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Court of Appeal of New Zealand |
Last Updated: 13 December 2021
IN THE COURT OF APPEAL OF NEW
ZEALAND C.A.153/93
PUBLICATION OF NAMES OR THE QUEEN
IDENTIFYING PARTICULARS OF COMPLAINANTS PROHIBITED BY
S 139 CRIMINAL JUSTICE ACT 1985
v
TONY ROBERT TUBOU
Coram: Eichelbaum CJ Gault J Tompkins J
Hearing: 10 June 1996 (at Auckland) Counsel: C J Tennet for Appellant
A J F Perkins for Crown
Judgment: 10 June 1996
JUDGMENT OF THE COURT DELIVERED BY GAULT J
The appellant was tried in the High Court at Auckland on 12 counts alleging
offending against four complainants. He was acquitted
on four of five counts
involving one of the complainants and convicted on all other charges. He was
sentenced to terms of imprisonment
totalling ten and a half years. The appeal
is against the convictions.
In respect of the first complainant the convictions were of rendering her
unconscious with intent to commit sexual violation,
indecent assault,
and sexual
violation by unlawful sexual connection involving respectively
penetration of the vagina by use of a dildo and fingers.
The
offences were alleged to have been committed in the course of what had been
arranged as a session to take photographs
of the complainant.
In respect of the second complainant the offences of attempted sexual
violation and assault with intent to sexually violate were said
to have been
committed when the complainant was invited back to the house where the appellant
lived with his partner. The first offence
was said to have been committed near a
spa pool and the second, later the same day in his car after he pursued her from
the house.
The third complainant was being driven home by the appellant when, realising
she was in a rural area travelling in a different direction
from that she
expected to be taken, insisted upon being let out of the car. The appellant
refused. The complainant jumped from
the car. The charge was of
kidnapping.
The fourth complainant was the appellant’s partner. The offence of
which he was convicted was of assault in the course of a
dispute between
them.
The grounds of appeal are, except for one, of misdirections in the Judge’s summing-up. Mr Tennet in full written submissions filed in advanced addressed some
13 points of criticism of the Judge’s directions. In addition he argued that the jury verdicts on the counts involving the first complainant were unreasonable or cannot not be supported having regard to the evidence in terms of s 385(1)(a) of the Crimes Act
1961.
On that ground the evidence given by the first complainant was of meeting the
appellant at a night club where she was a strip-tease
dancer. She said he
offered to prepare a portfolio of photographs of her and she agreed because she
was interested in modelling.
Three weeks or so later the appellant picked her
up at her home and drove to his house at Titirangi. She had by arrangement
taken
a range of clothes with her. She was given drinks which she said unusually
appeared to have froth on the top. She was photographed
in an evening dress,
then in a black nightie. She said she fell asleep, awoke briefly still in the
nightie but fell asleep again.
She awoke some hours later in different clothing
and on a bed in a different room. Subsequently the police located photographs
admittedly taken by the appellant. They included photographs of the
complainant with a dildo inserted in her vagina and
with the
appellant’s fingers similarly inserted. The appellant gave evidence and
agreed that he had taken the photographs
but maintained that the complainant was
fully conscious throughout and was a willing participant. He relied upon the
photographs
as showing that the complainant was capable of moving about, had her
eyes open in some, and very obviously was not immobilised.
The Crown called evidence of the effects of prescription drugs the appellant
was shown to have possessed when taken with alcohol.
That was consistent with
the appearance of consciousness in the photographs but with the subject
co-operating and relaxed, almost
asleep, following instructions but with
no subsequent memory of events. The Crown also called evidence of complaints
made
by the complainant over the telephone to a friend the following day. In
that respect there was inconsistency between the time the
complainant said in
her evidence that she noticed that her pubic
hair had been cut and the complaint evidence that she had mentioned it at an
earlier time.
As the Judge’s summing-up makes clear, the real issues for the jury
were whether the complainant had been drugged and did not
consent to the
indecencies. The case for the defence rested heavily on the photographs and the
appearance of the complainant inconsistent
with unconsciousness. It was a
matter for the jury to decide whether the evidence of the appellant in
conjunction with the photographs
raised a sufficient doubt to warrant not guilty
verdicts. They must have decided they did not. The verdicts were open. The
evidence
of the complainant, if accepted by the jury, supported their verdicts
once the medical evidence was taken into account. We are
satisfied that the
convictions should not be disturbed on this ground.
The first matter on which it was said the Judge misdirected the jury was as
to the standard of proof on the Crown. The Judge in a
few lines described the
required standard of proof as follows:
The standard of proof, as Mr Perkins said to you is a high one. It is proof
beyond reasonable doubt. Now that means exactly what
it says. Not some vague
and fanciful doubt dreamed up to avoid an unpleasant duty. A reasonable doubt,
a doubt which is rooted in
reason, which is rational.
For the reasons given in the judgment of the High Court of Australia in
Green v R [1971] HCA 55; (1971) 46 ALJR 545, there should be
avoided in summing-up to juries attempts to define “reasonable”
using expressions such as “proceeding
from reason” or
“rational”. But in this case the Judge went on to direct in correct
and more conventional terms
as follows:
In the context of this case what it really boils down to is, are you sure
that each of the allegations have been made out? Putting
it another way, Mr
Tubou has in some cases denied that matters occurred at all; in other cases has
denied that there was the lack
of consent to what occurred. You have heard what
he had to say. As I said to you last night it is not a case of saying do you
prefer
him to the woman. The test is, could his explanation, whether it is an
innocent explanation or a total denial, reasonably be true?
If what he has said
could reasonably be true, then you must have a reasonable doubt about the
matter. You cannot convict if that
is the situation. We are talking about
reasonable doubts. We are not talking (and let me stress this) about
mathematical certainty.
Life is not about mathematical certainty; life is not
about absolutes. The issue is are you sure that these allegations made
by the
Crown have been proved. For you to be sure you will need to be able to
confidently say, his denials, his explanations could
not reasonably be
true.
Taken overall we are satisfied that there is no risk that the jury might have
been confused or have misunderstood what was required.
There was no
misdirection as to the standard of proof.
Mr Tennet next submitted that the Judge did not give a sufficient direction
as to the need to consider each count separately. His
principal point was that
the Judge did not tell the jury that consideration on each count was to be by
reference only to the evidence
relevant to it.
This was a case where the evidence was of separate events on different
occasions involving separate complainants. The potential for
evidence relevant
only to one count being improperly used in relation to another was not
significant. The Judge did instruct the
jury not to transfer a determination of
guilt from some charges to others in these terms.
It is important throughout that you remember there are 12 separate trials.
It does not follow that if Mr Tubou is guilty of one he
is guilty of all or
because he is guilty of 2 or 3 he is guilty of 8 or 9. Each one has to be
looked at alone. It is a matter for
you. I would have thought that the
strength of the evidence may vary, but that is a matter for you and for your
assessment.
At the end of his summing-up the Judge said:
In respect of each of the counts you will have to reach a unanimous decision.
Each of them is a separate matter which requires its
own independent
assessment.
We do not accept there was any misdirection on this issue in the
circumstances of the particular trial.
Mr Tennet was critical of the use by the Judge of a reference to “an
awful lot of coincidences” and submitted this might
have been understood
as an invitation to the jury to associate the strength of the case against the
appellant on one charge with
others. But the context in which the expression
was used leaves us with no concern. It appears in a sentence overall favourable
to the accused dealing with the evidence he gave and reading:
If you say, well there is an awful lot of coincidences in all of this, it
seems fairly strange, but I suppose that could reasonably
be true, then you must
acquit him.
Next it was submitted that the Judge failed to adequately put the defence
case to the jury. The argument was that a series of points
taken cumulatively
carried some denigration of the case for the defence and did not summarise the
points made in the address of defence
counsel in the same fair manner as the
case for the Crown had been summarised.
It should be borne in mind of course that so long as it is made clear that it
is for the jury to determine factual issues it does
not amount to misdirection
for a judge to comment on the evidence in a manner that tends to indicate his or
her view. Further, even
the most fair summary may appear less than balanced if
the case for one side is much stronger than that on the other.
In this case the aspect of real concern to Mr Tennet was that after having
summarised the points made in the address of counsel for
the Crown the Judge,
when summarising the address of defence counsel, interposed points made for the
Crown. In some instances this
gives the impression of simply identifying the
point in the Crown case to which the defence submission was related and in
others
the effect was to highlight the competing contentions for the
jury.
Each of the points raised was canvassed with counsel in the course of
argument after which we were satisfied that the defence case
on each count was
placed fairly before the jury.
One particular criticism was reiterated as a separate ground of misdirection.
It was that self defence effectively was removed from
the jury on the count of
assault on the fourth complainant. The direction on the law of self defence
was accepted as correct.
That concluded with the Judge identifying the
essential issue for the particular case as whether the Crown had established
that the
appellant’s response to being struck by the complainant with
a torch was disproportionate and in all the circumstances
unreasonable.
Earlier in the summing-up the Judge had said:
I will come specifically to count 12 where even on his own evidence I am not
sure that a defence is available although that is a question
of fact for
you.
In summarising the defence case the Judge later said:
As far as the last count is concerned, Mr Edgar says, yes there clearly was
hitting between them. Anything he did was merely a follow
on from her attack
with the torch. He says the broken torch was there, seen by people. I suggest
to you that the real matter for
your consideration is whether the Crown have
satisfied you that the amount of violence which he inflicted was not in self
defence.
That as I perceive the evidence is really all it is
about.
The appellant in his own evidence had described the complainant picking up
the torch and attacking him. He referred to three or four
blows one on the
corner of his eye. After that he agreed he reigned blows on her, that she ran
outside screaming (it was about 4.00
am). He pursued her, jumped on top of her
and pinned her down. He said he was trying to calm her down. He was found by a
house
guest sitting on top of her. The guest separated them and assisted the
complainant who later developed a pronounced black eye.
We consider on the summing-up overall that self defence was left to the jury.
The Judge’s comment expressing doubt as to whether
it was available was
not unreasonable.
The judge dealt with the significance of evidence of distress and of recent
complaints. He dealt first with evidence of distress,
correctly explaining its
limited
significance and pointing out that it was not independent or separate
evidence of the offending but can show consistency. He said
complaint evidence
is of similar significance. These directions were correct. They did not, as Mr
Tennet submitted, elevate evidence
of distress to some form of
corroboration.
The Judge did not mention corroboration. That was appropriate in light of s
23AB Evidence Act 1908. Mr Tennet did not press a submission
that this was a
case calling for the direction contemplated by s 23AB(2).
In relation to count 2, alleging indecent assault against the first
complainant (cutting of the pubic hair), Mr Tennet advanced the
submission on
the direction as to intent. In the course of argument however it became
apparent that the point really was as to the
direction on consent. The Judge
had directed correctly with reference to charges of sexual violation as to the
need for the Crown
to establish absence of consent or of belief on reasonable
grounds that there was consent. He did not separately direct in relation
to
this indecent assault count that a belief in consent - even without reasonable
grounds - would warrant acquittal. But this was
not a case where there was any
suggestion of mistaken belief in consent. The appellant’s evidence was
that there was actual
consent. The complainant said she did not consent. There
was simply no room for any injustice arising from the possibility of the
jury
taking the direction given with reference to other offences as applicable
here.
The next point was that the summing-up appeared to negative the defence to
the kidnapping charge by treating with distain the appellant’s
evidence
explaining the reason for taking the complainant in the direction he was
travelling. Quite apart from
the implausibility of the explanation, we are satisfied the Judge ensured
that the competing assertions were before the jury for consideration.
We have
no concern for the safety of the verdict on this count.
Mr Tennet presented a number of other arguments on the summing-up but, after
analysing them in the course of the hearing we were satisfied
they were without
merit.
In spite of the full argument we heard, we are not convinced that there were
any material misdirections and the convictions must stand.
The appeal is
dismissed.
Solicitors
Crown Solicitor, Auckland
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