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Last Updated: 14 November 2019
PUBLICATION OF NAME OR IDENTIFYING PARTICULARS OF COMPLAINANT PROHIBITED
BY S139, CRIMINAL JUSTICE ACT 1985
IN THE COURT OF APPEAL OF NEW ZEALAND CA311/01
THE QUEEN
V
A (CA311/01) Hearing: 19 March 2002
Coram: Blanchard J Salmon J Chambers J
Appearances: S D Cullen for Appellant
J C Pike for Crown
Judgment: 26 March 2002
JUDGMENT OF THE COURT DELIVERED BY BLANCHARD J
[1] The appellant was convicted after pleading guilty in the High Court at Auckland to three representative charges of sexual violation. He was sentenced to ten years imprisonment on all three charges to be served concurrently. He appeals against his sentence.
[2] The appellant was the de facto partner of the victim’s
mother, Ms J, from about mid 1989 until April 2000. The offending
commenced in
December 1996 when the victim was aged eight and continued until January 1999
when he was aged ten. During this period
the appellant encouraged Ms J to have
full sexual intercourse with her son, the victim, on many occasions as well as
encouraging
them to perform oral sex on each other, again on many
occasions.
[3] The summary of facts to which the appellant pleaded guilty
indicates the offending began after the appellant told Ms J he
had caught the
victim with his hand down his sister’s pants. Ms J spoke to the victim
who denied touching his sister. Ms J
and the appellant spoke to the boy about
sex. The appellant provided the victim with a number of pornographic magazines
and Ms
J told him how to masturbate.
[4] A few days later the appellant told Ms J that the victim had said
he wanted to have sex with his sister and it was as a
result of being told this
that Ms J had sexual intercourse with the boy. After the appellant became
aware of this he initially
chastised her. But, significantly, he then told her
a few days later that the boy had gone to him and said “I want to have
sex
with Mum.” Ms J knew of her son’s alleged statements only from
the appellant. The boy never requested sex directly
from her.
[5] The offending continued along these lines with sexual intercourse
between Ms J and her son about twice a week, with a short
break in 1997, until
the boy ran away from home in January 1999. The appellant was present and
encouraged the activity on these occasions.
Often the appellant would rehearse
his sexual fantasies about Ms J and her son prior to her having sexual
intercourse with the boy.
The appellant made audiotapes of some sexual acts
between Ms J and the boy.
[6] The appellant’s offending initially came to light as a result of a statement made to police by the victim about his mother. The appellant was sentenced separately on various cruelty charges arising out of this statement. Eventually further statements were taken from the boy and the charges the subject of this appeal were laid.
The sentencing remarks
[7] The Judge in his sentencing remarks noted that he had indicated to
counsel that the manner in which the current charges
came to light
indicates that the appellant did not make a clean breast of things
initially.
[8] The Judge expressed the Court’s clear position that conduct
such as that in which the appellant participated and which
he encouraged cannot
be tolerated:
... It strikes at the very root of this country’s wellbeing. The unit
of a family is what we base our culture on in this country
and the activities in
which you were involved destroy that culture and that unit.
[9] The Judge set out the following aggravating factors:
• The gross breach of trust, in that the appellant was essentially
the victim’s de facto father;
• The duration of the offending, extending over about two
years;
• The effect on the victim, which the Judge considered was totally
devastating, presenting him with present and ongoing problems,
“probably
for the rest of his life”, and
• The appellant was the instigator of these activities and encouraged
them. The Judge perceived this was the worst feature.
The appellant could
have put a stop to the offending.
[10] As a mitigating factor, the Judge accepted that the appellant
pleaded guilty as soon as practically possible when he received
“some
sound advice.” The Judge also accepted that the appellant was now
remorseful for what he had done. However, the
Judge could not see what
defence there could have been to the charges and concluded that the
entitlement to any
reduction was far outweighed by the aggravating
factors, even accepting the appellant’s remorse.
[11] The Judge referred to the pre-sentence report which set out the appellant’s background as indicating possibly some of the reasons why what had occurred had occurred. He also referred to the six year sentence imposed on Ms J following her guilty plea on six representative charges of sexual violation. The Crown
submissions suggested a similar sentence of six years was appropriate, taking
a starting point between eight and ten years imprisonment
with allowances for
the guilty plea and the parity principle. The Judge stated he could not accept
such a sentence would be appropriate.
[12] The Judge considered that the factual circumstances were very
different in Ms J’s case from the appellant’s.
Ms J had no prior
convictions of any sort. The appellant had seven prior convictions including one
conviction for ill treatment of
this child, one for threatening to kill,
one for injuring with intent and two for common assault. Nor in the
Judge’s
view did Ms J play a leading role in these activities. The Judge
concluded:
... This is a case where what we call the party in my judgment is much more
to blame for what has occurred than what we term is the
principal; in other
words, your culpability and blameworthiness is much greater because of the
part you have played than the
blameworthiness and culpability of [Ms
J].
[13] The Judge sentenced the appellant to ten years imprisonment on each
count.
Submissions
[14] In support of the appeal Mr Cullen submitted that there was a disparity between the sentences of ten years imposed on the appellant and six years imposed on Ms J. He also argued that not enough allowance had been made for his client’s guilty plea. Counsel responsibly accepted that because Ms J, as well as pleading guilty, had agreed to testify against the appellant if his case proceeded to trial, she had been entitled to some credit not due to him and that accordingly, notwithstanding the stance the Crown apparently took on sentencing, it was to be expected that his sentence would be longer than hers, but not to the extent of a four year difference favouring the person who had actually committed the sexual violations. Counsel suggested also that the Judge had been wrong to regard the appellant as the instigator and thus the more serious offender. He had in fact disclosed his partner’s sexual activities with her child to the police, although Mr Cullen accepted that in doing so the appellant had minimised his own
involvement. Counsel drew attention also to the appellant’s physical
disability and his epilepsy.
[15] For the Crown, Mr Pike, rightly in our view, conceded at once that in
comparison with the sentence of the co-offender 10 years
was too high and he
agreed that the appellant had not instigated each and every incident of Ms
J’s sexual offending. He had,
however, encouraged it, for example, by
introducing the use of pornographic magazines.
Decision
[16] The conduct of the two co-offenders was degrading and disgraceful in
the extreme. That it involved a child, indeed the child
of one of them, makes
it all the worse. We consider that Ms J, even allowing for her guilty plea, her
assistance to the police
and her own unfortunate abused background, can
count herself as extremely fortunate to have received only a six year
sentence.
A substantially longer term of imprisonment would not have been
disturbed on appeal.
[17] Were it not for the disparity with Ms J’s sentence
we would not have interfered with that imposed upon
the appellant. He was
plainly the dominant figure in the household and while on some occasions he was
not present when the abuse
occurred, the contents of the psychological report on
the child, which Mr Cullen did not dispute, revealed the extent of his
instigation
and encouragement. He plainly obtained a perverted gratification
out of what was occurring. Indeed, he went to the lengths of
audiotaping
incidents on several occasions.
[18] However, some adjustment is required because of the substantial disparity in the sentences. We bear in mind of course that the fact that one offender has received an unduly lenient sentence is not necessarily a ground for interference with the longer sentence passed on another (R v Rameka [1973] 2 NZLR 592). What is required is a balance between removing the appearance of uneven handedness in the administration of justice and the undesirability of imposing a second sentence which is also unduly lenient. The adjustment should be to the minimum extent necessary to achieve this balance.
[19] We have concluded that the appropriate course in this case is to
allow the appeal, quash the 10 year sentences and impose
instead, in respect of
each of the three convictions, sentences of eight and a half years imprisonment
which are to be served concurrently.
Solicitors:
Crown Law Office, Wellington
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URL: http://www.nzlii.org/nz/cases/NZCA/2002/395.html