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KREMER -v-
SANDFIRE
RESOURCES NL [2020] WADC 130 (25 September 2020)
Last Updated: 29 September 2020

JURISDICTION : DISTRICT COURT OF WESTERN
AUSTRALIA
IN CIVIL
LOCATION : PERTH
CITATION : KREMER -v-
SANDFIRE
RESOURCES NL [2020] WADC 130
CORAM : TROY DCJ
HEARD : 27 & 28 AUGUST, 2 SEPTEMBER 2020
DELIVERED : 25 SEPTEMBER 2020
FILE NO/S : CIV 1460 of 2018
BETWEEN : ERIN BERNARDUS KREMER
Plaintiff
AND
SANDFIRE
RESOURCES NL
Defendant

Tort - Personal injury - Negligence - Whether
employer in breach of duty of care - Turns on own facts
Legislation:
Mines Safety and Inspection Act 1994
(WA), s 9
Occupiers' Liability Act 1984 (WA), s 5
Result:
Plaintiff's claim dismissed
Representation:
Counsel:
Plaintiff
|
:
|
Mr A A Nolan
|
Defendant
|
:
|
Mr D J Bayly
|
Solicitors:
Plaintiff
|
:
|
JDK Legal Services
|
Defendant
|
:
|
Hall & Wilcox (Perth)
|
Case(s) referred to in decision(s):
Allied Pumps Pty Ltd v Hooker [2020] WASCA 72
Fox v Percy [2003] HCA 22; (2003) 214 CLR 118
Graham Barclay Oysters Pty Ltd v Ryan [2002] HCA 54; (2002) 211 CLR
540
Prince Alfred College Inc v ADC [2016] HCA 37; (2016) 258 CLR 134
Romeo v Conservation Commission of the Northern Territory (1998) 192 CLR
431
Woods v Multi-Sport Holdings Pty Ltd [2002] HCA 9; (2002) 208 CLR 460
Wyong Shire Council v Shirt [1980] HCA 12; (1980) 146 CLR 40
Xavier v ROPS Engineering Australia Pty Ltd [2019] WADC 146
TROY
DCJ:
Introduction
- On
2 November 2015 the defendant company,
Sandfire
Resources NL (
Sandfire
), held a
function to commemorate the Melbourne Cup horse
race at their DeGrussa Copper
and Gold Mine, some 900 km north-east of Perth.
Sandfire
is a mining and
exploration company and was
the owner and operator of this mine site.
Sandfire
set up and encouraged its employees to use a designated recreational zone.
The
2015 Melbourne Cup function was held in this recreational zone.
- As
of 2 November 2015 the plaintiff, Mr Erin Kremer, was a 42-year-old senior
underground geological technician whom
Sandfire
employed
at the mine site. He
attended the function.
- As
part of the function,
Sandfire
organised a number of Melbourne Cup themed,
team-based activities for its employees. Each activity
attracted a 'score' to
enable a 'winning' and 'losing' team to be identified at the end of the
function. The final such activity
was a competitive relay race at the function.
This was a 'tie-breaker' to determine if the geology team or the safety team
placed
last. Mr Kremer participated in this race, as did another employee, a Mr
Juan Manuel Santos. Mr Santos worked in the safety department.
There were
four participants in each team. The relay race required each participant
to place a wooden 'hobby-horse' between their
legs. They would then line up
next to their opponent around a rectangular shaped cricket pitch and race each
other.
- Mr
Kremer contends that as he and Mr Santos approached a left-hand turn in
their relay leg, Mr Santos tripped him from behind, causing
him to stumble and
fall to the ground, landing on his outstretched right arm. He indisputably
suffered injury to his right shoulder
and arm.
- The
particulars of breach of duty
Sandfire
owed as Mr Kremer's employer, as pressed
at trial were, by reference to par 14 of the
amended statement of claim of
28 August 2020 that:
The accident was caused by the negligence of
Sandfire
and its employees and/or
servants and/or agents:
(a) Failed to provide any or any adequate supervision of attendees at the
function;
(b) Failed to provide any or any adequate supervision of the relay race;
...
(f) Failed to conduct any or any adequate risk
assessment.
- Further
or alternatively, the particulars of the breach of duty
Sandfire
owed as an
occupier under the Occupiers' Liability Act 1985 (WA) pressed at trial
were, by reference to par 16 of the amended statement of claim, in
identical terms to par 14, together with
the following
particular:
(g) Tripping the plaintiff in the course of the relay race (an action undertaken
by Juan Santos for which the defendant is vicariously
liable by reason of the
employer/employee relationship that existed between the defendant and Mr
Santos).
- Further
or alternatively, the particulars of breach of statutory duty owed by
Sandfire
by virtue of s 9 of the Mines Safety and Inspection Act 1994 (WA)
pressed at trial were, by reference to par 18 of the amended statement of
claim, that:
(a) Failed to provide and maintain a workplace and system of work in which Mr
Kremer was not exposed to hazards;
(b) Failed to provide such information, instruction and supervision to its
employees, including Mr Kremer, to enable Mr Kremer to
attend and be present in
his workplace without being exposed to hazards;
(c) The particulars of negligence already referred to as particulars of the
defendant's breach of statutory duty.
-
Sandfire
accepts that it was at all material times the occupier of the mine site within
the meaning of s 2 of the Occupiers' Liability Act.
Sandfire
also
accepts that it was the owner and operator of the DeGrussa Copper and Gold
Mine bringing it within the ambit of the
Mines Safety and Inspection
Act.
-
Sandfire
accepts that it owed a duty of care at common law to Mr Kremer to take all
reasonable precautions to prevent the foreseeable
risk of injury or harm to him
whilst he was employed by them.
- With
respect to the Occupiers' Liability Act the duty owed, under s 5,
was one to take such care as in all the circumstances was reasonable to see that
Mr Kremer did not suffer injury or damage while
he was at the mine site. With
respect to the Mines Safety and Inspection Act the duty owed was one to
provide and maintain, so far as was practicable, a working environment in which
its employees, including
Mr Kremer, were not exposed to hazards.
- I
agree with Mr Kremer's submission that the scope and content of the statutory
duties that
Sandfire
owed under the Occupiers' Liability Act and the
Mines Safety and Inspection Act are analogous to the duty it owed at
common law.
-
Sandfire
accept that Mr Kremer fell to the ground while participating in the race, but
denies that Mr Santos tripped him. Rather,
Sandfire
contend that, insofar
as it can be discerned, Mr Kremer either fell over his own feet or his
hobby-horse.
- 'Trip'
is an ordinary English word and denotes an action whereby one suddenly catches
or entangles another person's foot.
Sandfire
notes Mr Kremer no longer
asserts that the incident was in some way alcohol related.
Sandfire
assert that
Mr Kremer's case from
his pleadings and throughout the trial is not that Mr
Santos was in any way negligent in making physical contact with him. Rather,
his case is that Mr Santos deliberately tripped him.
- Mr
Kremer does not accept that either the amended statement of claim or the
plaintiff's answers to further and better particulars
confine his case to a
circumstance where Mr Santos intentionally tripped him. In written
closing submissions counsel for Mr Kremer submits
that:
[211] Mr Santos was uniquely positioned to observe the plaintiff and to avoid
tripping the plaintiff, intentionally or otherwise,
by coming into contact
with the plaintiff's lower left leg.
[212] There was no suggestion in any of the evidence that the plaintiff had
moved suddenly or in any unanticipated way into Mr Santos'
path.
Statement of Issues
- The
first, and really the fundamental issue for resolution, is whether
Mr Santos, intentionally or otherwise, tripped Mr Kremer in
the course of
the race. If Mr Kremer is unable to establish this assertion on the balance of
probabilities his case fails. If he
does, then the remaining issues are:
- The extent of
Sandfire
's undoubted duty of care to Mr Kremer and whether, even if Mr Santos
tripped Mr Kremer, that duty was discharged;
- Whether a
reasonable employer would have done any more than
Sandfire
did on 2 November
2015 to guard against a foreseeable risk of
injury;
- Whether,
therefore,
Sandfire
was in breach of its duty of care;
- Whether Mr
Kremer's injuries were caused by any proven breach of duty;
- Whether
Sandfire
is vicariously liable for Mr Santos' actions in tripping Mr Kremer; and
- Whether any
contributory negligence by Mr Kremer has been established.
- The
quantum of any damages that would flow from a finding of liability was agreed
prior to the trial.
The accident
- On
the evidence before me the relay race took place at approximately 8.30 pm.
Mr Kremer testified that he had purchased a six pack
of full strength beer
at about 6.00 pm, but there was no evidence of how many beers he had
consumed by 8.30 pm. A person called
'Kylie', who to Mr Kremer's
recollection was one of three organisers, informed Mr Kremer and others
that his team and the safety
team had to engage in a tie-breaker to determine
who was going to be dead last. She explained that one person from each team was
to run around cones that had been placed near the corners of an indoor cricket
pitch. The pitch comprised a multi-use outdoor astroturf
area with full netting
around it and a roof over the top.
The nature of the race
- The
first pair of racers were to run anticlockwise. The second person in each team
was then to be tagged by handing over the hobby-horse
each racer was
'riding'. The hobby-horse was effectively the relay baton. The second person
was to run clockwise, the third person
anticlockwise and then the
fourth and final person would run back clockwise.
- Mr
Kremer recalled the cricket pitch was approximately 30 m long by 15 m
wide with a cone at each corner. The hobby-horse was a
broomstick, about
1.5 m long, with a plastic horse's head on one end. He did not recall
anything on the other end. Mr Kremer understood,
implicitly from the
instructions provided by Kylie, that participants were to hold the hobby-horse
between their legs when they were
running. He accepted in cross-examination
that this instruction was given just before they started the race.
- Mr
Kremer called Jason Brett to give evidence. Mr Brett was, and still is,
employed by
Sandfire
as an underground technician. He
described the
cricket pitch as a rectangle, roughly 40 m or 50 m long and 20 m
wide with a concrete surface.
- Mr
Kremer also called a mine geologist Craig Butler to give evidence. Mr Butler
was employed by
Sandfire
between 2010 and 2017.
His recollection of the
Melbourne Cup function was 'sketchy' although he was part of the social club
that organised it. He recalled
that the surface was like an astroturf, similar
to a hockey pitch. He described the hobby-horse as a horse's head with a
long pole
that had wheels on the bottom of it. He understood that the people in
the event had to hold the horse in one hand and keep the wheels
on the ground
while navigating the circuit.
- In
cross-examination, Mr Butler accepted that this rule was put in place to
moderate the speed of the race. It required participants
to keep the wheels on
the ground at all times. He was one of the organisers who helped put that rule
in place.
- Mr
Kremer also called a senior pit technician, Paul Delaney to give evidence.
Sandfire
employed Mr Delaney between about 2011 and
2019. He recalled the
dimensions of the cricket courts as being maybe 25 m by 10 m, with the
surface comprised of astroturf lining
but on a concrete base. Mr Kremer was one
of his best friends.
- Mr
Delaney testified that to stop people 'running off into the distance',
participants had to keep the wheel of the horse touching
the ground the whole
time. That was part of a rule instituted, he thought, by Kylie who was one of
the geologists and also part
of the social club. That rule was followed as best
as people could. Holding the hobby-horse was very awkward, because it was built
for a child and Mr Kremer, in particular, was quite tall. Mr Delaney
thought that this rule would 'kind of go out of the window'
after a while.
- In
contrast to all other witnesses, Mr Delaney seemed to suggest that the race in
which Mr Kremer was injured was not the first race
of its type. Mr Delaney
testified that there was one particular race, where Mr Kremer had his
accident, where participants used
a small little toy horse with a head on a
stick hanging off it. One had to race around a little course inside the
cricket nets to
simulate the horse race. Mr Delaney said they had done a
couple of those races and Mr Kremer's race turned out to be the last race
of the night. Mr Delaney said that he was a participant but not in the
particular race where Mr Kremer fell.
The start of the race
- Mr
Kremer's recall of the start of the race was fairly limited. He recalled
that there was a start line put across the track but
could not describe it. Nor
was he able to distinctly say how and by whom the race was started. He
explained that he was the first
runner on his team and that Mr Santos was his
opposing first-leg runner. They would each be running anticlockwise. Mr Kremer
had
known Mr Santos really well for nearly four years and they got along well.
Mr Kremer occupied the inside line with Mr Santos on
his outside to his right.
They were each jostling before the race. Mr Kremer said something along the
lines of 'I'm not afraid
to take you out.' Mr Santos responded along the lines
of 'bring it on, big boy'. At the start line they were pushing each other
a
little bit, 'just gentle bumping and nudging each other, shoulder-to-shoulder
bumping into each other'. This went on for less
than a minute.
- Mr
Kremer agreed in cross-examination that there was no aggression or hostilities
between him and Mr Santos. His discussion with
Mr Santos at the starting point
was nothing more than light-hearted banter. He did not necessarily expect any
contact from Mr Santos
but he was not surprised when it occurred.
- Mr
Brett testified that when the race first started he was about 5 m behind Mr
Kremer and Mr Santos, just outside the caged court
area. He was a
spectator. He was watching the race, but there was a lot of other people around
and he was still interacting with
those other people.
Mr Kremer's fall
- Mr
Kremer described that when the race started he and Mr Santos both ran as fast as
they could. He was in front of Mr Santos. About
three-quarters of the way
along the first straight stretch, and so before the first corner, Mr Kremer felt
the outside of his left
leg, slightly above his ankle, get knocked across behind
his right leg. He knew straight away he had been tripped over. He had
expected to be bumped or knocked into at some stage. He fell heavily forward
and landed on his outstretched right arm. He did not
see what knocked into his
left leg. It was not a hard kick, it was a tap.
- Rather
than holding the hobby-horse between his legs as he should have done, Mr Kremer
accepted that he had it in his right hand,
to try and win. He asserted that the
hobby-horse could not have come into contact with the outside of his left ankle
and lower leg
because he was holding it on the right hand side of his body.
- Mr
Brett testified that he saw the two men start the race off. They were
pretty much level. There was a little bit of 'light jostling'
going on, 'like
shoulder to shoulder', and they kept on going until Mr Kremer fell down on
the corner. Mr Santos continued around
the corner, for some 15 m, until he
realised that Mr Kremer had fallen over and then stopped and raced back to check
on him.
- Mr
Brett expanded that Mr Santos was on the inside corner and Mr Kremer was on
the outside. They were shoulder to shoulder when
Mr Kremer fell. He did not
see how that happened. He was 40 m or 50 m away. With other people
standing around, Mr Brett did not
actually see how Mr Kremer came to fall down,
save to say that he fell down pretty hard.
- Both
Mr Brett and Mr Butler acknowledged in cross-examination that they did not see
Mr Santos trip Mr Kremer.
- Mr
Delaney recalled that Mr Kremer was on the inside track with Mr Santos
outside of him. He would not have thought that there was
any contact between Mr
Kremer and Mr Santos at the start line.
- Mr
Delaney thought that the rules of this particular race required the hobby-horse
wheel to be touching the ground. He described
that as the two men got to the
first corner they 'got kind of tangled up a little bit' trying to take 'the
racing line' coming around
the first corner.
- Mr
Delaney thought that 'the stick has obviously gone towards tripping up Erin and
that's where he's taken his fall.' I formed the
impression from his evidence
that this was an assumption as opposed to an actual observation.
- He
confirmed in cross-examination his impression that Mr Santos arrived at the
corner first, just slightly ahead of Mr Kremer.
- Mr
Delaney referred to 'that little horse device', noting that the stick itself was
between their legs, so that 'wouldn't have helped
the issue'. They were
shoulder to shoulder coming round the corner as far as he could tell and the
sticks between their legs had
become an obstacle. Mr Santos would have
been leading at the time.
- After
the fall, Mr Santos would have stumbled a little bit, kept his footing and
carried on, as far as Mr Delaney could remember,
but Mr Kremer hit the
ground and stayed there. Mr Santos would not have realised for a couple of
seconds afterwards.
The immediate aftermath of the fall
- In
his evidence, Mr Kremer had said that as he fell forward Mr Santos jumped
over him said, 'ha, ha, ha' and carried on running.
- There
was no support for that contention from any other witness called by Mr Kremer.
In particular, in cross-examination, Mr Brett
stated that he did not see Mr
Santos jump over Mr Kremer after he had fallen.
Sandfire
's position
- I
note that there was no evidence that Mr Kremer ran at Mr Santos in an attempt to
'take him out of the race', as
Sandfire
had contended
at par 7 of the
amended defence dated 16 March 2020.
- The
only witness called by
Sandfire
was Mr Santos. I found Mr Santos to be an
unimpressive witness. His professed lack of recall
for any significant detail
arising out of these events was unconvincing. I appreciate that the race was
nearly five years ago, but
Mr Santos would have been aware from the outset that
the person he was racing against had been injured. There is no evidence as
to when Mr Santos would have been aware for the first time that it was
being suggested that he was in some way responsible for Mr
Kremer's injuries.
But I consider that from the moment the accident happened, Mr Santos
would have had at least some reason to reflect
upon the events leading up to
Mr Kremer's fall, as opposed to someone who is suddenly called upon to
recollect an inconsequential
event five years earlier.
- Mr
Santos' evidence that he did not hold a hobby-horse at the time of the race,
which he maintained throughout his cross-examination,
is completely
inconsistent with every other witness to the relevant events.
- I
put Mr Santos' evidence to one side, but note, of course, that on this
fundamental issue it is the plaintiff that has the evidentiary
onus, not the
defendant.
Post-accident events
- According
to Mr Kremer, after it became obvious that he was injured, Mr Santos walked with
him out of the indoor cricket pitch area.
Mr Delaney held some netting
open and asked Mr Kremer what had happened. Mr Kremer told him that he was
'fucked'. Mr Delaney was
not asked about this conversation, but it is
consistent with Mr Delaney's evidence that he had not seen with any precision
what had
caused his friend Mr Kremer to fall. It does not appear that in the
immediate period after the accident, Mr Kremer told Mr Delaney
that he had been
tripped.
- Exhibit
4, as tendered at trial, is the DeGrussa Copper Mine Medical Treatment Form
completed on 2 November 2015. It appears to
have been completed by Mr Santos.
The recorded history reads that Mr Kremer, 'fell when running, R elbow
contacting ground.' Given
that there was no evidence that Mr Kremer was the
source of this report, it is not open for me to draw any inference adverse
to Mr
Kremer from this history of injury.
Medical reports and compensation form
- Of
some significance, however, is Exhibit 5 which is one page of a
triage/nursing assessment form at Joondalup Hospital dated 3 November
2015.
This document records that at 10.55 am on that date Mr Kremer told a nurse
that he fell. He did not tell the nurse that he
was tripped. On his behalf,
counsel submits that this is unsurprising given that Mr Kremer was in
significant pain at the time and
that the hospital staff were performing a
triage/nursing assessment, not a detailed analysis of the precise cause of his
injuries.
- Exhibit
1 is a workers' compensation claim form dated 17 November 2015, that on the
evidence Mr Kremer almost entirely dictated and
his wife, Mrs Trine Kremer wrote
up. Page 1 of that form has a box headed, 'Occurrence Details'. There is then
a section headed,
'Describe the occurrence, include' with the first subsection
reading, 'What action was involved (i.e. fall, struck by object?)'.
Mr Kremer
dictated and his wife wrote the word 'fall'.
- The
second subsection is entitled, 'What object, machine, substance was involved'.
Mr Kremer dictated and his wife wrote the word,
'running.' Mr Kremer testified
that he and his wife argued about this at length. Mr Kremer was aware that Mr
Santos was going to
get in a lot of trouble for the tripping event. He did not
have any ill feeling to Mr Santos. Mr Kremer stated that he just wanted
it
to go away, and he honestly did not think that he was that injured at that
point. He did not lie in the form but maybe he 'glossed
over the fact
somewhat'. His wife thought he was being stupid for trying to protect Mr
Santos' job.
- In
cross-examination, Mr Kremer accepted that he did not say 'tripped', but given
that he was running, he thought that was the appropriate
action to nominate.
Although the form had a section 'what object, machine etc caused the
incident' he accepted that he did not answer
that he was tripped by a fellow
worker.
- Mr
Kremer made the decision to record what is set out on this form. His wife
argued with him because she wanted him to put down
what she understood had
actually occurred.
- In
her evidence, Mrs Trine Kremer testified that she wanted her husband to state
what had happened, whereas Mr Kremer wanted to put
down that he had a fall. Mrs
Kremer said he should tell the truth and say that he was tripped.
- Mr
Kremer's case is that he harboured no ill will to Mr Santos when he completed
this form. He did not want Mr Santos to get into
trouble for tripping him and
he did not then appreciate the severity of his injury. Accordingly, it is easily
understandable that
he described the mechanism of injury in this way. He did so
in a manner that adequately described the event but also shielded Mr
Santos from
any ramifications.
- Exhibit
6 is an extract from a report to WorkCover authored by a Dr Michael Beinart
of Sonic HealthPlus on 4 August 2016. Dr Beinart
does not record that
Mr Kremer told him that he was tripped. Dr Beinart does report that Mr
Kremer described that he fell forward
on an outstretched arm in a running race.
In cross-examination, Mr Kremer testified that he told Dr Beinart that he
was tripped
as well as that he fell forward and was injured.
-
I am quite satisfied that if Mr Kremer had indeed told Dr Beinart that he was
tripped, Dr Beinart would have recorded that account.
There would be no reason
not to. It would have required the insertion of perhaps an extra three words.
Dr Beinart recorded details
such as the time of 8.30 pm, that Mr Kremer was
participating in a social club event and that the location was an indoor cricket
pitch. It is not a realistic possibility that Dr Beinart would have
regarded an assertion that 'I was tripped' as interchangeable
with 'I
fell.'
- So,
nine months after the event, on its face, Mr Kremer was still relaying that he
simply fell as opposed to being tripped. He would
not, on his case, have seen
what caused his fall, because he was ahead of Mr Santos. He would,
however, have been aware from the
outset that he had been struck by something
which caused him to fall. And the only person who could have done that was Mr
Santos.
As Mr Kremer said in his evidence, he knew straight away he had been
tripped over.
Analysis
- I
return to the fundamental question of whether it is more likely than not that,
as asserted at par 11 of the amended statement of
claim, Mr Santos
tripped Mr Kremer over causing him to fall to the
ground.
Principles governing fact-finding
- As
I noted in Xavier v ROPS Engineering Australia Pty
Ltd,[1]
I must make a finding on the evidence and not assume the existence of a
fact. The evidence must go beyond guesses and speculation.
I am required to be
actually persuaded as to the probability of a fact being true. The facts proved
must form a reasonable basis
for a definite conclusion affirmatively drawn of
the truth of which as the tribunal of fact I may reasonably be satisfied. I
must
have the appropriate degree of confidence in a particular fact's existence
or correctness based on or judged according to reason.
The test of balance of
probabilities is not satisfied by evidence which fails to do more than establish
a possibility. No court
should act upon mere suspicion, surmise or guesswork in
any case. In a civil case, fair inference may justify a finding upon the
basis
of preponderance of probability.
- In
a personal injury case the ultimate burden is on the plaintiff to establish the
extent of his injuries caused by the conduct of
the defendant. Mr Kremer's
primary task, therefore, is to satisfy me that whilst he was competing in this
race another employee
tripped him causing him to fall, resulting in the injuries
complained of. The existence of that factual assertion is a condition
precedent to Mr Kremer's right to maintain his action.
- In
Fox v Percy[2] Gleeson CJ,
Gummow and Kirby JJ encouraged trial judges to limit reliance on the appearances
of witnesses and to reason to their
conclusions, as far as possible, on the
basis of contemporary materials, objectively established facts and the apparent
logic of
events. Their Honours noted that this does not eliminate the
established principles about witness credibility; but it tends to reduce
the
occasions where those principles are seen as critical.
Analysis of witnesses of fact
- I
regarded Messrs Brett, Butler and Delaney as broadly impartial, doing their
honest best to recall an event that occurred nearly
five years ago and which
unfolded entirely unexpectedly.
- It
would have been no easy thing for Mr Santos to trip Mr Kremer in the manner he
describes. He could conceivably have reached out
with his left hand and
'ankle-tapped' his opponent as sometimes occurs in a game of rugby union. To do
so requires quite some considerable
skill. I am far from convinced that Mr
Santos would have had the skill to strike Mr Kremer's ankle with his left hand,
and in particular
to do so without himself falling forward onto his face.
- It
seems to me that it would have been easier for Mr Santos to have flicked the
outside of Mr Kremer's left leg with his own foot.
But it would not have
been easy to simultaneously run and strike Mr Kremer's outside leg with
sufficient force to cause that leg
to get knocked across behind his right
leg.
- Whilst
it would also have been possible for Mr Santos to knock Mr Kremer's left
leg across his right leg using the hobby-horse, to
do so with sufficient force
to cause this accident, would have been challenging if combined with running.
And I would have expected
one of Messrs Brett, Butler and Delaney to have seen
the deliberate use of a hobby-horse to trip Mr Santos if that had occurred.
It would, it seems to me, have been quite a startling episode if it had occurred
in that way.
Failure to document a trip
- In
assessing the credibility and reliability of Mr Kremer's actions I look at
how he acted soon after the events to see whether he
acted in a way that I might
expect a person in his position, that is a person who had been deliberately
tripped resulting in a painful
and serious shoulder injury, to act after the
events of which he has given evidence.
- I
find that Mr Kremer's conduct is inconsistent with the allegation that grounds
this statement of claim. He did not tell Mr Delaney,
his close friend,
that he had been tripped moments after the incident. I do not find, as Mr
Kramer contended in cross-examination
that he thought that his answers on the
workers' compensation form adequately captured the flavour of what had occurred.
Rather,
as he explained in answers to questions I asked about the nature of the
argument with his wife, he expressed himself as he did in
order to protect Mr
Santos.
- This
form was completed 12 days after the relevant events. Mr Kremer had ample
opportunity to reflect on his entries. It was completed
in conjunction with his
wife. Mr Kremer would by then have been aware of the seriousness of his injury.
I find it inconceivable
that if he had been tripped, as he asserts he knew
straight away he had been, that he would have omitted such detail.
- I
conclude that his priority would have been to ensure that an important document
was as accurate and as comprehensive as it could
be. It was very much in his
interests to do so. Whilst he would not necessarily have harboured any
particularly strong feelings
adverse to Mr Santos, given their friendship prior
to this incident, if he had been deliberately tripped by Mr Santos he would have
given a full and frank account. I am not persuaded that Mr Kremer had concluded
that foolishly tripping another person, but without
ever intending to cause them
particular injury, would jeopardise that person's employment.
- There
is no evidence that Mr Kremer was motivated by a desire to protect Mr Santos
when he also omitted that detail when presenting
at the emergency department at
Joondalup Hospital the day after he was injured. His priority, I find, at that
time, would have been
to assist those who were about to treat him for a serious
and painful injury, by telling them exactly what had happened to him.
- Even
when Mr Kremer spoke to the author of a medical report under the Workers'
Compensation and Injury Management Act 1981 (WA), nine months later, I find
that he still did not reveal that he had been tripped.
Conclusion on tripping issue
- The
evidence does not permit the assertion that, 'the evidence of Mr Brett, Mr
Butler and Mr Delaney was broadly consistent with
the evidence of the plaintiff'
as asserted in Mr Kremer's closing
submissions.[3]
- The
contention that Mr Santos tripped Mr Kremer from behind is inconsistent with Mr
Brett's evidence that the two men were shoulder
to shoulder when Mr Kremer
fell. It is also inconsistent with Mr Delaney's evidence that Mr Santos
arrived at the corner first,
just slightly ahead of Mr Kremer. Whilst not
determinative, I also note that Mr Barry, who had, to an extent at least, been
watching
the two men, did not see Mr Santos trip Mr Kremer.
- As
noted, the assertion of a deliberate trip is inconsistent with Mr Kremer's
post event conduct.
- The
calibre of the evidence adduced by Mr Kremer falls significantly short of
satisfying me that it is more likely than not that
Mr Santos tripped him.
- Whilst
no more need be said in order to determine this claim, out of deference for the
arguments advanced on behalf of Mr Kremer
and
Sandfire
I will deal with the
issues that would have arisen, in the event that I have been satisfied on the
balance of probabilities
that Mr Santos had tripped Mr
Kremer.
The extent of the duty of care to Mr Kremer and whether that duty was
discharged
-
Sandfire
accepts that it owed a duty, as the employer, to its employee Mr Kremer; in
particular a non-delegable duty of care to take
reasonable care to avoid
exposing Mr Kremer to unnecessary risk of injury.
- The
applicable principles are conveniently set out in the judgment of Buss P and
Vaughan JA in Allied Pumps Pty Ltd v
Hooker[4] which
I gratefully adopt, whilst generally omitting citations.
- As
the employer,
Sandfire
owed a duty to its employees, including Mr Kremer,
to take reasonable care to avoid exposing the employees
to unnecessary risk of
injury. The duty includes an obligation to take
reasonable steps to provide a safe place of work.
-
The duty is that of a reasonably prudent employer. The employer must take into
account the possibility of thoughtlessness, inadvertence
or carelessness by its
employees. It is said that the standard of care is not a low one. However, the
duty is not to safeguard
a worker completely from all perils.
- As
was the case in Allied Pumps Pty Ltd v Hooker, the question of
breach is governed by the applicable principles under the general law rather
than the statutory provisions of the
Civil Liability Act. Mason J's
classic formulation in Wyong Shire Council v
Shirt[5]
provides:
In deciding whether there has been a breach of the duty of care the tribunal of
fact must first ask itself whether a reasonable man
in the defendant's position
would have foreseen that his conduct involved a risk of injury to the plaintiff
or to a class of persons
including the plaintiff. If the answer be in
the affirmative, it is then for the tribunal of fact to determine what a
reasonable
man would do by way of response to the risk.
The perception of the reasonable man's response calls for a consideration of the
magnitude of the risk and the degree of the probability
of its occurrence, along
with the expense, difficulty and inconvenience of taking alleviating action and
any other conflicting responsibilities
which the defendant may
have. It is only when these matters are balanced out that the
tribunal of fact can confidently assert what
is the standard of response to be
ascribed to the reasonable man placed in the defendant's
position.
- Mason
J described a risk of injury as being foreseeable if it was 'not far-fetched or
fanciful'.[6] Thus
a risk of injury which was remote, in the sense that it was extremely
unlikely to occur, may nevertheless constitute a foreseeable
risk.[7]
- In
assessing whether a risk of injury is foreseeable, it is sufficient if
the kind of injury is foreseen as a possible consequence of
particular conduct. It is not necessary to be able to foresee the particular
injury. Nor is it necessary that the precise sequence of events leading to
injury be foreseen. In short, it is not necessary that
an injury of any
particular severity, or the particular mechanism of any such injury,
be foreseeable.[8]
-
The general law test of foreseeability has been described as
'undemanding'. Whether a risk is reasonably foreseeable
is determined
objectively.[9]
-
Reasonable foreseeability of risk of injury is not the end of the inquiry in
assessing whether there has been a breach of duty.
The existence of a
foreseeable risk of injury does not in itself dispose of the question of
breach.[10]
- In
this respect foreseeability of the risk of injury and the likelihood of that
risk occurring are two different
things.[11]
- In
assessing a reasonable response to a risk one must first accurately
identify the relevant risk (ie the 'actual risk') of injury
faced. Second, the question of breach must be assessed
prospectively and not retrospectively. Third, the response to a foreseeable
risk
is to be judged by the criterion of reasonableness, not some more
stringent requirement of prevention. Hence why it is that an employer's
duty is
not to safeguard a worker completely from all perils. The necessary evaluation
is one of 'a contextual and balanced assessment
of the reasonable response
to a foreseeable
risk'.[12]
-
Allied to that last proposition is the accepted position that mere failure to
eliminate a reasonably foreseeable risk does not of
itself establish
negligence. Moreover, in some circumstances
reasonableness may require no response to a foreseeable risk. The obviousness
of a risk, and the
remoteness of the likelihood that other people will fail
to observe and avoid it, are often factors relevant to a judgment about
what reasonableness requires as a
response.[13]
- Factors
to be considered in deciding whether an employer is in breach of a duty to take
reasonable care have been said to include:
- The degree of
risk of an accident occurring;
- The degree of
injury likely to result from such an accident; and
- The nature and
extent of the remedial action suggested to be
taken.[14]
- Whether
a risk of injury is reasonably foreseeable, and the magnitude of that
foreseeable risk, involves a factual judgment. So
too does that part of the
assessment of breach in which a trier of fact determines what a reasonable
person in the position of the
defendant would do by way of response to a
reasonable
risk.[15]
- It
is not necessary that the particular injury or its severity, or the mechanism or
sequence of events causing the injury be foreseeable,
as it is sufficient
that the injury is one of a class or kind that the defendant should have
foreseen in a general
way.[16]
- Reasonable
foreseeability is determined objectively. Regard is had not only to what the
defendant knew, but also what a reasonable
person in the defendant's position
ought reasonably to have known, or ought to have found
out.[17]
Mr Kremer's contentions
-
Sandfire
organised and supervised the Melbourne Cup function.
Sandfire
was aware that Mr
Kremer and Mr Santos would be running as
fast as they could (although it must be
observed that each was intentionally handicapped by the hobby-horse) on a hard
surface.
The foreseeable risk of a participant being tripped so as to fall
onto the surface of the cricket pitch so as to suffer injury was
heightened
by:
Sandfire
's
encouragement of competition and 'Departmental
Rivalry';[18]
Sandfire
permitting 'jostling' and 'trash talk' or 'talking
smack'[19] between Mr
Kremer and Mr Santos at the start line of the race;
- A failure of the
defendant to enforce the rules of the event - presumably a reference to Mr
Kremer's own departure from the rules
concerning the position of the
hobby-horse; and
- The fact that
the final race was, to the knowledge of Mr Kremer and Mr Santos, a race to
determine which team came last in the
competition.
Analysis - Did
Sandfire
breach its duty?
- The
nature of the Melbourne Cup events at the mine site were light-hearted
recreational activities, barely deserving of the descriptor
'sporting activity.'
To repeat, the critical event involved grown adults running around a cricket
pitch with a child's wooden hobby-horse
grasped between their legs. The
participants were directed to maintain that position in order to limit their
speed. Mr Kremer,
as he acknowledged, broke that rule.
- The
suggestion that Exhibit 3, in referring to departmental rivalry created an
enhanced risk must be rejected. This was an email
dated 31 October 2015
which begins with the observation, 'Department v Department!!!' The event was
described as a fun (my emphasis), sporting parody, horse themed, site
social event.
- The
email encouraged employees to 'join in the friendly banter and competition.' The
event was declared to be "fun, teambuilding
and a good old fashion [sic] bit of
'departmental rivalry'". Participants were encouraged to come up with a
ludicrous team name
and the rules for the event were described as 'FUN!!'
- The
email observed in bold:
Please note there are three main rules to this events [sic]:
Have fun!
No injuries. If you have a sore back don't volunteer to be a horse or
rider.
BAC readings of 000 are expected the next morning. So have fun and be
responsible.
- The
email concluded with the observation 'come on down and have fun' with a smiley
emoji.
- It
is impossible to conceive what more could have been said to convey to all
participants that this was a fun as opposed to an intensely
competitive event.
Clearly there was an element of competition and equally clearly, given that was
the case, one department would
inevitably come last. I am not persuaded that
any element of competition, however innocuous, gives rise to a heightened
foreseeable
risk of injury.
- There
was no evidence that physical contact between participants was encouraged. The
only evidence of any physical contact between
anybody was confined to the
jostling between Mr Kremer and Mr Santos that I have described and which
occurred for less than a minute
before the start.
- There
was no evidence, that anyone, other than Mr Kremer and Mr Santos, was
likely to have heard the words that they spoke to each
other, still less
encouraged it. Certainly no witness spoke of hearing any words exchanged
between the two men. There was little
or no opportunity for
Sandfire
to prevent
such physical contact or to instruct, direct or warn the two men to desist. As
previously
noted, Mr Kremer agreed in cross-examination that there was no
aggression or hostilities between him and Mr Santos. His discussion
with Mr
Santos at the starting point was nothing more than light-hearted banter.
- There
was a minimal gap between Mr Kremer's breach of the rules, by switching the
position of the hobby-horse, and his fall. The
evidence does not suggest
that he breached this rule prior to the race even commencing. Rather, it was at
some point prior to reaching
the first corner. In any event I do not regard it
as reasonable for
Sandfire
to have intervened at that point to enforce the
rules.
At most, Mr Kremer might have been subsequently disqualified for taking
such an unfair advantage.
- There
was no evidence of inappropriate provision of alcohol. To the contrary,
Sandfire
limited the supply of alcohol by a token
system and required a blood
alcohol concentration of 0.00 the following
morning.[20]
- Although
Mr Santos was a member of the safety team and was in some respect a member of
medical staff, plainly at the relevant time
he was not there in that capacity,
rather he was a participant in the race.
- In
the light-hearted or jovial environment that all witnesses spoke of, I am not
satisfied that there was any requirement on
Sandfire
to specifically instruct
participants not to make physical contact with each other whilst running.
- The
nature of the event did not require a formal risk assessment process.
- In
Woods v Multi-Sport Holdings Pty
Ltd[21]
Gleeson CJ noted at [44] that the trial judge and the Full Court of the Supreme
Court of Western Australia were criticised in argument
for their reliance on the
comment of Kirby J in Romeo v Conservation Commission of the Northern
Territory[22]
that:
Where a risk is obvious to a person exercising reasonable care for his or her
own safety, the notion that the occupier must warn
the entrant about that risk
is neither reasonable nor just.
- Gleeson
CJ considered that it was right to describe that observation as a comment rather
than a proposition of law. His Honour
continued:[23]
What reasonableness requires by way of warning from an occupier to an entrant is
a question of fact, not law, and depends on all
the circumstances, of which the
obviousness of a risk may be only one. And, as a proposition of fact, it is not
of universal validity.
Furthermore, the description of a risk as obvious may
require closer analysis in a given case. Reasonableness would not
ordinarily
require the proprietor of an ice skating rink to warn adults that
there is a danger of falling; but there may be some skaters to
whom such a
warning ought to be given. Nevertheless, as a generalisation, what Kirby J said
is, with respect, fair comment. That
is how French DCJ and the Full
Court understood it, and they did no more than indicate that they regarded it as
apposite to the present
case.
- I
have also had regard to the observations of Hayne J at [144] - [145]
and Callinan J at [159].
- In
the event that Mr Kremer had established that he was accidently tripped by Mr
Santos, I would have concluded that reasonableness
did not require
Sandfire
to
warn participants against such a risk.
- I
am satisfied that a reasonable employer conducting this function would have done
no more than
Sandfire
did on 2 November 2015.
No amount of training or
supervision would have prevented one participant in this race accidentally
tripping or entangling with
another participants so as to cause him to
fall.
Vicarious Liability
- I
finally considered the position if I had been satisfied that Mr Santos
deliberately tripped Mr Kremer. I considered and applied
the judgment of the
majority (French CJ, Kiefel, Bell, Keane and Nettle JJ) in
Prince Alfred College Inc v
ADC.[24] I
also considered the observations of Gageler and Gordon JJ at
[130] - [131].
- If
I had been satisfied, as a matter of fact, that Mr Santos deliberately tripped
Mr Kremer I would have concluded that such incident
occurred in circumstances
were both men were participating in the same race because they were both
employees of
Sandfire
. Although
Mr Santos was only in a position to be able to
trip Mr Kremer because he was employed by
Sandfire
and was present at the
relatively
remote mine site where the event occurred, the fact that employment
affords an opportunity for the commission of a wrongful act is
not of itself
a sufficient reason to attract vicarious liability.
- If
Mr Santos had deliberately tripped Mr Kremer, whilst it would have been a
wrongful act for which his employment provided an opportunity,
I would have
concluded that it was, nonetheless, entirely unconnected with Mr Santos'
employment. This is not a case where Mr Santos
used or took advantage of
the position in which the employment placed him vis-à-vis Mr Kremer.
They were off-duty employees
who had chosen, under no obligation, to participate
in an innately light-hearted recreational event.
- It
cannot be said that
Sandfire
had assigned any special role to Mr Santos so
as to thereby place him in a position vis-à-vis
Mr Kremer where
vicarious liability properly arises. There are no particular features such as
authority, power, trust, control and
the ability to achieve intimacy with Mr
Kremer. This is not a case where on any view Mr Santos took advantage of
his position with
respect to Mr Kremer so as to require a conclusion that
a deliberate trip, and therefore a wrongful act was committed in the course
or scope of employment so as to render
Sandfire
vicariously
liable.
Contributory negligence
- The
question of contributory negligence would only arise if I had been satisfied
that Mr Kremer was tripped in the manner alleged
and there is no utility in
considering, hypothetically, the question of any contributory negligence by Mr
Kremer in the event that
he had succeeded.
Conclusion
- Mr
Kremer has not established on a balance of probabilities that Mr Santos
tripped him.
Orders
- The
plaintiff's claim is accordingly dismissed.
I
certify that the preceding paragraph(s) comprise the reasons for decision of the
District Court of Western Australia.
MW
Associate to Judge Troy
25 SEPTEMBER 2020
[1] Xavier v
ROPS Engineering Australia Pty Ltd [2019] WADC 146 [17] - [18]
(citations
omitted).
[2]
Fox v Percy [2003] HCA 22; (2003) 214 CLR 118 [31] -
[32].
[3] Paragraph
218.
[4] Allied
Pumps Pty Ltd v Hooker [2020] WASCA 72
[4] - [14].
[5]
Wyong Shire Council v Shirt [1980] HCA 12; (1980) 146 CLR 40,
47 - 48.
[6]
Wyong at
[48].
[7]
Allied at
[7].
[8]
Allied at
[8].
[9]
Allied at
[9].
[10]
Allied at
[10].
[11]
Allied at
[11].
[12]
Allied at
[12].
[13]
Allied at
[13].
[14]
Allied at
[14].
[15]
Allied at
[15].
[16]
Graham Barclay Oysters Pty Ltd v Ryan [2002] HCA 54; (2002)
211 CLR
540 [87].
[17]
Allied Pumps at
[116].
[18] As
shown by Exhibit
3.
[19] An
expression used by Mr Santos in
evidence.
[20]
Exhibit 3.
[21]
Woods v Multi-Sport Holdings Pty Ltd [2002] HCA 9; (2002) 208 CLR
460.
[22]
Romeo v Conservation Commission of the Northern Territory (1998)
192 CLR 431
[123].
[23]
Woods v Multi-Sport Holdings Pty Ltd at
[45].
[24]
Prince Alfred College Inc v ADC [2016] HCA 37; (2016) 258 CLR 134 [3],
[38] - [39], [80] - [81] and [84].
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