NZLII Home | Databases | WorldLII | Search | Feedback

Court of Appeal of New Zealand

You are here:  NZLII >> Databases >> Court of Appeal of New Zealand >> 2003 >> [2003] NZCA 155

Database Search | Name Search | Recent Decisions | Noteup | LawCite | Download | Help

THE QUEEN v FREDERICK BAILEY [2003] NZCA 155 (22 July 2003)

IN THE COURT OF APPEAL OF NEW ZEALAND

CA102/03

THE QUEEN

v

FREDERICK BAILEY

Hearing: 21 July 2003

Coram: Gault P

Baragwanath J

Panckhurst J

Appearances: V C Nisbet for Appellant

M F Laracy for Crown

Judgment: 22 July 2003

JUDGMENT OF THE COURT DELIVERED BY GAULT P

[1]This is an appeal against the sentence of preventive detention with a minimum to be served of five years, imposed in the High Court at Wellington on 7 March 2003.
[2]The offence for which the sentence was imposed is of indecent assault on a 13 year old boy.The appellant, a 52 year old single man, replied to an advertisement by the complainant seeking odd jobs. He arranged for the complainant to come to his house.There the boy was offered beer and perhaps cigarettes (which he declined).There was no real discussion about work but the complainant was invited to watch a video tape sitting on the couch in the lounge with the appellant.While sitting there the appellant put his hand on the complainant’s genital area but it was brushed away.The appellant then invited the complainant into his bedroom claiming he wanted help with an old injury.The complainant was offered the stimulant amyl nitrate, which he declined.The complainant then was induced to massage the appellant’s back, after which the appellant sought to reciprocate.He removed the complainant’s shirt and rubbed his lower back moving down to the buttock area.When the appellant attempted to remove the complainant’s trousers the complainant resisted and eventually managed to extract himself from the bedroom and leave the house.
[3]At the time of the offending the appellant was on parole.He had been released from prison a few months before after serving a sentence of 22 months for a similar offence (attempting to induce a youth to masturbate).He was at the time subject to a condition of his parole prohibiting him from having any unsupervised access to children under 16 years of age.He was also under treatment by the Department of Corrections Psychological Service designed, in part, to assist in developing an understanding of his offending process and to devise safety mechanisms to cope with high risk situations.
[4]The appellant pleaded guilty at an early stage.When he came for sentence in the District Court the Judge declined jurisdiction because he regarded the appellant as a candidate for the sentence of preventive detention.That was because of his offending record.He had seven previous convictions for indecent assault or similar indecencies involving six victims.His offending had occurred over the period commencing in 1988.
[5]The appellant presented a difficult sentencing task for the sentencing Judge.His offending, although persistent, had not been particularly serious and had not increased in seriousness over the years;rather the contrary.His record is that of a recidivist paedophile and his response to previous sentences and sex offender programmes has been poor.He has an acknowledged alcohol addiction which plays a significant part in his sexual offending as it did in the offence with which we are immediately concerned.
[6]The sentencing Judge had before her a letter written by the appellant the day before sentencing.In that he acknowledged his alcohol dependency and recognised that total abstinence would be essential to prevent further offending.He expressed both remorse and optimism and indicated the need for continued assistance.Those views, however, stood somewhat in contrast with the pre-sentence report and reports from a senior psychologist from the Department of Corrections and a senior clinical psychologist from Capital and Coast District Health Board.They indicate a significant lack of insight by the appellant into his offending, its seriousness and impact upon his victims.They indicate also a unanimous view that the appellant presents a high risk of re-offending.The sentencing Judge concluded that the sentence of preventive detention was appropriate to protect the public from the repeated and predatory nature of the appellant’s offending.
[7]In support of the appeal, Mr Nisbet submitted that the sentencing Judge did not give sufficient weight to the appellant’s early plea of guilty and his willingness to undertake further treatment for his offending.He emphasised that the offending appears to have declined in seriousness over the last decade so that the risk of re-offending should be assessed together with the degree of seriousness should that risk be manifested.
[8]For the Crown Ms Laracy submitted that the sentence was rightly imposed because of the high risk of re-offending and the need to protect young people in the community.
[9]There is no question that the appellant is a serious candidate for the sentence of preventive detention under s87 of the Sentencing Act 2002.His pattern of offending indicates a paedophile with a high risk of re-offending, low motivation to address his problems and in particular his alcohol dependency and poor responses to previous treatment efforts.
[10]The treatment provided over the years has been considerable.In 1994 a report of a psychologist with the Department of Corrections indicated assistance to the appellant to develop a strategy to minimise recurrence of sexual offending.However, following treatment, the appellant was assessed as having little regard to the consequences of his offending on victims and limited control over both his offence related thinking and actual offending.He was referred to the STOP Programme but attended only two sessions.
[11]In the year 2000 a pre-sentence report indicates that the appellant had again commenced the STOP Programme in November 1999.He made minimal progress however, because he continued to deny and minimise his offending and alcohol abuse.Eventually he re-offended but was permitted to stay on the programme subject to addressing his alcohol abuse and showing improvement in his group work.He did subsequently show some improved motivation, but eventually his alcohol problem led to him being suspended from the programme.
[12]The appellant completed the treatment programme at the Kia Marama Special Treatment Unit in October 2001.A psychological report prepared by the treatment centre outlined that he made minimal progress in treatment.At the end of the treatment he was assessed as a high risk of further sexual offending against children.
[13]As previously indicated, at the time of the present offending the appellant was under treatment by the Department of Corrections Psychological Service and, according to its senior psychologist, he is assessed as not currently suitable for further rehabilitative interventions while he continues to diminish responsibility for and minimise his offending.Any future provision of treatment will require a significantly greater acceptance of responsibility.In addition, the predatory and intentional nature of his grooming behaviour, the sexual arousal he experiences during offending and his denial of responsibility all suggest he is unlikely to be able to modify his behaviour of his own volition.
[14]The provisions of the Sentencing Act 2002 relating to the sentence of preventive detention (ss87-90) were reviewed in the judgment of this Court in R v C [2003] 1 NZLR 30.It was there pointed out (para 25) that no credit for a plea of guilty can be given within a sentence of preventive detention save in respect of the minimum sentence to be served.That, in any event, cannot be less than the five years imposed in this case.
[15]In this case the issue of concern is whether the sentence of preventive detention is disproportionately harsh in light of the particular offending in which the appellant has engaged.We asked Ms Laracy, whose submissions were of assistance, whether there have been cases in which the sentence has been imposed for recidivist offending at such a comparatively low level.We were referred to R v K (CA57/00, judgment 30 March 2000, in which that sentence was upheld on appeal where the particular offence was one of indecent assault to which the offender had pleaded guilty at an early stage.The offence was of touching the vagina and bottom of a young girl of 4 – 5 years entrusted to him.He was in her bed and subsequently masturbated.His list of previous convictions was lengthy and included indecent assault on a female between 12 and 16 years for which he had been sentenced to imprisonment for five years.The case for preventive detention plainly was stronger in that case than in the present case.
[16]On the other hand in both R v Burkett CA416/00, judgment 21 February 2001, and R v T CA125/02, judgment 19 July 2002, this Court allowed appeals against sentences of preventive detention and substituted finite sentences in circumstances similar to this in the present case.In Burkett we said (para 22)

We hasten to add that should we be of the view on assessment of the overall picture that protection of the public demanded such a response we would not be deterred solely by the relative lack of seriousness of the most recent offending.However, when addressing the protection of the public it is appropriate to bear in mind what it is that there is concern to protect from.Where it is from potential serious offending of a violent or invasive kind, there must be greater reluctance to risk alternative sentencing approaches.In the present case the type of offending of which there is real risk of recidivism is not in that category.It is to be noted that in the 22 years since the offending began it has not progressed to more serious conduct, nor is there indication of any tendency towards violence.The psychiatric opinion is that the risk of violence is low.

[17]Similarly in T the Court said (paras 22, 24).

The purpose of the indeterminate sentence of preventive detention is not punitive but is rather to protect the community.Its availability as a sentencing option reflects society’s need to protect itself against recidivist sexual violent offenders.Nevertheless the punitive effect of the sentence requires a careful examination by the Court of the seriousness of the offending against which preventive detention will provide protection, as a factor relevant to public safety and therefore the exercise of the sentencing discretion.

...

While his proclivities have therefore not resulted to date in paedophiliac offending of the most serious kind, it is certainly of a nature that is damaging, frightening, disturbing and acutely embarrassing to his victims as the complainant’s victim impact statement in this case makes plain.Accepting all this, it is nevertheless the case that preventive detention would be very punitive indeed for the offending for which the appellant is to be sentenced.

[18]These views may be said to be reinforced by the matters required by s87(4) to be taken into account when considering whether to impose a sentence of preventive detention.

(b) ... the seriousness of the harm to the community caused by the offending;and

(c) information indicating a tendency to commit serious offences in future ... (emphasis added)

[19]Ms Laracy invited us to consider whether there should be a greater willingness to impose the sentence now that the minimum period before eligibility for parole is five years rather than ten years as it was under the Criminal Justice Act 1985.We would not discount that as a relevant consideration, but it should be seen as providing greater flexibility in sentence administration rather than ground for a reduction in the level of seriousness of the offending as justifying preventive detention.So regarded it would be difficult to reconcile with the express considerations in s87(4) and in particular the principle that a lengthy determinate sentence is preferable if that provides adequate protection for society.The real issue is whether in all the circumstances the offender should receive the indeterminate sentence, not what minimum term should be served before parole.That comes at a subsequent stage.
[20]The nature of the offending of this appellant cannot be characterised as trivial.But neither is it high on the scale of seriousness.His two most recent offences seem to have consisted in overtures to young men desisted from when rejected.Prior to that his offences in 1993 and 1995 involved indecent assaults on male victims over sixteen.Their seriousness is indicated by the sentences respectively of six months periodic detention and six months imprisonment.While offensive, embarrassing and even frightening to victims, the pattern of offending over this ten year period has not been violent or of an increasing seriousness.It reflects apparent sexual gratification, when disinhibited by alcohol, from low level offending from which he seems to be and was readily deterred.Offending at that level does not warrant the indeterminate sentence of preventive detention without first there having been a lengthy finite sentence as, in effect, a final warning and chance to address underlying problems.
[21]Accordingly, while we recognise the high risk of re-offending, we think this offence, in the context of the history of offending, should be met with a finite sentence.That must be longer than would be a usual response to this level of offending to take account of the need to protect the community.On that basis we do not consider it likely to distort sentencing levels for this type of offending.
[22]Accordingly, we allow the appeal, quash the sentence of preventive detention and substitute a sentence of imprisonment for five years.
[23]It is necessary also to consider whether there should be imposed a minimum period to be served under the s86 of the Sentencing Act.That requires first consideration of whether the circumstances of the offence were sufficiently serious to justify a minimum sentence to be served greater than the one third otherwise applicable.We have no doubt that they were, and Mr Nisbet did not disagree.This indecent assault involved the aggravating factors of the age of the victim, the predatory conduct including the planning and having the boy visit a private home and the offering of disinhibiting substances.We note too the disturbing effect the offending had on the complainant and his family.The circumstances involved also offending while on parole and in breach of an express condition of that parole.
[24]Turning to the length of the minimum period, it is appropriate to take account of the guilty plea, but also the need for protection of the community and for the appellant to address both his alcohol dependency and his proclivity to offend against adolescent males.We are of the view that the appropriate minimum period is three years, and we so order.

Solicitors:

V C Nisbet, Wellington, for Appellant

Crown Law Office, Wellington


NZLII: Copyright Policy | Disclaimers | Privacy Policy | Feedback
URL: http://www.nzlii.org/nz/cases/NZCA/2003/155.html