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Supreme Court of Victoria - Court of Appeal |
Last Updated: 14 April 2008
COURT OF APPEAL
No. 367 of 2006
THE QUEEN
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WHERE HELD:
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DATE OF HEARING:
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DATE OF JUDGMENT:
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MEDIUM NEUTRAL CITATION:
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CRIMINAL LAW – Indecent acts with child under 16 years – Conviction – Prosecutor’s cross-examination of the applicant as to whether complainant had ‘fabricated’ evidence – Recent complaint, made by a child aged six years – Whether evidence of complaint admissible – Whether trial judge erred in directions as to recent complaint – VATE tape – Whether VATE tape should have been admitted into evidence – Whether jury verdicts unsafe.
CRIMINAL LAW – Indecent acts with child under 16 years – Sentencing – Whether judge in error in stating that verdicts did not represent ‘isolated act’ – Whether judge’s findings as to effect of offences on victim and others open – Whether judge’s statement that he could not ‘confidently find’ the applicant would not re-offend again open – Manifest excess.
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APPEARANCES:
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Counsel
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Solicitors
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For the Crown
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Ms C Quin
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Ms A Cannon Solicitor for Public Prosecutions
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For the Applicant
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Mr M Croucher
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Galbally Rolfe
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1 For the reasons given by Kellam JA, I would also dismiss the applications for
leave to appeal against conviction and sentence.
I wish only to comment on two
aspects of the third ground of the application for leave to appeal against
conviction. As Kellam
JA explains in his reasons, ground 3 relates to the
admissibility of evidence of the conduct and statements made by the complainant
to her mother on the evening of 28 December and the statements she made to
her mother on the following day.
2 Counsel for the applicant submitted that
these statements were inadmissible because they were not capable of amounting to
complaints,
but were ‘mere narrative’ and because the complainant
did not make them at the first available opportunity after the
alleged sexual
assaults had occurred. Counsel relied on the decision of this Court in R v
Knigge,[1] in support of that submission.
3 In R v Knigge the complainant had made a number of statements to her
teacher about six months after the end of the ‘between
dates’ period
during which the offences were said to have occurred. The complainant told her
teacher that the applicant ran
around the house wearing only a towel and that
the children ‘had to try and grab the towel and pull it off him’.
She
also said that the applicant came into the bathroom when she and her sister
were in the bath, and that he liked to put his hand on
her leg.
4 Winneke P doubted whether this was evidence of a complaint at all,
commenting that it seemed to have:
been in the nature of general discourse between the complainant and the witness about events of day to day activities (by no means approaching the conduct complained of in the VATE tape) which had occurred many months before at the complainant's house.[2]
5 In my opinion the conduct and statements of the complainant in this case were
clearly distinguishable from the statements of the
complainant in R v Knigge.
On the evening of 28 December she simulated sexual behaviour of a kind which
would have been unfamiliar
to a child of her age and followed it up with a
statement to her mother that the applicant had ‘licked her pee pee’.
She made a similar statement to her mother on 29 December and also alleged
that she had rubbed cream on the applicant’s penis
and that he had rubbed
cream on her vagina. In a six year old child no significance can be attached to
the fact that the complainant
simply described what she alleged had occurred,
rather than expressing a grievance against her grandfather.
6 Counsel also
contended that the statements were not admissible as ‘recent
complaints’ because they were not made at
the first reasonable
opportunity. Unlike the situation in R v Knigge, where the statements were made
six months after all contact
between the complainant and the applicant had
ceased, these complaints were made shortly after the offences covered by counts
4 and
5 were alleged to have occurred, namely between 21 and 23 December.
I agree with Kellam JA that the delay was not unreasonable having
regard to
the age of the child and her belief that the alleged events were a ‘silly
secret.’ Although counts 1 and 3
may have occurred up to a year prior to
the complainant describing the course of conduct to her mother, the complainant
was not aware
that the alleged behaviour was wrong, until she was told this by
her mother on 29 December.
7 I also agree with Kellam JA that the
statement was sufficiently linked in time to all of the alleged sexual assaults
to be admissible
as a recent complaint relating to all of the counts on the
presentment. Where a child complains of a series of sexual assaults which
are
alleged to have occurred over a relatively short period, and the complaint
relating to one or more of those assaults is sufficiently
‘recent’,
it seems to me that the recent complaint exception must apply to admission of
evidence of all the events of
which complaint is made.
8 It would be entirely
artificial to apply the recent complaint exception only to the alleged assault
which was closest in time to
when the complaint was made, and to exclude the
evidence (or tell the jury to disregard it) so far as it alluded to other
alleged
assaults which were part of the same course of conduct. Recent
complaint evidence is, of course, admissible as evidence of the consistency
of
the complainant’s conduct and not as evidence of the truth of the facts
which are the subject of the complaint. In my opinion
the complainant’s
behaviour in rubbing herself up and down on top of her mother, and the
statements she made to her mother
on Sunday 28 December 2003 demonstrate
‘consistency in her conduct and consistency of the evidence given in
court’[3] in relation to all of the alleged
assaults.
9 It might be said that this is an extension of the principles
relating to the admission of recent complaint evidence. The precise
point does
not appear to have been previously decided. However, it is not inconsistent
with the case law to hold that a complaint
of a series of assaults can be
admitted for the purposes of buttressing the complainant’s credibility, if
it is ‘recent’
in relation to some of them. In R v Knigge, for
example, where the alleged sexual offences occurred during two ‘between
dates’
periods, Winneke P appears to have assumed that if the
evidence had been admissible because the child had complained at the first
reasonable opportunity, the evidence could have been admitted to demonstrate
consistency in the child’s evidence about ‘the
type of
behaviour’ of which he or she
complained.[4] Similarly in R v Suresh,
Kirby J referred with approval to the statement of Anderson J in the
Court of Criminal Appeal that:
was ample “reasonable” opportunity for complaint to be made in this case shortly after each group of offences occurred.[5]
10 If I am wrong in that conclusion, I agree with Kellam JA that the agreement by counsel to ‘abide by Judge Kelly’s rulings’ was based on a forensic decision taken by defence counsel. In these circumstances, I do not consider that ground 3 is made out. As I have said, I agree with his Honour’s reasons relating to the other grounds of appeal against conviction.
KELLAM JA:
11 On 31 October 2006 the applicant was presented before the County Court on
five counts of committing an indecent act with a child
under 16 years of age.
This was the second trial of the applicant, an earlier trial in February 2006
having ended with the jury being
discharged without verdict upon not reaching an
agreement on any count. Counts 1, 2 and 3 on the presentment related to offences
alleged to have occurred between the dates of 22 December 2002 and 20
December 2003. Counts 4 and 5 related to offences alleged
to have occurred
between 21 and 23 December 2003. On 9 November 2006 the jury empanelled on the
applicant’s trial returned
a verdict of guilty on counts 1 and 3 but
acquitted him on counts 2, 4 and 5.
12 On 16 November 2006 and after hearing
a plea in mitigation of penalty, the sentencing judge imposed the following
sentences; on
count 1 – two years’ imprisonment, on count 3
– two years’ imprisonment. His Honour directed that one
year of
the sentence imposed on count 3 be served cumulatively upon the sentence imposed
on count 1. This created a total effective
sentence of three years’
imprisonment in respect of which a non-parole period of two years was fixed.
His Honour declared
further that pursuant to the provisions of the Sex Offenders
Registration Act 2004, and by reason of the applicant’s conviction on
counts 1 and 3 he be registered as a Class 2 sex
offender.[6]
13 The applicant has now
applied for leave to appeal against his conviction on the following
grounds.
1. A miscarriage of justice resulted from:
(a) the prosecutor’s cross-examination of the applicant on his opinion whether the complainant had fabricated the allegations and had done so at the instance (sic) of her parents;
(b) the learned judge’s repetition, without criticism, of that cross-examination and arguments made in support of it.
(a) in failing to instruct the jury to disregard as without basis the prosecutor’s cross-examination of the applicant and his submissions to the effect that the applicant had sought to create a false alibi and to invent an innocent explanation for the observations of the child (witness “N”); and
(b) In failing to give Edwards, Zoneff and/or similar directions in respect of that cross-examination and those submissions.
3. The learned judge erred in admitting into evidence the purported evidence of “recent complaint”, or a miscarriage of justice resulted therefrom; and in particular:
(a) the evidence did not disclose “complaints”;
(b) it was not of “recent” complaints;
(c) the “complaints” were extracted from the complainant;
(d) the evidence concerning the “complaint” of 28 December 2003 was so coloured by the description of simulation that it ought not to have been led.
4. The learned judge erred in his directions on “recent complaint” and in particular he erred:
(a) in implicitly directing that the evidence of “recent complaint” went to all counts and in failing to direct that the evidence of complaint could go only to count 4 and not to any of the other counts;
(b) in failing adequately or at all to direct –
(i) that it was for the jury to determine whether the complaint was made, and if so, whether it was consistent with the complainant’s account of the events giving rise to count 4;
(ii) that such evidence does not provide evidence of the facts stated in the complaint;
(iii) that it does not in any way at all assist to prove the truth of the facts alleged;
(iv) that those facts must be proved by other evidence; and
(v) that it is not a source of corroboration.
5. The learned judge erred in admitting into evidence and/or playing to the jury the whole or parts of the VATE tape of the complainant, or a miscarriage of justice resulted therefrom given:
(a) the fact that the making of the tape had been preceded by “complaints” extracted from the complainant;
(b) the lack of clarity of the allegations made in the VATE tape;
(c) the references in the tape to previous statements made to others.
6. An aggregate of the errors or defects identified in grounds 1 - 5 caused the trial to miscarry.
7. The verdicts of guilty on counts 1 and 3 are unreasonable or cannot be supported having regard to the evidence; and, in particular, no reasonable jury properly instructed could be satisfied beyond reasonable doubt of the applicant’s guilt in view of several aspects of the trial and the evidence before the jury including:
(a) any or all of the matters raised in grounds 1 - 6;
(b) the jury’s acquittal on counts 2, 4 and 5;
(c) the absence of evidence of recent complaint in relation to counts 1 and 3;
(d) the absence of any evidence corroborative of the complainant’s allegations;
(e) the complainant’s age at the time of the alleged offences and at trial;
(f) the applicant’s sworn evidence;
(g) the applicant’s good character;
(h) the evidence of the motive of the complainant’s mother to lie;
(i) the uncertainty in the evidence as to which alleged occasion was the subject of the allegations of the counts 1 and 3;
(j) the sworn evidence of [the three named witnesses].
Background
14 The applicant is the grandfather of ‘C’. C was born on 27
October 1997. From time to time during 2003, C and her
brother N were cared for
by the applicant and his wife, the children’s grandmother. N is
approximately 18 months older than
C, having been born on 27 March
1996.
15 On Sunday 28 December 2003 and whilst at home watching television
with her mother, C, who was then aged six years, began to behave
in what her
mother considered to be an unusual manner. She started to dance around the room
pulling her pants up and down. She
jumped on top of her mother, straddling her
stomach and started rubbing herself up and down on top of her mother. She said
‘Does
that feel good, that feels good’. Her mother questioned her.
C told her that she had a ‘silly secret’ with poppy.
C and her
brother used the word ‘poppy’ to refer to the applicant. C told her
mother ‘it’s when poppy takes
me to his room and licks my pee
pee’. ‘Pee pee’ was the word used by C to describe her
vagina. It should be observed
that the statements made to her mother on this
occasion appear to relate only to counts 1 and 4 on the presentment. The
complaint
of sexual misconduct made by the complainant to her mother on the
evening of 28 December 2003 was that the applicant had licked her
‘pee pee’.
16 The following day, 29 December 2003, C’s
mother took her to the sexual abuse unit at the Royal Children’s Hospital
where she was examined. No physical abnormality was found.
17 Subsequent
to the examination of the complainant at the hospital, she and her mother went
to the McDonald’s restaurant situated
at the hospital. Her mother said in
evidence ‘I ordered her some food and I just wanted to ask her some more
questions because
by this stage I still hadn’t found out a lot about what
had happened.’ The mother of the complainant was asked in
examination-in-chief
whether the complainant then elaborated on what she had
said the night before. The mother of the complainant said that she did so
elaborate. The complainant told her that ‘every time she went to stay at
poppy’s he took her to his room and licked
her pee pee’. The
complainant told her mother further that the applicant ‘rubbed cream onto
her and she rubbed cream
on him and then they rubbed cream into each
other’s pee pees.’
18 On Wednesday 31 December 2003 the
complainant’s mother notified police of her daughter’s allegations.
There was evidence
that police officers attended at the home of the complainant
on Saturday 3 January 2004 and had a discussion with C at that time.
19 On Tuesday 6 January 2004 the complainant took part in a Video and Audio
Taped Evidence (VATE) procedure. The videotape was played
to the Court at the
trial and the complainant, who gave sworn evidence by video link, adopted her
statements as the truth, which
then constituted her
evidence-in-chief.[7]
20 In view of the
grounds of the application made before us it is necessary to set out some of the
detail of that interview. The
complainant told the interviewer in the VATE
procedure that she was six years of age. In the course of the interview, the
interviewer,
one Senior Constable Sutherland, referred to a discussion which she
and other police had had with the complainant on the previous
Saturday. The
complainant was asked to repeat the conversation that had taken place on that
occasion. The complainant answered
that the conversation was about ‘Our
poppy’ and ‘About privacy’. She was asked to say more about
what had
been discussed. A viewing of the tape reveals that she then whispered,
wiggled her fingers around and said ‘Well, last time
I went to
poppy’s he did his little thing about my pee pee’. She said
‘This whole thing is about him licking my
pee pee’. She said that
she used her pee pee for ‘weeing out’. She then described an
incident which she said
she ‘guessed’ had occurred six days earlier
on a Sunday. She said that she was at the applicant’s house and that
her
grandmother had gone shopping. She said that she was playing with her dolls
when the applicant came and held her by the hand
and led her into his bedroom.
She described how she lay on the bed with her pants down. She said that she had
pulled her pants
down so that the applicant could ‘lick her pee pee’
and that he had pulled his pants down so she could’ lick his
pee
pee’. She said that he had licked her pee pee. This allegation was the
subject of count 4 on the presentment. She said
that as he was doing this her
brother, N who was then aged seven years and who was also staying with his
grandparents at the time,
entered the room. The complainant said that upon N
entering the room the applicant ‘pretended’ to look for his glasses
and at the same time pulled up his pants. She then returned to play with her
dolls and her brother and the applicant went to watch
cricket on the television.
She demonstrated the place where she said she had been licked as being in the
middle of her vagina. Subsequently
in the course of the interview the
complainant said that she was on her grandmother’s side of the bed when
the applicant was
licking her pee pee. She said that she then got on top of him
and she licked his pee pee. She said his pee pee was his private
part, the part
that he used for his weeing. She described ‘poppy’s pee pee’
as being ‘like a big stick’.
She said she was sitting on poppy when
she licked his pee pee. She said that when she was licking poppy’s pee
pee, the tip
of her tongue was touching poppy’s pee pee. This allegation
was the subject of count 5. Accordingly the events alleged to
have occurred on
the last occasion that the complainant visited her grandparents were the subject
of counts 4 and 5. It was alleged
that the offences the subjects of those
counts were committed between 21 December and 23 December 2003.
21 In
addition to those allegations, in the course of the VATE tape interview the
complainant said that ‘they’ (referring
to the applicant and
herself) got cream and put it on each other’s pee pee. She said that this
had happened on the second
last occasion that she had been with her grandfather.
She said ‘Poppy got his finger to wipe the pee pee with cream’.
She
said ‘You get the cream, put it on your finger, then rub it into your pee
pee, then just pull their pants down’.
She said that on the second last
time the applicant had licked her ‘pee pee, put cream on’. She said
that the cream
had come from her grandmother’s ‘basket in the
bathroom’. She said that this was not the first time that her grandfather
had done it to her with the cream. She said that he had done it to her
‘about 50 times’.
22 The allegation that the applicant had
licked the complainant’s vagina on an occasion which preceded the period
between 21
and 23 December 2003 was the subject of count 1. The allegation that
the applicant had applied cream to the complainant’s
vagina on an occasion
prior to the period between 21 and 23 December 2003 was the subject of
count 2. The allegation that the complainant
had applied cream to the
applicant’s penis on an occasion prior to the period between 21 and 23
December 2003 was the subject
of count 3.
The cross-examination
of the complainant
23 The complainant was cross-examined at some
considerable length. She was aged nine years at the time of giving evidence.
The complainant
agreed that she went to stay with her grandparents on the
afternoon of Sunday 21 December 2003. She agreed that the applicant had
gone to
work on Monday 22 December 2003. Accordingly, she agreed that the matters of
which she complained (the subject of counts
4 and 5) probably had taken place on
Tuesday 23 December 2003. In relation to count 2 which was based upon her VATE
tape allegation
that the applicant had rubbed cream into her vagina she said in
cross-examination that the applicant had never rubbed cream into
her ‘pee
pee’. She said that on occasions she had rubbed cream onto his ‘pee
pee’. She described his ‘pee
pee’ as having hairs on it, and
stated that it felt a little bit squishy, describing it as having a ‘sort
of a curve’
and being a little bit fat. In relation to count 5, which it
will be recalled was an allegation that between 21 and 23 December
2003 the
complainant had licked the applicant’s penis, the complainant said that
she did not do that on Tuesday 23 December
2003. She said that it had not
happened on the day that N had come in and interrupted her and the applicant in
the bedroom. In
the course of cross-examination she said it was not true to say
that her grandfather had never licked her pee pee. She said that
she was not
telling the Court a lie about that matter and that she denied that anyone had
told her to say ‘these things’
about her grandfather. In particular
she denied the suggestion put to her by counsel for the applicant that her
mother had told
her that her grandfather had done ‘those things to
her’. It is appropriate to note that no suggestion is made by counsel
for
the applicant that the complainant's answers to questions asked in
cross-examination, were anything other than responsive. It
is not suggested,
nor could it be, that the applicant was deprived of any realistic opportunity of
testing the credibility and reliability
of the complainant's evidence through
cross-examination, as was the circumstance in R v
NRC.[8]
The other evidence called in the prosecution case
24 The mother of the complainant gave evidence of the statement made to her by
the complainant on the evening of 28 December 2003
and of taking her daughter to
the Royal Children’s Hospital and of what the complainant told her after
the medical examination
conducted upon her at the hospital that day. She said
that in the 12 months prior to December 2003 her children had stayed with
her parents ‘on various occasions’. She said ‘If we were
going out on an engagement or something or during the
school holidays they would
occasionally stay overnight’. She had kept a diary and she gave evidence
that her diary recorded
that her children had stayed overnight with her parents
on Sunday 25 May 2003, Friday 5 September 2003, Sunday 21 December 2003,
and
Monday 22 December 2003. The diary recorded that her mother had ‘picked
up’ the children on Wednesday 26 November
2003 but she was ‘not sure
if they had stayed overnight’. In the course of cross-examination it was
put to her that
there had been ‘bad blood’ between her husband and
her father, with which she agreed. She agreed that when the complainant
first
described the conduct of her grandfather to her on 28 December 2003 the
complainant had not said anything about licking her
grandfather’s penis.
She said she was told of that allegation on 29 December 2003 in the course
of a discussion which took
place at a McDonald’s restaurant after the
child had been examined at the Royal Melbourne Hospital. She said that during
2003
the complainant had suffered vaginal thrush for which she was treated with
cream. The mother denied that she had pressured the complainant,
although she
said that on the occasion of the discussion at McDonalds, she had asked C to
provide her with more information.
25 The complainant’s brother
‘N’, gave evidence-in-chief before the jury by way of a VATE tape.
He was born on
27 March 1996 and accordingly was aged seven years as of December
2003. He stated that during the first week of the Christmas holidays
in 2003 he
and the complainant spent two nights at his grandparents’ house. He said
that he was watching cartoons, or cricket,
on television with the complainant
and the applicant. His grandmother had left the house. The applicant went to
his bedroom and
the complainant followed. Around mid-day he noticed that the
house was quiet. He went to his room, which was empty, as was the
room occupied
by the complainant. He went to his grandparents’ room. He saw the
applicant and the complainant on the bed.
N asked what they were doing. The
applicant replied that he was looking for his glasses. Under cross-examination,
N agreed that
on a day before Christmas 2003 when he and his sister were staying
with his grandparents and when his grandmother went out, a man
came to the house
to work on the fence.
26 The applicant’s wife gave evidence. She
said that on Tuesday 23 December 2003 she left the house shortly
before 9 am. She
said that before leaving the premises a fencing tradesman,
Peter Shaw, attended in order to install security grills on the windows
of the
house. When she left, the applicant and her two grandchildren were at home.
She returned at 1.20 pm. Peter Shaw had left
but her son, his wife and their
two children were present. They left about 20 minutes after her return. She
remained home all afternoon
until she and the applicant took the complainant and
her brother to a bar-b-que late in the afternoon.
27 In the course of
cross-examination the applicant’s wife stated that the complainant and her
brother had stayed overnight
with her and the applicant on five occasions in the
16 month period leading up to Christmas 2003. She said that prior to that she
had had daily contact with them as she had babysat them for five years whilst
the complainant’s mother went to work. She said
that 18 months prior to
December 2003 the applicant ‘found it necessary to sack [the
complainant’s father] from’
a family business. She said that that
had ‘caused angst between’ the applicant and the complainant’s
father but
‘never between my daughter and myself’.
28 One of
the applicant’s adult sons, to whom I shall refer as ‘J’, gave
evidence. In evidence-in-chief he stated
that he attended at his parents’
home on Monday 22 December 2003 where he saw his parents and the complainant and
her brother.
Peter Shaw was there. He stayed for approximately half an hour.
However in cross-examination by counsel for the applicant he said
that it
‘may have been’ that his father was not there that day. The next
day, Tuesday 23 December 2003, he returned
at approximately 10.30 am in company
with his wife and two children. He gave evidence that Peter Shaw was there
again at that time.
The applicant was present with the complainant and her
brother. J said that he then left his wife and one son at the premises for
approximately an hour whilst he went shopping with his other son. When he
returned approximately an hour later, his wife and other
son were still at the
premises in company with the applicant and his two grandchildren. His mother
was not there when he returned.
In cross-examination by the applicant’s
counsel he said that his mother returned home about half an hour after that. He
said
that he ‘probably’ went to his parents’ house every day
after they moved there in late 2002. He said that he had
seen both C and N there
‘generally during the day’. He said that they were not there on a
daily basis but he had seen
them when he attended there during the
day.
29 Another of the applicant’s adult sons, whom I shall call
‘T’, gave evidence that he went to his parents’
house at
approximately 12 pm on Tuesday 23 December 2003. He said that his mother and
the applicant, the complainant and her brother
were present as was his brother
J, and J’s wife.
30 Peter Shaw, a work colleague of the applicant, gave
evidence that he had gone to the applicant’s home on either the Monday
or
the Tuesday before Christmas 2003 in order to put bars on windows of the house.
He said that he had arrived at approximately
8.30 am. He did not see the
applicant’s wife, but he did see the applicant and his two grandchildren,
the complainant and
her brother. He said that the children were outside with
him for some of the time that he was present at the house. He said that
he went
out to buy some ‘parts’ at approximately 11 am. He said that as he
went out he observed the applicant’s
son and his wife coming into the
driveway. He said that he returned approximately 20 minutes later and the
applicant’s son’s
car was not there. He worked for an approximate
period of a further hour and left about lunchtime. He saw no-one else during
that
hour except for the applicant when he said ‘goodbye’.
31 As
stated above, Count 1 on the presentment related to the allegation that the
applicant had licked the complainant’s vagina
on an occasion between 22
December 2002 and 20 December 2003. Count 2 related to the allegation that
the applicant had applied cream
to the complainant’s vagina between the
same dates[9] and count 3 related to the
allegation that the complainant had applied cream to the penis of the applicant
between the same dates.
Counts 4 and 5 related to a much more limited time,
being between 21 December and 23 December 2003. Count 4 related to an
allegation
that the applicant had licked the vagina of the complainant on the
last occasion that she had been present at his home. Count 5
related to an
allegation that the applicant had had the complainant lick his penis on the same
occasion as count 4 was alleged to
have
occurred.[10]
Defence evidence
32 The applicant gave evidence. He said that there were only four occasions on
which the complainant had visited the house in which
he lived. He denied having
licked the complainant on the vagina. He said that she had never licked his
penis, he had never rubbed
cream into her vagina and she had never rubbed cream
onto his penis. He said that on Tuesday 23 December 2003 a work colleague had
arrived at his house at approximately 8 am. His wife left home at approximately
8.40 am. His son and his wife and their two children
arrived at approximately
10 am. He said that both the complainant and her brother were outside with his
work colleague who was working
on the house. He said that there was never a
time on any previous occasion that year when the children were at the house at a
time
when his wife was not present. In cross-examination the applicant said
that the complainant had made up a story and had been put
up to it by her
parents because of the bad blood that existed between her parents and himself.
He said that there had never been
any improper sexual contact between him and
the complainant and there was never any opportunity on Tuesday 23 December 2003
for anything
to happen as he was never alone with her. He agreed that there had
been an incident which had occurred on Tuesday 23 December 2003
when he had been
looking for his reading glasses. He said that he had been asleep in his bedroom
in the course of the afternoon.
The complainant came into his bedroom and woke
him up. He had refused to get up and the complainant had dragged the blankets
off
him onto the floor so that he would be forced to get up. He was in the
process of getting up and realised that his glasses had disappeared
from the
cupboard next to his bed. He asked the complainant where they were. She said
that she did not know and so he went around
looking for them. In the course of
this, the brother of the complainant had entered the bedroom.
33 The verdicts
of the jury demonstrate that they were not satisfied beyond reasonable doubt
that the applicant was guilty of the
offences which were the subject of counts
2, 4, and 5.
Ground 1
34 It is submitted that a
miscarriage of justice resulted from the prosecutor’s cross-examination of
the applicant as to whether
the complainant had fabricated the allegations and
had done so at the instigation of her parents. The prosecutor’s
cross-examination
of the applicant commenced as follows:
PROSECUTOR: Mr [H], your defence is that [the complainant] has fabricated these charges is it not?
ANSWER: Well, it never happened, so if that’s the case.
QUESTION: And you’re saying she’s made it up?
ANSWER: I think so, yes.
QUESTION: And you’re saying she’s been put up to it by her mother and by her father?
ANSWER: Yes.
QUESTION: You are saying that as a result of pressure that has been brought to bear by her mother and her father she’s made these allegations.
ANSWER: I don’t think she can remember.
QUESTION: Don’t worry about what you think she can remember or not. The allegations were made back in December 2003, you’re saying that she was put up to making those allegations by her parents?
ANSWER: I think so, yes.
QUESTION: You are telling the jury that she was put up to making those allegations by her parents because of bad blood between you and her mother and father over business arrangements?
ANSWER: Bad blood existed, yes.
QUESTION: As a result of your business falling out, they’ve decided to get even with you, or to pay you back?
ANSWER: Well I’m not in a position to make that decision but ...
QUESTION: No but you are saying that the consequence of that bad blood is that C has made the allegations that the jury have seen made on the VATE tape that’s been tendered in evidence.
ANSWER: That’s correct.
35 The cross-examination concluded with the following question and answer:
QUESTION: Your only explanation for these allegations is the fact that this child was put up to making them by her parents?
ANSWER: Well I don’t have an explanation, because I can’t say ... I can’t say what’s in a child’s mind but that is possible.
36 In his charge to the jury, the judge summarised that cross-examination
without criticism. No exception was taken to the cross-examination
or to the
judge’s charge. Nevertheless it is submitted that a miscarriage of
justice resulted from the cross-examination and
the judge’s uncritical
summary of it.
37 It is well established that any witness, and in particular
an accused who gives evidence, ought not to be asked in cross-examination
whether another witness has lied[11]. The
respondent concedes that this is so, but argues that in the particular
circumstances of this case the cross-examination of
the applicant as to the
above matters must be seen in the context of the trial. It is submitted by the
respondent that the defence
case was that the complainant’s allegations
were fabricated by reason of animosity between the complainant’s parents
and the applicant. In responding to the prosecution’s opening address,
counsel for the applicant stated that the jury would
hear allegations made that
were the ‘fertile imagination of a very precocious young girl ... arrived
at of her own notion or
planted there intentionally or otherwise by questioning
or suggestions from her mother’. He told the jury that the
‘unfounded
allegations’ arose out of a ‘background of bad
blood and anger and bitterness’. In the course of cross-examination
of
the mother of C, the following exchange took place between counsel for the
applicant and the witness:
QUESTION: See what I’m suggesting to you is that you have exaggerated what C has told you about what her grandfather did to her, what do you say to that?
ANSWER: I say that it’s untrue.
QUESTION: I’m suggesting to you that these allegations arise out of the fact that there was a great deal of bitterness between you and your father around this time, in late 2003.
ANSWER: Well, we spent Christmas Day together. That was about three days before this happened, the whole family spent Christmas Day together.
38 During a break in the cross-examination of C by counsel for the applicant, the prosecutor raised with the judge the fact that counsel for the applicant had not put the allegation to C that her allegations were fabricated. The following discussion took place between the prosecutor, counsel for the applicant and the trial judge:
PROSECUTOR: Your Honour, it’s the point where it got to in the last trial and that is the Brown and Dunn point and my friend has quite properly put each allegation to the witness which she has denied, but what he hasn’t put, he did put it to the mother, was that essentially these allegations were fabricated.
HIS HONOUR: Someone had planted the seed in her mind.
PROSECUTOR: Correct your Honour.
HIS HONOUR: and that’s the whole thrust, I understand, of the defence.
PROSECUTOR: Of the defence. and I must –
HIS HONOUR: Of the defence and I think it should be put.
PROSECUTOR: Yes your Honour.
...
APPLICANT’S COUNSEL: Your Honour, rightly or wrongly, and I will abide by your Honour’s ruling obviously, if you say I should put it I will have to do so. I took the view, and as I say it was a considered view, that in the light of the authorities that talk about it not being proper for prosecutors to raise the issue of motive to lie or reason to lie, that it was not necessary for me to suggest where that came from. But Brown and Dunn compels me to do as I did before I sat down.
HIS HONOUR: Yes, isn’t it central to your whole case, as I understand it, that there is bad blood in this family and that the mother or the father or some person unknown has sowed the seeds in this child and also it seems in relation to N, perhaps to that – perhaps to a lesser extent, that she should say these wicked things against poppy to even the score, that’s the whole basis of your case as I understand it and I think you should explore that with her if that is going to be the basis of your case.
APPLICANT’S COUNSEL: Yes, well your Honour.
HIS HONOUR: Just as a matter of fairness, whether she knows anything about it or not I don’t know but I think it should be explored.
APPLICANT’S COUNSEL: Your Honour, as I said I’ll put it if your Honour says that I am required to.
HIS HONOUR: It’s up to you, if you don’t put it it’s open to me to make a comment and Mr Silbert can make a comment. But it seems to me that seeing it’s so central, that your case is that this child’s mind has been corrupted by the parents or somebody else to say these things.
APPLICANT’S COUNSEL: Your Honour, the Court of Appeal has said on a number of occasions that in these sort of cases it is not for the defence to suggest or submit a motive to the complainant not telling the truth, and they have said it in so many words that it is –
HIS HONOUR: Perhaps if you can give me those authorities. We will adjourn.
APPLICANT’S COUNSEL: No, no well –
HIS HONOUR: I mean I would be assisted by that.
APPLICANT’S COUNSEL: Yes, your Honour I don’t want to waste the Court’s time.
HIS HONOUR: It’s not wasting time.
APPLICANT’S COUNSEL: ... Yes your Honour.
HIS HONOUR: It’s a very important issue as far as you’re concerned. As I understand it that’s the whole nub of your defence that these children, or this child in particular, is telling untruths at the instigation of a third party. That’s as I recall.
APPLICANT’S COUNSEL: Yes your Honour.
HIS HONOUR: You didn’t say as much to the jury in relation to the child but the jury, you told them in your opening response as I recall, that this arose out of bad blood.
APPLICANT’S COUNSEL: Alright your Honour I will put it to her.
HIS HONOUR: Yes, only if you think.
PROSECUTOR: Your Honour, just for the purposes of the transcript, can I just record in relation to what my friend said.
HIS HONOUR: Yes.
PROSECUTOR: The leading case in the High Court is Palmer’s case which says that the prosecution can’t go to the jury and say “what motive has this child to lie”. In a situation where the motive is actually introduced, opened to the jury and a central part of the defence, in that situation Palmer’s case does not preclude the prosecution going to the jury as I will be on the question of this witness being put up to concoct a story, fabricate a story by others. As your Honour said it’s a central part of the case it’s really got to be put.
HIS HONOUR: Yes.
APPLICANT’S COUNSEL: Your Honour, I would formally seek your Honour’s leave to reopen the cross-examination.
39 Upon the complainant being recalled, it was put to her that during 2003 there was ‘a lot of arguing between poppy and your mum and dad about the business that they were in together’. The complainant answered that in the affirmative. The following questions and answers were then recorded:
QUESTION: And they were, it wasn’t just on one side, they were both angry with one another about – well sorry, they were all angry with one another about the way the business was going?
ANSWER: Yes yes.
QUESTION: Now these things that you said that poppy did to you, like licking your pee pee and you licking his pee pee and you rubbing cream in him and him rubbing cream in you, as you said on the tape, was that ever suggested to you that pop had done these things to you? Had anyone ever suggested that that had been done?
ANSWER: What, like ask?
QUESTION: No, suggested that pop – not ask you – did poppy do anything to you, but ask? – well ask you did he ever do anything to you like that?
ANSWER: No-one ever asked, because no-one ever knew.
QUESTION: Can I suggest to you that your mum might have done that to you, that she might have asked you questions about that?
ANSWER: That was after she found out.
QUESTION: Can I suggest that she may have suggested that pop did that to you before you actually told her about it?
ANSWER: Sorry, I’m a little bit confused.
QUESTION: I know, it’s a bit technical – a bit difficult, isn’t it?
ANSWER: Mmm.
QUESTION: Can I suggest to you that mum told you that poppy had done these things to you? Mum told you as opposed to you telling mum?
ANSWER: She didn’t tell me.
QUESTION: All right.
ANSWER: ‘Cause she never knew. I told her on whatever the show I was watching, I forget what it’s called, I told her – sorry, I started reacting and then as you said she said “now what’s happening, this is silly”. Then I said it’s this crazy secret that pop and I have.
40 The respondent submits that in circumstances whereby the defence had asserted
that the complainant had a motive to lie, the questions
asked of the applicant
were permissible.
41 In R v Bajic, Eames JA having observed that it is
generally impermissible to ask an accused person questions as to why a
complainant
would lie, stated[12]:
... the position might be different if the accused, whether through his counsel’s cross-examination of the complainant or in his evidence, had suggested that the complainant did in fact have a motive to lie. In that event the prosecutor would be entitled to cross-examine the accused to establish that in so far as the inference of the suggested motive was based on facts in the knowledge of the accused, he had no basis for asserting the existence of those facts.
Thus, in the present case, if defence counsel’s cross-examination constituted an assertion that the complainant T was motivated to lie by a desire to obtain compensation, the prosecutor would have been entitled to cross-examine the applicant to establish that he could provide no evidence to support that assertion.
42 In R v SWC[13] the Court stated that an
exception to the rule that an accused is not to be asked whether another witness
has lied arose in circumstances
‘where in his or her evidence-in-chief the
accused has specifically alleged that a Crown witness has been
lying’.[14]
43 It should be observed
that the applicant in his evidence-in-chief did not assert that the complainant
had fabricated her evidence
by reason of the ‘bad blood’ between her
parents and the applicant. Rather, it was his counsel who had raised the matter
of ‘bad blood’ in the course of his response to the
prosecutor’s opening address and in the cross-examination of
the
complainant’s mother.
44 In R v
Davis[15] Buchanan JA said as
follows:[16]
In my opinion it is one thing for the accused in his evidence to make an allegation that Crown witnesses are lying; it is another for counsel to suggest to the jury that the Crown case has been fabricated. If the accused himself opens the question, he can be cross-examined on the topic, as he can on any other matter as to which he gives evidence. On the other hand, if the accused does not allege the Crown witnesses are lying, the impugned cross-examination may well deflect the jury from an appropriate assessment of his credibility and that of the Crown witnesses. The question whether the Crown witnesses are lying is to be determined by the jury. The opinion of the accused is irrelevant. The cross-examination is apt to create an immaterial conflict between an accused on the one hand and the Crown witnesses on the other, which has the danger of side-tracking the jury from their task of assessing the evidence. Further, the cross-examination is tantamount to bullying. The accused is challenged to brand witnesses as liars. The cross-examiner seeks to trade upon a natural reluctance to defame others in the absence of certain knowledge.
The foregoing objections to an accused being asked whether the witnesses have lied do not apply to counsel for the applicant arguing before the jury that the Crown case rests upon lying testimony. Such an argument does not draw the accused into the question whether or not the witnesses are honest or lying, but directly addresses the question which the jury must consider.
45 Accordingly, the issue to be determined is whether or not the
cross-examination of the applicant was permissible. Clearly the
prosecutor was
entitled to cross-examine the applicant so as to establish that the suggested
motive was not based on any facts within
the knowledge of the applicant. In my
view, in circumstances whereby counsel for the applicant had raised the issue in
his response
to the prosecution opening address, and in circumstances whereby
the mother of the complainant was cross-examined in detail as to
alleged
‘bad blood’ between her husband and her father, the prosecution was
entitled to cross-examine the applicant as
to that matter and as to the
assertion made on his behalf in such cross examination that the complainant was
motivated to make false
allegations against him by reason of that matter. The
defence contended throughout the trial that the complainant had fabricated
her
evidence in consequence of the ‘bad blood’ between the applicant and
the complainant’s father. The jury were
obliged to consider this
assertion in the consideration of whether or not it raised a reasonable doubt as
to the credibility of the
complainant’s evidence. In my view the
particular circumstances were such that it was not improper for the prosecutor
to explore
the matter in cross-examination. However, the prosecutor was not
entitled to ask the applicant to express an opinion as to whether
the
complainant was lying nor was he entitled to ask the applicant to speculate as
to her reasons for lying. To the extent that
he did the prosecutor’s
questioning of the applicant was impermissible.
46 In particular, the
questions asked tended to require the applicant to express an opinion as to
whether the complainant was lying
and her motive for doing so. The opinion, or
speculation, of the applicant as to those matters was irrelevant, it being for
the
jury to determine the credibility of the complainant, and not the applicant.
Indeed, the vice in the questions asked of the applicant
is revealed fully by
the answer given by him to the suggestion put by counsel that his only
explanation for the allegations was the
fact that the complainant had been
‘put up to’ making the allegation by her parents. The applicant
said that he did
not have an explanation because he ‘could not say what
was in a child’s mind’.
47 However, no exception was taken to
the questions by experienced counsel, nor was any exception taken to the trial
judge’s
summary of that part of the evidence. In all the circumstances
and although I consider that the questions asked of the applicant
in this regard
did cross the line of permissible cross-examination I do not consider that it
can be said to be the cause of a miscarriage
of justice.
48 Ground 2 is that the trial judge erred in failing to instruct the jury to
disregard as being without basis the prosecutor’s
cross-examination of the
applicant to the effect that the applicant had sought to create a false alibi,
and had sought to invent
an innocent explanation for the observations made by N
in the bedroom of the applicant. Furthermore it is argued that the trial
judge
should have given Edwards, Zoneff and/or similar directions in respect of that
cross-examination and in respect of submissions
made to the jury by the
prosecutor of similar effect to the questions put by him in
cross-examination.
49 It will be recalled that the complainant said in her
VATE tape that whilst the applicant was licking her vagina (count 4), her
brother N had entered the room. The applicant, she said, pretended to look for
his glasses and at the same time pulled up his pants.
N gave evidence that he
had entered his grandparents bedroom and observed the applicant and the
complainant on the bed. He asked
what they were doing and the applicant had
replied that he was looking for his glasses. The complainant was cross-examined
about
this matter. She said:
Well, what happened was pop was licking my pee pee then N walked in and he shoved his glasses under the blanket and he then said “Oh, no, where’s my glasses?” and at the same time – he was feeling his hand around in a spot that he knew the glasses weren’t and at the same time, he was pulling his pants – with one hand he was pulling his pants up and then when he finally finished pulling his pants up all the way, he lifted up the blanket and got out his glasses and said “Oh there they are” and then he stood back and then just put his belt on and by that time I had already pulled my pants up.
50 In the course of cross-examination the applicant was cross-examined about the ‘glasses incident ‘ as follows:
QUESTION: What I put to you Mr H is, you’ve tried to invent an innocent explanation in relation to the situation with the glasses.
ANSWER: Not true.
QUESTION: Not true?
ANSWER: No.
QUESTION: That the situation as described by [C] which surrounded the licking of her vagina, which had a guilty association with it, you’ve tried to put an innocent spin on it?
ANSWER: Not at all.
QUESTION: You reject that.
ANSWER: I do.
51 There was a clear conflict between the evidence of the complainant and the
applicant and, to a lesser degree, between N and the
applicant as to the
circumstances surrounding the explanation for what the applicant was doing when
N entered the room. In my view,
in such circumstances, the cross-examination
could not be said to be improper and called for no direction of the sort now
suggested
to be appropriate. The cross-examination was as to credit and the
prosecutor was bound by the answers of the applicant.
52 In addition,
however, complaint is made of the cross-examination of the applicant about the
evidence as to the applicant’s
opportunity to have committed the offences
on Tuesday 23 December 2003. It will be recalled that there were a number of
witnesses
who gave evidence that they were present at the home of the applicant
at various times throughout Tuesday 23 December 2003. In addition
it was the
applicant’s evidence that during the time when he was in the bedroom on
23 December 2003, his wife and N were in
close proximity. In the course of
cross-examination the applicant agreed that part of his defence was that there
was no opportunity
for any offence to have occurred on Tuesday 23 December 2003
because he was ‘never alone’ with the complainant. The
applicant
gave evidence that at the time N entered the room he, the applicant, was looking
for his glasses. He said ‘He would
have heard us talking and that was the
reason he came into the room. He was only four metres away from us.’ He
then said
that his wife was ‘about four and a half metres away’
watching television in the front lounge room. However the wife
of the applicant
gave evidence before the jury that at the time the applicant was taking his
‘nap’ she was in the kitchen
making coleslaw and potato salad for a
bar-b-que that she and the applicant and their grandchildren intended to attend
later in the
afternoon. She gave evidence that she recalled the applicant
getting up and coming into the family room. Accordingly there was
a conflict
between the evidence of the applicant and his wife. The prosecutor put the
following question to the applicant:
QUESTION: You see Mr H, what I’m putting to you is that you have tried to construct yourself an alibi to get yourself out of these charges; what do you say to that?
ANSWER: Not at all.
QUESTION: Part of your alibi has been a series of people who were at the house who you’ve tried to overlap so that it leaves you very little time to be alone with C, do you deny having consciously having tried to construct a scenario that puts you in that situation?
ANSWER: I do.
53 It is submitted that there was no evidentiary basis to the question and that
if there was any evidentiary basis the judge was
required to give an
Edwards[17] or a
Zoneff[18] direction in order to ensure that
the jury would not reason in a proscribed manner.
54 In my view the
cross-examination of the applicant can be seen in the context of the trial to
have been an attack on his credit.
The prosecutor established that there was
inconsistency in the evidence given by the applicant’s wife and the
applicant regarding
the circumstances of his waking up on the relevant day.
There was no risk that the jury would use the questions asked by the prosecutor,
which it should be observed were answered in the negative by the applicant, as
being evidence of deliberate lies reflecting a consciousness
of guilt. The
questions were put by the prosecutor as an attack on the credit of the
applicant. No exception was taken by the applicant’s
counsel nor was the
issue canvassed at any stage before the trial judge. There was no suggestion in
the closing addresses of either
counsel that the cross-examination was such as
to reveal a consciousness of guilt, nor was there any risk that the jury would
treat
it as such. In my view no occasion arose for a direction of the Edwards
or Zoneff type. In any event the questions asked of the
applicant to which
exception is taken under this ground related specifically to counts 4 and 5 of
which the applicant was acquitted
by the jury.
55 In essence, the complaint of the applicant under this ground is that the evidence of the statements made by C to her mother on the evening of 28 December and on 29 December 2003 should not have been admitted into evidence. As stated above, there had been an earlier trial in February 2006 in which the jury were discharged without verdict. In the course of argument prior to the empanelment of the jury in that trial, the issue of whether or not the statements made to the mother of the complainant on the evening of 28 December 2003 and on the next day, 29 December 2003, should be admitted into evidence arose. The then trial judge, Judge Kelly, ruled that the statements were admissible. In his ruling he said:
The conversation was not one in which the child, who was six years’ old at the time, was expressing a grievance or making an accusation. The question, therefore, arises as to whether it was a complaint admissible as an exception to the rules against hearsay and prior consistent statement. The expression “complaint” appropriately attaches itself to an accusation made by a person having been compelled to some sexual activity. It is admissible not to prove the truth of the accusation but to bolster the credit of the accuser by demonstrating consistency of conduct. In this modern age in which contrary to previous practice, it is commonplace to attempt to prove sexual interference with very young children. The question arises as to whether a mere prior consistent statement may be treated as a complaint notwithstanding that it contains no element of grievance or accusation. Justification for admitting prior statements of complaint is that they demonstrate consistency of conduct, consistency between the allegation of sexual assault and the making of a complaint of it. The fact that a child demonstrates sexualised behaviour and upon parental enquiry, gives a narrative of events which includes assertions of sexual behaviour with the accused are circumstances demonstrating consistency between the happening of the sexual behaviour and the subsequent narration of it. It does bolster the credibility of the child’s evidence.
Accordingly his Honour ruled that the evidence should be admitted.
56 Upon the proceeding coming on for re-trial, a member of counsel different from the one who had appeared upon the first trial, appeared for the applicant. That counsel told the trial judge that there had been an agreement to ‘abide by Judge Kelly’s rulings’. Later and immediately before the empanelment of the jury the following discussion took place between counsel for the applicant and the trial judge:
COUNSEL: Your Honour there is just one matter that I need to formally put on record just in case, that is, your Honour that I formally object to the use of the VATE tape but I will adopt [previous counsel for the applicant] arguments of the last trial and I will abide by his Honour’s Judge Kelly’s rulings of the last trial.
HIS HONOUR: Yes, thank you. It’s a curious position you put yourself in then though isn’t it? You object to it but you don’t object. You formally object but you don’t object.
COUNSEL: I’m just really preserving my rights your Honour.
HIS HONOUR: How can you?
COUNSEL: I think I can.
HIS HONOUR: You think you can, all right, if you’re confident in that, so be it. Yes, all right, are we ready for a jury?
From that discussion it seems clear enough that counsel for the applicant was not conceding the admissibility of the VATE tape in the second trial, but was not otherwise seeking to re-argue any matter of admissibility including the question of the admissibility of the ‘recent complaint’ evidence.
57 Dealing with the grounds which attack the admission of the so-called ‘recent complaint’ evidence it is contended first by counsel for the applicant that the evidence of the complainant did not reveal a ‘complaint’ as to the alleged sexual conduct of the applicant. It is submitted that what was said by the complainant to her mother was merely ‘narrative’. In this regard the applicant relies upon R v Knigge[19]. The factual circumstances in that case were that nearly six months after the cessation of a relationship between the complainant’s mother and the accused, the seven-year-old complainant made assertions to a teacher of sexual misconduct by the accused. The assertions were made in the course of a discussion with the teacher about ‘games’ the accused used to play with her. Winneke P stated[20]:
I would myself doubt whether the evidence of [the teacher] was evidence of a complaint at all within the meaning of that term. Rather, it seems to me to have been in the nature of general discourse between the complainant and the witness about events of day to day activities (by no means approaching the conduct complained of the VATE tape) which had occurred many months before at the complainant’s house. As it seems to me the statements made to [the teacher] scarcely resemble the complaint of a grievance harboured by the complainant that she had been sexually abused.
58 However Winneke P concluded that even assuming that the statements made by
the complainant in that case were capable of amounting
to evidence of a
complaint, it was not a complaint that was made at the first reasonable
opportunity.
59 Accordingly the first issue to be decided is whether or not
the statements made by the complainant to her mother on 28 and 29 December
2003
are capable of being characterised as being a complaint within the meaning of
the authorities.
60 The authorities establish that for evidence of complaint
to be admissible it is essential that a grievance or an accusation be
expressed[21]. At least in Victoria, it has
been held that a mere narrative or report about an incident is insufficient to
make the statement
admissible[22]. On the
other hand, the fact that the person making such a statement is a child is a
relevant matter to be considered. As stated
in De B v De
B[23]:
The origin of the principle admitting such evidence, the fact that it is available only in a very limited class of case, the basis of its admissibility, the consistent reference throughout the cases and textbooks to the description of the statement as a “complaint”, and the purposes for which alone it is admissible, all indicate that the consistent conduct which one naturally expects in this class of case is the expression of a grievance or an accusation against the author of such a wrong. That may, of course, take various forms and be uttered in various ways, and every allowance must be made in the case of children (for instance) for the manner in which they may state the accusation or grievance. Much must depend upon the manner in which the evidence is given, the person to whom and the person by whom and the circumstances in which the statement is made. The mere fact that it is made in response to questions does not rule it out of the category of complaint, if the questions were not suggestive, intimidating, or leading. (Emphasis added).
61 The above statement concedes the difficulty in applying strict requirements upon the manner in which a child may make a complaint or the manner in which a child may express an ‘accusation’ or a ‘grievance’. As Derrington J said in reference to the above citation in his dissenting decision in R v Robertson ex parte Attorney-General[24]:
In its discussion concerning the response of children the reasoning in the above citation may be seen to be acknowledging the difficulty of what should be expected by admitting a qualification. It suggests a liberal construction of the child’s communication so that it may the more readily be accepted to be a complaint or accusation. However this still imports a grievance and it does not make allowance for the case where a mere reporting or a confession of the event by the child might be seen to be a response consistent with the allegation because the child may be too young to have a grievance. In this respect the limitation of admissibility to complaint or accusation may be too restrictive unless it means that the child’s communication amounts to a de facto accusation independently of any grievance or intention to mount an accusation. The court did not consider this refinement which was irrelevant in the case before it, but the reasoning behind the general principle was part of the ratio decidendi and its decision on the inadmissibility of mere narrative which has no characteristic of consistency as a response to the circumstances is in conformity with that principle.
In the case of children who might be ignorant of the nature of the offender’s conduct or who might generally be overborne by circumstances into a consensual co-operation, it is artificial to speak of consent. However, a child’s conduct in making a report of such a matter, not necessarily in the form of a complaint or accusation and even perhaps in response to an open question, may be regarded as so consistent with the occurrence of the offence, because it is said, that it should be admitted into evidence in order to counter any defence submission that it is inconsistent with the happening of the alleged events that the child should say nothing about it. This is to say that the fact of a report of the particular event, as distinct from its contents may, depending upon the circumstances, be seen to be consistent conduct in that children might be expected to make such a report following upon such an event. The contents of the statement should be admitted to show that a statement of that nature was made, not that the contents were true – just as in the case of recent complaint. (Emphasis added).
62 As stated by Hunt CJ at CL in R v Keevers:[25]
The conduct of a victim of sexual assault cannot be viewed from some purely objective standard if his or her credit is to be considered by reference to that conduct. A complaint is the expression of a grievance. It is not expected of a truthful victim that a complaint would be made about something which, by reason of youth, the victim does not know is such as to give him or her cause for grievance. A person who has been sexually assaulted is likely to make a complaint because that person knows that something wrong has been done. (Emphasis added).
On this basis Hunt CJ concluded that in the circumstances of a young child, knowledge of the wrongfulness of the act done by the accused is relevant as to whether a complaint is made at the first reasonable opportunity. He said:
But I do not agree that, in determining whether the victim made a complaint at such first opportunity which reasonably presented itself, his or her understanding of the wrongfulness of the act done by the accused is irrelevant.
63 In the case before us there is no basis to believe that the complainant had
any understanding of the wrongfulness of what she
said her grandfather had done
to her. Her statement of 28 December 2003 to her mother does not suggest any
appreciation of wrongfulness.
In the course of her cross-examination the
complainant said that in the course of her discussion with her mother at
McDonalds on
29 December 2003 she had had a discussion with her mother about
‘what was like wrong to do’. She said that her mother
had told her
that she should ‘tell somebody as fast – as quick as you can and
just say “No, that’s not ok”’.
64 Accordingly, taking
into account the age of the complainant the question of her appreciation of
whether the conduct was wrong is
relevant in consideration of whether she made a
complaint at the first reasonable opportunity.
65 Even though the authorities
establish that a mere narrative of events which were stated to have occurred may
not be sufficient
to be seen as a complaint, the question must be determined
bearing in mind and giving proper weight to the circumstance that the
complainant is a young and immature child, not an adult. It cannot be expected
that the response of a small child to a sexual assault
will be same as that of
an adult. The basis upon which such complaints have been admitted as an
exception is as evidence of consistency
in the conduct of the complainant with
the evidence given by her before the Court.[26]
66 As stated by Hawkins J in
Lillyman’s[27] case:
It is necessary, in the first place, to have a clear understanding as to the principles upon which evidence of such a complaint, not on oath, nor made in the presence of the prisoner, nor forming part of the res gestae, can be admitted. It clearly is not admissible as evidence of the facts complained of: those facts must therefore be established, if at all, upon oath by the prosecutrix or other credible witness, and, strictly speaking, evidence of them ought to be given before evidence of the complaint is admitted. The complaint can only be used as evidence of the consistency of the conduct of the prosecutrix with the story told by her in the witness- box ... (Emphasis added).
67 As all the authorities to which I have referred above make clear the
underlying rationale of the doctrine of ‘recent complaint’
is that
such evidence generally discloses conduct which is consistent with the sexual
offending of which the complainant has given
evidence. Where the complainant is
an adult, the application of the principle is not complicated. In such a case
where an adult
person is a victim of sexual offending, in many circumstances it
might be expected that the complainant would express some sense
of grievance or
make an accusation in respect thereof. If such a complaint is made, it may be
seen as being considered consistent
with the type of incident described. Where
the victim is young and immature as in this case, much must therefore depend
upon the
circumstances in which the statement of the child was made. Thus the
court looks to the circumstances in which the statement was
made, including how
it came to be made, the terms in which it was made, the circumstances which
immediately preceded it, and its
mode of expression.
68 In this case it
appears to me to be clear that the statement by the complainant that she had a
‘silly secret’ with
the applicant and her statement that the
applicant took her to his room and licked her ‘pee pee’ can be said
to be an
allegation of sexual misconduct and not a mere narrative of events.
That is so notwithstanding the fact that such allegations did
not arise in
circumstances of the child expressing any specific complaint or grievance or
demonstrating any distress. There are
two important circumstances which in my
opinion elevate the statement made by the complainant to her mother on the
evening of 28
December 2003 beyond the category of a mere narrative, into the
category of what could be characterised as a ‘complaint’
by a young
child for the purposes of the authorities.
69 First, the statement by the
complainant was accompanied by – and indeed sprang from – bizarre
conduct on the part of
the complainant. Secondly, and allied to that, the
complainant explained her conduct as relating to a ‘silly secret’
she had with the accused. These two matters, essentially interrelated, are well
outside the realm of a young child simply narrating
a circumstance to her
mother. Rather, in combination they are evidence of conduct which a jury would
be entitled to find to be entirely
consistent with what might occur should a
child of that age be subjected to the type of sexual assault which formed the
basis of
her evidence. In my view the evidence of the statements made by the
complainant to her mother on the evening of 28 December 2003
was properly
admitted into evidence as evidence of complaint and was not ‘mere
narrative’.
70 However, it is contended on behalf of the applicant that
even if the complaint made on 28 December 2003 was admissible, it was
admissible
only in relation to counts 1 and 4 on the presentment. It will be recalled that
the allegation made by the complainant
on 28 December 2003 was that the
applicant took his granddaughter into his room where he licked her vagina. The
allegations which
form the basis of counts 2, 3 and 5 were made the next day and
in response to questions asked of the complainant by her mother on
that day. I
shall return to this submission when I deal with ground 4 of the
application.
71 The second argument advanced on behalf of the applicant as to
the admissibility of the complaint evidence is that the complaints
cannot be
said to have been ‘recent’. The complaints were made by the
complainant to her mother on 28 and 29 December
2003. The evidence was
that the complaints related partly to events which were alleged to have taken
place between 21 and 23 December
2003 (counts 4 and 5) and to other counts which
were alleged to have taken place on one of the other occasions when the
complainant
was at the home of her grandparents prior thereto, and during 2003.
It will be recalled that the evidence of the mother of the complainant
was that
the two children had stayed overnight with their grandparents on 25 May, 5
September and possibly on 26 November 2003, she
having noted such matters in her
diary. Thus it is argued that the complaints cannot be called
‘recent’ and should not
have been admitted into evidence.
72 The
general rule is that in order for evidence of a complaint to be admissible, it
must be made at the first reasonable opportunity.
73 In R v
GG[28] Eames JA gave detailed consideration as
to the question of when a delay in making complaint would be too long to enable
the complaint
to be deemed timely. As stated by Eames
JA[29]:
There is no set rule as to when delay is too long to enable a complaint to be deemed “recent”.
74 In M v The Queen[30] Gaudron J criticized the presumption underlying the general rule that a complaint must be made at the earliest reasonable opportunity. She said that in cases of sexual assault on a child by a person who has the child’s trust and confidence, the general rule is not applicable.[31] This statement was referred to approvingly by Gaudron, Gummow and Kirby JJ in Suresh v The Queen[32]. In their joint judgment Gaudron and Gummow J said:
As Gaudron J explained in M, the assumption that the victim of a sexual offence will complain at the first reasonable opportunity is an assumption of doubtful validity, particularly in cases of child sexual assault.[33]
75 The circumstances whereby the complainant is a young child who is the victim
of sexual assault may be such that delay may be reasonable.
A young child may
not understand the wrongfulness of an offence or may be much more inhibited than
an adult in such circumstances.
Furthermore, it is the experience of the courts
that it is not uncommon for a child to be told that the sexual conduct is a
secret
and indeed on some occasions to be told that disclosure should not be
made. In Suresh Kirby J observed that a delay of approximately
seven months in
complaint being made by a nine year old girl was a relatively short
interval.[34]
76 In the case before us, the
date the complainant first made assertions that the applicant had sexually
assaulted her was on the
evening of 28 December 2003. Although on
that occasion she did not nominate specifically when such assaults were alleged
to have
occurred, the allegations made by her when interviewed subsequently by
police on the VATE tape related to occasions which took place
over a period of
up to a year earlier, the last allegation relating to matters which she alleged
occurred as recently as Tuesday
22 December 2003.
77 The complaint made by
her related to a course of conduct, the most recent episode of which was stated
subsequently by her to be
a mere six days before she told her mother of the
‘silly secret’ that allegedly she shared with the applicant. At
that
time the latest episode of that course of conduct was recent indeed. In my
view the two statements made by the complainant to her
mother were each
connected sufficiently temporally to the events to which she referred to be
admissible as being recent complaint.
78 However a further submission made
by the applicant about the admission of the complaint is that the disclosures
lacked spontaneity
in that they were extracted from the complainant by her
mother.
79 As stated above, on Sunday 28 December 2003 the complainant told
her mother of the ‘silly secret’ she had with the
applicant; the
silly secret being that the applicant took her to his room and licked her
vagina. The evidence of the complainant’s
mother was that on the evening
of 28 December 2003 and whilst she and the complainant were watching television,
the complainant started
dancing around and pulling her pants up and down. Her
mother told her not to be silly. The complainant came over to her mother
and
started rubbing herself up and down and saying ‘does that feel
good’. The complainant's mother gave evidence that
after that the
following took place:
I said to her where does that come from, because that's not something that we would do and she sort of waved it off. She didn't want to answer it. I said, no, where does that come from, and she's said it's just a silly secret and I said well, we don't have a silly secrets in our family and she said, “oh, it's just a secret, but that I've got with poppy”. And I said well, what's the secret and she said. “It's when poppy takes me to his room and licks my pee pee”.
80 It will be recalled that on the next day the complainant was taken to the Royal Children's Hospital by her mother, where a medical examination took place. After the examination by the doctor the complainant and her mother went to the McDonald's restaurant at the hospital. The complainant's mother gave evidence-in-chief as follows:
QUESTION: After she had been medically examined did you go somewhere with her ?
ANSWER: Yes, I took her down to McDonald’s at the Royal Children’s and we had - I ordered her some food, and I just wanted to ask her some more questions, because by this stage, I still hadn't found out a lot about what had happened.
QUESTION: Did she elaborate on what she’d told you the night before?
ANSWER: She did, she did.
QUESTION: What did she say to you?
ANSWER: Well, I said to her, “You know, how often did it happen?” She said her that it happened every time she went to stay or she was - every time she went to stay at poppy’s. She said that - she repeated the line that it was when poppy took her to his room and licked her pee pee, and I said, “Well, what else happened?” She said well, she licked his pee pee and he rubbed cream on her and she rubbed cream on him and then they rubbed cream into each other’s pee pees.
81 Of course it is obvious that a complaint will not be admissible if effectively it has been put into the mouth of a complainant by questions of a suggestive or leading nature. As stated in R v Freeman, the proper consideration is:[35]
What likelihood there was that the “complaint” was not the spontaneous and unvarnished narrative of the prosecutrix either because the statement had been put in the prosecutrix’s mind and mouth by questions of such a character as to have suggested to the prosecutrix the answer she in fact gave, or that the questioner desired the answer given rather than another, or that the circumstances indicated that the answer given was the product of a suggestive question to a suggestible mind?
82 In the circumstances before us there is no basis upon which it can be said that the statements made by the complainant to her mother on either 28 or 29 December 2003 and which were the subject of the evidence-in-chief of the mother were ‘extracted’ in the manner referred to above. Whilst it is true that the complaint was made in answer to questions asked by the complainant's mother, there is no evidence that those questions were suggestive, intimidating or leading or that she was interrogated in a forceful manner by her mother. As stated in De B v De B[36] the mere fact that a statement is made in response to questions does not rule it out of the category of complaint. Indeed, even if it could be said that the complainant’s mother persuaded the complainant to tell her what had happened, as long as she did not do so by asking questions in a leading or suggestive manner, the answers given would not be inadmissible. As Viscount Reading CJ said in R v Norcott:[37]
The Court is concerned to see that in the present case the statement made by the girl was spontaneous in the sense that it was her unassisted and unvarnished statement of what happened. That she may have been persuaded to tell her unassisted and unvarnished story is no reason why the evidence of her having made the statement should be rejected.
83 In my view there is no basis to say that the statements made by the
complainant were inadmissible by reason of having been ‘extracted’
from her in an inappropriate manner.
84 However, it is further submitted by
the applicant that the evidence of complaint made to the mother of the
complainant on the evening
of 28 December 2003 was ‘so coloured
by the description of simulation that it ought not to be led’. In my
view there
is nothing in this submission. The ‘acting out’ by the
complainant was what led to the complaint being made, and inter-related
as it
was with the statement of the complainant that she had a ‘silly
secret’ with the applicant it was admissible for
the reasons set out
above.
85 Finally, under this ground it is submitted that even if the
complaint made by the complainant to her mother on 28 December 2003
was a
complaint which was sufficiently recent to be admissible, the same cannot be
said of the complaint made by the complainant
on the following day. Evidence
that a second complaint has been made is not inadmissible merely because there
is evidence that a
prior complaint has been made. R v Freeman is an example of a
case where two separate complaints were held to be admissible. However,
it is
submitted that it cannot be said that the disclosures of the complainant to her
mother on 29 January 2003 were made at the
first reasonable opportunity. It is
argued that the disclosures of that day were preceded by an
‘extracted’ disclosure
the day before and furthermore by the
examination by a doctor who ‘failed’ to ‘extract more
information’
from the complainant.
86 In such circumstances it is
argued that the complaint cannot be seen to be either spontaneous or recent. In
particular it is submitted
that insofar as the disclosure by the complainant on
29 December 2003 of the use of cream is concerned, such disclosure could relate
only to counts 2 and 3, which alleged events, on the evidence before the jury,
must have occurred at least a month and perhaps six
months earlier than the
disclosure.
87 The question of the admissibility of the statement made by the
complainant to her mother on 29 December 2003 is not without difficulty.
It may
be the case that if the complainant had been a mature adult the evidence of that
statement having been made on the day following
the first complaint may not have
been admissible as having been made at the first reasonable opportunity after
the alleged offence.
However, in my view it is necessary to take into account
the age and immaturity of the complainant and the fact that she expressed
the
events which she reported to her mother as being ‘a secret’. The
issue to be considered in such circumstances is
whether the statement made to
her mother on 29 December 2003 is connected sufficiently to the statement made
on 28 December 2003
so as to form part of that complaint. Had it been the
circumstance that some hours after the original complaint, the mother had
undertaken the conversation which in fact occurred on 29 December 2003, I
would conclude that the second conversation formed part
of the complaint.
Indeed had the mother ‘slept on’ what had been reported to her by
her daughter and discussed it further
with her daughter early the next morning I
would have concluded in circumstances where the evidence is that such statements
were
not the result of suggestive or leading questions, that it would be
admissible. I would conclude that on the basis that taking into
account the age
and immaturity of the complainant and the circumstances in which the alleged
conduct of the applicant was revealed,
it could be seen as part of the complaint
of the previous day.
88 However, the question of the admissibility of the
statement made by the complainant on the morning of 29 December 2003 and after
the medical examination of the child by a doctor is more finely balanced. It
would be natural for a mother having received the first
complaint to have her
daughter examined medically soon afterwards and it might be understood readily
that she would ask further questions
of the complainant to elucidate the
complaint first made. Nevertheless I conclude that in the particular
circumstances of this case
there is a sufficient nexus both in terms of the
context of the statements and in their temporal relationship to each other to
render
the second statement an admissible ‘complaint’ in the sense
discussed above.
89 It is appropriate to observe that counsel for the
applicant made no submission to the trial judge that the complaints made on
either
28 or 29 December 2003 not be admitted into evidence. In the first trial
before Judge Kelly, the issue of the admissibility of the
complaint evidence was
first raised with his Honour by the prosecutor. In the course of discussion
with the prosecutor, Judge Kelly
expressed what he called his ‘tentative
belief’ that the evidence of the statements made by the complainant to her
mother
was admissible ‘because of its tendency to bolster the
complainant’s credit’. Counsel who was then appearing for
the
applicant, and who I might add is a most experienced criminal trial advocate,
then said ‘I object to it being a complaint’.
He said that he
relied upon R v Knigge and he submitted that the present case was ‘on all
fours with Knigge’s case’.
Having made that submission, counsel for
the applicant then said:
A lot of it is going to come out in evidence in any event, I suppose ...
His Honour enquired:
Why is a lot of it going to come out in evidence?
to which counsel responded:
Your Honour, I think some of the things that she has said prior will come out, but as to how it can be used is a different thing.
90 Apart from the above statements of counsel for the applicant, no further
submission to the effect that the statements in question
were inadmissible was
made at any time before his Honour Judge Kelly.
91 As stated above [55] his Honour ruled that the evidence of
conversations between the child and her mother was admissible. Furthermore, and
as stated
above, no objection was taken to the admission of the complaint
evidence in the subsequent trial, the trial judge being told by counsel
for the
applicant that there was an agreement to ‘abide by Judge Kelly’s
rulings’. Indeed, a reading of the whole
of the transcript of the second
trial demonstrates that a forensic decision was taken by counsel to attack the
credibility of the
evidence of the complainant by detailed cross-examination of
the mother as to what the complainant had said to her. In particular
the
cross-examination of the mother as to what the complainant had said to her went
far beyond the matter referred to by her in her
evidence-in-chief as to what she
had been told on the evening of 28 December 2003 and at McDonalds on 29
December 2003. The mother
of the complainant was asked numerous questions about
what she had been told by the complainant and about what she said in her
statement
to police about such matters. Indeed, the major part of the
cross-examination of the mother consisted of questions related to what
discussions she had had with the complainant or to what she said in her
statement and what she told police about such discussions.
No doubt those
circumstances explain why experienced counsel for the applicant did not make any
submissions to the trial judge seeking
the exclusion of evidence of the
discussions had between the complainant and her mother on either 28 or 29
December 2003. The cross-examination
of the mother on the occasion of the
second trial (and for that matter on the occasion of the first trial) was
entirely consistent
with the statement made by the applicant’s counsel to
Judge Kelly that ‘a lot of it is going to come out in evidence
anyway’. No doubt careful consideration was given to this matter by the
experienced counsel who acted for him on his trial.
The fact that the trial was
conducted in this manner fortifies the relevance of the fact that no exception
was taken by counsel
to the admission of the complaint evidence.
92 The applicant contends first that the trial judge should have directed the
jury that the evidence of complaint made by the complainant
to her mother on
28 December 2003 could be relevant only to count 4. It is submitted that
the trial judge should have directed the
jury that the evidence of complaint was
not relevant to any of the other counts. This submission is made on the basis
that any complaint
about sexual behaviour prior to those dates would not be
recent and furthermore on the basis that the statement made to the mother
on 29
December 2003 should not have been admitted into evidence. In my view the
complaints made by the complainant related to a course
of conduct which could
well be considered to be sufficiently recent to be admissible. The trial judge
was not bound to direct the
jury that the evidence of complaint could bolster
the complainant’s credit only in relation to count 4 and not
otherwise.
93 Secondly, under this ground, the applicant submits that the
trial judge’s directions as to the evidence of recent complaint
were
deficient. It is submitted that his Honour failed to direct;
(i) that it
was for the jury to determine whether the complaint was made, and, if so,
whether it was consistent with the complainant’s
account of the events
giving rise to count 4;
(ii) that such evidence does not provide evidence
of the facts stated in the complaint;
(iii) that it does not in any way at
all assist to prove the truth of the facts alleged;
(iv) that those facts
must be proved by other evidence; and
(v) that it is not a source of
corroboration.
94 The trial judge told the jury that the evidence of
complaint existed for a ‘limited purpose’. He directed the jury
that the evidence –
may be used by the jury as a possible test of consistency of the victim’s conduct. Whether the alleged victim complained or did not complain of the sexual assault at or near the time of its alleged occurrence may be regarded by a jury as evidence bearing upon the credibility of the alleged victim and now complaining of it.
95 The trial judge said subsequently:
It is for you to say in any particular case whether in all the circumstances the presence, or it may be the absence of, a timely complaint constitutes behaviour consistent or inconsistent with the happening of the offence.
In considering the evidence of complaints, you should bear in mind that, of course it springs from the same source as the evidence of the crime. It may or may not demonstrate consistency, but it is not to be regarded as evidence independent of the complainant giving additional support to the probability that the crime happened. Its only effect is on the credibility of the alleged victim’s story.
96 His Honour repeated this direction later in the charge when he summarised the evidence which was relevant to counts 1, 2 and 3. He said:
The Crown also rely on the evidence of the complaint made by [C] to her mother for the very limited purposes that I have already mentioned to you as a possible test of consistency of [C’s] conduct, and you will remember the very clear warning that I gave you about the use of evidence of complaint. Such evidence may not be regarded by you as evidence independent of the complainant, giving additional support to the probability that the crime happened. Its only effect is upon the credibility of the alleged victim [C’s] version of events.
97 In the course of his separate summary of the evidence relating to counts 4 and 5 his Honour said:
Again the Crown would no doubt rely on the evidence of complaint made by [C] to her mother and again I remind you of the warning that I have already given you as to the limited use you can make of complaint evidence. ...
98 It is true that the directions given by the trial judge as to complaint were
not as comprehensive as the standard charge in relation
to recent complaint now
provided for the assistance of trial judges by the Judicial College of Victoria.
However, his Honour’s
directions did deal with the essential issues,
namely, that it was for the jury to determine whether or not the complaint was
made,
and secondly that it was for the jury to determine whether or not any
complaint made was consistent with the events complained of
by the complainant.
Furthermore the judge reminded the jury repetitively of the fact that the
evidence of complaint was relevant
only to the credibility of the complainant
and could not be used for any other purpose. In all the circumstances, and
accepting
that the criticism by the applicant of the directions given by the
judge is not without some substance, I do not consider that any
deficiency in
the directions was such as to amount to a miscarriage of justice. As stated
above, experienced counsel raised no exception
to the directions given by his
Honour as to the evidence of complaint.
Ground 5
99 It is submitted on
behalf of the applicant that the VATE tape of the interview of the complainant
should not have been admitted
into evidence, or in the alternative, that the
tape should have been edited to remove certain parts of it.
100 As stated
above, at the commencement of the first trial of the applicant an objection was
taken to the admission of the VATE tape
into evidence. The evidence before the
judge on the first trial was that the informant, Senior Constable Sutherland,
was first notified
of the allegations made against the applicant on Wednesday 31
December 2003. Senior Constable Sutherland first spoke to the complainant
and
her parents on that day. The evidence of the complainant which forms the
subject of the VATE tape took place at Sunshine police
station on Tuesday 6
January 2004. It is apparent from the context of the VATE tape interview that
the informant and another policewoman
had attended at the complainant’s
home on the previous Saturday and had spoken to her at that time. The
complaints made about
the VATE tape by counsel for the applicant before Judge
Kelly were that in the course of the interview of the complainant Senior
Constable Sutherland referred to a previous conversation between her and the
complainant, which had occurred on the previous Saturday.
Furthermore, it was
submitted that some questions asked of the complainant were ingratiating and
that some questions asked of the
complainant were leading, and would thus be
inadmissible in the context of a court hearing. Judge Kelly ruled that the VATE
tape
was admissible. He said that he could not ‘discover anything which
would permit the exercise of my discretion to exclude the
material as
unfair’.
101 Upon the proceeding coming on for the trial on the second
occasion, counsel for the applicant said that he ‘formally objected
to the
use of the VATE tape’, but said that he would ‘abide by his Honour
Judge Kelly’s rulings of the last trial’.
102 By written
submissions, counsel for the applicant submits that the whole of the VATE tape
should not have been admitted into evidence
before the jury. First, it is
argued that the making of the complaints had been ‘extracted’ from
the complainant. It
is submitted that the evidence revealed that the
complainant had been reluctant to answer questions from her mother and from the
examining doctor at the Children’s Hospital and from police. It is
submitted that it was ‘unsafe to rely upon a tape
of that nature’ in
such circumstances. In R v NRC[38] Winneke P
observed that s 37B of the Evidence Act 1958 formed part of a number of
statutory procedures introduced in Victoria and which have ‘as their
primary purpose the reduction
of stress imposed upon victims of sexual offences
by the rigours of curial
proceedings’.[39] In NRC the evidence
was that the complainant had been interviewed more than 40 times in a 10 month
period leading up to the recording
of the VATE tape interview. There were a
number of unsatisfactory aspects to the interview including the use of both
‘prompting
and leading’ questions. Winneke P stated
that:[40]
... the procedure prescribed by s 37B of the Evidence Act ... permits the evidence-in-chief of young children to be presented as a “pre-recorded package” and without the witness having been sworn or her giving evidence viva voce in the face of the jury. These procedures represent a radical departure from the common law and, although the court is required by s 23(1) of the Act to satisfy itself that the witness is (inter alia) capable of responding “rationally” to questions about the facts in issue, that satisfaction will normally be gleaned in circumstances of limited opportunity and without the capacity of observing the witness’ ability to respond to cross-examination. The aim of the subsection is not to ensure that the evidence is credible but rather to ensure that it meets the minimum threshold of being receivable, a threshold which is not a high one.
103 It was not suggested in NRC that the VATE tape was inadmissible. However by reason of the particular circumstances in which the evidence was obtained and in particular by reason of the fact that the complainant’s account was unable to be tested properly in cross-examination by reason of the inability of the witness to provide responsive answers in the course thereof, the Court held that an appropriate judicial direction was required in order to alert the jury to the potential unfairness to the accused emanating from his inability to probe the credibility of the complainant’s version of events. It is not suggested that such a direction was required to be given in this case by the trial judge. Upon the hearing of the appeal before us, and notwithstanding that his written submission contends that the VATE tape should have been wholly excluded, counsel for the applicant conceded that NRC posed a ‘big hurdle’ to that contention. In his oral submission, he stated that he does not maintain that the VATE tape should have been wholly excluded but he does submit that certain parts of the tape should have been excluded. In particular he submits that questions and answers 42-52, 161-165 and 353 should have been deleted from the tape. As stated above the VATE tape interview was recorded at Sunshine Police Station on Tuesday 6 January 2004. It is apparent that police had had a preliminary discussion with the complainant in her house on the preceding Saturday 3 January 2004. Question 42 referred to that discussion in the following terms:
All right. I know its hard, but we need to try and talk about what we talked about again in the bedroom.
104 In question 48 the interviewer asked:
Yeah, what was it that we were talking about, about poppy?
105 Likewise at question 161 reference was made to a previous conversation:
All right, there was a couple of other things we spoke about at your house on Saturday, things that poppy had done.
106 Although these questions were prompting, they cannot be said to be leading nor did they suggest an answer. A somewhat more leading question was put at question 353:
Okay. All right. And do you remember that you told me about the cream on Saturday when I was at your house?
The answers to such questions were generally non-responsive and of no great importance, but the applicant submits that in referring to previous statements made by the complainant the questions of the interviewer were ‘apt to bolster the complainant’s evidence illegitimately’. Presumably this submission is directed towards the credibility of the complainant rather than to her evidence generally.
107 There can be no doubt that the jury were aware of the process which led up to the recording of the VATE tape on 6 January 2004. The evidence-in-chief given by the complainant’s mother as to the complaints made to her by C was in brief compass as set out in [79-80] above. However in the course of cross-examination the complainant’s mother was cross-examined in considerable detail about the events which followed the complaint made by C on the evening of 28 December 2003. It was put specifically to the mother that two police officers had attended at her home on 3 January and that they had taken the child into the mother’s bedroom and had a private conversation with her. Although it would have been better had the complainant not been prompted in any way to recall previous conversations I do not consider that the questions asked did have the effect of bolstering the credit of the complainant. Indeed, her non-responsive answers may well have had the opposite effect. Whether or not that be so, the interviewing police officers did not set out in any detail at all what had been said previously and in my view there is no basis upon which it can be argued that the questions in issue had the effect of introducing impermissibly into evidence prior consistent statements of the complainant. In my view ground 5 is not made out.
108 It is argued under this ground that an aggregate of the errors identified in grounds 1 to 5 caused the trial to miscarry. A ground similar to this was considered by Callaway JA in R v Gell.[41] As stated above, I do consider that the cross-examination of the applicant referred to under ground 1 exceeded permissible limits. I also consider that his Honour’s directions to the jury as to recent complaint were somewhat more sparse than is appropriate. However I do not consider that these two matters considered together can be said to have caused the trial to miscarry.
Ground 7
109 Finally it is contended on behalf of the applicant that the verdicts of
guilty on counts 1 and 3 are unreasonable and unsafe.
It is submitted that no
reasonable jury properly instructed could have been satisfied beyond reasonable
doubt of the applicant’s
guilt in view of the evidence before the jury.
In particular the applicant relies upon the jury’s acquittal of the
applicant
upon counts 2, 4 and 5, the absence of corroboration, the
complainant’s age at the time of the alleged offences and at trial,
the
sworn evidence of the applicant and his good character.
110 Dealing first
with the question of the acquittals, in the light of the evidence called as to
the lack of opportunity for the applicant
to have committed the offences alleged
to have occurred between Sunday 21 December and Tuesday 23 December 2003 it
is apparent that
the jury entertained a reasonable doubt as to whether the
offences the subject of counts 4 and 5 were proved before them. Furthermore
in
relation to count 5 it should be observed that in the course of her
cross-examination C agreed that she did not lick the penis
of the applicant on
the occasion of the weekend in question. The trial judge gave the jury a
careful direction about this matter
and made a strong comment. He said:
Now, in respect of count 5 the Crown case is that on a date between 21 December 2003 and 23 December 2003 that he had [the complainant] lick his penis. The accused has given evidence that this never happened and as you are aware he has pleaded not guilty to count 5. When you consider this evidence, of course, you must consider the VATE tape of [the complainant] and you must also consider the cross-examination of [the complainant]. [The complainant] it seems to me, and I stress it is entirely a matter for you, but in respect of count 5 she gave evidence to the Court that on this last occasion, that’s the subject of count 5, she did not lick the accused’s penis. The only activity that day was the accused licking her vagina. That is of course, count 4 which relates to the licking of her vagina on that day and she gave evidence that on that day she hadn’t licked the accused’s penis which was the subject of count 5.
Of course, whether or not you accept any part or parts of her evidence when you consider count 5 is entirely a matter for you, the jury. My task is merely to point out that in cross-examination [the complainant] stated that on that last occasion she had not licked her grandfather’s penis. If you were to accept her evidence in that regard it follows then, it is entirely a matter for you, but it seems to me it follows then that you could not find the accused guilty in respect of count 5.
111 Taking into account the evidence of the complainant, the acquittal of the
applicant on count 5 is entirely explicable.
112 Likewise, in relation to
count 2 the judge gave a careful direction. He said as follows:
Now members of the jury it is a matter of commonsense that you take great care when considering each count in this criminal trial. What I am about to say to you now is a comment on my part and, of course, you are not bound by it. However it seems to me that you should take particular care when considering counts 2 and 5, counts 2 and 5. Count 2 relates to the allegation that on an occasion between 22 December 2002 and 20 December 2003 the accused, ... applied cream to [the complainant’s] vagina. The accused, you will recall, has denied doing that or, indeed, any act of a sexual nature with his granddaughter. The complainant in her evidence during cross-examination gave evidence that her grandfather had never applied cream to her vagina. She said that she had applied the cream to her own vagina. She stated that she applied it to her own vagina in the presence of her grandfather who then had his pants down. Were you to accept her evidence in this regard, and I stress that whether you do or not is entirely a matter for you, you would be unable to find that the accused had applied cream to [the complainant’s] vagina. But it would be open to you to find that the accused ... had committed an indecent act in the presence of [the complainant] when she rubbed cream into her own vagina in his presence when he had his pants down.
Of course, whether you do so or not is entirely a matter for you, bearing in mind that the Crown must prove each of the elements in count 2 beyond reasonable doubt. You should remember that the accused has pleaded not guilty to count 2, as indeed to all the counts, and has given evidence that the events alleged never happened.
In my view, taking into account that the Crown laid count 2 on the factual basis that the accused had applied cream to the complainant’s vagina and that that basis was not supported by the evidence of the complainant in cross-examination, it is not surprising that the jury acquitted the applicant of that count.
113 However it is submitted further that the guilty verdicts on counts 1 and 3 are an affront to commonsense and logic and that those verdicts reflect confusion and uncertainty in the minds of the jury members. I do not agree. As stated above, the basis of the acquittals on counts 2, 4 and 5 is apparent. On the other hand the jury were entitled to accept the evidence of the complainant that on occasions other than the weekend of 21 to 23 December 2003 and between 22 December 2002 and 20 December 2003 the applicant had licked her vagina, which allegation formed the basis of count 1 and furthermore they were entitled to accept the evidence that during the same period she had applied cream to the penis of the applicant. It is argued on appeal that the evidence was uncertain as to which alleged occasion was the subject of the allegations which formed the basis of counts 1 and 3. In the course of the VATE tape interview, C said:
One day when I went to poppie’s he asked me if – if I could put the hand on his pee pee ... and then he would wee out and it will be fun. And I said “no” so I would not do it. And this whole thing is about him licking my pee pee, licking ...
114 Later on the interviewer asked ‘How did that happen?’ She replied ‘I can’t really remember, ‘cos he started it lots and lots of years and I can’t remember how it happened’. She then made a specific allegation that the applicant had licked her vagina on the last occasion that she had seen him which she said was ‘six days ago’, and shortly before her brother, N, entered the applicant’s bedroom. She also said that the applicant had put cream on his finger to wipe her pee pee. Those allegations were the subject of counts 3 and 4 on the presentment. She was then asked by the interviewer about the ‘second-last’ time ‘that had happened’. She said that she was ‘in poppy’s room, like every day’. She said he licked her ‘pee pee, put the cream on, then we went out of the room’. She gave a detailed description of the cream which was used, the colour of the writing on the tube and the fact that the cream had come from a basket in her grandparents’ bathroom next to the sink. She described the basket and its contents in some detail. It should be noted that no evidence to the contrary was given by either the applicant or his wife as to this matter, nor was the complainant challenged in cross-examination as to the whereabouts of the tube of cream and the basket in question. Referring to the last weekend that she and her brother had stayed with the applicant, C then said that after he had licked her ‘pee pee’ the applicant went to the basket and got the cream and it was then rubbed ‘on each other’s pee pees’. During cross-examination of the complainant counsel for the applicant asked as to whether that was the first time that the applicant had ‘done that with the cream’. C’s answer was ‘He’s done that to me about 50 times’. C was cross-examined about these statements as follows:
QUESTION: In the general sense of these sort of things happening, did they always happen in that house at Cairnlea?
ANSWER: What is “the general sense”?
QUESTION: You know, him licking your pee pee or you licking his pee pee. You talked about cream being rubbed in.
ANSWER: Yes.
QUESTION: Did that always happen in Nanny and Poppy’s new house at Cairnlea.
ANSWER: Yes.
QUESTION: Did it happen anywhere else?
ANSWER: No.
QUESTION: Did it only happen when you were staying there overnight?
ANSWER: I’m not too sure about that. I think he’s done a couple of times during the day without staying over.
QUESTION: When was that? What were the circumstances?
ANSWER: As I said before, I’m not entirely sure that it did happen but I’m not entirely sure that it didn’t happen as well so ...
QUESTION: Is there a chance that he didn’t ever lick your pee pee?
HIS HONOUR: Counsel is putting to you that he never licked your pee pee.
ANSWER: That’s not true, he has licked my pee pee before.
QUESTION: I beg your pardon?
ANSWER: He has licked my pee pee before as well. I’m not telling a lie.
QUESTION: Are you able to tell us anything about the circumstances the first time that it happened?
ANSWER: Ever?
QUESTION: Yes.
ANSWER: Ok, I don’t know the first time that he did do it to me.
QUESTION: Tell us the first time that you can remember.
ANSWER: The first time I can remember was ... I can’t remember the date but we nearly got caught out by Nan because we had gone to ... she had gone into the shops for an hour or two hours or in between that and we had the blinds shut but then we heard Nan’s car pulling into the driveway and then we pulled up our pants and ran out and made the bed. We made the bed. Wait, sorry. We pulled up our pants, we made the bed and then ran out.
QUESTION: When did that happen? How long before what you’ve told us about today?
ANSWER: As I said I don’t know the date but I know when it was around.
QUESTION: When was it around?
ANSWER: I’m pretty sure it was around, it was in the year 2003, I think it was around June. June or July.
QUESTION: Around June or July?
ANSWER: Mmm.
QUESTION: What time of the day was it?
ANSWER: It was mid-day.
QUESTION: Around lunch time?
ANSWER: Yes.
QUESTION: What day of the week was it?
ANSWER: There wasn’t any school on the day.
QUESTION: Was that because ...
HIS HONOUR: Just a second, just a second. You’ve asked a question ... let her answer it.
QUESTION: Yes.
ANSWER: It wasn’t on a school day but I think it was on a Saturday.
QUESTION: Could it have been, if it was in June or July, could it have been during the school holidays?
ANSWER: Yes that as well, could have been around the school holidays.
115 The next day C was asked further questions:
QUESTION: When we finished yesterday I was asking you if you could remember when the first time it was that you say that Poppy licked your pee pee.
ANSWER: No, I can’t remember.
QUESTION: You can’t remember at all?
ANSWER: Well, as I said yesterday I remember the ... I can’t remember the first time it happened but I can remember the closest I can remember to the first.
QUESTION: You tell us what’s the first time you remember.
ANSWER: As I said yesterday it was happening and Nan was pulled into the driveway and we heard her car and ...
HIS HONOUR: I’m sorry, it was pulled into the?
ANSWER: Driveway.
HIS HONOUR: Driveway in her car. Yes, thank you.
QUESTION: I think she said Nan pulled into the driveway.
HIS HONOUR: Your Nan pulled into the driveway in her car, was it?
ANSWER: Mmm.
HIS HONOUR: Yes thank you.
ANSWER: And then we pulled up our pants, made the bed and ran out.
QUESTION: All right. Now I asked you yesterday and you said it was on a day when you didn’t have to go to school.
ANSWER: Yes.
QUESTION: Have you thought about this since we finished yesterday?
ANSWER: Actually I have but I can’t remember the day.
QUESTION: All right.
ANSWER: And specifics.
QUESTION: I asked you yesterday whether it might have been during the school holidays. Is that ...
ANSWER: Yes.
QUESTION: And you said you weren’t sure whether it was or wasn’t.
ANSWER: Yes.
QUESTION: We went through the times that you’d stayed overnight at your Nan and Pop’s place.
ANSWER: Yes.
QUESTION: Are you able to tell us whether there were any other days when you went there? Let’s say you went there in the morning and stayed for the afternoon and then went home.
ANSWER: We did that a couple of times, yes. Well not a couple but a lot of times.
QUESTION: Were you able to tell us how many times that happened?
ANSWER: It was a lot of times, I can tell you that.
QUESTION: It was a lot of times?
ANSWER: A lot of times, around 20 or something like that.
QUESTION: And on those occasions was it always on a day when you didn’t have to go to school?
ANSWER: I think some of them ... I think some of them were after school.
QUESTION: Well if you went there after school but didn’t stay the night you couldn’t have stayed for very long could you?
ANSWER: No, but does that really matter?
116 The complainant was then asked the following questions:
QUESTION: There is some evidence on the tape about you having cream rubbed into your pee pee.
ANSWER: Yes that is true.
QUESTION: When did that happen?
ANSWER: Well I can’t tell you the specific date but it happened, well often, I can say.
117 Subsequently in the course of cross-examination the following exchange took place:
QUESTION: Now there’s talking on the tape about you rubbing cream on poppy.
ANSWER: Yes.
QUESTION: Did you do that?
ANSWER: Yes.
QUESTION: When was that?
ANSWER: Sorry, I’m not really good with dates. No, I’m not really that sure – but the, sorry - I rubbed the cream in much more than I would rub his cream in, so I would do it more often.
HIS HONOUR: What do you mean by that [C]?
ANSWER: I ...
HIS HONOUR: Ok, just tell us in your own words, just try and relax and tell us in your own words.
ANSWER: I wouldn’t, he would do it. Sorry, I’ll start again. I would have cream rubbed into my pee pee more often than he would have cream into his pee pee.
118 Subsequently counsel asked the following questions in cross-examination:
QUESTION: Can I suggest to you that you’re not sure whether you ever rubbed cream onto him; would that be right?
ANSWER: I remember that I rubbed cream on him.
QUESTION: Whereabouts?
HIS HONOUR: Whereabouts on the house, or whereabouts on the body?
QUESTION: Whereabouts on the body, yes sorry your Honour.
ANSWER: On his pee pee.
119 Subsequently the following cross-examination took place:
QUESTION: He never rubbed cream of any type, medicine or other type, into your pee pee.
ANSWER: Yes, that’s correct.
QUESTION: Can I suggest to you that you never rubbed cream onto his pee pee either.
ANSWER: That I did.
QUESTION: I suggest to you that he never ever licked you on your pee pee.
ANSWER: That isn’t true.
120 Accordingly, from the evidence of the complainant it was clear that she
alleged that on a number of occasions during the periods
alleged in relation to
counts 1 and 3 the applicant had engaged in licking her vagina and that he had
her put cream on his penis
as so alleged by those counts respectively.
121 However, the applicant submits that a further factor to be considered in
regard to the verdict being unsafe is the evidence given
by the
applicant’s wife as to whether or not the complainant was ever alone with
her husband. In the course of the cross-examination
of the applicant’s
wife she was asked the following questions:
QUESTION: Was there ever a time when the children were alone with your husband?
ANSWER: No, never, because I was missing them so much having had full-on contact for five years with each of them, suddenly then to be basically deprived of seeing them or talking to them, I took every opportunity to spend as much time with them as I was allowed and so no, I devoted the time I had with them to them and what they wanted to do or say or whatever.
QUESTION: On the last visit, the visit in December 2003.
ANSWER: Yes.
QUESTION: Apart from the time between you leaving at 8.40 and coming back at 1.20 you obviously can’t tell us what happened in that time in the house, but apart from that period was there ever a time when your husband was alone with the children in the house?
ANSWER: No there wasn’t.
122 However it was open to the jury not to accept this evidence. For instance
there was a significant inconsistency between the
evidence of the wife of the
applicant and that of C and N and indeed the applicant as to the events of the
afternoon of 23 December
2003. The applicant’s wife said that the
applicant had had ‘a nap’ in the afternoon and that she and N and C
were
in the family room making coleslaw when the applicant arose and came into
the family room. Of course the applicant gave evidence
that he had been woken
by C and that at that time his wife was watching television in the lounge room
with N. There was a clear
inconsistency between this evidence and that of the
applicant’s wife and the jury were not bound to accept her evidence as
set
out above.
123 However, the applicant relies further upon the fact that
there was evidence of ‘bad relations’ between the
complainant’s
mother and the applicant. The jury were well aware of that
matter, it having been raised by counsel for the applicant in his response
to
the prosecution’s opening address.[42]
As stated above, the complainant’s mother was cross-examined by counsel
for the applicant as to the issue of animosity.
124 In addition the jury
were well aware of all the other matters relied upon by the applicant under this
ground such as the age of
the complainant, the applicant’s sworn evidence,
his previous good character, and the evidence of his wife and others. They
had
the benefit of seeing the complainant being cross-examined in considerable
detail. Nevertheless it is submitted on behalf of
the applicant that upon a
review of the whole of the evidence this Court should entertain a doubt about
the applicant’s guilt,
and that the verdict should be set aside. In
answering that question the Court cannot ‘disregard or discount either the
consideration
that the jury is the body entrusted with the primary
responsibility of determining guilt or innocence, or the consideration that
the
jury has had the benefit of having seen and heard the
witnesses’.[43] Having viewed the VATE
tape myself on several occasions, I conclude that it was open to the jury,
having considered each of the
matters referred to above, and which matters were
the subject of submission by the applicant’s counsel, to be satisfied
beyond
reasonable doubt of the guilt of the applicant on counts 1 and 3. In my
view there is nothing inconsistent with such a finding in
the acquittal of the
applicant on counts 2, 4 and 5. It was open to the jury to be satisfied beyond
reasonable doubt that on an
occasion prior to the weekend of 21 – 23
December the applicant had committed the offence the subject of counts 1 and 3
upon
the complainant, notwithstanding that they were not satisfied beyond
reasonable doubt that he had done so on that weekend.
125 I might add that it
cannot be said that the jury came lightly to this verdict. They retired to
consider their verdict at 11.51
am one morning, were sent home for the evening,
returned the next morning and finally returned a unanimous verdict on all five
counts
at 2.25 pm that afternoon.
126 As Brennan J (as he then was) said in
his dissenting judgment in M v The
Queen:[44]
The evidence in the trial reveals no feature on which a court’s assessment should prevail over the assessment made by the jury. It is the jury’s composite and broad experience of life that is paramount in our structure of administering criminal justice. Words in a printed transcript may tell one story to the critical legal mind and another to those who test a story for truth or falsehood according to a broad experience of life. Inconsistencies which loom large when painted with the colours of advocacy may be insignificant minutiae once a witness convinces a jury that he or she is honestly attempting to tell the truth. It is the sad but salutary experience of every counsel for the defence that the prosecution’s “weak point” is often brushed aside dismissively by a jury satisfied of the honesty of the prosecution witness. .........
On a matter as difficult as child sexual abuse where the focus of the trial must be on the veracity of the child and where both child and alleged aggressor give evidence, an assessment of evidence by an appellate court is a poor substitute for the assessment made by the jury. And that is so for a very basic reason: our belief in the validity of the life experience of juries. When, as in this case, a finding of guilt or innocence depends on nothing but a contest between a child and her father as to what happened between them in the absence of others, I am unable to substitute any view that I might form for the view formed by the jury. Indeed I echo the frequent observation of trial judges that the responsibility rests with the jury and not with me.
In my view that statement is relevant in the circumstances of the present application.
127 The application for leave to appeal conviction should be
refused.
Application for leave to appeal Sentence
128 I turn now to the
application for leave to appeal sentence. The applicant relies on three
separate grounds alleging error and
a fourth ground of manifest excess.
129 In the course of his sentencing remarks the learned sentencing judge stated that counts 1 and 3 were ‘not isolated acts ... but were rather part of a continuing pattern of abhorrent behaviour ... towards the complainant’. It is submitted on behalf of the applicant that the sentencing judge was in error in doing so. It is argued that in making that statement the sentencing judge was relying upon the evidence before the jury of uncharged acts and that his Honour adopted an approach which cut across the principle that a person must not be sentenced for offending in respect of which he has been neither tried nor convicted. Furthermore, it is argued that his Honour dealt with both counts as if they were representative counts. It should be observed that his Honour, having made the above statement, continued with the following statement:
The Court mentions this matter merely for the purpose of better understanding your offending in respect of counts 1 and 3.
130 Clearly his Honour was entitled to conclude on the basis of the evidence
before him that the offences were not isolated in the
sense that such a finding
would be mitigatory. Equally clearly his Honour was obliged to sentence the
applicant in relation only
to the counts upon which he had been convicted by the
jury and not for other offending.
131 It may well have been that his Honour
intended no more than that he was unable to find that the offending of the
applicant was
isolated in circumstances where there was evidence of uncharged
acts against the applicant, but the use of the words ‘a continuing
pattern
of abhorrent behaviour’ certainly suggests that his Honour may have fallen
into the error as submitted by the applicant.
However if his Honour did make
such an error it appears to me that the sentence imposed does not reflect any
such error. I shall
return to further consideration of this matter
later.
132 In the course of his sentencing remarks the sentencing judge stated as follows:
This Court has read the victim impact statements, exhibits A and B on plea. It is the view of this Court that major portions of such statements are largely irrelevant for present sentencing purposes and, as such, those portions have been ignored by this Court. While this Court is acceptant of the fact that some unhappy differences pre-existed between you, your daughter and her husband by reason of a business dispute, the Court has no doubt whatsoever that your offending has caused significant psychological and emotional problems to your granddaughter, to your daughter and to a lesser extent your son-in-law and to your grandson. This Court has taken into account the admissible portions of the victim impact statements when sentencing you.
133 Counsel for the applicant submits that there was no evidence to support the findings that the complainant, and to a lesser extent her brother, had suffered significant psychological and emotional problems in consequence of the offending of the applicant. It is true that there was no direct professional evidence before his Honour as to the psychological effects of the offending upon any of the persons named by him. However he had seen C and her mother give evidence before him. As an experienced trial judge he was entitled to conclude from the circumstances, including his observations of both those persons as they gave evidence before him, that the offending of the applicant had caused them psychological and emotional distress. Furthermore it is apparent that when he said such problems had affected the applicant’s son-in-law and grandson to a lesser extent, he was speaking of the anguish caused to the whole family. As he said next:
Indeed, the Court has no doubt that your offending has caused great anguish to many members of your extended family. There are always so many other innocent victims in such as a situation as sadly here exists. Offenders often tend to overlook the ripple effect that invariably occurs when offending of this nature is discovered.
134 In my view his Honour was not in error in making the statements made by him in this regard.
135 By ground 3 it is contended that the sentencing judge was in error in stating that he ‘could not confidently say that [the applicant] would not reoffend in a like manner’ and that ‘aspects of specific deterrence and public protection must also be a relevant sentencing consideration’. It is argued on behalf of the applicant that given his age of 65 years at the time of sentence, his lack of prior convictions, his family support and the fact that he had been charged with these offences, it was not open to reach such a conclusion, nor was it open to give such weight to specific deterrence and community protection. Regrettably the experience of this Court is that age and family support do not appear to be relevant factors in preventing the commission of such offences in an intra-family setting. In the case before his Honour there was no evidence of remorse by the applicant. In my view the sentencing judge was entitled to conclude that specific deterrence and public protection were sentencing principles of relevance. The conclusion reached by the sentencing judge that he could not say confidently that the applicant would not reoffend was not, in my view, a ‘damning finding’ as is submitted by the applicant’s counsel. Read properly, it was no more than a statement that the judge was not able to make a positive finding that the applicant would not reoffend in the future. That finding was open to him.
136 In support of the argument that the individual sentences imposed, the
resulting total effective sentence, the order for cumulation
and the non-parole
period fixed were all manifestly excessive, the applicant relies upon a number
of factors. It is submitted that
the facts that both offences occurred as part
of the one incident, the applicant was aged 65 and had some health problems, and
the
fact that he had no prior convictions and had a history of hard work are of
particular relevance. In addition, reliance is placed
upon the prospects of
rehabilitation of the applicant and the degree of family support that he has, in
order to demonstrate that
there is manifest excess in the structure and in the
total effect of the sentences imposed.
137 In my view the sentence imposed
cannot be said to be manifestly excessive. The applicant was in a position of
trust of a child
of tender years. The judge was entitled to find that he was
not remorseful. Each offence was a serious example of the offence of
committing
an indecent act with a child under the age of 16 years. The sentence imposed
upon each count was 20 per cent of the applicable
maximum. The
cumulation of one year is not excessive, nor is the head sentence nor the non-parole period fixed.
138 I would refuse the application for leave to appeal sentence.
139 I have had the advantage of reading the draft judgment delivered by
Kellam JA and Neave JA and for the reasons given by both
my colleagues, I
would dismiss the application for leave to appeal against conviction and
sentence.
---
[1] [2003] VSCA 94; (2003) 6 VR 181.
[2] Ibid 190.
[3] Ibid 190.
[4] Ibid 189.
[5] [1998] HCA 23; (1998) 72 ALJR 769, 779 referring to (1996) 16 WAR 23, 26. (Emphasis added)
[6] The length of the reporting period pursuant to s 34(1)(v)(ii) of the Sex Offenders Registration Act 2004 is 15 years.
[7] Section 37B of the Evidence Act 1958 was introduced into Victorian legislation by s 11 of the Crimes (Sexual Offences) Act 1991 and provides that in a legal proceeding that relates (wholly or partly) to a charge for a sexual offence – ‘the evidence-in-chief of a witness for the prosecution may be given (wholly or partly) in the form of an audio or video recording of the witness answering questions put to him or her by a person prescribed for the purposes of this section if the witness is a person with impaired mental functioning or is under the age of 18’. The section also provides that subject to the trial judge’s discretion to rule all or part of the contents of the recording as inadmissible, it will be rendered admissible provided that a copy of the transcript of the recording, adheres to that section’s service requirements and that the defendant and his or her legal practitioner are given reasonable opportunity to listen to and/or view the recording. The complainant, a child, is placed in a remote witness facility (section 41E of the Evidence Act 1958) and after his or her competency to give evidence has been assessed and accepted by the trial judge (section 23 of the Evidence Act 1958) he or she can then give further evidence-in-chief and be cross-examined.
[8] [1999] VSCA 184; [1999] 3 VR 537.
[9] It will be recalled that in the course of cross-examination the complainant agreed that the applicant had not applied cream to her vagina on any occasion.
[10] It will be recalled that in cross-examination the complainant agreed that she did not lick the penis of the applicant on the occasion that she stayed with her grandparents between 21 and 23 December 2003.
[11] Palmer v R [1998] HCA 2; (1998) 193 CLR 1, 7 and 25; R v Buckley [2004] VSCA 185; (2004) 10 VR 215; R v Bajic [2005] VSCA 158; (2005) 12 VR 155.
[12] 167.
[14] At [28].
[16] At [22], [23].
[17] Edwards v The Queen [1993] HCA 63; (1993) 178 CLR 193.
[18] Zoneff v The Queen (2000) 200 CLR 234.
[19] [2003] VSCA 94; (2003) 6 VR 181.
[20] 190.
[21] R v Saragozza [1984] VicRp 15; [1984] VR 187, 198.
[22] De B v De B [1950] VicLawRp 44; [1950] VLR 242, 246.
[23] 246.
[24] [1991] 1 QB 262, 269-270.
[25] New South Wales CCA (unreported) 26 July 1994 Cor Hunt CJ at CL, Curruthers and Bruce JJ.
[26] Philby v R [1973] HCA 30; (1973) 129 CLR 460, 466 (Barwick CJ).
[27] [1896] 2 QB 167, 170.
[28] [2004] VSCA 238; (2004) 151 A Crim R 92.
[29] 103.
[30] [1994] HCA 63; (1994) 181 CLR 487.
[31] 515.
[32] [1998] HCA 23; (1998) 102 A Crim R 18.
[33] 20.
[34] 31.
[35] [1980] VicRp 1; [1980] VR 1, 5.
[36] 246.
[37] [1917] 1 KB 347, 350.
[38] [1999] VSCA 184; [1999] 3 VR 537.
[39] 540.
[40] 551-2.
[41] [2006] VSCA 255, [6].
[43] M v R [1994] HCA 63; (1994) 181 CLR 487, 493.
[44] 507-508.
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