicant
asserted:
“There was no rape. There was sexual violence, when she said stop, we
stopped and more. The bruises are because I’m strong
and went too
far”.[30]
- The
doctor who examined Ms B in the early hours of 21 October 2019 was Dr Charles
Lee. Dr Lee is a highly qualified forensic clinician
who had been working at the
Royal Prince Alfred Hospital as a Visiting Medical Officer in sexual assault
medicine for 10 years as
at 2019.
- Ms
B gave Dr Lee a history, which he recorded about an hour afterwards. The doctor
said in cross-examination that the history was
recorded most likely in his
words, rather than those of Ms B, as he had not used quotation marks in the
narrative. Dr Lee recorded
that Ms B had arrived at her apartment with the
applicant at about 2:00am the previous day. She said that she had told the man
no
to sex several times, but he persisted. He penetrated her vagina with his
penis for several minutes, and put a finger in her anus.
Both acts caused pain.
Ms B said he had put his arm about her neck, causing her difficulty in breathing
and frightening her. His
arm went over her mouth forcing her teeth into her
lips. The man bit Ms B on her left shoulder and right buttock, causing pain. He
pressed her forcibly into her bed and she had been unable to get up. When giving
her account of events to Dr Lee Ms B was tearful.
- On
examination Dr Lee noted a red-blue bruise on Ms B’s left shoulder, that
was about 2 centimetres long and tender to the touch.
On the inner right buttock
were “two carved red-blue marks” linear in shape and concave to the
centre, towards each other.
The bruising was 3 centimetres by 4 centimetres and
tender. There was also a scratch in the same area. The shoulder and buttock
bruises
were consistent with bite marks. On Ms B’s face Dr Lee saw
multiple small pinpoint marks, particularly to the left side of
the face,
between the eye and ear and on the eyelid. These marks were petechial
haemorrhages, which Dr Lee described as “quite
dramatic and
marked”.[31] There was also
bruising and redness to Ms B’s inner lip.
- The
doctor observed that the petechiae did not show clearly in the photographs he
took of Ms B’s injuries, which became Ex.
D, despite their pronounced
appearance to the naked eye. He was concerned about them because they indicated
that there may have been
significant pressure applied to Ms B’s neck. The
fact that the haemorrhaging was more marked on the left side than the right
was
consistent with pressure applied to one side of the neck that had interfered
with normal function, indicative of strangulation.
- Forensic
swabs were obtained from the high vaginal canal, the vicinity of the cervix (the
endocervix), and other areas of the vagina,
internally and externally. Dr Lee
confirmed in cross-examination that either a penis or a finger could touch the
high vagina from
which the swab was taken. He said that he would not expect to
see vaginal injury following penetration which was sudden, or where
the woman
had not been aroused; to the contrary, it would be surprising if injury was
observable.
- The
swabs obtained by Dr Lee were later examined by a forensic biologist, Ms
Wedervang. Ms Wedervang also had reference DNA samples
from Ms B and the
applicant. Neither semen nor spermatozoa were detected on the high vaginal or
endocervical swabs, but DNA consistent
with the applicant was located on the
endocervical swab. The source of the DNA recovered from the high cervix could
not be identified.
- Evidence
was given of the arrest of the applicant on 28 October 2019. He took part in an
interview with detectives, an electronic
recording of which was played to the
jury as Ex. J. He told the interviewing officers that he asked Ms B if he could
come back to
her place and she had agreed, although “[i]t was evident from
our conversations that sex wasn’t part of the evening however,
well
penetrative sex wasn’t to be part of the
evening...”,[32] which he said
he understood. He claimed however that he and Ms B kissed, and kissing had led
to foreplay. He said:
“Um, I started getting dominant in the foreplay, she didn’t respond.
She then struggled out and said, no. And it was
a very big reaction. Admittedly,
the foreplay was very heavy including choking and
biting.”[33]
- He
said they had begun to talk about what had happened when her phone had rung, and
Ms B said that she needed to leave to help a friend.
- The
applicant said that he had had “loads” to drink and was intoxicated
that evening. He said that, being intoxicated,
after kissing there
followed:
“[...] we were holding each other. Got into bed to sort of go to
sleep/continue. Um, that was kissing, me going to go down
on her, um, and as
part of that, um, I have a strong kink so, um, I think while being too
intoxicated I would have put too much pressure
on her as part of the foreplay
was also biting her.”[34]
- He
continued:
“But sort of the struggle of that foreplay and her pushing off would
suggest that at some point she’s said, no and stop.
Um, and we did. Um,
yeah.”[35]
- The
applicant said that he did not have an exact memory of the sequence of events,
but had no memory of penile-vaginal penetration
occurring. He said Ms B did not
indicate that she wanted to be choked by him. The applicant said his usual
practice was to discuss
with a potential sexual partner whether that person
enjoyed “dominating sex” but he had not done so with Ms B, and she
had not known of his wish to choke and bite her prior to those things occurring.
He said:
“[...] Um, until there was a crescendo moment and well not, you know,
affectively it’s not, not even not reading the
room, it’s like mate,
don’t go that hard on the first night with someone. It’s pretty,
it’s pretty simple.
Um, but,
yeah.”[36]
- He
acknowledged that alcohol had impaired his ability to “read the
room”.[37]
- The
applicant said that there had been no response when he kissed,
“nuzzled”, and fondled Ms B, but there was a reaction
from her when
he bit her, began to perform oral sex on her, and simultaneously choked her. It
was then that Ms B tried to push him
away and struggled against him. His memory
of the exact events was not clear, presenting instead as a series of “snap
images”
due to his state of
intoxication,[38] but he
said:
“[...] I may have used a digit as part of oral sex. Um, but that’s
not a clear memory.”[39]
- Later
the applicant said:
“I don’t know if I did or didn’t penetrate her with a digit,
um, but that was the crescendo moment, that was, that
was when it all
stopped.”[40]
- The
applicant said that he had not stopped earlier when Ms B displayed a “pain
reaction” as she had not said no or physically
pushed him
off.[41] He observed that although
he had not been consciously restraining her, he was significantly larger than Ms
B and may have been holding
her arms or shoulders down. Because he was
substantially bigger than Ms B the applicant conceded that he
“could’ve placed
excess pressure on her neck”. Because of his
intoxication and failure to “read the room” he had
“unnaturally
rough sex” with Ms
B.[42]
- The
applicant said that he did not remember inserting his penis into Ms B’s
vagina, or digitally penetrating her anus.
- The
Crown case closed.
- The
applicant both gave and called evidence before the jury.
- When
he gave his evidence on 30 March 2021 the applicant was aged 38 years. He was
asked about his “first love”, a woman
to whom he was married at the
age of 27 years. He described having “fairly normal” sex with his
wife, with occasional
“rougher
foreplay”.[43] It was the
applicant who introduced the “rougher” activities into his marriage,
although he said those activities did
not include choking his wife. He and his
wife had discussed these activities prior to engaging in them.
- Following
his separation from his wife the applicant said he entered into a relationship
with a woman who “enjoyed” being
“dominated” and he
described some of the practices in which they engaged, including choking his
partner and, he thought,
biting. The applicant said that he and his partner had
discussed and “eased into” these more unconventional
activities.[44] He was asked about
other partners, including a current partner [as at March 2021] and described
choking and other conduct with them,
always after having discussed the
activities beforehand.
- With
Ms B the applicant, when asked about the text messages he exchanged with Ms
Goldman, acknowledged not having obtained “[p]roactive
verbalised consent
before that style of
foreplay”.[45] He claimed that
Ms B had participated in mutual touching, telling the jury:
“I mean, we'd been flirting all night at [the Bar], we'd swapped numbers
at[the Bar], I'd been invited back into the bar by
[Ms B], I was invited back to
[Ms B’s] home, I was invited into [Ms B’s] bed, we kissed, we hooked
- she responded when
- she kissed me back enthusiastically, she was touching,
caressing, hugging me throughout the course of the build up of that foreplay.
She was present and engaged in
it.”[46]
- He
conceded that Ms B had not, however, consented to “the heavy
foreplay”. The applicant said that he had been referring
to “heavy
foreplay” when he sent the message to Ms Goldman stating that
“[t]here was no rape. There was sexual
violence”. He said that
“sexual violence” was activity “[m]ore towards
consensual”,[47] and that for
him “heavy foreplay” was part of consensual sex. The applicant
agreed that Ms B had made clear that “sex
wasn’t part of the
evening”, and “we’re not going to have sex tonight”, but
said that he understood
that to refer to penile-vaginal
penetration.[48]
- Despite
Ms B’s clear statement about sex, the applicant said that he thought they
had a “connection” and, as to
what might follow, he told the
jury:
“That might be going back to her place to have drinks, as we had alluded
to that, in terms of having more drinks. I wasn't
sure whether it would be that
we would just go back and talk, I wasn't sure whether it would be that we would
go back and kiss, or
have foreplay. The only thing that I knew was that she had
to work early in the morning and that she didn't want to have penetrative
sex.”[49]
- He
said that there was a minute or two of touching or kissing before he
“started getting dominant in the foreplay”. The
applicant said that
Ms B did not respond and did not say “no” or
“stop”[50] until seconds
later when she began to struggle, and he stopped.
- In
evidence in chief the applicant was taken through the answers he gave to police
in his interview with investigating officers and
asked to explain or expand upon
them. With respect to his concession to police that he may have inserted a
finger or fingers into
Ms B’s vagina when performing cunnilingus on her he
said this was his usual practice, although he had been too intoxicated
to have a
clear recollection of events or their
sequence.[51]
- He
insisted, however, and in contrast to what he had said to the police, that his
intoxication would have had “little”
effect on his ability to
“perceive signals”.[52]
He went on to describe having one hand on Ms B’s neck choking her, and one
moving towards her vagina.[53]
- Of
his plea to AOABH the applicant said that he accepted that Ms B had not
consented to him biting and choking her, causing injuries
to her.
- In
cross-examination the applicant asserted that he regarded cunnilingus and
digital penetration of a woman’s vagina as “foreplay”.
He said
that, when Ms B told him she would not have sex with him, he did not regard that
as including putting his tongue in her vagina,
or inserting his fingers into her
vagina or anus, but understood it as a prohibition only against penile-vaginal
penetration. He
conceded, however, that he did not ask Ms B about those
activities or obtain her consent. He stated in cross-examination that
he:
“... had a clear memory of using a finger as part of oral sex, but not a
clear memory as in for the definition, legal definition,
of penetration. It is
quite different to the lay definition of
penetration.”[54]
[.....]
“I think on the balance of evidence, it's kind of clear that I did put my
finger in her vagina, but it was certainly part of
what was otherwise consensual
foreplay.”[55]
- The
applicant also called evidence from past sexual partners. Ms Kolupoti told the
jury that she and the applicant had engaged in
various practices during sex,
following requests made prior to intercourse, or if discussed during
intercourse, to ensure that both
were “comfortable” with the
proposed activity. Ms Kolupoti said the applicant had never pursued sexual
activity that
she was not interested in.
- The
applicant’s former wife said that he was a kind and calm person who was
respectful in his conduct with women. He had never
pursued any sexual activity
with her that was painful, or unwanted. Another partner, Ms Mol, described her
sexual relationship with
the applicant as “experimental and kinky”,
but always consensual.
- Another
former sexual partner, Ms Juventin, said that the applicant had never made her
feel uncomfortable during sex, as did the applicant’s
partner at the time
of trial, Ms Vincent Billing.
- Professor
Johann Duflou, forensic pathologist, was also called to give evidence, telling
the jury that the level of force required
to cause petechial haemorrhaging and
bruising varied. Dr Duflou referred to the choke hold in which Ms B was placed
by the applicant
as a “carotid sleeper” and opined that such a hold
would not be expected to cause breathing difficulties without speedy
loss of
consciousness, within 5 to 10 seconds. Injury to the neck would frequently be
observed from such a hold.
The Application to this Court
- If
granted leave, the applicant argues, by ground 1, that the verdict of guilty
returned with respect to count 2 is unreasonable,
and inconsistent with those
returned against counts 3 and 4; and, by ground 2, that there was error by the
trial judge in the exclusion
of evidence pursuant to s 293 of the Criminal
Procedure Act. I am unpersuaded by either ground and, whilst I would grant
leave to appeal, I would dismiss the appeal, for the reasons that
follow.
Ground 1
- There
are two aspects to this proposed ground: that the jury’s verdict was
unreasonable; and that it is inconsistent with the
verdicts returned against
counts 3 and 4.
- As
to the former, the principles applicable to a claim of this nature were
enunciated in M v The Queen [1994] HCA 63; (1994) 181 CLR 487 at 493; [1994]
HCA 63 (per Mason CJ, Deane, Dawson and Toohey JJ), as follows:
“Where, notwithstanding that as a matter of law there is evidence to
sustain a verdict, a court of criminal appeal is asked
to conclude that the
verdict is unsafe or unsatisfactory, the question which the court must ask
itself is whether it thinks that
upon the whole of the evidence it was open
to the jury to be satisfied beyond reasonable doubt that the accused was
guilty. But
in answering that question the court must not disregard or
discount either the consideration that the jury is the body entrusted
with the
primary responsibility of determining guilt or innocence, or
the consideration that the jury has had the benefit of having
seen
and heard the witnesses. On the contrary, the court must pay full
regard to those considerations (footnotes omitted).”
- A
ground raising a complaint of inconsistent verdicts is to be resolved in
accordance with the test expressed by the High Court in
MacKenzie v
R [1996] HCA 35; (1996) 190 CLR 348 at 366; [1996] HCA 35 (quoting from R v
Stone (Court of Criminal Appeal (UK), Devlin J, 13 December 1954,
unrep) with approval):
“[The appellant] must satisfy the court that the two verdicts cannot stand
together, meaning thereby that no reasonable jury
who had applied their mind
properly to the facts in the case could have arrived at the conclusion, and once
one assumes that they
are an unreasonable jury, or they could not have
reasonably come to the conclusion, then the convictions cannot stand.”
- The
test is one of logic and reasonableness.
- The
applicant argues that the differing verdicts are unreasonable and
unreconcilable. He submits that the verdicts of not guilty with
respect to
counts 3 and 4 can only be explained by a conclusion that the jury must have
rejected Ms B as a witness of truth and,
on that basis, the only possible
verdict that could have been rationally returned to count 2 was also a verdict
of not guilty. He
argues that there are “at least six” reasons for
the jury to have rejected Ms B’s evidence, among them, that she
gave
contradictory accounts of her level of alcohol consumption; that she gave
inconsistent accounts of her understanding of the
applicant’s level of
interest in her relevant to two different points in the evening; that her
account of allowing him to sleep
at her apartment without contemplating sex was
implausible; that her complaint was reluctant and initially related only to the
choking;
and that the physical injuries could not have been inflicted as the
complainant deposed they had been.
- None
of these arguments, all of which were before the jury for it to assess, are
persuasive.
- The
evidence of Ms B’s alcohol consumption was of peripheral significance in
circumstances where, whatever it may have been,
there was no suggestion that she
was adversely affected by alcohol. Ms B told the jury that she was not drinking
on the evening of
19 October 2019, as she was working. She later conceded that
she may have had a nip of spirits at the start of the evening, as it
was
customary for the staff to gather at the commencement of a shift and have one
drink of that nature together.
- Whilst
the applicant asserted that Ms B had joined his table for drinks during the
evening, Ms B deposed that, since staff were frequently
importuned to join
customers for drinks when working, the practice was to accept the
“drink”, but to substitute water
for alcohol. She thought that she
may have done that on this evening. Regardless, it was never suggested to Ms B
that she was intoxicated,
or that intoxication affected her capacity to observe
and recall events. Her sobriety is to be contrasted with the applicant’s
state of high intoxication.
- The
question of Ms B’s understanding of the level of interest the applicant
displayed in her at various stages of the evening
is also a matter of no
significance. Her evidence was that she knew that he had been paying attention
to her, and that he was flirting
with her. She was clear in her testimony that,
whilst she thought he was interested in her, she was not interested in him,
explaining
that staff were required to smile at and be friendly with all
customers. She denied flirting with him and the only witness other
than the
applicant who suggested that she was or may have been, the applicant’s
friend Ms Goldman, observed that this could
have been no more than the sort of
friendliness to a customer typically expected of bar staff.
- The
applicant’s assertion of implausibility in the complainant’s account
of having allowed him to spend the night at her
apartment without any intention
of engaging in sexual activity should be rejected. It may be based upon a
stereotypical assumption
as to how women should conduct themselves.
- On
the complainant’s evidence, evidence which is entirely consistent with the
record of text messages exchanged between she
and the applicant, the applicant
initiated and then persistently and rather obtusely pursued Ms B on the night of
19 October 2019,
despite the clearly unenthusiastic character of her responses.
Her conduct in allowing the applicant into her apartment must be understood
in
light of the whole of the circumstances.
- There
was both an age and a power differential between Ms B and the applicant that put
her at a significant disadvantage. Ms B was
only a little more than half the
applicant’s age; it might be inferred given that significant difference in
their ages, that
she had less worldly experience than he did. Working at the
Bar, part of Ms B’s duties was to be pleasant and friendly to customers
and to ensure that they enjoyed themselves. In this instance, the applicant was
not just a customer; he was a member of a group with
a connection to Ms
B’s employer, and she felt a particular responsibility to ensure that her
boss’ friends enjoyed themselves.
This placed the much younger Ms B in a
difficult position where the power was the applicant’s: in another setting
she may have
felt able to reject his advances in a frank and assertive way. In
the context of her employment, she clearly felt that was not possible.
- That
she allowed the applicant to accompany her to her home having laid down the
clear rule that there would be no sex, is not to
be wondered at in all the
circumstances. Ms B had tried to put the applicant off politely and, as she said
in her evidence, in a
way that was non-confrontational, that would not make him
angry – with humour, with claims of tiredness, with assertions that
she
had to work the next day. None of those subtle methods of rejecting his advances
had been effective, no doubt because the extremely
intoxicated applicant had
failed to “read the room”, as he put it to police and as the jury
may have thought.
- When
a man that she did not feel able to antagonise – because of his
relationship to her employer – would not be put off,
Ms B gave in to his
persistent and repeated requests to go home with her. She stated clearly that
there would be no sex, a statement
the applicant accepted was made. In those
circumstances, there is nothing implausible or incredible in her evidence that
she allowed
him to come to her home, and sleep in her bed. After all, she
understood that nothing beyond sleeping would occur; she was not to
know that
the applicant would disregard her clear stricture against sex. To accept that,
in allowing those limited events to occur,
Ms B must have wanted sex is to fall
into the very assumptions that doubtless led the applicant to commit the crimes
he has been
convicted of. Consent to one thing – the applicant sleeping at
her home – should not be read or understood as consent
to another –
sexual activity with him. One is quite distinct from the other.
- The
jury was well entitled to reject – as would I – the
applicant’s assertion that he did not understand that Ms
B’s refusal
to “sex” had only been a reference to penile-vaginal penetration.
The applicant is plainly a well-educated
individual who has lived in major
cities of the world and worked in a managerial position. His claim that he did
not think any activity
beyond penile-vaginal penetration was “sex”
was disingenuous at best.
- The
applicant next argues that the manner of the complaint made by Ms B must cast
doubt upon its legitimacy. That argument also rests
upon a false assumption
about the way a woman who has been sexually assaulted must or should behave. If
one sets aside stereotypical
assumptions, it was well open to the jury to
conclude that everything about Ms B’s complaint supported its credibility.
She
was distressed, diffident, reluctant to speak out against a man with a
connection to her employer, but always clear in her complaint
that nothing that
occurred had been done with her consent.
- As
to the expert evidence, nothing in the evidence concerning the injuries
occasioned to Ms B established that they could not have
occurred as she had
deposed. The expert evidence raised matters for the jury to consider, but was
not determinative.
- In
the applicant’s trial, the jury had the advantage not only of having seen
and heard the evidence of Ms B, but also of having
seen and heard the evidence
of the applicant, together with his account to police of the relevant events in
an interview. The jury
was well placed to assess the evidence of the complainant
and to determine whether all or part of it should be accepted as reliable
to the
very high criminal standard. In making that assessment, it was for the jury to
determine what aspects of the evidence were
significant. As Beech Jones CJ at CL
observed in AJ v R [2022] NSWCCA 136, at [102] – [104]:
“At the core of the jury’s function in
deciding “contested factual questions” is the assessment
of the credibility
of a witness on the basis of what the jury has seen and heard
in the context of the trial (Pell v The Queen (2020) 268 CLR 123;
[2020] HCA 12 at
[37]; “Pell”). Pell reiterated that the
function and approach of the jury in making that assessment is very different to
that of this Court in determining
whether the jury’s verdict
was “unreasonable”. At a practical level, this is
reflected in the observation in Pell that it would only be an
exceptional case in which this Court would need to view the video recording of a
witness’s evidence
to determine this ground of appeal (at [36]).
At a broader level, Pell referred to the above passage
from M v The Queen as reflecting
the “functional or ‘constitutional’ demarcation
between the province of the jury and [an intermediate
appellate court]” (at [38]).
Ultimately, Pell explained this Court’s role as follows
(at [39]):
“The function of the court of criminal appeal in determining a ground that
contends that the verdict of the jury is unreasonable
or cannot be supported
having regard to the evidence, in a case such as the present,
proceeds upon the assumption that the evidence of the complainant was assessed
by the jury to be credible and reliable. The court
examines the record to see
whether, notwithstanding that assessment – either by reason of
inconsistencies, discrepancies, or other inadequacy; or in light of other
evidence – the court is satisfied that the jury, acting
rationally, ought nonetheless to have entertained a reasonable doubt as to proof
of guilt.” (emphasis added)
The reference to “a case such as the present” in this
passage is to a case where the principal evidence against an accused
person is
given by a complainant. In this case, that certainly includes
SS; ie, this Court’s assessment proceeds on the basis
that the
jury found her evidence to be credible and reliable.
These references to the “special significance” role of the
jury, including the advantages it enjoyed in seeing and hearing
witnesses,
are of particular significance to this matter. The reference in the above
passage from Pell to
considering “inconsistencies, discrepancies, or other
inadequacy; or in light of other evidence” must be read with the
statement in M v The Queen that those matters
be “such a way as to lead
the appellate court to conclude that, even making full allowance for
the advantages enjoyed by the jury, there is
a significant possibility that an
innocent person has been convicted”. Put another way, an assessment
that the “evidence
lacks credibility for reasons which are not
explained by the manner in which it was given” is necessarily witness
and trial
dependent.”
- The
“six” reasons to doubt Ms B’s evidence were all matters argued
before the jury; plainly the jury accepted Ms
B’s evidence to the very
high criminal standard with respect to count 2. In my assessment it was well
open to the jury to reach
that conclusion. Her evidence was, in my opinion,
compelling, and well supported the verdict returned with respect to ground
2.
- That
the jury did not reach the same conclusion with respect to counts 3 and 4 does
not mean that the jury necessarily found Ms B
to be a dishonest or unreliable
witness.
- To
the contrary, there is a very clear, obvious and rational distinction to be
drawn between the evidence in support of count 2, and
that relevant to counts 3
and 4 and it is reasonable to conclude that the reason for the differing
verdicts is found in that distinction.
The distinction is the applicant’s
admission, tentatively given to police and in evidence in chief at trial, and
firmly stated
in cross-examination, that he digitally penetrated Ms B’s
vagina, the very conduct relied upon for count 2, and that he did
so at a time
in which he was engaged in violent acts he acknowledged Ms B had not consented
to.
- The
applicant argued before this Court that it was not open to the jury to rely upon
his admission in support of count 2, since his
account of the circumstances that
surrounded the commission of the act did not accord with Ms B’s account.
That argument overlooks
or traverses the principle that it is always open to a
jury to accept part but not all of a witness’ evidence. A direction
to
this affect is given to every jury in New South Wales and was given to the jury
in the applicant’s trial :
“Of course, you may well decide not to rely on evidence of a particular
witness if it appeared to you that the witness was
not giving evidence honestly,
but quite apart from questions of truthfulness, you should bear in mind that the
evidence of a completely
honest witness may not be reliable because of errors in
observation or errors in a witness’s recall of events or a witness’s
inability to accurately describe what it is he or she saw, heard or did.
When you come to making an assessment of the evidence of witnesses, you should
bear in mind that you do not have to accept everything
that a witness said or
reject everything that a witness said. It is open to you to conclude that you
would not accept a particular
witness at all as to anything that witness has
said, but equally, it is open to you to accept part of the evidence and reject
other
parts of that witness’s evidence.
In making your assessment of witnesses, you are not obliged to confine yourself
to looking at the evidence of a given witness in
isolation. You are entitled to
weigh all of the evidence together in arriving at the factual determinations
that you make. The question
of credibility or reliability of the evidence of the
witnesses from whom you have heard is a question of fact and is therefore a
question for you alone to
determine.”[56]
- An
almost identical argument to that made here by the applicant was advanced in
Attwater v R; Maris v R [2021] NSWCCA 17, with Mr Maris arguing that it
was not open to the jury to accept the inculpatory part of his account of an
episode of sexual intercourse
– that it occurred; but not the exculpatory
portion – that it was with consent. This Court (constituted by Bathurst
CJ,
Davies J and Wilson J) rejected that proposition, at [363] –
[368]:
“Although Maris submitted to this Court that it was not open to the
jury to accept the inculpatory part of what he told the
police and reject
the exculpatory part of it, there being no rational basis to draw a
distinction, that submission is contrary to
both the legal directions the
jury were properly given, and to the likely life experience that the jurors were
asked to bring to
bear in their deliberations.
During the course of the summing up, Fullerton J correctly told the jurors that
it was open to them to accept part of what a witness
had to say and reject part.
The same general principle applies even more so to an untested account
given by an accused person to
a police officer in the course of interview. The
jury was not obliged to either accept as true or reject as false or unreliable
the
whole of the accounts given by Maris to police. To do so would be contrary
to life experience, which would readily suggest to individual
jurors that
people can be accurate and inaccurate, truthful and untruthful, in the
course of a single conversation, or in all that
is said about a single topic.
What Maris – and Attwater – said to police was
open to be assessed in light of the whole of the evidence. [...].
The jury were entitled to take a more nuanced approach to the assessment of what
the applicants told police than either a wholesale
acceptance or a
wholesale rejection of their respective accounts. It was open to the
jury to accept those parts of Maris’ (and
Attwater’s) accounts
that were against interest, since it is unlikely as a matter of common sense
that an individual would
fabricate a statement to his or
her disadvantage. By contrast, it is likely, or at least possible, that a
person in danger of facing
criminal penalty for some act might give an
untrue account of events, to his or her advantage. Jurors would see such an
occurrence
in the course of day to day life no less often than the
phenomena is observed in the criminal courts.
On that basis, and having regard to the expert and other evidence and
its significance, set out above in relation to Attwater, it
was well open to the
jury to accept Maris’ admission that he had placed his penis in Ms
Daley’s mouth at or shortly after
the time when
Attwater “fisted” her, but to reject his claims as to Ms
Daley “wanting” that act to occur.
The verdict returned by the jury with respect to Maris for this count was well
open to it.”
- The
proposition must also be rejected here. It was open to the jury to accept the
applicant’s concession that he had digitally
penetrated Ms B’s
vagina, as Ms B said he had, but reject his account of the circumstances in
which it occurred. His admission
was capable of corroborating Ms B’s
evidence about count 2, providing additional evidence supportive of a verdict of
guilty
with respect to that count, which did not apply to the remaining counts.
Further, it is not without significance that, at the time
Ms B said the act of
digital penetration occurred, she had been lying in her bed, with her face
averted from the applicant and her
body turned away, ostensibly asleep. The jury
may well have concluded that there was no room for doubt as to the absence of
consent,
and the applicant’s knowledge of the lack of consent or
recklessness to it.
- That
a jury might look for additional evidence before returning a verdict of guilty
should not be seen as surprising, or as a basis
for concern as to the legitimacy
of differing verdicts. In this case its members were cautioned many, many times
about the obligation
on the Crown to prove its case to the very high criminal
standard of beyond reasonable doubt. It is reasonable that a cautious jury
facing that difficult and onerous task might look for evidence independent of
the complainant, and find it in the applicant’s
admission to digital
penetration, albeit in circumstances that did not accord with those the
complainant said applied.
- Rather
than suggesting compromise or inconsistency, the jury’s approach bespeaks
cautious and careful consideration of the whole
of the evidence, and the
assiduous application of legal direction to fact. The verdict returned to count
2 was neither inconsistent
with those returned for counts 3 and 4, nor
unavailable on the evidence. For my part, having assessed the whole of the
evidence that
was before the jury, I conclude that it was well open to the jury
to be satisfied of the applicant’s guilt to the criminal
standard: M v The Queen (1994) 181 CLR 487; [1994] HCA 63
at 493; MFA v The Queen (2002) 213 CLR 606; [2002] HCA 53 at
[58]; SKA v The Queen (2011) 243 CLR 400; 2011 HCA 13 at [405]
– [406].
- This
ground should be dismissed.
Ground 2
- By
this proposed ground the applicant complains that he was wrongly precluded from
calling evidence concerning a prior sexual assault
Ms B had mentioned to the
applicant. He wished to lead evidence of:
(1) Ms B’s statement to police that she had suffered from Post Traumatic
Stress Disorder (“PTSD”) since an incident
that had occurred when
she was aged 15 years;
(2) Her reference to having PTSD when she was in her bathroom following the
assault;
(3) Text messages that the applicant had sent to Ms Goldman in which he referred
to Ms B as having been “triggered” by
something in her history;
(4) The applicant’s assertions about this to police in his interview;
and
(5) The applicant’s assertion that Ms B had told him that she had engaged
in sexual conduct with others to “escape”
something, inferentially
the past traumatic sexual assault.
- On
15 March 2021 the applicant made application to the trial judge for leave to
admit the evidence pursuant to [then] s 293(4)(a) of the Criminal Procedure
Act 1986 (NSW)[57] and
cross-examine Ms B on the subject. The trial judge refused that leave, giving
his reasons on 19 March 2021. His Honour concluded
that the evidence did not
satisfy the temporal requirement in s 293(4)(a)(i). He did not accept that the
evidence formed part of a set of events connected to the allegations, or that it
was part of a continuum
of Ms B’s sexual experience.
- Section
293 was in these terms at the material time:
“293 Admissibility of evidence relating to sexual
experience
(1) This section applies to proceedings in respect of a prescribed sexual
offence.
(2) Evidence relating to the sexual reputation of the complainant is
inadmissible.
(3) Evidence that discloses or implies—
(a) that the complainant has or may have had sexual experience or a
lack of sexual experience, or
(b) has or may have taken part or not taken part in any sexual
activity,
is inadmissible.
(4) Subsection (3) does not apply—
(a) if the evidence—
(i) is of the complainant’s sexual experience or lack of sexual
experience, or of sexual activity or lack of sexual activity
taken part in by
the complainant, at or about the time of the commission of the alleged
prescribed sexual offence, and
(ii) is of events that are alleged to form part of a connected set of
circumstances in which the alleged prescribed sexual offence
was committed,
(b) if the evidence relates to a relationship that was existing or
recent at the time of the commission of the alleged prescribed
sexual offence,
being a relationship between the accused person and the complainant,
(c) if—
(i) the accused person is alleged to have had sexual intercourse
(within the meaning of Division 10 of Part 3 of the Crimes Act 1900)
with the complainant, and the accused person does not concede the sexual
intercourse so alleged, and
(ii) the evidence is relevant to whether the presence of semen,
pregnancy, disease or injury is attributable to the sexual intercourse
alleged
to have been had by the accused person,
(d) if the evidence is relevant to—
(i) whether at the time of the commission of the alleged prescribed
sexual offence there was present in the complainant a disease
that, at any
relevant time, was absent in the accused person, or
(ii) whether at any relevant time there was absent in the complainant
a disease that, at the time of the commission of the alleged
prescribed sexual
offence, was present in the accused person,
(e) if the evidence is relevant to whether the allegation that the
prescribed sexual offence was committed by the accused person
was first made
following a realisation or discovery of the presence of pregnancy or disease in
the complainant (being a realisation
or discovery that took place after the
commission of the alleged prescribed sexual offence),
(f) if the evidence has been given by the complainant in
cross-examination by or on behalf of the accused person, being evidence
given in
answer to a question that may, pursuant to subsection (6), be asked,
and if the probative value of the evidence outweighs any distress, humiliation
or embarrassment that the complainant might suffer
as a result of its admission.
(5) A witness must not be asked—
(a) to give evidence that is inadmissible under subsection (2) or
(3), or
(b) by or on behalf of the accused person, to give evidence that is
or may be admissible under subsection (4) unless the court has
previously
decided that the evidence would, if given, be admissible.
(6) If the court is satisfied—
(a) that it has been disclosed or implied in the case for the
prosecution against the accused person that the complainant has or
may have,
during a specified period or without reference to any period—
(i) had sexual experience, or a lack of sexual experience, of a
general or specified nature, or
(ii) had taken part in, or not taken part in, sexual activity of a
general or specified nature, and
(b) the accused person might be unfairly prejudiced if the
complainant could not be cross-examined by or on behalf of the accused
person in
relation to the disclosure or implication,
the complainant may be so cross-examined, but only in relation to the experience
or activity of the nature (if any) so specified
during the period (if any) so
specified.
(7) On the trial of a person, any question as to the admissibility of
evidence under subsection (2) or (3) or the right to cross-examine
under
subsection (6) is to be decided by the court in the absence of the jury.
(8) If the court decides that evidence is admissible under subsection (4),
the court must, before the evidence is given, record
or cause to be recorded in
writing the nature and scope of the evidence that is so admissible and the
reasons for that decision.
(9) (Repealed)”
- Section
293 (and the current s 294CB) is an exclusionary rule which makes
inadmissible:
(1) evidence that discloses or implies that a complainant has had or may have
had sexual experience or a lack of sexual experience;
or
(2) evidence that discloses or implies that a complainant has or may have taken
part or not taken part in sexual activity.
- The
provision and its predecessors were intended by the Parliament to operate
widely, for the protection of sexual assault complainants.
As Bathurst CJ said
in Jackmain (a pseudonym) v R (2020) 102 NSWLR 857; 284 A Crim R 483;
[2020] NSWCCA 150, at [15], “...it was designed to exclude to a
significant degree cross-examination concerning a complainant’s sexual
activity or experience with only limited exceptions”.
- Those
limited exceptions to the exclusionary effect of s 293(3) are found in s 293(4)
and s 293(6). Evidence that would otherwise
be caught by s 293(3) can be given
at trial if the evidence:
(1) is of the complainant’s sexual experience or lack of sexual
experience, or sexual activity or lack of sexual activity,
at or about the time
of the commission of the alleged offence; and
(2) forms part of a connected set of circumstances in which the alleged offence
was committed; and
(3) the probative value of the evidence outweighs any “distress,
humiliation or embarrassment” that the complainant might
suffer as a
result of the admission of the evidence.
- The
applicant contends that the evidence fell within the limited exceptions to the
exclusionary rule and should have been admitted.
In support of that argument he
relies upon a majority decision of this Court in Decision Restricted
[2021] NSWCCA 51. In that case two judges of this Court, Leeming JA and Walton
J, concluded that statements about sexual experience made by the complainant
shortly before the alleged sexual assault occurred concerned her sexual
experience as it was at that time, and the statements were
connected to the
alleged offences. The majority, Adamson J dissenting, held that the evidence
fell within the exception and should
have been admitted.
- The
judgment of the majority in Decision Restricted sits uncomfortably, with
respect, with the earlier decision of a full bench of this Court in Jackmain
wherein events of four or five years before the alleged offence were held
not to satisfy the temporal requirement of s 293(4)(a)(i).
The Court gave some
emphasis at [190] – [191] to what had been said by the Attorney-General in
introducing an earlier version
of s 293:
“[...] Nothing is said to have occurred within 4 or 5 years of the
commission of the alleged prescribed sexual offences in
2009, and if the last
incident is put to one side, nothing is said to have occurred within a
decade of the alleged prescribed sexual
offences in 2014. On no view could the
temporal requirement of “at or about the time of” in the
first limb be satisfied.
This point was emphasised by the Attorney-General, introducing the bill in 1981:
‘The key words here are ‘at or about the time’ of the alleged
offence. However he cannot inquire or bring evidence
about the
complainant’s sexual behaviour with other persons last week, or last
month, or last year. He may ask only about such
behaviour ‘at or
about’ the time he is alleged to have committed the offence, and
where the events involve connected
circumstances” (Hansard,
Legislative Assembly, 18 March 1981, p 4764).’”
- To
argue that an experience of five years prior to the commission of the relevant
offence can be regarded as having occurred “at
or about the time of”
the incident on 20 October 2019 because it was part of Ms B’s continuing
sexual experience is to
torture both the word and intention of the Parliament. I
would not regard that construction as being an available one.
- The
“sexual experience” and “sexual activity”, or lack
thereof, with which the section is concerned cannot
in my opinion encompass a
complainant’s memory of some past experience or activity, thus making
evidence of the experience
or activity admissible because the memory is held at
or about the time of the charged the act, or is connected to the charged act
because past experience informed present conduct, as the applicant appears to
argue.
- The
applicant relies on GEH v The Queen [2012] NSWCCA 150; 228 A Crim R 32,
and Decision Restricted to make the argument; those decisions, however,
ought not be taken out of their particular contexts. It is the text of the
legislation
that takes primacy and with which the trial judge was obliged to
comply in determining the question of the admissibility of the disputed
evidence. In interpreting and applying s 293 (or s 294CB) the clear purpose of
the legislature in introducing the provision’s
predecessor, and
maintaining it virtually unchanged through many legislative amendments, must be
kept in mind. As this Court said
in R v White (1989) 18 NSWLR 332, at
340:
“The evident purpose of the legislation is to limit the circumstances in
which complainants in sexual assault cases will have
to endure having what might
otherwise be personal and sensitive matters made public knowledge by virtue of
evidence given in court.”
- That
purpose will not be met, or compliance with the legislation achieved, by
applying the provision in the broad way argued for by
the applicant.
- If
the discussions in GEH and in Decision Restricted are applied to
the evidence the applicant contends should have been admitted, neither point to
the incorrectness of the decision
of the trial judge.
- In
GEH at [63] – [65] Harrison J drew a distinction between
“sexual experience” and “sexual activity”, and
the issue
is material here. In the conversation that the applicant said Ms B had with him,
she supposedly recounted an activity of
five years before. Such evidence could
not meet the temporal element in s 293(4)(a)(ii), and is inadmissible.
GEH provides no comfort for the applicant’s contention.
- As
for Decision Restricted, the obvious point of distinction between the
circumstances of that matter and the present application is that what Ms B may
have
said about an incident that had occurred five years previously was said
after the alleged sexual offences occurred, not before it,
as in Decision
Restricted. The conversation could have had no bearing on the commission of
the sexual act by the applicant, or upon the applicant’s knowledge
or
belief as to whether or not Ms B consented. It was, in short, not relevant to
the facts in issue before the tribunal of fact and
not admissible pursuant to s
55 of the Evidence Act 1995 (NSW), even as s 293 also excluded it.
- To
the extent that it may have been relevant to explain, as the applicant contends,
the “big reaction” Ms B demonstrated
to being choked and digitally
penetrated, that argument fails to acknowledge that Ms B’s reaction, as
reported by the applicant
to police and in evidence, occurred at about the time
he was inflicting actual bodily harm upon her and impeding her breathing,
conduct
which he acknowledged, by his plea of guilty, that Ms B had never agreed
to, and which caused her injury. The applicant’s plea
to AOABH was a
complete explanation for the complainant’s reaction, to the extent that an
explanation alternative to Ms B struggling
against unwanted sexual activity
could benefit the applicant.
- Further,
and even if the above analysis is wrong, the limited probative value of the
evidence could not have outweighed the distress,
humiliation, or embarrassment
Ms B might suffer at being examined about it in evidence. That her distress in
having the experience
called to mind was considerable follows from what the
applicant himself contended: that it explained her “big reaction”
to
what the applicant claimed was consensual digital intercourse, albeit at about
the same time as a physical assault the applicant
acknowledged was not
consensual.
- The
trial judge concluded that the evidence did not fall within the exceptions to s
293(3) and was inadmissible. Whether the analysis
of the admissibility of the
evidence is based upon its relevance, or upon the extent to which it fell within
the exceptions to s
293(3), or both, as was well open, the conclusion of the
trial judge was correct. The evidence of what had happened to Ms B five
years
previously, or of what she said about it, did not fall within the exception to s
293(3); nor was it relevant to the issues
the jury had to decide. There was no
error in refusing to permit the applicant to adduce the evidence concerning that
matter.
- This
ground should be dismissed.
The Consequences of Dismissing the
Appeal
- Following
his conviction for count 2, the applicant was sentenced for that crime and the
offence to which he had pleaded guilty, AOABH,
on 15 October 2021. A 17 month
conditional release order pursuant to s 9 of the Crimes (Sentencing
Procedure) Act 1999 (NSW) was imposed with respect to the offence of AOABH;
a sentence of 3 years imprisonment to date from 15 October 2021 was imposed
with
respect to count 2. Having found special circumstances, the trial judge fixed
the non-parole period of that sentence at 18 months
imprisonment.
Unsurprisingly, there is no appeal against sentence.
- However,
it is necessary for this Court to vary the sentencing order, as the applicant
was granted bail following sentencing. He was
admitted to bail on 15 October
2021, and has been at liberty whilst awaiting the determination of his
application to this Court.
The date of the commencement of the sentence of
imprisonment and consequential dates must be varied to take account of the
period
the applicant has spent at liberty.
Conclusion
- I
propose the following orders:
(1) Leave is granted to appeal;
(2) The appeal is dismissed;
(3) The date upon which the sentence imposed upon the applicant on 15 October
2021 is to commence is varied, such that the sentence
of 3 years imprisonment is
to commence on the date upon which the applicant enters custody pursuant to
warrant. The non-parole period
of 18 months imprisonment will expire 18 months
after that date.
**********
Amendments
18 January 2023 - coversheet - corrected dates of orders and decision.
[1]
AB226:18
[2]
AB227:35-42
[3]
AB200:36
[4]
AB200:47
[5]
AB279:17
[6]
AB200:48
[7]
AB201:1-8
[8]
AB202:8-203:20
[9]
AB216:27
[10]
AB203:40-50
[11]
AB204:21
[12] AB789, Ex
C
[13]
AB789
[14]
AB232:45
[15]
AB232:47-233:04
[16]
AB271:26
[17]
AB279:49
[18]
AB279:35
[19]
AB286:44
[20]
AB295:21
[21]
AB288:27
[22]
AB288:29
[23]
AB300:48-301:02
[24]
AB301:34
[25]
AB311:4-7
[26]
AB311:33
[27]
AB331:47
[28] AB791; Ex
C
[29]
AB792
[30] AB793; Ex.
C
[31]
AB359:27
[32] AB1018 -
1019
[33]
AB1019
[34]
AB1021
[35] AB1021,
Q&A21
[36] AB1030,
Q&A92
[37] AB1030, Q&A96
of Ex. E
[38] AB1037, Q&A167
of Ex. E
[39] AB1036, Q&A157
of Ex. E
[40] AB1039,
Q&A184
[41] AB1039,
Q&A189 – 193 of Ex
E
[42] AB1041, Q&A216 of Ex.
E
[43]
AB424:36
[44]
AB427:11
[45]
AB443:30
[46]
AB444:19-24
[47]
AB447:17
[48]
AB459
[49]
AB460:1-6
[50] AB460 -
461
[51] AB474 -
475
[52] AB475:42 -
47
[53]
AB476:40
[54]
AB515:20-22
[55]
AB516:11-13
[56]
AB657
[57] The relevant provision
is now s 294CB of the same Act as amended.
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