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R v DEM [2024] QDC 44 (9 April 2024)
Last Updated: 10 April 2024
DISTRICT COURT OF QUEENSLAND
CITATION:
|
|
PARTIES:
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(defendant)
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FILE NO:
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Indictment 2295 of 2022
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DIVISION:
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Trial
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PROCEEDING:
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Trial (Judge Only)
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ORIGINATING COURT:
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District Court of Queensland at Brisbane
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DELIVERED ON:
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9 April 2024
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DELIVERED AT:
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Brisbane
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HEARING DATE:
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19 and 20 February 2024
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JUDGE:
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VERDICT:
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Not Guilty.
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CATCHWORDS:
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CRIMINAL LAW – PARTICULAR OFFENCES – RAPE - Trial before Judge
without jury – Verdict – Where defendant is
charged with one count
of rape – Anal penetration – Where the proceedings involved a
Tagalog interpreter – Where
there was delay in complaint by the
complainant – Where the complainant did not particularise anal or vaginal
rape in initial
complaint – Where the complaint followed a preceding
criminal complaint by the complainant’s child – Where allegations
of
other sexual or discreditable conduct of the defendant were advanced –
Whether delay caused forensic disadvantage to defendant
– Where the
complainant had provided inconsistent versions and had motive to lie –
Whether Robinson direction necessary – Whether the prosecution case
met the threshold of beyond reasonable doubt – Where the finding was
not
guilty on the sole count on the indictment
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LEGISLATION:
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Criminal Code Act 1899 (Qld) ss 349, 614, 615, 615B, 615C,
632
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CASES:
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Tully v The Queen [2006] 230 CLR 234
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COUNSEL:
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D Bainbridge for the prosecution
E Boddice for the defendant
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SOLICITORS:
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Office of the Director of Public Prosecutions (Qld) for the prosecution
Wallace O’Hagan Lawyers for the defendant
|
Introduction
- [1] The
defendant is charged with one count of rape alleged to have been committed on a
date unknown between 11 November 2010 and
30 June 2011 at Boondall in the State
of Queensland. The particulars, broadly, are that he is alleged to have
penetrated the complainant’s
anus with his penis without consent.
Although the date is not precisely identified, the timeframe is fixed as being
an occasion
some months following the birth of the complainant’s daughter
in November 2010.
- [2] An order was
made pursuant to ss 614 and 615 of the Criminal Code that the defendant
be tried by a Judge sitting without a jury. Section 615B requires me to apply
so far as practicable the same
principles of law and procedure as if there were
a jury. Section 615C(3) requires that I record:
(a) The principles of law that I have applied;
(b) The findings of fact on which I have relied.
The elements of the offence
- [3] Before the
defendant could be found guilty of the charge, I must be satisfied beyond
reasonable doubt of the following elements:
(a) That the defendant penetrated, to any extent, the anus of the complainant by
his penis;
(b) That the act of penetration occurred without the complainant’s
consent.
The issues in this case
- [4] In the
context of the evidence given and the challenges to the complainant in
cross-examination, the elements are both in issue;
however, to simplify that
understanding, the defence advanced is in essence that there was no such act of
penetration at all. Indeed,
although the parties had been in a relationship,
including a sexual relationship for a period of time, the proposition advanced
in
cross-examination was that there had never been any act of anal intercourse,
much less one without consent. Thus, the analysis of
whether or not the
prosecution has proven the offence to the required standard boils down to a
consideration of whether the prosecution
has proven that the alleged incident
occurred as the complainant alleges, or does the prosecution fall short of
establishing that
proposition beyond reasonable doubt. The defence points out,
correctly, that this requires determination of whether the complainant’s
evidence as to the offence is accepted beyond reasonable doubt or does the proof
fall short of that standard.
General principles of law
- [5] There are a
number of general principles which apply to all criminal prosecutions and which
I must apply. They were conveniently
stated by Martin J in R v Pentland
[2020] QSC 231 at [12]- [18]. I reproduce and have applied
them:
“[12] The prosecution has the onus of establishing the
offence charged beyond reasonable doubt. There is no onus on the defendant.
[13] In arriving at a verdict I must act impartially and dispassionately and
only on the evidence received at the trial.
[14] The issues that exist must be resolved by taking into account all of
the evidence, but that does not mean that I have to resolve
all of the questions
or inconsistencies which may have been raised by the evidence or which may arise
about the facts.
[15] The evidence which I accept and that which I reject may be based on a
number of things, including what a witness had to say
in the witness box, the
manner in which the witness gave evidence, the general impression which he or
she made when giving evidence,
statements which a witness may have made at an
earlier time, such as in a statement to the police or at the committal, and my
assessment
of other evidence including documents and other material.
[16] It is for me to decide whether I accept the whole of what a witness
says, or only part of it, or none of it. The fact that I
might not accept a
portion of the evidence of a witness does not mean that I must necessarily
reject the whole of that witness’s
evidence. I may accept parts of it if I
think it is worthy of acceptance.
[17] In drawing any inferences, I must be satisfied that they are reasonable
ones to draw from the facts that I find have been established
by the evidence. I
must not engage in speculation or conjecture to fill in any gaps in the evidence
but it is up to me to decide
whether I accept particular evidence and if I do,
what weight or significance, it should have.
[18] I also bear in mind that there is a difference between honesty and
reliability. A person might honestly believe what he or she
says about what he
or she heard or saw and yet not be reliable in recollection, perhaps because of
errors in observation, or of recall,
or because of an inability to describe what
they heard or saw. In this case, the passage of time between the events
surrounding the
charge and the giving of evidence in this trial is of particular
importance.”
The evidence
- [6] The only
evidence at the trial was that of the complainant, who is a mature woman, now 43
years of age. She was born in the Philippines
and moved to Australia at some
time in the past; certainly by 2009. Although she is fluent in English
(according to the way she
gave evidence at the trial; more of this below) her
native language is Tagalog, a language spoken in the Philippines and accordingly
the complainant gave evidence with the assistance of a Tagalog interpreter. She
gave evidence from a remote witness room in the
court complex on 19 February
2024 and her evidence was recorded as it was given. The assistance of the
interpreter was via a telephone
connection. I heard the evidence as it was
given and have had access to the transcript.
Interpretation
- [7] The
indications from the outset of the trial were that the complainant was
relatively competent in English, thus I discussed with
her at the commencement
of her evidence the two possibilities of whether she wished a strict
interpretation process of all communication
being through the interpreter, or
whether she wished to give evidence in English primarily, with assistance from
the interpreter
as required. She initially indicated a preference for strict
interpretation. However, from the commencement of her evidence she
began
spontaneously answering questions fluently in English – without any
interpretation – and this process continued.
Occasionally assistance was
sought from the interpreter.
- [8] As the
transcript indicates, there was a period after the lunch break when she
indicated some dissatisfaction with some undefined
aspects of the interpretation
process. After an examination of that issue, I reached the conclusion that
there was in truth no problem
with the process and there was no realistic
possibility of any degree of meaning having been lost. Accordingly, the
evidence was
concluded in the same way as previously. The complainant’s
agreement with this procedure is at T1-56. My conclusion is that
there was no
significant difficulty with the complainant being able to clearly communicate
during her evidence.
- [9] In reaching
this conclusion, I have considered and applied the fundamental duty of a
judicial officer to ensure fairness and procedural
fairness in the conduct of
proceedings (Standard 16.1 of the Guideline to Working with Interpreters in
Queensland Courts; see Direction
21.1 of the Supreme and District Courts
criminal directions benchbook (“the Benchbook”)).
- [10] I have also
taken into account the broader contents of Direction 21.1, in particular the
need for caution as to body language
or demeanour where different cultural
backgrounds are involved or as to reliance on tone. I have been cautious to
resist any conscious
or subconscious bias attached to demeanour, cultural
assumptions, stereotypes or cultural bias attaching to my assessment of the
complainant’s evidence. I do note that ideally the interpreter would have
been physically present; however, this does not,
in the circumstances outlined
above, negatively impact the fairness of the proceedings to any significant
degree.
The complainant’s evidence
The relationship
- [11] The
complainant’s evidence was that the couple originally met on a dating
website in May 2009. They dated for a few months
but then separated. They had
an intimate relationship, as a result of which she fell pregnant. She learned
of the pregnancy after
the breakup. She discussed the pregnancy with the
defendant and decided to proceed with her pregnancy and it was agreed he would
assist or support her with the child.
- [12] Her
daughter was born on 10 November 2010 and she was then living with the defendant
initially in Tarragindi and later moving
to premises at Boondall. Broadly, by
the time of the move to Boondall, the complainant’s version was that they
were no longer
in a relationship but essentially separated under the same roof.
The move to Boondall was in 2011.
- [13] The
complainant also said the birth of her daughter was natural but somewhat
difficult because she was a large baby and as a
result there were some stitches
in her vagina which was tender for some months thereafter.
- [14] The
complainant’s evidence was that DEM was somewhat overbearing and
controlling during the relationship. She felt that
she had to live with him
because of her daughter whom (for unspecified reasons) she did not
“declare” to relevant authorities,
leaving her in a position that if
she moved away from DEM he threatened that she would not be able to take her
daughter with her.
I don’t understand this to have been correct, of
course, in any legal sense, but I do accept that the complainant was
nevertheless
apprehensive about the problem.
The offence
- [15] The
complainant’s description of the offence was that at the relevant time,
during early 2011, because of her injury from
the birth and her stitches she was
still in pain. DEM wanted her to be intimate with him, but she told him no
because it was still
painful, however according to her he forced her. Her
description was that “he put his penis in my arse”, at a time when
she was begging him not to do it, but he forced himself upon her. She said that
because he was strong she was unable to resist.
She said no, but he continued.
It happened in the Boondall house in the bedroom during the day. The
penetration continued long
enough for DEM to climax. The complainant said that
after the intercourse the defendant was angry, apparently in the context that
she wanted to leave him but he said she could not take her daughter with her.
She was scared of that situation. Her evidence was
that DEM accused her of not
being worthy as a mum.
The complaint
- [16] The
complainant did not immediately complain to police, or anyone else, of the
offence. This aspect of the factual narrative
was engaged in arguments as to
directions, set out below. After eventually leaving the Boondall house the
complainant lived in Beenleigh
with her daughter. The defendant stayed in
contact and was somewhat threatening, again in relation to the custody of the
daughter.
They again apparently lived together in Eagleby for a period of time
until the complainant eventually found separate accommodation
for herself and
her daughter. The defendant still had contact with she and her daughter
thereafter.
- [17] The
complainant eventually made a complaint to police of the rape in 2021 after
allegations emerged from her daughter as to sexual
offences committed against
her by the defendant. The complainant’s statement to police in 2021
(primarily relating to the
daughter’s complaint) contains the allegation
of rape but was not specific as to whether the act of penetration was vaginal
or
anal. It was not until 14 February 2024, roughly two years and eight months
after the first statement (and the week before the
trial), that the precise
allegation of anal rape occurred, in a conference with the Crown
Prosecutor.
- [18] After
hearing the evidence, the parties made written submissions to which they spoke
on 18 March 2024. As set out below, there
was both agreement and disagreement as
to the applicable directions.
Defendant not giving
evidence
- [19] The
defendant has not given or called evidence. Accordingly I direct myself on that
aspect as follows. It is his right to not
give or call evidence. He is not
bound to do so and is entitled to insist that the prosecution prove the case
against him, if it
can. The prosecution bears the burden of proving the guilt
of the defendant beyond a reasonable doubt, and the fact that the defendant
did
not give evidence is not evidence against him. It does not constitute an
admission of guilt by conduct and it may not be used
to fill any gaps in the
evidence led by the prosecution. It proves nothing at all, and I must not
assume that because he did not
give evidence that adds in some way to the case
against him. It cannot be considered at all when deciding whether the
prosecution
has proved its case beyond a reasonable doubt, and most certainly
does not make the task confronting the prosecution any easier.
It cannot change
the fact that the prosecution retains the responsibility to prove guilt of the
defendant beyond reasonable doubt.
Submissions
The prosecution submissions
- [20] The
prosecution argues the Crown case should be accepted in all the circumstances,
where:
- - The
complainant’s evidence was clear and compelling and should be accepted;
- - The timing of
the alleged offence, so many years ago, was identifiable with reference to her
daughter’s birth;
- - Her demeanour
was impressive and she made reasonable concessions including that she did not
provide all the relevant detail to police
in her initial statement to them and
that she was very angry with the defendant at the time upon learning of the
allegations concerning
her daughter;
- - Her complaint
of anal rape is said to be plausible given that she had declined sexual advances
from the defendant and was still
in pain in the area of her vagina some months
after the birth of her daughter.
- [21] The
prosecution also refers to some of the relevant directions and the way in which
they should be dealt with.
Other discreditable conduct
- [22] The
prosecution refers to evidence of other sexual or discreditable conduct of the
defendant, attracting the considerations in
Benchbook direction 70. The alleged
conduct referred to includes other occasions of sexual intercourse where the
complainant said
the defendant forced himself on her throughout the
relationship. Further, she gave evidence that she had caught the defendant
looking
at child exploitation material on a computer. There were also
allegations of threats and controlling behaviour which are said to
show the true
nature of the relationship between the parties as well as assisting in
explaining why the complainant did not complain
earlier or immediately. The
prosecution argues that the complainant was fearful of the defendant who was the
dominant force in the
relationship and this explains her unwillingness to
complain earlier.
- [23] The
relationship evidence referred to is not said to prove sexual interest by the
defendant in the complainant; clearly enough
they were, or had been, in a sexual
relationship. Thus the relevant direction is one referable to relationship
evidence admitted
for context and not to prove sexual interest (as set out at
p70.7 – 70.8 Benchbook).
- [24] In my view
it is appropriate that I give myself a direction along those lines. In essence
it is that having heard evidence of
other alleged misconduct which has taken
place between the defendant and the complainant, and which the prosecution
argues is necessary
to explain what occurred in the incident the subject of the
alleged offence, it is important to understand that the relevance of
such
evidence is limited. If I accept that evidence (as to the other alleged
misbehaviour) it does not make it more probable that
the defendant committed the
alleged offence. Rather it is relevant only to answer questions which might
otherwise naturally emerge
about the background to the incident which the
prosecution alleges was the charged offence.
- [25] The main
thrust of this direction, as argued by the prosecution, is that the complainant
was unwilling to “call out”
inappropriate behaviour by the
defendant. The evidence, if accepted, may explain why the complainant did not
complain earlier.
This is easier to understand if the background evidence shows
that the alleged offence, to use a phrase from some of the authorities,
did not
arise “out of a clear blue sky”.
- [26] On this
issue, the defence does not resist the requested direction being given in
accordance with the Benchbook. However, the
occurrences of discreditable
conduct, which were not conceded, did not, in the defence argument, assist the
complainant’s credibility
in the way contended for. The complainant had
seen the defendant allegedly watching child pornography and, possibly, been
raped
on other occasions; yet these were things that she did not complain of to
the police; a blow, so it is argued, rather than a bolster
to her
creditworthiness. Moreover, the child pornography allegation does not sit well
with the complainant allowing her daughter
to be cared for by the defendant
unsupervised in the time following having seen this alleged incident, and
subsequent to herself
being anally raped. The defence argument is that the
allegations of other discreditable conduct not previously complained of are
things which bear adversely on the complainant’s creditworthiness and do
not assist in answering questions which might otherwise
naturally emerge about
the background to the charged offence. I will return to these matters in the
conclusion.
Delay causing significant forensic disadvantage
- [27] The
prosecution does not resist the proposition that there should be a direction as
to delay in prosecution causing significant
forensic disadvantage (set out in
no. 65 of the Benchbook), and in my view it is appropriate to do so. Thus, I
must direct myself
as to the effects of delay on the ability of the defendant to
defend himself by testing the prosecution evidence or bringing forward
evidence
in his own case. The specific difficulties encountered by the defendant in
testing the evidence of the prosecution include
the absence of medical evidence
from a prompt medical examination which would have presumably followed a prompt
complaint (this had
the potential to, but would not necessarily have resulted
in, injuries from an anal penetration which was said to have been unlubricated).
There is also a lack of DNA evidence potentially proving – or tending to
disprove, by its absence – an anal penetration,
particularly when it is
alleged that the defendant ejaculated.
- [28] The
prosecution submits that even if the complainant had participated in a prompt
forensic medical examination, it is entirely
possible that no injury would be
discernible. This may well be the case; there is no expert evidence in this
matter as to the likelihood
or unlikelihood of such an injury, although common
sense dictates it would have been a strong possibility. The prosecution also
submitted that it is entirely possible that no DNA evidence would have been
present. This is less easy to accept. In the context
of an allegation of anal
rape including ejaculation, it seems to me likely that some DNA evidence would
have been present if there
had been a desirably prompt examination, i.e. within
a day or two of the offence.
- [29] On this
topic, the defence submits that a number of disadvantages emerge:
(a) the date of the alleged offence would be known, rather than a six-month
period;
(b) if an immediate complaint had been made, a
medical examination in the context of an unlubricated penetration is likely to
have
been informative;
(c) the DNA testing particularly for spermatozoa is likely to have been
productive in the context of the allegation of ejaculation.
Thus the absence of
the ability to access DNA evidence or lack thereof places the defendant at a
forensic disadvantage.
- [30] Therefore,
I direct myself, in terms of Benchbook direction no. 69, that the delay of about
10 years from alleged offence to
complaint did affect the ability of the
defendant to defend himself by testing the prosecution evidence or bringing
forward evidence
in his own case. In this regard, I refer to the following
specific difficulties encountered by the defendant in testing the evidence
of
the prosecution or in adducing evidence in his own case. These difficulties
include:
(a) the capacity of the complainant to accurately recall events that occurred 10
years ago and the possibility of distortion in recollection.
This is exemplified
by the feature referred to by the defence that the offence date is a six month
period; this makes it difficult
for the defendant to recall and refer to things
such as where he was and what he or the complainant were doing on a specific
date;
(b) as the defence submits, if an immediate complaint had been made, a medical
examination in the context of an unlubricated penetration
is likely –
although not certain – to have been informative;
(c) the DNA testing, particularly for spermatozoa, is likely to have been
productive in the context of the allegation of ejaculation,
if a prompt
complaint were made. Thus, the absence of the ability to access DNA evidence or
refer to its absence places the defendant
at a forensic disadvantage.
- [31] These
difficulties put the defendant at a significant disadvantage in responding to
the prosecution case, either in testing the
prosecution evidence, or in bringing
forward evidence himself, or both. The delay means that evidence relied upon by
the Crown cannot
be as fully tested as it otherwise might have been.
- [32] Had the
allegations been brought to light and the prosecution commenced much sooner, it
would be expected that the complainant’s
memory for details would have
been clearer. This may have enabled her evidence to be checked in relation to
those details against
independent sources, so as to test it. The
complainant’s inability to recall precise details of the circumstances
surrounding
the incidents makes it difficult for the defendant to throw doubt on
her evidence by pointing to circumstances which may contradict
her. Had the
defendant learned of the allegations at a much earlier time he may have been
able to recall relevant details which could
have been used by his counsel in
cross-examination of the complainant.
- [33] Another
aspect of the defendant’s disadvantage is that had he learned of the
allegations at a much earlier time he may
have been able to find witnesses or
items of evidence that might have either contradicted the complainant or
supported his case,
or both. He may have been able to recall with some precision
what he was doing and where he was at particular times on a particular
date and
to have been able to bring forward evidence to support him.
- [34] I should
also take into account that because of the delay, the defendant has lost the
opportunity to bring forward evidence from
sources including the evidence of
potential injury or lack thereof, or evidence of DNA findings or lack thereof,
referred to above.
- [35] I thus
direct myself that in considering the evidence in this case, I need to take into
account the disadvantage the defendant
is at, which means that the
complainant’s evidence has not been tested to the extent that it otherwise
could have been nor
has the defendant been able to bring forward evidence to
challenge it. I note the Crown’s submission that a timely examination
may
not have detected an injury or DNA; this is easier (although not
straightforward) to accept for the injury than the DNA.
- [36] The
prosecution submits that no suspicion should attach to when and how the
complainant ultimately complained. It is said that
the complainant gave
reasonable explanations for the timeline including that she did not seek medical
attention because she did not
think about it, being scared and devastated. If
she went to the doctor she feared questions about what happened and then police
contact which she did not want as the defendant was still her daughter’s
father. She also said that she was scared of the
defendant. Conversely, she
said that she did not want him to go to prison, he being her daughter’s
father. She also said
that she did not complain because she was afraid in
regard to her daughter’s welfare.
- [37] In this
context the prosecution also referred to the nature of the relationship in which
the defendant dominated the complainant,
including, in the prosecution’s
submission, “weaponising” custody of their child. She said that in
the context
of arguments, if she attempted to leave he said she could not take
her daughter and threatened that the judge (presumably of the
Family Court)
would not permit her to have the daughter. This was apparently a repeated
threat and, as the prosecution submits,
was in the forefront of the
complainant’s mind.
- [38] These
matters go some way to explaining the reasons for the delay, which is relevant
to the extent to which it impacts on the
complainant’s credit (although of
course the delay is in any case not to be taken as impacting the
complainant’s reliability;
see below at [66]). They do not, however,
dilute the defendant’s forensic disadvantage, which must be taken into
account.
Cotic comment
- [39] The
prosecution also referred to what is commonly known as a Cotic comment
(R v Cotic [2003] QCA 435), to the effect that there should be great
caution against any assumption that victims of sexual abuse would or should
behave in a
particular way. There is no textbook response as to how one should
behave. Everyone reacts differently in different circumstances
and it is
dangerous to make assumptions or apply pre-conceived notions as to how a
complainant ought to act. This is particularly
so in relation to the delay of
complaints, which the Royal Commission into Institutional Responses to Child
Sexual Abuse commonly exemplified as being 10 years or more, particularly
for child complainants.
- [40] I accept
that generally a Cotic comment is relevant in sexual cases. That is,
however, normally in the context of complaints by children, rather than by
mature adults;
the judgment specifically referred to children. The prosecution
refers in this context to comments by Henry J in R v MCJ [2017] QCA 11 at
[52]. However, as noted above those (no doubt apposite) comments refer to child
victims, not adults. They have less force, in my view,
in the present case where
a mature adult is under consideration. I do accept, however, that there is no
textbook standard of behaviour
for victims of sexual abuse of any
age.
Other matters touching on creditworthiness
Continued unsupervised access after seeing child pornography
- [41] The
prosecution submits that there should be no suspicion of the fact that the
complainant continued to allow the defendant to
have contact with their daughter
after the observation of child pornography. This is said to be explained by the
fact that the defendant
had not offended against the daughter nor was there
evidence to suggest the complainant had a fear or suspicion that he might do
so.
- [42] This is a
difficult position to accept. Whilst the complainant’s circumstances were
no doubt difficult as, in effect,
a single mother in a foreign country (albeit
she had resided here for a number of years) where English was not her first
language,
it is hard to accept that she would have been put at ease merely by
not having seen the defendant actually offend against their daughter.
Once she
had seen the child pornography – after she herself had been raped by the
defendant – it seems to me that some
action or investigation was called
for. This is not alleviated in my view by the complainant’s explanation
that the defendant
was the parent of her daughter and supposed to protect her.
Child pornography, it seems to me, would be concerning enough to provoke
some
response rather than acquiescence in occasions of unsupervised
contact.
Inconsistent version
- [43] Clearly
enough the complainant did not reveal the full nature of her complaints to the
police in her statement. The prosecution
argue that she did not positively
mislead them and that she was embarrassed. She said that police did not ask her
to explain what
she meant when she said the word “sex” or
“forced himself inside of me” nor, according to her, did the police
ask the complainant to explain any particular detail about the sex she told them
of.
- [44] The
prosecution submits that any criticism regarding this aspect of the evidence
should be directed at the police investigators’
“inability to
properly investigate” and not the complainant. This is a difficult
submission to accept in the context
that no investigating police were called as
witnesses, by the party bearing the onus of proof. There is simply no evidence
as to
the depth or details of their questioning. Had the prosecution wished to
ventilate such a criticism, they could have called the
investigating police
officers as witnesses, albeit the criticism would have to be raised, at least at
first instance, in a non-leading
way. The details of the questioning, if they
helped the prosecution, could have been elucidated.
- [45] On this
topic, the defence submits that the nature of the complainant’s evidence
in her statement to the police compared
with her version at trial really amount
to nothing other than an inconsistency. Her first complaint should properly be
understood
as a vaginal rape. That leaves the evidence as including a new
inconsistent complaint made within a few days of the commencement
of the trial
that she was anally raped. This is, in the defence argument, a severe blow to
her creditworthiness. Indeed, the complainant
seemed to confirm that she made a
deliberate choice to not tell investigating police that she was raped anally.
She said at page
1-81 of the transcript that, as to being anally raped, she did
not tell the police that initially because she was embarrassed and
disgusted,
i.e. it was a deliberate choice to withhold that detail. This may be
understandable but does not assist her credibility.
It also erodes the idea that
the police were at fault.
Motive to lie
- [46] The
prosecution submits that the motives to lie which were agitated – firstly,
that she had a reason to fabricate aspects
of her account concerning the
defendant’s behaviour so as to put her in a stronger position if there
were to be any arguments
about custody of the daughter (where the defendant
repeatedly threatened her on that topic) and, secondly, out of anger when she
discovered the alleged offending against the daughter – are not relevant
to her credibility. The prosecution does not, however
resist the motive to lie
direction being given, as I understand it.
- [47] It is
important to recall the purpose behind this direction which is set out as
Direction No. 44 in the Benchbook. It deals
with a position where the
complainant is asked questions as to her motive to lie as to the
defendant’s conduct. Importantly
the direction continues that if the
motive to lie is rejected, that does not mean the complainant is telling the
truth, rather her
evidence must be examined to see whether the prosecution has
satisfied the tribunal of fact beyond reasonable doubt of the guilt
of the
defendant.
- [48] In the
result, I do note that the complainant was asked questions in cross-examination
as to a motive for her to lie in her account
concerning the conduct of the
defendant, mainly that she was simply furious at the complaints made by the
daughter. The second aspect,
as to potential arguments as to custody, emerges on
the complainant’s evidence.
- [49] However, I
direct myself that if I reject the motive to lie put forward on behalf of the
defence, that does not mean the complainant
is telling the truth. I bear in
mind that it is for the prosecution to satisfy me that the complainant is
telling the truth; for
it is the prosecution’s burden to satisfy me beyond
reasonable doubt of the guilt of the
defendant.
“Robinson” Direction
- [50] The defence
submits that the complainant is a witness whose evidence may require a special
warning as set out in Direction No.
63 in the Benchbook. This is confined by s
632 of the Criminal Code, in the context of a defendant potentially being
convicted of an offence on the uncorroborated testimony of one witness. The
section
makes clear that such a warning is not mandated but a comment may be
made on the evidence given in the trial that is appropriate,
as long as there is
no suggestion that the law regards any class of witnesses as unreliable.
- [51] In
considering whether or not such a direction should be given, it is necessary to
examine the various features which may found
such a direction. Some examples
are given in the Benchbook, which include significant differences between
accounts of the alleged
offence by the witness.
- [52] In pursuing
the need for such a direction, the defence refers to a number of features of
which a few are the most relevant:
(a) the complainant’s ongoing animus towards the defendant, particularly
because of his constant threats to unfairly remove
the custody of her daughter
from her;
(b) her animus towards the defendant at the time of her complaint in that she
was aware of her daughter’s allegation against
the defendant of sexual
offending;
(c) her curious behaviour in permitting ongoing unsupervised contact between the
defendant and her daughter despite (i) having been
raped by him; and (ii) having
seen him accessing child pornography;
(d) the deliberate withholding from investigating police, because of
embarrassment, of the important detail that what she was complaining
of was a
penile/anal rape.
- [53] It is
submitted that although these features might not individually warrant a
Robinson direction, in combination they do.
- [54] The
prosecution position is that it is not accepted that a Robinson direction
is necessary, particularly in the context of the conceded direction about
delay.
Is a Robinson Direction required?
- [55] In
resolving whether a Robinson direction is required in respect of the
complainant’s evidence, the Benchbook assists. Generally, the suggested
directions
direct the jury to scrutinise the evidence of the relevant witness
with great care before arriving at a conclusion of guilt; that
is not to say
that the jury cannot act on their evidence but should be convinced of its
truthfulness and accuracy bearing in mind
the matters the subject of the
warning. A similar formula applies for certain types of “suspect”
witnesses including
indemnified witnesses and those who have given a section 13A
statement. It is interesting that witnesses with a mental disability,
such as
long-standing schizophrenia, are recommended to be dealt with by way of the more
old-fashioned formula of “dangerous
to convict”.
- [56] The
prosecution resists a Robinson direction in the context of the other
directions given, however also submit that if one were to be given the formula
would be “scrutinised
with great care” rather than “dangerous
to convict”. I conclude that this is a correct approach.
- [57] As to
whether the direction should be given, in Robinson itself (Robinson v
R [1999] HCA 42; [1999] 197 CLR 162) the High Court, in a unanimous decision, explained the
intended operation of the section including at paragraphs [20] and [21].
Although there is no requirement, either generally or in relation to particular
classes of case, to warn a jury “that it is
unsafe to convict the accused
on the uncorroborated testimony of one witness”, that does not mean that
in a particular case
there may not be matters personal to the uncorroborated
witness upon whom the Crown relies, or matters relating to the circumstances,
which bring into operation the general requirements considered in
Longman.
- [58] In R v
Reynolds [2015] QCA 111 at [39], it was explained as to when a
Robinson direction should be given:
“The functional
purpose of the Robinson direction is to convey to the jury the importance
of cautiously scrutinising the evidence of the complainant. As the
Robinson direction is of a special and exceptional nature, it will
generally only be required in circumstances where the factual matrix giving
rise
to the “perceptible risk” is outside the ordinary experiences of the
jury. Accordingly, although not a substitute
for the “perceptible
risk” test, a cogent indicator of the need for a Robinson direction
is the existence of a forensic disadvantage to the accused emanating from the
factual matrix which is perspicuous to the trial judge, but not necessarily
to lay members of the community.” (emphasis added)
- [59] This a
proposition relied on by the prosecution. It is submitted that, because in this
case the tribunal of fact is the Judge
rather than a jury, it is not necessary
to explicitly direct myself in relation to matters which are
“perspicuous” (I
think in context this means clear) to me. That is,
because I necessarily have the specialised experience that reveals the
perceptible
risk to me, it is not necessary to direct myself in those terms.
- [60] With
respect, I am not sure that is correct. Accepting the underpinning to that
argument, namely that I do have the required
experience to appreciate the
perceptible risk, nonetheless in my view principles of transparency of justice
require that, if I am
taking into account, as I must implicitly be, factors
which give rise to the perceptible risk, it is necessary that I reveal these
matters in the written reasons for judgment. The best way of doing this is
delineating what the relevant factors are and indicating
whether or not I
conclude, alone or in aggregate, that they give rise to the relevant need for
caution in the fact finding process.
- [61] In R v
Pollard [2020] QCA 188, Sofronoff P explained the context for the direction
in paragraphs [27] to [29]. His Honour noted, inter alia, at [28] that
what is at issue
“...is the degree of reliability that the
jury ought to demand from the evidence before announcing itself satisfied beyond
a
reasonable doubt of the guilt of the accused. The long experience of judges
and lawyers who practice criminal law ... teaches that
there are recurring
factors in the cases that can render testimony suspect. When factors exist in a
case that affect the reliability
of evidence, whether for reasons to do with the
possible dishonesty of a witness or for reasons to do with sheer reliability, it
is the duty of the judge to give the jury the benefit of judicial experience by
instructing a jury about the known risks.”
To this I would add, in the present context of a judge alone trial, that if I
reached the conclusion that the case was one where factors
affecting reliability
of evidence should be taken into account in the relevant sense, it is duty of
the judge to make explicit the
fact that the factors are being taken into
account, to what affect.
- [62] In
paragraph [29] his Honour continued:
“The real question for a
trial judge is whether, in the case at hand, there are such features and whether
these features warrant
judicial instruction. If such features exist and the
conduct of the case dictates such a course, the judge ought to warn the jury
about the existence of these factors so that the jury is armed with the
necessary knowledge to consider the evidence in its true
forensic context. This
is simply a matter of ensuring that the jury has the necessary mental equipment
with which to deal rationally
with the evidence.”
Again, if such features exist and should be taken into account, in my view a
trial judge sitting alone ought to make the taking account
of those features
explicit. This is a requirement of open justice; making the reasoning process
clear.
- [63] I also take
into account the observations of Sofronoff P in R v VM [2022] QCA 88 at
[39]. As was outlined in Tully v The Queen [2006] 230 CLR 234 per
Crennan J at [179], a trial judge is required to identify to the jury features
which the judge considers warrant
a specific warning, the reasons for the
warning, and the proper response to it (that is, to scrutinise the evidence with
care).
The reason for the warning is often that the particular evidence under
discussion is the critical evidence in the case, which is
of course the case
here.
Conclusion re: Robinson Direction
- [64] The
features which, in my view, do give rise to the requirement for a
Robinson direction are:
(a) the complainant’s ongoing animus towards the defendant, particularly
because of his constant threats to unfairly remove
the custody of her daughter
from her;
(b) her animus towards the defendant at the time of
her complaint in that she was aware of her daughter’s allegation against
the defendant of sexual offending;
(c) her curious behaviour in permitting ongoing unsupervised contact between the
defendant and her daughter despite (i) having been
raped by him; and (ii) having
seen him accessing child pornography;
(d) the deliberate withholding from investigating police, because of
embarrassment, of the important detail that what she was complaining
of was a
penile/anal rape.
- [65] I note, of
course, that the delay in complaint, which is the subject of a separate
direction about particular forensic disadvantage,
does not represent a
feature giving rise to a Robinson direction. Section 4A(4) of the
Criminal Law (Sexual Offences) Act 1978 provides that the jury must not
be told that the law regards the complainant’s evidence as more or less
reliable only because
of the time taken by the complainant to make a preliminary
or other complaint. Of course, subsection (5) of that section provides
that the
judge may make any other comment to a jury on the complainant’s evidence
that it is appropriate to make in the interest
of justice. I also note the
Cotic comment already referred to above.
- [66] Therefore,
in the result, I direct myself that the complainant is the critical witness in
this case. I do need to scrutinise
her evidence with great care before arriving
at a conclusion of guilt. That is not to say that I cannot act on her evidence.
But
I conclude that I should only do so if I am convinced of its truthfulness
and accuracy, bearing in mind the matters outlined above,
which may have some
effect upon her reliability.
Defence submissions
- [67] The defence
emphasises that the onus is on the prosecution to prove the charge beyond
reasonable doubt and argues that on the
complainant’s evidence there ought
to be a reasonable doubt. Essentially the defence rely on the four factors in
paragraph
[64] above as individually and collectively damaging to the
complainant’s credit.
- [68] In all the
circumstances, the defence argument is that there are significant credibility
issues with the complainant’s
evidence. Further:
- - I must take
into account the significant forensic disadvantage flowing from the delay;
- - There is a
motivation to lie; and
- - In the context
of a Robinson direction and the factors giving rise to it, there is
simply too much concern about the quality of the complainant’s unsupported
evidence to reach a conclusion of guilt beyond a reasonable doubt. Scrutinising
it with great care produces the result that it could
not be accepted to the
required standard.
Conclusion
- [69] It is
central that the complainant’s evidence must be carefully assessed; it is
the only evidence proving the offence.
Referring to some of the features
mentioned as assisting the assessment of witnesses in fact finding in the
Benchbook:
- - Demeanour: I
do not find the complainant’s demeanour to be of much help, either in
favour of or against her creditworthiness.
I do not accept her demeanour was
damaging to her credit, particularly where English is her second language (see
[10] above);
- - Unlikelihood:
Her version contains features which are somewhat unlikely, in my view; in
particular, it is difficult to accept that
she allowed her daughter to be cared
for unsupervised by the defendant in the circumstances in paragraph [64](c)
above. This might
be easier to understand if it occurred under protest, but the
complainant seems to have been somewhat sanguine about it, for reasons
I find
difficult to accept;
- - Consistency:
Her recent complaint of anal rape does in my view amount to an
inconsistency;
- - Generally I
take into account the features outlined in [64]
above.
Applying the Robinson direction, her
evidence must therefore be scrutinised with great care before concluding
guilt.
Other discreditable conduct
- [70] I would
find it difficult to make definitive findings as to the previous discreditable
conduct referred to by the prosecution.
It may well be that there were examples
of previous misbehaviour by the defendant, but the evidence thereof is not so
compelling
as to allow definite findings to be made. Thus these matters do not
provide a sufficient context to allow the use of them in the
way contended for
by the prosecution; they do not explain what would otherwise seem curious, in
particular the curious acquiescence
in the unsupervised care of the
daughter.
Is the complainant’s evidence
inconsistent?
- [71] I do find
the complainant’s evidence to have been inconsistent in that she
deliberately withheld the detail from investigating
police that her complaint
was of anal rape. This is, as outlined, a challenge to her
creditworthiness.
Delay
- [72] There is
also significant forensic disadvantage to the defendant as a result of the
delay. Thus the complainant’s evidence
has not been able to be tested
fully nor has the defendant been able to bring forward evidence to challenge it.
While this does not,
of itself, make it dangerous or unsafe to convict –
see [56] above – the disadvantage is taken into
account.
Result
- [73] The
circumstances of the case and the quality of the evidence as outlined above, in
the context of the directions which I have
given myself and which must be
accorded full weight, drive me to a conclusion of not guilty. As the standard
directions set out,
the standard of proof of beyond reasonable doubt is a high
one. It is, for example, higher than the civil standard. Even if I reached
the
conclusion that the defendant was probably guilty, this would still leave me in
a state of reasonable doubt. The defendant may
well have misbehaved in the way
alleged by the complainant, or something similar, but I am not able, in the
context of the challenges
to her credit and the directions which must be
followed, to accept her unsupported and challenged evidence to the required
standard;
overall there is a reasonable doubt.
- [74] This is the
position I find myself in having considered the evidence and acted upon the
relevant directions, and accordingly
the defendant is found not
guilty.
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