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Supreme Court of New South Wales |
Last Updated: 23 August 2007
NEW SOUTH WALES SUPREME COURT
CITATION: R v Barton [2006] NSWSC 1495
CURRENT JURISDICTION:
FILE NUMBER(S):
2005/1623
HEARING DATE{S): 08/06/2006
DECISION DATE:
08/06/2006
PARTIES:
Regina
James Harry Barton
JUDGMENT
OF: Buddin J
LOWER COURT JURISDICTION: Not Applicable
LOWER COURT FILE NUMBER(S): Not Applicable
LOWER COURT JUDICIAL OFFICER:
Not Applicable
COUNSEL:
D Howard SC (Crown)
Ms D Yehia
(Accused)
SOLICITORS:
S Kavanagh (Solicitor for Director of Public
Prosecutions)
Legal Aid Commission (Accused)
CATCHWORDS:
Charge of murder - Crown relies on fact that deceased blackmailed accused as
providing motive for his death - objection to tender
of evidence concerning
subject matter of blackmail
ACTS CITED:
Evidence Act
DECISION:
Objection to evidence concerning subject matter of blackmail
upheld.
JUDGMENT:
IN THE SUPREME COURT
OF NEW SOUTH WALES
COMMON LAW
DIVISION
BUDDIN J
THURSDAY 8 JUNE
2006
1623/2005 - REGINA v JAMES HARRY
BARTON
JUDGMENT – Admissibility of evidence concerning
subject matter of blackmail
1 HIS HONOUR: Objection was taken
on behalf of the accused to certain evidence upon which the Crown seeks to rely
at his trial. The accused is
charged with a number of offences. The first
count charges him with the murder of M. between 2 and 5 September 2004. He is
also
charged with the murder of M.’s three-year-old daughter, N., between
3 and 6 September 2004. He is further charged with having
attempted to murder
M.’s five-year-old son, J., on 4 September 2004. In the alternative to
that count, he is charged with
maliciously destroying property intending thereby
to endanger the life of J. (Because N. and J. were children it is necessary to
protect their identity and that of other family members).
2 For the
purposes of this application I have been provided with a document entitled Crown
Case Statement, together with a number
of statements of witnesses. Set out
below, with some minor modifications, are extracts from the Crown Case
Statement. It is common
ground that it provides the necessary factual
background for the purposes of the present application:
At approximately
11.30 pm on 4 September 2004 police were notified of a fire at a residence at 9
Gem Place, Springdale Heights a suburb
of Albury, New South Wales. A number of
phone calls were made by neighbours to 000 alerting emergency services to the
fire.
Police, Fire Brigade and Ambulance services attended as did various
neighbours and onlookers.
The fire had taken hold and the house was badly
damaged.
Witnesses told police that a man was seen at the house while the
fire was raging. This man got into a tray top utility which was
parked at the
side of the house and was seen to drive to the front of the house where he
parked it. Onlookers recognised this man
as a visitor to 9 Gem Place and asked
him about the whereabouts of the children who resided in the house. The man,
the Accused James
Barton said that the children were inside the house. Children
could be heard to be screaming. Barton walked to the side or rear
of the house
and broke a window and retrieved the male child, J. Barton took J. away and
gave him to a neighbour who took J. to
her house where she tried to treat the
burns.
A child was still heard to be screaming. A young man tried to get
into the house and was able to enter the house. However he was
driven back by
the smoke and the flames.
While the fire was still burning Fire Brigade
officers wearing breathing apparatus entered the house but were unable to locate
anybody.
The Fire Brigade was able to extinguish the flames and eventually a
more extensive search of the house was conducted by Fire Brigade
personnel.
During this search the body of an adult male was located under debris in the
remains of the lounge room area. The body
of the adult male had a wound to the
rear of his head. At post mortem this was identified as a gunshot wound. There
was a bullet
embedded in the wound with fragments of bullet in the surrounding
tissue. The body of a child was also discovered in the house.
These
bodies were later identified as being those of M., the resident of 9 Gem Place,
Springdale Heights and his 4 year old daughter,
N. The young boy who was
removed from the burning house was J., aged 5, the son of M. N. and J. resided
at this address with their
father. Their mother, K. had left the family some
years previously and was residing in Queensland. She had no contact with her
children or with M.
Barton was taken to the Albury Police Station in the
early hours of the morning of 5 September 2004 and was interviewed for a number
of hours. He told the police that he had attended 9 Gem Place about 10.00 am
– 10.30 am on 4 September 2004. The children
were there but they did not
know where their father was. Barton said that he made the children some
breakfast and dressed them.
He then took them to his place at Wodonga for a
short while and then to McDonalds for lunch. He said that in the afternoon he
took
them to the weir on the Waterworks and then back to McDonalds for dinner.
He then took them back to their house around 5.30 - 6.30
pm or maybe later. He
said that he was sorting out things in the house and in the yard to take to the
Sunday market stall which
he operated with N. Barton said that the children had
a bath and changed into their nightclothes following which they all settled
down
to watch a movie “Merlin” on the television. Barton said that N.
was going to sleep before the movie finished so
he told her to go to bed. J.
watched the movie to the end and then went to bed. Barton said that he then
went outside to sort things
for the market. While he was outside he heard a
noise like “poof” and the house exploded with fire. Barton told the
police that N. kept a lot of flammable material in the house for his leatherwork
and glass engraving and other hobbies.
Police interviewed Barton for
almost three hours and he was released. An investigation commenced and police
became aware that Barton
had been financing N. in business and that he had
purchased vehicles for him. A fire investigator, Inspector Garry Malpass of the
NSW Fire Brigade, examined the scene on 5 and 6 September 2004 and provided a
report in which he expressed the opinion that the fire
had been deliberately
lit. At an early stage it was determined that N. had been shot in the
head.
On 13 September 2004 Barton was arrested and was taken to the
Albury Police Station where he was questioned in the presence of a solicitor.
Barton brought with him to the interview a large amount of material to support
his contention that he had been for many years blackmailed
by N. He told police
that on the evening of Friday 3 September 2003 there had been an argument with
N. in which N. had demanded
more money. The children were in bed asleep at this
time. N. left the room and came back with a rifle which he held to
Barton’s
head. Barton said that a dog barked. He said that N. dropped
the gun, whereupon he rushed at him and tackled him. He said that
he fell back
against the table where the chemicals were. Barton said he grabbed the gun and
pointed it at N. and then pulled the
trigger. Barton said that he threw a
sleeping bag or doona over N., waited there for an hour and then went back to
his home in Wodonga.
Barton said that he returned to Gem Place on the Saturday
morning. He said that the children were up. He gave an account of the
events
of the day which is consistent with what he told the police in his earlier
interview. He said that they watched the movie,
he was outside after the movie
finished and that the house went up in flames. Barton told the police that he
had moved the utility
from the side to the front of the house so that the fire
brigade could get in and also because someone told him to do so. It was
after
he moved the utility that he went back into the house and got J. out.
3 I
was informed that the accused, consistently with what he told police in his
interview on 13 September 2004, admits that he shot
and killed M. during the
course of an argument. His case is that in doing so, he was acting in
self-defence. So far as the other
counts are concerned, I was informed that
the accused will deny that he lit the fire, and indeed may put in issue the
Crown‘s
contention that it was deliberately lit.
4 So far as the
alleged murder of M. is concerned, the Crown will rely upon various pieces of
evidence to demonstrate that the accused
was not acting in self-defence. I am
told that it will point to the improbability of the accused’s version as
to how the fatal
incident occurred. The Crown will contend that it contains
internal inconsistencies. Moreover, the Crown will rely upon evidence
that the
firearm which was used in the shooting, which the accused said was produced by
the deceased, was located at the accused’s
premises. It was apparently
found concealed under a mattress in a bedroom. Ammunition capable of being used
in that firearm was
also found at the accused’s premises. When first
spoken to by police, the accused was found to be in possession of 3 bullets
of a
similar kind. The deceased was also found to have injuries upon him which were
consistent with having being caused by the blunt
part of the firearm. The
firearm was damaged in a way which suggested that it could have been used to
inflict the blunt force injuries
sustained by the deceased. The
deceased’s blood was also located upon the firearm. From all that
evidence the jury will be
invited to reject the accused’s version of
events relating to the shooting of the deceased.
5 The Crown will also
rely upon the accused’s conduct following the incident. That will include
what he did both that evening
and the following day. The Crown will also point
to the fact that the accused falsely denied knowing the whereabouts of the
deceased
when first spoken to by police. Nor, of course, did he admit that he
had killed him when first spoken to. The Crown will also invite
the jury to
infer that the accused deliberately lit the fire in order to conceal the fact
that he had killed the deceased and to
conceal any evidence that may have
incriminated him in his death.
6 The Crown’s case is that the
fire was also intended by the accused to take the lives of the children in order
to prevent them
from providing information to the authorities which might
implicate him in their father’s death. I am informed that the Crown
will
lead evidence from which the jury will be asked to infer that the accused
administered methadone to sedate the children prior
to their going to bed that
evening. The Crown will seek to prove that the accused ensured that he was
outside the premises at the
time when the fire started and that he apparently
did nothing, at least initially, to rescue the children from the house once it
started. In other words, so far as the offences said to arise from the lighting
of the fire are concerned, the Crown relies upon
both motive and
opportunity.
7 The Crown also relies upon motive in support of its case
that the accused murdered M. Put simply, the Crown case is that the accused
was
motivated to kill the deceased because for a number of years the deceased had
been blackmailing the accused, a course of conduct
which the Crown alleges the
accused wished to bring to an end. It is to that body of evidence that the
present objection relates.
The subject matter of the blackmail was adverted to
by the accused in his interview with police on 13 September 2004. The following
exchanges occurred in that interview:
Q180. What was M. blackmailing you
against?
A C. We went out camping once, I had a few too many, I attempted to
touch this young kid, I stopped when he said, and from then on,
M. has sort of,
I’ve been paying M. to be quiet.
Q 181. How old was this young
kid?
A 11.
Q.210 Reading the note onto the record. To S, M. has been
blackmailing, sorry blackmailing me since about mid 1994, because of what
I did
to C. Fantasylink shut down because M. could not stay away from drugs and his
gambling. I lost over $16,000, Doug Richardson
lost his home over it, M. lost
nothing. I could do nothing because of C., what M. has on Doug, I don’t,
I do not know, Doug
did nothing when he lost his home. All the bail money I
gave you was spent by M., the cars and 4-wheel drive vehicles were paid
for by
me, M. is always putting his hand out for money. M. has even told me about what
he did to D., his brother, and as he puts
it, in gaol, does not worry him but he
has said that I will keep paying him every time he want some money, even when I
had my ---
A Gall bladder.
Q211 --- gall bladder removed in
hospital ---
A Yeah
Q212 --- he still came around with his hand
out wanting money, the very day I got out, and I have been paying M. every week
since
then, anything from $50 to $100 every week, money for a new shop in Mate
Street, a different ink and the paper the, I then had to
pay all bills for the
shop as well as sign a form saying I’ll pay him $20,000 and buy him a
Mazda Bravo ute, rego number Y-U-C-2-7-2,
or Y-V-C-2-7-2, my mother died so he
said I could pay him up to, the note continues, Mum died in hospital on
20.04.04, Mark said
I could sell the house to pay him the money or he would tell
the police about C.
Q269. How was M. able to blackmail you in relation to
the C. matter?
A Well, he was there when it happened. Camping, drinking.
He said stop it and I did.
Q270. Who said stop it?
A C. And then
everything was alright for a couple of months, then the business started to go
downhill.
8 In addition, the accused provided investigating police with
numerous documents purporting to be records of money advanced to the
deceased
because of the blackmail. Indeed, the words “Blackmail over C.”
were written by the accused on a number of
the documents. The accused provided
the police with a note in which he had written: “M. has been blackmailing
me since about
mid to late 1994 for what I did to C. M. has been paid over
30,000 dollars...he also got me to sign a bit of paper to say that I
owe him
money for wages to sum (sic) of $20,000 for the shop in Mate St Albury as well
as pay all bills from the shop all because
of what I did to
C.”
9 The accused’s attitude to having been blackmailed is
quite apparent. In the same ERISP interview he said:
A 51: ...I was sick
of this, sick of this blackmail, sick of all this, what was going on, my mother
had just died, he was real, getting’
real paranoid, because of the drugs
he was on, the week before that, he shoved a syringe in me finger with blood on
it, and said
there you are prick, welcome to the Hep C club. Now I’m not
fucking around any more, you’re going to start payin’
me more
money...
10 As I understand the situation, the accused and the deceased
had known each other for many years and were in regular contact with
one
another. They had been partners in various business ventures, which included
running a stall at a weekly market in Albury at
the time of M’s death. As
I have said, the accused had been providing financial assistance to the deceased
for various ventures
over an extended period of time. Indeed, the deceased was
due to pick up a Toyota Hilux vehicle from a local dealer on the day after
he
was shot. The deceased informed the dealer that the accused would be paying for
the vehicle. Furthermore, the accused’s
mother had died recently and he
was expecting to inherit property from her estate. The deceased was aware of
that fact and was pressuring
the accused in the hope of obtaining further
moneys, from the proceeds of the estate.
11 Ms Yehia, who appears on
behalf of the accused, readily concedes that the fact that the accused was being
blackmailed is of significant
probative value because it is capable of providing
the accused with the motive not only to kill the deceased, but also to do so
with
the requisite intention to constitute the offence of murder. Counsel also
concedes that evidence of the length of time over which
the blackmail had
extended and the amounts of money involved are also relevant. That is because
that evidence demonstrates the significance
which the accused attributed to the
subject matter of the blackmail and the lengths to which he was prepared to go
to prevent the
information from becoming public.
12 Objection however is
taken, pursuant to s 137 of the Evidence Act, to the Crown leading the
subject matter of the blackmail. Section 137 is in the following terms:
In a
criminal proceeding, the court must refuse to admit evidence adduced by the
prosecutor if its probative value is outweighed by
the danger of unfair
prejudice to the defendant.
13 In essence, it is submitted that the
probative value of the evidence is outweighed by the danger of unfair prejudice
to the accused.
The proper approach to the determination of that question was
enunciated by the Court of Criminal Appeal in R v Blick [2000] NSWCCA 61; (2000) 111 A Crim
R 326. Accordingly, objection is taken to the evidence of the admissions made
by the accused in his ERISP, to which reference was made
earlier. In addition,
objection is taken to evidence of representations made by the deceased to
various witnesses that he was blackmailing
the accused because the latter had
behaved in a sexually inappropriate manner towards a young boy a number of years
earlier.
14 The accounts given by the various witnesses as to the nature
of the representations made by the deceased vary considerably. Ms
Yehia in her
submissions described the situation in the following terms:
Brent Clarke
states that the deceased told him that the accused had “molested” a
boy. Barbara Elliott was told that the
“...young boy had initiated
something sexual with Jamie and that Jamie didn’t stop”. Sophia
Laven states that
the deceased told her that the accused “...had once done
something to a 7 year old boy when they were on a camping trip”.
Kerrianne Russell was told that the accused had been “...caught with a
minor”. In his ERISP the accused refers to his
conduct as
“attempting to touch this young kid”.
15 In the
circumstances, it is far from clear that the accounts can be regarded as all
relating to the single incident concerning
the young boy (C.) about which the
accused made admissions. It is pertinent to observe that the young boy in
question did not make
any complaint about the incident at the time. Indeed, in
a statement to police made many years later (by which time he was an adult)
the
alleged victim denied having been “touched in an inappropriate way”
by the accused. He described thinking that what
had happened “was a
massage sort of thing”.
16 The accused submits that the material
relating to the subject matter of the blackmail is of little probative value
when considered
in the light of the remainder of the material upon which the
Crown is able to rely (and in respect of which, as I have said, no objection
is
taken). It is submitted that what is important is the state of mind of the
accused and the strength of the motive which the accused
had to kill the
deceased. That is demonstrated, it is submitted, by the significance which the
accused attached to the fact that
he had been, and continued to be, blackmailed.
It is submitted that the critical issue is the extent of the hold which the
deceased
had over the accused and the lengths to which the accused was prepared
to go to keep the matter quiet. Those matters can readily
be inferred, so it
was submitted, from the length of time over which the blackmail had been going
on and the not inconsiderable sums
of money which had been paid as a consequence
of it.
17 Moreover, the answers which the accused gave in his ERISP
suggest that the accused had reached a point of despair and frustration
about
the continuing demands to which he was being subjected by the deceased. The
subject matter of the blackmail had not changed
over the years. What had
changed were the renewed demands made by the deceased, in the context of the
other matters to which the
accused referred in his interview with police. It
was those matters, so it was submitted, which were capable of giving rise to the
inference that the accused had become sufficiently exasperated to be prepared to
kill the deceased.
18 In those circumstances, it was submitted that
given that the additional material had only very limited probative value, all
that
remained was unfair prejudice. It was submitted that a jury could scarcely
be expected to be other than prejudiced by evidence that
the accused had
behaved, or attempted to behave in a sexually inappropriate fashion towards a
young boy. The Crown submitted that
the jury would not reach such a conclusion
because the incident was, particularly in light of C.’s statement, a
relatively
minor one which had occurred many years ago. Indeed, the Crown
indicated that it was prepared to confine the evidence which it would
lead from
other witnesses to the evidence of misconduct admitted to by the accused.
19 However, even assuming that it was possible for it to so confine the
evidence, it is still not easy to reconcile the Crown’s
submission that
the accused’s conduct was not particularly serious (as these matters go)
with its contention that the evidence
had real probative value. In any event, if
the incident in question was to be regarded as only relatively minor, then one
may ask,
rhetorically, why the accused would continue to allow himself to be
blackmailed to the extent which he had been. In my view, there
is a real danger
that a jury would reason from all the circumstances that the hold which the
deceased had over the accused indicated
that the extent of the accused’s
misconduct went well beyond the one isolated incident. Indeed, the flavour of
the totality
of the representations made by the deceased is capable of
supporting such a view.
20 Of even greater concern, so it is submitted,
is the risk that the jury may speculate that the accused had interfered with the
young
children of the deceased, and that in an endeavour to cover up those
offences had set fire to the house with them in it. There is
certainly evidence
that they were from time to time in his care, including during the entirety of
the day of the fire. I note, in
passing, that contained within the
representations made by the deceased are suggestions that the accused had indeed
interfered with
the children. The Crown says that such a suggestion forms no
part of its case and that it would be prepared to indicate as much
to the jury.
21 The case which the Crown presents in respect of counts 2 and 3 is
somewhat disturbing. It contends that the accused, a person
of apparently
stable mind, deliberately and callously set fire to a house knowing full well
that there were young children inside.
The evidence to which objection is taken
suggests that the accused has in the past shown such indifference to another
young person
as to be prepared to sexually exploit him. In my view, were the
impugned evidence permitted to be led there is a real risk that
the jury,
notwithstanding being directed not to do so, would engage in an impermissible
line of reasoning to the effect that a person
who is prepared to engage in a
morally repugnant and sexually exploitative way towards one child, is also
likely to be prepared to
conduct himself in the fashion alleged against the
accused in counts 2 and 3.
22 The Crown referred to a number of
authorities including Harriman v The Queen [1989] HCA 50; (1989) 167 CLR 590; R v
Kovacs [2000] NSWCCA 74; (2000) 111 A Crim R 374; R v Clark [2001] NSWCCA 494 and R
v Quach [2002] NSWCCA 519. In my view, they provide little assistance in
the resolution of the present case. It may be accepted, as those cases
demonstrate,
that prior discreditable acts of a person, even those of a criminal
nature, may be admissible if they bear, in the relevant sense,
upon a fact in
issue. In most of the authorities referred to, the evidence in question acted
to illuminate the true nature of the
relationship between the accused and
another person. The real issue in the present case, however, is the application
of s 137 of
the Evidence Act in circumstances in which there is likely to
be considerable evidence about the nature of the relationship between the
accused and
M..
23 Finally, the Crown submitted that it anticipated that
an issue may arise to the effect that the accused was acting under provocation
when he killed M.. Counsel for the accused indicated that such an issue may
arise depending upon how the evidence unfolded. I would
not regard that as a
sufficient foundation for permitting the evidence to be led. I am not
persuaded, for the reasons which I have
already given, that the issue of
provocation would alter matters even if it did arise.
24 It was for those
reasons that I upheld the objection.
**********
Amendment to judgment
Originally there was a non-publication
order in place in relation to these reasons but that order has now been
vacated.
LAST UPDATED: 17/07/2007
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