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[2013] NSWSC 696
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Al-Shennag v Woodcock [2013] NSWSC 696 (3 June 2013)
Last Updated: 11 June 2013
Case Title:
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Al-Shennag v Woodcock
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Medium Neutral Citation:
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Hearing Date(s):
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8 December 2011, submissions and further evidence closed 22 February
2012
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Decision Date:
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03 June 2013
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Before:
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McCallum J
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Decision:
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Proceedings dismissed
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Catchwords:
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PROCEDURE - application to have proceedings dismissed for failure to comply
with directions and want of due despatch - where plaintiff
representing self -
numerous ill-conceived interlocutory applications and extensions of
timetable
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Legislation Cited:
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Cases Cited:
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Category:
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Interlocutory applications
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Parties:
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Abdullah Al-Shennag (plaintiff) Statewide Roads (first defendant)
Bill Woodcock (second defendant)
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Representation
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- Counsel:
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Counsel: M White (defendants)
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- Solicitors:
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Solicitors: (Plaintiff self-represented) Norton Rose
(defendants)
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File Number(s):
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2005/269387
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Publication Restriction:
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None
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JUDGMENT
- These
are proceedings for defamation commenced by Mr Abdullah Al-Shennag arising out
of the publication of a report prepared for Bankstown
City Council by Mr Bill
Woodcock. Mr Al-Shennag is a civil engineer. At the time Mr Woodcock provided
his report to the Council,
Mr Al-Shennag was employed by the Council as a senior
engineer in its Civic Services Group. Mr Woodcock is also an engineer. He was
retained by the Council as an independent expert to assess the engineering
conditions imposed on three development applications that
had been assessed and
processed by Mr Al-Shennag.
- The
proceedings are governed by the Defamation Act 1974 (now
repealed).
- Mr
Al-Shennag initially sued two defendants, Mr Woodcock and a company, Statewide
Roads Limited. Statewide Roads Limited was the ultimate
holding company of the
company which employed Mr Woodcock as a consultant specialist engineer. Judgment
has been entered in its favour
and accordingly Mr Woodcock is the only remaining
defendant to the proceedings.
- Mr
Woodcock's report was published (by being provided to the Council in accordance
with his retainer) in July 1999. Mr Al-Shennag's
employment with the Council was
terminated on 12 May 2000. He brought proceedings against the Council in the
Industrial Relations
Commission of New South Wales for unfair dismissal. Those
proceedings were dismissed in December 2000. An application for leave to
appeal
against that decision was dismissed by the Full Bench of the Commission in
August 2002.
- These
proceedings were commenced by statement of claim filed on 28 June 2005, shortly
before the expiration of the limitation period
for the action (then 6 years).
The statement of claim was not served until 11 January 2006, more than 6 months
later, by which time
it was no longer valid for service unless an order was made
extending that period: cf rule 6.2(4) of the Uniform Civil Procedure
Rules. It
is not clear from the material before me whether such an order was ever
made.
- Mr
Woodcock now moves the Court for an order dismissing the proceedings for failure
to comply with the Court's directions and for
want of due prosecution of the
proceedings. In the alternative, Mr Woodcock seeks an order dismissing Mr
Al-Shennag's claim for damages
for economic loss as an abuse of process. This
judgment determines those applications.
- The
application to have the proceedings dismissed for want of prosecution is based
on two grounds. First, it is contended that Mr
Al-Shennag has failed to comply
with orders of the Court made to advance the preparation of the proceedings for
hearing. Secondly,
it is contended that Mr Al-Shennag has made a series of
frivolous, embarrassing and futile applications which have dragged out the
proceedings and caused Mr Woodcock to incur unnecessary costs.
- The
application to have Mr Al-Shennag's claim for damages for economic loss
dismissed as an abuse of process is based on Mr Al-Shennag's
unsuccessful claim
for unfair dismissal brought in the Industrial Relations Commission of New South
Wales. In particular, it is submitted
that, although there is issue estoppel
arising from the determination of that claim, the cause of the termination of Mr
Al-Shennag's
employment was squarely in issue in those proceedings and it would
be oppressive to Mr Woodcock to subject him to a re-litigation
of that
issue.
- Before
considering those matters, it is necessary to explain the stage the proceedings
have reached.
Circumstances in which the application is brought
- As
already noted, the proceedings are governed by the now repealed Defamation
Act 1974. Pursuant to s 7A of that Act, the functions of judge and jury were
divided so as to require the jury to determine whether the matter complained of
carried any imputation pleaded by the plaintiff and, if so, whether the
imputation was defamatory: s 7A(3) of the Act. The jury also determined any
issue as to publication. In respect of any imputation as to which those issues
were determined
in favour of the plaintiff, the court and not the jury was then
to determine whether any defences had been established and the amount
of any
damages that should be awarded: s 7A(4) of the Act.
- The
pleading on which Mr Al-Shennag's action is to be determined is his amended
statement of claim filed 29 May 2007. In accordance
with the procedure commonly
adopted in proceedings governed by s 7A, Mr Woodcock initially filed a defence
to that pleading directed only to the issues reserved for the jury under s
7A(3), reserving his further defence pending the trial of those issues (defence
of second defendant filed 9 August 2007).
- The
parties evidently agreed at some point to have the jury issues tried by judge
alone. That hearing nonetheless proceeded in effect
as a separate trial to
determine only those issues.
- The
s 7A(3) trial was held over four days in December 2007 before Walmsley AJ and
determined in an ex tempore judgment given on the final day
of the hearing:
A-S v Statewide Roads Ltd [2007] NSWSC 1472. His Honour found in favour
of Statewide Roads on the basis that it was not a publisher of the report: at
[29].
- As
to the case against Mr Woodcock, there were several issues to be determined. The
first was an issue of identification. The report
did not name Mr Al-Shennag,
referring to the person who processed the three development applications in
question only as "a member
of staff" of the Council. In his amended statement of
claim, Mr Al-Shennag identified a number of people to whom the report was
published
who allegedly knew that it was "about the plaintiff". He also pleaded
a series of further contentions which amounted, in substance,
to reliance upon
the grapevine effect.
- Walmsley
AJ found that the report did identify the plaintiff. His Honour
said:
30 As to the question of identification, there were no
extrinsic facts particularised by the plaintiff, but when he sought to adduce
evidence on that issue Mr White, I think very fairly, did not take the point
that the matter had not been particularised. There was,
as I have noted, the
evidence of Mr Woodcock as to his learning the plaintiff was the person about
whom his report was written.
31 I infer that the plaintiff was the person the subject of the material
complained of. I took Mr White to concede that that was a
finding open to me
although he, of course, did not concede it. I find the matter complained of was
of, and concerning, the plaintiff.
- It
is not clear from that passage of the judgment what evidence there was at the
trial as to whether the report was published to any
person who knew any
extrinsic facts from which he or she was able to identify Mr Al-Shennag as the
person whose performance was considered
in the report. Mr Woodcock's evidence as
to his own state of knowledge was of course not capable of determining that
element of the
claim.
- Walmsley
AJ further found (at [32]) that Mr Woodcock published the report and that five
of the imputations pleaded by Mr Al-Shennag
were carried by the report and were
defamatory of him (at [44] to [48]). As to a sixth imputation relied upon by Mr
Al-Shennag, his
Honour found that the imputation was not conveyed in the natural
and ordinary meaning of the words of the matter complained of. An
attempt by Mr
Al-Shennag to rely upon that imputation as a true innuendo (which had not been
pleaded) was rejected (at [49] to [54]
of the judgment).
- The
amended statement of claim also complained of a seventh imputation (imputation
(g)). However, it was acknowledged on the face
of the pleading that imputation
(g) had been added without leave. That imputation was struck out by Nicholas J
on 10 July 2007. I
mention that background only because the pleading has never
been amended to reflect his Honour's ruling.
- The
five imputations found to have been conveyed and to be defamatory
were:
(a) that the plaintiff is an incompetent engineer;
(b) that the plaintiff by reason of his lack of knowledge and ability as an
engineer does not deserve to remain as an employee of
the
Council;
(c) that the plaintiff is a silly engineer;
(d) that the plaintiff's work and actions as an engineer tend to bring a bad
name to all professional engineers;
(e) that the plaintiff is useless for any employment as an engineer.
- Walmsley
AJ entered a verdict for Mr Al-Shennag against Mr Woodcock in respect of those
five imputations. In doing so, his Honour
was perhaps distracted by the language
of s 7A(3) of the Act, which directs the court (in proceedings tried before a
jury) to enter a verdict for the defendant in respect of any imputation
found
not reasonably capable of being conveyed or of bearing a defamatory meaning.
- Mr
Al-Shennag appealed against those aspects of the decision that had been
determined against him. That appeal was dismissed on 12
November 2008:
Al-Shennag v Statewide Roads Ltd [2008] NSWCA 300 at [83]. A cross-appeal
by Mr Woodcock against some of the findings of Walmsley AJ was also dismissed:
at [105].
- In
disposing of the appeals, the Court of Appeal noted that, since the proceedings
were not tried before a jury, his Honour should
not have entered a "verdict" in
favour of Mr Al-Shennag in respect of the five successful imputations. The Court
took the view that
the proper order was:
that there be judgment for [Mr Al-Shennag] against [Mr Woodcock] to the
effect that the imputations pleaded in paragraphs 13(a), (b),
(c), (d) and (e)
of the amended statement of claim filed on 29 May 2007 were conveyed by the
matter complained of and were defamatory
of [Mr Al-Shennag].
- The
Court set aside the orders of Walmsley AJ on that limited basis and substituted
"judgment" in the terms set out above.
- An
alternative analysis of that issue is reflected in the practice in the
defamation list of regarding the jury's (or the court's)
determination of the s
7A(3) issues as being answers to questions anterior to the entry of any
judgment, since it remains to determine whether any defence raised
by the
defendant has been established before a plaintiff is entitled to have judgment
entered in his or her favour. In any event,
the operative orders in the present
case are those made by the Court of Appeal.
- Following
the determination of the appeals on 12 November 2008, the issues that remained
to be determined by the Court in accordance
with s 7A(4) of the Act
were:
(a) whether any defence raised by the defendant (including all issues of fact
and law relating to that defence) has been established,
and
(b) the amount of damages (if any) that should be awarded to the plaintiff
and all unresolved issues of fact and law relating to the
determination of that
amount.
- Mr
Al-Shennag initially claimed damages in the amount of $6,244,149 (paragraph 15
of the amended statement of claim; he purports to
have revised and updated that
claim to $13,382,568 in his reply filed 5 August 2011).
- In
his amended statement of claim, Mr Al-Shennag has provided the following
particulars of damage (reproduced here exactly as appearing
in the
pleading):
Particulars of damage
a. Inability to find employment since being sacked by the Council in May 2000
and resultant loss of almost 7 years of income; this
damage being like to
continue into the future.
b. Economic loss due to have to pass up a plan for the opportunity (LOP) to
get a home loan to buy a family house in the second half
of 1999, when his
employment and employability as a professional engineer became insecure.
c. The loss of any opportunity to gain employment in a position appropriate
to his high qualifications and long experience which might
allow him to earn the
appropriate and a reasonable income.
d. The loss of any prospect or the chance of developing his career and
increasing his work experience, training and income;
e The loss of employer's contributions to his superannuation scheme,
potentially up till retirement at age 65 years; plus its investment
returns
thereon over many years.
f. Distress that has brought him ill-health, pain and suffering, and brought
his family suffering, and severely damages his social
life.
The plaintiff claims:
A. Compensatory damages in the amount of $6,244,154
Particulars:
i. Economic losses
Item
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Description and the type of the economic loss
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Period covered
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Value($)
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Notes
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1.
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Losing of opportunity due to passing up the plan to buy a house for the
family (in the second half 1999) when his employment and employability
became
insecure as a result of the defendants defamatory actions.
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$550,000
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This is the difference in cost of similar house in 1999 and that in
2007.
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2.
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Losing of wages between July 1999 and 2007
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8 yrs
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$989,747
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3.
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Pre-judgment interests on lost wages (99-07) per Sec 94 of the Supreme
Court Acct 1970
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8 yrs
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$93,698
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Rates in schedule 5 of UCPR 2005
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4.
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Employer's contribution to LG's super (12%of wages) between July 2000 and
2007.
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7 yrs
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$118,769
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-
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5.
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Losing superannuation investment returns between July 2000 and 2007
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7 yrs
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$58,977
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-
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6.
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Losing of wages between July 2007 and January 2022
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21.5 yrs
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$3,529,658
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Until retirement at age 65 yrs old
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7.
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Losing Employer's contribution (12% of wages) between July 2007 and January
2022.
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21.5 yrs
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$423,559
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Investment return is not applicable to this period.
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8.
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Out of pocket costs for some (not all) related miscellaneous items.
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$29,746
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All costs to be reviewed in the date of judgment. Not all items are
included here.
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ii. Non Economic loss ($450,000) for his and his family's pain and suffering
due to the related distress and loss of usual social
activities and
happiness.
iii. Pre-judgment Interests under S94 and schedule 5 of the Uniform Civil
Procedures Rules (UCPR) of 2005, as applicable in the date
of judgment.
- Mr
Woodcock filed his substantive defence on 12 November 2009. By that defence, Mr
Woodcock denies that the publication of the report
caused any of the damage
allegedly suffered by Mr Al-Shennag (paragraph 13); says alternatively that in
the event that it is found
that the publication of the report caused the damages
complained of, he is nonetheless not liable to Mr Al-Shennag for those damages
because Mr Al-Shennag failed to take reasonable steps to mitigate his damage
(paragraph 14); says that the claim for economic loss
caused by the termination
of Mr Al-Shennag's employment is an abuse of process (paragraph 15); says that
the report and the imputations
were published on an occasion of qualified
privilege at common law and under s 22 of the Defamation Act 1974
(paragraph 16); says that Mr Al-Shennag consented to the publication of the
report to the Council (paragraph 17); relies on the defence
of unlikelihood of
harm (paragraph 18) and raises a number of matters in mitigation of any damages
for which he may be found liable
to the plaintiff (paragraph 19).
- It
has since been indicated on Mr Woodcock's behalf that he does not press the
defence of unlikelihood of harm.
- As
already noted, Mr Al-Shennag filed a reply to the defence on 5 August 2011. The
reply itself runs to some 45 pages. In addition,
it contains a series of
annexures including an updated summary of damages now claimed in the sum of
$13,382,568.
Interlocutory applications
- Mr
Al-Shennag represents himself in the proceedings. Whilst he is evidently a man
of considerable intelligence and ability, his lack
of formal legal training and
his personal interest in, and perspective of, his claim are reflected in his
conduct of the proceedings,
which have been dogged from the outset by a series
of ill-conceived applications brought by Mr Al-Shennag and by his persistent
resistance
to the ordinary interlocutory procedures of the Court.
- On
7 June 2006, almost a year after commencing the proceedings, Mr Al-Shennag made
an application for orders for preliminary discovery
pursuant to r 5.2 of the
Uniform Civil Procedure Rules. The application was plainly misconceived. The
purpose of the rule is to assist
a person who cannot ascertain the identity or
whereabouts of a prospective defendant. Nicholas J dismissed Mr Al-Shennag's
application
on the grounds that the identify of the publishers of the matter
complained of was already known to him (ex tempore judgment given
22 June 2006,
unpublished). His Honour ordered Mr Al-Shennag to pay the defendants' costs of
the motion.
- On
11 July 2006 Mr Al-Shennag served a proposed amended statement of claim. The
proposed amendment was objected to on the grounds
that it sought to introduce
new claims (against new parties) that were statute-barred. On 5 September 2006,
Mr Al-Shennag filed a
notice of motion seeking an extension of the time for
commencing proceedings against those parties.
- The
proposed amendment was manifestly out of time, the time for bringing proceedings
on Mr Al-Shennag's defamation action having expired
on 9 July 2005. Simpson J
dismissed the application on 17 November 2006: see Al-Shennag v Statewide
Roads Ltd [2006] NSWSC 1226. The judgment does not record any order as to
costs.
- On
4 December 2006, following the publication of the decision of Simpson J, Mr
Al-Shennag sought an adjournment of a directions hearing
scheduled for 5
December 2006 until 1 February 2007. He then filed a holding summons for leave
to appeal against her Honour's decision,
following which he sought a further
adjournment of the directions hearing. In March 2007, he wrote to the Court
advising that he
was unable to prepare the white folder for the appeal and also
to respond to the defendants' further objections to the proposed amended
statement of claim within the specified time. So far as the evidence reveals,
the matter appears to have been left there.
- On
22 May 2007 Nicholas J heard argument as to the proposed amended statement of
claim. On 29 May 2007 Mr Al-Shennag filed and served
an amended statement of
claim which included (without leave) an additional imputation (g). As already
noted, that imputation was
subsequently struck out by Nicholas J on 10 July
2007.
- As
noted above, the s 7A(3) trial was determined by Walmsley AJ on 12 December
2007. Following that decision and before the determination
of Mr Al-Shennag's
appeal to the Court of Appeal, Mr Al-Shennag made an application in this
division seeking to set aside the decision
of Walmsley AJ and to amend the
pleading by adding new causes of action against Mr Woodcock. In dismissing that
application, Nicholas
J noted that a similar application to amend had been made
during the hearing before Walmsley AJ and refused by his Honour, who noted
that
"the case was finished" and that it was inappropriate to grant leave to amend as
sought. After filing his application for leave
to appeal against the decision of
Walmsley AJ, Mr Al-Shennag nonetheless brought a second application to amend
before Nicholas J.
- The
amendment application sought to invoke the Court's power under s 65(2)(c) of the
Civil Procedure Act 2005, which permits a plaintiff, with leave, to add a
new cause of action that arises from the same, or substantially the same, facts
as those giving rise to an existing cause of action. Nicholas J held (at [20])
that the new material sought to be relied upon "self-evidently"
could not be
said to have "any relevant connection to the publication of the matter which
gave rise to the causes of action in the
present proceedings". Separately, his
Honour observed (without deciding) that it may be manifestly hopeless to contend
that any of
the new publications was capable of conveying any of the imputations
sought to be pleaded: at [23]. His Honour dismissed the notice
of motion and
ordered Mr Al-Shennag to pay Mr Woodcock's costs. His Honour also ordered Mr
Al-Shennag to pay the expenses of a number
of people subpoenaed by him to attend
Court for the hearing of the motion.
- As
already noted, the appeals to the Court of Appeal were dismissed on 12 November
2008. On 10 December 2008 Mr Al-Shennag filed an
application for special leave
to appeal to the High Court against that decision. In that application, he also
sought leave to appeal
against the order of Nicholas J made 10 July 2007
striking out imputation (g) (even though there had been no appeal to the Court
of Appeal against that latter decision). The application for special leave was
dismissed by the High Court on 5 August 2009: Al-Shennag v Statewide Roads
Ltd [2009] HCASL 155. The application appears to have been determined on the
papers. The judgment does not record any order as to costs.
- In
the meantime, following the Court of Appeal's decision dismissing both appeals,
the Registrar made a number of procedural directions
for the future conduct of
the proceedings, including an order granting access to the parties to the file
of the Industrial Relations
Commission in Mr Al-Shennag's application for unfair
dismissal. The Registrar granted first access to those documents to Mr
Al-Shennag.
- On
30 December 2008, Mr Al-Shennag sought an extension of the time for reviewing
those documents. However, on 14 January 2009, he
filed a notice of motion
seeking review of the Registrar's directions. Mr Al-Shennag also sought an order
setting aside a subpoena
allegedly issued by Mr Woodcock; an order for discovery
or production of documents by Mr Woodcock and a stay of the proceedings pending
the determination of his application for special leave to appeal to the High
Court.
- That
application was dismissed by Hall J on 30 March 2009: Al-Shennag v Statewide
Roads Pty Ltd [2009] NSWSC 210. His Honour described the application for
review of the Registrar's decision as being "without merit" (at [57]); the
application for
an order setting aside the alleged subpoena as "wholly
misconceived" (at [58]) and otherwise rejected Mr Al-Shennag's contentions.
The
misconception as to the alleged subpoena was that none had been issued by Mr
Woodcock - a request had been made by the Registrar
for the production of the
documents under rule 33.13 of the Uniform Civil Procedure Rules. His Honour
ordered Mr Al-Shennag to pay
Mr Woodcock's costs of the
application.
- The
matter then came back before the Registrar on 3 April 2009 who again granted
first access to the Industrial Relations Commission
documents to Mr Al-Shennag
until 7 May 2009.
- On
17 April 2009, a subpoena was issued at the request of Mr Woodcock seeking the
production of documents by Bankstown City Council.
Mr Al-Shennag sought to have
that subpoena quashed as an abuse of process. That application was dismissed by
Adams J in an ex tempore
judgment delivered on 19 May 2009. His Honour ordered
Mr Al-Shennag to pay the costs of the application: at [23].
- The
subpoena was then made returnable on 16 June 2009, when Mr Al-Shennag was
granted first access until 14 July 2009. On 6 July 2009,
Mr Al-Shennag sought a
further 3 months to inspect those documents and a further month to notify the
defendant of his objections
to access. The extension was opposed by the
defendants and a direction ultimately made allowing Mr Al-Shennag first access
until
1 September 2009. He sought a further two-week extension and ultimately on
16 September 2009 served two schedules identifying his
objections to access to
the two sets of documents produced to the Court by the Industrial Relations
Commission and the Bankstown
City Council.
- Mr
Woodcock was accordingly forced to contest his entitlement for leave to inspect
those documents. That application first came before
me in November 2009. In
order to determine the application, it was necessary for me to inspect at least
some of the documents. I
directed Mr Al-Shennag to isolate, from among the
documents produced, one copy of every document the subject of an objection. He
identified 12 categories of documents in 12 separate envelopes. On 3 May 2010, I
granted leave to Mr Woodcock to inspect all of the
documents with the exception
of envelope 10, as to which Mr Woodcock did not press his application, since the
documents were identified
as "without prejudice" correspondence. Mr Woodcock was
accordingly successful in obtaining leave to inspect all of the disputed
categories
of document. Mr Al-Shennag's opposition to inspection of those
documents was, in the main, misconceived: see Al-Shennag v Statewide Roads
Pty Ltd [2010] NSWSC 366 for example at [24], [27], [37], [39], [41] and
[53].
- Mr
Al-Shennag also resisted leave being granted to the parties to use the
Industrial Relations Commission documents in these proceedings
despite seeking
leave to use those documents himself. That application was heard in the
Industrial Relations Commission over two
days on 25 and 28 February 2011 before
leave was granted to both parties by Staff J on 21 March 2011.
- Mr
Al-Shennag submits, in opposition to the present application, that a deal of the
delay caused by the disputes over inspection of
the Bankstown City Council and
Industrial Relations Commission documents falls at the feet of Mr Woodcock. In
particular, Mr Al-Shennag
accuses Mr Woodcock of having wasted time and incurred
unnecessary costs investigating a proposed truth defence. I do not accept
that
submission. The documents were relevant not only to a potential truth defence
but also to the issue squarely raised by Mr Al-Shennag's
own claim as to whether
the termination of his employment was caused by the publication of the matter
complained of. The primary
source of documents on that issue is the Council and
it is an issue that was fully ventilated in the proceedings in the Industrial
Relations Commission.
- Mr
Al-Shennag has also made ill-conceived objections to the defences raised by Mr
Woodcock. As already noted, Mr Woodcock's substantive
defence was filed on 12
November 2009. After receiving the defence, Mr Al-Shennag made a series of
requests for further and better
particulars. In response to Mr Al-Shennag's
third such request, fearing the futility of providing a response in light of the
course
of earlier correspondence, Mr Woodcock made an application in the
defamation list for a ruling as to whether he was required to provide
any
further particulars. I determined that application on 9 July 2010. Whilst Mr
Al-Shennag enjoyed some success in obtaining directions
for the provision of a
limited number of further particulars, in the main the hearing of the
application revealed that many of his
requests were completely misconceived and
that considerable time and expense must have been wasted by those acting for Mr
Woodcock
during the course of the correspondence: Al-Shennag v Statewide
Roads Ltd [2010] NSWSC 760.
- Mr
Al-Shennag then applied to have Mr Woodcock's defences struck out (in an amended
notice of motion filed on 23 September 2010).
On 8 December 2010, I dismissed
that application: Al-Shennag v Statewide Roads Pty Ltd [2010] NSWSC 1412.
At [5] of that judgment, I noted that some of the relief sought by Mr Al-Shennag
duplicated applications previously agitated by him and
determined by me. Leaving
aside the duplicated prayers for relief, the substance of the application was
for summary judgment under
r 13.1 of the Uniform Civil Procedure Rules and,
alternatively, an order striking out paragraphs 16 and 17 of the defence. I
noted
at [9] of the judgment that the application was hopeless, reflecting
either ignorance of or misconception as to the principles applicable
to such
applications.
- On
3 February 2011 the proceedings came before me for directions. Mr Al-Shennag was
ill and did not appear. I made directions in his
absence including orders for
the serving of affidavit evidence. Mr Al-Shennag subsequently contested those
orders. Since he had been
absent when they were made, the matter was relisted
for 8 March 2011. On 7 March 2011, Mr Al-Shennag served and sent to the Court
a
document setting out his objections to my judgment of 8 December 2010. On 11
March, Mr Al-Shennag served and sent to the Court
a statement of his "response"
to my judgment given on 9 July 2010. However, so far as I am aware, leave to
appeal has not been sought
in respect of either judgment.
- When
the matter came before me on 8 March 2011, I made a series of directions
including ordering Mr Al-Shennag to serve all affidavit
evidence by 19 August
2011. On 13 July 2011 Mr Al-Shennag wrote to Mr Woodcock's solicitor seeking an
extension of the time for compliance
with the orders made on 8 March including
an order extending the time for serving his evidence until 2 September 2011.
- On
19 July 2011, I made directions extending the previous timetable by consent. I
directed Mr Al-Shennag to file and serve all affidavit
evidence by 2 September
2011. The timetable provided for Mr Woodcock to file and serve his affidavit
evidence by 30 September 2011;
for Mr Al-Shennag to file and serve any affidavit
evidence in reply by 14 October 2011 and for the matter to be listed for further
directions on 28 October 2011.
- Mr
Al-Shennag did not serve his evidence by 2 September 2011 as directed. In the
intervening period, on 18 August 2011, he filed a
notice of motion seeking leave
to inspect the documents produced by Bankstown City Council over which the
Council had claimed client
legal privilege. That motion was made returnable on
12 September 2011 before me. Separately, on 23 August 2011, Mr Woodcock filed
his motion seeking to have Mr Al-Shennag's claim for economic loss dismissed as
an abuse of process.
- When
Mr Al-Shennag's motion came before me on 12 September 2011, he made an
application that I disqualify myself from hearing any
issues in the proceedings
on the grounds of apprehended bias. The application was based on the outcome of
the three judgments I had
published in the proceedings in 2010. Mr Al-Shennag
submitted that the contents of my reasons for decision would have a tendency
to
represent to any reasonable person that I had prejudged the issues in the
proceedings. I dismissed that application. Mr Al-Shennag
attempted to renew that
application at the outset of the hearing of the present application, having
foreshadowed that course only
by letter to the Principal Registrar. I declined
to entertain the second application.
- I
stood over Mr Al-Shennag's notice of motion for leave to inspect the documents
produced by Bankstown City Council over which the
Council claimed client legal
privilege for hearing on 4 November 2011. On that occasion, Mr Woodcock
foreshadowed amending his motion
and Mr Al-Shennag foreshadowed filing a further
motion himself. I made directions with a view to hearing all three motions, if
practicable,
on 4 November 2011.
- Mr
Woodcock filed his amended notice of motion on 27 September 2011, adding the
claim for dismissal of the proceedings for want of
due despatch (the application
determined in this judgment).
- Mr
Al-Shennag filed his notice of motion on 30 September 2011. The relief sought in
that motion is as follows:
· To Strike out the second defendant's defence based on admission
(r17.7UCPR).
1. An order pursuant to r17.7 UCPR, declaring that:
(1) the second defendant's pleaded defence of Qualified privilege both
under common law and s22 of the Defamation Act 1974, pleaded in paragraph
16(a-j) in his defence dated 12.11.11 is deemed to be failed and to be struck
out based on admissions or implied
admissions in these proceedings including in
his pleadings, and/or in his reply to interrogatories;
(2) The second defendant's pleaded defence Consent pleaded in
paragraph 17 in his defence deemed to be failed and to be Struck out based on
his admissions in these proceedings expressly
and/or impliedly including in his
pleadings, submissions, and in his reply on 2.5.11 to interrogatories that were
served to him on
22.03.11 as per the court order on 8.3.11;
(3) The second defendant pleadings in paragraph, 13, and 15 in the defence
deemed to be irrelevant and to be struck out based on admissions
by the second
defendant including in his pleadings, submissions, affidavits of evidence, and
/or in his reply on 2.5.11 to the interrogatories
that were served to him on
22.3.11 as per the court order on 8.3.11; or alternatively to be struck our; and
/or
2. The second defendant's defence in paragraphs 13,14,15,16, and 17 to be
struck out pursuant to s61(3)(C), and /or 12(7)(2)UCPR,
and /or r22.5)UCPR;
and/or
3. The second defendant's defence in paragraphs 13,14,15,16, and 17 is an
abuse of the process are to be struck as being vexatious,
irrelevant and
inapplicable to any questions of law and /or facts to those requires to be heard
and decided in these defamation proceedings
pursuant to the Defamation
Act1974.
· To dismiss the D's NOM, and all issues to be dealt with in the
final trial.
4. The second defendant's NOM dated 23.8.11 ,is an abuse of process and tend
to pervert the course of justice in these proceedings
and to be struck out;
5. The second defendant's Notice Of Motion filed and served on 27.09.11 is an
abuse of process and tend to pervert the course of justice
in this matter, and
to be dismissed with cost.
· An Order the parties to be engaged in mediation process in good
faith to negotiate for the purpose to try settle all issues
in the
matter.
6. An order that the parties to be engaged in good faith to negotiation
between them in order to reach to reasonable settlements in
respect of all the
remaining issues in these proceedings;
7. Should the parties fail to resolve and settle the matter between them
within 4 weeks the parties to approach the court to list
the matter for further
directions including to list the matter to hear ad decide the all reaming issues
in final trial before the
court;
8. All remaining related issues including in respect of the plaintiff's
damages to be heard, argue and decided in the same final trial
in these
proceedings;
· To answer interrogatories (as per part 22UCPR)
9. As being still relevant to the issues of damages also the second defendant
to file andserve his full verified answers without evasion
within 10 days in
accordance with thecourt order on 8.3.11, and r22.4(b)UCPR for the following
numbers of interrogatories
- Mr
Al-Shennag's earlier application for leave to inspect the documents produced by
Bankstown City Council did not proceed on 4 November
2011. I heard that
application on 30 November 2011. On 8 December 2011, I dismissed the
application.
- As
submitted on behalf of Mr Woodcock, that background amply demonstrates that the
plaintiff has not availed himself of the opportunities
offered by the Court's
processes and directions since the conclusion of the s 7A trial before Walmsley
AJ to progress the balance
of his matter to trial. On the contrary, he has
persistently sought to dispute every procedural step, frequently without any
proper
foundation for doing so.
Power to dismiss proceedings for want of prosecution
- Mr
Woodcock's application to have the proceedings dismissed invokes the power of
the court under s 61(3) of the Civil Procedure Act 2005 and,
alternatively, the Court's power under r 12.7(1) of the Uniform Civil Procedure
Rules.
- Rule
12.7 provides:
(1) If a plaintiff does not prosecute the proceedings with due despatch, the
court may order that the proceedings be dismissed or
make such other order as
the court thinks fit.
(2) If the defendant does not conduct the defence with due despatch, the
court may strike out the defence, either in whole or in part,
or make such other
order as the court thinks fit.
- Section
61 of the Act provides:
(1) The court may, by order, give such directions as it thinks fit (whether
or not inconsistent with rules of court) for the speedy
determination of the
real issues between the parties to the proceedings.
(2) In particular, the court may, by order, do any one or more of the
following:
(a) it may direct any party to proceedings to take specified steps in
relation to the proceedings,
(b) It may direct the parties to proceedings as to the time within which
specified steps in the proceedings must be completed,
(c) it may give such other directions with respect to the conduct of
proceedings as it considers appropriate.
(3) If a party to whom such a direction has been given fails to comply with
the direction, the court may, by order, do any one or
more of the following:
(a) it may dismiss the proceedings, whether generally, in relation to a
particular cause of action or in relation to the whole or
part of a particular
claim,
(b) it may strike out or limit any claim made by a plaintiff,
(c) it may strike out any defence filed by a defendant, and give judgment
accordingly,
(d) it may strike out or amend any document filed by the party, either in
whole or in part,
(e) it may strike out, disallow or reject any evidence that the party has
adduced or seeks to adduce,
(f) it may direct the party to pay the whole or part of the costs of another
party,
(g) it may make such other order or give such other direction as it considers
appropriate.
(4) Subsection (3) does not limit any other power the court may have to take
action of the kind referred to in that subsection or
to take any other action
that the court is empowered to take in relation to a failure to comply with a
direction given by the court.
- Mr
Woodcock relied upon the statement of the principles applicable to the exercise
of the power to dismiss proceedings for want of
prosecution considered by Hayden
JA in Micallef v ICI Australia Operations Pty Ltd [2001] NSWCA
274. Those principles were summarised in Mr Woodcock's submissions as
follows:
(a) the applicant for dismissal is not required to show "inordinate and
inexcusable delay" giving rise to a "substantial risk of no
fair trial", or
"intentional and contumelious" disregard of Court orders by the other party:
Micallef at [51];
(b) rather the Court must balance the interests of the parties and decide
whether justice demands dismissal: Micallef at [51];
(c) a plaintiff who enlists the judicial arm of the State by invoking legal
process and persistently fails to comply with the conditions
laid down may be
said to abuse the process invoked, and this can constitute contumelious conduct
in the absence of an explanation:
Micallef at [55];
(d) it is a form of prejudice suffered by a defendant that he or she has to
remain active in litigation never brought to finality
-each aborted hearing,
each fruitless step, each month that passes without the day of decision being
fixed adds to the prejudice:
Micallef at [59]-[60];
(e) Rule 12.7 of the UCPR (the equivalent provision to that considered
in Micallef) contemplates the possible termination of a case without
determination of an issue between the parties on the merits. Such termination
is
not necessarily unreasonable or unjust: Micallef at [63]-[64], [85];
(f) serving evidence or other documents at the last moment will not
necessarily cure the prejudice: Micallef at [86];
(g) nor is it unfair that proceedings be dismissed upon the first application
for dismissal or without prior warning, especially when
the judge has warned
that dismissal may occur: Micallef at [88], [89], [91].
- As
noted in Mr Al-Shennag's supplementary submissions at paragraph 17(a), the facts
of that case were very different from the present.
In particular, the court's
discretion in Micallef had specifically been exercised on the basis of a
failure to comply with a direction. Whilst that is also a basis for the present
application, the application also relies upon the alleged failure to prosecute
the proceedings "with due despatch" as in rules. Whereas
in Micallef, the
plaintiff had been dilatory, the burden of Mr Woodcock's submission is that Mr
Al-Shennag's conduct of the litigation is at
once overzealous and
misdirected.
- Mr
Al-Shennag submitted at paragraph 17(d) of his supplementary submissions that,
in the first principle set out above, counsel for
Mr Woodcock has misquoted
Micallef at [51], Mr Al-Shennag contends (in effect) that Heydon JA was
there endorsing the test stated by Lord Diplock in Birkett v James [1977]
2 All ER 801; [1978] AC 297 at 318. I think Mr Al-Shennag's submission reflects
a misreading of the decision in that respect.
- Mr
Al-Shennag relied upon the principles summarised by Simpson J in Hoser v
Hartcher [1999] NSWSC 527 at [20] to [30]. That is also a useful and in some
respects more comprehensive summary of the relevant principles, although it goes
without
saying that I am bound by the Court of Appeal to the extent of any
difference or inconsistency. Her Honour said:
It seems to me that the following principles are relevant to the exercise of
the discretion to strike out for want of prosecution.
The list is not intended
to be exhaustive:
(1.) the ultimate question is whether, on balancing the prejudice to the
respective parties by making or not making an order, justice
demands that the
action be dismissed: Stollznow v Calvert (1980) 2 NSWLR 749 at 751 F (Court of
Appeal); Razvan v Berechet, unreported Court of Appeal, 23 February 1990; Vilo v
John Fairfax and Sons Limited,
unreported, 19 November 1995, per Sperling J;
(2.) the discretion should be exercised only in a clear case where it is
manifestly warranted; Razvan, per Kirby P; as is generally
the case with
discretionary decisions, each case depends upon its own facts. Rigid formulae
should not be applied to the exercise
of the discretion: Stollznow v Calvert
at 751 D;
(3.) any explanation offered by the plaintiff for the delay in proceeding
must be considered: Burke v TCN Channel Nine Pty Limited,
unreported, 16
December 1994, per Levine J;
(4.) personal blamelessness on the part of a plaintiff(as distinct from any
tardiness or other fault on the part of his/her/its legal
representative) is
relevant: Stollznow, p73.
(5.) a defendant who takes no steps to secure progress in the proceedings, or
to activate an apparently inactive plaintiff or who
stands by in the hope that
the passage of time will ensure the quiet death of the proceedings or that the
longer delay will strengthen
the case for striking out, runs the risk that that
very behaviour will operate to his/her/its disadvantage. A defendant has two
choices:
to attempt to prod the plaintiff into action, or to stand by, doing
nothing, trusting that time will bring about the slow death of
the action.
Either choice represents something of a gamble, dependent upon future events
that the defendant is unable with any degree
of confidence to predict. If the
defendant opts for the former course, of prodding the plaintiff into action, it
may succeed in doing
so, precluding an application to strike out. On the other
hand, if the plaintiff remains inert, the defendant's case for striking
out
strengthens with passing time. If the defendant chooses the latter option and
takes no action, the plaintiff may take no further
steps, or may take no further
steps until such irremediable prejudice is caused to the defendant that the
application to strike out
will succeed; if, however, some other event galvanises
the plaintiff into action the defendant, having done nothing to progress the
matter, can hardly be heard to complain of the plaintiff's earlier inactivity:
Calvert v Stollznow, 1 April 1980, Ritchie's Supreme
Court Procedure, (NSW) Vol
2, para 13, 022, per Cross J (at first instance); and in the Court of Appeal per
Moffitt J, p 753; Vilo,
p 10; McBride v Australian Broadcasting Corporation,
unreported 6 November 1998, per Levine J; Bass v TCN Channel Nine Limited,
unreported
25 July 1997, per Levine J; Hart v Herron, unreported, 3 June 1993,
Court of Appeal per Priestley JA;
(6.) delay between the date the cause of action arose and the commencement of
the proceedings may be a relevant factor: Calvert v
Stollznow, per Cross J;
Burke v TCN. But in my view, this circumstance must be treated with some
caution. The weight that can be
accorded to that delay is limited. Where an
action is commenced within the period provided for by an applicable statute of
limitations,
it would not ordinarily be appropriate to take that period into
account. However, if a plaintiff has delayed significantly in the
commencement
of the proceedings, and that delay is followed by further lethargy in the
advancement of the proceedings, the effect
of the initial (but permissible)
delay is compounded. The real question is not the length of the delay, but the
impact that delay
has upon the defendant's capacity properly to defend the
plaintiff's claim. That will be a question of fact in each case. While there
may
be some prejudice presumed by reason of the passage of time, much will depend
upon the nature of the proceedings, and the identification
of the issues
involved in the litigation. Where, for example, at the close of pleadings it can
be seen that there are disputed questions
of fact dependent upon the oral
evidence of witnesses, or their recollections, the prejudice will plainly be
greater than in cases
that depend essentially upon the application of legal
principle to largely undisputed facts, or upon disputed questions of fact that
will be resolved by reference to documentary or other objective evidence not
likely to be affected by the effluxion of time;
(7) the onus lies on the defendant to establish any prejudice upon which
reliance is placed. The disappearance or death of witnesses,
the fading of their
recollections, or the destruction of records, are some obvious examples of the
kind of prejudice that might arise;
(8) prejudice to a defendant caused by delay has to be balanced against
prejudice to a plaintiff deprived of an otherwise valid claim;
delay in the
commencement of proceedings by a plaintiff is sometimes taken as evidence
contra-indicating prejudice to the plaintiff
in the sense that he/she/it has
evinced no interest in his/her/its own case: Burke, supra. Such an inference may
be contra indicated
by explanatory evidence; in this regard the plaintiff's
personal responsibility for the delay is an important factor as is any
explanation
provided for the delay;
(9) what the defendant has (or has not) done by way of preparation for trial
may be a factor. This is a distinct question from that
concerning any steps
taken (or not taken) by the defendant in prompting the plaintiff to action. A
defendant who has not interviewed
witnesses, taken statements or collected
documents, after being served with the claim, has a less meritorious complaint
about the
effect of prejudice caused or presumed by reason of delay: McBride v
ABC, unreported, 6 November 1998, per Levine J;
(10) the plaintiff's prospects of success is a relevant factor. If it appears
that the prospects are minimal, the discretion is more
likely to be exercised in
favour of the defendant. Conversely, where the plaintiff's case is strong
(absent the kind of prejudice
to the defendant to which I have referred) it is
less likely that justice will be done by striking the action out: Razvan, per
Kirby
P;
(11) the exercise of the discretion to strike out should not incorporate any
element of punishing a tardy plaintiff, or of excluding
one who may appear to
have some unworthy characteristics: Razvan, per Kirby P. The ultimate aim of a
court is the attainment of justice:
The State of Queensland v J L Holdings Pty
Limited [1997] HCA 1; (1997) 189 CLR 146. To adapt the words of the High Court in that case,
discretions such as that presently invoked ought not to be used to supplant the
overall aim of the attainment of justice.
Evidence relied upon in respect of the present application
- In
support of his application, Mr Woodcock relied principally upon the procedural
history recounted above. The defendant's submissions
addressing those matters
are sparse and belie the complexity of the matters that have been raised for the
Court's determination in
these proceedings to date. One of the difficulties of
determining the present application was the sheer volume of material before
the
Court, the state of that material and the convoluted course of the interlocutory
processes it records.
- Mr
Woodcock further relies upon the affidavits of Marnie McConnell sworn 23 August
2011 and 26 September 2011. Exhibit MM8 to the
second affidavit is a chronology
of the proceedings, much of the detail of which is included in the material
above. Mr Al-Shennag
disputes that chronology and has provided a detailed
response to it, which I have also considered.
- Ms
McConnell states that the second defendant has incurred over $200,000 in defence
costs in the proceedings thus far. He has un-enforced
costs orders against Mr
Al-Shennag as follows:
(a) the costs of the motion dismissed by Nicholas J on 20 May 2008;
(b) the costs of dismissal of Mr Al-Shennag's appeal against the decision of
Walmsley AJ on 28 October 2008;
(c) the costs of the dismissal by Hall J of the review of the orders of
Registrar Bradford on 30 March 2009;
(d) the costs of Mr Al-Shennag's application to set aside a subpoena issued
to Bankstown City Council dismissed by Adams J on 19 May
2009;
(e) the costs of Mr Al-Shennag's application for summary judgment dismissed
by me on 8 December 2010.
- Against
that consideration, Mr Al-Shennag states in his supplementary submissions that
he has "unforced (sic) costs orders" against
Mr Woodcock. I do not understand
how that can be the case, given that Mr Al-Shennag has always been
unrepresented. He relies in particular
on four occasions. One is the occasion on
which Nicholas J granted leave to amend on 22 May 2007. The second is a
reference to 10
July 2007, when Nicholas J struck out imputation (g). On each of
those occasions, Nicholas J ordered that the costs of the hearing
be the
defendant's costs in the cause. Those were not orders in favour of Mr
Al-Shennag. A third is the costs before Walmsley AJ.
Mr Al-Shennag asserts that
his costs of the s 7A trial "to be paid by [Mr Woodcock]". However, the judgment
records that Walmsley
AJ reserved costs. Finally, Mr Al-Shennag refers to the
costs of the cross-appeal. The Court of Appeal ordered Mr Woodcock to pay
Mr
Al-Shennag's disbursements, if any, in respect of the summons for leave to
cross-appeal and the cross-appeal. The impact of that
order pales by comparison
with the costs incurred by Mr Woodcock.
- Returning
to Ms McConnell's affidavit, she states that Mr Woodcock's former employer is
insured by a professional indemnity insurance
policy, the limit of indemnity of
which is "costs inclusive". She states that the limit of indemnity available to
Mr Woodcock continues
to be eroded by the incurring of ongoing defence costs,
although the limit is not identified in the affidavit.
- Ms
McConnell also deposes to the personal impact on Mr Woodcock of the proceedings.
Without descending to the detail of that material,
it is enough to say that he
has understandably suffered a substantial degree of stress and anxiety as a
result of the proceedings
being on foot since 2005. Mr Al-Shennag has also
relied upon a great deal of material going to his own stress, angst and
ill-health
which he attributes to the publication of Mr Woodcock's
report.
- As
already noted, following the service of Mr Woodcock's amended notice of motion
the subject of this judgment, Mr Al-Shennag served
his notice of motion dated 30
September 2011. I determined that it was appropriate to consider Mr Woodcock's
application first. In
response to Mr Woodcock's application, Mr Al-Shennag
relied on his affidavit no. 10 (by way of explanation, Mr Al-Shennag has
throughout
the proceedings numbered his affidavits consecutively). That
affidavit was affirmed on 13 October 2011.
- Mr
Al-Shennag also relied upon his affidavit no. 9 (affirmed 28 September 2011),
although that affidavit appears to have been prepared
primarily in support of Mr
Al-Shennag's own notice of motion. After the hearing of Mr Woodcock's motion, Mr
Al-Shennag filed a supplementary
affidavit no. 9 to correct some errors and
typing mistakes in the original affidavit no. 9.
- At
the hearing of Mr Woodcock's application, Mr Al-Shennag also handed up his
affidavit no. 11. That affidavit had not been served
on Mr Woodcock in advance
of the hearing and I did not allow Mr Al-Shennag to rely upon it. He then filed
the affidavit in the Registry
on 30 January 2012.
- Following
the hearing of the motion, Mr Al-Shennag also filed his affidavit no. 12 headed
"evidence in chief" (filed on 10 January
2012) and a witness statement prepared
by his wife (filed on 22 February 2012), evidently pursuant to the direction
made on 19 July
2012 that he file his affidavit evidence in the proceedings by 2
September 2012. As is plain from that chronology, there can be no
dispute that
Mr Woodcock has established flagrant breach of the directions of the Court on
the part of Mr Al-Shennag.
- Returning
to the evidence on the motion, affidavit no. 10 opens with Mr Al-Shennag's
customary explanation that the affidavit is not
relied upon in substitution for
earlier affidavits and that, in order to avoid duplication and to reduce the
body of the affidavit
and exhibits, he refers to relevant parts of his previous
affidavits no. 1, 2, 3, 4, 5, 8 and 9 and the documents annexed and exhibited
to
those affidavits. Affidavit 10 itself exhibits a bundle of documents of about
280 pages.
- A
number of observations may be made as to the contents of Mr Al-Shennag's
affidavit no. 10. First, the affidavit is directed primarily
to the substantive
issues in the proceedings, not the current motion. Leaving aside introductory
matters, the affidavit is divided
into three parts. Part 1 (pages 4 to 19)
addresses the circumstances in which Mr Woodcock was retained to provide his
report; the
course of preparation and publication of the report and Mr
Al-Shennag's allegations that the report defamed him and caused the termination
of his employment. The affidavit also addresses the unfair dismissal proceedings
brought in the Industrial Relations Commission.
- Mr
Woodcock's application to have the proceedings dismissed is addressed in part 2
of the affidavit at pages 19 to 20. That part opens
by referring to Mr
Al-Shennag's outline of submissions filed 17 October 2011 (reproduced at pages
264 to 280 of the exhibit to the
affidavit). Part 2 otherwise articulates a
request for further time to respond to all of the issues raised by the
application to
have the claim dismissed and complains that both the submission
and the affidavit were prepared in a rush in order to comply with
the Court's
order.
- Part
3 of affidavit no. 10 gives Mr Al-Shennag's summary of the course of the
proceedings.
- Notwithstanding
Mr Al-Shennag's complaint that he had had insufficient time to meet Mr
Woodcock's application, his outline of submissions
filed 17 October 2011
(running to some 17 pages of closely typed print) is discursive and prolix,
providing considerable detail of
the grounds on which he opposes the relief
sought. On the morning of the hearing, Mr Al-Shennag supplemented that
submission with
a supplementary submission of a further 44 pages of closely
typed print. At the hearing of Mr Woodcock's application, Mr Al-Shennag
stated
at 4pm that he still had "lots of things to say". I granted him leave to put in
a further written submission, which he did
on 1 February 2012.
- The
language of the written submissions is difficult and repetitive. Frequent
reference is made to a large amount of extraneous material.
As with many of Mr
Al-Shennag's documents which I have seen in the course of determining previous
applications, the submissions reflect
his lack of legal training. That is not a
criticism. Rather, it serves to explain that fair consideration of Mr
Al-Shennag's prolix
submissions requires time, patience and a preparedness to
look beyond the inscrutable language of the document. Whilst these remarks
do
not excuse my own inordinate delay in these proceedings, they serve to explain
some of the difficulties.
- In
paragraph 3 of the outline of submission filed 17 October 2011, Mr Al-Shennag
notes that he proposes to move the Court to strike
out the defences pleaded by
Mr Woodcock (as reflected in Mr Al-Shennag's notice of motion filed 30 September
2011). As recorded above,
I have already determined a previous application by Mr
Al-Shennag to have Mr Woodcock's defence struck out.
- An
important point made in Mr Al-Shennag's submissions is that the relief sought
would deprive him of the opportunity to have his
claim determined on the merits.
Those are not the terms in which that submission is expressed. Mr Al-Shennag
accuses Mr Woodcock
of making a misleading application with the intention of
perverting the course of justice. Whilst I reject that allegation in terms,
I
would understand Mr Al-Shennag's point to be that the Court should not lightly
deprive a plaintiff of his entitlement to have a
claim determined on its merits
in a contested hearing. That much must plainly be accepted.
- That
is particularly so where, as acknowledged in Mr Woodcock's submissions, Mr
Al-Shennag has successfully obtained a judgment in
his favour to the effect that
imputations (a) to (e) were conveyed by the matter published by Mr Woodcock and
that those imputations
were defamatory of Mr Al-Shennag. That, of course, is not
the end of the matter. Whether the publication of defamatory material gives
rise
to an entitlement to damages turns on the determination of any defences.
- Separately,
Mr Al-Shennag relies upon a series of discrete reasons for opposing the relief
sought. First, noting that he is a self
represented litigant who suffers
emotionally, physically and financially, Mr Al-Shennag contends that he has
always complied with
the orders of the Court to the best of his ability and
without any intention to cause delay. He says that, if there was ever any
short
delay, it was due to circumstances beyond his control or caused by unreasonable
conduct on the part of Mr Woodcock. Mr Al-Shennag
further asserts that he has
always kept Mr Woodcock's legal representatives and the Court informed about any
possible delay and sought
additional time where appropriate. I must also take
into account the vast amount of work undertaken by Mr Al-Shennag to date.
- Next,
Mr Al-Shennag asserts that Mr Woodcock has himself contributed to the delay. He
relies in particular on the time taken to investigate
the potential truth
defence and the large quantity of documents obtained to that end. As already
noted, however, those documents
are also relevant to Mr Al-Shennag's claim for
economic loss which it was plainly necessary for the defendant to investigate.
- Mr
Al-Shennag further submits that Mr Woodcock has himself failed to comply with
orders of the Court, including refusing to answer
Mr Al-Shennag's
interrogatories or objecting to answer them "without merit". Mr Al-Shennag
asserts that Mr Woodcock's failure to
answer interrogatories has obstructed Mr
Al-Shennag from serving his evidence in chief. The disputes between the parties
as to the
adequacy of Mr Woodcock's answers are the subject of Mr Al-Shennag's
further notice of motion filed 30 September 2011. It is not
possible for me to
judge whether there is any force in that contention.
- Next,
Mr Al-Shennag asserts that Mr Woodcock's motion to have the proceedings
dismissed itself prevented him from complying with the
order to serve his
evidence, distracting his attention to defending the present application. I
reject that submission. Mr Woodcock's
application was made after the second date
for compliance with the Court's orders had passed.
- As
to Mr Woodcock's complaint that Mr Al-Shennag has failed to file evidence in
support of his claim for economic and non-economic
loss, Mr Al-Shennag asserts
that his reply filed 5 August 2011 includes all of the particulars he relies
upon to prove that claim
at the final hearing. As already noted, the reply
provides a reviewed and updated summary of damages, claiming compensatory
damages
in the sum of $13,382,568. It may be seen that Mr Al-Shennag's reliance
on that material confuses particulars with evidence. The
reply provides no
evidence to support the amounts claimed.
- Mr
Al-Shennag asserts that he has already filed or served about 90% of his
documentary evidence (about 2000 pages) and that he has
always worked very hard
and to the best of his ability to comply with the orders of the Court on time in
order to bring the matter
for final trial as soon as possible.
- Separately,
Mr Al-Shennag asserts that Mr Woodcock has "already admitted or deemed to be
admitted about 90% of the facts in respect
of the issues of disputes in this
proceedings". I do not understand that contention. It is clear on the pleadings
that Mr Woodcock
raises affirmative defences to the defamatory imputations found
conveyed and, further, that he disputes in any event that the publication
of his
report has caused the loss claimed.
- Mr
Al-Shennag points to other aspects of the conduct of the proceedings on behalf
of Mr Woodcock in opposing the relief sought. First,
he asserts that Mr Woodcock
failed to file and serve his defence for about four years. That is not correct.
As already noted, the
accepted practice in the defamation list in respect of
proceedings governed by the Defamation Act 1974 after the introduction of
s7A of that Act was to file a defence addressing only the section 7A(3) issues
pending the trial of those issues with a jury. Following the determination of
those issues, Mr Al-Shennag appealed to the
Court of Appeal and then sought
leave to appeal to the High Court. Indeed, as already noted, he himself sought a
stay of the proceedings
pending the High Court's determination of that
application. The defence was filed within a year of the decision of the Court of
Appeal.
The intervening period appears to have been largely consumed with
interlocutory procedures and applications contested by Mr Al-Shennag
as outlined
above.
- Mr
Al-Shennag also complains that some of the time that passed before Mr Woodcock
filed his defence was spent obtaining documents
directed to determining whether
Mr Woodcock would rely on the defence of truth. Mr Woodcock has not ultimately
relied upon that defence.
Nonetheless, nothing in the material I have seen
suggests that he was not entitled to investigate that issue, which is raised by
Mr Al-Shennag's own assertions (presumably to support a claim for aggravated
damages) that the imputations are false. As already
noted, the material was also
relevant to the issue of causation of loss.
- As
to the proposed truth defence, Mr Al-Shennag submits (at paragraph 10 of his
outline of submissions filed 17 October 2011) that
in order to plead the defence
of truth, it was necessary for Mr Woodcock to believe in the truth of the
defamatory imputation at
the time of his preparing and publishing the report.
That is not correct as a statement of the law.
- A
separate contention made by Mr Al-Shennag focuses on the dates on which certain
decisions have been handed down in these proceedings.
In particular, Mr
Al-Shennag complains that my decision following inspection of documents
identified by Mr Al-Shennag was handed
down on 3 May 2010, the anniversary of
the day on which his employment was terminated by the Council. Mr Al-Shennag
further notes
that my decision ruling on the adequacy of the particulars
provided in support of Mr Woodcock's defence was published on 9 July 2010,
the
anniversary of the publication of the matter complained of. Finally, Mr
Al-Shennag asserts that his application to have the defences
struck and for
summary judgment was dismissed by me on 8 December 2010, the anniversary of the
Industrial Relations Commissions'
dismissal of his unfair dismissal proceedings,
I do not think that the coincidence of those dates has any bearing on the
present
application.
- Mr
Al-Shennag further complains that Mr Woodcock's service of a subpoena which
resulted in the production of 15,000 documents was
unreasonable and vexatious
and forced him to make applications to challenge and set aside the subpoenas. As
already noted, however,
Mr Al-Shennag's applications in respect of the subpoena
issued at the request of Mr Woodcock have not been successful.
- Mr
Al-Shennag further complains of an alleged inconsistency between Mr Woodcock's
denial that the report in fact conveyed the imputations
complained of by Mr
Al-Shennag and his subsequent answer to an interrogatory to the effect that he
intended to convey imputations
(a), (c) and (d) and honestly believed in the
truth of those imputations. Mr Al-Shennag complains that, in the face of the
answer
to the interrogatory, it may be seen that Mr Woodcock should have
admitted from the outset of the proceedings that the imputations
were in fact
conveyed. That submission confuses two separate issues in the proceedings. The
issue whether the imputations were in
fact conveyed is an element of the
plaintiff's cause of action. The issue whether the defendant intended to convey
the imputations
is irrelevant to that issue and arises only in the context of
defences to the action.
- Mr
Al-Shennag further submits that there would be no prejudice to Mr Woodcock were
the proceedings to continue. He points to a number
of matters including the fact
that the matter complained of related only to three specific development sites
as to which all relevant
information may be expected now to be available to Mr
Woodcock; the likely limited number of witnesses; the fact that Mr Woodcock
remains employed whereas Mr Al-Shennag has lost his employment and his health;
and the fact that Mr Woodcock is insured. That submission
overlooks the
prejudice, acknowledged in the authorities, of remaining an active litigant in a
slow-moving claim.
- Mr
Al-Shennag's supplementary submission dated 8 December 2011 responds separately
to each paragraph of Mr Woodcock's seven page (and
only) outline of submissions
dated 26 September 2011. The supplementary submission is largely repetitive of
matters addressed in
relatively more succinct terms in the original submission.
It makes a series of florid and unfounded accusations against Mr Woodcock
and
his legal representatives, which I reject.
- As
outlined above, the principal basis for Mr Woodcock's application to have the
proceedings dismissed is the series of ill-conceived
interlocutory applications
made by Mr Al-Shennag, which have contributed so substantially to delay and cost
in the proceedings (outlined
at paragraph 8 of his submissions).
- In
his supplementary submission, Mr Al-Shennag responds to those matters by
referring to his affidavit no. 11 (affirmed 7 December
2011). As already noted,
that affidavit was handed up at the hearing of the present application not
having been served on Mr Woodcock.
In that circumstance, I indicated that Mr
Al-Shennag could not be permitted to rely on it. However, it may be seen that
the parts
of the affidavit referred to in Mr Al-Shennag's supplementary
submissions are more in the nature of further submission than evidence
in any
event. For abundance of caution, I have accordingly considered what Mr
Al-Shennag has said in affidavit no. 11 as if those
matters were put by way of
submission in response to the matters raised in paragraph 8 of Mr Woodcock's
submissions. Whilst that
material gives some insight into Mr Al-Shennag's
different perception of the ill-conceived applications relied upon by Mr
Woodcock,
it does not provide any satisfactory explanation of those
matters.
- Mr
Al-Shennag's further reply submission re-agitates objections to the affidavits
of Marnie McConnell. Those submissions have not
persuaded me that I should not
rely upon that evidence for the purposes addressed in this
judgment.
- In
his reply, Mr Al-Shennag states that he will have all of his evidence on within
weeks. As noted above, he has in fact filed a further
affidavit of his own
headed "evidence in chief" and an affidavit of his wife. Whether that is all the
affidavit evidence upon which
he would rely (including as to his claim for
economic loss) is not clear. What is clear, however, is that the parties are not
ready
to approach the list clerk. Mr Al-Shennag has two further notices of
motion waiting in the wings seeking extensive further interlocutory
relief
including the addition of a new party.
Consideration
- In
my assessment, the history of the proceedings set out above establishes not only
that Mr Al-Shennag has failed to prosecute his
action with due despatch but that
he is incapable of doing so. As already noted, it is not a case of his being
dilatory but rather
of his persisting, with rather too much zeal, in taking a
difficult and obstructive approach, the adverse impact of which is exacerbated
by his lack of legal training and his intense personal involvement in the case.
He has permitted himself to pursue that approach
at the expense of compliance
with orders of the court; due focus on the real issues in dispute; timely
preparation of the matter
for hearing; efficient use of court time and
resolution of the claim in a cost-effective manner.
- As
stated in Micallef at [51], the impact of those considerations must be
balanced against Mr Al-Shennag's interest in having his claim determined in a
final hearing, with a view to deciding whether justice demands dismissal of the
proceeding. The consideration that a litigant should
ordinarily be allowed to
have a claim determined on its merits has weighed heavily with me in my
consideration of this application,
especially where, as a result of the quirky s
7A procedure, partial success has already been achieved. Due weight must be
given to the fact that Mr Al-Shennag has been successful
in obtaining rulings in
his favour to the effect that the report conveyed the five imputations set out
above and that those imputations
are defamatory of him.
- That
result must not, however, be mistaken for an entitlement to an award of damages.
In particular, Mr Woodcock has pleaded a defence
of qualified privilege at
common law which appears to find some support in Mr Al-Shennag's own evidence
relied upon in support of
the present application, at least in so far as he
acknowledges that it was agreed between him and the Council that an independent
engineer should be appointed to investigate and report in respect of issues of
dispute between Mr Al-Shennag and another employee
of the Council (affidavit
no.10 at paragraph 39). Without purporting to undertake any final or
comprehensive determination of all
of the issues that would arise at a final
hearing, it may at least be said that there would appear to be a strong basis
for the defendant's
contention that the report was published on an occasion of
qualified privilege. As stated by Simpson J in Hoser v Hartcher at [29],
the prospects of success in the proceedings are relevant.
- Further,
the claim for economic loss in the amount of now over $13 million based on the
contention that it was the publication of
Mr Woodcock's report, and no other
aspect of the disputes with his employer addressed in the affidavit, that
rendered Mr Al-Shennag
unable to attend meetings with his employer when
requested (resulting in his dismissal) would appear to be ambitious, to say the
least.
- The
present case is unusual in that the plaintiff has not been dilatory. However,
the discretion conferred by the rule is not confined
to cases of delay caused by
inaction. The prejudice faced by Mr Woodcock is that he must remain active in
litigation which is slow
to be brought to finality, not for want of any activity
on the part of Mr Al-Shennag, but for want of any constructive activity.
The
prejudice of being required to face Mr Al-Shennag's numerous specious claims and
allegations is manifest. As noted in Micallef, the rule contemplates the
possible termination of a case without determination of an issue between the
parties.
- In
the present case, there is a more compelling reason for taking that course than
in the case of mere dilatoriness. In my view, there
is a substantial risk that,
even assuming the plaintiff is successful, the costs of the action have already
become disproportionate
to any award of damages Mr Al-Shennag may receive. The
claim for economic loss is substantial but most probably ambitious. Leaving
that
part of the claim aside, and for present purposes disregarding the defences, the
cost of the ill-conceived applications Mr Al-Shennag
has lost along the way is
not warranted by any likely award of general damages for defamation and thereby
offends the proportionality
of costs principle enshrined in s 60 of the Civil
Procedure Act.
- For
those reasons, in my view Mr Woodcock is entitled to the primary relief sought.
In that circumstance, it is not necessary to consider
the alternative contention
that the claim for economic loss amounts to an abuse of process. Pursuant to
rule 12.7(1) of the Uniform
Civil Procedure Rules, I order that the proceedings
be dismissed with costs.
**********
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