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R v Allison [2020] NZHC 2583 (1 October 2020)
Last Updated: 25 November 2020
IN THE HIGH COURT OF NEW ZEALAND DUNEDIN REGISTRY
I TE KŌTI MATUA O AOTEAROA ŌTEPOTI ROHE
|
CRI-2020-412-19 [2020] NZHC 2583
|
BETWEEN
|
THE QUEEN
Appellant
|
AND
|
EOIN MURRAY ALLISON
Respondent
|
Hearing:
|
15 September 2020
|
Appearances:
|
R K Thomson for Appellant (by VMR)
W J Wright and M Bae for Respondent (by VMR)
|
Judgment:
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1 October 2020
|
JUDGMENT OF OSBORNE J
This judgment was
delivered by me on 1 October 2020 at 3.45 pm
Registrar/Deputy Registrar Date:
R v ALLISON [2020] NZHC 2583 [1 October 2020]
- [1] The
respondent, Eion Allison, shot and killed his neighbour’s dog, Flex. The
Crown charged him with one offence under the
Animal Welfare Act 1999 and two
offences under the Arms Act 1983. At his Judge-alone trial, and after the Crown
case had closed, Mr Wright (for Mr Allison)
applied for the dismissal of the
charges under s 147 Criminal Procedure Act 2011. Judge D J L Saunders, upon
hearing submissions,
dismissed all three charges and discharged Mr
Allison.1
- [2] Mr Allison
then applied for an order that the Police pay him indemnity costs of $50,000
together with witness expenses of $1,874.40.
The Crown acknowledged the
Court’s discretion to award costs but submitted this was not a case for
costs in excess of scale,
and that any costs awarded should be from the fund
administered by the Ministry of Justice and not awarded against the
Police.
- [3] The Judge,
by reference to his calculation of a fair and reasonable fee for the steps in
the proceeding, ordered that the Ministry
of Justice pay a sum of $47,265 on
account of costs and $1,874.40 on account of disbursements (both including GST)
(the costs decision).2
Appeal
- [4] The
Solicitor-General appeals the costs decision on the grounds that the Judge erred
by:
(a) failing to take into account relevant considerations in the
exercise of his discretion, particularly that the prosecution was
brought and
conducted in a proper manner;
(b) ordering costs in excess of scale without applying s 13
Costs in Criminal Cases Act 1967 (CCCA); and
(c) awarding costs on an indemnity basis when there was no
proper basis to do so.
1 R v Allison [2019] NZDC 8572.
2 R v Allison, DC Christchurch CRI-2017-012-2123, 28 May
2020 [costs judgment]
Conduct the subject of the charges
- [5] Mr
Allison lived next to the Brosnahan family on the outskirts of Dunedin. The
Brosnahans’ daughter owned an eight month
old Labrador/Huntaway cross
named Flex.
- [6] The incident
with which Mr Allison was subsequently charged occurred on 30 August
2017.
- [7] Approximately
one week earlier, Mr Allison had spoken to Ms Brosnahan, expressing concern that
Flex had been in the Brosnahans’
paddock chasing sheep. He stated that she
needed to make sure the dog was properly restrained and looked after. He told
her that
she was lucky that he had not shot the dog.
- [8] On 30 August
2017, Ms Brosnahan had left Flex tied up at his kennel before leaving for
school. Ms Brosnahan’s grandfather,
Mr Brosnahan Snr (since deceased), was
at the property in the afternoon. In a statement Mr Allison made to the Police a
week later,
he explained that he saw an incident in the Brosnahans’
paddock in which Flex was running amongst a mob of ewes who had lambs.
He stated
that Flex had managed to pull one ewe down by biting into the back of its legs
and was pulling wool from its back legs
and throat. Mr Allison shot at Flex,
wounding him in the hindquarters. He missed with a second shot. At that point,
Mr Brosnahan
Snr appeared over the hill in response to the gunshots. The dog
headed back to the Brosnahan homestead, the two men following. At
the homestead,
Mr Brosnahan Snr tied Flex up and walked towards his car to make a phone call.
As he did so, he heard two gunshots
as Mr Allison shot Flex from a close range,
killing him.
The evidence
- [9] At
the District Court hearing, the Judge had in evidence the written statement of
Mr Brosnahan Snr, who had died before the hearing.
Evidence was also given by Ms
Brosnahan and her father. A veterinary surgeon gave evidence as to the extent of
damage done to Flex’s
pelvis (by Mr Allison’s first shot), which
would have required extensive surgery or amputation to relieve suffering. Either
of the subsequent wounds to Flex’s head would have caused his rapid death.
In cross-examination, the veterinary
surgeon agreed that if the dog was biting sheep so as to pull out chunks of
fleece, that would have required considerable force,
and that biting around
hindquarters and the throat would be traumatic for the sheep.
- [10] Constable
Mathew Davidson produced the record of Mr Allison’s interview. In that
interview with Mr Allison and in his cross-examination,
Constable Davidson
confirmed that, after the incident, he had been to the address to have a look at
the sheep and had seen some wool
missing from one of the sheep (from its back).
Constable Davidson also confirmed that photographs taken showed large chunks of
wool
on the ground in the paddock, some five days later.
The prosecution history
- [11] The
Police initially charged Mr Allison under the Animal Welfare Act with the wilful
ill-treatment of Flex, based on the second shooting.
- [12] When Mr
Allison pleaded not guilty to that charge, the Police proposed to amend the
charge to one of discharging a firearm in
or near a dwelling with intent but
then determined to continue with the original prosecution. Mr Allison elected
trial by jury and
filed an application for dismissal of the charge under s 147
Criminal Procedure Act. For Mr Allison, reliance was placed on High
Court
authority indicating that close range shooting of a dog which causes immediate
death cannot be either ill- treatment or wilful
ill-treatment.
- [13] The Crown,
upon taking over the case, laid charges of ill-treatment of Flex (through the
first shooting) and also possession
of a firearm except for a lawful, proper and
sufficient purpose. The Crown opposed a dismissal of the initial Police charge,
leading
to full argument and a reserved decision. As the Judge was not in a
position to immediately deliver a decision and the charge was
not being
proceeded with, Mr Allison withdrew the discharge application to avoid further
delay.
- [14] The charges
which then went to trial were:
(a) ill-treatment of an animal (a strict liability offence, by
shooting Flex’s hindquarters (under ss 29(a), 30 and 37 Animal Welfare
Act);
(b) unlawful possession of a firearm, in respect of the first time Flex was
shot (in the hindquarters) (under s 45(1) Arms Act); and
(c) unlawful possession of a firearm, in respect of the second
time Flex was shot (and killed) (under s 45(1) Arms Act).
- [15] After Mr
Brosnahan Snr died (in May 2018), the Police applied to have his police
statement admitted as hearsay evidence. That
application was declined in the
District Court, but the statement was ruled admissible on
appeal.3
The Crown case at trial
- [16] For
the events involved in Flex’s shooting, the Crown relied on the evidence
of the Brosnahan family, including the written
statement of Mr Brosnahan Snr.
The Crown relied on evidence indicating that Flex was friendly with their sheep,
that the sheep did
not appear distressed and that they had no visible injuries
on the day of the alleged offending, and that wool in the paddocks was
not
unusual at the end of winter. The veterinarian’s evidence in relation to
the post-mortem examination of Flex was that the
injuries to his hindquarters
(although severe) were treatable. That witness also confirmed that if a dog had
torn wool from a sheep,
it would at least visibly bruise, if not break the
skin.
Submissions for the Crown
- [17] The
offence under s 29(a) Animal Welfare Act is established if the prosecution
proves that the defendant has ill-treated an animal (strict liability
applying).4 The prosecution case was that Mr Allison’s shooting
Flex was ill-treatment because Flex had not been attacking the sheep. On
this
appeal in relation to costs, Ms Thomson concedes that it was open to the Judge,
upon the evidence, to have satisfied himself
upon the account in Mr
Allison’s police interview that Flex had in fact attacked the
sheep.
3 Police v Allison [2018] NZDCC 26421;
rev’d R v Allison [2019] NZHC 661.
4 Animal Welfare Act 1999, s 30.
- [18] Section
73(1) Dog Control Act 1996 is relevant and was invoked by Mr Allison from the
outset. It exempts from criminal or civil liability for injury
done to a dog (or
its death) any person who (entitled under the Act to destroy any dog) does so in
a reasonable manner or who wounds
or maims the dog in the course of attempting
to so destroy it.
- [19] Section
73(2) Dog Control Act is also relevant in that the s 73(1) immunity does not
apply to a person who, having wounded a
dog in the course of attempting to
destroy it, does not take all reasonable steps to terminate its
suffering.
- [20] It was Mr
Allison’s case that he had immunity from prosecution under s 73 because he
had been authorised by s 57(1)(b)
Dog Control Act to destroy Flex because he did
so for the purposes of stopping an attack on the sheep, having witnessed Flex
attacking
sheep.
- [21] Both Mr
Allison’s alleged offences under s 45(1) Arms Act required the prosecution
to prove that, except for some lawful,
proper and sufficient purpose, Mr Allison
was in possession of the firearm. As in relation to the ill-treatment charge, Ms
Thomson
accepted in this costs context that it had been open to the Judge to be
satisfied upon the accounting of Mr Allison’s police
interview that Flex
had attacked the sheep, and that therefore his possession of the firearm at that
point was lawful.
- [22] As I have
noted, the Crown accepted the close relationship between charges one and two and
the likelihood of a parallel finding
on those two charges. In relation to charge
three, the Crown’s position was that different considerations
applied.5 The Crown’s case was that once Flex had been seized
(and tied up) it was no longer necessary for Mr Allison to shoot Flex. The
Crown
asserted that responsibility for future action then lay with those administering
the Dog Control Act (under the provisions
of s 57(2)–(7) of the
Act).
- [23] The Judge,
having concluded that Mr Allison had a defence on both charges one and two,
determined the outcome of the third charge
in this way:
5 R v Allison, above n 1, at [13].
[26] The third charge permits me to look at the overall circumstances. The
dog was shot in the paddock and this was not a minor injury.
Had the matter been
reported and proved it is likely that a destruction order would have followed.
Again, that is not something that
Mr Allison specifically would have had in
mind. The dog, however, was badly injured and whether or not the defendant was
angry about
the matter I find that he was entitled to call in aid ss 57 and 73
Dog Control Act.
- [24] The Judge
implicitly rejected the Crown submission that, at the point Mr Allison destroyed
the dog, Flex was not injured to the
point where destruction was
justified.
- [25] On this
appeal in relation to costs, Ms Thomson again submitted that the evidence,
properly examined, did not indicate that Flex
was mortally wounded by the shot
to his hindquarters to such an extent that was reasonable for Mr Allison to kill
him to terminate
his suffering (under s 73(2) of the Dog Control Act). The
evidence of Mr Brosnahan Snr had been that Flex had walked home without
apparent
difficulty, including over fences, and the expert evidence was that his
hindquarters wound was treatable. Section 73(2)
Dog Control Act is concerned
with “termination of suffering”, which the Crown submitted on the
evidence was achievable
without terminating Flex’s life. For instance, by
keeping Flex comfortable while awaiting veterinary treatment. The burden
of
proof under s 45(2) Arms Act was on Mr Allison to establish the existence of the
lawful, proper and sufficient purpose.
- [26] Ms Thomson,
while not seeking now to relitigate the issue of Mr Allison’s discharge,
submitted that it is important to
consider the basis and grounds of the findings
in order to determine whether costs of the sum awarded were
justified.
Submissions for Mr Allison
- [27] Mr
Wright presented extremely detailed submissions as to the procedural history of
the prosecution. He referred (correctly) to
initial misconceptions in the
prosecution case leading to the aborted early s 147 application and the amended
charges once the Crown
took the prosecution over. He refers also (correctly) to
the way in which Mr Allison, through his lawyers, put his cards on the table
and
sought to dissuade the Crown from proceeding with the prosecution. He then
referred in detail
to evidence which was in the Crown’s hands. This included Flex’s
previous conduct with sheep and the wool seen in the
paddock and observed
missing from one sheep.
- [28] Mr Wright
submitted that the Crown should have known its case could not succeed. He
submitted that there was no evidence upon
which the Court could have concluded
other than that the dog was attacking sheep when shot. He further submitted that
the third charge
(in relation to the fatal shooting) could not have succeeded
because the close range of shooting to the head to cause the instant
death of a
dog is an accepted method of euthanasia. In undertaking it, Mr Allison was
complying with his obligation under the Dog
Control Act (s 73(2)) to terminate
the dog’s suffering.
Analysis — basis of the Crown charges
- [29] As
conceded by the Crown, it was open to the Judge on the evidence to dismiss the
first two charges as he did. I accept that
upon the basis of the evidence relied
upon by the Crown to support those two charges, there was always a strong
prospect that a s
147 application in relation to those charges would
succeed.
- [30] The
situation in relation to the third charge (and therefore the prosecution as a
whole) was in a different category. In relation
to Mr Allison’s decision
to kill Flex, after he was wounded, it was Mr Allison who had the burden of
proof under s 45(2) Arms
Act. For the lawfulness of the killing, Mr Allison was
invoking s 73(2) Dog Control Act which requires that the action be taken
“to
terminate [the animal’s] suffering”.
- [31] Without Mr
Allison giving evidence at the trial as to his reasoning for killing Flex, the
rationale which leads to the conclusion
that Mr Allison was entitled to invoke s
73(2) is not straightforward.
- [32] In the
judgment at [26] (above at [23]), the Judge referred to “whether or not
the defendant was angry about the matter”.
His Honour clearly had in mind
the evidence of Mr Allison’s police interview in which he explained how he
had come to kill
Flex when tied up. In one passage he
stated:
So look I am really bloody pissed off and sorry about this
language I am very annoyed ah that they were irresponsible enough to after
I’ve warned them to
let a dangerous dog to get out to be able to get out and run round the
neighbourhood you know I’m really really hosed off about
it and um (clears
throat) anyway um I went back with ah Joe and ah I said ah if you can he
doesn’t the dog doesn’t probably
like me all that much at the moment
because I shot him up the backside ah can you tie him up because ah well Joe
said um he’s
ah he’s a bad you know he’s bad breeding and he
ah and that he didn’t want didn’t actually want them to have
it he
didn’t want the family to have that dog and ah he was ah agreed with me in
that it had I said it’s got to go down
this time and he said he agreed
with me.
- [33] This and
other passages in the police interview refer to the anger the Judge was touching
on in his judgment. But the passage
also suggests an explanation based on some
form of permission to kill from a family member rather than an explanation based
on the
present suffering of Flex.
- [34] In another
section of his interview, shortly afterwards, Mr Allison
added:
... this little ratbag is just terrible (clears throat) once it
got a once it started um it’s just getting progressively worse
and ah
there is no point in you know oh we’ll we’ll we’ll tie it up
and put it in the shed or something the minute
it got out it will be straight
back there again it will be straight back into the sheep again and prob it might
be mine ...
- [35] Again, this
passage provides a further, different explanation for the immediate killing of
Flex while tied up.
- [36] Later in
his interview, Mr Allison gave an explanation which initially appears to relate
to the worsening condition of Flex when
tied up. The exchange was
this:
MD Yeah. What was your reason for shooting it then [when tied
up]?
EA Well um as I had winged it a bit and ah I reckoned that ah
it had to be put down because it was just getting worse like it’s
getting
worser and worser
- [37] A few
exchanges later in the interview, that statement is
clarified:
MD So you said the reason you shot it that time was because it
was getting worse and worse attacking sheep
EA Yeah
MD That’s the reason you shot it when it was tied up
EA Yep
MD Did you consider the fact that because it was tied up and controlled,
that might have been a time to have a discussion with the
family or dog control
more importantly about the dog
EA Ah I I just ah thought that it’s probably a good idea
to put it down because it’s a it’s a bloody irresponsible
dog you
know it’s a dangerous dog to be running around just at will
- [38] In this
costs context, the Crown (while not pursuing an appeal against the s 147
discharge) was entitled to have the Court consider
carefully the sufficiency of
the Crown evidence and matters relating to the reasonableness of the
investigation and prosecution.
The importance of that assessment increases in a
case such as this where Mr Allison’s application was for indemnity
costs.
- [39] The
submissions which Mr Wright made on this appeal (which I infer reflected those
made in the District Court) came close to
equating the need to terminate
Flex’s suffering with the need to terminate Flex’s life. It was at
least arguable if not
clear from Mr Allison’s police interview that the
focus of his decision to kill Flex (the subject of the third charge) was
in
order to terminate Flex’s life so that there would be no further worrying
of sheep by Flex.
- [40] In the
Judge’s costs judgment there is a single sentence which explains why his
Honour was satisfied that Mr Allison had
discharged the evidential onus (under s
45(2)
Arms Act) without the need for him to give evidence. The costs judgment
records:6
- [19] The
evidence from the Vet who examined the dog after Mr Allison had shot it was that
the dog would have suffered a significant
injury from the first shot
fired.
- [20] In my
judgement [sic] of 7 May 2019 I was satisfied that Mr Allison was able to
discharge the evidential onus under s 45(2) of
the Arms Act without the need for
him to give evidence.
- [41] The Crown
is correct to submit that it does not follow from the fact that Flex had
suffered a significant (indeed grave) injury
that he had to be destroyed at that
point. Mr Allison’s own statement to the police did not indicate that that
was the reason
for his killing Flex at that point.
6 Costs judgment, above n 2.
Costs considerations under s 5 CCCA
- [42] Section
5 CCCA applied to the costs order made in the District Court and applies on this
appeal.
5 Costs of successful defendant
(1) Where any defendant is acquitted of an offence or where the
charge is dismissed or withdrawn, whether upon the merits or otherwise,
the
court may, subject to any regulations made under this Act, order that he be paid
such sum as it thinks just and reasonable towards
the costs of his defence.
(2) Without limiting or affecting the court’s discretion
under subsection (1), it is hereby declared that the court, in deciding
whether
to grant costs and the amount of any costs granted, shall have regard to all
relevant circumstances and in particular (where
appropriate) to—
(a) whether the prosecution acted in good faith in bringing and
continuing the proceedings:
(b) whether at the commencement of the proceedings the
prosecution had sufficient evidence to support the conviction of the defendant
in the absence of contrary evidence:
(c) whether the prosecution took proper steps to investigate any
matter coming into its hands which suggested that the defendant might
not be
guilty:
(d) whether generally the investigation into the offence was
conducted in a reasonable and proper manner:
(e) whether the evidence as a whole would support a finding of
guilt but the charge was dismissed on a technical point:
(f) whether the charge was dismissed because the defendant
established (either by the evidence of witnesses called by him or by the
cross-examination of witnesses for the prosecution or otherwise) that he was not
guilty:
(g) whether the behaviour of the defendant in relation to the
acts or omissions on which the charge was based and to the investigation
and
proceedings was such that a sum should be paid towards the costs of his
defence.
(3) There shall be no presumption for or against the granting of
costs in any case.
(4) No defendant shall be granted costs under this section by reason only of
the fact that he has been acquitted or that any charge
has been dismissed or
withdrawn.
(5) No defendant shall be refused costs under this section by
reason only of the fact that the proceedings were properly brought and
continued.
- [44] The general
test under s 5(1), in deciding whether to order the payment of costs to a
successful defendant, is whether and to
what extent the Court considers the
award of any sum of costs is just and reasonable.
- [45] The list of
considerations set out in s 5(2), while not exhaustive, are mandatory
considerations.7
- [46] The
provisions for s 5(4)–(5) establish that the bare fact of acquittal or a
properly-brought prosecution is not sufficient
of itself to warrant or prohibit
a costs award. There must be other factors present to justify an award of
costs.
- [47] As a
central ground of appeal in this case, Ms Thomson submitted that there was an
error of law involved in that the Judge did
not refer to any of the mandatory
considerations set out in s 5(2). The Judge instead proceeded from a recital of
the respective
submissions of counsel to a consideration of the appropriate
costs award under the heading “Principles for the Award of Costs”.
Ms Thomson observed that the analysis appears to have proceeded more or less
directly to a quantification of indemnity costs without
a determination (by
reference to the relevant circumstances) to award costs.
- [48] The
Judge’s analysis of the “principles” was set out in the
following five paragraphs (before his Honour turned
to issues relating to
quantum):
- [32] S 5(2)
requires the Court to have regard to all relevant circumstances and in
particular the matters set out in paragraphs (a) to (q).
- [33] It is made
clear that the Court can order a sum that it considers just and reasonable
towards the costs of his defence.
- R
v Margaritis HC Christchurch T66/88, 14 July 1989 and Cavanagh v Police
[2013] NZHC 2232 at [19].
- [34] Case law
decided over the years has provided some guidance to matters relating to the
exercise of the discretion.
- [35] It is
accepted that the Court is not constrained by the criteria set out in s 5(2) and
that s 5(1) permits an “order that be paid such sum as it thinks just and
reasonable towards the cost of his defence”.
- [49] In the
absence of reference to the s 5(2) considerations in the Court below it is
appropriate that this Court on appeal undertakes that
analysis.
Section 5(2)(a)
— good faith
- [50] Although it
had been submitted for Mr Allison in the District Court that the prosecution had
acted negligently and in bad faith
in bringing and continuing the prosecution,
the Judge did not in his costs judgment adopt that submission. I have been
referred to
no material indicating that the prosecution was otherwise than in
good faith. While the Crown has abided by the outcome of the s
147 application,
the dismissal of the charges does not of itself point to bad faith on the part
of the Crown.
- [51] It is
relevant that the Judge’s direction was that the costs and disbursements
be paid by the Ministry of Justice. By reason
of s 7(2) CCCA, his Honour could
have directed payment by the Commissioner of Police on behalf of the Police if
of the opinion that the prosecution
had been conducted negligently or in bad
faith. Such an order had been sought by Mr Wright, on behalf of Mr Allison, on
the basis
that the prosecution had acted negligently and in bad faith. It may be
inferred from the direction made by the Judge that his Honour
had concluded that
there had not been a negligent or bad faith bringing or conducting of the
prosecution.
Section
5(2)(b) — sufficiency of evidence
- [52] The
Judge’s conclusion in relation to the sufficiency of evidence on the first
two charges was open and understandable.
For the reasons referred to at [30]
– [41] above, the conclusion in relation to the third charge was less
straightforward.
Section
5(2)(c) — proper steps of investigation
- [53] As with the
defence submission based on bad faith, Judge Saunders did not adopt the
submission based on negligence. I have not
been referred to any
particular
evidence of moment which points to inadequate investigation. Given that the key
conduct of Flex on 30 August 2017 took place in view
of Mr Allison only, there
were limits (once Mr Allison himself had been interviewed) to the investigative
steps the Police could
take.
Section
5(2)(d) — the general manner of the investigation
- [54] I reach a
parallel conclusion in relation to the general manner of the investigation as it
applies to the costs award. (The Police
did unlawfully retain Mr Allison’s
firearms for a period but that is the subject of a separate civil
claim.)
Section
5(2)(e) — dismissal on a technical point
- [55] The
prosecution was not dismissed on a technical point but on an evidential
finding.
Section
5(2)(f) — defendant establishing lack of guilt
- [56] Judge
Saunders found as a matter of fact that no offences had been
committed.8
Section
5(2)(g) — the defendant’s behaviour in relation to the investigation
and proceedings
- [57] It is
relevant that Mr Allison expended effort (through counsel) to persuade the
Police/Crown against proceeding with charges
which ultimately failed. The Judge,
a very experienced Judge, has provided in the costs judgment (at [48]) a
detailed analysis of
the attendances involved in the District Court proceedings
from arrest to discharge. His Honour has allocated an assessment of fees
to
those attendances. Some
30 per cent of the attendances related to Mr Allison’s ultimately
unsuccessful challenge to the hearsay evidence of Mr Brosnahan
Snr. If a Court
(as the Judge did) were awarding indemnity costs, there would be good reason
under s 5(2)(g) CCCA to limit the award to the remaining 70 per cent of
attendances. In relation to the airfare claimed for Mr Allison’s daughter
(as a witness), for whom permission had been obtained to give evidence by AVL,
it may also be said that s 5(2)(g) considerations weighed against allowing
that sum. But, the Judge (without articulating specific
8 R v Allison, above n 1, at [24]–[27].
considerations in that regard) must be taken to have considered there remained
some valid reason for her attendance in person.
Other
considerations
- [58] Neither Mr
Wright nor Ms Thomson suggested that there were in this case considerations
other than those listed in s 5(2) CCCA which should have weighed with the Court
in the exercise of the costs discretion.
A costs award?
- [59] Although
the Judge did not refer specifically to the required considerations under s
5(2), I am satisfied that his Honour was entitled in this case to make an award
of costs. The basis upon which Mr Allison’s defence
on all three charges
succeeded was put forward by Mr Wright in order to bring the prosecution to an
earlier conclusion. As Mr Wright
indicated, this was far from a situation of a
defence conducted by ambush. An award of costs payable by the Ministry of
Justice was
appropriate.
Costs in excess of scale — s 13 CCCA
- [60] In
the costs judgment, the Judge proceeded directly from the decision to grant
costs to an analysis of the calculation of a fair
and reasonable fee on an
indemnity basis (that calculation being explored from [36]–[48] of the
costs judgment).
- [61] For the
Crown, Ms Thomson submitted that the decision in relation to indemnity costs
represents a further error of law. Section
13 CCCA provides for regulations to
be made which will cover, amongst other matters, the prescription of maximum
scales of costs
that may be ordered to be paid under the
CCCA.
- [62] The Costs
in Criminal Cases Regulations 1987 (CCCR) applied at the time of the costs
decision. Under sch 1 of the CCCR, the scale
of costs applicable in relation to
Mr Allison’s trial would amount to $339.9
9 Schedule 1, pt 1, Sub-pt A (3 x $113).
- [63] Accordingly,
in this case it was not open to the District Court to award a sum beyond $339
unless the Court was satisfied, having
regard to special difficult complexity or
importance of the case, that the payment of greater costs was
desirable.
- [64] It has been
recognised by the Court of Appeal that any perceived inadequacy of the scale
(having regard to when it was last fixed)
is irrelevant to the determination of
s 13(3) CCCA of “special difficulty, complexity, or
importance”.10
- [65] For the
Crown, Ms Thomson submitted that the case did not fall within the s 13 criteria
of “special difficulty, complexity,
or importance”. The
subject-matter of the proceeding was not of unusual gravity. Mr Allison was not
in real jeopardy of a prison
sentence, let alone a lengthy
one.11
- [66] The
pre-trial issues involved in this case were not out of the ordinary. The
evidence was limited (five witnesses giving evidence).
The single expert gave
brief and not highly technical evidence.
- [67] Ms Thomson
compared this case with Purcell v R, a case in which the defendant
unsuccessfully sought costs beyond scale after being found not guilty by a jury
on two counts of sexual
conduct with consent induced by threat and one count of
blackmail.12 In that case, Mr Purcell’s legal costs for trial
had amounted to $81,246, as contrasted with the scale award of $3,955. Mander
J
rejected the suggestion that the trial was of significantly greater complexity
than is ordinarily encountered in a case involving
sexual offending. His Honour
also observed that while the case was important for the defendant, it was not
important in the sense
of legal importance.13
Outcome
- [68] I
am satisfied that there was an error in the District Court decision to award
indemnity costs to Mr Allison. Whether it arose
through the failure to consider
all the relevant circumstances identified in s 5(2) CCCA or to apply s 13(3)
CCCA or a
10 Solicitor-General v Moore [1999] NZCA 269; [2000] 1 NZLR 533
(CA) at [29].
11 Exposure to a long sentence was found to constitute
“special importance” in Morris v Police
[2013] NZHC 1336 at [27].
12 Purcell v R [2015] NZHC 531.
13 At [57]–[61].
combination of both, the result was that the entire focus was upon assessing
what represented Mr Allison’s reasonable costs
as between the solicitor
and the client. In the circumstances of the case, it was appropriate that Mr
Allison be awarded costs. That
said, the case was not of such special
difficulty, complexity or importance as to make it desirable that costs be paid
in a sum greater
than the scale.
- [69] I am not
satisfied that there has been a demonstrated error in relation to the allowance
of the disbursement relating to the
attendance of a
witness.
Orders
(a) The direction at [48] of the costs judgment is quashed.
(b) There is a direction that costs of $339 together with a
disbursement of
$1,874.40 be paid by the Ministry of Justice to the respondent.
Osborne J
Solicitors:
Crown Law, Wellington
Wilkinson Rodgers, Dunedin
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URL: http://www.nzlii.org/nz/cases/NZHC/2020/2583.html