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Winten (No 21) Pty Ltd v Lake Macquarie City Council [2024] NSWLEC 24 (22 March 2024)
Last Updated: 2 April 2024
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Land and Environment Court
New South Wales
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Case Name:
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Winten (No 21) Pty Ltd v Lake Macquarie City Council
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Medium Neutral Citation:
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Hearing Date(s):
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29 February 2024
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Date of Orders:
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22 March 2024
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Decision Date:
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22 March 2024
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Jurisdiction:
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Class 1
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Before:
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Pain J
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Decision:
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The Court orders that: (1) Newcastle City Council notice of motion dated
7 December 2023 is dismissed. (2) Each party pay their own costs of the
notices of motion dated 7 December 2023 and 17 January 2024.
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Catchwords:
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PRACTICE AND PROCEDURE – construction and operation of s 8.5(7) of
Environmental Planning and Assessment Act 1979 (NSW) enabling withdrawal of
Class 1 appeal following grant of development consent as result of review
– joinder of third party
has no effect on application of section to
applicant and consent authority
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Legislation Cited:
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Environmental Planning and Assessment Act 1979 (NSW), ss 1.3, 4.5, 8.1,
8.3, 8.5, 8.6, 8.7, 8.8, 8.11, 8.13, 8.14, 8.15, 39A Environmental Planning
and Assessment Amendment Act 2017 (NSW) Interpretation Act 1987 (NSW), s
33Land and Environment Court Act 1979 (NSW) Land and Environment Court
Amendment Act 2002 (NSW) Land and Environment Court Rules 2007 (NSW),
r 3.7 Uniform Civil Procedure Rules 2005 (NSW), r 12.1
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Cases Cited:
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Texts Cited:
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Oxford English Dictionary, online ed, March 2024
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Category:
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Procedural rulings
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Parties:
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Winten (No 21) Pty Ltd (Applicant) Lake Macquarie City Council
(Respondent) Newcastle City Council (Interested Party)
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Representation:
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Counsel: J Lazarus SC (Applicant) N/A (Respondent) Dr S Smith
(Interested Party)
Solicitors: Dentons Australia Pty Ltd
(Applicant) Maddocks Lawyers (Respondent) Moray & Agnew (Interested
Party)
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File Number(s):
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2023/00184208-003, 2023/00184208-004
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JUDGMENT
- The
circumstances in which a merits appeal can be withdrawn following a review and
grant of development consent arises for determination
for the first time. Winten
(No 21) Pty Ltd (Winten) the Applicant commenced Class 1 proceedings following
the deemed refusal of its
development application (DA) in relation to land on
Woodford Street, Cameron Park (the Property). It wishes to withdraw the appeal.
Two notices of motion (NOMs) have been listed to be heard together before a
judge to consider whether Winten can do so.
- Newcastle
City Council (NCC) has filed a NOM dated 7 December 2023 (NCC NOM) which seeks
an order for its joinder as a party in the
proceeding relying on s 8.15(2) of
the Environmental Planning and Assessment Act 1979 (NSW) (EPA Act).
- Lake
Macquarie City Council (LMCC) has filed a NOM dated 17 January 2024 (LMCC NOM)
seeking:
1. Pursuant to s 8.5(7) of the Environmental Planning and Assessment Act
1979, the proceedings be withdrawn.
2. Order 1 is not to be granted, or if granted is to be stayed, until withdrawal
or determination of Newcastle City Council’s
application for joinder
(whichever occurs first).
...
7. Newcastle City Council is to pay the Respondent’s costs of this motion.
- LMCC
does not wish to be heard on the NCC NOM. Winten opposes the NCC NOM. Winten
conceded for the purpose of argument that NCC satisfies
s 8.15(2)(a) of the
EPA Act in that NCC seeks to raise contentions that would not otherwise be
addressed. LMCC no longer presses
any contentions as development consent has
been granted to Winten following a review under s 8.3 of the EPA Act.
- Winten
also submits the LMCC NOM is unnecessary as it can effect a withdrawal of the
Class 1 appeal pursuant to s 8.5(7) without the
Court making an order. LMCC
seeks a court order in prayer 1 of its NOM (but also submits such an order is
unnecessary). Winten has
not filed a notice of withdrawal of its appeal because
it gave an undertaking to the Court on 14 December 2023 that it would not
do so
until the NCC NOM has been determined inter alia.
- The
issues in both NOMs are interlinked. If Winten and LMCC are correct the Court
does not have jurisdiction to consider the NCC NOM
and/or it is inutile. I will
therefore consider the statutory construction issues in relation to the
application of s 8.5(7) in Div
8.2 Reviews first as it may be unnecessary to
further consider the NCC NOM depending on my finding.
Statutory
construction of s 8.5(7)
- It
is necessary to consider s 8.5(7) of the EPA Act in its statutory context to
address the statutory construction issues arising
from the parties’
submissions.
Environmental Planning and Assessment Act 1979
(NSW)
- Relevant
sections of the EPA Act provide as follows:
Part 8 Reviews and appeals
Division 8.1 Introductory
8.1 Definitions: Part 8
In this Part—
appeal means an appeal to the Court under Divisions 8.3, 8.4,
8.5 and 8.6.
review means a review by a consent authority under Division
8.2.
Division 8.2 Reviews
...
8.3 Application for and conduct of review
(1) An applicant for development consent may request a consent authority to
review a determination or decision made by the consent
authority. The consent
authority is to review the determination or decision if duly requested to do so
under this Division.
(2) A determination or decision cannot be reviewed under this Division—
(a) after the period within which any appeal may be made to the Court has
expired if no appeal was made, or
(b) after the Court has disposed of an appeal against the determination or
decision.
(3) In requesting a review, the applicant may amend the proposed development the
subject of the original application for development
consent or for modification
of development consent. The consent authority may review the matter having
regard to the amended development,
but only if it is satisfied that it is
substantially the same development.
...
(5) The review of a determination or decision made by a local planning panel is
also to be conducted by the panel.
...
8.4 Outcome of review
After conducting its review of a determination or decision, the consent
authority may confirm or change the determination or decision.
8.5 Miscellaneous provisions relating to
reviews
...
(4) If a determination is changed on review, the changed determination replaces
the earlier determination on the date the decision
made on the review is
registered on the NSW planning portal.
...
(7) If on a review of a determination the consent authority grants development
consent or varies the conditions of a development
consent, the consent authority
is entitled (with the consent of the applicant and without prejudice to costs)
to have an appeal against
the determination made by the applicant to the Court
under this Part withdrawn at any time prior to the determination of that
appeal.
Division 8.3 Appeals—development consents
8.6 Decisions subject to appeal to Court under this
Division
(1) A decision of a consent authority under Part 4 in relation to an
application for development consent or a development consent
is (if this
Division so provides) subject to appeal to the Court under this Division.
...
8.7 Appeal by applicant—applications for development consent
(1) An applicant for development consent who is dissatisfied with the
determination of the application by the consent authority may
appeal to the
Court against the determination.
(2) For the purposes of this section, the determination of an application by a
consent authority includes—
(a) any decision subsequently made by the consent authority or other person
about an aspect of the development that under the conditions
of development
consent was required to be carried out to the satisfaction of the consent
authority or other person, or
(b) any decision subsequently made by the consent authority as to a matter of
which the consent authority must be satisfied before
a deferred commencement
consent can operate.
(3) An appeal under this section relating to an application for development
consent to carry out designated development in respect
of which an objector may
appeal under this Division cannot be heard until after the expiration of the
period within which the objector
may appeal to the Court.
8.8 Appeal by an objector—designated development applications
(1) This section applies to the determination of an application for development
consent for designated development (including any
State significant development
that would be designated development but for section 4.10(2)), being a
determination to grant development
consent, either unconditionally or subject to
conditions.
(2) A person who duly made a submission by way of objection during the public
exhibition of the application for development consent
(an
objector) and who is dissatisfied with the determination of the
consent authority to grant consent may appeal to the Court against the
determination.
...
8.11 Circumstances in which consent taken to have
been refused for purposes of appeal rights
(1) A consent authority that has not determined an application for
development consent (or for the modification of a development
consent) within
the period prescribed by the regulations for the determination of the
application is, for the purpose only of this
Division, taken to have determined
the application by refusing development consent (or refusing to modify
development consent) when
that period ends.
(2) Subsection (1) does not prevent a consent authority from determining
an application after the end of that period.
(3) Any such determination of an application does not affect the
continuation or determination of an appeal made under this Division
against the
deemed refusal of consent (or modification of consent) under subsection (1).
(4) If any such determination of an application results in the grant of
development consent (or the modification of development
consent), the consent
authority is entitled, with the consent of the applicant and without prejudice
to costs, to have the appeal
withdrawn at any time prior to the determination of
the appeal.
...
8.13 Effect of appeals on operation of
consents
(1) If the granting of a development consent for development (other than
State significant development) is the subject of an appeal
made under this
Division, the development consent ceases to have effect.
(2) If an appeal under this Division is discontinued, the consent is
revived on the discontinuation of the appeal.
(3) A development consent that is granted as a result of a decision on an
appeal under this Division is taken to be a development
consent duly granted
under Part 4. Any such development consent takes effect, subject to any order of
the Court, on and from the
date the decision is registered on the NSW planning
portal.
(4) If the effect of a decision on appeal is that development consent is
refused, any development consent granted ceases to have
effect.
(5) Despite anything to the contrary in this section, a development
consent is taken to have effect on and from the date fixed by—
(a) a court (whether or not the Land and Environment Court) that
finally determines an appeal on a question of law which confirms
the validity
of, or results in the granting of, the development consent, or
(b) the Land and Environment Court, if the validity of a development
consent granted by that Court is confirmed by, or the development
consent is
granted by that Court as a result of, such a final determination made by another
court that has not fixed that date.
8.14 Powers of Court on appeals
...
(2) The decision of the Court on an appeal under this Division is, for the
purposes of this or any other Act or instrument, taken
to be the final decision
of that consent authority and is to be given effect to accordingly.
...
Background
- The
following circumstances identified in the affidavit evidence of Ms Renner
solicitor dated 31 January 2024 (Renner Affidavit) relied
on by Winten were not
in dispute. Winten has a concept approval which allows for the creation of up to
3,300 residential lots in
5 stages in an area known as Minmi. Winten’s DA
in this Class 1 appeal relates to that part of stage 5 of the development under
the concept approval that is located within the Lake Macquarie local government
area.
- The
Hunter and Central Coast Regional Planning Panel (the Panel) refused development
consent on 13 December 2023.
- On
2 February 2023 Winten submitted an application for review under Div 8.2 of the
EPA Act in relation to the refusal of the DA.
- This
Class 1 appeal was commenced on 8 June 2023 (in light of the six-month period in
s 8.3(2)) in order to keep the review alive.
- At
the first directions hearing on 10 July 2023, the proceeding was adjourned
pending the outcome of a briefing of the Decision Review
Panel that was
scheduled for 25 July 2023.
- At
the 25 July 2023 briefing of the Decision Review Panel a timetable for the
assessment of the review application was set with a
view to achieving a late
November 2023 determination date. This timetable included the provision of
requests for information by the
councils, and responses to those requests by
Winten.
- On
5 October Winten was granted leave to rely on amended plans and documents and
additional reports. Orders were made for the filing
of statements of facts and
contentions and for holding s 34 conferences in mid-April 2024.
- The
NCC NOM seeking joinder was filed on 7 December 2023 returnable on 14 December
2023.
- On
14 December 2023 Winten gave an undertaking not to discontinue or consent to the
withdrawal of the proceeding until such time as
NCC’s joinder application
was determined or withdrawn by NCC.
- On
20 December 2023 the DA was approved by the Panel, effected when the new
development consent was placed on the NSW Planning Portal.
- The
LMCC NOM was filed on 17 January 2024.
Winten’s
submissions
- The
legal entitlement of the consent authority under s 8.5(7) of the EPA Act to have
the present appeal withdrawn with Winten’s
consent makes the joinder
application by NCC inutile or the Court lacks jurisdiction to determine it.
- Winten
now has the benefit of a development consent granted on 20 December 2023 by the
Panel. The appeal against the Panel’s
original determination refusing
development consent no longer has utility.
- Section
8.5(7) is clear and unambiguous in its terms and should be applied on that
basis. First the consent authority is entitled
to have the appeal withdrawn,
subject to the applicant’s consent and without prejudice to costs.
Entitlement means a legal
right or statutory entitlement without further order
or grant of leave by the Court being necessary, see Sterling Engineering Co
Ltd v Patchett [1955] AC 534 at 546 (Lord Reid), Lake Macquarie City
Council v Luka (1999) 106 LGERA 94; [1999] NSWCA 447 at [36] (Handley JA,
Sheller and Stein JJA agreeing).
- Second,
‘withdrawn’ connotes the need for positive action by an applicant.
An applicant effects the withdrawal, such as
filing a notice of withdrawal which
requires no action or approval from the Court. A withdrawal notice is unlike
discontinuance under
r 12.1 of the Uniform Civil Procedure Rules 2005 (NSW)
(UCPR) which may require leave of the Court in the event that all parties’
consent is not obtained. Section 8.5(7) contemplates
a unilateral voluntary act
by an applicant or as compelled by the consent authority. Alternatively, the
less preferred construction
is that action by the Court is required in terms of
making an order such as that sought by LMCC (prayer 1 of LMCC NOM).
- Third,
s 8.5(7) is clear that it only requires the consent of an applicant, not any
third party who has successfully sought joinder
under s 8.15(2). In 2018 s 8.15
was included in Div 8.3 Appeals – development consents under Pt 8 Reviews
and appeals, the same Division as s 8.11(4) and the same Part as s 8.5(7) in Div
8.2 Reviews. No section in Divs 2 and 3
were otherwise amended. This tells
against a construction of those provisions which would expand the identity of
the persons whose
consent to withdraw was required to any other party joined in
the proceeding. Such an approach would require the impermissible reading
of
additional words into s 8.5(7), see Taylor v The Owners – Strata Plan
No 11564 (2014) 253 CLR 531; [2014] HCA 9 (Taylor) at [38] (French
CJ, Crennan and Bell JJ).
- Nor
does a purposive construction require the consent authority to obtain the
consent of a third party who has been joined to the
proceeding. The statutory
entitlement to have an appeal withdrawn applies in only two circumstances, as a
result of a review application
lodged by an applicant (s 8.5(7)) or a deemed
refusal appeal also by an applicant (s 8.11(4)). Those provisions recognise that
once
consent is granted through statutory mechanisms other than by dint of the
determination of a court appeal, the appeal is of no further
utility. Therefore
the consent authority is entitled to have the appeal withdrawn, whether a third
party joined to the proceeding
consents or not. Where an intervening act by the
consent authority in granting or changing a development consent resolves the
issues
between the applicant and the consent authority, it is consistent with
the scheme of the Act (which does not allow objector merits
appeals other than
for designated development) that no other parties need to be involved in the
discontinuance or withdrawal of the
proceeding. It is therefore consistent with
the self-evident purpose of these provisions for the appeal to be able to be
withdrawn
upon the taking of action by the applicant alone, or as a result of a
demand by the consent authority.
- Winten
has the benefit of a development consent as a result of the review process and
does not require the merits to be assessed by
the Court. Pursuant to s 8.7(1) of
the EPA Act, the only basis on which an appeal to the Court may be made is where
an applicant
for development consent is dissatisfied with the determination of
the application by the consent authority. Winten is now satisfied
(see Renner
Affidavit par 37) with the determination on review by the Panel and the basis
for the appeal is therefore removed. The
Court does not have jurisdiction to
determine the DA in these circumstances because the appeal is founded on the
applicant’s
dissatisfaction with a determination of a DA by a consent
authority pursuant to s 8.7(1). Only in Class 4 proceedings can the Court
consider whether to set aside a development consent.
- NCC’s
construction of s 8.5(7) would elevate a third party joined under s 8.15(2) to
have greater rights than an objector to
designated development as provided for
in s 8.8. If NCC’s construction is accepted any party who has been joined
to the proceeding
would effectively have the same right as an objector to
commence a Class 1 merits appeal. This is directly contrary to the statutory
scheme that draws a clear distinction between an objector’s rights in
relation to designated development and a third party’s
rights in relation
to non-designated development.
- As
Ms Renner deposes, the only reason the appeal was filed in the first place was
to enable the review application to be determined,
in light of the time
limitation imposed by s 8.3(2) of the EPA Act. The only way to extend the
six‑month time limit is to commence
a court appeal, in which case the
review can continue. Consent having now been granted on review, the appeal has
served its purpose
and has no further utility.
- All
these arguments address the first submission of NCC that s 8.5(7) simply does
not operate if a party is joined under s 8.15(2).
- The
joinder of NCC to the proceeding would therefore be an exercise in futility.
Even if it could justify its joinder to the proceeding
on the merits, it would
be pointless for the Court to do so, in circumstances where the appeal will be
withdrawn as soon as the joinder
application is determined.
- In
reply to NCC, s 8.13(1) does not apply as that arises from the grant of
development consent. This appeal arises from the refusal
of development consent.
The review process relates to that appeal. That there is a grant of consent as a
result of a review process
does not change the nature of the appeal. Further s
8.13 uses the term ‘ceases to have effect’. Something can only cease
if it has already commenced: Re Culleton (No 2) (2017) 263 CLR 176;
[2017] HCA 4 at [29] (Kiefel, Bell, Gageler and Keane JJ). For s 8.13(1) to have
any operation the consent must precede the appeal and not, as NCC submits,
vice
versa. Section 8.13(1) has no operation in this matter.
- In
further reply to NCC concerning an appeal against conditions of development
consent, the conversion of an appeal against refusal
of consent into an appeal
against conditions by an applicant following a review granting development
consent would be actioned by
an applicant not agreeing to an appeal being
withdrawn and filing a NOM seeking to amend the scope of an existing Class 1
appeal.
In that circumstance, s 8.13(1) would apply as a development consent has
been granted so that the development consent does not have
effect where an
appeal is on foot. That is not the facts of this case and s 8.13(1) has no
application.
LMCC’S submissions
- LMCC
adopted the submissions of Winten with these additional points. Firstly, the
drafting of s 8.5(7) is not clear. While no court
order may be necessary to
effect withdrawal, it may also be the case that the Court can make an order that
a proceeding be withdrawn
hence prayer 1 in the LMCC NOM.
- Secondly,
if NCC is correct non designated development objectors joined as a party have
more rights than designated development objectors.
Non designated objectors
cannot initiate proceedings, they can only join in proceedings once on foot
which are commenced by an applicant.
An objector joined as a party cannot
initiate and cannot prevent withdrawal of an appeal.
- Thirdly,
NCC fails to recognise the statutory strength of LMCC’s entitlement to
have proceedings withdrawn under s 8.5(7).
NCC’s opposition
to LMCC NOM
- Winten
does not have an operative development consent and the NCC NOM is not inutile.
Section 8.13(1) applies as there has now been
a grant of development consent on
20 December 2023 as a result of the review process under s 8.5(4). The new
development consent
was effected when placed on the NSW Planning Portal on 20
December 2024. This dissolved the earlier decision of the Panel to refuse
consent and replaces that decision with the grant of development consent. Winten
does not have an effective development consent due
to the operation of s
8.13(1). This is now a Class 1 appeal against the grant of development consent
to which s 8.13(1) applies rather
than an appeal against the refusal of a DA. It
does not matter whether the consent was granted before or after the commencement
of
the appeal, it remains the consent the subject of the appeal. The development
consent therefore ceases to have effect until a decision
by the Court (s
8.14(2)).
- If
an applicant is dissatisfied with the conditions of development consent and
wishes to continue an appeal despite the grant of development
consent following
a review then s 8.13(1) applies. The review decision becomes the appeal
decision. The Court is seized with power
by virtue of s 8.14(2).
- Winten
and LMCC place heavy emphasis on the entitlement of a consent authority to have
an appeal withdrawn under s 8.5(7). Section
8.5(7) has been unaltered albeit it
has had different numbering since the EPA Act commenced in 1980. This provision
was not drafted
in a context of third parties having been joined to proceedings.
Section 39A the first iteration of s 8.15(2) was inserted in the
Land and
Environment Court Act 1979 (NSW) by the Land and Environment Court
Amendment Act 2002 (NSW). The second reading speeches did not indicate there
was any intention to limit the participation afforded by joinder of third
parties by reference to the entitlement of withdrawal. The remaking and
renumbering of what is now s 8.5(7) by the EPA Act did not
effect any
substantive change in the subsection.
- Firstly,
properly construed s 8.5(7) does not apply in an appeal to which third parties
had been joined under s 8.15(2). Winten and
LMCC’s position does not
consider the historical context and is contrary to the express object in s
1.3(j) of the EPA Act,
being to provide increased opportunity for community
participation in environmental planning and assessment. The Court should prefer
a construction that better promotes the object or purpose of the Act, per s 33
of the Interpretation Act 1987 (NSW), which is achieved by not extending
entitlement in s 8.5(7) to the context of an appeal to which third parties have
been joined.
This approach to construction does not require the reading in of
additional words.
- Alternatively,
if s 8.5(7) applies the consent of a party joined under s 8.15(2) is required
before proceedings can be withdrawn.
Winten and LMCC’s argument fails to
recognise the nature of an appeal and the functions of the Court on appeal.
Appeal proceedings
are not private litigation involving the interests only of an
applicant and the consent authority. A respondent consent authority
usually
represents the public interest. The joinder provisions recognise that there are
circumstances where the consent authority
may no longer sufficiently represent
the public interest so that joinder of other parties is warranted. The role of
third parties
joined in proceedings will be undermined and it would be contrary
to the public interest and the objects of the EPA Act to construe
s 8.5(7) to
allow proceedings to be terminated, despite the issues that such parties have
been permitted to raise not being raised.
A purposive construction tells
strongly against Winten and LMCC’s arguments about lack of utility.
Joinder as a party means
for all purposes, including for the application and
operation of s 8.5(7). Winten is unable to take the benefit of its appeal right
but in the same instance expect the Court to remove the opportunity provided to
NCC to apply to be joined to the proceeding.
- In
reply NCC submitted that if joined as a party Winten would not effectively be
forced to continue litigation as it has the option
of filing a submitting
appearance. NCC reiterated that Class 1 merits appeals are public litigation.
Winten made a tactical decision
to commence the proceeding. In taking the
benefit of the court appeal process, Winten exposed itself to the risk that
another party
would be joined. Further while an objector to designated
development may appeal as of right, a joinder party does not have that right
and
needs to overcome the hurdle of s 8.15(2) in order to be joined. Once this
hurdle is overcome the joined party has all the rights
of any party and may bar
withdrawal of the proceeding either because s 8.5(7) does not apply to matters
involving a joined party,
or because withdrawal would require NCC’s
consent.
Application of s 8.5(7)
- Well-established
principles of statutory construction include that an instrument must be read as
a whole so as to give effect to all
sections wherever feasible: Project Blue
Sky Inc v Australian Broadcasting Authority (1998) 194 CLR 355; [1998] HCA
28 at [69]- [70]. Where individual words require construction, their
ordinary meaning must be considered in context: Cooper Brookes (Wollongong)
Pty Ltd v Federal Commissioner of Taxation [1981] HCA 26; (1981) 147 CLR 297 at 305 cited
in Roden v Bandora Holdings Pty Ltd [2015] NSWLEC 191 at [42], Sydney
Seaplanes Pty Ltd v Page (2021) 106 NSWLR 1; [2021] NSWCA 204 at [25]- [41].
The consideration of context is discussed in Alcan (NT) Alumina Pty Ltd v
Commissioner of Territory Review (NT) (2009) 239 CLR 27; [2009] HCA 41
(Alcan) at 46-47 (Hayne, Heydon, Crennan and Kiefel JJ) extracted below
(footnotes omitted):
[47] This Court has stated on many occasions that the task of statutory
construction must begin with a consideration of the text
itself. Historical
considerations and extrinsic materials cannot be relied on to displace the clear
meaning of the text. The language
which has actually been employed in the text
of legislation is the surest guide to legislative intention. The meaning of the
text
may require consideration of the context, which includes the general
purpose and policy of a provision, in particular the mischief
it is seeking to
remedy.
- Words
will not be added into the reading of a provision unless the words address
simple, grammatical drafting errors which would defeat
the object of the
provision if uncorrected: Taylor at [38]. The application of these
principles mean NCC cannot succeed in its statutory construction arguments.
- NCC’s
first construction submission appeared to be that because of the introduction of
s 8.15(2) into Div 8.3 of the EPA Act
simpliciter that s 8.5(7) cannot apply if
a party is joined under s 8.15(2). That submission is difficult to understand in
that no
principle of statutory construction appears to support that submission.
Relying solely on legislative context for the policy underpinning
the role of
parties joined in proceedings under s 8.15(2) such as second reading speeches
and an object of the EPA Act supporting
community participation cannot alone
inform statutory construction in the absence of any indication in the text that
this is the
effect of s 8.15(2) on s 8.5(7). Similarly NCC’s submission
that merits appeals are public litigation does not alone assist
in the statutory
construction required here. Such an approach is contrary to Alcan in [42] above. Additional
reasons for why this approach is incorrect are provided below.
- Secondly,
NCC submitted that if s 8.5(7) does apply, a party joined under s 8.15(2)
must also give consent to a withdrawal of a merits
appeal and can withhold that
consent.
- These
arguments are not accepted for several reasons. Firstly, the wording in s 8.5(7)
is unambiguous in referring to a consent authority
and an applicant. Under s
8.5(7) a consent authority is entitled to have an appeal withdrawn with the
consent of an applicant. Consent
authority is defined for the purposes of the
EPA Act in s 4.5(b) as relevantly ‘in the case of development of a kind
that is
declared by an environmental planning instrument as regionally
significant development—the Sydney district or regional planning
panel for
the area in which the development is to be carried out’. Applicant is not
defined in the EPA Act. The term appears
in several sections of the EPA Act and
would generally mean in Pt 8 an applicant for development consent in, for
example, s 8.7(1).
A third party joined as a party pursuant to s 8.15(2) is
joined as a respondent. It is therefore difficult to see how such a respondent
has a role under s 8.5(7) in providing or withholding consent to withdrawal of
an applicant’s appeal where the entitlement
rests with a consent
authority.
- Secondly,
that s 8.15 (joinder of party) appears in the same Part as s 8.5 (Pt 8) does not
provide any statutory construction basis
for not applying the plain meaning of
these terms in the absence of any statutory indication that something else
should be done.
- Thirdly,
NCC submitted that no words were necessary to be read into s 8.5(7) to give
effect to its construction and did not propose
any. As Winten submitted
NCC’s approach does require words to be read into the subsection if the
drafter intended that a party
joined under s 8.15(2) has a role under s
8.5(7). No ‘gap’ exists to be filled in this manner. Any words would
do far
more than correct a slip or minor drafting error contrary to
Taylor. As Winten submitted explicit amendment to expand the application
of the subsection to new parties joined under s 8.15(2) is needed
if the
subsection is to apply to them.
- Fourthly,
to the extent the legislative history of the provisions can illuminate, as
Winten submitted, the inclusion of s 8.15(2)
in Div 8.3 Appeals –
development consents in the EPA Act was not accompanied by any change in s
8.11(4) or s 8.5(7) in Div
2 Reviews. This history supports Winten’s
construction.
- Fifthly,
a general statement that a party once joined under s 8.15(2) is joined for all
purposes, including the application of s 8.5(7),
does not assist in the
statutory construction of words with clear meaning. An extension of this
submission by NCC is that if it can
continue the appeal commenced by Winten that
Winten could file a submitting appearance in its own appeal. Such an outcome is
not
in accordance with the statutory scheme for appeals which are able to be
commenced by applicants for development consent. That a
party seeking to join in
a development appeal must overcome the hurdle of s 8.15(2) does not change the
nature of the appeal by an
applicant. Winten and LMCC contrasted the appeal to
which NCC wishes to join as a party with the rights of objectors to designated
development enabled by s 8.8(2) to appeal against a determination to grant
development consent. The two statutory appeal processes
are quite different. A
party relying on s 8.15(2) must be joining an existing appeal commenced by an
applicant under s 8.7(1). That
scheme is not the same statutory scheme which
enables objectors to designated development to appeal under s 8.8(2).
- Turning
to the application of s 8.13(1), the section has no application in the
circumstances of this matter. That subsection applies
where an appeal is made
against a grant of development consent. The appeal commenced by Winten was
commenced as and remains an appeal
against the refusal of a DA, regardless of
whether a review under s 8.3 has resulted in a grant of development consent as
provided
by s 8.5(4). Section 8.13(1) does not apply whereby Winten’s
consent ceases to have effect. The example provided by NCC of
an applicant for
development consent wishing to appeal against the conditions of development
consent, which would enliven s 8.13(1),
is not the circumstances of this case.
Winten does not wish to appeal against the development consent conditions
imposed on it.
- References
by NCC to the Applicant making a tactical decision to commence an appeal to
avoid the limitation in s 8.3(2) of the EPA
Act and thereby enlivening the
operation of s 8.15(2) are not helpful in informing the statutory construction
required.
Impact on NCC NOM
- I
will now briefly consider the NCC NOM. Under s 8.15(2) the Court may join a
person to a Class 1 appeal if the Court considers that
an issue would not
otherwise be considered or sufficiently addressed, or it is in the interests of
justice or the public interest
to do so. NCC supported its NOM with an affidavit
of Ms Kolatchew executive manager legal and governance for NCC dated 5 December
2023 who submitted that the matters which would not be properly addressed by
Winten and LMCC were the impact of the Property on current
and future operation
of the Summer Hill Waste Management Centre (SWMC), implications of traffic
routes utilised for the waste vehicles
associated with the SWMC, adverse amenity
issues for future residents of the Property and the operational functions of the
SWMC and
satisfaction of the Further Environmental Assessment Requirement 1.16
of the Concept Approval. NCC submitted that s 8.15(2) is satisfied,
as the other
parties accepted, and further that NCC should be joined as a party as it serves
the public interest and the interests
of justice to do so. Continuation of the
appeal has utility as NCC has contentions to raise which will otherwise not be
heard as
LMCC no longer proposes contentions at all.
- Accepting
that s 8.15(2) can be applied to NCC, my finding on the construction of
s 8.5(7) means that joinder of NCC as a party is
inutile as there will be
no proceeding to join if prayer 1 of the LMCC NOM is made or the proceeding is
withdrawn by Winten without
the need for a court order. I will not be making an
order that NCC be joined as a party.
- Winten
also submitted that the Court lacked jurisdiction to determine the NCC NOM as
the Court’s jurisdiction in a Class 1 appeal
is dependent on the
dissatisfaction of an applicant with the determination of a consent authority
under s 8.7(1). The Renner Affidavit
confirms that Winten is now satisfied with
the determination of the Panel on review to grant development consent and does
not wish
to continue its appeal. NCC’s NOM has been on foot since 7
December 2023 and had it been determined on or shortly after the
first return
date of 14 December 2023 the Court would have had jurisdiction to join NCC.
Whether it is correct to state that the
Court does not have jurisdiction to
consider the NCC NOM is not necessarily obvious in light of the statutory
scheme. As it is not
strictly necessary to resolve whether the Court presently
lacks jurisdiction to consider the NCC NOM I do not do
so.
Operation of s 8.5(7)
- The
final matter to consider is the operation of s 8.5(7) in relation to how
withdrawal of the Class 1 appeal should take effect.
The wording of s 8.5(7) is
interesting given its use of the word ‘withdrawn’. The operation of
s 8.5(7) has not apparently
arisen before. As an applicant makes an application
to commence a Class 1 appeal it would be expected to be the party that withdraws
the appeal. The equivalent provision exists in s 8.11(4) where there is a deemed
refusal giving rise to an appeal right and a consent
authority determines to
approve a DA after the appeal period has ended. The parties did not refer to any
cases where either subsection
has been considered.
- Subsection
8.5(7) states that a consent authority the respondent in an appeal has a right
to an appeal being withdrawn subject to
an applicant’s agreement inter
alia. Whether a court order to that effect is necessary, or an applicant can
file a notice of
withdrawal of proceedings without further action being required
by the Court, as Winten and LMCC submit, remains a question to determine.
Either
approach achieves the outcome contemplated by the subsection in that both
approaches result in the proceeding being withdrawn.
As Winten submitted the
ability of the consent authority to have a withdrawal of proceedings effected
can be contrasted with an application
to the Court to discontinue proceedings
enabled by r 12.1 of the UCPR. That rule provides a mechanism whereby a
plaintiff can file
a notice of discontinuance with the consent of the parties or
with leave of a court. Where agreement cannot be reached amongst parties
leave
of a court may well be needed to file such a notice. The mechanism provided in s
8.5(7) does not contain any reference to the
Court having a role.
- The
use of the word entitlement, submitted to mean a legal right or statutory
entitlement without further order or grant of leave
by the Court being necessary
(see above in [22]),
is a benefit held by a consent authority. In Sterling Engineering Co Ltd v
Patchett Viscount Simonds at 545 and Lord Reid at 546 identified that
‘entitled’ in a particular statutory context concerning
patents is a
matter of legal right. In Lake Macquarie City Council v Luka at [36] the
Court of Appeal (Handley JA, Sheller and Stein JJA agreeing) considered the
meaning of ‘entitled to use’
in the context of when a public road
came into existence, holding this connotes use by right not by permission.
Accepting the cautions
concerning the use of dictionary definitions expressed by
Mason P in House of Peace Pty Ltd v Bankstown City Council (2000) 48
NSWLR 498; [2000] NSWCA 44 at [28], Oxford English Dictionary (online ed,
March 2024) defines ‘entitlement’ as ‘a legal right or just
claim to do, receive, or possess something’.
- The
above authorities and the dictionary definition of entitlement confirm the legal
significance of the term entitlement operating
for the benefit of a consent
authority in s 8.5(7). Contrasting the provisions of s 8.5(7) with r 12.1 in the
UCPR highlights the
absence of reference to a court playing a role in the
context of that section. All these matters suggest that no court order is needed
to effect the withdrawal of an appeal under s 8.5(7) provided an applicant
consents. The withdrawal of a proceeding is without prejudice
to costs and in
the absence of agreement about these a separate application to the Court may
need to be made before the notice of
withdrawal can be effected. However I do
not consider that means the Court must effect the withdrawal by the making of an
order.
This conclusion means that there is no need to make the order identified
in prayer 1 of the LMCC NOM. My finding is sufficient to
found a basis for
Winten to file a notice of withdrawal of the Class 1 appeal.
- I
note for completeness that in support of the Court making an order allowing
withdrawal of the appeal if that was deemed the appropriate
course, Winten and
LMCC referred to Australian International Academy of Education Inc v Hills
Shire Council [2011] NSWLEC 208 a Class 1 appeal against a deemed refusal of
development consent. Biscoe J had to determine if leave to discontinue should be
granted
when shortly before the hearing a planning panel granted development
consent and the applicant filed a NOM for leave to discontinue
the appeal. The
respondent council contended that leave should be granted subject to the
applicant accepting an additional condition
of development consent. Biscoe J
granted the applicant leave to discontinue unconditionally. His Honour held that
‘the alternative
of refusing leave, thus pressuring the applicant to
litigate for days the merits of the development application which the consent
authority has determined in its favour, would neither be fair to the applicant
nor in the public interest’ (at [14]). While
not directly applicable given
my earlier finding that no court order is needed the same broad consideration
does apply to Winten’s
circumstances in that it should not be forced to
litigate further a development consent which it has already obtained through the
mechanism of review provided in the EPA Act.
Costs
- In
Class 1 proceedings the Court is not to make an order for costs unless the Court
considers it fair and reasonable to do so, per
r 3.7(2) of the Land and
Environment Court Rules 2007 (NSW) (LEC Rules). Circumstances in which the Court
might consider a costs order to be fair and reasonable are set out under r
3.7(3).
- LMCC
and Winten seek their costs from 20 December 2023 the date of the grant of
development consent by the Panel following the review
application. LMCC read the
affidavit of Ms Walker solicitor dated 16 January 2024 annexing an email dated
10 January 2024 from LMCC
to Winten and NCC, stating that LMCC, if obliged to
take steps to resolve the matter, intended to seek its costs of both the NCC
and
LMCC NOMs. An email dated 10 January 2024 from Winten to NCC and LMCC stated
that if NCC did not withdraw the joinder application
by 12 January 2024, Winten
would seek its costs of the NOMs from NCC.
- LMCC
submitted that its motion was reasonable in the interests of clarifying the
application of s 8.5(7). Winten and LMCC rely on
r 3.7(3) of the LEC Rules on
the basis that the NOMs concern legal issues.
- NCC
submits that costs should not follow the event or that it is not fair and
reasonable that its costs be paid. As NCC submitted
the circumstances are
unusual, and the interaction of the present statutory provisions appears not to
have been judicially considered
before. Their operation is important to the
legislative scheme in the EPA Act. Such considerations inform the evaluative
function
called up by r 3.7 of the LEC Rules which identifies matters that the
Court in its discretion may consider.
- But
for the undertaking proffered by Winten on 14 December 2023, NCC would have
pressed to have its joinder motion determined on that
day and in all likelihood
would have been joined as a party.
- Weighing
up all these circumstances the appropriate costs order is that each party pay
its own costs.
- For
complete clarity, I am dismissing the NCC NOM and I am making an order that each
party pay its own costs in both NOMs. No further
order is made in the LMCC
NOM.
Orders
- The
Court orders that:
(1) Newcastle City Council notice of motion dated 7 December 2023 is dismissed.
(2) Each party pay their own costs of the notices of motion dated 7 December
2023 and 17 January 2024.
**********
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