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Hamidi v TAC [2023] VSCA 139 (9 June 2023)
Last Updated: 9 June 2023
SUPREME COURT OF
VICTORIACOURT OF APPEAL
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S EAPCI 2022 0085
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Applicant
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v
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TRANSPORT ACCIDENT COMMISSION
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Respondent
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BEACH, T FORREST and KAYE JJA
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WHERE HELD:
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DATE OF HEARING:
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DATE OF JUDGMENT:
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MEDIUM NEUTRAL CITATION:
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ACCIDENT COMPENSATION – Transport accident
– Serious injury application – Spinal injuries – Fractured
transverse
processes and aggravation of asymptomatic spondylosis –
Continuing pain in back and neck – Whether consequences of injury
at least
very considerable – Whether consequence at least very considerable in
light of pre-accident medical conditions –
Applicant’s credit in
issue – Primary judge not satisfied that consequences satisfied ‘at
least very considerable’
test – Reasons – Whether reasons
adequate – Inadequacy of reasons – Not clear whether statement in
reasons
were judge’s findings or recitation of applicant’s evidence
– Whether judge failed to make required findings –
Whether judge
failed to explain why findings were not sufficient to establish seriousness
– Application for leave to appeal
granted – Appeal allowed –
Matter remitted to County Court for rehearing.
Transport Accident Act 1986, s 93.
Humphries v Poljak [1992] VicRp 58; [1992] 2 VR 129, Hunter v Transport Accident
Commission [2005] VSCA 1, applied.
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Applicant:
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Ms FAL Ryan SC with Ms S Gold
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Respondent:
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Ms M Britbart KC with Mr S Kumar
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Solicitors
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Applicant:
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YourLawyer Pty Ltd
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Respondent:
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Lander & Rogers
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BEACH JA:
T FORREST JA:
KAYE JA:
- On
24 July 2018, the applicant was a back seat passenger in a motor vehicle that
collided with a tram (‘the accident’).
Following the accident, the
applicant was taken to the Alfred Hospital, where, amongst other injuries, she
was found to have fractures
of her right C7, T1 and T2 transverse processes.
Subsequently, the applicant complained of suffering from pain in her back, neck
and right shoulder.
- In
August 2021, the applicant commenced a proceeding in the County Court, seeking
leave pursuant to s 93(4)(d) of the Transport Accident Act 1986
(‘the Act’) to commence a proceeding at common law claiming damages
in respect of the injuries she sustained as a result
of the accident. The
application was heard over two days in May 2022. At the hearing of the
application, the applicant relied upon
paragraph (a) of the definition of
‘serious injury’ in s 93(17) of the Act (‘serious
long-term impairment or loss of a body function’). The body functions
relied upon by the applicant
were the function of her spine and the function of
her right shoulder. Additionally, the applicant relied upon paragraph (c) of the
definition (‘severe long-term mental or severe long-term behavioural
disturbance or disorder’).
- On
11 August 2022, the primary judge dismissed the applicant’s
application.[1] In essence, the judge
was not satisfied that either of the applicant’s physical injuries
constituted a serious injury;[2] or
that any psychiatric injury arising as a result of the accident was
‘severe’ as required by the
Act.[3]
- The
applicant now seeks leave to appeal against the order dismissing her
application. Her application for leave to appeal (and her
appeal, if leave is
granted) is confined to complaints about the judge’s failure to accept
that her spinal injury satisfied
paragraph (a) of the serious injury definition.
In support of her application for leave to appeal, the applicant advances three
proposed
grounds of appeal: first, that the judge failed to apply the correct
test in assessing the consequences of her spinal injury (ground
1);
secondly, that the judge failed to provide adequate reasons (ground 2); and
thirdly, that, in assessing the consequences of the
applicant’s spinal
injury, the judge failed to consider the whole of the medical evidence (ground
3).
- The
applicant seeks an order that the judge’s orders be set aside and, in
their place, this Court grant her leave to commence
a common law proceeding. In
the alternative, she seeks to have her application remitted to the County Court
for rehearing by a differently
constituted court.
The evidence generally
- On
the hearing of her application in the County Court, the applicant relied upon
two affidavits, affirmed by her on 17 November 2021
and 4 May 2022. The parties
tendered various documents, including medical reports, radiological reports,
hospital records, clinical
notes, letters, and a photograph of the damaged car
in which the applicant was travelling at the time of the accident. The only
witness
to give viva voce evidence on the application was the applicant.
In her examination-in-chief, she adopted her two affidavits. She was then
cross-examined,
and subsequently re-examined.
Applicant’s background and
evidence
- The
plaintiff was born in Afghanistan in 1967. She was 50 at the time of the
accident, and 54 at the time of trial. She lives with
her husband and two of her
children. She has three other adult children and three grandchildren. At the age
of 14, the applicant
moved to Iran, where she worked as a tailor and dressmaker
for about 10 years. When she was 25, she completed an elementary education
course.
- In
September 2005, the applicant migrated to Australia with her family as a
refugee. Initially, she lived in Adelaide. After arriving
in Adelaide, she
undertook classes in English. She did not work and, at some point, she started
receiving a disability support pension.
According to her first affidavit, she
received the disability support pension ‘for many years’. She does
not, however,
believe that she was receiving the disability support pension at
the time of the accident. At the time of the accident, she believes
she was on
job seeker benefits. In February 2018, the applicant moved to Melbourne.
- In
her first affidavit, the applicant described her health before the accident as
follows:
I have suffered from Lupus before the accident. I have had methotrexate
injections for many years.
After moving to Australia, I started seeing a psychologist/counsellor. This was
arranged as I was a refugee. I cannot recall the
names of the
psychologists/counsellors I have seen.
I suffered from anxiety, depression and post-traumatic stress disorder for many
years, which started while I lived in Iran and continued
while living in
Australia. I managed my mental health by taking medication.
I have had a long history of suffering from migraines. I have undergone
treatment including at Royal Adelaide Hospital and through
Monash Health for my
migraines. I have seen numerous specialists.
From time to time, I experienced back and neck pain in the past. I was treated
by General Practitioners and took medication including
Panadeine Forte to manage
my back and neck pain. It was not an ongoing issue and generally passed in a
short period. I also suffered
from arthritis. I have undergone treatment with
rheumatologists for my joint pain.
I had general body aches and pains from my physical conditions. I was able to
manage the pain by taking medication and resting.
I was diagnosed with a brain tumour in the past.
- The
applicant said that, despite her medical conditions, she did as best as she
could to manage her pain and not let it have any significant
impact on her daily
activities and social life. She also said that she did not have any back or neck
pain at the time of the accident.
- As
we have already noted, following the accident, the applicant was taken to the
Alfred Hospital. Radiological investigations revealed
that she had suffered some
rib fractures, the fractures of her cervical and thoracic transverse processes,
to which we have already
referred, and a left pneumothorax. She remained in
hospital for a few days, receiving conservative treatment, and was discharged
on
about 27 July 2018 in a neck brace.
- The
applicant gave evidence that, after discharge from the Alfred, she started
seeing her general practitioner, Dr Azadeh Kia. She
consulted Dr Kia regularly
for her injuries, and wore the neck brace for a number of weeks. She said that,
in about May 2019, she
started seeing her previous general practitioner, Dr
Zahra Tabrizi. Dr Tabrizi referred her to a psychologist, Dr Hoda Barazandeh,
who she had seen previously; as well as a psychiatrist, Dr Sangeeta Raghav, who
she had also seen previously. She said that in about
October 2019, she first saw
a physiotherapist, Simon Li. She saw him ‘on a few occasions’.
- The
applicant described the consequences of the injuries she sustained in the
accident as follows:
I experience constant pain and discomfort in my lower back. I always have a
throbbing sensation in my lower back.
Sitting and standing for long periods increases my back pain. I struggle to
bend and twist because of my back pain. I also have
difficulty lifting and
carrying things because of my back pain.
My lower back feels particularly stiff in the morning when I wake up.
The pain in my lower back radiates down into my legs. When the pain is
particularly bad, I get pins and needles in my legs.
I have difficulty standing up from a seated position. I also have difficulty
getting myself into bed at night and so rely on my
children to help me.
I also experience constant pain, discomfort, and restriction of movement in my
neck. My neck pain gets worse when I sit or stand
in the same position for
extended periods, or when I hold my head in the same position such as when
watching TV. I also get pain
looking down for long periods. I struggle to turn
my head quickly from side to side. I am careful when moving my neck so that I do
not aggravate the pain. I often lean my head against a pillow to support it when
I am at home as this helps with the pain.
My headaches and migraines are worse since the transport accident. My neck pain
radiates up into my head and I get more migraines
more often. I need to lie down
when I get a migraine or go in a dark room. I cannot function when I get a
migraine.
My neck pain radiates into my shoulders and arms, in particular my right. As a
result, my right arm feels weak, and I struggle to
lift and grip onto things. I
now mainly rely on my left arm and hand to do activities such as getting
dressing. This is difficult
for me because I am right-handed and so I am now a
lot slower.
I have ongoing pain in my chest from my fractured ribs. When I sneeze or place
pressure on my chest such as when laying down, I
get pain.
I tend to avoid going outside when the weather is cold as the pain becomes
debilitating. The colder it is, the worse the pain becomes.
I keep my neck and
back warm using heat packs and by keeping the heater on at home.
Since the transport accident, I have had great difficulty sleeping. I struggle
to get comfortable and fall asleep in bed. I experience
difficulty sleeping on
my back because this aggravates my neck pain. Resting my head against the pillow
puts pressure on my neck
and makes my pain worse. I only sleep a few hours per
night. I also have nightmares most nights, which I did not have prior to the
transport accident. I wake up constantly throughout the night. When I wake up, I
get out of bed and walk around and stretch my neck.
After a restless
night’s sleep, I feel tired and lethargic the next day.
Prior to the transport accident, I used to attend my local mosque weekly. I
have not been to my mosque since the transport accident
because of my ongoing
back and neck pain. I feel disconnected from my faith and it give me a bad
feeling.
Prior to the transport accident, I also enjoyed going out and socialising with
friends and family. I now have poor self-esteem and
feel embarrassed by my
injuries. I prefer to stay home and manage my pain. I have isolated myself from
my friends and extended family.
I have always independently maintained my house. I was previously house proud
and took pride in being able to clean and upkeep my
house while my husband
worked. As I have not worked in Australia, maintaining my home was my pride and
joy. I have difficulty with
household chores such as cooking and cleaning
because of my back and neck pain. I now rely on my children to do the household
activities.
My daughter [Fatemeh] does the cooking, and all my children take
turns helping with the cleaning. I am irritable and get angry at
my children
when they clean if they do not clean to my usual standard.
Since the transport accident, I do not go to the shops much because of my
injuries. I struggle to carry and hold shopping bags because
of my back and neck
pain. As a result, I now mainly rely on my children to do the shopping.
I used to enjoy doing the gardening. I now have difficulty gardening because of
back and neck pain and so rely on my sons to do
this.
My relationship with my husband has become strained since the transport
accident because I do not do much around the house. We are
separated in the same
house. Prior to the transport accident, we occasionally slept in the same room.
We have not slept in the same
room since.
I struggle with my personal hygiene because of my injuries. I get pain when I
shower and can’t stand the water hitting my
back and neck. I now shower
once a fortnight and rely on [Fatemeh] to help me in the shower. ...
I do not drive, but now get scared when I am the passenger in a car. My
children and husband drive me. ... I get very scared if
my children or husband
drive too fast. I am also fearful when cars beside mine pass by at high
speeds.
My mental state has gotten worse since the transport accident. I am more
depressed than I was before the transport accident because
of my pain and
limitations. I feel worthless because I cannot contribute at home because of my
injuries. I have no hope for the future.
I am relatively young and feel like my
life is over.
I feel very restricted as a result of my injuries, and I find it hard to cope
with the ways my life has changed as a result of the
accident.
Medical evidence
- The
medical evidence may broadly be broken into three categories: pre-accident
medical evidence; evidence relating to medical treatment
the applicant has
received since the accident; and the opinions of medico-legal specialists
retained for the purposes of this proceeding.
As the applicant no longer seeks
leave to commence a common law proceeding on the basis of a serious right
shoulder injury or a severe
psychiatric injury, it will not be necessary to
refer to the evidence tendered before the primary judge relating to those
claims.
Pre-accident medical
evidence
- The
pre-accident medical evidence consisted largely of clinical records, hospital
records and letters written by a general practitioner,
Dr Saad Jaber, who the
applicant attended when she lived in Adelaide. In June 2015, Dr Jaber referred
the applicant to a psychologist,
Damien McInerney, noting that the applicant
then suffered from ‘severe major depression and PTSD’. In November
2017,
Dr Jaber referred her to a psychiatrist for ‘management of her PTSD
and major depression’.
- The
clinical and hospital records tendered on the application are voluminous. They
record multiple attendances, diagnostic procedures
and treatment covering the
period 2011 to 2017. They also contain letters purporting to summarise the
applicant’s medical history
and the effect on her of the conditions which
she had been diagnosed as suffering from.
- In
a letter dated 25 June 2015, sent to Centrelink, Mr McInerney said:
Tahereh has been referred to me by her GP, Dr Saad Jaber, for psychological
assessment and therapeutic intervention for her severe
psychological distress.
Clinical assessment indicates that she suffers a severe depressive condition and
high levels of stress and
anxiety. Tahereh has also been diagnosed with lupus,
an auto-immune disease without cure. This impacts on her emotional distress
as
well as having its own impacts on her physical well-being and energy levels. Her
condition is characterised by persistent negative
moods: depressed sad, tearful
and withdrawn. She suffers severe sleep deprivation, related both to her
emotional distress and the
experience of chronic pain. Her cognitive functions
are impaired by intrusive ruminations and episodes of agitation and
distractibility.
She has significant experience of chronic pain, a somatic
expression of her emotional distress and also a symptom of lupus.
Tahereh is not able to engage in everyday activities including such household
tasks as cooking and cleaning. She has minimal level
of literacy in English
language and no capacity to read or write in English. This precludes her from
engaging in any form of paid
employment outside the home.
It is my clinical opinion that Tahereh suffers medical conditions of an
intensity and of an enduring nature, that she would continue
to meet the
criteria for the grant of the Disability Support Pension.
- On
11 November 2016, Dr Jaber wrote to Centrelink, saying that the applicant was
suffering from ‘multiple permanent severe physical
and mental
illnesses’. In a letter dated 1 February 2017, he
stated:[4]
I have known [the applicant] as her regular family doctor since 2011.
Mrs Hamidi has been suffering from multiple permanent severe physical
and mental illnesses. ...
The nature, chronicity and severity of these illnesses has required extensive
treatment involving specialist, psychologist/psychiatrist,
team care and allied
health involvement. She [has] had medications, psychotherapy, physiotherapy,
hydrotherapy and other team health
approach and cares [sic].
Despite that and despite the fact that she is stable now, nothing has been
changed in terms of her suffering and pain as she suffers
from severe arthritis
and intractable SLE.[5]
Post-accident
treatment
- As
we have already noted, upon her attendance at the Alfred Hospital, the applicant
was found to have suffered fractures of her right
C7, T1 and T2 transverse
processes. These were ‘conservatively managed in a Miami JTO’ in
hospital, and she was discharged
on 28 July 2018.
- From
a report prepared by Dr Raghav, it is apparent that the applicant was referred
to her for psychiatric management by Dr Kia in
September 2018. In that report,
Dr Raghav expressed the opinion that the applicant was suffering from a
generalised anxiety disorder
with depressive symptoms, and had developed PTSD,
after the accident. Notwithstanding that Dr Kia was the applicant’s
general
practitioner in the months following the accident, no report from Dr Kia
was tendered before the primary judge.
- Apart
from the medical records of the Dandenong Superclinic (at which Dr Tabrizi
practised), the only reports tendered, which had
been written by any medical
practitioner who saw the applicant for treatment after her discharge from the
Alfred Hospital, were:
- a one-page
letter dated 27 April 2022, written by Dr Tabrizi, addressed ‘To whom it
may concern’; and
- a three-page
letter dated 16 March 2022, written by Dr Robert Gassin, a musculoskeletal and
interventional pain management specialist,
to Dr Tabrizi.
- In
her letter, Dr Tabrizi noted that she first saw the applicant in May 2019, and
took over her care in October 2019. Dr Tabrizi referred
to the applicant as
having right-sided chronic pain following the accident, ‘with a feature of
chronic pain syndrome’.
She referred to the applicant’s belief that
all of her right-sided pain in her neck, shoulder and upper arm was related to
the accident. Dr Tabrizi expressed the opinion:
According to her medical investigations, clinical notes and the chronicity of
the nature of her medical and mental issues, Mrs Hamidi
needs an ongoing
multi-disciplinary treatment for her multiple musculoskeletal problems and
mental issues.
She currently has [a right upper arm] movement restriction with coracoacromial
impingement and a sustained [right-sided] chronic
body ache with a feature of
chronic pain syndrome. Her mood disorder has deteriorated since [the accident]
with a feature of post-traumatic
stress disorder.
Although [the applicant] has had a chronic mental and medical conditions, her
body ache and mental issues [have] deteriorated since
[the accident]. She is
currently dependent [on] her children in her daily functions and routines.
- In
his letter, Dr Gassin noted that the applicant consulted him on two occasions in
March 2022, on the referral of a chiropractor.
Dr Gassin said that he took a
history of the applicant having suffered from chronic widespread pain following
the accident. He said
that the applicant reported pain in her lower back, upper
back, right shoulder and pectoral region, right elbow, both legs (from
the toes
to the knees), as well as a burning sensation in the fingers of both hands. In
relation to the applicant’s lower back
and neck pain, Dr Gassin said that
this was ‘almost certainly contributed to by aggravation of cervical and
lumbar spondylosis’.
Dr Gassin said that he discussed with the applicant
the appropriateness of attending a multi-disciplinary pain management program,
but that she told him that she was ‘not keen to consider this
option’.
Medico-legal
reports
- The
applicant’s solicitors arranged for the applicant to be examined by Dr
Brendan Hayman, a consultant psychiatrist; Dr David
Weissman, another consultant
psychiatrist; Professor Richard Bittar, a consultant neurosurgeon; Dr Symon
McCallum, a pain physician
and specialist anaesthetist; and Mr Russell Miller,
an orthopaedic surgeon. For present purposes, it is only necessary to refer to
the reports of Professor Bittar and Mr Miller.
- Mr
Bittar examined the applicant on 15 November 2019. At that examination, the
applicant complained of neck and back pain. Professor
Bittar took a history that
the onset of these symptoms occurred following the accident. The applicant
complained to Professor Bittar
that her lower back pain was
‘constant’, ‘generally throbbing’ and ‘aching in
character’; with
an average severity of 7/10, and a maximum severity of
8/10. She also told Professor Bittar that her neck pain was constant; with
an
average severity of approximately 8/10, and a maximum severity of 9/10.
- Under
the heading, ‘Past Medical History’, Professor Bittar
said:
Her past medical history is non-contributory for previous neck or back pain, or
symptoms suggestive of a pre-existing spinal condition.
She was able to clarify
that she has experienced long-term migrainous headaches and has also been
diagnosed with lupus ... . She
confirmed that her lupus has not been associated
with any significant neck or back pain.
- Professor
Bittar diagnosed the applicant as suffering from persistent neck and upper back
pain, related to her transverse process
fractures; as well as aggravations of
her cervical and lumbar spondylosis. Professor Bittar said that the accident had
been ‘a
significant contributing factor’. He then expressed the
opinion that the applicant’s condition was ‘most likely
substantially stabilised in that no significant improvement can be
expected’. He said that her injuries ‘have a significant
detrimental
impact on her social, domestic and recreational activities’; and that she
required ‘personal domestic assistance,
particularly in relation to her
household, cleaning, cooking and shopping’.
- Professor
Bittar reviewed the applicant on 29 November 2021. On that occasion, the
applicant reported that her condition had deteriorated
both in terms of pain
levels and functional capacity. Professor Bittar thought that she should be
assessed by a pain specialist,
as well as being considered for a ‘full
diagnostic workup, including imaging of her neck and lower back ..., as well as
a series
of diagnostic blocks to determine which structures are generating her
pain’. Professor Bittar concluded that the applicant
was experiencing
‘a very significant degree of incapacity in relation to personal, domestic
and recreational activities’;
and that her prognosis was poor.
- The
applicant was examined by Mr Miller on 3 November 2021. Mr Miller took a history
of back, neck and shoulder symptoms (ache, discomfort
and pain) developing
following the accident. Under the heading ‘Past History’, Mr Miller
said the applicant told him
that she did not have any prior neck or back
problems. Mr Miller diagnosed the applicant as suffering from a
‘musculo-ligamentous
strain and aggravation of degenerative disease in her
cervicothoracic and lumbar spines’. He concluded that the
applicant’s
clinical status was ‘substantially
accident-related’. He concluded that the applicant had ‘a reduced
capacity for
heavy domestic and gardening activities as a result of [her]
orthopaedic injury’.
- The
respondent arranged for the applicant to be examined by Dr Timothy Entwisle, a
consultant psychiatrist; and Mr Gary Speck, an
orthopaedic surgeon. For present
purposes, it is only necessary to refer to the reports of Mr Speck.
- Mr
Speck examined the applicant on 24 May 2021, 1 February
2022,[6] and 12 April 2022. After his
first examination, Mr Speck expressed the opinion that the transverse process
fractures ‘did not
involve any neurologic or vascular structures’.
He concluded that a diagnosis of ‘somatic symptom disorder may be
considered
appropriate and should be assessed by an appropriate expert’.
Following his final examination, he noted that there was an inconsistency
in the
measured movements of the applicant’s neck and lower back, compared with
those movements when observed incidentally.
He expressed the opinion that the
applicant’s presentation was ‘consistent with a somatic symptom
disorder’.
Primary judge’s
reasons
- In
the course of describing the background to the applicant’s proceeding, the
judge referred to the applicant’s pre-accident
history of lupus and
migraines.[7] Her Honour then noted
that, in 2011, the applicant experienced back and neck pain; and that she had
‘a pre-existing constitutional
condition of spondylosis of the spine,
which was asymptomatic’.[8] A
little later in the Reasons, her Honour recorded that the accident had
aggravated the applicant’s cervical and lumbar
spondylosis.[9]
- Under
the heading, ‘What is the injury?’, the judge said that the medical
evidence confirmed that the applicant had suffered
right C7, T1 and T2
transverse process fractures; and that Dr Gassin had diagnosed her lower back
and neck pain as ‘almost
certainly contributed to by [the] aggravation of
[her] cervical and lumbar
spondylosis’.[10]
- Under
the heading, ‘Did the injuries arise from the transport accident?’,
the judge said that the medical evidence supported
the applicant’s claim
that her injuries were caused by the
accident.[11] The judge summarised
the opinions of Mr Miller, Professor Bittar and Mr
Speck.[12] In the course of doing
so, her Honour referred to Mr Miller’s opinion that there had been
‘major trauma to the region
of the cervicothoracic
junction’.[13] On the issue of
whether the applicant’s spinal injuries arose from the accident, the judge
concluded:
I prefer the opinions of Professor Bittar and Mr Miller. In my view, Mr Speck
minimised the nature of the collision when he described
it as ‘low
velocity’ and I do not accept his assessment. Whilst fractures to the back
and ribs might heal in three months,
I do not accept there would not be any
residual symptoms, and this is supported by Professor Bittar and Mr Miller.
I am satisfied the medical evidence supports the injuries arose from the
transport accident.[14]
- The
next heading in the Reasons is, ‘What are the consequences of the
injury?’. In this Court, the meaning of the ten
paragraphs which appear
immediately under this heading were disputed by the parties. At issue was
whether the paragraphs under this
heading were her Honour’s findings as to
the consequences of the applicant’s accident-related injuries, or whether
they
were a mere recitation of the applicant’s evidence. In view of the
centrality of that issue in this Court, it is necessary
to set out those
paragraphs in full as follows:
What are the consequences of the injury?
In respect of her back and neck, the plaintiff reported constant pain and
discomfort in her lower back as well as a throbbing sensation.
It is stiff in
the morning when she awakes. Long periods of sitting and standing increases the
pain, as does bending, twisting, lifting
and carrying things. The pain radiates
to her legs and she gets pins and needles. She has difficulty standing up and
getting into
bed and requires help from her children.
She has pain in her neck as well as restriction of movement. The pain increases
when sitting or standing in the same position, or
when holding it in the one
position when watching TV. She cannot move her head quickly. Her headaches and
migraines are worse since
the transport accident and neck pain radiates to her
head. Pain from her neck radiates to her shoulders and arms, particularly her
right arm, which feels weak and she struggles to lift and grip things. She now
uses her left hand but is right hand dominant.
The pain is worse in the cold, and she uses heat packs on her neck and back,
and keeps the heater on at home.
The plaintiff has ongoing pain in her chest from fractured ribs, which is worse
when she sneezes or places pressure on it.
She has great trouble sleeping due to the pain in her neck. Since the transport
accident, she has nightmares most nights and only
sleeps for a few hours.
The plaintiff no longer attends her mosque, and she is socially isolated. She
used to go out and socialise with her friends and
family, such as for weddings
and birthdays. Prior to the transport accident, although she relied on her
daughter, Fatemeh, who was
her carer, she ‘would cook most nights and do
some cleaning such as sweeping and vacuuming’. She has now stopped cooking
and relies on Fatemeh to do all the household chores. Her house was her
‘pride and joy’ and she has difficulties with
cooking and cleaning.
She does not go to the shops much and struggles to carry her shopping. Prior to
the transport accident she
would trim plants and trees in her backyard and clean
the yard. The neck pain now makes gardening difficult, and she cannot push
a
broom or reach out to cut plants.
Prior to the accident she would walk as much as possible in her local area.
This now aggravates her back pain and she is less active.
Her hygiene has suffered as the water pressure from the shower is too painful
on her neck and back. Prior to the transport accident
she did not require help
with washing herself and getting dressed. She now needs assistance from her
daughter to shower once a week
and help to get dressed in the morning.
Her relationship with her husband is strained because she cannot do things
around the house, and they are separated under the same
roof.
She stated that prior to the transport accident ‘I was trying to get on
with my life, I now feel sad and depressed every
day’.[15]
- The
final part of the Reasons which are relevant to the proposed grounds of appeal
appeared under the heading, ‘Are the consequences
at least very
considerable or more than significant or marked?’. Under this heading, the
judge dealt with the applicant’s
pre-accident
health.[16] Her Honour noted that
there was no report from Dr Jaber concerning the applicant’s physical
health prior to the accident; nor
was there any affidavit from her daughter,
Fatemeh, who had been the applicant’s carer both before and after the
accident.[17] Her Honour drew the
inference that evidence from the applicant’s general practitioner
regarding her pre-accident health status,
and evidence from her daughter, who
had been her carer both before and after the accident, would not have assisted
the applicant’s
case.[18]
- While
dealing with a submission of the respondent’s counsel that the applicant
was an evasive and unreliable witness, the judge
said:
The plaintiff conceded she did have difficulties prior to the accident but that
she could look after herself physically and that
she had difficulty sleeping,
some difficulties walking, some pain in her hands and feet which was
intermittent, some fatigue, and
difficulties getting out of bed. She could still
clean the yard and clean at home although she would get
tired.[19]
- The
judge referred to the cross-examination of the applicant concerning her
pre-accident health. The judge contrasted the applicant’s
answers in
cross-examination to the effect that her pre-accident conditions were under
control or were improved by medication, with
the letters written by Mr McInerney
and Dr Jaber.[20] The judge then
said:
Further, despite the pain levels reported by the plaintiff, she has not
undergone treatment such as physiotherapy, engaged in a
pain management program,
or had other therapy aside from medication, namely Panadol Osteo and Nurofen. Dr
Gassin suggested physiotherapy
and hydrotherapy as treatment, as well as
Cortisone injections. However, the plaintiff was not keen to consider these
options.
The plaintiff reported to Professor Bittar that her domestic activities
post-accident such as shopping, cleaning, cooking and gardening
are severely
limited and she relies on her family for those activities. She did not clarify
to Professor Bittar that prior to the
transport accident her psychologist had
reported in support of her disability pension that she was ‘not able to
engage in everyday
activities including such household tasks as cooking and
cleaning’ and had difficulty sleeping. She explained that she may
not have
been able to express herself correctly but ‘in the past I have had mental
health issues but I wasn’t an injured
person and I’m a very, very
different person now’.[21]
- The
judge then returned to the issue of the applicant’s credit,
saying:
I have doubts about the plaintiff’s credit. She was not an impressive
witness and I found her meandering and non-responsive.
Her counsel submitted she
was disadvantaged by her language difficulties and her incredibly disadvantaged
background growing up uneducated
and illiterate in war-torn Afghanistan. He
noted whilst she was loquacious and push backed some questions, her pain and
discomfort
was obvious. I take those considerations into account. However, that
said, she was inclined not to answer even simple questions.
For example, she
struggled to answer a number of questions about her anti-depressant medication,
and when it was put to the plaintiff
she was on antidepressant medication from
2005-2015 she was equivocal.
The plaintiff’s credit in this case is important as, aside from the
medical materials in Defendant’s Court Book, there
is no medical or lay
evidence other than the plaintiff’s evidence about her pre-accident
health. The medical reports, including
those of her treating doctors, rely
entirely on her reportage.[22]
- The
judge then said that she did not doubt that the applicant ‘suffers pain to
her neck and back’, before saying that
she accepted that these injuries
(to the applicant’s neck and back) occurred as a result of the
accident.[23] The judge said that
there was a conflict between the reports of Mr McInerney and Dr Jaber, on
the one hand, and the applicant’s
evidence on the other hand, regarding
her pre-accident health and the consequences of her
conditions.[24] The judge again
noted that, other than over-the-counter medications, the applicant was not
receiving any treatment for her pain,
before then saying that there was
‘no ongoing treatment to support the plaintiff’s
claims’.[25] The judge
concluded:
In light of the conflicting evidence regarding her pre-accident physical health
and the impact of her inconsistent evidence on her
credit, I am not satisfied
the plaintiff has discharged the onus borne by her that the consequences of
either injury to her spine
or to her right shoulder following the transport
accident constitutes a ‘serious injury’, in that it is at least
‘very
considerable,’ and certainly more than
‘significant’ or
‘marked.’[26]
Proposed grounds of
appeal
- The
applicant’s proposed grounds of appeal are as follows:
- The
trial judge failed to apply the correct legal test to assess the consequences to
the plaintiff of the physical injury:
(a) Having identified that the applicant had suffered new and continuing injury
in the transport accident, the trial judge did not
identify the consequences, if
any, accepted to be arising from that injury.
(b) The trial judge did not analyse whether the consequences (as found) to the
spinal injury met the threshold as serious.
(c) When assessing the relevance of the applicant’s pre-existing
(non–spinal) medical conditions, the trial judge did
not apply the correct
legal test and or failed to appreciate that more than one condition may be
sufficiently causative of the same
consequences which constitute a serious
injury.
- The
trial judge failed to provide proper reasons for her judgment, in that the
reasons did not adequately:
(a) identify which claimed consequences arising from the injury to the spine
that the trial judge accepted, which were rejected,
and why;
(b) explain whether and how the trial judge considered the medical evidence
regarding the consequences of the applicant’s injury
to her spine;
(c) identify and explain whether the applicant’s evidence relevant to the
consequences arising from her spinal injury was wholly
or partly rejected, and
why;
(d) analyse whether the consequences arising from the spinal injury, as
identified, met the threshold of serious, and why.
- In
assessing the consequences to the applicant of the spinal injury, the trial
judge failed to consider the whole of the medical evidence:
(a) Having accepted the medical evidence to the effect that the applicant
suffered an injury to her spine causative of residual symptoms,
despite the
trial judge’s findings regarding credit, the trial judge failed to then
consider the medical opinion regarding
the effect and prognosis of this injury.
Applicant’s
submissions
- Under
proposed ground 1, the applicant submitted that the judge erred in not
determining whether the consequences she found at Reasons
[31]–[40]
satisfied the ‘at least very considerable’ test set out in
Humphries v Poljak.[27] The
applicant submitted that the consequences referred to in Reasons
[31]–[40], coupled with the judge’s acceptance at
Reasons [60] that
the applicant continued to suffer pain in her neck and back, should have led to
the judge being satisfied that
the applicant’s spinal injury, when judged
by comparison with other cases in the range of possible impairments or losses,
could
fairly be described at least as ‘very considerable’ and
certainly more than ‘significant’ or ‘marked’;
and that
the judge’s conclusion to the contrary showed that her Honour had erred in
her application of that test.
- Under
proposed ground 2, the applicant contended that, if what her Honour said at
Reasons [31]-[40] merely constituted a statement
of the applicant’s
evidence, then the Reasons were inadequate because her Honour failed to state
which of these consequences
the judge accepted, and which of them she rejected.
Alternatively, the applicant submitted that, if what her Honour said at Reasons
[31]-[40] constituted her Honour’s findings as to the consequences of the
applicant’s accident-related injuries, then
the judge failed to provide
adequate reasons for concluding that the consequences found by her did not meet
the ‘at least very
considerable’ test.
- Under
proposed ground 3, the applicant submitted that, in failing to accept that the
applicant’s spinal injuries were serious,
the judge failed to properly
consider the opinions of Mr Miller and Professor Bittar, and what those experts
said as to the consequences
of the applicant’s spinal injury.
Respondent’s
submissions
- The
respondent submitted that the applicant’s proposed appeal is not
reasonably arguable, and that leave to appeal should be
refused.
- Under
proposed ground 1, the respondent submitted that there was no error in the judge
failing to conclude that the applicant’s
spinal injury did not satisfy the
‘at least very considerable’ test. The respondent submitted that
what her Honour said
at Reasons [31]–[40] did not constitute findings by
her Honour of the consequences of the applicant’s accident-related
injuries. Rather, those paragraphs of the Reasons constituted no more than a
recitation by her Honour of the applicant’s evidence.
- Under
proposed ground 2, the respondent submitted that the judge’s reasons
clearly exposed her Honour’s path of reasoning.
Her Honour did not find
the applicant to be a credible witness, and was thus unable to accept that the
applicant had established
that her injuries were serious within the meaning of
the Act. Specifically, the respondent submitted that the judge rejected the
applicant’s claim because of the inconsistency the judge concluded existed
between the applicant’s evidence about her
pre-accident health, and the
evidence disclosed in the pre-accident medical records and letters written by
Mr McInerney and Dr Jaber.[28]
The respondent submitted that the judge concluded that, because of this
inconsistency, the applicant had not established that any
consequences suffered
as a result of the accident (over and above those suffered by her as a result of
the conditions she suffered
from prior to the accident) satisfied the ‘at
least very considerable’ test.
- The
respondent made a similar submission in relation to proposed ground 3. It
submitted that the opinions of Mr Miller and Professor
Bittar were reliant upon
the histories given to them by the applicant. To the extent that the judge did
not accept the applicant’s
evidence (and thus the histories given by her
to the medical experts), the opinions of those medical experts could not form
the basis
of a finding favourable to the applicant.
Consideration
- At
the outset, the task for the judge in this case was to identify the injury
suffered by the applicant in the accident, and then
to identify the consequences
of that injury. As was said in
Humphries,[29] those
consequences ‘will relate to pecuniary disadvantage and/or pain and
suffering’. There can be no doubt that, in
determining that the applicant
suffered fractures of her C7, T1 and T2 transverse processes and an aggravation
of her cervical and
lumbar spondylosis, the judge performed the first step in
the required analysis. An issue then arises as to whether her Honour performed
the second step: that is, whether her Honour identified the consequences of the
injury which she concluded the applicant had sustained
in the accident.
- On
one reading of Reasons [31]–[40], in the context of the whole of the
Reasons, and noting that those paragraphs appear under
the heading, ‘What
are the consequences of the injury?’, it might be thought that those
paragraphs contained her Honour’s
conclusions as to the consequences of
the applicant’s back and neck injuries. The difficulty with that
interpretation is that,
while some of the statements in the impugned paragraphs
appear to be expressed as conclusions, others appear merely to record that
the
applicant ‘reported’ or ‘stated’ a particular matter. In
these circumstances, it is not clear whether
the statements made by her Honour
in Reasons [31]–[40] were findings by her Honour, or the mere recitation
of statements by
the applicant which may or may not have been accepted by the
judge. This lack of clarity at least raises the issue of the adequacy
of the
Reasons.
- In
some (perhaps many) cases, a judge may conclude that the credit of an applicant
has been so damaged that, because there is no sufficient
evidence external to
that applicant supportive of the claim, the judge might be unable to make any
conclusion as to the existence
of consequences which might otherwise entitle the
applicant to relief.[30] The present
case is, however, not of that kind. The judge concluded that the applicant
suffered fractures to three transverse processes
of her spine and an aggravation
of previously asymptomatic spondylosis. The judge also concluded that, at the
time of hearing, the
applicant was continuing to suffer from pain in her neck
and back as a result of the accident, she having suffered ‘major trauma
to
the region of [her] cervicothoracic
junction’.[31] In the
circumstances, if the applicant failed to establish any other consequences of
her spinal injuries, the judge was required
to consider whether the
applicant’s pain alone (as a pain and suffering consequence) met the
‘at least very considerable’
test. It is at this point that the
uncertainty of what her Honour was saying at Reasons [31]–[40] becomes
critical. If, in
those paragraphs, her Honour was merely reciting the
applicant’s evidence, then it was incumbent upon her Honour to go on and
make specific findings in relation to that evidence. On the other hand, if those
paragraphs recorded her Honour’s findings,
then it was necessary for her
Honour to state her conclusion on the issue of whether those consequences were
serious, and to give
appropriate reasons for that conclusion.
- The
adverse credit findings made by the judge related to the applicant’s
evidence of the effects of her pre-accident health
conditions. As a result of
her adverse credit findings, the judge was not satisfied that consequences in
relation to the applicant’s
ability to engage in activity and to care for
herself after the accident were significantly different from those suffered by
the
applicant prior to the accident. While that was a conclusion that was open
to her Honour, it failed to address the one aspect of
the applicant’s
claim which was not affected by her Honour’s credit findings —
namely, her Honour’s findings
that the applicant had suffered frank
physical spinal injuries which had produced ongoing and continuing pain.
- The
principles concerning the adequacy of reasons are not in dispute. They have been
stated and summarised many
times.[32] What is required of a
judge in giving reasons was set out by Nettle
JA[33] in Hunter v Transport
Accident Commission,[34]
namely:
[W]hile the extent of the reasons will depend upon the circumstances of the
case, the reasons should deal with the substantial points
which have been
raised; include findings on material questions of fact; refer to the evidence or
other material upon which those
finding are based; and provide an intelligible
explanation of the process of reasoning that has led the judge from the evidence
to
the findings and from the findings to the ultimate conclusion. It should also
be understood that the requirement to refer to the
evidence is not limited to
the evidence that has been accepted and acted upon. If a party has relied on
evidence or material which
the judge has rejected, the judge should refer to
that evidence or material and, in giving reasons which deal with the substantial
points that have been raised, explain why that evidence or material has been
rejected. There may be exceptions. But, ordinarily,
where a judge rejects or
excludes from consideration evidence or other material which is relevant and
cogent, it is simply not possible
to give fair and sensible reasons for the
decision without adverting to and assigning reasons for the rejection or
exclusion of that
material. Similarly, while it is not incumbent upon the judge
to deal with every argument and issue that might arise in the course
of a case,
where an argument is substantial or an issue is significant, it is necessary to
refer to and assign reasons for the rejection
of the argument or the resolution
of the issue. Above all the judge should bear steadily in mind that reasons are
not intelligible
if they leave the reader to wonder which of a number of
possible routes has been taken to the conclusion expressed. Failure to expose
the path of reasoning is an error of
law.[35]
- Unfortunately,
her Honour’s reasons in the present case suffer from two of the
deficiencies referred to in Hunter:
- (1) First, the
reasons leave the reader to wonder whether, on the one hand, the judge accepted
the applicant’s complaints of
neck and back pain, but concluded that those
complaints did not satisfy the ‘at least very considerable’ test; or
whether,
on the other hand, her Honour rejected the applicant’s complaints
of neck and/or back pain to any and what extent.
- (2) Secondly, in
concluding for credit reasons that the applicant had not discharged the onus of
showing that consequences relating
to the applicant’s need for care and
her ability to undertake activities were not significantly different after the
accident
from what they were before the accident, the judge failed to address
the relevance of the applicant’s neck and back pain which
only existed
after the accident.
- It
follows from what we have said above that the applicant has made out her
complaints in relation to the adequacy of the judge’s
reasons (ground 2).
While her Honour made reference to the fact that there was ‘no ongoing
treatment to support [the applicant’s]
claims’,[36] and also made
reference to this Court’s Hayden Engineering Pty Ltd v
McKinnon,[37] those references
do not cure the defects to which we have referred above. The position might have
been different if her Honour had
gone on to explain why the lack of ongoing
treatment led to a conclusion adverse to the applicant about the extent of the
pain from
which she claimed to suffer.
- As
a result of the inadequacies in the Reasons which we have identified, it is not
possible for us to determine whether in fact the
judge failed to apply the
correct legal test in assessing the consequences to the applicant of her neck
and back injuries (proposed
ground 1), or whether her Honour failed to consider
the whole of the medical evidence (proposed ground 3). Having concluded that
her
Honour’s Reasons were inadequate, it is now necessary for the
applicant’s original application to be considered afresh.
As we have not
had the benefit of seeing and hearing the applicant, and as the
applicant’s credit is significantly in issue,
we are not able to perform
that exercise. That exercise should be performed by a trial judge, who will have
the benefit of seeing
and hearing the applicant give evidence. In the
circumstances, the applicant’s proceeding must be remitted to the County
Court,
differently constituted, for rehearing and determination.
Conclusion
- The
application for leave to appeal will be granted; the appeal will be allowed; the
orders made in the County Court on 11 August
2022 will be set aside; and the
matter will be remitted to the County Court, differently constituted, for
rehearing and determination.
---
[1] Hamidi v TAC [2022] VCC
1263 (‘Reasons’).
[2] Ibid [66].
[3] Ibid [95].
[4] Correcting typographical errors
in original; and emphasis in original.
[5] Systemic Lupus
Erythomatosus.
[6] Although, due to the
applicant’s ‘feeling of exhaustion’, the interview conducted
by Mr Speck on 1 February 2022
had to be curtailed, and no formal
examination was possible at that time.
[7] Reasons, [10]–[11].
[8] Ibid [12]–[13].
[9] Ibid [19].
[10] Ibid [21].
[11] Ibid [22].
[12] Ibid [22]–[28].
[13] Ibid [26].
[14] Ibid [29]–[30].
[15] Ibid [31]–[40]
(footnotes omitted).
[16] Ibid [41]–[55], [60],
[63]–[66].
[17] Ibid [44], [64].
[18] Ibid [64]. See Jones v
Dunkel [1959] HCA 8; (1959) 101 CLR 298.
[19] Ibid [48].
[20] Ibid [50]–[55].
[21] Ibid [56]–[57]
(footnote omitted).
[22] Ibid [58]–[59].
[23] Ibid [60].
[24] Ibid [63].
[25] Ibid [63].
[26] Ibid [66].
[27] [1992] VicRp 58; [1992] 2 VR 129, 140
(Crockett and Southwell JJ) (‘Humphries’).
[28] Reasons, [66].
[29] [1992] VicRp 58; [1992] 2 VR 129, 140.
[30] See generally Mobilio v
Balliotis [1998] 3 VR 833, 836; Palmer Tube Mills (Aust) Pty Ltd v
Semi [1998] 4 VR 439, 448; Whisprun Pty Ltd v Dixon [2003] HCA 48; (2003) 77 ALJR
1598, 1609 [60]; Gjorgovska v AFM Cleaning Services Pty Ltd [2006] VSCA
104, [27]; Woolworths Ltd v Warfe [2013] VSCA 22, [88]
(‘Woolworths’); Veljanovska v Verduci [2014] VSCA 15; (2014) 42 VR
222, 231–2 [39]–[40]; Haidar v Transport Accident Commission
[2016] VSCA 182, [30]; Fenton v AIA Australia Ltd [2017] VSCA 331, [91];
Rowe v Transport Accident Commission [2017] VSCA 377, [89]; Petrovic v
Victorian WorkCover Authority [2018] VSCA 243, [74]; Yilmaz v Specialty
Fashion Group Ltd [2019] VSCA 100, [73]; Johns v Oaktech Pty Ltd
[2020] VSCA 10, [76]; Apps v Victorian WorkCover Authority [2020]
VSCA 21, [66]; Siddel-Whipp v Transport Accident Commission [2020] VSCA
109, [87]–[88].
[31] Reasons, [26], [60].
[32] See, for example,
Soulemezis v Dudley (Holdings) Pty Ltd (1987) 10 NSWLR 247; Sun
Alliance Insurance Limited v Massoud [1989] VicRp 2; [1989] VR 8; Abalos v Australian
Postal Commission [1990] HCA 47; (1990) 171 CLR 167; Trawl Industries of Australia Pty
Ltd v Effem Foods Pty Ltd (1992) 27 NSWLR 326; Transport Accident
Commission v Kamel [2011] VSCA 110, [71] and [73]; Assad v Eliana
Construction & Developing Group Pty Ltd [2015] VSCA 53
(‘Assad’); Lam v Lam [2017] VSCA 173; Htoo v
Victorian WorkCover Authority [2017] VSCA 321.
[33] With whom Batt and Vincent
JJA agreed.
[34] [2005] VSCA 1
(‘Hunter’).
[35] Ibid [21] (citations
omitted).
[36] Reasons, [63].
[37] [2010] VSCA 69; (2010) 31 VR 1.
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