You are here:
AustLII >>
Databases >>
Supreme Court of New South Wales - Court of Criminal Appeal >>
2023 >>
[2023] NSWCCA 196
Database Search
| Name Search
| Recent Decisions
| Noteup
| LawCite
| Download
| Context | No Context | Help
Russell v R [2023] NSWCCA 196 (18 August 2023)
Last Updated: 18 August 2023
|
Court of Criminal Appeal Supreme Court
New South Wales
|
Case Name:
|
Russell v R
|
Medium Neutral Citation:
|
|
Hearing Date(s):
|
29 May 2023
|
Decision Date:
|
18 August 2023
|
Before:
|
Button J at [1]; Wilson J at [130]; Sweeney J at [131]
|
Decision:
|
(1) Leave to appeal against conviction granted. (2) Appeal
dismissed.
|
Catchwords:
|
CRIME – appeals – appeal against conviction –where
applicant convicted of manslaughter by unlawful and dangerous
act – joint
criminal enterprise – agreement to intimidate – offence arising from
fatal motor vehicle collision
during high speed chase – whether jury
verdict unreasonable – focus upon CCTV evidence and credibility of Crown
witnesses
– where CCTV footage shows applicant and co-offender interacting
with the deceased and other witnesses shortly before the fatal
collision –
argument that no intimidation can be discerned from the CCTV product –
where witnesses were dishonest to
police or provided conflicting evidence or
both – open to jury to be satisfied of applicant’s guilt on the
evidence provided
at trial – verdict not undermined by CCTV footage
– appeal dismissed
|
Cases Cited:
|
|
Category:
|
Principal judgment
|
Parties:
|
Andrew Russell (Applicant) Rex (Respondent)
|
Representation:
|
Counsel: T Ramrakha (Applicant) M Millward
(Respondent)
Solicitors: Legal Aid NSW (Applicant) Solicitor for
Public Prosecutions (Respondent)
|
File Number(s):
|
2019/158319
|
Decision under appeal:
|
|
Court or Tribunal:
|
District Court
|
Jurisdiction:
|
Criminal
|
Citation:
|
|
Date of Decision:
|
09 December 2021
|
Before:
|
Haesler SC DCJ
|
File Number(s):
|
2019/00158319
|
HEADNOTE
[This headnote is not to be read as part of the judgment]
On 1 July 2021, following a four week trial by jury, Mr Russell (the
applicant) was found guilty of manslaughter. The case against
him was that, in
the early hours of 18 May 2019, the applicant entered into an agreement with Mr
Darren Butler to intimidate and
stalk the occupants of a black Ford Territory
vehicle. It was asserted that Mr Butler and the applicant had sought to extort
money
from one of the occupants shortly beforehand. The Ford Territory was
pursued at high speeds by a silver Toyota Corolla, driven by
Mr Butler. The
applicant was a rear seat passenger. At 2:24 AM on 18 May 2019, the Ford
Territory collided with a petrol tanker turning
onto the Highway. The deceased,
Mr Daniel Merrett, was killed instantly.
On 9 December 2021, Judge Haesler SC sentenced the applicant to 4
years’ imprisonment, with a non-parole period of 2 years 11
months.
The applicant sought to appeal their conviction on the ground that the
verdict was unreasonable and could not be supported on the
evidence at trial.
The Court held (per Button J, Wilson and Sweeney JJ agreeing),
granting leave to appeal but dismissing the appeal:
(1) The credibility of each Crown witness was
quintessentially a matter for the jury. The tribunal of fact had a marked
advantage
over members of this Court in seeing and hearing the evidence given at
trial. The assessment of the evidence, most particularly with
regard to Mr
Johnson, was a task well within the capacity of the jury.
(2) Contrary to senior counsel for the applicant at
trial’s assertion that the Crown witness Mr Thomas Johnson was not
intimidated
by anybody at the service station, the Court found that the evidence
of Mr Jordyn Clulow of the phone call from Mr Johnson that evening,
repeatedly
asking for the password to a bank account, significantly corroborates the
evidence of Mr Johnson that he was being intimidated
at the service station
regarding providing money, at the least by Mr Butler. The CCTV footage does not
undermine the verdict of guilty
to any substantial degree.
(3) The suggestion that the occupants of the Ford Territory
were deliberately being dishonest about their vehicle being shot at
(a
proposition that must be rejected, in accordance with giving full weight to a
verdict of not guilty, returned on a count to that
effect against the applicant)
was rejected, in favour of honest mistake.
(4) The 000 calls comfortably demonstrate that Mr Butler was
driving at very high speed and extremely dangerously for quite some
time before
the fatal collision occurred. A child was also taken from the Ford Territory
before the collision, and the deceased’s
partner was warned by him to lock
the doors and windows of their home. The inference can readily be drawn that the
occupants of the
Ford were already frightened about what was happening.
(5) The Crown merely needed to prove agreement on the part
of the applicant in the offence of intimidation by way of driving by
Mr Butler.
That was not a particularly stringent mental element about which the jury needed
to be satisfied to the criminal standard.
(6) Applying without elaboration the principles most
recently discussed in Hanna v R, the Court held that the verdict of
guilty was open against the applicant.
JUDGMENT
- BUTTON
J:
Introduction
Mr Andrew Douglas Russell (the applicant) was found guilty of manslaughter at
the conclusion of a trial by jury conducted in the District
Court at Wollongong
before Judge Haesler SC. He was convicted and sentenced to imprisonment. He has
sought leave to pursue a single
ground of appeal against conviction only: the
verdict of the jury is unreasonable, or cannot be supported, having regard to
the evidence.
- In
a nutshell, the Crown case at trial was that, in the early hours of the morning
of 18 May 2019, Mr Darren Butler was driving a
silver Toyota Corolla in a way
that constituted the offence of intimidation. The target was the occupants of a
black Ford Territory,
which was being pursued by the Corolla at very high speed.
In the event, the Ford Territory collided with a semitrailer, causing
the death
of a rear seat passenger in the Territory, Mr Daniel Merrett (the deceased). Two
other occupants of the Ford Territory
were seriously injured.
- The
simple propositions for the Crown were that the intimidatory driving of
Mr Butler substantially caused the death of the deceased;
that driving was
undoubtedly unlawful; and it was certainly highly dangerous. In other words, the
elements of manslaughter, it was
said, were readily established against
Mr Butler, as principal in the first degree. The jury accepted that
proposition, as shown
by its verdict of guilty of manslaughter returned against
Mr Butler, along with verdicts of guilty against him of driving in a manner
dangerous and inflicting grievous bodily harm upon the other two
passengers.
- The
applicant was a rear seat passenger within the Corolla at the time of the
collision, and in the period of approximately 15 minutes
leading up to it. The
Crown case was that he was guilty of intimidation, and therefore unlawful and
dangerous act manslaughter, by
way of the doctrine of complicity. Although at
trial the Crown seemingly sought to rely upon extended joint criminal
enterprise,
at the hearing of the appeal Crown counsel accepted that the
analysis of the evidence by this Court pursuant to the ground should
take place
in the framework of the Crown setting out to prove a basic joint criminal
enterprise against the applicant. In other words, the concession was that this
Court should determine the appeal on
the basis that the Crown case was no more
than that the applicant was present within the Corolla, and he agreed in the
course of
driving adopted by Mr Butler, and which resulted in death. Counsel for
the applicant expressed no discontentment with that approach.
- An
important aspect of the matter is that the applicant was arraigned in the same
trial on a further count of discharging a firearm
in or near a public place
(count 5). The allegation was that, during the pursuit, the applicant discharged
a firearm at least once
from the Corolla as it pursued the Ford Territory. Quite
apart from constituting a serious offence, that would also have constituted
very
powerful evidence of complicity on the part of the applicant in the
contemporaneous behaviour of Mr Butler. However, the jury
found the applicant
not guilty of that count, and it was accepted by the Crown in this Court that
that acquittal must be given full
weight. How far that proposition extends, in
terms of any “prohibitions” regarding evidentiary findings or lines
of reasoning
that arise from its application, will be discussed later.
- The
Crown case as maintained on appeal was that a number of circumstances, reflected
upon as a whole, showed that it was open to the
jury to be satisfied beyond
reasonable doubt of the guilt of the applicant of manslaughter (count 1),
despite their lack of satisfaction
of count 5. In particular, it was said that
there was important evidence that, very shortly before the collision, the
applicant and
Mr Butler had been involved in an effort to extort money from one
of the occupants of the Ford Territory, Mr Thomas Johnson (aka
“TJ”). The Crown proposition was that conduct of that kind on the
part of the applicant, in concert with Mr Butler and
leading up to the fatal
driving, was powerful evidence that the applicant agreed in the manner of
driving as well.
- The
responding submission for the applicant in short was that the evidence of three
important witnesses about that antecedent allegation
was so weak, and the
evidence of the involvement of the applicant in the intimidatory driving itself
so lacking, that the conviction
must be quashed.
- I
therefore proceed to determine the simple question of whether it was open to the
jury to be satisfied beyond reasonable doubt, on
all of the evidence in the
trial, that the applicant agreed in the course of fatal driving adopted by Mr
Butler, keeping squarely
in mind at all times the acquittal of the applicant on
count 5.
Brief chronology of events
- It
is convenient first to set out a chronology of events (largely but not
completely) undisputed by the applicant at trial, so that
the evidential matters
raised by counsel in support of the ground can be evaluated in proper context. I
shall also include my understanding
of the Crown case based on those largely
undisputed facts at various stages.
- Most
of the persons involved in the matter lived in the Illawarra region of New South
Wales, most of them were connected through family
or intimate relationships or
friendship, regrettably many of them were users of prohibited drugs, and some of
them were affected
by those substances at the time of the events about which
they gave evidence.
- On
Sunday 12 May 2019, Mr Jordyn Clulow, the brother of the deceased and of Ms
Kayleen Merrett, granted Mr Thomas Johnson access to
his old NAB bank account.
Mr Johnson and Mr Jordyn Clulow had been friends for some time. Mr Johnson,
relevantly, had previously
been in a relationship with Ms Kayleen Merrett,
but at the time of the events in question she was in an intimate relationship
with
Mr Jack Hampton. There was evidence that Mr Johnson resented that
change of heart on the part of Ms Merrett, and bore ill will towards
Mr
Hampton.
- At
8:13 PM on that day, using the phone of Mr Jordyn Clulow, Mr Johnson sent a text
message to his grandmother (to whom he referred
as his mother) asking her to
transfer the balance of an inheritance held on trust for him into the NAB
account of Mr Jordyn Clulow.
- On
13 May 2019, a deposit of $8,735 was made into the NAB account. Mr Johnson,
accompanied by Mr Jordyn Clulow, made a withdrawal
from the account.
- On
Thursday 16 May 2019, a second deposit of $8,735 was made into the account. Mr
Johnson, accompanied by Mr Jordyn Clulow, duly made
another withdrawal.
- In
other words, the Crown case was that Mr Johnson had available to him a
significant amount of money in mid May 2019.
- I
interpolate that the times in the next paragraphs are derived from Exhibit AA.
That is a collection of timed and dated text messages
retrieved from the phone
of Mr Johnson. The exhibit shows that all of them give a time expressed as
“UTC +0”. Although
at trial there was other evidence about the times
of these messages, and there seemed to be, with respect, some confusion at the
Bar table about their true chronology, I recount the following in Australian
Eastern Standard Time (AEST), having added 10 hours
to UTC (what used to be
called Greenwich Mean Time), that addition based upon the fact that in May 2019
there was no daylight saving
on the East coast of Australia.
- It
is also the case that Mr Johnson gave evidence that the texts were sent 24 hours
after the times that appear on their face. Even
so, I recount the text messages
here, because no doubt was cast on what they themselves said about their
timing.
- At
around 11:37 PM on Thursday 16 May 2019, Mr Johnson sent the following text
message to Mr Butler (all extracts verbatim):
Oi lad!
Jack Hampton = 10.000
Can we sort it out he bashed my 5yearold daughter
- Mr
Butler responded at 4:04 AM on Friday 17 May 2019:
Oi wat happen
- Mr
Johnson responded around 2 minutes later, at 4:06 AM:
The cock sucker was hitting kayleen and the kids tried to stop him and he
punched my 5Year old daughter.
- The
Crown case was that Mr Johnson was offering to pay Mr Butler a significant sum
of money if Mr Butler were to inflict (at least)
significant harm upon
Mr Hampton. Furthermore, Mr Butler would have come to appreciate that
Mr Johnson apparently had access to a
significant sum of money.
- On
that same day, Friday 17 May 2019, Mr Johnson told Mr Jordyn Clulow that they
needed to go to the bank to withdraw money for someone.
Mr Butler and another
man picked up the two men in a silver Toyota Corolla. (Mr Johnson asserted that
the other man was the applicant,
but I understood that to be disputed, at the
least implicitly, and Mr Jordyn Clulow said nothing about the identity of that
second
man.) They drove to Wollongong Mall, where Mr Jordyn Clulow withdrew $200
from the NAB account. Mr Johnson told Mr Jordyn Clulow
to give the money to Mr
Butler.
- After
returning home, Mr Johnson received a call from Mr Butler, who told him to
transfer $251 into an account owned by a Ms Maggie
Day. Mr Butler provided the
account details, and it was Mr Jordyn Clulow who made the transfer.
- It
was the Crown case that, by this stage, Mr Butler would have known that
Mr Johnson did indeed have access to a large sum of money.
- On
the evening of Friday 17 May 2019, a birthday party was held for the deceased at
the apartment of his mother, Ms Levenia Clulow
in North Wollongong. She was also
the mother of Mr Jordyn Clulow. The deceased arrived at 6 PM with his sister, Ms
Kayleen Merrett.
Other persons were also present, including: Ms Jakaya Clulow (a
cousin of the deceased) and her sister Krystal; Mr Johnson; and the
three
children of Ms Merrett, whom I shall not name in accordance with statute.
- Numerous
attendees consumed alcohol that night. The deceased’s blood alcohol
content at the time of his death some hours after
the party was found to be
0.125g/100ml of blood; in other words, “mid-range PCA”. Mr Johnson
described himself as “tipsy”
but denied being substantially
intoxicated. Ms Kayleen Merrett stated she consumed no alcohol that night
and spent most of the party
lying down with her children. However, she was
subsequently found to have a small amount of methylamphetamine in her body.
- According
to Mr Johnson, he heard from the eldest son of Ms Merrett that her current
partner, Mr Hampton, had been “physical”
with Ms Merrett and the
children. On his evidence given at trial, this was when Mr Johnson sent a
message to Mr Butler about Mr Hampton
(as I have shown, this was not in
accordance with the document setting out the text messages tendered in evidence;
and in any event,
on the chronology proffered by Mr Johnson, the response of Mr
Butler was after the collision, which must be incorrect).
- At
8:30 or 9 PM, Mr Johnson and Ms Merrett left the party and drove to the Dandaloo
Pub. There, Mr Johnson met up with Mr Butler,
Ms Holly Green and her brother Mr
Brad Green. (Again, Mr Johnson asserted that the applicant was also there, but I
understood this
to be disputed, at the least implicitly, as well.) Ms Merrett
stayed in the car. Mr Johnson spoke with Mr Butler (and, allegedly,
the
applicant) and told them to “go and bash Jack [Hampton]”. He gave
them an address, and Mr Butler (and the applicant,
allegedly) left the pub. Five
to ten minutes after they first arrived at the hotel, Mr Johnson and
Ms Merrett drove back to the party.
- Sometime
after midnight, Mr Johnson, Ms Merrett, her two-year-old son, the deceased, and
Ms Jakaya Clulow left the party in the black
Ford Territory of Ms Merrett.
She drove her vehicle to the Cringila Metro service station to refuel. They
arrived at around 1:49
AM on Saturday, 18 May 2019.
- Approximately
half an hour earlier, the applicant, Mr Butler and Ms Holly Green had arrived at
the same service station, where they
had parked the silver Toyota Corolla. They
were inside the Cringila Hotel, which was next door, when the Ford Territory
arrived,
but crossed back over to the service station almost immediately.
- Mr
Butler and the applicant approached Mr Johnson as he was refuelling the
Territory. Their interactions were captured by silent CCTV
footage from multiple
cameras, and therefore in a sense what it shows objectively is not open to
dispute. Because the inferences
that can and cannot be drawn from it, however,
are sharply disputed, I shall discuss the CCTV footage in more detail later in
this
judgment.
- Separately,
on his estimate about 35 or 40 minutes after the Ford Territory left the party,
Mr Jordyn Clulow received a telephone
call from Mr Johnson. Mr Johnson
asked for the password to the account of Mr Jordyn Clulow; the latter gave it to
the former; but
Mr Johnson kept insisting that the password was wrong. According
to Mr Jordyn Clulow, he could hear the voice of Mr Butler in the
background.
That call concluded. Mr Jordyn Clulow was worried, and telephoned the deceased.
He eventually answered, said to Mr Jordyn
Clulow “we are in
trouble”, said he would call back, and hung up. (AB 595 ff). This evidence
of Mr Jordyn Clulow was
not the subject of cross-examination on behalf of the
applicant, nor was it put to him that it was incorrect on any basis.
- Returning
to the two vehicles, at 2:08 AM, the Ford Territory left the service station, it
having been there for 19 minutes. It was
followed by the Toyota Corolla via the
same exit driveway.
- At
that stage, the positions of persons in the two vehicles were as follows. In the
Ford Territory, Ms Merrett was driving, Mr Johnson
was in the front passenger
seat, the deceased was in the rear passenger side seat, and Ms Jakaya
Clulow was in the rear driver’s
side seat.
- In
the silver Corolla, Mr Butler was driving, Ms Green was in the front passenger
seat, and the applicant was in the rear passenger
seat.
- Ms
Merrett drove the Territory to 10 Cullie Way, Warrawong, where the deceased
lived with his partner, Ms Katerina Coghlan. The Ford
came to a halt, as did the
Corolla nearby. The deceased removed the young son of Ms Merrett (his
nephew), from the Ford Territory,
and handed him to Ms Coghlan. He instructed
her not to open the door for anyone, and to lock all of the windows in the
house. The
Territory then proceeded some distance to Northcliffe Drive, and was
again followed by the Corolla.
- At
about 2:18 AM both vehicles stopped for a time at the fish co-op on Northcliffe
Drive in Berkeley. The Corolla pulled up alongside
the Territory. Both Ms Jakaya
Clulow and Ms Merrett gave evidence that Mr Butler exited the Corolla,
approached the front passenger
door of the Territory, and repeatedly struck the
window with some sort of implement. Mr Johnson gave evidence that, in fact, the
approach by Mr Butler to the Ford Territory had occurred at the first
stop, not the second; in the appeal, the Crown submission was that he had
mixed up the two occasions.
- The
Territory then drove off at speed. The Corolla followed. Both vehicles proceeded
to the Princes Highway, and a high-speed pursuit
commenced, evidenced from many
sources. Two 000 calls were made during the chase; the first by the deceased,
and the second by the
000 operator in return after the first call was
terminated. Again, their contents were not disputed as objective facts, but the
inferences
to be drawn from them were sharply disputed on the appeal. For that
reason, they will be discussed in more detail below.
- At
2:24 AM on 18 May 2019, the Territory collided with the side of a petrol tanker
at the intersection of the Princes Highway and
Creole Street. The driver of the
petrol tanker, Mr Gary James, gave evidence that he saw the two vehicles
approaching, but believed
that they were 350-400m away. He turned onto the
Princes Highway, judging it was safe to do so, unaware of the very high speed at
which the vehicles were travelling. However, according to in-car digital
records, the Territory was in fact travelling at approximately
164 km/h, far
beyond the 70 km/h speed limit. The deceased was ejected from the Ford Territory
and died instantly. Ms Kayleen Merrett
and Ms Jakaya Clulow suffered severe
injuries, but survived. Mr Johnson, on the other hand, suffered only relatively
minor injuries.
- As
for the Corolla, according to the same kind of records, at 2:24 AM it was
travelling at a speed of 160 km/h. As it passed the scene
of the collision, it
slowed to 50 km/h. Thereafter it accelerated to 110 km/h, and sped away.
- A
witness gave evidence about what became of the Corolla after the collision, and
what Mr Butler and the applicant had allegedly done
in regard to it. Because
that evidence was patently extremely unreliable for a number of reasons,
however, I shall not pause to summarise
it, and place no weight on it in my
analysis of evidence.
- The
applicant was arrested on 21 May 2019. He exercised his right to silence with
police, and at trial. So did Mr Butler, though he
did call a witness (whose
evidence was admissible for or against both accused) about the effects of
methylamphetamine upon a human
being. That was seemingly in an effort to suggest
that the fatal collision may in truth have been caused by the drug-impaired
driving
of Ms Kayleen Merrett, and not substantially contributed to by any
driving on the part of Mr Butler.
Matters disputed at trial, and
defence case generally
- I
turn now to discuss the defence response to the Crown case, focusing of course
on that of the applicant as opposed to Mr Butler.
- The
following is derived from matters put in cross-examination by senior counsel at
trial in accordance with the rule in Browne v Dunn (1893) 6 R 67 to the
three witnesses identified by counsel for the applicant as of crucial importance
– Mr Johnson, Ms Merrett,
and Ms Jakaya Clulow, combined with a
review the opening and closing addresses for the applicant at trial.
- In
a nutshell, the defence case was that the applicant was present at the service
station, and was a passenger in the Corolla at the
time of the collision. But it
was firmly resisted that he was a party to any intimidatory driving by
Mr Butler; that he had discharged
the firearm at any stage from the
Corolla; and that he had been a party to any intimidation of Mr Johnson at the
service station.
- In
support of those propositions, the defence case featured a trenchant attack on
the credibility of a number of Crown witnesses,
most particularly
Mr Johnson. His disputed evidence that, at the service station, he had been
threatened by both Mr Butler and the
applicant, and had been in the process
there of trying (ultimately unsuccessfully) to transfer money by way of his
mobile phone at
their insistence, was firmly resisted. The point was made that
there were many inconsistencies in his inculpation of the applicant
in that
regard, and that in his original evidence about interactions at the service
station he had not implicated the applicant at
all. It was only after the Crown
prosecutor was permitted to provide him with his statements made to the police
many months beforehand,
that he proceeded to implicate Mr Butler, and even then
not the applicant (AB 712 ff). It was only at a further stage that he gave
evidence that the applicant had been part of the intimidation at the service
station.
- The
ultimate position for the accused was put by senior counsel to Mr Johnson
in cross-examination: “[Y]ou weren’t threatened
by anyone at the
servo”, a proposition that was rejected by the witness (AB 834.31). Later,
it was put to Mr Johnson that he
had recognised the applicant at the service
station, a proposition with which he agreed. But he denied that the previous
occasion
on which the witness “had anything to do with him” was when
the applicant had given the witness “a bit of a hiding”.
- As
for Ms Kayleen Merrett, she agreed with senior counsel in cross-examination
that, although she had seen the applicant “standing
with Darren
Butler”, and that although “he was there at the servo”, she
had never seen or heard him “speak
a word”, and had never seen him
“with a weapon of any kind” (AB 952.35 ff).
- She
also confirmed in cross-examination that Mr Johnson “had some mental
issues”, “says some extraordinary things”,
“just
completely just made this up” regarding having fathered one of her
children, and that she would “question
almost anything that Johnson told
you”.
- As
for Ms Jakaya Clulow, she agreed in cross-examination by senior counsel that, as
for the applicant, she “had never met this
man” in her life; that
she had “never heard him say one word” in her life; and that,
“on the night, you never
heard him say a word to anyone”.
- Separately,
as I have said, the defence case focused, successfully, on the question of
whether the jury could be satisfied to the
criminal standard that the applicant
had indeed discharged a firearm that evening, bearing in mind the absence of
scientific or other
evidence supporting the contentions of the surviving
occupants of the Ford Territory that they had been under fire, and their own
uncertainties as to what they had actually heard. Because the acquittal is to be
given full weight, the details of that successful
attack need not be further
discussed.
Written Submissions
- As
is orthodox in support of such a ground, the written submissions for the
applicant provided a detailed analysis of the aspects
of the evidence relied
upon, seeking to demonstrate that the evidence in the trial against the
applicant was not capable of proving
beyond reasonable doubt that he had entered
into a joint criminal enterprise with Mr Butler to drive the Toyota Corolla in
such a
way as to intimidate the occupants of the Ford Territory. I recount them
in some detail.
- Once
the applicant’s alleged discharge of the firearm was eliminated in
accordance with the acquittal, it was argued, the Crown
case was reduced to mere
inferences drawn from CCTV footage at the service station, and the evidence
given by Mr Johnson, Ms Merrett,
and Ms Jakaya Clulow about what had occurred
there.
CCTV from service station
- It
was submitted that the CCTV footage required “close viewing”.
Counsel for the applicant argued that the footage shows
no aggressive behaviour
on the part of either Mr Butler or the applicant; on the contrary, the
footage more strongly indicates, it
was submitted, that there was a plan shared
between Mr Butler and an occupant of the Ford Territory for that vehicle to
follow the
Corolla to some other location. It was argued that the end of the
footage shows Mr Butler walking back to the Toyota Corolla. Before
he
enters the vehicle, he turns around, appears to communicate with an occupant of
the Ford Territory, and then makes a “directional
gesture” with his
right hand. The two vehicles then drive out of the service station. Written
submissions for the applicant
described the vehicles as moving
“calmly”.
- Subsequent
footage, it was submitted, merely shows one vehicle following the other. There
were no abnormal driving events at this
early time. It was not until the
vehicles stopped on Northcliffe Drive at the second stop that events escalated.
- Counsel
for the applicant submitted that the only direct evidence of intimidation by the
applicant at Cringila Service Station was
given by Mr Johnson, who stated
the applicant had threatened him by saying, “We want the money or
I’m fucking going to
stab you”.
Oral evidence at
trial
- Written
submissions for the applicant on appeal, as indicated above, followed the
approach of senior counsel at trial in heavily disputing
the credibility of the
three witnesses who had occupied the Ford Territory.
- It
was submitted that Mr Johnson was not a witness of truth, he severely lacked
credibility, and he had a demonstrated history of
lying to police. Amongst other
matters, counsel for the applicant identified the following significant problems
in Mr Johnson’s
evidence:
- (1) He claimed
to have had a child with Ms Merrett, but gave conflicting accounts as to which,
if any, of her children was biologically
his.
- (2) He told
police that Mr Hampton had hit Ms Merrett’s son, but initially stated in
his text message to Mr Butler that the
victim was his own 5-year old daughter.
- (3) He accepted
that his statement to police that the Corolla had “shot at” his
vehicle and attempted to “ram”
them off the road was not true.
- (4) He gave
evidence that he had tried to exit the Corolla on Cullie Way but was unable to
do so as Ms Merrett had locked the doors.
However, Mr Johnson had told
police he had been the one to lock the car doors.
- (5) He claimed
the deceased stated he had been shown a firearm at Cringila Service Station
through the window of the Corolla, though
this could not be seen on the CCTV
footage.
- (6) Initially,
Mr Johnson only gave evidence that Mr Butler spoke to him while he was filling
up the car at Cringila Service Station,
and that he could not remember what was
said. However, after being taken to his record of interview with police, his
version of events
changed, as follows. He was approached by both Mr Butler and
the applicant, the latter of whom said “we want the fucking money
or
I’m going to stab you”. This amended account is also somewhat
different from what he stated in his first interview
with police: “We were
approached by two males saying I had fucked them around and that I owed the
2,000 for an unknown reason
and that they wanted the money, or I was going to
get hurt”.
- Regarding
Ms Merrett and Ms Jakaya Clulow, counsel for the applicant also submitted the
two witnesses were lacking in credibility,
and attacked the perceived
inconsistencies in their evidence, as follows.
- Ms
Merrett did not accept that she had used methamphetamine in the 24-hours before
the collision had taken place, despite test results
showing the substance in her
blood at that time. She maintained that she had taken the drug two weeks
beforehand.
- Ms
Merrett also claimed to have “vaguely heard” Mr Butler at the
service station saying something about wanting $2,000,
though this fact had not
been included in any of her previous statements to police.
- Ms
Jakaya Clulow, on the other hand, stated during cross-examination that her
memory of 18 May 2019 had gotten better as time went
on because she had started
“dreaming” about it:
Q. Did the morphine make you dream?
A. No, I don’t think it was the morphine.
Q. Sorry?
A. No, I don’t think it was the morphine. I think it was my brain just
replaying things over and over.
Q. And each time it played it over, did you get more information?
A. Yeah.
Q. Yes, is it?
A. Yeah.
Q. Is what you tell us happened on the night a recreation because of those
dreams, rather than what you actually remember?
A. No, because I remembered it, and then I just kept dreaming about it.
- Ms
Clulow also gave evidence at trial of a conversation between Mr Butler and Mr
Johnson at the Cringila Service Station, during which
Mr Butler had put his head
inside the driver’s side window of the Ford Territory and said, “Is
it going to be like that,
I can easily follow youse”. During
cross-examination, the wording changed to Mr Butler saying, “I can easily
chase the
car”. Furthermore, it was submitted that Ms Clulow had not
previously mentioned this conversation in any of her previous statements
to
police.
Oral submissions
- The
oral submissions for the applicant emphasised that an important part of the
Crown case for a joint criminal enterprise during
the driving – the
alleged firing of a gun by the applicant – had failed, and must be put to
one side by this Court.
- As
for the interactions at the service station, it was said that the quality of the
oral evidence about the conduct of the applicant
there needed to be considered
carefully. And in any event, there was no “logical necessity” that
any agreement by the
applicant to intimidate Mr Johnson at that location proved
that the applicant had agreed in the subsequent driving by Mr Butler.
- It
was said that the latter portion of the CCTV footage was very important, in that
by that stage the applicant was actually some
distance away at the Corolla, and
it was then that Mr Butler, having left the Ford Territory and on entering the
Corolla, made a
“directional gesture with his hand”. I understood
the submission to be that one thesis is that Mr Butler was in fact
directing the
occupants of the Ford Territory to a further meeting place.
- Separately,
it was said that the Corolla was being driven unremarkably when it left the
service station, following the Ford Territory.
Nor, it was said, was there any
evidence of dangerous driving up until the stage of events after the second stop
of the two vehicles
in the vicinity of the fish co-op.
- It
was said that the evidence was that Mr Butler alone who had done any
intimidating things at either of the stops, except for the
evidence of Mr
Johnson, who was unsupported in that regard.
- It
was made clear that the focus of the appeal was upon the evidence of
Mr Johnson, Ms Merrett, and Ms Jakaya Clulow.
- As
for Mr Johnson, it was said that he had been shown to have told a “litany
of lies”, including about his relationship
with Ms Merrett, and lies to
police on other occasions. It was said that Mr Johnson may even be a person who
is unaware that he is
saying things that are quite untrue. Counsel noted that
there had been “some suggestion of some mental illness”. The
point
was also made that on crucial matters, Mr Johnson was uncorroborated. It
was accepted that such matters were “for the jury in an ordinary
case” to resolve, but this case was said to be “quite
different”.
- It
was submitted that the evidence said to show that the applicant was aware that
Mr Johnson had access to a considerable sum of money
based on previous
interactions was lacking; the real position was that the applicant knew only of
“about $200”.
- Relatedly,
the evidence from Mr Johnson as to who precisely was present at the Dandaloo
Hotel was of poor quality, due to its inconsistency.
- It
was also said that the Crown should not be permitted to assert on appeal that
any item that the applicant may have possessed on
the evening was an item used
by Mr Butler to tap on the window of the Ford Territory at the second stopping
point, that submission
not having been put by the Crown at the trial.
- It
was also submitted that, the applicant having been acquitted of discharging a
firearm, it would not be giving full weight to the
acquittal to suggest that he
was responsible even so for any sounds that could have been mistaken for gunfire
emanating from the
Corolla.
- It
was submitted that trying to interpret the CCTV in such a way as to demonstrate
that the applicant subsequently agreed in the manner
of driving of Mr Butler
“would leave much in the way of speculation”.
- It
was confirmed that the depth and breadth of the sincerity of the belief of the
occupants of the Ford Territory that they were being
shot at was being called
into question.
- It
was said that the behaviour of the applicant after the collision should be
regarded as simply “neutral”, in the sense
of neither tending
towards nor away from proof of guilt.
- In
reply, it was confirmed that causation was not an issue in the appeal, in that
“the fact that Mr Butler was chasing after
a speeding vehicle was clearly
a significant cause of death”.
- The
proposition of the Crown that there was a “seamless course of
conduct” that commenced at the service station was resisted.
To the
contrary, the proposition was that things “dramatically escalated”
after the second stop, at which point Mr Butler
engaged in “a different
type of conduct”.
- As
for the failure of the applicant to alight from the Corolla at any stage before
the collision, including at either of the two stops,
it was said that that would
only be relevant if the applicant possessed “foresight” as to what
was to occur.
Legal principles
- I
turn now to sketch the legal framework in which I have analysed the evidence.
- The
legal principles to be applied in resolving this ground of appeal arising from a
verdict of a jury were not the subject of controversy
between the parties. They
have been discussed many times by this Court, most recently in the decision of
Hanna v R [2023] NSWCCA 182 at [18] to [26] of the judgment of Leeming
JA, with which Yehia and Weinstein JJ agreed. I respectfully adopt that very
recent analysis,
and provide the following summary of the principles that I have
applied in accordance with it, not as any sort of gloss on what his
Honour has
said, but merely for the convenience of the reader.
- First,
the verdict of a jury has “a special authority and legitimacy”
within our system of criminal justice: MFA v The Queen (2002) 213 CLR
606; [2002] HCA 53 at [48], Hanna v R at [18].
- Secondly,
this Court must “determine for itself whether the evidence was sufficient
in nature and quality to eliminate any reasonable
doubt that the accused is
guilty of that offence”: Dansie v The Queen [2022] HCA 25; 96 ALJR
728 at [7], Hanna v R at [19].
- Thirdly,
even if the appellate court experiences a doubt, that is not the end of the
matter, because if it were no deference would
be paid to “the role of the
jury and the advantages it enjoyed in seeing the trial unfold”: Hanna v
R at [20]. Having said that, “it is only where a jury’s
advantage in seeing and hearing the evidence is capable of resolving
a doubt
experienced by a court of criminal appeal that the court may conclude that no
miscarriage of justice occurred”: M v The Queen (1994) 181 CLR 487;
[1994] HCA 63 at 494, Hanna v R at [20].
- The
position remains that “the ultimate question must always be whether the
court thinks that upon the whole of the evidence
it was open to the jury to be
satisfied beyond reasonable doubt that the accused was guilty”: M
v The Queen at 495, Hanna v R at [21].
- Furthermore,
the advantage enjoyed by the tribunal of fact at trial will vary depending upon
the form of the evidence adduced, and
the nature of the issues at trial:
Dansie v The Queen at [17], Hanna v R at [23].
- To
express my own understanding of that, by providing two extremes: at one end of
the spectrum, a verdict founded upon a trial that
consists entirely of
undisputed circumstantial facts, about which little or no oral evidence was
given, may be more liable to interference
on this ground by a court of criminal
appeal than, at the other extreme, a verdict founded upon a trial that called
for the assessment
of the credibility of very many witnesses about sharply
disputed facts, including the accused. That is because, in the former case,
the
tribunal of fact has little advantage over the appellate court in having the
trial unfold in the courtroom.
- Separately,
it is not to be forgotten that what needs to be established by way of this
ground to the satisfaction of an appellate
court is “that a miscarriage of
justice has occurred authorising and requiring its intervention”: MFA v
The Queen at [96], Hanna v R at [24].
- Finally,
the appeal proceeds upon the assumption that the central Crown evidence
“was assessed by the jury to be credible and
reliable”. Still and
all, this Court “examines the record” to see whether, nevertheless,
it is “satisfied
that the jury, acting rationally, ought nonetheless to
have entertained a reasonable doubt as to proof of guilt”: Pell v The
Queen (2020) 268 CLR 123; [2020] HCA 12 at [39], Hanna v R at
[25].
Determination
- In
my opinion, it was open to the jury to be satisfied of the guilt of the
applicant of the offence of manslaughter by way of complicity.
I say that for
the following reasons.
- First,
and most fundamentally, the credibility of Mr Johnson, and to a lesser extent Ms
Merrett and Ms Jakaya Clulow, was quintessentially
a matter for the jury. This
was the kind of case in which that tribunal of fact had a marked advantage over
members of this Court,
seeking to reconstruct the atmosphere of a trial that
featured trenchant attacks on credit by reading voluminous pages of transcript
in Chambers. It is certainly true that the prosecution witnesses could be and
were subject to staunch criticism on many bases by
senior counsel for the
applicant at the trial. And there can be no doubt that, in the case of Mr
Johnson, for many reasons one would
inevitably approach his evidence with great
care. But in my opinion, none of the matters to which counsel for the applicant
invited
this Court constitute (whether alone or in combination) powerfully
probative evidence that leads one to conclude that the evidence
of any one of
those witnesses must necessarily have been rejected by the tribunal of
fact.
- In
particular, what role if any the applicant played in the interactions at the
Dandaloo Hotel, and – more crucially –
what role he played in the
interactions at the Cringila Service Station, was soundly within the remit of
the jury.
- It
is certainly true that criticisms can be made of the evidence of all three of
the central witnesses, on the basis of fanciful if
not odd ideas on the part of
Mr Johnson; his dishonesty towards police in the past; his psychiatric and
psychological difficulties;
intoxication by or dependence upon substances
including alcohol and prohibited drugs on the part of more than one witness; and
inconsistencies
and prevarications in their evidence, again on the part of more
than one witness.
- But
assessment of all of those factors, most particularly with regard to
Mr Johnson, was a task well within the capacity of twelve
members of the
community. And I do not believe that any aspect of his evidence relied upon by
counsel for the applicant constitutes
a factor that objectively
“overrides” the advantage in its assessment that the jury enjoyed.
Indeed, I think that there
was objective corroboration for the
proposition that the applicant was part of intimidation of Mr Johnson within 30
minutes prior to the collision, which I describe
shortly.
- Secondly,
as for events at the service station, in my opinion they had the potential to
inform powerfully the question of the state
of mind of the applicant in the
minutes thereafter, as the Corolla followed the Ford Territory. And it is to be
recalled that the
evidence of Mr Johnson was that he was approached by both men,
and it was the applicant who spoke of Mr Johnson being harmed if he
did not hand
over money.
- In
other words, the Crown proposition was that, just as the applicant was acting in
concert with Mr Butler at the service station,
so was the applicant acting with
Mr Butler very shortly thereafter, when the latter was driving the Corolla in an
intimidating way.
- Contrary
to what was put by senior counsel for the applicant at trial to Mr Johnson
to the effect that he was not intimidated by anybody at the service
station, extracted by me at [47] above, I believe that the evidence of Mr Jordyn
Clulow of the phone call from Mr Johnson that evening, repeatedly asking for the
password to the account, significantly corroborates the evidence of
Mr Johnson that he was being intimidated at the service station,
at the
least by Mr Butler.
- Relatedly,
as part of my analysis of the evidence in the trial, I have watched the CCTV
product carefully in Chambers several times.
(It was explained at the hearing of
the appeal that the person in the black beanie is Mr Butler, the person in the
black baseball
cap is the applicant, the person with long red hair is Ms Green,
the person in red pants is Mr Johnson, the person wearing a jumper
emblazoned
with “53” is the deceased, and (by way of confirmation) that the
driver of the Ford Territory is Ms Kayleen
Merrett.) Although based on four
cameras, in colour, and of good quality, it is, as I have said, completely
silent. That means that
one cannot go beyond movements and body language in
one’s assessment of what was occurring, and of course it provides no
insight
as to what was being said by anyone, and how it was being said.
Even so, in my opinion the following can be discerned from the CCTV product.
- There
was an interaction generally between the occupants of the Ford Territory and the
occupants of the Corolla that extended for
20 minutes. Unusually, that
interaction was on the forecourt of a service station in the early hours of a
Sunday morning.
- It
was occupants of the Corolla who approached the occupants of the Ford Territory,
not the other way round.
- The
persons most significantly involved in the interaction were Mr Johnson and Mr
Butler.
- Ms
Jakaya Clulow did not alight at all from the Ford Territory. Ms Merrett was
inside that vehicle for most, but not all, of the interaction.
- In
the second half of the recorded period, the applicant spent quite some time away
from Mr Johnson, having moved to where the Corolla
was parked some distance
away, albeit still in the service station parking area.
- Having
said that, there were quite some minutes in which the applicant was together
with Mr Johnson and Mr Butler.
- All
three men spent quite some time on their mobile phones, either speaking or
texting or scrolling.
- When
Mr Butler first approached Mr Johnson at the Ford, Mr Butler was closely
accompanied by the applicant. The positioning of the
applicant thereafter
suggests that he was playing the role of “supporter” of Mr Butler
(for example, from timestamp 1:50
and following).
- There
was at least one occasion on which the applicant gestured with some emphasis at
Mr Johnson (timestamp 1:51).
- There
were at least two occasions when Mr Johnson was on his phone, and both Mr Butler
and the applicant looked at it, albeit the
latter was a little behind the former
(timestamp 1:55 and 1:58). At 1:58:15, the applicant looked at the phone of Mr
Johnson without
Mr Butler doing so at that time.
- The
departure of the Ford Territory was delayed by the ongoing interaction, by that
stage between Mr Johnson, Mr Butler, and the deceased.
- There
was an occasion when Mr Butler was at the driver’s door of the Ford
Territory and gestured into it (timestamp unavailable
at this stage of the CCTV;
counter 47:35).
- It
is true that, as he approached the Corolla, Mr Butler gestured back in the
direction of the occupants of the Ford Territory. Contrary
to the submission for
the applicant, however, I am unable to ascribe any particular meaning to that
gesture.
- After
the Ford Territory left, the Corolla backed out of its parking spot a little
quickly, and followed the former reasonably closely
out of the service station
(counter 47:43).
- In
my opinion, the CCTV product does not undermine the verdict of guilty to any
substantial degree. It is true that it shows no actual
violence inflicted upon
Mr Johnson, but that was never part of the Crown case. It is also true that it
does not directly support
the making of threats, but that is hardly surprising
either, because it is silent. What it does show, I think, is an extended
interaction
at an unusual time and place, in which the applicant was involved to
a substantial degree.
- Furthermore,
as counsel for the Crown submitted in this Court, in my opinion the CCTV
supports the version of Mr Johnson in the following way. His evidence was
that he was being forced to transfer money by way of his mobile phone,
but he
was unable to do so, to the frustration of those who were intimidating him.
That, of course, was supported by the evidence
of Mr Jordyn Clulow, and it
is noteworthy that one can see occasions on which both Mr Butler and the
applicant were taking care to look at the mobile phone held by
Mr Johnson.
- In
my opinion, the CCTV evidence does not play a significant role in casting doubt
on the verdict of guilty. Indeed, if anything,
as explained above, it bolsters
it to some degree.
- Thirdly,
I firmly reject the proposition of counsel for the applicant that, on the basis
of the 000 recordings, one would assess the
states of mind of the occupants of
the Ford Territory in the moments before the collision as dissembling. On the
contrary: listening
to both calls amply satisfies me that the occupants of that
vehicle were in great terror. In particular, I do not accept that the
hysterical
screaming that one can hear is in any way feigned. I also believe that at
counter 00:22 of Exhibit G2 (behind the spoken
phrase “Northcliffe
Drive” on the second occasion), one can hear some sort of sound (it is not
to be thought of as the
discharge of a firearm, of course) in the background,
after which the occupants become extremely frightened.
- Furthermore,
it is to be recalled that the ultimate outcome of the driving of Ms Merrett
was that it collided with a semitrailer,
resulting in the death of her brother
and serious injury to herself and another person. That in itself provides
powerful support
for the sincerity of the fear of the occupants of the Ford
Territory.
- My
own assessment, consistent with the verdict of acquittal on count 5, is that, to
the extent that it was said by any person that
the Ford Territory was being shot
at, whilst that was certainly incorrect (in accordance with that verdict), that
was an honestly
held but mistaken belief. I confidently reject any suggestion
that that belief was not sincerely held and was some sort of fabrication,
let
alone a joint fabrication. And to the extent that counsel for the applicant
relied upon the 000 calls as supporting the ground
of appeal in some way, I
reject that submission.
- Fourthly,
it is important to bear in mind the temporal connection between the important
events. Working backwards, the collision occurred
at 2:24 AM on 18 May 2019. The
second 000 call commenced moments before. The first 000 call commenced, one can
readily infer, very
shortly before the second. The second stop near the fish
co-op occurred at 2:18 AM. The first stop to drop off the child occurred
shortly
after 2:11 AM. The two motor vehicles departed the service station at 2:08 AM.
The Ford Territory had arrived there at 1:49
AM. The interaction at the Dandaloo
hotel had occurred in the afternoon of 17 May 2019. Mr Butler had responded to
the text from
Mr Johnson about Mr Hampton very early on the same morning.
- In
other words, this was not a case of complicity in the fatal driving alleged by
the Crown to have occurred weeks, days, or even
hours after the asserted
involvement by the applicant in trying to force Mr Johnson to hand over money at
the service station. The
time between the departure from the service station and
the fatal collision was no more than 15 minutes. That temporal connection,
I
consider, makes the evidence of the conduct of the applicant at the service
station that much more powerful, in terms of proving
his state of mind during
the fatal pursuit of a vehicle in which the target of the intimidation at the
service station was travelling.
- Fifthly,
the 000 calls comfortably demonstrate that Mr Butler was driving at very high
speed and extremely dangerously for quite some
time before the fatal collision
occurred, albeit after the second stop. Furthermore, the undisputed evidence is
that, when the Ford
Territory stopped on the first occasion, a child was
taken from it, and the deceased’s partner was warned by him to lock the
doors and windows of their home.
The inference can readily be drawn that the
occupants of the Ford were already frightened about what was happening, based
upon either
what had occurred at the service station, or the manner of driving
of the Corolla between the service station and the first stop,
or both; and
because of their fear wanted to remove the child from the situation. After that,
both vehicles came to a brief stop
again near the fish co-op, at which point the
Crown case was, as I have said that Mr Butler approached the Ford
Territory.
- The
thesis for the applicant is acceptance that Mr Butler was driving extremely
dangerously, but the applicant played no part in that,
including by agreeing in
what was occurring. And yet it is important, I think, that the applicant
therefore had two chances to leave
the vehicle before the collision occurred;
but he did not. And to repeat: in my opinion there is a strong, corroborated
case that,
at the least, Mr Butler was intimidating Mr Johnson at the service
station. Contrary to the submission for the applicant, if his
state of mind was
disengagement from the conduct of Mr Butler, he had two opportunities to
disassociate himself from it; he failed
to do so.
- Sixthly,
it is to be remembered that, regarding manslaughter based on unlawful and
dangerous act, the Crown did not have to prove against the applicant an
intention to kill or inflict grievous bodily harm, foresight of those outcomes,
or even foresight
on the part of the applicant of an intention on the part of
Mr Butler to achieve those outcomes. Because of the objective elements of
the offence, the Crown merely needed to prove agreement on the part
of the
applicant in the offence of intimidation by way of driving by Mr Butler.
That was not a particularly stringent mental element
about which the jury needed
to be satisfied to the criminal standard.
- Seventhly,
it is true that, as a matter of theory, the acquittal on count 5 conclusively
demonstrates merely that the applicant did
not discharge a firearm in a public
place, those being the elements of the offence of which he was acquitted. But,
as can be seen
from the above analysis, I have not only accepted the Crown
concession on the appeal that it should be resolved on the basis that
the
applicant did not possess a firearm that evening (as opposed to discharging it).
For abundant caution, I go further, and resolve
the appeal on the assumption
that the applicant did not possess any item that evening that could even have
been mistaken for a firearm,
either by way of its appearance or by any sound it
might produce.
- But
as I have shown, even proceeding on that basis, I consider for a number of
reasons that the verdict of guilty on count 1 was open
against the applicant in
this trial.
- In
short, on my own assessment of the evidence, reflecting carefully upon all of
the adverse aspects of the evidence of Mr Johnson,
and giving due weight to the
limitations within which I examine the evidence, I do not experience a
reasonable doubt about the guilt
of the applicant of manslaughter. The contents
of the CCTV from the service station play an important role in that state of
mind
of mine.
- And
if I be wrong in coming to that view, and I should experience such a
doubt on the transcript and the exhibits, then I would readily defer to the much
greater ability possessed by the
jury to make assessments of credibility in a
case such as this than the ability possessed by me.
Proposed
orders
- For
those reasons, I propose the following orders:
- (1) Leave to
appeal against conviction granted.
- (2) Appeal
dismissed.
- WILSON
J: Having considered the evidence that was before the jury, I have concluded
that the verdict returned with respect to count 1 was open,
for the reasons
given by Button J. I agree with the orders proposed by his Honour.
- SWEENEY
J: I have had the benefit of reading the judgment of Button J and
considering his Honour’s analysis of the evidence in the trial
and of the
issues raised by the applicant about the evidence. I have also conducted my own
assessment of the evidence. I agree with
Button J, for the reason his Honour
articulated, with which I agree, that it was open to the jury to be satisfied
beyond reasonable
doubt of the applicant’s guilt of Count 1. I agree with
his Honour’s proposed orders.
**********
AustLII:
Copyright Policy
|
Disclaimers
|
Privacy Policy
|
Feedback
URL: http://www.austlii.edu.au/au/cases/nsw/NSWCCA/2023/196.html