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Land and Environment Court of New South Wales |
Last Updated: 14 April 2005
NEW SOUTH WALES LAND AND ENVIRONMENT COURT
CITATION: Williams v
Director-General Department Environment and Conservation and Ors. [2005] NSWLEC 165
PARTIES:
APPLICANT:
Williams
RESPONDENTS:
Director-General Department
Environment and Conservation and Ors.
CASE NUMBER: 40251 of
2005
CATCH WORDS: Injunctions and
Declarations
LEGISLATION CITED:
CORAM: Bignold
J
DATES OF HEARING: 04/04/2005
DECISION DATE:
05/04/2005
LEGAL REPRESENTATIVES
APPLICANT:
Mr A Oshlack,
Agent
SOLICITORS
N/A
FIRST RESPONDENT:
Mr A Galasso,
Barrister
2ND TO 4TH RESPONDENTS:
Mr N Williams
SC
SOLICITORS
FIRST RESPONDENT:
Solicitor for Department of
Environment
2ND TO 3RD RESPONDENTS:
Blake Dawson
Waldron
JUDGMENT:
THE LAND AND
ENVIRONMENT COURT
OF NEW SOUTH
WALES
BIGNOLD J
5 April
2005
40251 of 2005 NEVILLE WILLIAMS v DIRECTOR-GENERAL
DEPARTMENT OF ENVIRONMENT AND CONSERVATION; COUNTRY ENERGY; COLIN PARDOE; SCOTT
CANE
JUDGMENT
CORAM: HIS
HONOUR
A. INTRODUCTION
1 By class 4 application filed on 23 March
2005 the Applicant claims declaratory and consequential injunctive belief in
relation to
the grant by the first Respondent, the Director-General of the
Department of Environment and Conservation, of a consent under s 90 of the
National Parks and Wildlife Act 1974 and a related permit issued under
s 87 of that Act, on 16 March 2005 in relation to Aboriginal
objects located within the boundaries of an electricity transmission line
proposed from the town of Temora
to service the approved Gold Mine at Lake
Cowal.
2 By Motion filed the next day the Applicant claimed an urgent order
restraining the fourth Respondent, Dr Cane, one of the archaeologists
to whom
the s 87 permit was jointly issued, from carrying out any activity as set out in
par 9 of the originating process, and an order against the
second Respondent,
Country Energy, restraining it on an interlocutory basis from carrying out work
as set forth in par 10 of the
originating process.
3 When the claim for
interlocutory relief came before me last Friday the parties agreed that in the
circumstances of the case, having
regard to the nature of the claims made and
the Respondents’ attitude to those claims (which was to resist all claims
and deny
all bases of liability) that it would be a more efficient use of
resources for the claim to final relief to be heard in lieu of the
hearing of the claim to interlocutory relief. On the face of it that
proposition was somewhat surprising,
but as was explained and agreed by all
parties to the litigation it was commonly agreed that the hearing of the claims
to final relief
should be confined initially to the question of whether any
basis of claim challenging the validity of the Consent and the Permit
had been
substantiated. As I have pointed out all bases for claim have been resisted by
all four Respondents, and it was agreed
by all parties that in the event of any
basis for claim being substantiated, the question of relief both as to its form
and as to
whether in the Court’s exercise of discretion any relief should
be granted, would be dealt with on a subsequent occasion.
It was that position,
mutually adopted by all parties, which led to the unusual circumstance of it
being commonly agreed that the
final hearing could be accommodated within a
shorter compass of time (estimated as a one day hearing) than would otherwise be
the
case if the claim for interlocutory relief were entertained.
4 I
interpose that although the claim to interlocutory relief had given about one
weeks’ notice of the claim coming on for hearing,
the Respondents against
whom interlocutory relief was claimed (that is Country Energy and Dr Cane) had
indicated to me last Friday
that they would need time to file material relevant
to the question of balance of convenience. And it would be that material and
the hearing of the matter going to the balance of convenience which led the
parties to the agreed position that the claim to interlocutory
relief should not
be pursued, but instead the final hearing should be fixed at the earliest
opportunity. In the result, the hearing
was accommodated the next sitting day
of the Court on Monday of this week, and to that end the parties agreed on
Friday, when the
matter was before me, as to the content of the full ambit of
the evidence to be relied upon at the final hearing. Principally the
evidence
was comprised of documentary materials which had been assembled by the parties
(which run into several spring back binders)
together with some affidavit
evidence filed on behalf of the Applicant, both by himself and by two consultant
archaeologists advising
him (Mr David Johnston and Mr William
Shawcross).
5 The case was heard yesterday and the evidence adduced was
confined to the materials that had been identified when the matter was
before me
last Friday. Because of the time strictures it was agreed that the evidence
would be admitted subject to relevance with
each of the Respondents contending
that some of the documentary material in evidence was not relevant, and in
particular material
post dating the date upon which the s 87 permit and s
90 consent under attack were issued, namely 16 March 2005.
6 I should
also interpose that in order to preserve the status quo pending the final
hearing and the decision on the final hearing,
I accepted last Friday
undertakings proffered on behalf of the second Respondent, Country Energy,
preserving the situation until
5pm yesterday, and on completion of the hearing
yesterday (which concluded at about 5.20 pm) the undertakings (three in number
proffered
by Country Energy last Friday) were extended until 5pm today.
7 I
have said sufficient to indicate that with the massive amount of documentary
material to be considered in the light of the multiple
claims made, that I have
had only a small amount of time to come to judgment. However, the urgent
circumstances and the legitimate
exigencies of the case, require judgment at the
promptest time. And it is for this reason that I am delivering orally reasons
for
my judgment and what I say in relation to my reasons for judgment will, if
necessary, be amplified in my published reasons for judgment
which will be made
available after today.
8 The claim to declaratory relief, as I say is based
upon a number of discrete grounds, encompassing both administrative law
challenges
of administrative decisions, together with discrete legal arguments
on the question of the validity of the grant of the permit and
the grant of the
consent, those arguments turning upon particular features, presently to be
mentioned, of the National Parks and Wildlife Act 1974 and the Regulation
made thereunder. These grounds are fully set out in the Amended Points of Claim
which were filed in Court yesterday
(a copy of which is annexed hereto and
marked “A”) which I propose to now consider and determine
seriatim.
B. THE APPLICANT’S CLAIMS OF INVALIDITY OF THE PERMIT
AND THE CONSENT
Ground 1: The Director-General’s power to determine the s 90
application had expired
9 The first basis of claim that the consent is
invalid (as set forth in par 4 of the Amended Points of Claim) is based
upon the provisions of cl 89 of the Regulation made under the Act, taken
with the provisions of s 90, subs 7(b) of the Act. Briefly stated the
claim is that the Regulation relevantly prescribes a period of sixty days from
the date
upon which an application was made for the decision by the
Director-General to be made where the failure of decision within such
time gives
rise to a deemed refusal of the application and a right of appeal to the
Minister. The Applicant’s claim in this
respect is that by the time the
consent was granted on 16 March 2005 the 60 day period from the date upon
which the application had been made had already lapsed. The fact of the passage
of time from
the making of the application is not in dispute. I interpose that
the application was reactivated by request made to the Director-General
by
Country Energy on 8 December 2004 in respect of applications for s 90
consent and s 87 permit that had previously been determined by the
Director-General by the grant of each, but which in turn had been declared
invalid
by Lloyd J in earlier litigation between the same parties, in his
judgment of 5 November 2004 (Williams v County Energy [2004] NSWLEC 613). It was following that judgment that the second Respondent
reactivated the applications which had given rise to the grant of the
earlier
permit and consent, and it is obvious that the 60 day period had expired well
before the date upon which the consent and
the permit were granted on 16 March
2005.
10 Section 90 of the Act is in the following
terms:
Destruction etc of Aboriginal objects or Aboriginal
places
(1) A person who, without first obtaining the consent of the
Director-General, knowingly destroys, defaces or damages, or knowingly
causes or
permits the destruction or defacement of or damage to, an Aboriginal object or
Aboriginal place is guilty of an offence
against this Act.
Maximum penalty: 50 penalty units or imprisonment for 6 months, or both (or
200 penalty units in the case of a corporation).
(1A) Subsection (1) does
not apply with respect to an Aboriginal object that is dealt with in accordance
with Aboriginal tradition
pursuant to section 85A.
(2) The Director-General
may give consent for the purposes of subsection (1) subject to such conditions
and restrictions as are specified
therein.
(3) A person whose application for
consent is refused, or who is dissatisfied with any condition or restriction
subject to which the
consent is given, may appeal to the Minister.
(4) The
Minister:
(a) may refuse to grant the appeal, or
(b) may grant the
appeal wholly or in part, and may give such directions in the matter as seem
proper.
(5) The decision of the Minister on the appeal is final and is
binding on the Director-General and the appellant, and shall be carried
into
effect accordingly.
(6) Where the regulations prescribe:
(a) the manner
in which an appeal is to be made under this section—the appeal shall be
made in that manner, or
(b) the period within which an appeal is to be made
under this section—the appeal shall be made within that
period.
(7) Where the Director-General fails to grant an application (other
than an application for approval in respect of integrated development
within the
meaning of section 91 of the Environmental Planning and Assessment Act
1979) for consent, the application shall, for the purposes of this section,
be deemed to be refused upon the expiration of:
(a) subject to paragraph
(b)—7 days after the application was received by the Director-General,
or
(b) where the regulations prescribe some other period—that other
period.
11 Clause 89 of the Regulation provides as follows:
89
Appeal period
(1) For the purposes of section 90(7)(b) of the Act, an
application for consent under section 90(1) is taken to be refused (unless the
consent is earlier granted or refused) on the expiration of the period of 60
days after the date
on which the application was received by the
Director-General.
(2) For the purposes of section 90 or 135 of the Act, the
period within which an appeal is to be made is 28 days after the date of the
refusal, cancellation or attaching of
the condition or restriction against which
the appeal is brought.
12 In my judgment the Applicant’s argument must
be rejected because it involves a misconstruction of the true effect of s 90 of
the Act. As was pointed out in the argument advanced on behalf of all
Respondents it is clear that the provisions of s 90 providing a right of
appeal to the Minister against the decision of the Director-General on an
application under s 90 (including an application not determined within
the prescribed period—which is that period as supplied by cl 89 of the
Regulation,
namely 60 days) is conferred for the benefit of the Applicant for
the consent, and is to be construed facultatively and purposively.
So
construed, it does not constitute a limitation on the power of the
Director-General to determine an application for consent at
any time before an
appeal is lodged (including at any time after the expiration of the sixty days
prescribed by cl 89 of the Regulation).
In other words, the provision
enables an appeal to be brought in default of decision by the
Director-General within the prescribed 60 day period but it does not compel
the
making of such an appeal, far less does it render the appeal an automatic reflex
on the expiry of the prescribed period in default
of decision.
13 Other
arguments were advanced on behalf of the Respondents to the effect that s 90 and
the power of the Director-General to issue a consent are not predicated
upon the need for, or the existence of, an application at all. This may well be
the case, but in any event I am satisfied
for the reasons given that when an
application is made (as undoubtedly it was in the present case) the 60 day
prescribed period does
not operate to limit—temporally or
otherwise—the power of the Director-General to grant consent. (This
absolute proposition
may require qualification in a case where the applicant for
consent appeals to the Minister against the failure of the Director-General
to
determine the application within the prescribed period—but that is not the
fact on the present case.) For that reason the
Applicant’s claim must be
held to fail.
14 Paragraph 5 of the Amended Points Of Claim allege
that the decision to grant the consent was ultra vires but I do not understand
that claim to
be independent of the matter that I have just ruled upon. It
appears to be a restatement of the same claim and it does not appear
to have any
independent justification or basis and I therefore pass it by.
Ground 2: There was no power to amend the reactivated application for the
s 87 Permit
15 A separate claim for invalidity as set forth in par 5A
of the Amended Points of Claim is to the effect that the s 87 permit was
invalid because it had been granted not only to Dr Pardoe (the original
Applicant for the permit) but additionally to
Dr Cane, another consultant
archaeologist, and it was submitted that this fact invalidated the Permit. A
number of legal arguments
were advanced in resisting this claim, among which was
included the argument that neither s 86 nor 87 of the Act made any reference to
“an application” seeking a permit in respect of the
power conferred upon the Director-General to issue a permit. Again
administratively, as is reflected
in the facts of the present case, an
application for a permit under s 87 is customarily made, and was made in the
present case and in its original form the “Applicant”
was Dr Pardoe. Whilst the reactivated application was pending, on or about
1 March 2005 (a couple of weeks before the issue of the
permit) application was
made to include Dr Cane as an Applicant (ie the person to whom the permit would
issue, namely what is referred
to in the permit as the “permit
holder”). The Applicant argued that any such amendment to the
reactivated application meant that the original application per se
was not being
re-determined but it was the reactivated application that had been amended that
was re-determined, and that somehow
or other the fact that it was now an amended
application disqualified it from being a reactivated application. With great
respect
that argument is misconceived and must be rejected.
16 Even
accepting the fact that the Permit was issued in respect of an application made
for the Permit, there is no legal impediment
to the application (ie the
reactivated application) being amended prior to being determined.
17 However
and although it was not entirely clear, it may be that the Applicant’s
argument was intended to challenge the proposition
that it was open to the third
Respondent to seek the re-determination by the Director-General of his original
application for a permit
under s 87 in the wake of Lloyd J’s
decision declaring the earlier permit and the earlier the consent to be invalid.
But such a challenge
would be bound to fail since it is conventional legal
wisdom that where an administrative decision made in respect of an application
is declared to be void by a Court for some administrative law defect or
deficiency on the part of the decision-maker, it is the decision,
and not
the application, that is declared void, with the legal consequence that it is
open to the applicant thereafter to seek a re-determination
of the application
by the decision-maker.
18 There is no feature of the present case that would
displace this conventional approach to the administrative decision-making
process
(including a situation where the decision has been declared by a Court
to be invalid). Once this proposition is vindicated, there
is no bar to that
application being amended prior to the re-determination taking
place.
19 Accordingly, the attack upon the validity of the s 87 permit
founded upon the fact that it was issued to Dr Cane as well as to Dr Pardoe as
the relevant permit holders, must fail.
Ground 3: The Aboriginal objects were not the property of the
Crown
20 In par 6 of the Amended Points of Claim the Applicant
seeks a declaration that the Director-General had no authority over the
Aboriginal objects,
that were the subject of the s 87 permit and s 90 consent,
upon the grounds that the objects had never been abandoned, and therefore had
not become the property of the Crown. Section 83 of the Act deems to be
the property of the Crown, Aboriginal objects in certain circumstances, and that
section itself had a predecessor
counterpart in the original National Parks and
Wildlife Act of 1967, namely s 33D (which was introduced into the Act by
an amendment in 1969). Although as Counsel for the Director-General pointed out
in his argument
it is difficult to see how this particular claim made by the
Applicant could further any of the claims made in the present case which
are
concerned with the validity of the s 87 permit issued, and s 90 consent issued
(a point I think that may not have been fully appreciated by the Applicant in
making the claims) in my view the claim
for relief has not been substantiated
since there is nothing in the evidence of the present case to indicate that s
83 of the Act and the counterpart provision in the original National Parks
and Wildlife Act of 1967 was not effective to vest in the Crown the Aboriginal
objects, that were the subject of the s 87 permit and s 90 consent issued in the
present case. That question has itself been the subject of a decision of Bergin
J in the Supreme Court in
Stocklands (Constructions) Pty Ltd v
Carriage [2002] NSWSC 1179; (2002) 56 NSWLR 636. That case is an
illustration of the application of s 83 and its legislative predecessor,
as is an earlier decision of mine involving the present Applicant and the
Director-General, and National
Parks and Wildlife Service: see Williams v
the Director General National Parks and Wildlife Service [2002] NSWLEC 154. I note that in that case, where I held that the relevant
“relics” (that term has now been replaced by the term
“Aboriginal object” but the definition remains the same) were
prima facie covered by s 83(1) and hence were the property of the Crown, I went
on to say at par 146:
Notwithstanding this effect, s 85A empowers the
Director General to dispose of such Crown property by returning the relics to
Aboriginal owners entitled to possession,
custody or control of the relics in
accordance with Aboriginal tradition.
21 Section 83 of the
National Parks and Wildlife Act provides:
Certain Aboriginal
objects to be Crown property
(1) Subject to this section:
(a)
an Aboriginal object that was, immediately before the commencement day, deemed
to be the property of the Crown by virtue of
section 33D of the Act of 1967, and
(b) an Aboriginal object that is abandoned on or after that day by a
person other than the Crown,
shall be, and shall be deemed always to have
been, the property of the Crown.
(2) Nothing in this section shall be
construed as restricting the lawful use of land or as authorising the
disturbance or excavation
of any land.
(3) No compensation is payable in
respect of the vesting of an Aboriginal object by this section or section 33D of
the Act of 1967.
22 Section 33D of the 1967 original Act was
introduced by an Amending Act (Act No 70 of 1969) and provided as
follows:
33D (1) Subject to this section, a relic that immediately before
the commencement of this Act --
(a) was not the property of
the Crown; and
(b) was not in the possession of any person,
and any relic that is abandoned after that commencement by a person other
than the Crown, shall be deemed to be, and always to have
been, the property of
the Crown.
(2) For the purposes of subsection one of this section, a person
shall not be deemed to have had possession of a relic that was not
originally
real property only by reason of the fact that it was in or on land owned or
occupied by him.
(3) Nothing in this section shall be construed as
restricting the lawful use of land or as authorising the disturbance or
excavation
of any land.
(4) No compensation shall be payable in respect of
the vesting of a relic by this section.
23 The Applicant’s argument
also appears to have misconceived the nature of the power conferred upon the
Director-General both
by s 87 and s 90. Those respective powers are conferred
upon the Director-General in respect of “Aboriginal objects”,
a term defined by the Act in a manner that does not depend upon any
attribute of ownership or possession. The relevance of an Aboriginal
object
being “the property of the Crown” does have some
application in relation to some of the authorisations that may be granted by a s
87 permit, because s 86 which creates
an offence of disturbing or seeking to
discover an Aboriginal object which is the property of the Crown, except with a
requisite
permit, does of course refer to an object which is the property of the
Crown. But nothing really turns upon that matter in the present
case, and in
the case of s 90 the question of who has property in respect of the
Aboriginal object is irrelevant to the operation of the provision.
24 In
any event for the reasons given the claim to the declaration in these
proceedings has not been substantiated and no factual
material has been advanced
to indicate a displacement of the statutory vesting in the Crown of Aboriginal
objects by virtue of 33D
of the original National Parks and Wildlife Act
1967.
Ground 4: Breach of Statutory Duty
25 In par 9 of the
Amended Points of Claim the Applicant claims that the Director-General was
charged with the responsibility to protect Aboriginal
objects, and that the
particular powers conferred by s 87 and s 90 of the Act were overlain or
influenced by the express requirements
of s 2(A) subs (3) of the Act,
requiring the Director-General in carrying out functions under the Act
“to give effect to the express objects of the Act”. Those
objects are expressed in subsection (1) and include the following:
(b) the
conservation of objects, places or features (including biological diversity) of
cultural value within the landscape, including,
but not limited to:
(i)
places, objects and features of significance to Aboriginal people, and
(ii)
places of social value to the people of New South Wales, and
(iii) places of
historic, architectural or scientific significance,
(c) fostering public
appreciation, understanding and enjoyment of nature and cultural heritage and
their conservation,
26 It was suggested in the Applicant’s argument, as
I understood it, that the Director-General in carrying out the statutory
functions conferred by Pt 6 of the Act dealing with Aboriginal objects and
Aboriginal places was bound by the statutory express objects
contained in s
2(A), in some fashion which would preclude the issue of the Permit and the issue
of the Consent that were issued in
the present case. Although not fully
articulated in that precise manner, I think that was the thrust of the argument,
in support
of this particular point of claim. It is an argument which, in my
view, must be rejected for substantially the same reasons that
I gave in earlier
litigation between the same parties when I discussed extensively the interaction
and interplay of the express objects
of the Act, including the express function
conferred by the Act upon the Director-General by s 2(A)(3) of the Act
and the Director-General’s particular responsibilities under Pt 6 of the
Act which responsibilities include the power
to issue a permit under s 87 and
the power to issue a consent under s 90: see Williams v Director-General
National Parks and Wildlife Service (2003) 127LGERA 354.
27 In my
judgment the Applicant has not made good his claim that by issuing the s 87
permit and s 90 consent in the present case the
Director-General has exceeded
the powers conferred upon her by those respective sections, by dint of the
operation of s 2(A)(3) of
the Act.
Ground 5: Disappointment of Legitimate Expectation
28 In par
13 of the Amended Points of Claim the Applicant asserts the existence of a
legitimate expectation on the part of the Applicant that
he would be consulted
on cultural issues in relation to the issuing of the consent. And although
unstated in the pleading it was
argued that that legitimate expectation had not
been fulfilled in the present case.
29 In my judgment the Applicant has not
substantiated this claim. The undisputed evidence indicates that prior to the
reactivation
of the applications which had been rendered undetermined in law by
Lloyd J’s decision, Country Energy had extended the opportunity
to the
Applicant to be involved in a survey and inspection activity of the area
affected by the proposed transmission line and the
subject of the applications
for permit and consent. The evidence satisfies me that that opportunity
afforded a reasonable opportunity
to the Applicant and his colleague, Mr Powell,
to carry out physical inspections over a period of ten days. There is no doubt
that
the Applicant was later to protest that the ten day inspection undertaken
by himself and his colleague, Mr Powell, in the presence
of two archaeologists
retained by Country Energy, was insufficient. The evidence indicates that in
that ten day inspection process
a distance of some 23 km out of the overall
linear dimension of 105 km of the transmission line easement was encompassed.
The evidence
also indicates that the Applicant wished to be accompanied by his
own consultant archaeologist, and wished Country Energy to pay
the
consultant’s fees (an estimate of which was submitted in the order of
$20,000). This request for payment was refused by
Country Energy.
Notwithstanding the disappointment by the Applicant in not having available to
him his own consultant archaeologist
(presumably he did not participate because
he was not to be paid by Country Energy) and notwithstanding the disappointment
expressed
by the Applicant to the Director-General in his several written
representations made in respect of the reactivated applications,
that he desired
to physically inspect the whole of the transmission line for its entire
length of 105 km, and its breadth of 200 m, and notwithstanding the genuinely
held belief
by the Applicant that inspection of the full extent of the overall
easement area may reveal the presence of Aboriginal objects not
otherwise
identified in Dr Pardoe’s original survey (a view shared by Mr Shawcross,
another archaeologist whose affidavit filed
in the separate part heard
proceedings in this Court was considered by the Director-General’s
delegate in re-determining the
applications for the permit and the consent), I
am of the opinion that the legitimate expectation that the Applicant would be
given
an opportunity to be consulted in the cultural heritage issues, was
reasonably fulfilled in the arrangements and opportunities that
had been made
available to him and that had been availed of by him both in respect of
conducting the inspections and of making written
representations to the
Director-General.
30 In addition to participation in those inspections the
Applicant was to make at least three substantial written submissions to the
Director-General in which he fully expressed his opposition to the grant of the
reactivated applications on several grounds including
the ground that he
believed that Dr Pardoe’s original archaeological survey was inadequate,
and that the additional survey
undertaken by himself and Mr Powell in the
presence of the two consultant archaeologists retained by Country Energy, should
be extended
to include an on foot inspection of the entire easement area for its
full length of 105 km. I am satisfied that this opportunity
to make
representations also reasonably fulfilled whatever legitimate expectation to be
consulted and involved in the processing
of the applications that the Applicant
could reasonably entertain. Accordingly I am satisfied that there has been no
substantiation
of the claim that the legitimate expectations of the Applicant
have been disappointed in the processing of the reactivated applications,
including the culmination of the process resulting in the issue of the Permit
and the Consent by the Director-General on 16 March
2005.
Ground 6: Denial of Natural Justice
31 A related claim is made in
par 15 of the Amended Points of Claim which asserts a denial of natural
justice by the decision of the Director-General to issue the s 90
Consent. A
number of particulars are relied upon in support of this claim, including the
refrain (and I do not employ that term
in any dismissive sense) that the
whole of the easement area had not been properly surveyed in respect of
Aboriginal objects that may be located therein.
32 Another particular
concerns the alleged breach of statutory duty on the part of the
Director-General including the claim often
previously encountered in earlier
litigation that the decision to issue the Consent was “racially
discriminatory”. Yet another particular in support of the claim of
denial in natural justice was that in granting the Consent the Director-General
was “perverting the course of justice” by
circumventing the investigation of the alleged breaches of the Act by allowing
the destruction of evidence and the preventing of
the processes of law to be
completed into that investigation.
33 These are serious allegations which
have not been substantiated by the Applicant in this hearing. The claim to
denial of natural
justice as formulated and argued is inter-related with the
claim of disappointment of legitimate expectation. In my judgment this
claim
has not been substantiated. I am satisfied that the Applicant was accorded a
reasonable opportunity to participate in the
processing of the reactivated
applications and that he availed himself of that opportunity by writing at least
three detailed written
submissions which were augmented by the delivery to the
decision-maker of the affidavit sworn by Mr Shawcross in proceedings part
heard
before Cowdroy J, involving apparently a claim that Country Energy and/or others
have involved themselves in conduct in relation
to the proposed electricity
transmission line that constitutes a breach of s 90 of the National Parks and
Wildlife Act.
34 In my judgment, the documentary evidence indicates that all
of these written submissions or representations made by the Applicant
were
properly considered by the decision-maker in the processes undertaken by the
Department leading to the grant of the s 90 consent
and the issue of the s 87
permit. It is true that the decision-maker decided to issue the permit and the
consent notwithstanding
the Applicant’s vigorous opposition to that
result, but the evidence satisfies me that the decision-maker gave
“proper, genuine and realistic consideration upon the
merits” (see Weal v Bathurst City Council [2000] NSWCA 88; (2000)
111 LGERA 181 at 185) to the Applicant’s submissions. Indeed, the terms of
the permit and consent that were ultimately granted reflected
favourably to the
Applicant some of the representations made, in that they contain limitations
which are not to be found in the original
permit and consent that Lloyd J
declared to be invalid. It is true that ultimately the full force of the
Applicant’s unremitting
opposition to the issue of the permit and the
consent did not prevail with the decision-maker, but the question as to whether
or
not the decision-maker should issue the permit and the consent was ultimately
a question for the decision-maker in the exercise of
the statutory powers
conferred upon the Director-General. And in coming to those relevant decisions,
I am satisfied that the decision-maker
had full regard to the views expressed by
the Applicant, even though those views did not ultimately prevail (although the
terms and
conditions of the consent and permit in places responded favourably to
comments that had been made by the Applicant).
35 For all those reasons I am
satisfied that the Applicant has not substantiated his claim or any of the
particulars of his claim
that he was denied natural justice in the process
leading to the issue of the permit and the grant of the consent.
Ground 7: Failure to Consider Relevant Matters
36 In par 14
of the Amended Points of Claim the Applicant alleges that the
Director-General failed to give genuine consideration to relevant matters.
Particulars are given which include that the Applicant was denied procedural
fairness because he was only able to inspect one fifth
of the overall easement
area. The decision-maker was entirely alive to the fact that the whole of the
easement area, 105 kilometres
long by 200 metres wide, had not been inspected,
either by the Applicant or by anyone else who had undertaken survey work, and
accepted
as appropriate the survey methodology of a representative survey. The
decision-maker was fully aware of the Applicant’s view
that the entire
easement area should be physically inspected by foot, but rejected that demand
and/or thesis, as the decision-maker
was entitled to do so, in my judgment,
being satisfied with the representative sampling methodology that had been
employed by Dr
Pardoe.
37 The second particular was that the survey work
undertaken by the Applicant had identified some 400 Aboriginal objects
and a number of scarred trees over and above the identification by Dr
Pardoe’s survey of some 131 objects,
and one scarred tree. It was
suggested that this fact alone indicated that the decision-maker had failed to
consider a relevant
matter, but the documentary evidence makes it very clear
that not only was the decision-maker fully aware of the results of the original
Dr Pardoe’s survey (including its survey methodology, which the
decision-maker found to be acceptable and in accordance with
conventional
archaeological practice and wisdom) but he was also fully aware of the results
of the survey work undertaken by the
Applicant with his colleague, by virtue of
the submission of the report of the outcome of that activity that had been
prepared by
Emeritus Professor Allen, one of the consultant archaeologists
retained by Country Energy. That Report fully accounted for all finds
(both as
to their nature and location) made in the course of the inspections conducted by
the Applicant, immediately prior to the
reactivation of the applications, and
contained Professor Allen’s professional opinion as to whether those field
results, in
any way eroded or diminished the archaeological survey undertaken by
Dr Pardoe. The decision-maker came to the conclusion that the
professional
views expressed by Emeritus Professor Allen supported both the results and the
methodology that had been employed by
Dr Pardoe. In those circumstances the
claim that the decision-maker failed to properly consider that matter is
contrary to the clear
evidence. A related particular is in particular 3, which
again goes to the question of the factual adequacy of Dr Pardoe’s
report,
and for the reasons given in relation to particular 2, this particular has not
been substantiated. It is clear (as it was
clear to the decision-maker) that
the Applicant was and remains, highly critical of Dr Pardoe’s survey. He
had given, in one
of his written submissions, an analysis of his critique of Dr
Pardoe’s survey. In these circumstances it is simply not open
to the
Applicant to assert that the decision-maker failed to consider that
matter.
38 The fourth particular is in the same vein going to the suggested
inadequacy of Dr Pardoe’s report. Particular 5 is that
the
Director-General failed to give proper regard to the fact that the Department
was investigating breaches (or alleged breaches
I think I should say) of s 86
and s 90 of the Act by Country Energy and/or its agents. These are matters that
had been brought to
the attention of the Department by the Applicant, and are
the subject of the separate proceedings (Matter No 40113 of 2005) that
are part
heard before Cowdroy J. The briefing note which served as the prelude to the
decision by the decision-maker to issue the
permit and the consent expressly
discusses this matter and indicates that the question of alleged breaches was
then currently under
investigation by the Department and that the investigations
had not at that stage been completed. (This was the position at the
date of the
hearing of the present proceedings.) It went on to say that there was no reason
to delay the determination of the pending
applications, and if the permit and
consent were to be issued, it would always be open to the Director-General to
withdraw the permit
(presumably, although unstated, on the basis of matters
coming to light as a result of the then unconcluded investigation). Since
this
matter is relied upon in support of the assertion that the decision to issue the
permit and consent were “manifestly unreasonable” I
will leave my consideration of this particular matter until I determine that
further claim. It is sufficient here to note that
the documentary evidence
indicates that the decision-maker was entirely alive to the import, impact and
currency of the alleged breaches,
and the unconcluded investigation into them
being undertaken by the Department, and hence it cannot be said that this matter
was
not considered. Moreover, it was open to the decision-maker (subject
to what I have to say about the claim that the decision was manifestly
unreasonable) to conclude that the fact of the unconcluded investigation did not
constitute a reason to delay the determination of
the pending reactivated
applications.
39 The sixth ground was that the decision-maker failed to give
due regard to the facts and circumstances of Lloyd J’s decision,
and to
the fact that there was an appeal against his decision pending in the Court of
Appeal and that the hearing of that appeal
had been expedited. This is a matter
that is reflected in one of the written submissions made by the Applicant to the
Director-General,
the thrust of which was “why issue a fresh permit and
consent when the appeal against Lloyd J’s decision might
succeed” in which event the original permit and consent may be
restored. This manner of logic may have some layman’s appeal, but with
respect it does not indicate that the Director-General failed to give due regard
to those matters. The fact was that at the time
of redetermination, the
original applications giving rise to the original permit and consent declared by
Lloyd J to be invalid, had
been reactivated and there was no legal restraint
upon the decision-maker not to make a redetermination simply by virtue of the
fact
that an appeal against the trial judge’s decision was pending and the
hearing of the appeal was to be expedited. There is
no suggestion that the
grant of the permit and consent on 16 March 2005 in any way pre-empted or
destroyed the utility of the pending
appeal to the Court of Appeal. Again, the
matter was raised in one of the Applicant’s letters to the
Director-General and
I am satisfied that that matter too was taken into account.
The weight of that matter (which of course is ultimately for the decision-maker)
I must observe in passing could only be featherweight in the
re-determination.
40 The seventh ground or particular for this allegation was
the failure to properly consider Mr Shawcross’s affidavit which
had
revealed serious inadequacies so it is said in the content of Dr Pardoe’s
original survey. The briefing paper that went
to the Director-General’s
delegate, who issued the permit and the consent on 16 March refers to Mr
Shawcross’s affidavit
filed in the proceedings part heard before Cowdroy
J, and in my judgment the decision-maker has according to the documentary
evidence,
considered Mr Shawcross’s affidavit. Again, the weight to be
given to it, and the matters raised by it, are in my view matters
for the
decision-maker. For example, there is nothing in Mr Shawcross’ affidavit
which suggests that the preponderating weight
of archaeological expert opinion,
lay against the issue of the permit and the consent because of inadequacy in the
survey. Indeed,
the decision-maker was of the contrary view and this was a view
that legitimately fell within the ambit of the discretionary judgment
that he
was called upon to exercise.
41 The final particular in support of the ground
that relevant matters were not considered by the Director-General’s
delegate
in issuing the permit and the consent is that the delegate failed to
consider, and I quote from the particular, “that Professor Allen did
not participate in the location of the Aboriginal objects, nor was the Applicant
informed that Professor
Allen was to write a report to support the
redetermination of the consent and for his conclusions to be used as an opinion
of the
veracity of the Pardoe report”. The particular goes on to
suggest that the Director-General’s delegate had failed to consider the
lack of assistance alleged
by the Applicant to have been forthcoming from
Professor Allen and the other consultant archaeologist (Mr Slack) engaged by
Country
Energy during the inspections. These matters in my view barely enter
the frame of potentially relevant material for consideration,
but in any event
they were the subject of criticism by the Applicant in at least one, if not
more, of his comprehensive written submissions
to the Director-General (which
included a critique of Professor Allen’s report). Accordingly the
documentary evidence indicates
that the Director-General’s delegate was
aware of the Applicant’s views and criticisms of Professor Allen and of
his
report, and that these matters too were considered by the
Director-General’s delegate in coming to the decision. In my view
no
error of administrative law has been demonstrated by dint of the fact that the
decision-maker found in Professor Allen’s
report, professional
archaeological opinion which corroborated Dr Pardoe’s original survey.
42 The report of Emeritus Professor Allen contains a detailed journal style
entry of each of the ten days of inspection undertaken
by the Applicant. What
was done, what was found, a comprehensive table of Aboriginal objects
discovered, their nature and their
location are recorded, and in the latter part
of the Report Emeritus Professor Allen goes on to express archaeological
opinions concerning
the “intensity of artefactual scatter, the
distribution of artefactual scatter, the diminished presence of artefacts, the
further one was
removed from water courses”, and an assessment
providing his vindication of the survey methodology employed by Dr Pardoe.
Significantly it expresses the view
(which no doubt was considered by the
Director-General’s delegate) that in Professor Allen’s opinion
nothing discovered
in the ten day inspection undertaken in the company of the
Applicant caused Professor Allen to disagree with any of the content of
Dr
Pardoe’s original survey. In its terms the latter part of Professor
Allen’s Report of the outcome of the inspection
process conducted with the
Applicant in November and December of 2004 corroborated the methodology and
findings and the recommended
mitigative measures that had been proposed in Dr
Pardoe’s report and research plan. And these were matters which the
decision-maker
was entitled to take into account and obviously did so. (I
interpose that the Applicant was provided with a copy of Professor Allen’s
Report the day before it was furnished to the client, that is the Applicant had
Professor Allen’s Report from about the middle
of December 2004, and as I
have earlier pointed out, his representations to the decision-maker included a
critique of Professor Allen’s
report and of Professor Allen’s
participation in the inspection activities.)
Ground 8: Decision was Manifestly Unreasonable
43 This brings me
to the last two bases for claim, including that contained in par 16 of
the Amended Points of Claim that the decision to issue the Permit and the
Consent was manifestly unreasonable. This claim was
made upon the basis of the
allegations contained in pars 13, 14 and 15 of the pleading (par 13 being
the assertion of disappointment of legitimate expectation, par 14 being the
assertion of failure of
the decision-maker to take into account relevant
matters, and par 15 being the assertion of denial of natural justice). For the
reasons that I have given in relation to each of those discrete claims, I am of
the opinion that they (either individually or collectively)
provide no
foundation to support the claim now made in par 16 that the decision
of the Director-General’s delegate was manifestly
unreasonable.
44 Advancing his argument in support of this particular ground,
as I have indicated earlier, Mr Oshlack the authorised agent to the
Applicant,
placed considerable reliance upon that part of the briefing note which indicated
that there was no reason by dint of the
unconcluded investigation was continuing
into the alleged breaches by Country Energy of the National Parks and
Wildlife Act at s 90, to delay the redetermination of the reactivated
applications.
45 In my judgment the decision to proceed upon that advice does
not provide evidence that the decision to issue the permit and the
consent
pending the completion of the investigation into matters alleged to have
occurred in February of this year was a manifestly
unreasonable decision.
Clearly it was open to the Director-General’s delegate to proceed to the
redetermination of the reactivated
applications while the investigation was
continuing into the allegations of breaches (which allegations had been made by
the present
Applicant, and were the subject of separate unconcluded proceedings
in this Court before Cowdroy J). There was no compulsion to
conclude the
investigations before re-determining the applications, although such a course
could have been adopted by the decision-maker. Accordingly this ground
does not support the claim. Nor do any of the other matters advanced
in
reliance upon pars 13, 14, and 15 of the Amended Points of Claim for the reasons
that I have already given in holding that each
of those claims must fail.
Ground 9: Error of Fact
46 The final matter contained in the
Amended Points of Claim is a suggestion of “error of fact”,
and I quote from par 17:
In its consideration to redetermine the
consent the first Respondent made an error of fact that the Pardoe report survey
involved
trained people.
47 In my opinion, this claim has not been
substantiated either in the evidence or in terms of legal principle. Included
in the Applicant’s
written representations opposing the applications, is
the assertion that Dr Pardoe employed untrained personnel in his survey work.
As I have held, the decision-maker considered each and every of the several
representations made by the Applicant. Moreover, it
is simply not established
by the evidence (indeed the contrary is the case) that the decision-maker
laboured under some misapprehension
as to the qualifications (or lack of
qualifications) of some of the persons who assisted Dr Pardoe in his survey
work. Even if contrary
to the evidence, it was open to find that the
decision-maker was relevantly in factual error in this respect, it is clear
beyond
argument that the nature of the suggested error could not have infected
at law the validity of the decision to issue the permit and
the consent. This
is because of the relative insignificance to the decision of the assumed error
of fact: cf Minister for Aboriginal Affairs v Peko Wallsend Ltd
[1986] HCA 40; (1986) 162 CLR 24 at 40.
C. CONCLUSIONS AND ORDERS
48 For all of
the foregoing reasons I hold that the Applicant has not substantiated any of his
claims of alleged invalidity of the
s 87 Permit and s 90 Consent Accordingly, I
order that the application be dismissed.
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